Abstract
Systemic Lupus Erythematosus (SLE) is frequently complicated by cytopenias. Thrombocytopenia is
usually non severe and its frequency ranges from 20% to 40%. It is mostly an autoimmune process
caused by autoantibodies against platelet surface glycoproteins and it is associated with worse
prognosis in SLE. It can also be a result of SLE treatment with azathioprine, methotrexate and
rarely hydroxychloroquine or thrombotic microangiopathy or macrophage activation syndrome.
If thrombocytopenia is mild (>50x109/L) and there is no other evidence of disease there is no
need of therapy. Severe thrombocytopenia is less frequent and needs therapeutic management.
Corticosteroids are the cornerstone of therapy. Continuous high dose oral prednisolone or pulse high
dose methylprednisolone (MP) with or without intravenous immune globulin are used in the acute
phase. Second line agents (hydroxychloroquine, danazol, azathioprine, cyclosporine, mycophenolate
mofetil, cyclophosphamide, rituximab) are usually needed. Splenectomy is indicated for recurrent or
resistant cases. There are no evidence-based guidelines to facilitate selection of one drug over
another but certainly the co-existence of other systemic SLE manifestations must be taken into
account. Newer therapies are emerging although there is no consensus on the treatment of refractory
lupus thrombocytopenia due to the absence of controlled randomized trials.
Mediterr J Rheumatol 2017;28(1):20-6
https://doi.org/10.31138/mjr.28.1.20
Article Submitted 28/11/2016; Revised Form 01/03/2017; Accepted 14/03/2017
REVIEW
Lupus thrombocytopenia: pathogenesis and therapeutic implications
Nikolaos Galanopoulos, Anna Christoforidou, Zoe Bezirgiannidou
1Outpatient Department of Rheumatology, University General Hospital of Evros (Alexandroupolis), Thrace, Greece
2Department of Haematology, Democritus University of Thrace, Alexandroupolis, Greece
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TITLE21
cytopenia may be due to the development of thrombotic
microangiopathy,13,14 antiphospholipid syndrome or sple-
nomegaly with hypersplenism. Macrophage activation
syndrome should be suspected in patients with multiple
cytopenias and fever with a rapid onset especially those
with juvenile SLE.15
Thrombocytopenia in SLE is associated with a worse
prognosis and higher mortality from the disease. 12,16,17 It
has been linked with a severe disease course including
neuropsychiatric disorders, renal involvement, hemolytic
anemia and antiphospholipid syndrome.7,18 Most studies
have shown an association between thrombocytopenia
and mortality, however a few did not found such a rela -
tionship.1,19 In two large studies thrombocytopenia was
the only independent predictor for mortality in SLE. 16,20
The leading cause of death in the Reveille et al. 20 study
was infection. It has been shown that it is not thrombocy-
topenia itself that influences survival, but its coexistence
with multiple organ damage and treatment related com-
plications.12 A different presentation with a less severe,
chronic form of thrombocytopenia, not related to disease
activity is also common, and appears to be less respon-
sive to corticosteroid therapy.1
SLE has a significant genetic predisposition.21 In a prom-
inent study by Scofield RH et al., families with even one
member with thrombocytopenic SLE seemed to be re -
peatedly affected by a serious clinical phenotype that
was assigned to a familial form of the disease, associated
with genetic linkages at 1q22-23 and 11p13. 22 In these
family pedigrees, even the non-thrombocytopenic SLE
patients presented with multiple organ damage such as
serositis, nephritis, neuropsychiatric disease, and hemo-
lytic anemia.
PATHOGENESIS
Autoantibodies targeting antigenic glycoproteins on the
platelet membrane are central to the destruction of plate-
lets in SLE.23-25 In some cases other autoantibodies such
as antiphospholipid antibodies 26,27 and autoantibodies
against thrombopoietin (TPO) or TPO receptor (c-mpl)
are identified. 28-30 Antibody-coated platelets are sub -
sequently removed by splenic and other reticular mac -
rophages, through binding on their surface Fc gamma
receptor.
Anti-IIb/IIIa antibodies, either circulating or platelet-bound
(MAIPA method), are the most frequent finding, like in ITP ,
but similar to ITP they are not specific for thrombocyto -
penia, as their detection ranges from 30-70% in throm -
bocytopenic patients and in contrast many patients
positive for these antibodies do not ever develop throm-
bocytopenia.31,32 However, in previously antibody-pos -
itive patients recovering from thrombocytopenia after
immunosuppressive therapy, these antibodies disappear
and reappear in relapses, thus indicating their pathoge -
netic role.23, 25 Antibodies against Gp Ia/IIa, HLA I and Gp
Ib/Ix complex are less frequently detected.
Serum levels of TPO are higher in thrombocytopenic SLE
patients compared to normal controls, and megakaryo -
cytes are increased in their bone marrow. Nevertheless,
antibodies against TPO and c-mpl have been identified
in 23%-39% of patients. 25,28 These patients often have
lower platelet counts, although their exact role in the
pathogenesis of thrombocytopenia remains obscure. In
some cases the development of anti-TPO antibodies is
associated with poor response to administration of cor -
ticosteroids (CS).30
Antiphospholipid antibodies against cardiolipin, phos -
phatidylinositol, prothrombin as well as lupus anticoag -
ulant are detected in a substantial proportion of patients
with SLE and thrombocytopenia31-33 and they are signifi-
cantly associated with thrombocytopenia in many stud -
ies.34,35 Membrane phospholipids that cross-react anti -
genically with cardiolipin are exposed after cell damage
and comprise the trigger for the development of anti-car-
diolipin antibodies.36
Finally, autoantibodies against the CD40-ligand molecule
on the surface of T lymphocytes appear to have a role in
the development of thrombocytopenia in SLE. CD40-li -
gant is linked to the CD40 antigen on the B lymphocytes
surface leading to their activation and autoantibody pro-
duction. In a study by Nakamura et al. 37 such autoanti -
bodies were detected in seven (6%) of 125 patients with
SLE. The incidence of thrombocytopenia was higher
in positive patients in comparison to the negative ones
(100% vs 14%).
LABORATORY FINDINGS
Laboratory investigation of patients with SLE and throm-
bocytopenia begins with microscopic examination of
peripheral blood smears for the estimation of platelet
count and size and the presence of schistocytes (frag -
mented red blood cells). In case of coexistence of throm-
bocytopenia and anemia the assessment of reticulocyte
count and direct Coombs test is warranted. Abnormal
lymphocyte morphology as well as lymphadenopathy
should raise suspicion of a lymphoproliferative disease
and prompt investigation with imaging studies, immuno-
globulin measurement, bone marrow and lymph node
biopsy. Coagulation studies, LDH, bilirubin levels and
antiphospholipid antibodies are also important to ex -
clude TTP , disseminated intravascular coagulation and
antiphospholipid syndrome.
The measurement of antiplatelet antibodies may be re -
quired in patients with severe thrombocytopenia, espe -
cially in prednisone refractory ones. It should however be
noted that failure to detect them does not preclude au -
toimmune thrombocytopenia in patients with SLE. This
fact along with the limited availability of these tests has
made their usefulness controversial.
High antibody titers against double-stranded DNA (an -
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ti-dsDNA) coupled with low levels of C3 and C4 advo -
cate activity of SLE, although thrombocytopenia itself
has not been found to be associated with anti-dsDNA.11
On the other hand low levels of C3 or CH50 has been
associated with thrombocytopenia.12
Bone marrow aspiration may be needed in severe or per-
sistent thrombocytopenia, particularly when there is sus-
picion of drug toxicity or hemophagocytosis or when it is
accompanied by other cytopenias. Bone marrow findings
are heterogeneous between studies, ranging from hypo- to
hypercellular marrow and low, normal or high megakaryo-
cyte number. Increased reticulin proliferation, lymphocy-
tosis, plasmacytosis and morphological abnormalities of
megakaryocytes notably aggregation, reduced lobulation
and pycnotic appearance, as well as necrotic lesions in the
bone marrow stroma have been reported.25, 38
THERAPEUTIC MANAGEMENT
Thrombocytopenia in SLE may be acute in onset and
extremely severe. Severe thrombocytopenia requires
emergency therapy in order to eliminate hemorrhagic
complications and achieve a complete or partial plate -
let response. Maintenance treatment is usually needed
to prevent relapse. Initial treatment does not differ from
ITP . The decision to treat when thrombocytopenia is the
sole disorder in SLE depends on the hemorrhagic man -
ifestations and platelet count. Generally, patients with a
platelet count > 50x109/l without bleeding manifestations
do not require treatment in the absence of coexistent he-
mostatic disorders, anticoagulation treatment, trauma or
major surgery.
Corticosteroids are the cornerstone of initial treatment.
High dose oral prednisolone or pulse high dose methyl -
prednisolone (MP) with or without intravenous immune
globulin (IVIG) are used in the acute phase. Second line
agents include hydroxychloroquine (HCQ), danazol,
immunosuppressive drugs like azathioprine (AZA), cy -
closporine (CSA), mycophenolate mofetil (MMF), cyclo -
phosphamide (CYC), and biological therapies such as
rituximab. The thrombopoietin receptor agonists romi -
plostim and eltrombopag have been widely used for the
treatment of ITP and they also seem to have a role in
SLE thrombocytopenia. Splenectomy is indicated for re-
current or resistant cases. It should be noted that none
of the above agents have been tested in a randomized
fashion in the context of SLE thrombocytopenia.
In a recent study, Jin-Hee Jung et al. 39 retrospectively
examined the clinical characteristics and prognosis of
230 patients with SLE in regard to degree of thrombo -
cytopenia and response to treatment. They found high -
er mortality (15% vs 9%) among patients with severe
thrombocytopenia (<20x109/l) and lower mortality in pa -
tients with complete remission of thrombocytopenia after
treatment. No difference between therapeutic modalities
was found, regarding complete remission rate, except
a lower incidence of complete remission in the danazol
group. Similarly, Ziakas et al. performed a case-control
study in 632 patients and did not find a different relapse
free interval between patients receiving low or high inten-
sity regimens (CS plus AZA vs CS plus CYC).12
Other causes of thrombocytopenia beyond auto-im -
mune will not be further discussed in the below section.
FIRST LINE THERAPY
Corticosteroids
Corticosteroids (CS) are administered at the conventional
dose of 1-1.5 mg/kg of prednisone qd with subsequent
slow tapering after achieving a stable platelet response or
as pulses of methylprednisolone (MP) iv (500-1000 mg/
day for 3 days). There is no significant advantage of the
higher dose MP scheme (3-5g), which may be associ -
ated with more complications like infections. 40 Anti-TPO
receptor antibodies may be associated with a subopti -
mal response to CS.30 CS appear to produce a satisfac-
tory response in the majority of patients, but eventually
most patients relapse.2,41 If there is no response after four
weeks of CS therapy the patient is considered resistant
and a second line treatment is sought.
Intravenous Immune Globulin (IVIG)
IVIG is used in the acute management of the bleeding
patient with severe SLE thrombocytopenia at a dose of
1g/kg for 1 to 2 days, as recommended in the recent
2011 American Society of Hematology guidelines for
ITP42 or at 400mg/kg for five consecutive days.43 It exerts
its action by downregulating autoantibody production,
neutralization of pathogenic autoantibodies by anti-id -
iotypic antibodies, inhibition of complement-mediated
damage, modulation of cytokine production, induction
of apoptosis in lymphocytes, and modulation of both
B- and T-lymphocyte function. Maintenance of remission
after repeated lower monthly doses has also been re -
ported.44 It is safely used in pregnancy.
SECOND LINE THERAPY OR STEROID-SPARING
AGENTS
Although most patients initially respond to CS, respons -
es are not sustained and eventually management calls
for second line agents. Alternative treatment is also war-
ranted in responding patients who experience debilitat -
ing side effects from prolonged CS use. These drugs are
used alone or in combination with CS as steroid-sparing
agents. There are no evidence-based guidelines to facil-
itate selection of one drug over another but certainly the
co-existence of other systemic SLE manifestations must
be taken into account in order to select the appropri -
ate therapy. If thrombocytopenia is mild (>50x109/L) and
there is no other evidence of disease there is no need of
therapy.
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Hydroxychloroquine (HCQ)
A combination of HCQ and prednisone is effective in
many patients.41 Khellaf et al.45 studied the effect of HCQ
in either SLE or only ANA positive patients with throm -
bocytopenia and insufficient response to CS alone. The
coadministration of CS with HCQ resulted in an overall
response rate of 60% with a higher rate noted in pa -
tients with SLE compared to those with ANA only (83%
vs 50%). Arnal et al. reported on the long-term results of
HCQ plus CS in 11 patients failing CS alone, in 64% of
whom a lasting response was obtained.41
Danazol
Danazol is a synthetic androgen with a proven activity in
many types of
thrombocytopenia including that of SLE. 46,47 Its mecha -
nism of action is unclear but involves impairment of mac-
rophage-mediated clearance of antibody-coated plate -
lets via decreased Fc receptor expression. It is a well
tolerated drug, with the main side effects being hirsutism
and an increased risk of thromboembolic episodes. The
best responses have been observed after prolonged
administration at a daily dose of 600-800mg, alone or
in combination with AZA or CS. Following a stable re -
sponse for at least 12 months the dose can be lowered
or interrupted as it has been associated with lasting re -
sponses even after discontinuation.48
Azathioprine
AZA is a steroid-sparing agent with sparse reports on
lupus thrombocytopenia, used alone or in combination
with CS.49,50 It is administered at a dose of up to 2mg/kg/
day. If a response occurs, therapy should be continued
at full doses for at least 12 months and then tapered
gradually.
Cyclosporine
In a small number of patients with SLE and thrombocy -
topenia CSA appeared to be beneficial as a second line
or steroid-sparing agent. 51,52 The optimal dose has not
been defined and patients may respond in doses much
lower than those used in transplantation (<3-5mg/kg/
day). However, caution should be used because of its
renal toxicity.
Cyclophosphamide
Cyclophosphamide is of particular importance in the
treatment of severe refractory thrombocytopenia of
SLE.52 It is administered in IV pulses (0,75-1 g/m 2 or
10–15 mg/kg every 4 weeks for four to six months). In
the retrospective study of Boumpas et al.53 in 7 patients
with SLE and thrombocytopenia refractory to CS, CYC
at a dose of 0,75-1 g/m 2 every 4 weeks resulted in all
patients achieving CR within 2-18 weeks. In four patients
the subsequent administration of low dose prednisolone
was sufficient to maintain remission of thrombocytopenia
throughout a long follow up period (mean 5.6 years). Al -
ternatively, Park et al.54 applied the low dose CYC proto-
col (500 mg of CYC every two weeks for three months),
as used in the Euro-Lupus Nephritis Trial, in 2 refractory
patients achieving a good response which was main -
tained thereafter by a combination of low dose prednis -
olone with AZA or MMF. This lower dose can improve
tolerability of CYC by reducing the risk of neutropenia.
Mycophenolate mofetil
MMF, a prodrug of mycophenolic acid, which inhibits
inosine-5’monophosphate dehydrogenase, is an immu-
nosuppressive drug successfully administrated both as
treatment of severe resistant thrombocytopenia and as
maintenance.55,56 Its main use has been lupus nephritis
and it is less toxic than CYC.
Splenectomy
Splenectomy has been successfully performed is SLE
thrombocytopenia.57 This procedure has been widely
used, with excellent long-term results in recurrent ITP .58
However, in SLE there is a risk of a flare of the disease
because the spleen is a prominent site of immune com -
plexes’ clearance, and additionally a predisposition to
infections due to the often prolonged use of immu -
nosuppressants in these patients. 1 Prophylactic vac -
cinations against pneumonococcus sp, haemophilus
influenza type B and meningitis are mandatory before
the procedure and antibiotic prophylaxis for at least two
years postsplenectomy are recommended, particularly in
patients with additional chronic hypocomplementemia.
Efficacy of splenectomy is controversial in SLE59 with one
study reporting only 2 out of fourteen patients maintain -
ing response without the need of CS or other drugs. 60
Thus, it is reserved for the most resistant cases. More
studies are needed to define the safety and efficacy of
the procedure.
NOVEL THERAPIES
Rituximab
SLE is known to be associated with polyclonal B-cell
hyper reactivity. Rituximab is a chimeric monoclonal an -
tibody that binds to the CD20 antigen, found on the sur-
face of B lymphocytes, inducing depletion of B cells. In
SLE, it has been used at high doses of 1000 mg for one
or multiple doses to as low as 100 to 200mg per week
for 1-4 doses,61-63 the lower doses reserved for patients
with cytopenias only. 64 Although retrospective or open
label studies and case reports have shown efficacy over
60% in lupus thrombocytopenia, optimal dose has not
been defined and duration of response is somehow short
lived.61,65 Newer, type II, anti-CD20 mAbs like obinotu -
zumab may be more effective in this context due to more
potent B cell depletion.66 On the other hand, results from
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two randomized controlled studies (EXPLORER 67 and
LUNAR68 trials) using rituximab in an intention-to-treat
SLE have been disappointing 69 showing no significant
benefit over placebo showing no significant benefit over
placebo in BILAG scores and renal response respective-
ly. This unexpected outcome has been partially attribut -
ed to suboptimal trial design and concurrent therapies,
but it has also been speculated that a feedback effect,
characterized by rising BAFF levels, may play a role to
postrituximab SLE flares.69 The exact place of rituximab,
regarding its use early or late in the course of thrombocy-
topenia remains to be defined by further studies.
Belimumab
Belimumab is a human IgG1 λ monoclonal antibody that
binds to and inhibits B-cell activating factor (BAFF), thus
inhibiting the biological activity of B lymphocytes and
inducing apoptosis of autoreactive B lymphocytes. 70 In
SLE BAFF is overexpressed, enhancing the survival of B
lymphocytes, including autoreactive B cell populations.71
In the post hoc analysis of two Lupus phase III random-
ized trials, belimumab was significantly associated with
less worsening in the haematological domain, but there
are currently no trials of belimumab for immune thrombo-
cytopenia or hematological disorders in general.70
THROMBOPOIETIN RECEPTOR AGONISTS
Romiplostim and eltrombopag are thrombopoietin recep-
tor agonists which exhibit their action by inducing prolif -
eration and differentiation of megakaryocyte progenitors,
maturation of megakaryocytes and increased platelet pro-
duction.72 They have displayed excellent results in phase III
randomized trials73,74 and have been approved since 2008
as second line agents for ITP refractory to other treatments.
So far, the efficacy of these agents in lupus thrombocyto-
penia has only been assessed in sparse case reports. In
one report a patient with Evans syndrome refractory to
rituximab was successfully managed with romiplostim,75
whereas in another case romiplostim facilitated response
in a pregnant thrombocytopenic patient with SLE.76 Con-
trasting to these results a young SLE patient developed
thrombotic microangiopathy with renal failure after romi-
plostim therapy.77 Maroun et al. 78 reported on three pa -
tients with SLE thrombocytopenia in which administration
of eltrombopag was successful as steroid-sparing treat-
ment. Another patient with refractory thrombocytopenia
achieved a complete response after eltrombopag treat -
ment.79 Eltrombopag was also efficient in a patient with
lupus-associated amegakaryocytic thrombocytopenia. 80
The thrombotic risk must be taken into account though. In
a recent report, a patient with antiphospholipid syndrome
presented with fatal thrombotic complications one month
after starting eltrombopag for severe thrombocytopenia
and while platelets had normalized.81
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