Abstract
Purpose Claudins as the major components of tight junctions are important in maintaining cell–cell integrity and thus
function as a barrier. Dysregulation of the claudins is often associated with loss of the epithelial phenotype, a process called
epithelial–mesenchymal transition (EMT), which most often results in gain of migrative and invasive properties. However,
the role of claudins in the endometrium or endometriosis has only rarely been examined.
Methods
In this study, we investigated localization of claudin-2 and claudin-3 in the eutopic and ectopic endometrium with
immunohistochemistry. A detailed quantification with HSCORE was performed for claudin-2 and claudin-3 in endometrium
without endometriosis and in cases with endometriosis compared to the three endometriotic entities: peritoneal, ovarian,
and deep-infiltrating endometriosis.
Results
We found a preferential localization of both claudins in the glandular and the luminal epithelial cells in the endo-
metrium with and without endometriosis. Quantification of localization of both claudins showed no differences in eutopic
endometrium of control cases compared to cases with endometriosis. Furthermore, both claudins are localized highly similar
in the ectopic compared to the eutopic endometrium, which is in clear contrast to previously published data for claudin-3.
Conclusion
From our results, we conclude that localization of claudin-2 and claudin-3 is highly stable in eutopic and ectopic
endometrium without any loss of the epithelial phenotype and thus do not contribute to the pathogenesis of endometriosis.
Keywords
Endometrium · Endometriosis · Claudin-2 · Claudin-3
Introduction
Endometriosis is characterized by the presence of endome-
trial glands and stroma outside the normal localization, how-
ever, irrespective of location, the histological appearance of
endometriotic glands always resembles uterine endometrial
glands [1]. Despite the histological similarities, it has been
suggested that peritoneal endometriosis, endometriomas
and deep-infiltrating endometriosis (DIE) are three dis -
tinct entities, which do not share a common pathogenesis
[2]. Retrograde menstruation followed by implantation of
the endometrial tissue on distinct surfaces most often in
the pelvic or abdominal cavity is generally accepted as the
main cause of endometriosis [3 ]. Despite the high rate of
retrograde menstruation ranging from 76 to 90% [4, 5], only
approximately 0.8–2.0% of women in their reproductive age
acquire endometriosis as shown in large population-based
studies of low-risk patients [6 –10]. This discrepancy sug-
gests secondary factors like immune dysfunction for the
establishment of endometriotic lesions [11].
Claudins are the major components of tight junctions
(TJ), and as transmembrane proteins are mostly located in
the apicolateral membranes of epithelial and endothelial
cells [12]. The critical contributions of claudins to TJs are to
strand formation and the fence and barrier function, although
many other proteins are also involved in the structure of
TJ complexes. The composition of claudins determines the
properties of epithelial barriers such as sealing claudins
* Lutz Konrad
[email protected]
1 Department of Gynecology and Obstetrics, Justus Liebig
University, University of Giessen, Feulgenstr. 10-12,
35392 Giessen, Germany
2 Department of Gynecology, UKE Hamburg, Hamburg,
Germany
3 Gynecological Hospital, Frankfurt, Germany
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(claudin-1, -3, -5, -11, -14, and -18) predominating in tight
epithelia [13].
In the human endometrium expression of claudin-1, -2,
-3, -4, -5, -7, and 10 was found in contrast to claudin-6, -8,
-9, -11, -14, and 16–18 [14– 18]. In endometriotic lesions,
claudin-3 seems to be downregulated [15, 16] similar to
claudin-7 [15], whereas claudin-5 mRNA was decreased
but the protein levels increased compared to eutopic endo-
metrium [15]. However, as recently published by us, clau-
din-7 is not downregulated in endometriosis in contrast to
subtle changes in localization of claudin-11 [18]. Of note,
overexpression of claudin-3 markedly inhibited migration,
invasion and epithelial–mesenchymal transition (EMT) of
lung squamous cell carcinoma [19].
Similarly, mRNA expression and localization of clau-
din-4 in eutopic and ectopic endometrium were described
controversially. Whereas some researchers found downregu-
lated mRNA and protein expression of claudin-4 in ectopic
endometrium [16], others demonstrated no differences [15]
or even an increased mRNA expression in ectopic lesions
[20]. In endometrial cancer, downregulated claudin-7 has
been described to be associated with increased proliferation
and metastasis [21].
During the menstrual cycle, an increased abundance of
claudin-1 and -5 protein was described for the secretory
phase [14]. In contrast, claudin-2, -3 and -4 were similarly
abundant throughout the menstrual cycle [14, 16, 17, 22]
with the exception that claudin-4 mRNA was significantly
higher expressed in the secretory phase compared to the
proliferative phase [14]. Intriguingly, claudin-3 protein was
expressed in the endothelial cells of the decidual vessels
with a possible role in decidual angiogenesis [17]. Progester-
one but not estradiol induced claudin-1, -3, -4, and -7 protein
expression in human endometrial epithelial cells resulted in
downregulation of the barrier, but not fence function [23].
The loss of epithelial cell-to-cell contacts is considered
to be one of the hallmarks of EMT, which was suggested to
be involved also in the pathogenesis of endometriosis [24].
Recently, we showed no decrease in claudin-7 and only
subtle changes in the localization of claudin-11 in ectopic
endometrium and suggested that only a partial EMT might
be involved in the pathogenesis of endometriosis [18]. Thus,
in this study, we examined claudin-2 and claudin-3 expres-
sion in eutopic and ectopic endometrium to further clarify
the role of cell-to-cell contacts in endometriosis.
Materials and methods
Patients
This study has been approved by the Ethics Committee
of the Medical Faculty of the Justus-Liebig-University,
Giessen, Germany (registry number 95/09). The participants
gave written informed consent. All specimens (Table 1) were
obtained by hysterectomy (uteri, n = 51 patients) or laparos-
copy (endometriotic tissues, n = 55 with n = 59 lesions) from
patients mainly suffering from pain. The intraoperative find-
ings were classified according to the revised American Soci-
ety for Reproductive Medicine score (rASRM) and ENZIAN
score [25]. Dating of the endometrial tissue was based on the
dates of the last menstrual period and histological evaluation
by the pathologist. Although the pathogenesis and definition
of DIE is still highly unclear [26], we rely for classification
on MRI images and the ENZIAN score [25] which classifies
DIE during operation.
Specimens were fixed in Bouin’s solution (and partly in
formaldehyde for the histological evaluation by the patholo-
gist) and embedded in paraffin. After staining 5 µm sections
with hematoxylin and eosin, the histological evaluation was
performed.
Immunohistochemical analysis and quantification
Serial sections of 5 µm were cut to ensure that in most cases,
the same lesions could be examined. Immunohistochemis-
try (IHC) of bouin-fixed or formalin-fixed specimens was
performed as published previously [27]. The EnVision Plus
System (cat-no K4002, DAKO, Hamburg, Germany) was
used according to the manufacturer’s instructions. Briefly,
antigen retrieval was performed with a citrate buffer (pH
6, DAKO) and then the jars containing the slides were put
into a steamer (Braun, Multi Gourmet) at 100 °C for 20 min
and remained in the steamer for cooling for 20 min. Pri-
mary antibodies against claudin-2 (diluted 1:200, cat-no
32-5600, Thermo Fisher, Waltham, MA, USA) or claudin-3
(diluted 1:100, cat-no 34-1700, Invitrogen, Waltham, MA,
USA) were added and incubation was done in a humidi-
fied chamber overnight at 4 °C. After washing with PBS,
incubation with the appropriate secondary antibody (cat-no
K4002, DAKO) was done for 30 min at room temperature.
The staining was visualized with diaminobenzidine (Liq -
uid DAB K3467, DAKO). Counterstaining was performed
with Mayer’s hematoxylin (Waldeck, Germany) and after
dehydration in ethanol, slides were mounted with Eukitt.
Negative controls for IHC were prepared by omission of
the primary antibody. Digital images were obtained with
Leica DM 2000/Leica MC170/Leica application suite LAS
4.9.0 and then processed with Adobe Photoshop CS6. IHC
quantification was done by use of the HSCORE (0, no stain-
ing; 1 + , weak, but detectable; 2 + , moderate or distinct;
3 + , intense) which was calculated for each tissue by sum-
ming the percentages of cells grouped in one intensity cat-
egory and multiplying this number with the intensity of the
staining. All glands or cysts were used for evaluation of the
HSCORE.
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Statistics
All values are presented as mean ± standard error of the
mean (SEM) or median. HSCORE values between the differ-
ent groups were analysed using one-way analysis of variance
(ANOVA). Then, comparison between more than two groups
was done with the test of Kruskal–Wallis. P values ≤ 0.05
were considered to be significant. GraphPad Prism 6.01
(www. graph pad. com) was used for the statistics.
Results
Analysis of claudin-2 in patients with and without endome-
triosis showed a preferential apical localization for glandu-
lar and luminal eutopic epithelial cells in the majority of
epithelial cells and glands in both the proliferative and the
secretory phase (Fig. 1a−d). We found a high similarity of
the HSCORE between patients with and without endome-
triosis as well as proliferative and secretory phases (Table 2).
Positivity for claudin-2 was further identified in the
majority of endometriotic epithelial cells and lesions irre-
spective of the three endometriotic entities: ovarian (Fig. 2a),
peritoneal (Fig. 2b) or deep-infiltrating endometriosis
(Fig. 2c). As the HSCORE showed no significant differences
between eutopic endometrium with and without endometrio-
sis (Table 2), we merged both datasets and found no signifi-
cant differences between the eutopic and ectopic endome-
trium (Table 3).
Localization of claudin-3 in patients with and without
endometriosis was strong in the membranes of glandular
eutopic epithelial cells, nearly approaching 100% of all epi-
thelial cells in both the proliferative and the secretory phase
(Fig. 3a–d). A strong membrane localization was also found
in the luminal cells (Fig. 3e), whereas the negative control of
the same patient showed no staining (Fig. 3f). Quantification
of the staining showed a high similarity of the HSCORE
between patients with and without endometriosis as well as
proliferative and secretory phases (Table 2).
Positivity for claudin-3 was further identified in almost all
ectopic endometriotic epithelial cells and lesions irrespective
of the three endometriotic entities: ovarian (Fig. 4a), peri-
toneal (Fig. 4b) or deep-infiltrating endometriosis (Fig. 4c).
As the HSCORE showed no significant differences between
eutopic endometrium with and without endometriosis
(Table 2), we merged both datasets and found no significant
differences between the eutopic and ectopic endometrium
(Table 3).
Table 1 Overview of the tissue
samples used for claudin-3
e.g. n = 19 (20) means 20 lesions from 19 patients
lig, ligament; DIE, deep-infiltrating endometriosis
Tissues Endometrium Ovarian
endometriosis
Peritoneal endome-
triosis
DIE
All samples n = 51 n = 19 (20) n = 17 (18) n = 19 (21)
Median age ± SD 43 ± 7.1 33 ± 4.0 33 ± 4.2 32 ± 5.2
Proliferative (median age) n = 23 (44 ± 8.5)
Secretory (median age) n = 28 (42 ± 5.9)
Leiomyoma n = 28
Adenomyosis n = 10
Bladder 2 1
Uterosacral lig 1 3
Ovarian fossa 3
Pouch of Douglas 3
Round lig of uterus 1
Peritoneum 1
Pelvic wall 2
Rectum 7
Rectosigmoid 2
Rectovaginal septum 1 4
Paraurethral 1 1
Sigmoid colon 1 1
Vagina 1
Intestine 1
Mesovarium 1
Lig latum uteri 1
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Discussion
In this study, we analyzed epithelial cells of eutopic endo-
metrial glands and endometriotic lesions in the ovary,
peritoneum, and DIE with claudin-2 and claudin-3. Our
Results
demonstrate convincingly that both claudins are
ubiquitously expressed in both the eutopic as well as the
endometriotic lesions with a highly similar pattern and
abundance.
Claudin-2 is expressed in epithelial layers with high
paracellular permeability such as proximal tubules and the
intestine [28]. Mostly, an overexpression of claudin-2 in
gynecological tumors has been observed [29]. In the human
endometrium, claudin-2 is expressed similarly in the prolif-
erative and secretory phase [14] as described in our study.
Furthermore, we identified a stable expression of claudin-2
also in the ectopic endometrium compared to the eutopic
endometrium which is according to our knowledge, a new
finding. The observed preferential localization in the apical
region is similar to the apical localization in intestinal cell
organoids [30].
Fig. 1 Representative microphotographs of claudin-2 in prolifera-
tive (a) and secretory (b) endometrium without endometriosis and in
proliferative (c) and secretory (d) endometrium with endometriosis.
Similarly, the luminal cells are also stained (a). Most samples showed
a preferential apical staining. An example of a negative control can be
found in Fig. 3f. Scale bars 100 µm, magnification × 200
Table 2 Comparison of localization of claudin-2 and claudin-3 in
endometrium with and without endometriosis by the HSCORE
ns, not significant
Endometrium without
endometriosis
Endometrium with
endometriosis
Proliferative Secretory Proliferative Secretory
Claudin-2
N (median age) 6 (45.5) 6 (46.5) 6 (32.5) 8 (42)
Mean 165 187 193 185
SEM 22.2 24.2 9.5 6.0
P ns ns ns
Claudin-3
N (median age) 9 (46) 10 (40.5) 14 (41.5) 18 (42.5)
Mean 268 253 275 265
SEM 11.2 12.0 8.5 9.4
P ns ns ns
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In the human endometrium with endometriosis, an
impaired expression of claudin-3, -5 and -7 has previ-
ously been identified [15]. In another study, claudin-3
and claudin-4 have been described to be downregulated in
ectopic endometrium [16]. Both suggested that the downreg-
ulation of various members of the claudin family might con-
tribute to endometrial cell detachment and increase the num-
ber of cells invading pelvic organs [15, 16]. These data are
in clear contrast to our results which did not show any dys-
regulation of claudin-3 in endometriotic lesions. However,
in our study, we demonstrated localization of claudin-3 in
the endometrial luminal epithelial cells which is in accord-
ance to observations by Schumann et al. [17], whereas in the
other studies, it was not mentioned [14– 16]. Furthermore,
we recently could not confirm downregulation of claudin-7
in endometriotic lesions as published by Gaetje et al. [15],
but found a moderate non-significant increased presence in
peritoneal and DIE lesions instead [ 18]. Although we sup -
posed that this might be due to different detection systems
and antibodies used, we found that tissue fixation with Bouin
was superior to formalin in some cases of claudin detection
(unpublished observation).
In numerous types of human cancer, the number of
cell–cell junctions decreases, permitting the escape of can-
cer cells from their primary sites, along with the acquisition
Fig. 2 Representative microphotographs of claudin-2 in ovarian
endometriosis (a), peritoneal endometriosis (b, bladder), and DIE
(c, rectovaginal septum). In Fig. 2b, the preferential apical staining
is best visible. PE, peritoneal endometriosis; DIE, deep-infiltrating
endometriosis. Scale bars 100 µm, magnification × 200
Table 3 Comparison of localization of claudin-2 and claudin-3 in
eutopic and ectopic endometrium by the HSCORE
N = number of lesions; EM, endometriosis; ns, not significant
Endome-
trium
Ovarian EM DIE Peritoneal EM
Claudin-2
N (median
age)
26 (42) 6 (33) 6 (35.5) 7 (33)
Mean 183 179 209 220
SEM 7.8 25.1 25.2 31.2
P ns ns ns
Claudin-3
N (median
age)
51 (43) 20 (33) 25 (32) 17 (32)
Mean 266 266 286 263
SEM 5.0 8.6 4.6 9.5
P ns ns ns
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of invasive and metastatic properties [31, 32]. However, in
endometrioid endometrial cancer, an upregulation of clau -
din-2 [29] as well as of claudin-3 [29, 33–35] was described.
Thus, it remains unclear why in endometriosis, a downregu-
lation of claudin-3 [15, 16] should contribute to the dissemi-
nation of endometrial cells.
EMT is a biological process characterized by two hall-
marks, loss of the epithelial phenotype and gain of properties
of mesenchymal cells [ 31, 32, 36]. This process requires a
series of complex changes in cell architecture and behavior
which is driven by various cellular signals. The molecu-
lar changes of this transition include the loss of epithelial
markers such as E-cadherin, keratins, desmoplakin, mucin-
1, occludin and claudins and gain of mesenchymal mark -
ers like N-cadherin, α-smooth muscle actin, vimentin and
fibronectin. Alterations of these pathways are associated
with enhanced migration, invasiveness and resistance to
apoptosis [31, 32, 36].
Fig. 3 Representative microphotographs of claudin-3 in proliferative
(a) and secretory (b) endometrium without endometriosis and in pro-
liferative (c) and secretory (d) endometrium with endometriosis. In
all samples, a strong membranous staining is visible. Similarly, the
luminal cells are also stained (e); the negative control showed no
staining (f). Scale bars 100 µm, magnification × 200
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Recently, EMT was described to be involved in endo-
metriosis [24, 37]. Although endometriotic cells share
some similarities with metastatic tumor cells in terms of
dissemination and invasion [24], endometrial cells do not
necessarily need to undergo EMT, as menstruation allows
a physiological detachment of cells. Additionally, irrespec-
tive of the location of endometriotic lesions such as in the
ovary, peritoneum, or DIE, ectopic endometriotic glands
nearly always have an overtly endometrioid appearance and
histologically resemble uterine endometrial glands, clearly
indicating no loss of the epithelial phenotype [1 ]. Recently,
we observed no loss of the endometrial epithelial phenotype
as defined by expression of keratins and claudins in endome-
triosis and suggested that if at all only a partial EMT might
be involved in the pathogenesis of endometriosis [ 18, 27].
The current study further corroborates this assumption by
showing a stable expression of claudin-2 and claudin-3 in
eutopic and ectopic endometrium.
Although many authors stress the differences of eutopic
and ectopic endometrial cells, however, we and others [38]
believe that these differences may be explained as a direct
consequence of the different environments, such as the
peritoneal fluid and the intraovarian microenvironment of
the lesions, in relation to the intrauterine environment.
We suggest that the changes in the eutopic endometrium
at the beginning of the disease are quite subtle and that the
majority of differences can be observed after the implan-
tation. Based on our observations about the similarities
between eutopic and ectopic endometrial epithelial and
stromal cells [27, 39], we propose to focus on the interplay
of endometrial cells with, for example, peritoneal cells at
the site of implantation for future research on the patho-
genesis of endometriosis [40].
In summary, in our study, we could clearly show no loss
of cell-to-cell contacts characterized by a stable localiza-
tion of claudin-2 and claudin-3 in epithelial cells of both
eutopic and ectopic endometrium. Thus, the epithelial phe-
notype is definitely not lost and only a partial EMT might
contribute to the pathogenesis of endometriosis.
Acknowledgements
We thank Cornelia Hof and Ursula Schneider for
technical assistance and the medical staff of the Dept. of Gynecology
and Obstetrics for data and sample collection.
Fig. 4 Representative microphotographs of claudin-3 in ovarian
endometriosis (a), peritoneal endometriosis (b, Douglas), and DIE (c,
rectum). In all samples, a strong membranous staining is visible. PE,
peritoneal endometriosis; DIE, deep-infiltrating endometriosis. Scale
bars 100 µm, magnification × 200
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Author contributions AH, FH: performed all experiments, RD: pro-
tocol/project development/Manuscript writing, EB, FO, HRT, IMH:
operations and collection of patient samples, LK: project/protocol
development, data analysis, statistics, manuscript writing.
Funding Open Access funding enabled and organized by Projekt
DEAL. Funder name: Justus-Liebig-Universität Gießen (3114).
Compliance with ethical standards
Conflict of interest The author(s) declared no potential conflicts of in-
terest with respect to the research, authorship, and/or publication of
this article.
Ethical approval This study has been approved by the Ethics Com-
mittee of the Medical Faculty of the Justus-Liebig-University, Gies-
sen, Germany (registry number 95/09). The participants gave written
informed consent.
Open Access This article is licensed under a Creative Commons Attri-
bution 4.0 International License, which permits use, sharing, adapta-
tion, distribution and reproduction in any medium or format, as long
as you give appropriate credit to the original author(s) and the source,
provide a link to the Creative Commons licence, and indicate if changes
were made. The images or other third party material in this article are
included in the article’s Creative Commons licence, unless indicated
otherwise in a credit line to the material. If material is not included in
the article’s Creative Commons licence and your intended use is not
permitted by statutory regulation or exceeds the permitted use, you will
need to obtain permission directly from the copyright holder. To view a
copy of this licence, visit http:// creat iveco mmons. org/ licen ses/ by/4. 0/.
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