Results
Among 83 women who underwent MRgFUS or UAE in the CCD (49 were RCT participants) ( Figure 1 ), mean (SD) age was 44.4 (5.0) years at enrollment, and most participants were white (71%) and overweight (mean [SD] body mass index, 27.2 [5.9] kg/m 2 ) ( Table 2 ). 12 Uterine and fibroid characteristics were similar between treatment arms, except higher total fibroid load in the UAE arm (mean [SD] fibroid load: 362.5 [292.3] cc 3 vs MRgFUS, 249.2 [159.9] cc 3 ; P =.03). 12
Validated measures were similar between treatment arms at baseline ( Table 3 ). The mean (SD) UFS-QOL SSS score was 53.9 (19.8) for MRgFUS and 53.1 (19.8) for UAE, 12 which is consistent with other published trials and indicates substantial fibroid symptoms. 19 – 21 VAS and MPQ scores were higher at baseline in the MRgFUS arm than the UAE arm, but the differences were not statistically significant. 12 Female Sexual Function Index scores at baseline were low for both treatment arms and were similar to scores in women with sexual arousal disorder. 22
Among the 43 women in the MRgFUS arm, 13 (30%) underwent a second fibroid procedure during the study period, compared with 5 (13%) of the 40 women in the UAE arm ( Table 4 ). All subsequent procedures after UAE were hysterectomies, whereas secondary procedures after MRgFUS included hysterectomy, myomectomy, and UAE. In a Fine and Gray competing risk model with menopause as the competing event, the risk of a second fibroid procedure was higher after MRgFUS than UAE (HR, 2.81; 95% CI, 1.01–7.79; P =.047) ( Figure 2 ).
Five women (13%) in the UAE arm and 4 women in the MRgFUS arm (9%) reached menopause during the study period without needing reintervention. The risk of menopause was not significantly different between treatment arms when second fibroid procedure was considered as the competing event (MRgFUS vs UAE: HR, 0.67; 95% CI, 0.19–2.34; P =.5). Although menopausal events occurred slightly earlier in the UAE subgroup ( Figure 2 ), mean (SD) age at menopause was similar between the 2 groups (UAE, 50.8 [2.2] y vs MRgFUS, 49.3 [1.4] y).
Baseline AMH samples were obtained in 76 women (92%) ( Table 5 ). Both treatment arms had a median baseline AMH level of 0.3 ng/mL; 27% and 31% of women undergoing MRgFUS and UAE, respectively, had undetectable baseline AMH levels. All 9 women who reached menopause during the study period had undetectable baseline AMH levels. As expected, median AMH decreased with time ( Table 5 ). At 12 months, the median (IQR) absolute change in AMH was –0.2 (– 0.3–0) in the MRgFUS arm and 0.0 (–0.3–0.0) in the UAE arm ( P =.82). At 24 months, median (IQR) absolute change in AMH was significantly larger for the UAE arm (–0.6 [–1.2-–0.4]) than the MRgFUS arm (–0.2 [–0.4–0.4]) ( P =.03). Percentage change was not significant at either time point.
Both treatments resulted in improved fibroid symptoms and health-related quality of life by 6 months on the 2 UFS-QOL subscales, which persisted throughout follow-up ( Table 3 ). However, both subscale scores were significantly better for women undergoing UAE at each posttreatment time point (all P ≤.006). These differences between treatment arms persisted even after adjustment for baseline UFS-QOL scores and baseline pain scores (data not shown). Change from baseline to 6 months within each treatment group was also evaluated for each patient-reported measure in additional analyses using paired t tests. Results showed significant improvement in both treatment groups for all measures ( P <.05 for all; data not shown).
SF-36 scores also improved significantly during follow-up for both treatments ( Table 3 ). Patient-reported physical and mental component measures were significantly higher in the UAE arm than MRgFUS at 12 months and for the physical component at 24 months. Regression models adjusting for score at baseline for each questionnaire were also fit and yielded similar results (data not shown).
Pain scores were also improved at follow-up for both treatment arms ( Table 3 ). The MPQ and VAS scores were significantly lower at 6 and 12 months among women who underwent UAE, compared with MRgFUS; however, the difference was no longer significant after adjusting for baseline pain scores (data not shown). Results were attenuated at 24 months.
At the 6-month and 12-month follow-up, there was similar improvement in sexual function for both treatment arms ( Table 3 ). However, scores decreased for the UAE arm at the 24-month follow-up, with sexual function scores similar to those at baseline.
Additional analyses were performed to assess the effect of baseline predictors on the risk of reintervention. In univariate competing risk models, the risk of a second fibroid procedure was 46% higher with a doubling of pretreatment AMH (HR, 1.46; 95% CI, 1.17–1.82) and 12% lower per 1-year increase in age (HR, 0.88; 95% CI, 0.80–0.97) ( Table 6 ).
The following variables were evaluated univariately and in combination for their effect on reintervention: treatment arm, age, AMH levels, VAS scores, and total fibroid load at baseline. Because of the limited number of events, the number of factors was restricted to those with biological implications (age and AMH levels) and those that were imbalanced between the treatment arms at baseline (VAS scores and total fibroid load). In multivariate analysis, treatment arm (MRgFUS vs UAE) had a similar magnitude of effect on reintervention as in the unadjusted model but was no longer significant after separately adjusting for AMH level ( Table 6 , model 9: HR for treatment, 3.36; 95% CI, 0.92–12.28) or age ( Table 6 , model 6: HR for treatment, 2.38; 95% CI, 0.82–6.93). However, both AMH level and age remained significant after separately adjusting for treatment effect. Interaction terms were not significant in any of the models (data not shown). Competing risk models were also fit using race as a predictor (data not shown); race was not significant in either the unadjusted model or the model separately adjusting for treatment and AMH.
AMH was associated with reintervention in univariate analysis and after separately adjusting for treatment arm, age, and baseline VAS scores ( Table 6 ). When the competing risk analysis was stratified by median AMH value, no participants with a baseline AMH >0.3 ng/mL reached menopause naturally during the study. However, cumulative incidence of reintervention at 3 years was 56.9% in the MRgFUS arm and 23.0% in the UAE arm for women with baseline AMH level higher than median ( Figure 3A ). In contrast, in the stratum of low AMH, the cumulative incidence of reintervention was lower (22.1% for MRgFUS and 0.0% for UAE at 3 years) ( Figure 3B ).
Of the 83 treated women in the CCD, data were missing for the UFS-QOL measures in 15 (18%) at 6-month follow-up, 27 (33%) at 12-month follow-up, and 41 (49%) at 24-month follow-up. Similar patterns were observed in the other validated measures. Multiple imputations of these missing follow-up surveys based on baseline demographic, uterine, and validated measures potentially associated with the missing data, as well as UFS-QOL follow-up measures, yielded results that were consistent with the main analysis of these secondary outcomes (data not shown).
In this comparative effectiveness study, the proportion of women who underwent a second fibroid procedure was higher among those undergoing MRgFUS than those undergoing UAE. However, treatment arm was not the only determinant of outcome. In separate models adjusted for treatment, AMH and age were each independent predictors of reintervention ( Table 6 ); younger women and women with higher AMH levels were more likely to undergo reintervention. Thus, our data suggest that pretreatment AMH level could be used as a tool to help women decide between uterine-sparing procedures or hysterectomy.
In contrast, no baseline uterine or fibroid parameter appeared to affect the need for reintervention. The only observed baseline difference, a higher mean total fibroid load in the UAE arm, was unlikely to have biased the results because all fibroids are treated simultaneously during UAE. Because MRgFUS is a more targeted treatment, having multiple fibroids in the uterus could make complete treatment more difficult. The women with more than 3 fibroids in our study had similar outcomes as women in the overall study, which indicates that higher fibroid number was not a limitation in this study.
AMH as a predictor of outcome is important for 2 reasons. First, mechanistically, it suggests that fibroid treatment may be mediated both directly by fibroid treatment and indirectly by impairment of ovarian reserve. Second, understanding this relationship in younger women is important because fibroids develop in many women, especially African American women, at younger ages, before they have started or completed childbearing. 23 , 24 The small changes in AMH levels seen in this study leave open the possibility that the treatment effect may not be clinically significant in younger women with more robust ovarian reserve. In addition, diminished ovarian function after UAE could be contributing to the return to baseline levels of sexual function seen at 24 months. The initial improvement in sexual function seen at 6 and 12 months is similar to that seen in a prior study, 25 but one longer-term study also found improvement out to 2 years, contrary to our findings. 26
Among the patients who completed the study protocol, symptoms, quality of life, and pain scores remained stable post treatment within treatment arms, which indicates that improvement at 6 months may predict durability at 2 years. However, it appears that only women treated with UAE reach health-related quality of life levels seen in women without fibroids. 27 , 28
Our trial provides much needed information for women with fibroids who prefer a uterine-sparing procedure. There have been no previous prospective comparative effectiveness trials between UAE and MRgFUS; prior studies have only used placebo or surgery as a comparator. 5 , 7 , 8 , 19 Women electing uterine-sparing procedures are generally different from those who elect to undergo hysterectomy, and long-term comparisons are not equivalent because there is no need for reintervention after hysterectomy. The one retrospective cohort study to compare women undergoing UAE and MRgFUS showed similar results to our trial. 20 Interestingly, the average age of women in the MRgFUS group in that study was 6.5 years younger than in the UAE group; thus, the higher reintervention rate in the MRgFUS arm might also be influenced by age and ovarian function, as we found. 20
This trial also suggests that a CCD may be more feasible and generalizable than a strict RCT for women with fibroids. The genesis of the CCD analysis was the differential dropout rate before treatment in the RCT for the more invasive arm (UAE); thus, allowing women to select a therapy may be more appealing to reproductive-aged women than being randomly assigned. 11
Limitations of our study include low enrollment (41% of our initial sample size: 91 enrolled in the randomized arm or parallel observation arm with a target enrollment of 220), which was most likely due to the reproductive-aged women declining randomization. Also, because African American women are more likely to have fibroids, we added sites to increase diversity in our population, but we still did not achieve our targeted enrollment. A second limitation was that not all patients completed questionnaires during follow-up visits, which could have affected our conclusions. Last, the MRgFUS device used throughout the study has now been superseded by newer technology and may not represent the potential of current MRgFUS devices. After the completion of our study, in October 2015, the US Food and Drug Administration approved the ExAblate 2100 (InSightec Ltd), which has several advantages over the ExAblate 2000 and new features leading to significantly larger treated volumes while maintaining safety. 29 In a recent study of 252 women treated with the ExAblate 2100, the reintervention rate at 19 months was 12.7%, 30 which is comparable to the reintervention rate of UAE in this study.
In this comparative effectiveness trial, a second fibroid procedure was more common after MRgFUS than after UAE, and the magnitude of symptom reduction was less with MRgFUS. However, both UAE and MRgFUS offered substantial short-term fibroid relief and low reintervention rates when women were older or had low AMH levels.
Materials
The Fibroid Interventions: Reducing Symptoms Today and Tomorrow (FIRSTT) study was a National Institutes of Health– funded RCT to evaluate the comparative efficacy and safety of UAE and MRgFUS ( NCT00995878 , clinicaltrials.gov ). 10 The design of the FIRSTT study, as well as participants’ baseline parameters, periprocedural outcomes, and adverse events have been reported previously. 10 – 12 The study protocol was approved by the institutional review boards at Mayo Clinic (#09–005095; last approval, June 5, 2018), Duke University, and the University of California San Francisco, and an external data safety monitoring board oversaw study activities. Protocol changes are documented in Table 1 .
Full inclusion and exclusion criteria have been reported elsewhere 10 and are listed in the Box. Briefly, all participants were premenopausal women who had symptomatic fibroids, with uterine size smaller than 20 gestational weeks, and were not actively pursuing pregnancy. 10 – 12 For women who met inclusion criteria but declined enrollment in the nonblinded randomized study, a parallel observational arm was offered. The RCT arm began enrollment April 29, 2010, followed by March 24, 2011, for the observational arm. The final study procedure was performed August 1, 2014, which allowed for 24 to 36 months of participant follow-up as determined by an interim analysis. 11
Analysis of our baseline data and short-term outcomes showed that a comprehensive cohort design (CCD) combining the RCT and observational participants yields valid results and provides additional power as well as greater generalizability. 11 , 12 Randomization was stratified by site and calculated uterine volume (≥700 vs <700 cm 3 ) and was performed using a Web-based, dynamic allocation application. 11 After randomization, we attempted to treat the patients within 10 days to reduce the chances that the patients would not be able to return for the assigned treatment or would be lost to follow-up. Because the treatments are quite different, neither participants nor investigators were blinded to study assignments.
UAE and MRgFUS were performed by following standardized clinical protocols described previously 12 and discussed below. The treating physician recorded key treatment variables, which were not disclosed to the participant. Number, location, and volumes of fibroids were recorded at baseline by study radiologists using magnetic resonance images; uterine volume for purposes of randomization strata was calculated using the prolate ellipsoid formula. Total fibroid load was calculated as the sum of the volumes of all fibroids larger than 1 cm. Vitrea 2.2 segmentation software (ver. 3.0; Vital Images, Inc) was used for image analysis. 13
Moderate sedation with anti-inflammatory agents and antiemetics was used. Foley catheters and prophylactic antibiotics were used at all sites; at 1 site, oral antibiotics were continued for another 5 days. UAE was performed through the right common transfemoral artery with a 5F sheath. A 5F catheter was used to catheterize the left internal iliac artery. Arteriography was performed through this catheter to demonstrate the origin and the course of the uterine artery. Generally, a 5F catheter was advanced into the artery directly; however, a 3F microcatheter was used coaxially through the 5F catheter on some occasions, and final arteriography was performed before embolization. Spherical embolic agents, 500 to 700 µm in size, were used until stasis was achieved. If 3 vials of the smaller agents were used (ie, for larger uteri), 700- to 900-µm agents were used thereafter. The embolization end point was near-stasis. At that point, a Waltman loop was formed or a Bookstein catheter was used to catheterize the right internal iliac artery. The right uterine artery was then embolized in the same manner as the left. Final aortography was performed to evaluate for any blood flow from alternate sources such as the ovarian arteries. The catheter and sheath were removed, and hemostasis was achieved using manual compression or a vascular closure device. The patient was then transferred to a recovery room, where she was observed for 60 minutes before admission to a hospital-based observation unit overnight for pain control. Patients were discharged to home the following morning.
Treatments were performed with a clinical MRgFUS system (ExAblate 2000; InSightec) that incorporates real-time magnetic resonance imaging (MRI)-thermometry feedback and volumetric planning. Light conscious sedation was used, thus allowing women to give feedback to the treating physician. A Foley catheter was placed, and a nurse regularly monitored vital signs.
The patient was positioned prone over the transducer, which was embedded inside a water tank within the MRI table, with a flexible, custom-made, receive-only, pelvic coil (USA Instruments) wrapped around her pelvis. Acoustic coupling between the patient and the water tank was achieved by using a layer of degassed water and thin gel pad (Parker Laboratories).
Anatomical T2-weighted images in 3 orthogonal planes were acquired and transferred to the MRgFUS workstation for detailed treatment planning. The focal spot ranged from approximately 4.5 to 6.0 mm in diameter and approximately 18.0 to 35.0 mm in length. All sonications were evaluated in advance for safe beam passage in all 3 dimensions. Interactive modification during the treatment took place to obtain sufficient thermal dose (derived from MRI-thermometry) and complete coverage of the target volume.
Initial low-energy tests were used to ensure accurate targeting. Subsequently, for therapeutic sonications, the pulse duration was generally 12 to 24 seconds, with an interval between pulses of 45 to 90 seconds to allow for tissue cooling. After completion of the treatment, gadolinium contrast medium was administered, and a set of T1-weighted images was acquired for assessment of the treated (nonperfused) volume. After MRgFUS treatment, women were typically observed for 1 hour after their last dose of sedation and discharged with an escort.
The primary study outcome was additional intervention, including hysterectomy, myomectomy, UAE, or MRgFUS, for symptomatic fibroids within 36 months. The need for additional intervention was based on clinical decision making between the participant and her physician. Secondary outcomes included onset of menopause (defined as 1 year without menstrual bleeding); disease-specific (Uterine Fibroid Symptom Quality of Life [UFS-QOL] HRQL and SSS [Symptom Severity] subscales) and general quality of life (36-Item Short Form Health Survey [SF-36]; RAND); pain scores using a visual analog scale (VAS) and the short-form McGill Pain Questionnaire (MPQ) total score; sexual function measured by the Female Sexual Function Index; and assessment of ovarian reserve by measuring serum anti-Müllerian hormone (AMH). Patient self-reported outcomes were confirmed through medical record review, when available. Participants completed questionnaires and telephone follow-up at baseline, 6, 12, 24, and 36 months.
Serum was obtained before treatment and at yearly follow-up visits for up to 3 years for measurement of AMH. Samples were processed and stored centrally by the Mayo Clinic Biospecimens Accessioning and Processing laboratory at –80°C. At study completion, all samples were thawed for assay with the Ansh AMH assay kit by Mayo Medical Laboratory (Rochester, Minnesota). 14 The lower level of detection for the assay was 0.1 ng/mL.
Analyses were conducted using both the RCT and CCD cohorts; reported results are from the CCD. 11 Baseline characteristics, AMH levels, and patient-reported measures were summarized and reported using frequency (percentage) for categorical variables and mean (SD) or median (interquartile range [IQR]) for continuous variables. Comparisons between treatment arms (MRgFUS vs UAE) for these variables were evaluated using the χ 2 test for categorical variables, the 2-sample t test or Wilcoxon rank sum test for continuous variables, and paired t tests for paired data.
The initial sample size calculations were conducted on the basis of single-arm studies in the published literature to detect differences between the 2 treatment arms for 1) the need for reintervention for symptomatic fibroids over the course of the follow-up period, and 2) the mean decrease in UFS-QOL SSS (compared with baseline). Given the lack of published data on 36-month outcomes for MRgFUS at that time, calculations were based on the following published outcomes at 24 months: 1) 20% and 37.5% of patients needing reintervention after UAE and MRgFUS, respectively, and 2) mean (SD) decreases in SSS of 40.1 (25.2) and 28.1 (23.6) from baseline scores for UAE and MRgFUS, respectively. 15 – 17 The study was designed to recruit 99 women per treatment arm, which provided statistical power of 78% and 93%, respectively, to detect the anticipated differences in outcomes 1 and 2. These calculations were based on a 2-sided χ 2 test and t test with a type I error of .05.
The cumulative incidence of reintervention (with menopause as the competing risk) was estimated for each treatment arm using a nonparametric approach. Follow-up for all patients not in menopause was censored at the end of their study participation. Univariate and multivariable Fine and Gray 18 competing risk regression models were fit to evaluate the association of treatment and potential risk factors with the cumulative incidence function; associations were summarized with hazard ratios (HRs) and 95% CIs estimated from the model parameters.
Sensitivity analyses for patient-reported measures were performed after using multiple imputation with Markov chain Monte Carlo and last-observation-carried-forward methods to account for missing data in the longitudinal measures. All calculated P values were 2-sided, and P <.05 was considered statistically significant. Analyses were performed with SAS version 9.3 software (SAS Institute Inc) and R 3.3.1.
Introduction
Uterine leiomyomas, also called fibroids or myomas, are common, benign neoplasms that can cause heavy menstrual bleeding, pelvic pain, or infertility. Fibroids are the leading cause of hysterectomy in the United States and are associated with substantial direct and indirect health care costs for management of symptoms. 1 , 2 Minimally invasive alternatives to hysterectomy are attractive to many women because of shorter recovery time, preservation of the uterus, and avoidance of the long-term risks associated with hysterectomy. 3 However, comparative effectiveness trials are lacking. Clinical trials have been performed comparing either uterine artery embolization (UAE) or magnetic resonance imaging–guided focused ultrasound surgery (MRgFUS) with hysterectomy, but not comparing them with each other. 4 – 8
In 2007, an Agency for Healthcare Research and Quality–funded systematic review concluded that “the dearth of high-quality evidence supporting the effectiveness of most interventions for uterine fibroids is remarkable, given how common this problem is”. 9 Shortly thereafter, we began this randomized controlled trial (RCT) comparing the effectiveness of UAE and MRgFUS for women with clinically significant fibroids. The aim of the current study was to compare the need for additional intervention for symptomatic fibroids during the trial. Secondary aims were to compare standardized measures, including quality of life, pain, and fibroid symptom scores, and to assess the effect of treatment on ovarian reserve.