Background
The dialogue that occurs between the preimplantation
embryo and the uterus is one of true elegance. Although
the precise molecules and events involved remain unclear,
it is well known that the initiation of pregnancy requires a
precisely timed synchrony between endometrial develop-
Published: 16 June 2004
Reproductive Biology and Endocrinology 2004, 2:34 doi:10.1186/1477-7827-2-34
Received: 01 March 2004
Accepted: 16 June 2004
This article is available from: http://www.rbej.com/content/2/1/34
© 2004 Kim and Fazleabas; licensee BioMed Central Ltd. This is an Open Access article: verbatim copying and redistribution of this article are permitted in
all media for any purpose, provided this notice is preserved along with the article's original URL.
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Page 2 of 6
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ment and the implanting blastocyst. In primates, at the
appropriate phase of the menstrual cycle, the uterus
becomes "receptive" and enables the blastocyst to attach.
This "receptive window" is initially dependent on estro-
gen and progesterone. Further morphological and bio-
chemical changes are induced within the uterus by signals
from the developing embryo and following trophoblast
invasion.
Uterine receptivity and implantation in the baboon can
be categorized into three distinct phases. Phase I is regu-
lated by estrogen and progesterone and is evident between
days 8 and 10 post-ovulation (PO) of the normal men-
strual cycle. Morphologically it is characterized by the
presence of columnar epithelium with microvilli and an
increase in stromal cells proliferation [1]. At the biochem-
ical level, there is a loss of estrogen receptor (ER α) and
progesterone receptor (PR) in the luminal epithelium [2]
together with a marked reduction of the polymorphic
mucin, Muc-1 expression [3]. Coincident with the
decrease in Muc-1 staining, there is an increase in smooth
muscle myosin II (SMM II) expression in the luminal and
glandular epithelium [4] and the appearance of pinopod-
like structures on the surface epithelium, similar to those
reported in the human [5]. The second phase of uterine
receptivity is induced by blastocyst 'signals' superimposed
on the estrogen/progesterone-primed receptive
endometrium. This phase is associated with functional
and morphological changes in the endometrium that are
distinct from those observed at a comparable time of a
nonpregnant cycle (i.e. phase I of uterine receptivity).
Phase III of uterine receptivity is initiated following blast-
ocyst attachment and implantation. A universal response
is the significant increase in the permeability of the subep-
ithelial capillaries surrounding the blastocyst [6,7]. In pri-
mates the morphological changes associated with
implantation have been extensively studied and elegantly
reviewed by Enders [8]. In general, together with glandu-
lar hypertrophy, stromal cell decidualization is initiated
and is accompanied by increased extracellular matrix
(ECM) accumulation.
In this review, a brief summary of the studies in the
baboon that demonstrate the modulation of the uterus by
embryonic signals (Phase II) is given. The molecular regu-
lation of stromal cell differentiation (Phase III) will be the
focus of this review and the aberration of uterine receptiv-
ity in baboons with endometriosis will be discussed.
Influence of embryonic signals on uterine receptivity –
phase II
Several lines of evidence demonstrate that embryo-
derived factors directly or indirectly influence endome-
trial receptivity and implantation in primates. Studies in
the rhesus monkey indicate that endometrial physiology
during the midluteal phase in the presence of the concep-
tus is discernibly different from that in the nonfecund
midluteal phase [9]. An early maternal response to preg-
nancy in the luminal epithelium of primates is the forma-
tion of the epithelial plaque [10]. This response is
characterized by hypertrophy of the surface epithelium
and cells in the neck glands that round up and form acinar
clusters [11,12]. In the baboon, chorionic gonadotropin
(CG), when infused in a manner that mimics blastocyst
transit, has physiological effects on the three major cell
types in the uterine endometrium (i.e. luminal and glan-
dular epithelium and stromal fibroblasts [13]). The effects
of CG on glandular transformation and stromal cell differ-
entiation are direct, and occur independent of the ovary
[13]. The glandular response to CG infusion is character-
ized by a marked increase in transcriptional and post-
translational modulation of glycodelin [13]. Synthesis of
glycodelin by the glandular epithelium parallels the rise
and later decline of CG in the peripheral circulation [14].
The primary effect of CG on stromal fibroblasts is the
induction of α-smooth muscle actin ( αSMA; 13, 15). It
has been hypothesized that the induction of αSMA in
stromal fibroblasts occurs as a consequence of the binding
of integrins on the stromal cell membranes (that are also
induced in response to CG) to secreted ECM proteins
[16]. The interaction between integrins and the ECM
induces changes in the actin cytoskeleton that are thought
to be critical for signal transduction [17,18].
Decidualization – phase III
One of the fundamental requirements for the successful
establishment and maintenance of pregnancy in the pri-
mate is the decidualization of the endometrium. Decidu-
alization is defined as the differentiation of the fibroblast-
like mesenchymal cells in the endometrium to a decidual
cell which is morphologically and biochemically distinct
[19]. The decidualized cell biochemically expresses new
proteins such as prolactin and insulin-like growth factor
binding protein-1 (IGFBP-1; 1).
In the human, regardless of whether implantation occurs,
stromal edema is observed on day 23 of the menstrual
cycle and is followed 3 to 4 days later by a predecidual
reaction which begins around the spiral arteries and
spreads through the upper two-thirds of the endometrium
[20]. If implantation occurs, the reaction is intensified
and becomes the decidua of pregnancy. In contrast, the
baboon does not undergo a predecidual reaction during
the menstrual cycle [12,21]. However, following implan-
tation, the stromal fibroblasts undergo extensive modifi-
cation to form the decidua in the baboon (11,12, 22).
Turner [23] and Bryce and Teacher [24] first suggested that
decidualization is regulated by the trophoblast. In vivo
data clearly demonstrate that decidualization in the
baboon, based on IGF-I receptor, IGFBP-1 and prolactin
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expression, is a conceptus-induced phenomenon, first evi-
dent at the implantation site between days 18 and 25 of
pregnancy [25,26]. Treatment of endometrial stromal
cells in cell culture with estrogen and progesterone, which
can decidualize human stromal cells, is insufficient to
fully decidualize stromal cells isolated from the baboon
endometrium. An additional factor, i.e. dibutyryladenos-
ine 3':5' cyclic monophosphate (dbcAMP) is required,
suggesting that a conceptus-mediated factor involving
cAMP-mediated pathways is important in the baboon
[27].
Although there are many studies that have defined the
morphological and biochemical end points of a decidual
cell [12,28], the sequence of cellular and molecular events
associated with the transformation of a stromal fibroblast
to a secretory decidual cell has yet to be elucidated. IGFBP-
1 is not only a marker for decidualization but also a para-
crine/autocrine factor which is intimately involved in the
sequence of events leading from implantation to normal
fetal outcome. By studying the factors which regulate
IGFBP-1 gene expression, a general sense of the types of
changes that occur during the process of decidualization
can be obtained.
IGFBP-1 gene regulation
Many studies have demonstrated the regulation of the
IGFBP-1 gene in both the liver and the endometrium.
Multiple factors contribute to the regulation of IGFBP-1
gene expression, including insulin, glucocorticoids, pro-
gesterone, cytokines and hypoxia [29-32]. In the decidual-
ized human endometrium, progesterone induces IGFBP-1
synthesis perhaps via a glucocorticoid response element
[33]. Further modulation of its expression in vitro is medi-
ated by cAMP [34]. Many of the important cis-regulatory
elements are located within 500 bp of the transcription
start site. [35]. The hepatocyte nuclear factor 1 (HNF1)
binding region, insulin response element (IRE), gluoco-
corticoid response element (GRE) and TATA element are
highly conserved among the human, rat and mouse
IGFBP-1 promoters, suggesting a crucial, evolutionarily
conserved role for these gene promoter regions in its reg-
ulation. In the recent years, there has been great interest in
the regulation of IGFBP-1 by FOXO1, a member of the
FOXO sub-family of forkhead/winged-helix family of
transcription factors in liver-derived cells [36-39]. The
DNA-binding domain of FOXO1 is comprised of three
tightly packed alpha helical domains and a C-terminal
basic region [40]. It is the third helix (H3) that establishes
DNA base contacts within the major groove of its recogni-
tion sequence. The IGFBP-1 promoter contains an FOXO1
binding site (GCAAAACAA) in the IRE of the human
IGFBP-1 promoter.
FOXO1 is expressed in the baboon endometrium and is
upregulated during the luteal phase of the menstrual cycle
which intensifies during pregnancy [35]. Furthermore,
FOXO1 can upregulate the IGFBP-1 promoter in endome-
trial stromal cells [35]. Studies have shown FOXO1 to
physically associate with additional nuclear transcription
factors and cause repression or transactivation of genes.
FOXO1 can interact with the estrogen receptor, retinoic
acid receptor, and thyroid hormone receptor causing
either repressive or activating effects on nuclear receptor
mediated genes [41,42]. FOXO1 can also associate with
and function cooperatively with CCAAT/enhancer-bind-
ing protein (C/EBP) beta to cause a significant upregula-
tion of the decidual prolactin promoter in response to
cAMP agonists [43]. FOXO1 can physically associate with
HOXA10, another nuclear transcription factor which then
acts cooperatively to increase the IGFBP-1 promoter activ-
ity [35].
HOXA10 is one member of the homeobox (HOX) gene
family. Homeobox genes are involved in the genetic con-
trol of development, in particular in the specification of
the body plan, pattern formation, the determination of
cell fate, and several other basic developmental processes
(reviewed in 44). Proteins in the homeobox gene family
contain a unique homeodomain that is a 61 amino acid
residue polypeptide which represents the DNA-binding
domain of the proteins.
HOX proteins can regulate genes in adult tissues. Hoxa5
[45] and HOXA10 [46] stimulate the p53 promoter in
breast cancer cells and promote the expression of the pro-
gesterone receptor [47]. Other targets of HOXA10 regula-
tion include beta 3 integrin [48] and empty spiracles
homolog 2(EMX2) [49]. In the developing reproductive
tract, four genes of the HOXA cluster (HOXA9, HOXA10,
HOXA11, and HOXA13) are expressed [50]. HOXA10 is
expressed in the developing uterus, specifically in the
endometrial glands and stroma of the endometrium
where its expression is dependent on the stage of the men-
strual cycle, dramatically increasing at the time of implan-
tation [50-52]. HOXA10 deficient mice exhibit uterine
factor infertility due to implantation defects. Specifically,
decidualization of the endometrium is severely compro-
mised during blastocyst implantation [53]. The role of
HOX genes on IGFBP-1 regulation has been demonstrated
for the first time using transgenic mice over-expressing
HOXA5. These mice exhibit a 12-fold increase of IGFBP-1
expression in the liver and undergo growth arrest during
weeks two and three of postnatal development, resulting
in proportionate dwarfism [54]. HOXA10 has a modest
effect on IGFBP-1 promoter activity, but when FOXO1 is
present, promoter activity is upregulated in a cooperative
manner [35]. For this to occur, binding of FOXO1 to the
IRE is required.
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Studies have suggested that HOX family members interact
with cofactors such as PBX, the mammalian homolog of
Drosophila extradenticle [55-57]. It is believed that interac-
tions with PBX cofactors may contribute to the regulatory
control and refinement of HOX protein function. Given
that there is a high proportion of presumptive HOX bind-
ing sites on any given promoter and the affinity of HOX
proteins for nonspecific sites is relatively strong, it is not
unreasonable to assume a need for cofactors for site-spe-
cific recognition. It is possible that there are multiple
potential HOXA10 binding sites on the IGFBP-1 pro-
moter. Whether these binding sites are functional may
depend on the availability of FOXO1 to interact with
HOXA10 and assist in its recruitment to the IGFBP-1 pro-
moter. It is possible that HOXA10 stabilizes FOXO1 DNA
binding and in turn modulates specificity of HOX DNA
binding.
The cooperative action of FOXO1 and HOXA10 is highly
intriguing with great potential implications. Not only are
FOXO1 and HOX transcription factors expressed in
numerous tissues and cell types, these two transcription
factors have independently been shown to be critical reg-
ulators of genes. The possibility that FOXO1 and HOX
proteins, by associating with one another can regulate
genes more powerfully and specifically than by them-
selves, is extremely provocative.
The repertoire of gene expression during conceptus-
induced decidualization is very different from a non-preg-
nant endometrium. When critical genes are aberrantly
expressed during the decidualization process or even dur-
ing the window of implantation, this could result in the
failure of the blastocyst to implant or inadequate implan-
tation. Studies have demonstrated that the eutopic
endometrium of women with endometriosis expresses an
aberrant pattern of genes and several markers of uterine
receptivity are abnormally or not expressed [58].
Uterine receptivity in endometriosis
Women and baboons with endometriosis have a lowered
fecundity [59,60]. Endometriosis, which is characterized
by the presence of a functional endometrium outside of
the uterine cavity, is a condition that affects five million
American women. The etiology of endometriosis is
unclear; however, the most widely accepted hypothesis for
its development is retrograde menstruation, where frag-
ments of menstrual endometrium are refluxed through
the fallopian tubes into the peritoneal cavity [61]. The
baboon has been used as a model to understand this dis-
ease. Intraperitoneal autotransplantation of menstrual
endometrium in the baboon results in experimental
endometriosis, supporting Sampson's theory of retro-
grade menstruation. This method of induction resulted in
red raised and reddish-blue implants to scared lesions
with powder-black appearance that were macroscopically
similar to those seen in women with spontaneous
endometriosis [62]. There is also evidence that the
baboon can spontaneously develop endometriosis: how-
ever, it is unclear whether this is truly a spontaneous con-
dition or whether it is induced by repetitive surgical
manipulation [63].
Glycodelin, αSMA, and αvβ3, which have been previously
characterized as markers of uterine receptivity, are absent
from eutopic endometrium during the window of
implantation in baboons and humans with endometrio-
sis [59,64]. The lack of induction of glycodelin and αSMA
is seen at early stages of endometriosis in the baboon. An
understanding of the mechanisms by which the expres-
sion of these genes is controlled may elucidate the reasons
for implantation failure in women with endometriosis.
In recent years, studies have shown that the gene expres-
sion profile in the endometrium of women with endome-
triosis is aberrant [58,65-68]. HOXA10 downregulated in
the endometrium of women with endometriosis [69].
Since transcription factors activate or repress genes, it is
possible that the aberration lies in the expression or func-
tion of transcription factors. We collected preliminary
data showing that in stromal cells isolated from the
endometrium of baboons with endometriosis, FOXO1
and HOXA10 had a minimal effect on the IGFBP-1 pro-
moter. Interestingly, the cooperative effect of FOXO1 and
HOXA10 was also repressed. These cells were isolated
from baboons with endometriosis that have been consid-
ered to be subfertile. These intriguing data suggest that the
cells from animals with endometriosis are different from
those of normal baboons. One can speculate that if the
cooperative action of FOXO1 and HOXA10 does not
occur in these cells, the upregulation of IGFBP-1 to neces-
sary levels may not occur, which may somehow be associ-
ated with the infertile status of the animal. Furthermore, if
the cooperative action of FOXO1 and HOXA10 does not
occur, other relevant gene expression may also be inade-
quate. To date, it is unclear why certain genes are down-
regulated or abnormally expressed in endometriosis.
Determining the mechanisms responsible for the dysreg-
ulation of genes will give us a better understanding of the
potential causes of infertility associated with endometrio-
sis.
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