Abstract
Retinol (vitamin A) and its derivatives, collectively known as retinoids, are required for
maintaining vision, immunity, barrier function, reproduction, embryogenesis and cell
proliferation and differentiation. Despite the fact that most events in the endometrium
are predominantly regulated by steroid hormones (estrogens and progesterone),
accumulating evidence shows that retinoid signaling is also involved in the development
and maintenance of the endometrium, stromal decidualization and blastocyst
implantation. Moreover, aberrant retinoid metabolism seems to be a critical factor in
the development of endometriosis, a common gynecological disease, which affects up
to 10% of reproductive age women and is characterized by the ectopic localization of
endometrial-like tissue in the pelvic cavity. This review summarizes recent advances in
research on the mechanisms and molecular actions of retinoids in normal endometrial
development and physiological function. The potential roles of abnormal retinoid
signaling in endometriosis are also discussed. The objectives are to identify limitations in
current knowledge regarding the molecular actions of retinoids in endometrial biology
and to stimulate new investigations toward the development potential therapeutics to
ameliorate or prevent endometriosis symptoms.
Introduction
In many species, such as human, nonhuman primates and
rodents, the endometrium consists of epithelial glands
supported by a connective tissue stroma that undergoes
cycles of proliferation and secretory activity. The uterine
mucosa proliferates under the influence of estrogen.
However, after ovulation, luteal progesterone changes the
proliferative pattern to a secretory pattern that includes
decidualization of endometrial stromal cells, which
provides the nutritive and immune-privileged matrix for
embryo implantation ( Gellersen & Brosens 2014 ) and
prevents the malignant transformation of endometrial
epithelium under unopposed estrogenic action ( Cheng
et al . 2008 ). Though progesterone is critical for the
initiation and maintenance of decidualization in the
estrogen-primed endometrium, other factors, including
prostaglandins, prolactin, growth factors and extracellular
matrix proteins, are important.
Retinoic acid (RA), the physiological active metabolite
of vitamin A (retinol), controls multiple biological
processes, including differentiation, apoptosis and cell
survival, via its nuclear receptors RARs or nonclassical
RA receptor peroxisome proliferator-activated
3
Key Words
f retinoids
f endometrial stroma
f implantation
f endometriosis
Journal of Endocrinology
(2018) 236, R169–R188
236
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receptor β/δ (PPAR β/δ). The pathway of RA is also
considered to be involved in the proliferation of
epithelia and the transformation of endometrial stromal
cells into specialized decidual cells. Numerous studies
have demonstrated that the distribution of RA ( Zheng
et al . 2000 ), as well as the expression of RA receptors
(Fukunaka et al . 2001, Ozaki et al . 2017), cellular retinol
and RA-binding proteins (CRBP1, CRABP1 and CRABP2;
Zheng & Ong 1998 , Zheng et al . 2000), RA-synthesizing
enzymes ALDH1A1 and ALDH1A2 ( Napoli 1999, Duester
2000), and the RA-catabolizing enzyme CYP26A1 (Vermot
et al . 2000 ) are highly and differentially regulated in
the differentiating endometrium during the ovarian
cycle and during the phase of blastocyst implantation
(Vermot et al . 2000 , Zheng 2000 , Ozaki et al . 2017 ).
The expression of these same genes can be modulated
by ovarian steroid hormones (i.e., estradiol and
progesterone) treatment ( Vermot et al . 2000 , Li & Ong
2003, Rühl et al. 2006, Fritzsche et al . 2007). The retinoid
pathway is known to play vital roles in endometrial
development and differentiation ( Tanmahasamut &
Sidell 2005, Wu et al . 2013, Nakajima et al . 2016), as well
as endometrial neovascularization ( Sidell et al . 2010) and
blastocyst implantation ( Han et al . 2010, Xia et al . 2010,
Ma et al . 2012 ).
In addition, accumulating evidence shows that an
aberrant RA metabolism can be a critical factor in the
development of endometriosis (Pavone et al . 2011, Wieser
et al . 2012, Pierzchalski et al . 2014, Yamagata et al . 2015),
a common gynecological disease that affects up to 10%
of reproductive-age women. This disease is characterized
by the ectopic localization of endometrial-like tissues
in the pelvic cavity, and its pathogenesis involves
uncontrollable cell proliferation and is associated
with local invasion and distant metastasis. Among the
numerous aspects of endometrial behavior regulated by
RA are matrix metalloproteinase secretion, gap junctional
intracellular communication and the production of
various cytokines involved in stromal cell growth,
adhesion and differentiation (Wu et al . 2013). Interleukin
6 (IL-6), monocyte chemotactic protein 1 (MCP-1), tumor
necrosis factor α (TNF- α), vascular endothelial growth
factor (VEGF) and connexin43 are all aberrantly expressed
in endometriotic lesions ( Sawatsri et al . 2000 , Sharpe-
Timms 2001 , Nozaki et al . 2006 , Sidell et al . 2010 , Wu
et al . 2013). Thus, many seemingly discordant features of
endometriosis, including decreased cell death, increased
growth and migration, inflammation and enhanced
invasive properties of intraperitoneally seeded endometrial
cells, might be accounted for by the dysregulation of RA
signaling. This contention was recently supported in
a mouse model of endometriosis where treatment with
RA suppressed IL-6 and the establishment, growth and
vascularity of peritoneal implants, promoted macrophage
differentiation (Wieser et al . 2012).
RA plays fundamental roles in the normal
maintenance of endometrial physiology ( Zheng
et al . 2000 , Sidell et al . 2002 , Ding et al . 2003 , Kuroda
et al . 2013 ), and aberrant RA metabolism might be a
predisposing factor for the development of endometriosis
(Pavone et al . 2011, Wieser et al . 2012, Pierzchalski et al .
2014, Yamagata et al . 2015). However, a comprehensive
and systematic analysis and understanding of RA
pathway in endometrial physiology and pathology
remain lacking. In this review, the latest advances
with regard to understanding the retinoid pathway
are first discussed, followed by an assessment of the
functional roles of this signaling network in endometrial
development and physiological function. This review also
summarizes evidence that supports fundamental defects
in retinoid metabolism and action among women with
endometriosis. The objectives are to identify limitations
in our current knowledge regarding molecular retinoid
actions in endometrial biology and to propose future
investigations to develop therapeutic or preventative
agents for clinical endometriosis management.
Retinoid metabolism and signaling
Retinol (vitamin A) is a lipid-soluble vitamin that cannot
be synthesized de novo by animals and is obtained from the
diet as either preformed retinoids or carotenoids within
the intestine. In the enterocytes, proretinoid carotenoids,
such as β-carotene, can be either cleaved and converted
to retinoids or incorporated intact and unmodified along
with dietary fat and cholesterol into chylomicrons. Dietary
retinoids that are newly absorbed by the enterocytes are
esterified to retinyl ester and packaged with dietary fat and
cholesterol into chylomicrons, which are later secreted
into the lymphatic system. Approximately 66%–75% of
newly acquired retinoids are absorbed and stored in the
liver as lipid droplet retinyl esters ( Harrison 2005 ). The
remainder is absorbed by extrahepatic tissues ( Quadro
2004). In cases of dietary vitamin A deficiency, the stored
retinoid is hydrolyzed and mobilized back to retinol,
which can be bound by RBP4 and enter the bloodstream
for transport to peripheral tissues. In blood, holo-RBP4
is bound to transthyretin (TTR), a carrier protein for
thyroid hormones. In a fasting circulation, retinol-RBP4
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is the preponderant retinoid form comprising >95% of
retinoids, whereas, after a retinoid-rich meal, chylomicron
retinyl ester concentrations exceed those of retinol-RBP4.
In extrahepatic tissues, retinoids are acquired from the
circulation in the form of carotenoids and retinyl esters
from chylomicrons and retinol from retinol-RBP4-TTR
ternary complexes. The uptake of retinol from retinol-
RBP4-TTR into cells is mediated by the transmembrane-
spanning protein stimulated by retinoic acid 6 (STRA6),
which acts as a high-affinity cell surface receptor that
binds extracellular holo-RBP, facilitates the dissociation
of retinol from its carrier and transports it into cells
(Kawaguchi et al . 2007, 2015).
Within target cells, carotenoids and retinyl esters
can be both converted into retinol, which binds
cellular retinol-binding proteins (CRBP1 and CRBP2).
Cellular retinol can be stored in the form of retinyl ester
catalyzed by lecithin: retinol acyltransferase (LRAT) or
converted into transcriptionally active RA metabolites
via two enzymatic reactions. First, retinol is converted
into retinaldehyde by alcohol dehydrogenases (ADHs)
or retinol dehydrogenases (RDHs) ( Fig. 1 ). Aldehyde
dehydrogenases (ALDHs) then catalyze the conversion
of retinaldehyde into RA ( Conaway et al . 2013 ). In the
retinal pigment epithelium of the eye, retinol can also be
metabolized to 11-cis-retinal, which serves to regenerate
the visual pigment rhodopsin.
Most of the physiologic actions of retinoids are
accounted for by the transcriptional regulatory activity
of physiological active metabolites, i.e., all-trans-retinoic
acid (atRA or RA) and 9-cis retinoic acid (9cRA). The action
of RA is mediated by nuclear receptors, RA receptors
Figure 1
Schematic representation of retinoid uptake, metabolism and signaling in endometrial stromal cells (ESC) and endometrial epithelial cells (EEC). ESC can
take up retinoids from the circulation in the forms of retinyl esters in chylomicrons (following a retinoid-rich meal), RBP4-bound retinol (ROH) (during
fasting) or albumin-bound RA (very low levels). The transport of retinol from retinol-RBP4 into ESC is mediated by STRA6; however, the cellular processes
that mediate retinyl ester and RA uptake are not yet established. Carotenoids in chylomicrons also represent a source of retinoids and can be converted
to retinal (Rald) by β-carotene-15, 15′-monooxygenase (BCMO1). Cellular retinol can be oxidized to retinal and RA by dehydrogenases (ADHs, RDHs and
ALDHs) or be converted to retinyl ester, a retinoid storage form, catalyzed by LRAT. Retinyl esters can also be hydrolyzed to retinol catalyzed by retinyl
ester hydrolase (REH). RA exerts autocrine and paracrine transcriptional regulatory effects through RARs, RXRs and PPARβ/δ or alternatively degraded by
CYP26 enzymes in ESC and neighboring EEC. A full colour version of this figure is available at https://doi.org/10.1530/JOE-17-0544.
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(RARs): RARα, RARβ and RARγ or peroxisome proliferator-
activated receptor β/δ (PPAR β/δ). In conjunction with
transcriptional coactivators and corepressors, RARs and
PPARs heterodimerize with retinoid X receptors (RXRs:
RXRα, RXR β and RXR γ) and associate with RA response
elements (RAREs) or peroxisome proliferator response
elements (PPREs) in the regulatory regions of specific target
genes to regulate target gene transcription ( Chambon
2005, Schug et al . 2008, Al Tanoury et al. 2013, Rochette-
Egly 2014 ). RA partitioning between the two receptor
signaling cascades has opposing effects on cell growth
and apoptosis and the alternative pathways are regulated
by the ratio of intracellular lipid-binding proteins, cellular
RA-binding protein (CRABP2) and fatty acid-binding
protein (FABP5; Schug et al . 2007). CRABP2 and FABP5 can
bind and transport RA to RARs and PPAR β/δ, respectively
(Delva et al. 1999, Dong et al. 1999). Furthermore, besides
classical nuclear receptor signaling, RA stimulates rapid
nongenomic signaling events through the stimulation
of kinase phosphorylation by extra-nuclear RARs, which
also can affect gene transcription ( Al Tanoury et al . 2013,
Rochette-Egly 2014 ). The primary biological ligand for
RARs is atRA, whereas 9cRA can bind to RARs and RXRs.
The tissue distribution and levels of RA are regulated
through its synthesis by ALDHs ( Lin et al. 2003) and its
catabolism into inactive polar compounds by CYP26
enzymes ( Chithalen et al. 2002 , Conaway et al. 2013 ).
CRABPs and FABP5 also participate in the regulation
of RA concentration ( Dong et al . 1999 , Noy 2000 ) and
metabolism (Delva et al . 1999, Dong et al . 1999, Napoli
2016). In RA-sensitive tissues, CRABP1 can protect these
vulnerable areas against the toxic effects of excessive
amounts of RA ( Ruberte et al . 1992). Furthermore, many
of the components of RA biosynthesis are controlled
by atRA via negative feedback. ATRA induces its own
catabolism by inducing CYP26 transcription, allowing
the degradation of excess atRA. Conversely, atRA can also
regulate its biosynthesis by positive feedback, upregulating
the expression of several RA biosynthesis components,
such as RBP4, CRBP1 and STRA6 (Wu & Ross 2010).
Retinoid action in endometrial development
and physiological function
The mammalian uterus develops from fused
paramesonephric (Müllerian) ducts during embryonic
development. The adult mammalian endometrium is
divided into two steroid-responsive compartments,
namely, an epithelial compartment consisting of luminal
and glandular epithelia and a stromal compartment
filled with fibroblasts, microvascular cells, macrophages
and perivascular and large granular lymphocytes that
infiltrate the stroma during the luteal phase of the
menstrual cycle ( Punyadeera et al . 2003 ). Luminal
epithelium is the first point of contact between the uterus
and blastocyst during implantation, while glandular
epithelia synthesize and secrete bioactive substances
that contribute to uterine receptivity and stromal cell
decidualization. The endometrial functional layer
undergoes cyclic regeneration regulated by estradiol
and progesterone during menstrual or estrous cycles.
It initially proliferates under the influence of estrogen.
However, after ovulation, in addition to estradiol, the
ovary starts to produce progesterone, which changes
the proliferative pattern to a secretory one, providing
a suitable environment for blastocyst implantation.
Following fertilization, the embryo implants into the
uterine wall and trophoblast-derived gonadotropins
support the pregnancy by maintaining corpus luteum
production of progesterone and estradiol. In this case,
the endometrial functional layer remains as decidua.
If fertilization or implantation fails, the endometrium
will be either remodeled (estrous cycle) or shed (menstrual
cycle). Numerous factors are involved in the regulation
of endometrial development and function and RA plays
important roles in these processes.
Hormonal control of endometrial retinoid pathway
Numerous studies revealed that the retinoid pathway and
distribution of RA are distinctly and highly regulated in
human and rodent endometrial epithelium and stroma
(Vermot et al . 2000, Rühl et al . 2006, Fritzsche et al . 2007).
The biosynthesis of endogenous RA is catalyzed directly by
ALDHs. Among them, ALDH1A1 (also known as RALDH1)
and ALDH1A2 (also known as RALDH2) exhibit specific
temporal and special expression patterns in human and
rodent endometrium during the ovarian cycle and early
pregnancy. The abundance of Aldh1a1 mRNA increases
during murine diestrus and proestrus, whereas Aldh1a2
is highly induced in metestrus ( Vermot et al . 2000). The
tissue localization of ALDH1A1 and ALDH1A2 showed
that ALDH1A1 and ALDH1A2 are expressed in glandular
epithelial and stromal cells, respectively ( Vermot et al .
2000). The highest Aldh1a2 expression in mouse stromal
cells is observed during the estrogenic phase of the estrous
cycle, strongly suggesting that its endogenous expression
is estrogen dependent. This speculation was confirmed by
subsequent studies in the endometrium of mice, rats and
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humans (Deng et al . 2003, Li et al . 2004, Rühl et al . 2006).
Using ovariectomized mouse models, Rühl et al . (2006)
demonstrated that ALDH1A2 expression is rapidly (within
1–4 h) induced in stromal cells by estradiol but not by
progesterone. By contrast, estradiol, but not progesterone,
treatment decreases (within 4–24 h) ALDH1A1 expression
levels in glandular epithelium (Rühl et al . 2006). In a study
by Deng et al . (2003), ALDH1A2 expression was induced
within human endometrium by estrogen replacement
therapy. Thus, estradiol stimulates ALDH1A2 expression in
endometrial stroma but suppresses ALDH1A1 expression
in the endometrial glandular epithelium. By contrast,
progesterone neither induces nor reduces the expression
levels of the two genes ( Table 1 ). The selective effects of
estradiol are due to the differential expression of estrogen
nuclear receptor isotypes ERα and ERβ (Katzenellenbogen
& Korach 1997). In rat uteri, ER α is principally expressed
in luminal and glandular epithelia, whereas ER β is
predominantly expressed in the stroma (Mowa & Iwanaga
2000a,b). As ALDH1A2 expression might be selectively
regulated via ER β, further study should focus on using
ERα/ERβ-selective ligands to dissect these estrogen-
regulated pathways in the regulation of ALDH expression.
Meanwhile, a potential estrogen response element was
observed in the promoter of the mouse Aldh1a2 gene
(Wang et al . 2001). However, whether it plays a functional
role remains unknown.
In addition to RA-synthesizing enzymes, RA levels are
also regulated by RA-catabolizing enzymes, particularly
the CYP26 family. These enzymes catalyze the conversion
of RA into less-active polar metabolites ( Conaway et al.
2013). CYP26A1, one of the most important members of
the CYP26 family, is expressed in female reproductive tract
(Vermot et al. 2000). In endometrial tissue obtained from
premenopausal women, the CYP26A1 mRNA levels were
approximately 20 times higher during the late secretory
phase than in the proliferative phase ( Deng et al . 2003).
In mouse endometrium, although CYP26A1 expression
is undetectable during the normal ovarian cycle, it is
strongly induced in luminal and glandular epithelia, 4 h
after progesterone administration ( Fritzsche et al . 2007 )
or 24 h after human chorionic gonadotrophin (hCG)
administration ( Vermot et al. 2000 ). Also, in mouse
endometrial epithelium, Cyp26a1 expression is strongly
induced between 3.5 and 4.5 gestational days, i.e., when
the developing blastocysts implant into the endometrium.
Endometrial Cyp26a1 expression can be mainly regulated
by progesterone because not only Cyp26a1 mRNA levels
are strongly increased in uterine luminal and glandular
epithelial cells by the administration of progesterone or
the combination of progesterone and estradiol but also the
simultaneous administration of an antiprogestin inhibits
the gene expression ( Fritzsche et al . 2007) (Table 1 ). This
regulation of Cyp26a1 expression by progesterone may
occur through direct activation of the progesterone
receptor. RU486 (also known as mifepristone) is a
synthetic steroid that exerts antiprogesterone action
by competing with progesterone for receptor binding
(Chan et al . 2003). Treatment with either RU486 or the
combination of RU486 and progesterone showed an
inhibition of Cyp26a1 expression ( Fritzsche et al . 2007).
The mouse Cyp26a1 promoter and its regulatory regions
were partially characterized by Loudig and coworkers
(2000, 2005). Their study showed the presence of two
RA response elements on the Cyp26a1 promoter, but no
consensus binding sites for progesterone receptors. Thus,
further studies are necessary to identify the possible
regulatory elements responsible for the progesterone
control of Cyp26a1 expression.
Several binding proteins involved in the retinoid
pathway are also distinctive in rodent and human
endometria during the ovarian cycle ( Loughney et al .
1995, Wardlaw et al . 1997 ). Crbp1 expression peaked
during diestrus, whereas Crabp2 expression peaked
Table 1 Upregulated and downregulated genes involved in retinoid metabolism and signaling by estrogen and/or progesterone
in the endometrium.
Genes E2 P4 E2+ P4 Cell type Species References
ALDH1A1 ↓a – Epithelium Mouse Vermot et al. (2000), Rühl et al. (2006)
ALDH1A2 ↑b – ↑ Stroma Human, mouse, rat Vermot et al. (2000), Deng et al. (2003),
Li et al. (2004), Rühl et al. (2006)
CYP26A1 –c ↑ ↑ Epithelium Mouse Fritzsche et al. (2007)
CRABP2 ↑ d Epithelium Mouse, rat Wardlaw et al. (1997), Li & Ong (2003)
RARα ↑ Epithelium Rat Boehm et al. (1997)
RARγ ↑ Epithelium Rat Boehm et al. (1997)
RXRα ↑ Epithelium Rat Boehm et al. (1997)
aDownregulation; bupregulation; cno effect; d(blank) remains to be established.
E2, estradiol; P4, progesterone.
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sharply during estrus (proliferative phase). In addition,
Crabp2 expression has been shown to be induced directly
by estradiol administration in the uteri of ovariectomized
rats ( Li & Ong 2003 ) ( Table 1 ). Immunohistochemical
studies showed that CRABP2 is localized to the luminal
epithelium, whereas CRBP1 in the stroma (Wardlaw et al .
1997). CRABP2 expression is associated with local RA
levels (Bucco et al . 1997, Zheng et al. 2000). From these
data, it can be concluded that the endometrial stroma
upregulates ALDH1A2 and therefore RA production
upon estrogen stimulation. RA then diffuses into the
adjacent epithelium, where it is catabolized by CYP26A1
induced by progesterone during the late secretory phase
or implantation.
Numerous studies demonstrated the expression of
RARs and RXRs in human endometrial epithelial and
stromal cells ( Prentice et al . 1992, Loughney et al . 1995,
Kumarendran et al . 1996 , Fukunaka et al . 2001 ). Using
Northern blot, Kumarendran et al. (1996) demonstrated
that RARβ mRNA expression is 1.7-fold higher in
epithelial samples from the proliferative phase than from
the secretory phase. Meanwhile, no significant difference
was observed between the expression levels of RARα, RARγ
and RXRα mRNA in epithelial tissues in the proliferative
phase and those in the secretory phases. Similarly, the
expression of RARα, RARβ, RARγ and RXRα mRNA in human
endometrial stroma did not change in the proliferative
and secretory phases of the menstrual cycle (Kumarendran
et al . 1996). Meanwhile, using immunohistochemistry and
Western blot analysis, Fukunaka et al . (2001) investigated
changes in expression and subcellular localization of RARs
and RXRs in human endometrial epithelium during the
menstrual cycle. Their results indicated that, in the nuclei
of endometrial epithelia, RARs and RXRs are expressed
strongly in the proliferative phase and reduced during
the secretory phase, correlated with serum estradiol
concentration and ER expression ( Fukunaka et al . 2001).
Although RXRs decrease during the secretory phase,
they are still expressed in the nuclei in the late secretory
phase; by contrast, RARs are infrequently detected in the
midsecretory and late secretory phases ( Fukunaka et al .
2001). In stromal cells, the intensity of staining is strong
in the proliferative phase but decreases in the secretory
phase. Meanwhile, immunoreactivity to RXRs is strong
throughout the cycle, similar to that in the nuclei of
the epithelial cells ( Fukunaka et al . 2001 ). In addition,
ERα shows more intense staining in the endometrium of
the proliferative phase, and PR shows positive staining
in the endometrium of the mid-proliferative and early
secretory phases ( Fukunaka et al . 2001 ). The expression
of retinoid receptors is associated with serum estradiol
concentration and ER expression. Consistently, data
from Boehm et al . (1997) showed that RAR α, RAR γ and
RXRα expression levels are increased by estrogen in rat
endometrial epithelium ( Table 1). Thus, the expression
of RARs is strongly affected by serum estrogen via ER in
the endometrium. However, whether progesterone or PR
expression inhibits the expression of retinoid receptors in
endometrium remains to be determined.
Therefore, the endometrial retinoid pathway is
mainly under the influence of ovarian steroid hormones,
and RA and its receptors have regulatory effects on the
endometrium during the ovarian cycle (Fig. 2 ).
Retinoid action in endometrial differentiation and
development
Fate determination of endometrium in Müllerian
duct
During development, the Müllerian ducts persist in
females and differentiate into morphologically and
functionally distinct oviducts, uterus and vagina. The
oviductal epithelia are composed of ciliated cells and
secretory cells ( Yamanouchi et al . 2010 ); the uterine
epithelia consist of simple columnar luminal and glandular
epithelia (Kurita et al . 2000) and the vaginal epithelium
Figure 2
Hormonal control of the retinoid pathway in the
endometrium. Estradiol (E2) or E2 + progesterone
(P4) can stimulate the expression of ALDH1A2,
which can promote RA production, in stromal
cells. RA produced by ESC can diffuse to EEC,
where E2 can promote the expression of RARs,
PPARβ/δ and CRABP2. Thus, E2 can increase RA
signaling in the endometrium. However, P4 can
inhibit RA signaling through inducing CYP26A1
expression in EEC. A full colour version of this
figure is available at https://doi.org/10.1530/
JOE-17-0544.
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develops into stratified cuboidal epithelium ( Nakajima
et al . 2011 a). Nakajima et al . (2011 a) performed tissue
recombination experiments with epithelium and stroma
to investigate the mechanisms underlying differentiation
of the Müllerian ducts. The data showed that stromal
factors determine the fate, differentiation and growth
of Müllerian duct epithelia into the oviducts, uteri and
vaginas of mice. DNA microarray analysis showed that
the expression of several genes involved in retinoid
metabolism is greater in the uteri than in the vaginas of
neonatal mice (Suzuki et al . 2006, 2007). When pregnant
rats are fed with a vitamin A-deficient diet, their fetuses
exhibit incomplete Müllerian development ( Wilson &
Warkany 1948). Furthermore, Müllerian ducts of RAR or
RXR KO mice are absent at embryonic day 12.5 (E12.5)
(Mendelsohn et al . 1994, Kastner et al . 1997). These data
suggest that retinoid signaling through RAR is essential
for Müllerian duct development.
The important role of the retinoid pathway in fetal
uterine stroma development was identified in the mouse.
In fetal mice, Rdh10 and Aldh1a2 are expressed in the
stroma of proximal Müllerian ducts, with expression
levels decreasing toward the caudal ends ( Nakajima et al .
2016). RDH10 is the primary enzyme responsible for
catalyzing the conversion of retinol to retinaldehyde,
the first step of RA synthesis, in embryonic mice ( Farjo
et al . 2011 ). Uterine Cyp26a1 expression is essential for
blastocyst implantation in pregnant mice ( Han et al .
2010). However, Cyp26a1 expression levels are low in
Müllerian ducts, suggesting RA is not degraded there
and more RA accumulates. Thus, RA levels might be
increased in proximal Müllerian ducts. This hypothesis
was confirmed in a reporter mouse expressing lacZ
regulated by a strong RARE in the promoter. The data
demonstrated that the highest endogenous RA levels are
in the proximal Müllerian duct stroma, and the levels
gradually decrease from the proximal to caudal regions
(Nakajima et al . 2016 ). Thus, RA is produced and acts
in the stroma of proximal and middle Müllerian ducts.
Rdh10 and Aldh1a2 expression are significantly higher
in the uteri of postnatal mice than those in their vaginas
from postnatal day 2 (P2) to P90 ( Nakajima et al . 2016).
Moreover, mice fed from birth with vitamin A-deficient
diets for 10 or 14 weeks exhibit squamous metaplasia in
their uterine epithelia ( Darwiche et al . 1993, Jetten et al .
1996). These data suggest a critical role of RA signaling in
maintaining uterine epithelium.
In organ-cultured Müllerian ducts of RARE-lacZ mice
at E14.5 and E17.5, retinal or RA treatment stimulated RA
signaling in the stroma and induced uterine epithelial
differentiation, which was defined as a layer of columnar
epithelial cells negative for oviductal and vaginal epithelial
markers. By contrast, inhibition of RAR signaling with
the pan-RAR antagonist AGN193109 (AGN; Nakajima
et al . 2016 ) induces vaginal epithelial differentiation.
Nakajima et al . (2016) cultured Müllerian duct explants
at E14.5 or E17.5 with RA or RAR antagonists and grafted
these under the renal capsules of host mice. At day 30
post grafting, control E14.5 Müllerian ducts developed
oviductal and uterine epithelia, while AGN treatment
irreversibly induced vaginal epithelia. Meanwhile, grafted
E17.5 middle Müllerian ducts had only uterine epithelia,
and AGN treatment irreversibly induced vaginal epithelia.
In grafted E17.5 caudal Müllerian ducts, vaginal epithelia
were observed, and RA treatment permanently induced
uterine epithelia but did not induce oviductal epithelia.
These data indicate that RA in stroma at developing stages
induces uterine epithelia in Müllerian ducts, whereas the
inhibition of RAR signaling induces vaginal epithelia. The
fate of oviductal stroma is determined at E14.5 (Nakajima
et al . 2016). In female mouse embryos, activin A induced
by inhibin βA is essential for the differentiation of vaginal
epithelia ( Nakajima et al . 2011 b), whereas RA inhibits
inhibin βA expression in the urogenital sinus ( Bryant
et al . 2014). Hoxa10 is expressed at the boundary between
future uterine and oviductal stroma in the Müllerian
ducts at E16.5 (Ma et al . 1998) and is connected with the
determination of the borderline between oviduct and
uterus ( Benson et al . 1996 ). RA stimulates Hoxa10 and
Hoxa11 expression in Müllerian ducts; however, AGN
abolishes these. Although the Hoxa10 promoter contains
a RARE ( Delacroix et al. 2010), RAR cannot bind to the
predicted RARE in the Müllerian duct ( Nakajima et al .
2016). Thus, RA seems to induce Hoxa10 expression via
indirect RAR signaling, and other factors might mediate
the action of RA on the determination of the border
between the uterine and vaginal stroma. These data
support a model in which RA-RAR signaling can play a
crucial role in the determination of the fate of epithelia
and stroma in the female reproductive tract (Fig. 3 ).
Endometrial gland development
Uterine glands are essential for pregnancy on account of
secreting or transporting bioactive substances that regulate
uterine receptivity and blastocyst implantation. Uterine
gland development or adenogenesis is a postnatal event
in rodents, domestic animals and humans (Hu et al . 2004).
At birth, murine uteri lack uterine glands and consist of
simple luminal epithelium supported by undifferentiated
mesenchyme. Between P0 and P9, glandular epithelial
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cells differentiate and bud from luminal epithelia. By
P15, the uterine histoarchitecture resembles that of the
adult ( Spencer et al . 2012 ). Gland morphogenesis also
occurs during endometrial regeneration following menses
or parturition ( Garry et al . 2010 , Huang et al . 2012 ).
Based on data from the available literature, the luminal
and glandular epithelia of mouse uteri have common
but distinctly expressed genes ( Cha et al . 2012, Filant &
Spencer 2013). The components of the retinoid pathway,
including Aldh1a1, Aldh1a3, Rdh1 and Rdh10, are enriched
in the glandular epithelia of neonatal uteri. Through
microarray analysis, the glandular epithelium-enriched
genes in P10 uteri were found to be associated with
branching morphogenesis, growth and RA biosynthesis.
Aldh1a1 is enriched in developing neonatal and adult
endometrial glands (Filant & Spencer 2013). Furthermore,
the expression levels of Aldh1a1 and Aldh1a3 on P10
are much lower in progesterone-induced uterine gland-
knockout (PUGKO) mice than in control mice ( Filant &
Spencer 2013 ). In addition, retinyl palmitate increases
glandular epithelial areas in the uteri of neonatal pigs
treated for 14 days starting from birth ( Vallet et al . 1995).
These data suggest that the retinoid pathway is involved
in uterine adenogenesis. Further studies are still needed
to elucidate the functional role of the retinoid pathway
and the mechanisms governing uterine adenogenesis in
neonates. The involvement of RA signaling in postnatal
mouse endometrial adenogenesis will require conditional
postnatal deletion models, such as the PR-Cre system.
Endometrial proliferation
Ovarian estrogen induces the proliferation of epithelial
cells and stromal fibroblasts during the pre-ovulatory
phase ( Punyadeera et al . 2003 ). Studies in rodents
suggested that RA plays an important role in modulating
the effects of estrogen on the endometrium. As discussed
earlier, endometria upregulate ALDH1A2 upon estrogen
stimulation during the proliferative phase ( Vermot et al .
2000, Deng et al . 2003, Rühl et al . 2006). Furthermore, the
expression levels of RA receptors ( Fukunaka et al . 2001)
and CRABP2 (Loughney et al . 1995, Wardlaw et al . 1997,
Li & Ong 2003 ), which bind and deliver RA to nuclear
RAR, are stimulated by estradiol in the proliferative
phase in epithelial and stromal cells. These data suggest
that estrogen coordinately upregulates RA production,
transport and signaling in the proliferative phase of the
ovarian cycle. This coordinated mechanism may play a role
in antiproliferative effects that counterbalance estrogen-
induced endometrial proliferation. Studies on vitamin
A-deficient rats demonstrated that physiologic levels of
RA suppress endometrial hyperplasia and metaplasia
associated with chronic estrogen administration
(Bo & Smith 1966 ). In addition, pharmacological doses
of RA in immature ovariectomized rat suppress estrogen-
induced endometrial cell proliferation ( Boettger-Tong
& Stancel 1995 , Loughney & Redfern 1995 ). This might
be a beneficial suppressive effect on estrogen-induced
endometrial proliferation. RA can also effectively suppress
the estrogen-stimulated proliferation of breast cancer
cells and in several endometrial carcinoma lines ( Carter
et al . 1996 , Toma et al . 1997 ). Targeting physiological
RA accumulation in the endometrium by estradiol is a
potential suppressor mechanism to prevent malignant
transformation of hyperplastic endometrial cells during
the ovarian cycle and gestation. In the case of vitamin
A deficiency, uterine epithelium forms regions of
Figure 3
Schematic representation of retinoid action in
endometrial development and physiological
function. RA signaling in the Müllerian duct
determines the differentiation of epithelium to
form the future uterus and vagina involving
Hoxa10, inhibin βA and activin A. Besides,
RA signaling stimulates endometrial GJIC
formation through inducing Cx43 expression and
neovascularization through inducing VEGF
expression. RA prevents stromal cell
decidualization through inhibiting PRL, IGFBP1
and HSD11B1 production and promotes
maintenance of fibronectin, an indicator of the
undifferentiated stromal phenotype. In addition,
RA reduces factors like LIF and HB-EGF1, which
are required for endometrial receptivity, and
successful implantation during late secretory
phase requires lower RA levels in the luminal
epithelia. A full colour version of this figure is
available at https://doi.org/10.1530/JOE-17-0544.
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keratinized squamous metaplasia, indicating that RA is
needed to maintain simple columnar uterine epithelium
(Ponnamperuma et al . 1999).
Gap junction intercellular communications
Decidualized stromal cells not only acquire epithelioid
structure and function, accumulating glycogen, lipids
and subcellular organelles ( Lawn et al . 1971 ) but
also express interdigitating lamellar processes within
clustered microdomains called gap junctions. These gap
junctions act as membranous channels for the direct
exchange of small molecules (e.g., second messengers)
among adjacent cells or between these cells and their
extracellular environments ( Yamasaki et al . 1999 ). Gap
junction intercellular communications (GJIC) are critical
to the success of decidualization because their blockade
suppresses the proliferation and differentiation of uterine
stromal cells (Yu et al . 2011, Diao et al . 2013, Yu et al . 2014a,
Winterhager & Kidder 2015 ). Connexin (CX) proteins
are the major components of gap junctions, and CX43
(also known as GJA1) is the predominant CX protein in
endometrial stromal cells ( Jahn et al . 1995, Winterhager
et al . 2009 ) and undergoes a variety of changes during
the ovarian cycle ( Mantena et al . 2006). The attenuation
of CX43 expression disrupts GJIC between neighboring
cells and impedes the differentiation of stromal cells
in human and mouse endometrium ( Laws et al . 2008 ,
Yu et al. 2011). Endometrial CX43 may be regulated by
hormonal changes, and the progesterone and estrogen
levels in serum are reported to determine the expression
levels of CX43 in the endometrium ( Yu et al . 2014 b,
Winterhager & Kidder 2015 ). RA and other retinoids
enhance GJIC and CX43 expression levels in numerous
cell types, certain human cancer cell types, mouse
fibroblasts and rat liver cells, through transcriptional
and translational mechanisms ( Stahl & Sies 1998 ,
Carystinos et al . 2001 ). When treated with RA, CX43
expression in human endometrial stromal cells shows a
dose-dependent increase at the mRNA and protein levels
(Tanmahasamut & Sidell 2005 ) ( Table 2 ). Concomitant
with the increase in CX43 expression, stromal cells treated
with RA exhibit a 2.5-fold enhancement in their GJIC as
assessed by dye transfer experiments ( Tanmahasamut
& Sidell 2005 ). The ability of endometrial stromal cells
to serve as an RA-responsive target is supported by the
presence of RA nuclear receptors (i.e., RARs and RXRs)
in these cells ( Prentice 1992 , Comptour et al . 2016 ). In
addition to its expression level, the phosphorylation
status of CX43 influences GJIC, including gap junction
assembly and channel gating ( Solan & Lampe 2009 ). In
endometrial tissue, phosphorylation of CX43 mostly
impairs GJIC ( Tanmahasamut & Sidell 2005 , Wu et al .
2013). Phosphorylation of CX43 is mediated by two
serine/threonine protein kinase families, protein kinase
C (PKC) ( Oh et al . 1991) and MAPK ( Warn-Cramer et al .
1996). RA induced the CX43 de-phosphorylation at serine
262 in human endometrial stromal cells ( Tanmahasamut
& Sidell 2005 , Wu et al . 2013 ). RA antagonized the
effects of 12-O-tetradecanoylphorbol-13-acetate (a PKC
activator) and inhibited PKC activity in numerous cell
systems (Cope 1986, Verma 1988, Nakagawa et al . 2003),
although the activation of PKC activity by RA has also
been reported ( Kambhampati et al . 2003 ). Inhibition of
MAPK activity by RA was previously reported ( Nakagawa
et al . 2003 ). The signaling pathway(s) involved in the
CX43-dephosphorylating effects of RA remains to be
elucidated, but protein phosphatase 2 has been implicated
(Wu et al . 2013). Overall, these data support that retinoid
signaling can enhance GJIC among endometrial stromal
cells ( Fig. 3 ).
Endometrial neovascularization
Increased vascular permeability and angiogenesis are
vital to the successful stromal decidualization, embryo
Table 2 Effect of RA on the production of factors in the endometrial cells.
Factors Regulation Cell type Species References
CX43 ↑ Stromal cells Human Tanmahasamut & Sidell (2005), Wu et al. (2013)
VEGF ↑ Stromal cells Human, mouse Matsumoto & Sato (2006), Sidell et al. (2010)
PRL ↓ Stromal cells Human Brar et al. (1996), Ozaki et al. (2017)
IGFBP1 ↓ Stromal cells Human Brar et al. (1996), Ozaki et al. (2017)
HSD11B1 ↓ Stromal cells Human Ozaki et al. (2017)
Fibronectin ↑ Stromal cells Human Brar et al. (1996)
LIF ↓ Epithelial cells Mouse Ma et al. (2012)
HB-EGF1 ↓ Epithelial cells Mouse Ma et al. (2012)
HSD17B2 ↑ Epithelial cells Human Cheng et al. (2008), Yamagata et al. (2015),
Pavone et al. (2017)
↑, Upregulation; ↓, Downregulation.
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implantation and placentation (Dey et al . 2004, Matsumoto
& Sato 2006, Wang & Dey 2006, Matsumoto et al . 2007).
VEGF, originally reported as a vascular permeability factor,
is also a potent mitogen for endothelial cells and a key
regulatory growth factor for vasculogenesis or angiogenesis
(Ferrara et al . 1997). In human endometrial stromal cells,
RA can combine with transcriptional activators of VEGF to
stimulate the expression and secretion of VEGF through
a translational mechanism mediated by reactive oxygen
species (ROS; Sidell et al . 2010 ) ( Table 2 ). In addition,
GJIC plays a key role in endometrial neovascularization.
The conditional deletion of CX43 genes in stromal cells
and the consequent disruption of GJIC result in the
reduction of VEGF production and striking impairment
in the development of new blood vessels within stromal
compartments (Laws et al . 2008, Yu et al . 2011). Notably,
CX43 overexpression promotes VEGF secretion ( Yu et al .
2016). As discussed earlier, retinoid signaling can enhance
GJIC among endometrial stromal cells by stimulating
CX43 expression and dephosphorylation. Thus, retinoid
signaling might promote neovascularization by enhancing
stromal CX43 expression and GJIC. Evidence showed
that COX-2-derived prostaglandins participate in uterine
angiogenesis during implantation and decidualization
(Matsumoto et al . 2002 ). In Cox-2 KO mice, failure of
implantation and decidualization are primarily due
to defects in VEGF signaling. cPGI (an analog of PGI 2)
together with 9cRA improves poor implantation in
Cox-2(− /− ) mice. Moreover, the administration of cPGI
and 9cRA restore the expression of VEGF and angiogenesis
(Matsumoto & Sato 2006 ). In addition, Saito et al .
(2007) examined RA effects on in vitro capillary-like tube
formation using human umbilical vein endothelial cells
and demonstrated that RA as well as RAR agonist Am80
significantly induced capillary-like tube formation.
The RA-induced tube formation was inhibited by RAR
antagonist. Meanwhile, the RA-induced tube formation
was completely abolished by coincubation with VEGF
antibody or with VEGF receptor (VEGFR)-2 antibody, but
not VEGFR-1 antibody (Saito et al. 2007). These data provide
evidence that although ovarian steroid hormones primarily
influence uterine vascular permeability and angiogenesis
during the preimplantation period, RA-RAR signaling
participates by regulating VEGF production (Fig. 3 ).
Stromal decidualization
Stromal decidualization denotes the transformation of
mesenchymal stromal cells into specialized decidual
cells, which acquire epithelioid structure and function,
accumulating glycogen, lipids and subcellular
organelles ( Lawn et al . 1971 ) in part through a process
of mesenchymal-epithelial transformation ( Yu et al .
2016). Decidual cells provide the nutritive and immune-
privileged matrix that is required for blastocyst
implantation and placental formation in mouse and
human uteri (Zhang et al . 2013, Gellersen & Brosens 2014).
Perturbed or inadequate decidualization leads to embryo
miscarriage and early pregnancy failure (Kommagani et al .
2013). Accompanied by typical morphological changes,
differentiating stromal cells express biochemical decidual
markers, such as prolactin (PRL), insulin-like growth
factor-binding protein-1 (IGFBP1) ( Irwin et al . 1994 ,
Brar et al . 1997) and 11 β-hydroxysteroid dehydrogenase
type 1 (11 βHSD1) ( Brosens et al . 1999 , Kuroda et al .
2013). Data from Ozaki et al . (2017) showed that RARs,
as well as CRABP2 and FABP5, which are responsible
for binding and delivering RA to nuclear receptors RARs
and PPAR β/δ respectively, decreased in decidualizing
human endometrial stromal cells despite an increase in
PPARβ/δ. Besides, decidualization was also associated with
increased expression of CYP25A1 ( Table 3 ). In addition,
exposure of differentiating stromal cells to 10 nM RA or
retinal prevents the inhibition of the RAR pathway and
perturbs expression of PRL, IGFBP1 and 11 βHSD1 (Ozaki
et al . 2017). Brar et al . (1996) consistently demonstrated
that RA treatment suppressed PRL and IGFBP1 production
and promoted maintenance of fibronectin, an indicator
of the undifferentiated stromal phenotype (Yu et al . 2016)
(Table 2 ). Though PPARβ/δ and RXRs are highly expressed
at implantation sites in human and rat endometrium
(Fukunaka et al . 2001, Ding et al . 2003) and endometrial
stromal cells can synthesize RA from retinol during
decidualization and blastocyst implantation ( Ulven et al .
2000, Deng et al . 2003), no evidence exists that RA, even
at low concentrations, promotes stromal decidualization,
at least not when assessed by the induction of responsive
Table 3 Upregulated and downregulated genes involved in
retinoid metabolism and signaling in decidualizing
endometrial stromal cells.
Genes
Upregulation or
downregulation
Species
References
RBP4 ↑ Human Ozaki et al. (2017),
Pavone et al. (2017)
CYP26A1 ↑ Human Ozaki et al. (2017)
CRABP2 ↓ Human Ozaki et al. (2017),
Pavone et al. (2017)
FABP5 ↓ Human Ozaki et al. (2017)
RARα ↓ Human Ozaki et al. (2017)
PPARβ/δ ↑ Human Ozaki et al. (2017)
↑, Upregulation; ↓, Downregulation; E2, estradiol; P4, progesterone.
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decidual markers (PRL, IGFBP1 and HSD11B1). At high
concentrations, RA decreases cell viability and exhibits
toxic effects ( Ozaki et al . 2017 ). These data suggested
that RA signaling is attenuated upon decidualization,
and RA treatment suppresses the decidualization and
contributes to the maintenance of stromal cells in an
undecidualized state. Furthermore, RA was suggested to
prevent the increase in intracellular cAMP accumulation
in stromal cells that occurs during the induction of
decidualization in vitro with progesterone and estradiol
(Brar et al . 1996). Meanwhile, the activation of the cAMP
signal pathway is essential and sufficient to induce PRL
production in endometrial stromal cells ( Tang et al .
1993, Gellersen et al . 1994 ), and inhibition of PRL
production by RA cannot be restored by cAMP treatment
(Brar et al . 1996 ). The inhibition of intracellular cAMP
production by RA is a plausible mechanism by which RA
suppresses stromal decidualization. On the other hand,
endogenous RA biosynthesis from retinol is increased
1.4-fold in endometrial stromal cells subjected to in vitro
decidualization compared to control cells ( Sidell et al.
2010). Thus, more precise dose-response relationships
should be established to fully understand the possible
differential effects of RA signaling via the opposing
CRABP2-RAR vs FABP5-PPARβ pathways.
Retinoid signaling in blastocyst implantation
In humans and rodents, implantation occurs via successive
blastocyst apposition, attachment, and adhesion to the
receptive luminal epithelium, followed by the penetration
and invasion of trophectoderm into the decidualized
stroma ( Dey et al . 2004 ). Successful implantation
requires not only a receptive endometrium but also a
preimplantation blastocyst temporally competent to
engage in precise crosstalk with the maternal endometrial
signals. Recent evidence suggested that two separate
uterine signals during blastocyst implantation. One signal
primes the trophectoderm for attachment to the luminal
epithelium, and the other results in the uptake of amino
acids by the blastocyst, the motility of which is initiated
for invasion ( Gonzalez 2012 ). Signaling of endometrial
receptivity to blastocyst attachment involves the actions
of ovarian steroid hormones on the luminal epithelia and
paracrine factors expressed by different endometrial cell
types (Cha et al . 2012, Zhang et al . 2013).
Rodent studies demonstrated that the tight regulation
of retinoid pathways play crucial roles in maintaining
uterine receptivity and blastocyst implantation ( Osteen
et al . 2003, Han et al . 2010). In mice, the uterus becomes
receptive to blastocyst implantation by the afternoon of
gestational day 4 but is refractory by the afternoon of day
5 (Zhang et al . 2013). No Cyp26a1 mRNA was found in
preimplantation endometrium, while its expression was
specifically induced between 3.5 and 4.5 gestational days,
i.e., the implantation period, was localized in luminal
epithelia ( Vermot et al . 2000 , Han et al . 2010 ). The
specific spatiotemporal expression pattern of Cyp26a1
in preimplantation endometrium suggests that it is
involved in blastocyst attachment and/or invasion to the
endometrium but not in the initial preparations of the
endometrium. This hypothesis was supported by data in
which the number of implantation sites was significantly
reduced when Cyp26a1-specific antisense oligos or anti-
CYP26A1 antibodies were injected into the uterus on day
3 of pregnancy (Han et al . 2010). As described previously,
the RA pathway is inhibited during the late secretory
phase by endogenous expression of Cyp26a1. RA can
inhibit matrix metalloproteases ( Bruner-Tran et al . 2002,
Osteen et al . 2003), thus, CYP26A1-mediated degradation
of RA may facilitate blastocyst implantation (Osteen et al .
2003).
Pharmacological concentrations of RA are embryotoxic
at the early postimplantation stage of development
(Huang et al . 2001 ). This observation, along with the
well-characterized functions played by CXs in embryonic
implantation and development, suggests a possible link
between known teratogenic effects of RA (Ross et al . 2000)
and the possibility that RA at such concentrations may
reduce the effective trophoblast invasive capacity through
increased GJIC because CX43 expression and GJIC are
dramatically reduced during the implantation window
(Granot et al . 2000) potentially facilitating trophectoderm
invasion into the endometrial stroma.
Other studies established the importance of
endometrial gland secretions, such as leukemia inhibitory
factor (LIF), for endometrial receptivity and blastocyst
implantation. LIF binds to its receptor LIFR present in
luminal epithelia and activates downstream signaling
via STAT3 (Niwa et al . 1998). Consequently, LIF induces
the expression of luminal epithelia-enriched genes,
including HB-EGF1, IGFBP3 and IRG, which are associated
with uterine receptivity ( Kimber 2005). Lif KO mice are
infertile because of the failure of blastocyst attachment
to the uterine luminal epithelium. Excess RA (10 µM) can
significantly inhibit the expression of the Lif, Hb-egf and
Csf1 in endometrial epithelial cells isolated on day 4.5 of
pregnancy (Ma et al . 2012) (Table 2 ).
These data suggest that successful implantation
during late secretory phase requires lower RA levels in the
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luminal epithelia than what occurs in the proliferative
phase, and excess RA might negatively affect stromal
decidualization, endometrial receptivity and blastocyst
implantation. CYP26A1-mediated degradation of RA is a
hallmark of the implantation phase.
Collectively, the endometrial retinoid pathway is
distinctly regulated by synthesis catalyzed by ALDHs and
catabolism catalyzed by CYP26A1 at different phases and
in different compartments of the endometrium, which
are mainly controlled by estradiol and progesterone. The
retinoid pathway plays crucial roles in endometrial epithelial
differentiation and proliferation, neovascularization and
GJIC and negatively regulates stromal decidualization and
blastocyst implantation ( Fig. 3 ).
Retinoid pathway and endometriosis
Endometriosis is a nonmalignant, but potentially
metastatic, gynecological condition, which is estrogen
dependent and defined by the presence of hormonally
responsive, ectopic implants of endometrial mucosa
dispersed in extrauterine locations ( Giudice & Kao 2004 ,
Kennedy et al . 2005). Approximately 10% of all women
and up to 30%–50% of symptomatic premenopausal
women are affected and commonly suffer pelvic
pain and/or infertility ( Nnoaham et al . 2011 , Stilley
et al . 2012 ). Classical and neoclassical concepts of
endometriosis etiology were reviewed comprehensively
elsewhere ( Bulun 2009 , Taylor 2010, Burney & Giudice
2012, Bulun et al . 2015 , Taylor et al . 2015 ) and will
not be reiterated thoroughly in this review. Although
the theories of endometriosis histogenesis remain
controversial, recent findings suggest that defective
epigenetic landscape possibly associated with deficient
differentiation of endometrial tissue stem cells is a
central mechanism responsible for the cellular origins of
endometriosis ( Bulun et al . 2015 ). Meanwhile, retinoid
pathway is fundamentally flawed in endometriotic tissues
and even systemically in women with endometriosis
(Pavone et al . 2010, 2011, 2017, Pierzchalski et al . 2014,
Taylor et al . 2015 ).
Studies from the group of Bulun showed altered
expression of several genes involved in retinol uptake,
metabolism and action in cells from patients with
endometriosis ( Pavone et al . 2010 , 2011, 2017).
Endometriotic stromal cells overall had decreased CRABP2
and CRBP1 expression and increased CYP26B1 expression
(Table 4 ), the latter resulting in the elimination of RA from
cells. These results are consistent with decreased retinoid
uptake, metabolism and action within endometriotic
lesions (Pavone et al. 2011). ALDH1A2 expression levels
were significantly reduced in endometriotic tissue and
stromal cells ( Table 4 ), resulting in reduced RA levels.
Pierzchalski et al. (2014) directly quantified RA levels
and biosynthesis from retinol in endometrial stromal
cells, which were derived from corresponding eutopic
and ectopic biopsies; retinol uptake and RA production
predominantly occur in these stromal cells ( Vermot et al .
2000, Pavone et al. 2011, Yamagata et al. 2014) (Fig. 1).
The studies confirmed impaired RA biosynthesis in
endometriotic implants. A major defect was the reduced
expression of CRBP1, a retinol carrier protein serving as
the preferred substrate for retinol dehydrogenase enzymes
and the rate-limiting factor in RA biosynthesis ( Napoli
2012). Moreover, STRA6, which mediates retinol uptake,
showed an abnormally low expression and high levels of
DNA methylation in endometriotic stromal cells ( Pavone
et al . 2011, Yamagata et al . 2015) (Table 4 ). Thus, reduced
STRA6, CRBP1 and ALDH1A2 expression levels result in
a significantly less efficient conversion of retinol to RA
in stromal cells. In addition, RAR α expression levels are
strikingly low in tissues and stromal cells of endometriosis
(Pavone et al . 2011) (Table 4). Transcriptional activation via
the RA-CRABP2-RAR pathway can trigger cell cycle arrest
(Donato et al . 2007 ) and apoptosis ( Altucci et al . 2001 ,
Kitareewan et al . 2002, Donato et al . 2005) and frequently
leads to the inhibition of cell proliferation. Thus, reduced
RA-CRABP2-RAR signaling can cause endometriotic cells to
escape apoptosis and contribute to the survival of ectopic
cells (Nasu et al . 2009, Pavone et al . 2010). These studies
suggested that flaws in RA production and degradation
might play a role in the pathogenesis of endometriosis.
Table 4 Changes in genes involved in retinoid uptake,
metabolism and signaling in endometriosis.
Genes Changes Cell type References
CRBP1 ↓ Stromal cells Pavone et al. (2011,
2017)
CRABP2 ↓ Stromal cells Pavone et al. (2010,
2011, 2017)
ALDH1A2 ↓ Stromal cells Pavone et al. (2011)
STRA6 ↓ Stromal cells Pavone et al. (2010,
2011), Yamagata et al.
(2015)
RARα ↓ Stromal cells Pavone et al. (2011)
RXRα ↓ Stromal cells Pavone et al. (2011)
CYP26B1 ↑ Stromal cells Pavone et al. (2011,
2017)
↓, reduced; ↑, increased.
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Estrogen plays a critical role in the establishment and
maintenance of endometriosis (Osteen et al . 2005, Bulun
2009, Bulun et al. 2015). 17β-hydroxysteroid dehydrogenase
type 2 (HSD17B2) catalyzes the conversion of estradiol
to estrone, a much less biologically potent estrogen, and
plays a crucial role in local estradiol inactivation in the
endometrium (Cheng et al . 2007). HSD17B2 is present in
normal endometrial glandular cells but is lacking in the
endometrium of women with endometriosis ( Stewart
1994, Giudice et al . 2002). Pavone et al . (2017) incubated
epithelial cells with human serum RBP4 for 48 h and found
that HSD17B2 expression was significantly increased in a
dose-dependent manner. In serum, retinol is bound by
RBP4 in the form of retinol-RBP4 complex (holo-RBP4),
which then binds to transthyretin (TTR) and forms a
ternary complex ( D’Ambrosio et al . 2011 ). Binding of
holo-RBP4 to TTR prevents the loss of the RBP4 from the
circulation by filtration via the renal glomeruli, as apo-
RBP4 cannot be bound by TTR and is lost in the urine.
Since the human serum RBP4 used in the study of Pavone
et al . (2017) may contain significant amounts of holo-
RBP4, the increased HSD17B2 expression might be caused
by retinol from holo-RBP4. This hypothesis was supported
by another study which demonstrated that RA stimulates
the assembly of a multimeric complex composed of RARα/
RXRα tethered to transcription factors SP1 and SP3 on the
HSD17B2 promoter where it induces HSD17B2. The RA
antagonist ANG abolishes RA-induced HSD17B2 expression
in endometrial cells ( Cheng et al . 2008 , Yamagata et al .
2015). Thus, RA appears to be one of the critical paracrine
factors that stimulate the production of HSD17B2 in
neighboring epithelial cells and an important mechanism
for local estradiol inactivation in the endometrium
(Table 2 ). As previously mentioned, as the RA pathway is
fundamentally flawed in endometriotic tissues ( Pavone
et al . 2010), this provides a plausible explanation for the
aberrant HSD17B2 expression and the high local estradiol
concentrations in endometriosis (Fig. 4 ).
As previously mentioned, CX43 is predominantly
expressed in endometrial stromal cells ( Jahn et al . 1995,
Winterhager et al . 2009) and necessary for GJIC that allow
the stroma to serve as an organized tissue. Regidor et al .
(1997) showed that CX43 levels were reduced in human
endometriosis lesions and this finding was confirmed by
Yu et al . (2014 b). They reported nearly exclusive CX43
immunostaining in the stromal compartment of normal
biopsies, with reduced immunostaining and redistribution
to scattered epithelia in the eutopic endometria of women
with endometriosis. Moreover, stromal cells isolated from
cases of endometriosis exhibited a reduction of ~45% in
GJIC, confirmed at the levels of CX43 mRNA and protein
expression and also functionally by lower Lucifer Yellow
diffusion ( Yu et al . 2014 b). As previously mentioned,
RA can stimulate CX43 expression and GJIC in stromal
cells ( Tanmahasamut & Sidell 2005 , Wu et al . 2013 ).
Thus, flawed retinoid action might cause decreased CX43
expression and GJIC, reducing decidualization capacity of
stromal cells in endometriosis, which could contribute to
the development or progression of endometriosis lesions
and to the subfertile uterine phenotype associated with
the syndrome.
TGF-β1, a member of transforming growth factor- β
(TGF-β) superfamily, has been supposed to play an extensive
role in the onset and development of endometriosis, such
Figure 4
Schematic representation of aberrant retinoid signaling in endometriosis.
In stromal cells of endometriosis, reduced STRA6, CRBP1 and ALDH1A2
expression levels result in a significantly less efficient conversion of
retinol to RA. Meanwhile, increased CYP26A1 expression promotes RA
degradation. Thus, decreased RA levels along with reduced RARα and
CRABP2 expression result in a reduced RA-RAR signaling, which results in
reduced Cx43 expression and GJIC in stromal cells. Meanwhile, reduced
RA levels result in lower HSD17B2 production and high local
concentrations of estradiol (E2) in epithelial cells of endometriosis. The
reduced RA signaling and increased local E2 activity could enhance cell
proliferation, invasiveness and impede apoptosis in endometriosis. A full
colour version of this figure is available at https://doi.org/10.1530/
JOE-17-0544.
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Retinoids and endometriumY Jiang et al.236:3
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Endocrinology
as preventing apoptosis during transit to the peritoneal
cavity, promoting adhesion to peritoneum and invasion
of endometriosis cells (Omwandho et al . 2010). With the
exception of one study (Hao et al . 2000), two other studies
reported that subjects with endometriosis exhibit higher
levels of TGF- β1 in peritoneal fluid ( Oosterlynck et al .
1994, Ku¨pker et al . 1998). Interestingly, it was reported
that RA could inhibit the TGF-β1 signaling pathway in the
endometrial cells and many other cell types ( Frenz & Liu
2000, Delgadillo et al. 2014, Hu et al. 2016). Althoughfurther
studies are needed, it can be speculated that RA might
suppress the development of endometriosis implants partly
through repressing the TGF-β1 signaling pathway (Fig. 5 ).
These data suggest two possible scenarios to consider
the theories of the histogenesis of endometriosis associated
with the aberrant retinoid pathway in ectopically growing
endometrial cells. On the one hand, defects in RA signaling
can result in high local concentrations of estradiol in
endometriosis lesions due to deficient oxidation and
inactivation of estradiol. On the other hand, reduced RA
signaling, along with increased estradiol effects, could
enhance cell proliferation and invasiveness and impede
apoptosis in endometriosis ( Fig. 4 ). With respect to
eutopic endometrial function in endometriosis, impaired
RA signaling can be an attributed to dysfunctional
stromal differentiation, leading to the reduced capacity
for decidualization reported in these cases ( Klemmt et al .
2006, Aghajanova et al . 2009, Lessey et al . 2013).
In conclusion, the precisely controlled retinoid
signaling may play a critical role in a number of critical
endometrial physiological events. In addition, the altered
RA pathway may be a leading cause for the histogenesis
of endometriosis.
Perspectives for future studies
RBP4, acting as the primary systemic and intercellular
transporter of retinol, plays a key role in cellular retinol
influx, efflux and exchange ( Kawaguchi et al . 2015 ).
Pavone et al . (2017) observed that RBP4 secretion
increases during the decidualization of human
endometrial stromal cells. Immunoreactivity for RBP4 is
consistently higher near the embryo implantation site
compared with non-implantation sites in the baboon
endometrium ( Fazleabas et al . 1994). These data suggest
a potential role of RBP4 production and secretion in
decidualization and/or implantation, but still require
further investigation. Of great interest is that complete
deletion of Aldh genes in mice results in prenatal
lethality, precluding investigation of their roles in
postnatal organogenesis. The use of tissue-selective and
conditional gene targeting approaches is necessary to
better understand the role of these enzymes during the
ovarian cycle and gestation. As previously mentioned,
excess RA concentration is harmful to decidualization
and implantation. Thus, actual retinoid concentrations
in the endometrium, as have been performed in some
limited studies ( Pierzchalski et al . 2014 ), should be
measured in future studies.
Accumulating evidence supports that treatment
modalities that target the retinoid pathway may have
therapeutic utility ( Sokalska et al . 2013 ). RA treatment
reduced cytokine concentrations and the number and size
of lesions (Wieser et al . 2012). Thus, RA has the potential
to suppress the development of endometriotic implants
and agents that target the RA-shuttling system may be
useful therapeutic targets in the future, bypassing the
toxicity and teratogenicity encountered with RA analogs
(Fig. 5 ). We propose that adjuvant or alternative medical
therapies should be developed on the basis of these
concepts. Their pharmacological actions and anticipated
low side-effect profiles are predicted to be able to provide
women with endometriosis with more treatment options
for the long-term management of chronic and debilitating
gynecologic diseases.
Declaration of interest
The authors declare that there is no conflict of interest that could be
perceived as prejudicing the impartiality of this review.
Figure 5
Potential therapeutic mechanism of RA for
endometriosis. Activation of the RA-RAR pathway
can promote HSD17B2 production, which can
stimulate the catabolism of E2 and inhibit TGF-β1
production. These actions of the RA-RAR pathway
imply its potential to suppress the development
of endometriosis. A full colour version of this
figure is available at https://doi.org/10.1530/
JOE-17-0544.
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via free access
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Review
Y Jiang et al. Retinoids and endometrium
236:3
Journal of
Endocrinology
Funding
This work was supported by the National Natural Science Foundation of
China (31372308 to X Z, 31772596 to X Z, 31672417 to C L and 31301969
to L C) and by the Eunice Kennedy Shriver National Institute of Child Health
and Human Development (USA) as part of the Cooperative Research
Partnerships to Promote Workforce Diversity in the Reproductive Sciences
(U01 HD66439 to R N T).
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Received in final form 19 December 2017
Accepted 3 January 2018
Accepted Preprint published online 3 January 2018
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