Assessment
An initial number of 97,434 results for food samples analysed on PFASs from 16 European countries were available for the assessment. The major contributor of data on PFASs in terms of number of results was Norway which reported 38% of the data, followed by Germany (33%) and France (15%). In terms of number of samples, Germany provided 58% of all data.
The current data were not systematically checked for possible duplicate occurrence with the data reported in Section 3.1.3 . This might have resulted in a partial overlap between the data reported in the scientific literature and the data reported to EFSA and used in the current exposure assessment.
Data were reported on samples collected between the years 2000 and 2016 with 74% of the samples collected after 2007.
Approximately 79% of the data were obtained from samples collected within official monitoring programmes, 7% from dietary exposure studies, 11% from surveys and 3% from a combination of programmes.
Most results were obtained by LC‐MS/MS based methods (86%). Very few (< 1%) results were reported as obtained using GC‐based methods. For the remaining data, no information on analytical methods was reported.
All analytical results were expressed on whole weight basis; thus, no conversion had to be applied.
A proportion of analytical results (9%) was obtained from pooled samples, meaning that the result represented an average of a number of samples taken in equal parts from different consignments/batches and pooled together for the laboratory analysis. Since the level of aggregation for pooled samples matched the level of classification of the individual samples (only similar food matrices were pooled together), results from pooled samples were retained for further evaluation. To ensure a proportionate representation of the individual samples and thus an accurate use of occurrence data in assessing the dietary exposure, the mean concentrations per food category were calculated by weighting the reported analytical results for the number of samples pooled.
Quantitative data were available for only 17 PFASs out of the 28 for which results were available. Overall, 93.5% of the results were left‐censored (below LOQ or LOD).
The number of reported analytical results for 28 different PFASs and the % of left‐censored results for each PFAS are presented in Table 3 (see also Annex B , Table B.1).
List of perfluoroalkyl substances (PFASs) for which data were reported (before applying exclusion criteria)
N: number; LC: left‐censored.
PFAS names as reported by data providers. They may differ from those reported in Table 1 .
There is no acronym available, and it was not clear to which PFAS the compound refers to, and therefore, it was not considered for further evaluation. These data were not used for the assessment.
The % LC was calculated over the number of analytical results and not weighted for the number of samples included in pooled samples.
As stated in Section 3.1.1 , the occurrence data were carefully evaluated and a list of validation steps was applied before being used to estimate dietary exposure.
Outdated results may not reflect current levels of contamination. Therefore, only results from samples collected after the beginning of 2007 were retained for the further assessment and samples collected before then (n = 2,587) were excluded.
Particular attention was paid to data reported as suspect samples. Suspect samples are samples taken repeatedly from the same site as a consequence of evidence or suspicion of contamination, and are often taken as a follow‐up of demonstrated non‐compliance. Because inclusion of these data may result in an overestimation of the contamination levels, the CONTAM Panel decided to exclude them (n = 486) from further analysis. However, it cannot be excluded that some of the remaining samples included in the analysis may also have been collected in a targeted way, including suspect samples not reported as such or samples sampled under other targeted criteria. 27
In addition, 16 samples of cow's milk from Germany (144 results) were discarded based on the indication of the data provider that concentrations were determined with a non‐validated method. These samples showed unusually high PFOA levels (> 1 ng/mL), whereas a study with dairy cows showed poor transfer of PFOA into milk (Kowalczyk et al., 2013 ). For EFSA, this was a reason to start an inquiry.
The analytical results (n = 36) with unclear identification of the PFAS compound, reported as perfluorooctane sulfonylamide, were excluded from further evaluation.
The Commission Recommendation 2010/161/EC 28 recommends an LOQ of 1 μg/kg for the monitoring of PFASs in food. The LODs/LOQs of the PFAS data reported to EFSA varied between laboratories, food matrices and substances. A high percentage of results below LOD/LOQ in combination with high LODs/LOQs increases the uncertainty associated with the dietary exposure estimations. In order to reduce the impact of this, the recommended LOQ cut‐off of 1 μg/kg was applied to all food categories with two exceptions. One was ‘Drinking water’ for which a cut‐off of 0.01 μg/kg was applied, because of the high intake of water and reported low LOQs/LODs. The other one was the food categories of ‘Edible offal, game animals’ and ‘Fish offal’ for which no cut‐off was applied to avoid the loss of too many quantitative samples. For those results for which only the LOD was available, the LOQ was calculated by multiplying the LOD by a factor of 3. Quantified results for which neither the LOD nor the LOQ was available, with an occurrence value greater than 1 μg/kg and not belonging to the food categories ‘Edible offal, game animals’ and ‘Fish offal’, were excluded from the final dataset (n = 217). Quantified results for which neither the LOD nor the LOQ was available, with an occurrence value below 1 μg/kg (implying a low LOQ), were retained in the final dataset (n = 1,271).
For FTOH, all results (n = 36) were generated using a method with an LOQ > 1 μg/kg; thus, all data for this substance were discarded. As all results were left‐censored, the substance would not have been included anyway in the exposure assessment.
An additional 24,531 results were excluded following the application of the 1 μg/kg cut‐off. Out of these, 99% were left‐censored. After cut‐off application and removal of quantified results with missing LOQ information, 92% of the results were left‐censored.
Annex A Table A.2 shows the effect of the LOQ cut‐off application on data availability and mean occurrence values for each food category.
Figure 2 shows the distribution of the reported LOQs before and after applying cut‐offs.
Distribution of the limits of quantification ( LOQ s) of PFAS s for reported results before (upper figure) and after (lower figure) applying the LOQ cut‐off
Box plot showing whiskers at minimum and maximum, box at P25 and P75 with line at P50, outliers shown as dots. The vertical green line shows the 1 μg/kg LOQ cut‐off, applied to most foods categories except drinking water (0.01 μg/kg) and ‘Edible offal, game animals’ and ‘Fish offal’ (no cut‐off).
Box plot showing whiskers at minimum and maximum, box at P25 and P75 with line at P50, outliers shown as dots. The vertical green line shows the 1 μg/kg LOQ cut‐off, applied to most foods categories except drinking water (0.01 μg/kg) and ‘Edible offal, game animals’ and ‘Fish offal’ (no cut‐off).
As a consequence of the cleaning, a total of 28,001 analytical results were excluded (Annex A Table A.3).
The final validated dataset contained 69,433 analytical results for food samples analysed for 26 PFASs.
The analytical results included in the final dataset were as in the original dataset, mostly from Norway (24,869 analytical results), Germany (19,980 analytical results) and France (13,594 analytical results) (Annex B , Table B.2). It should be noted that the origin of the data was not always the European country reporting the data, i.e. the dataset also contained samples originating from North and South America, Africa, Asia and Australia, but available on the European market. The distribution of analytical results per sampling country and sampling year are summarised in Figures 3 and 4 and Annex B , Tables B.2–B.4.
Distribution of analytical results for PFAS s divided by sampling country
Distribution of analytical results for PFAS s divided by sampling year
The analytical results in the final dataset were reported as corrected for recovery, or not in need of correction in approximately 69% of the cases. For results which were reported as not corrected for recovery and for which the recovery rates were available (19%), the results were corrected prior to being used for exposure assessment. For results for which the information about the need for correction or the recovery value was not available were used as provided (12%).
The list of food categories and the number of results available for each of them and for each PFAS is detailed in Annex B , Table B.5. The five most frequently analysed food categories were ‘Fish meat’ (n = 23,572), ‘Fish offal’ (n = 9,745), ‘Livestock meat’ (n = 4,475) and ‘Drinking water’ (n = 3,803) and ‘Vegetables and vegetable products’ (n = 3,697). The number of data available per food category was not evenly distributed across the 26 PFASs. Most data were on levels of PFOS (n = 8,498) followed by PFOA (n = 8,197), PFDA (n = 5,770), PFNA (n = 5,594), PFHxA (n = 5,448) and PFHxS (n = 4,745).
The CONTAM Panel decided not to run the exposure assessment for PFASs for which the fraction of left‐censored data was 100%. As a result, the exposure assessment was limited to 17 PFASs. In total, 67,839 analytical results were used for calculating the mean level in food and used in the exposure assessment.
The mean occurrence values calculated on the final dataset for the selected 17 PFASs in each food category and used in the exposure assessment are displayed in Annex A , Table A.4. The mean levels for each PFAS in each of these food categories were used for the exposure assessment. Table 4 shows the mean levels in a number of food categories for the four PFASs selected for the risk assessment, being PFOA, PFNA, PFHxS and PFOS (see critical effects, Section 3.4 ). Table 5 shows the mean concentrations of these PFASs in a number of fish species (see Appendix A and Annex A , Table A.4 for more fish species).
High quantified concentrations (P95 > 10 μg/kg) were reported for PFOS, PFOA, PFDA and PFNA in edible offal from game animals, PFOS in a number of fish species, like sardine and pilchard, sea catfish and wolf‐fish (Anarhichas), eel, perch, barbel, roach and bream, PFOA in carp and PFDA in perch. The highest mean and P95 LB concentrations were for PFOS in edible offal from game animals, being, respectively, 214 and 753 μg/kg.
It is relevant to focus on regularly consumed food categories, which contribute most to the exposure to each of the PFASs. For PFOS, highest mean LB levels were observed for various fish species, followed by eggs and egg products, livestock meat and fruit and fruit products. For PFOA, in addition to fish, eggs and egg products and livestock meat, also drinking water, fruit and fruit products and vegetables and vegetable products showed relatively high levels, considering the large consumption of these products. In addition, a relatively high mean level was calculated for alcoholic beverages, but this was based on one out of six samples with a level above the LOQ. For PFNA, relatively high levels were observed for fruit and fruit products, and for food for infants and small children, the latter due to one sample out of 10 with a detectable level. For PFHxS, highest mean levels were reported for fruit and fruit products, but also the level in alcoholic beverages (one sample > LOQ) caused a significant contribution to the exposure to this PFAS. For most food categories and PFASs, UB levels were much higher than LB levels.
In fish, highest mean PFOS levels were reported for carp, eel, roach, perch, bream, barbel and sardine, in addition to fish offal. In general, mean LB levels of PFOA, PFNA and PFHxS in fish are much lower, with the exception of carp.
Concerning drinking water, there were a considerable number of analytical results (206–452) for nine PFASs, varying between 78% and 100% left‐censored. To calculate the mean occurrence for drinking water, occurrence values for FoodEx level 2 categories of water (tap, well and bottled) were weighted according to the consumption of these categories. The highest mean LB level was for PFHxA, followed by PFHxS, PFBS and PFOA, being, respectively, 0.0022, 0.0018, 0.0015, and 0.0013 μg/L. Despite the low LOQ cut‐off applied (0.010 μg/L), mean UB levels were a factor of two higher.
For fruit and fruit products, PFOS and PFOA were detected in, respectively, 23% and 37% of the samples with mean LB levels of 0.0267 and 0.0086 μg/kg. Mean UB levels were 10‐ and 31‐fold higher. Rather high mean LB levels were also detected for PFHxA and PFHxS, being 0.0529 and 0.0224 μg/kg, followed by PFNA with a mean LB level of 0.0111 μg/kg. Detectable levels for PFOS were reported for some samples of apple, pear, peaches, table grapes and strawberries, and for PFOA in some samples of apple, pear and strawberries. These results were obtained from the EU‐project Perfood 4 that applied a very sensitive method and investigated pooled samples from a number of European countries. PFOS was detected in 11 out of 24 samples, PFOA in 16 out of 25 samples, PFNA in 9 out of 25 samples and PFHxS in 6 out of 25 samples.
For pooled samples of vegetables from the Perfood project, the detection rates were lower, PFOS, PFOA, PFNA and PFHxS being detected in 9, 28, 7 and 3 out of 62 samples, respectively. The detected levels were in general below LOQs reported by other data providers. Regarding the large consumption of fruit and vegetables, these low levels may still be relevant for exposure. The high detection frequency for fruit and, to a lesser extent, vegetables in the Perfood project was a major reason to assume that all kinds of fruits and vegetables may contain PFASs.
Mean levels (μg/kg) of PFOS, PFOA, PFNA and PFHxS in selected food categories (except fish)
*: Includes fungi; **: without additives except carbon dioxide; includes water ice for consumption.
N: number; %LC: Percentage left‐censored; LB: Lower bound; UB: upper bound; PFOS: perfluoroheptane sulfonate; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid; PFHxS: perfluorohexane sulfonic acid.
Mean levels (μg/kg) of PFOS, PFOA, PFNA and PFHxS in selected fish species and fish offal
N: number; %LC: Percentage left‐censored; LB: Lower bound; UB: upper bound; –: no data provided to EFSA; PFOS: perfluoroheptane sulfonate; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid; PFHxS: perfluorohexane sulfonic acid.
Occurrence of PFASs in foods were summarised in the Opinion on PFOS and PFOA in food (EFSA CONTAM Panel, 2018 ). A direct comparison of reported data is difficult due to a variety of reasons. For example, different laboratories and methodologies lead to different sets of PFASs that are measured; data can be reported with very different LODs/LOQs; much of the literature data did not provide the mean concentration (LB and UB) required for an accurate comparison.
It was concluded that fish was the best studied of all food types in terms of this contaminant group. This is because several PFASs are present in fish at higher concentrations than in other food groups and because they are also useful as a marker of environmental quality resulting in their use as environmental indicators. PFOS is usually the PFAS that is present at the highest concentration in fish and shellfish, and lean predatory fish usually have the highest concentrations.
Many studies that had included a wide range of food types suffered from inadequate sensitivity resulting in left‐censored data. The more recent studies that have been conducted with more sensitive methods (Haug et al., 2010a , b ; Lacina et al., 2011 ; Noorlander et al., 2011 ; Vestergren et al., 2012 ) reported concentrations for PFASs with a similar profile to those reported to EFSA and used for the current exposure assessment in this Opinion. For these studies, fish had the highest concentrations of PFOS (0.013–5.4 μg/kg), followed by meat, meat products and chicken eggs which had concentrations of PFOS in the range 0.013–1.281 μg/kg—although there were some anomalies, such as a pooled Swedish egg sample that contained an unusually large amount of PFOS. PFOA has similar concentrations in food samples of both vegetable and animal origin (< 0.003–0.102 μg/kg), whereas PFOS is generally higher in foods of animal origin. These differences in homologue patterns may result from different pollution sources, differences in bioaccumulation or could derive from different uptake and elimination pathways in terrestrial and aquatic food webs.
The concentration ranges reported in the literature for fish were in line with the mean concentrations reported to EFSA. PFOS levels for milk and eggs submitted to EFSA were also consistent to those reported in the literature, while for other foods of animal origin, an accurate comparison was not possible due to limited information (e.g. information on meat type missing). For most foods of plant origin (e.g. olive oil, apple, potatoes etc.), PFAS levels reported to EFSA were usually a little lower than those reported in the literature. Johansson et al. ( 2014 ) reported temporal trends in dietary exposure to PFASs. Archived samples of eggs, milk and farmed rainbow trout collected between 1999 and 2010, which covered a period when major production changes occurred, were assessed. The results showed significantly decreasing concentrations of PFOS in fish (p < 0.002) and eggs (p < 0.001). Concentrations of PFOS in fish and eggs decreased by a factor of 10 and 40, respectively. In eggs there was also a statistically significant decreasing trend for PFOA.
There have been several reports in the literature of PFASs in foods published since the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ). Most of these have focused on PFOS and PFOA, although some do include other PFASs. In general, these data support the findings described in the current occurrence section above (Section 3.1.1 ).
In addition to the individual studies, a recent review collates data published in the period 2011–2016 for all PFASs (Domingo and Nadal, 2017 ). This review updated their previous report (Domingo et al., 2012 ) that covered the concentrations of PFASs in foodstuffs, human dietary exposure and health risks. Although it is apparent that most of the data published are for PFOS and PFOA, there are also data for other PFASs included in the review. The limited amount of data for other PFASs supports the current occurrence data of PFASs as submitted to EFSA (Section 3.1.1 ).
A study by Scher et al. ( 2018 ) investigated PFASs in garden produce from homes that have elevated levels of PFASs in their municipal water supply. PFBA was the main PFAS present in the water supply, followed by PFPeA. Although PFBA, PFOA and PFOS were present in all soil samples analysed and were found at higher concentrations than the other PFASs, only PFBA was found to be translocated to plants. PFBA in the garden produce was found to be related to water that was applied to the garden via watering and the type of produce grown. The study confirmed that short‐chain PFASs have the highest potential to translocate to and bioaccumulate in edible plants. PFBA was frequently detected across all plant types and parts examined, but differed widely in concentration, with median concentrations ranging from 0.11 mg/kg in stems to 15 mg/kg in florets. PFHxA, PFHxS and PFPeA also had the highest concentrations in florets.
In a review on the accumulation of PFASs in agricultural plants, Ghisi et al. ( 2019 ) indicated a direct correlation between PFAS concentrations in soil and bioaccumulation in plants. It was established that plants could uptake PFASs from water, and that the amount of uptake was associated with chain length, functional group, plant species and organ. Low accumulation of PFOA and PFOS was found in peeled potatoes and cereal seeds, while short‐chain compounds were found to be present in substantial amounts in leafy vegetables and fruits.
Short‐chain PFASs are increasing in terms of production volume as they are being used as substitutes for longer chain compounds and are found in water due to their relatively high solubility and mobility (Blum et al., 2015 ).
In summary, although it is not possible to make a direct comparison with data in the scientific literature due to differences in sampling and reporting, there is broad agreement with the data reported to EFSA that have been used for the exposure assessment. Most data reported in the literature are for fish. There is evidence that PFOS and PFOA concentrations in food are decreasing. Production and use of short‐chain PFASs are increasing, and there is evidence that these compounds may be preferentially taken up by leafy vegetables and fruits.
Most studies on food processing focus on PFOS and PFOA with only very limited information in the literature about other PFASs, partly due to the low levels found and insufficiently sensitive analytical methods. Where other PFASs have been measured, these have been discussed in the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ).
As described in the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), there are several studies that found polytetrafluoroethylene (PTFE) cookware to contain residual PFOA in the low μg/kg range. These studies concluded that fluoropolymer food contact materials were not likely to be a major source of PFASs. PFCAs, particularly PFOA, and fluorotelomer alcohols (FTOHs) have been shown to be released from coated cookware at normal cooking temperatures (179–233°C surface temperature). Therefore, they have the potential to migrate into food during the cooking process, but studies are inconclusive and show that only relatively small amounts are released into foods, when compared to concentrations that are found in the raw food.
Since the literature was searched for the previous Opinion (EFSA CONTAM Panel, 2018 ), a comprehensive study of per‐ and polyfluoroalkyl substances in microwave popcorn bags has been published by Zabaleta et al. ( 2017 ) where the bags were extracted with methanol using ultrasonification to establish a potential for migration. Different global regions were found to use different PFASs in their products. In bags from European and American countries, short‐chain PFASs were detected, whereas long‐chain PFASs were found to still be used in Asian countries. Whilst the study identified the PFAS compounds in the bags, the potential of PFASs to migrate into food was not fully established.
A study by Schaider et al. ( 2017 ) reported the presence of PFASs in grease‐resistant packaging used for fast food. It was found that 46% of food contact papers and 20% of paperboard samples contained detectable fluorine (> 16 nmol/cm 2 ). A subset of 20 samples found PFOA (in six samples) and unidentified PFCAs, PFSAs and other PFASs that were found using a non‐targeted analysis approach with LC/MS. Concentrations in foods as a result of using these packaging materials were not measured.
Jogsten et al. ( 2009 ) investigated sources of PFASs in a variety of foodstuffs as a result of food processing and packaging. PFHxS, PFOS, PFHxA and PFOA were detected in at least one sample, whereas PFBS, PFHpA, PFNA, PFDA, PFUnDA and PFDoDA were found to be < LOD in all samples. PFOS was most commonly found (8 out of the 20 composites), and PFHxA was detected in samples of raw veal, chicken nuggets, frankfurter sausages and packaged lettuce. It was not sufficiently clear whether non‐stick cookware, or packaging used for some foods, was a significant source of exposure.
Choi et al. ( 2018 ) investigated PFASs in food simulants after migration from fluorocarbon resin‐coated frying pans, baking utensils and non‐stick baking papers on the Korean market. Estimated daily intakes as a result of migration for PFOA, PFNA, PFDoDA, PFTrDA, PFTeDA, PFHxDA and PFODA were 0.35, 0.09, 0.35, 0.2, 0.1, 0.3 and 0.4 ng/kg bw per day, respectively. In this study, repeated use articles were tested in more than one consecutive use, Regulation (EU) No 10/2011, requires that the third consecutive test is used for the evaluation of migration. No PFASs were found to migrate after first use and their exposure assessment reflects a worst‐case scenario.
Hu et al. ( 2018 ) investigated whether profiles of PFASs in human serum were able to provide information on major exposure sources. Several associations of potential predictors with serum PFAS concentrations were established, including positive associations (p‐value < 0.05) between serum PFHxS and increased use of Teflon cookware and preheated packaged foods. PFOS was also associated with increased use of packaged foods. Results were adjusted for PFAS exposure sources from other consumer goods, seafood consumption and demographic factors that may influence toxicokinetics, such as race, ethnicity, previous pregnancy and breastfeeding history.
Susmann et al. ( 2019 ) investigated associations between serum PFASs and consumption of restaurant food and popcorn in a representative sample of the US population. Associations between serum PFAS and popcorn consumption were found to be a potential consequence of PFAS migration from microwave popcorn bags. Inverse associations between serum PFAS and food eaten at home was consistent with less contact between home‐prepared food and food contact materials, some of which contain PFASs.
In summary, PTFE cookware may contain residual PFOA in the low μg/kg range, and food packaging may contain PFASs where they are used because of their grease‐resistant properties. Studies conducted to date continue to support the conclusions reported in the previous Opinion (EFSA CONTAM Panel, 2018 ) that the use of this type of material is likely to contribute to human exposure to PFASs, but that the contribution is small compared with other sources of exposure.
The 2018 Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ) summarised the impact of cooking on concentrations of PFASs in foods. The limited number of studies gave an inconsistent view about whether or not losses or increases occur. Domingo ( 2011 ) found that it was the cooking process that had the greatest impact rather than the food type that was being cooked, but that different cooking methods could either reduce or increase the levels of chemical contaminants in food. Cooking procedures that released or removed fat from the product generally reduce the total concentrations of organic contaminants, but this was not necessarily the case for PFASs since they are not associated with the fat component of the food in the same way as for other organic contaminants.
Since the literature was searched for EFSA CONTAM Panel ( 2018 ), Alves et al. ( 2017 ) reported on changes in the bioaccessibility of several contaminants including PFASs, i.e. PFOS and PFUnDA, as a result of cooking of seafood. A range of contaminant classes was studied including brominated flame retardants (i.e. brominated diphenylether 47, brominated diphenylether 100, alpha‐hexabromocyclododecane), pharmaceuticals and personal care products (i.e. venlafaxine, methylparaben and UV‐filter octocrylene). While there was some variation between contaminant class and seafood species, PFASs were found to be generally more available, i.e. to have higher bioaccessibility percentages as a result of cooking when compared to some of the other contaminant classes (between 71% and 95%).
Binnington et al. ( 2017 ) studied the effects of preparation on nutrient and environmental contaminant levels in traditional foods derived from the Arctic beluga whale ( Delphinapterus leucas ), and found that the process of roasting blubber increased concentrations of hydrophilic substances including certain PFASs (PFNA, PFDA, PFUnDA; based on measured concentrations of PFOS and the fact that all of these compounds were not present in oil from the blubber suggesting that concentrations in the remaining blubber after cooking must have increased).
Barbosa et al. ( 2018 ) examined the effect of steaming to cook seafood on a range of contaminants of emerging concern, including some PFASs. Out of all the PFASs measured, only PFUnDA, PFDoDA, PFTrDA, PFTeDA and PFOS were detected in raw and steamed samples of Katsuwonus pelamis and Pleuronectes platessa . Other PFASs, like PFPeA, PFHxA, PFHpA, PFOA, PFNA, PFBS, PFHxS, PFHpS and PFDS were not detected (i.e. < LOD) in the analysed species (i.e. P. platessa, Merluccius australis, Merluccius capensis, K. pelamis and Mytilus edulis . In raw samples of M. edulis , only PFDA was detected but not after steaming ( 100%) was detected after steaming. In K. pelamis , cooking by steaming resulted in a significant decrease of PFUnDA (68%), PFDoDA (10%) and PFOS (53%), but a significant increase of PFTrDA (50%) and PFDA (> 100%).
In summary, the literature above covers the few papers describing the impact of cooking on PFASs in foods. This limited number of studies gives an inconsistent view about whether or not losses or increases occur as a result of cooking and processing.
Among the 26 PFASs for which data were available after validation, quantified results were reported for 17 PFASs (Section 3.1.1 ). The proportion of left‐censored data across food categories was above 90% for all PFASs with the exception of PFOS for which it was 80%. The chronic dietary exposure assessment cannot be performed accurately if a large proportion of left‐censored data is included (EFSA, 2010b ; WHO/IPCS, 2009 ). The exposure is likely to be underestimated with the LB approach whereas it may be overestimated with the UB approach, even to a high extent. For compounds with very high proportions of results below LOD/LOQ and/or only limited availability of data, the exposure calculations should therefore be considered only as a rough indication of the range of chronic dietary exposure. Since this was the case for all the PFASs, results of the present assessment should be interpreted with caution. The CONTAM Panel concluded that the calculated LB exposure is likely to be more realistic than the UB exposure.
The CONTAM Panel assessed the refined dietary chronic exposure (following the methodology described in Section 2.2.1 ) to the following 17 PFASs: PFBA, PFPeA, PFHxA, PFHpA, PFOA, PFNA, PFDA, PFUnDA, PFDoDA, PFTrDA, PFTeDA, PFBS, PFHxS, PFHpS, PFOS, PFDS and FOSA.
Based on the available data with the limitations described, the chronic dietary exposure to the 17 individual PFASs was estimated to be at the level of a few ng/kg bw per day considering all population groups. By analogy, for the PFASs for which no exposure assessment could be carried out, the chronic dietary exposure is likely to be lower.
Tables 6 – 12 show summary statistics of the estimated chronic dietary exposure to 17 individual PFASs for each age group using the available occurrence data. Table 13 shows summary statistics of the estimated chronic dietary exposure to the sum of PFOA, PFNA, PFHxS, PFOS for each age group using the available occurrence data. Detailed mean and 95th percentile dietary exposure estimates calculated for all population groups and each of the 35 dietary surveys are presented in Annex A , Table A.5.
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for infants in 11 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for toddlers in 14 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for other children in 19 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for adolescents in 18 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for adults in 19 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for the elderly in 18 surveys across European countries
Summary statistics of the mean and 95th percentile LB and UB chronic dietary exposure to 17 PFASs (ng/kg bw per day) for the very elderly in 14 surveys across European countries
Summary statistics of the mean and 95th percentile for the combined LB and UB chronic dietary exposure to PFOA, PFNA, PFHxS and PFOS (ng/kg bw per day) for each age group across surveys
LB: lower bound; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid; PFHxS: perfluorohexane sulfonic acid; PFOS: perfluoroheptane sulfonate.
Based on the medians across food surveys for the mean exposure, highest exposure for adults, adolescents, elderly and other children was for PFOS, followed by PFBA, PFHxA, PFOA and either PFHpA or PFPeA. For infants, the highest median mean LB exposure was to PFDoDA, followed by PFNA, PFDA, PFHpA, PFBA and PFHxA, so only a minor contribution for PFOS and PFOA. For toddlers, PFOS was most important, as for older age groups, but this was followed by PFDoDA and then PFBA, PFHxA, PFNA and PFDA. This implies that the median mean LB exposure to PFNA and PFHxS was relatively small for most age groups
In adults, the median of mean LB contribution to the sum of the four PFASs was for PFOA 21%, PFNA 4%, PFHxS 10% and PFOS 66%. The contributions were similar in other children, adolescents, elderly and very elderly. Overall, across surveys in adults, the median contribution of these four was 46% (range 33–56%) to the sum of all PFASs for which the exposure was calculated, with contributions of 9%, 2%, 4% and 30% for, respectively, PFOA, PFNA, PFHxS and PFOS. Other PFASs that contributed more than 5% to this sum were PFBA (16%) and PFHxA (15%). This is illustrated in Figure 5 .
For infants and toddlers, the median of mean contribution of PFNA to the sum of the four PFASs was, respectively, 79% and 26% (Table 14 ). This was highly influenced by one detected sample out of 10 samples in the food category ‘Food for infants and small children’, and this sample had relatively high PFNA concentration. Since the proportions of contributions across the other age groups are similar as in adults, this high contribution from PFNA is not expected to be representative for the usual exposure in infants and toddlers. This is further elaborated in Section 3.2.1.1 . Also the LB exposure of infants to PFDoDA (Table 6 ) was affected by the single sample with a quantified level, (details are provided in Annex A , Table A.7).
Mean contribution (%) of PFOA, PFNA, PFHxS and PFOS to the dietary exposure to the sum of the four PFASs (minimum, medium, maximum across surveys)
PFAS: perfluoroalkyl substance; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid; PFHxS: perfluorohexane sulfonic acid; PFOS: perfluoroheptane sulfonate.
Percent contribution of each perfluoroalkyl substance (PFAS) to total exposure to 17 PFAS s in adults
The contribution (%) of each food category to the overall mean LB exposure for each PFAS, included in the exposure assessment, was calculated for each age group and dietary survey. It was decided to do this only for the mean LB exposure. The relative contribution of the different food categories is detailed in Annex A , Tables A.6 and A.8, and shown for adults and toddlers for PFOA, PFNA, PFOS and PFHxS in Figures 6 , 7 , 8 – 9 , respectively. Similar FoodEx 1 food groups are shown for these PFASs, and no other food groups contributed to the LB exposure. Results should be interpreted with caution as neither all nor the same food categories were analysed for the various PFASs and the proportion of left‐censored data across food categories was above 89% for all PFASs. In principle, the relative contribution is determined by both occurrence and the amounts consumed, implying that food categories with high levels but rarely consumed may not be very relevant for mean exposure (like offal of wild game). It should also be pointed out that in some cases the mean level for a certain food category was only based on very few quantified results.
As shown in Figure 8 , for PFOS, ‘Fish and other seafood’ was the most important contributor to the mean LB exposure, followed by ‘Eggs and egg products’, ‘Meat and meat products’, and especially for children also ‘Fruit and fruit products’. Although to a lesser extent, ‘Fish and other seafood’ was also an important contributor for PFOA (see Figure 6 ), again followed by ‘Eggs and egg products’, ‘Meat and meat products’, but also ‘Fruit and fruit products’, ‘Vegetables and vegetable products’ and ‘Drinking water’.
‘Fish and other seafood’ was also among the main contributing food categories for most age groups for FOSA, PFPeA, PFNA, PFDA, PFUnDA, PFDoDA, PFTrDA and PFTeDA. ‘Fruit and fruit products’ was also among the main contributing food categories for most age groups for PFHxA, PFNA, PFTeDA, PFBS and PFHxS. ‘Vegetables and vegetable products’ was also among the main contributing food categories for most age groups for PFDoDA and PFDS. In addition to PFOA, ‘Drinking water’ was among the main contributing food categories for most age groups for PFHxA, PFHpA, PFBS and PFHxS.
‘Grains and grain‐based products’ was among the main contributing food categories for most age groups for PFDS. ‘Starchy roots and tubers’ was among the main contributing food categories for most age groups for PFBA, PFHxA, PFHpA, PFDA and PFBS. For PFBA, this is based on just one quantified result out of three samples, with a relatively high level. ‘Liquid milk’ was a main contributing food category for all age groups for PFPeA, but based on 1 quantified result out of 13 samples. For children, infants and toddlers, ‘Food for infants and small children’ was a main contributing category for PFDA, PFHpA, PFNA and PFDoDA. It should be stressed that this was based on 10 samples with only one quantified level for each of these PFASs. For PFNA, this sample had a quantified level above the mean in liver from farmed animals, and PFOS or PFOA were not detected in the same sample. Similarly, ‘Alcoholic beverages’ was a main contributing category for PFHxS and PFOA in adults, elderly and very elderly, but again based on only one quantified result out of six samples.
For the combined exposure to PFOA, PFOS, PFHxS and PFNA, the main contributing categories were ‘Fish meat’ and ‘Fruit and fruit products’ for all population groups and ‘Food for infants and small children’ was a main contributor for children, toddlers and infants, but only based on one quantified level for PFNA. The category ‘Eggs and egg products’ was also a main contributor for all population groups except infants, based on detected levels for PFOS and PFOA in 15 and 14 samples out of 174 and 177, respectively.
Mean LB exposure from different food categories of adults (A, left) and toddlers (T, right) to PFOA , for various surveys
LB: lower bound; PFOA: perfluorooctanoic acid.
LB: lower bound; PFOA: perfluorooctanoic acid.
Mean LB exposure from different food categories of adults (A, left, inserted with different scale as toddlers) and toddlers (T, right) to PFNA , for various surveys
LB: lower bound; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid. Note: It should be stressed that the exposure from food for infants and small children was based on only one quantified level in 10 samples. This sample had a quantified PFNA level above the mean in liver from farmed animals, and PFOS or PFOA were not detected in the same sample, which is unexpected.
LB: lower bound; PFOA: perfluorooctanoic acid; PFNA: perfluorononanoic acid. Note: It should be stressed that the exposure from food for infants and small children was based on only one quantified level in 10 samples. This sample had a quantified PFNA level above the mean in liver from farmed animals, and PFOS or PFOA were not detected in the same sample, which is unexpected.
Mean LB exposure from different food categories of adults (A, left) and toddlers (T, right) to PFOS , for various surveys
LB: lower bound; PFOS: perfluoroheptane sulfonate.
LB: lower bound; PFOS: perfluoroheptane sulfonate.
Mean LB exposure from different food categories of adults (A, left) and toddlers (T, right) to PFH xS, for various surveys
LB: lower bound; PFHxS: perfluorohexane sulfonic acid.
LB: lower bound; PFHxS: perfluorohexane sulfonic acid.
To assess the exposure of breastfed infants below 6 months of age, a median age of 3 months was selected, equivalent to a body weight of about 6.1 kg, with an estimated average daily milk consumption of about 800 mL and a high consumption of 1,200 mL. Levels in milk have been investigated but were often below the LOQs of the method. However, some studies determined the ratio between milk levels and maternal serum levels, being on average 0.015 for PFOS and 0.03 for PFOA. Based on the mean serum levels in adults of 7.5 ng/mL for PFOS and 2.1 ng/mL for PFOA (see Section 3.3.2 ), this would result in milk levels of 0.113 and 0.063 ng/mL, respectively.
For PFOS, a daily average and high consumption of 800 or 1,200 mL milk (EFSA NDA Panel, 2013 ) would result in an intake of 90 and 135 ng PFOS per day or, respectively, 15 and 22 ng/kg bw per day (103 and 155 ng/kg bw per week). For PFOA, the daily intake for average and high consumers would be 50 and 76 ng, or, respectively, 8 and 12 ng/kg bw per day (58 and 87 ng/kg bw per week).
For compounds that accumulate in the body over time and transfer to milk during breastfeeding, high levels in mothers will result in a prolonged high exposure of the infant. Using only the mean serum levels results in underestimating the exposure of these children. However, the CONTAM Panel decided that the available data on P95 serum levels are insufficient to estimate the exposure for higher milk levels.
In the previous Opinion, the CONTAM Panel estimated the exposure to PFOS and PFOA for the European population across the same age groups. To a large extent, similar consumption surveys and occurrence data were used as those used in the present Opinion. There are, however, some differences in the surveys, occurrence data and especially the way the data were treated in the present Opinion, as shown in detail in Annex C :
Updated and additional food consumption surveys and occurrence data were used Changes in cut‐offs applied for LOQs Replacing missing occurrence data with values in similar food categories Mean occurrence levels changed, in particular in drinking water, fish and meat, because occurrence was weighted for consumption Mean PFOA levels in milk were reduced due to withdrawal of data by the data provider.
Updated and additional food consumption surveys and occurrence data were used
Changes in cut‐offs applied for LOQs
Replacing missing occurrence data with values in similar food categories
Mean occurrence levels changed, in particular in drinking water, fish and meat, because occurrence was weighted for consumption
Mean PFOA levels in milk were reduced due to withdrawal of data by the data provider.
These changes led to differences in the LB and UB exposure assessments (see Annex C ).
For exposure of adults to PFOA, when comparing the newly estimated mean LB exposure, they are on average 45% lower than the ones from 2018, and at the higher end (P95) 40% lower. Similar lower exposures are observed for most other age classes. For infants, the difference is even larger, the exposure estimate being 73% and 68% lower at the mean and P95, respectively. A major explanation for this large decrease lies in the fact that the LB level for milk in the present assessment was reduced to 0, as compared to 0.067 ng/g in the previous assessment. This was due to the withdrawal of all the samples with detected levels by the data provider (see Section 3.1.1 ). Milk was one of the major contributors in the previous Opinion. Also the mean LB level of another important contributor, drinking water, was much lower in the present Opinion, being 0.001 instead of 0.009 ng/g, due to weighing of the levels reported for bottled, drinking and tap water according to their relative consumption reported in the consumption surveys.
A factor that should have resulted in an increase in the exposure was the decision to include all food categories, also those without reported data but considered analogous to those for which occurrence data were available. This led to including 1491 different food categories in the exposure assessment of PFOA and PFOS against the 184 and 406, respectively, in the previous Opinion. It is unclear to what extent this affected the intake. As a result of the various changes, the relative contribution of food products to the LB exposure to PFOA also changed, with fish meat, eggs and egg products, fruit and fruit products and livestock meat being the most important sources, and for adults also alcoholic beverages (but based on one measured level).
With respect to UB exposure, in order to reduce the uncertainty due to large numbers of LC data, it was decided to apply more cut‐offs for LOQs in different food products and drinking water, resulting in the loss of some data points. This should have resulted in lower UB exposure estimates, but in practice, the UB exposure for adults increased by a factor of 2.6 and 2.4 for the medians of, respectively, the mean and P95 exposure. A major reason is the decision to include more food categories based on occurrence in similar food category (see above). Since e.g. fruit and vegetables are highly consumed food categories, this has a major impact on the UB exposure.
In the case of PFOS, the medians for the mean and P95 LB exposure of adults estimated in the current Opinion were similar as in the previous Opinion (EFSA CONTAM Panel, 2018), being 4% and 13% lower. This was also the case for most other age classes, whereas for toddlers, it was 79% higher. For the median P95 intakes by infants and toddlers, they were both higher, respectively, 34 and 81%. Overall, it is difficult to point out a specific reason for the observed changes. The UB exposure estimates for PFOS were at least twofold higher than in the previous Opinion (EFSA CONTAM Panel, 2018 ), but in some cases even up to ninefold (infants, median of the means). This may be explained by the assumption that in principle all vegetables and fruits could be contaminated with PFOS, as explained above. As in the previous Opinion (EFSA CONTAM Panel, 2018 ), fish meat was the most important source for the LB exposure, followed by eggs and egg products, but fruit and fruit products now became more important than meat and meat products.
EFSA reported details of occurrence and dietary exposure to PFASs in food in 2012 (EFSA, 2012 ). The report summarised occurrence data for PFASs collected in 13 European countries during the period 2006–2012. The report considered 54,195 analytical results covering the same list of 27 substances included in this Opinion. The overall proportion of quantified results was very low due to the analytical LODs of the methods used resulting in a large amount of left‐censored data. PFASs were found more frequently in fish and other seafood and in meat and meat products (liver in particular) than in other food groups. Based on the available data with a low proportion of quantified results, the chronic dietary exposure to PFASs other than PFOS and PFOA was not quantified, but was expected to be in the low ng/kg bw per day range or even lower. Since this period, new data have been provided, some of which has been generated using methods with improved LODs, and hence an exposure estimate has been possible (see Section 3.2.1 ).
The 2018 Opinion on PFOS and PFOA in food (EFSA CONTAM Panel, 2018 ) included details reported in the scientific literature for dietary exposure to PFASs. It was still difficult to make reliable dietary exposure estimates to compare with those reported in Section 3.2.1 due to uncertainties arising from the use of left‐censored data, the fact that many reports were not clear whether UB or LB data had been used, and sampling strategies were not always reported. There are still insufficient data reported in the literature to make reliable dietary exposure estimates for most PFASs. There have been many studies that link data from blood monitoring studies to overall exposure and these show that blood can be a useful biomarker. For many individuals and locations, drinking water was shown to be a significant contributor to overall exposure to PFASs, either as a direct result of consumption or because of the use of water during cooking (EFSA CONTAM Panel, 2018 ).
Exposure to PFASs other that PFOS and PFOA have been reported by Haug et al. ( 2010a ). Associations were found between estimated individual total dietary intakes of PFASs and serum. PFAS concentrations in serum were associated with lean fish, fish liver, shrimp and meat consumption. The estimated dietary intakes of PFOA, PFUnDA and PFOS were 0.60, 0.34 and 1.5 ng/kg bw per day, respectively. The major dietary source was seafood (fish and shellfish) contributing 38% of the estimated dietary intakes of PFOA, 93% of PFUnDA and 81% of PFOS. Haug et al. ( 2010b ) reported that in the general Norwegian adult population, the highest dietary intake was estimated for PFOA (31 ng/day) followed by PFOS (18 ng/day), PFDA (13 ng/day) and PFNA (9.5 ng/day) using a value of 1/2 LOD for left‐censored data. For PFHxS, PFOS, PFHxA, PFHpA, PFOA, PFNA and PFDA, more than 85% of the estimated intake was based on measurements above LOD. The estimated total dietary intake of PFASs for the general Norwegian adult population (all age groups and both genders) was 103 ng/day.
Papadopoulou et al. ( 2017 ) estimated dietary exposure to PFASs in 61 Norwegian adults (74% women, average age: 42 years) using three methods: (i) a 1‐day duplicate diet study; (ii) by estimating intake after combining food contamination with food consumption data and iii) by a Food Frequency Questionnaire (FFQ). The PFASs found at highest concentrations in the duplicate diet samples were PFOA, PFOS and PFHxS where median total intakes were calculated to be 5.6 ng/day, 11 ng/day and 0.78 ng/day, respectively.
Johansson et al. ( 2014 ) investigated temporal trends of several different PFASs in commonly consumed food items over the period 1999–2010. Statistically significant decreasing trends were observed for concentrations of PFOS and PFHxS in fish and eggs. Concentrations of PFOS in fish and eggs decreased by a factor of 10 and 40, respectively. In eggs, concentrations of PFOA were also shown to decrease. While the concentrations of both linear and branch chained PFOS decreased in eggs, especially after 2004, the concentration of the branched PFOS isomers dropped more quickly than the linear isomer, leading to an average increase of the ratio between the linear and sum of branched PFOS by around 12% per year. A reduction in concentrations of PFHxS and PFOS was found in rainbow trout, whereas PFUnDA concentrations did not change significantly over the time period. The PFOS levels decreased by about 18% per year and PFHxS levels by about 4% per year between 1999 and 2010.
Several papers have been published since the 2018 Opinion (EFSA CONTAM Panel, 2018 ).
Arrebola et al. ( 2018 ) reported on the differential contribution of animal and vegetable food items to persistent organic pollutant serum concentrations in Spanish adults, using data generated from the BIOAMBIENT.ES project. PFOS and PFDA serum concentrations were primarily influenced by fish consumption.
Dietary exposure to PFASs for the general population and pregnant women in Taiwan was reported by Chen et al. ( 2018 ). Compared to Western populations, the Taiwanese were found to be exposed to higher levels of PFOA, PFDA and PFUnDA (11.2, 85.1, 44.2, and 4.45 ng/kg bw per day, respectively), mainly due to the higher contaminations in food. The exposure of 8.0 mg PFOA/person per day in the 95 percentile of pregnant women was largely due to frequent consumption of pork liver.
Exposure to PFHxS and other PFASs in Baiyangdian Lake (China) associated with industrial contamination including from a photographic film production plant, were reported by Cui et al. ( 2018 ). Estimated daily intake for the highest PFASs was for PFOS where exposure was 16.56 ng/kg bw per day and for PFHxS where it was 16.11 ng/kg bw per day, via aquatic food and drinking water. Fish consumption was the most important exposure pathway for residents to PFOA, PFHxS, PFOS and 6:2 chlorinated polyfluorinated ether sulfonate (6:2 Cl‐PFESA). The authors stated that this was the highest PFHxS levels ever recorded in surface water.
Sznajder‐Katarzyńska et al. ( 2018 ) examined exposure to PFASs as a result of contamination of fruits and vegetables. PFBA, PFOA and PFOS were the only 3 of 10 PFAS compounds that were quantitatively determined. The detection frequency for PFASs for the 55 samples analysed was < 10%. The major contributor to exposure was PFBA for which the concentration, reported only for banana, apple and orange samples, was 50.740 ng/g ww. PFOA was the most commonly detected PFAS. The origin and growing region were said to be possible factors that may influence the distribution profile of PFASs and their levels in food.
Contaminated drinking water in New Hampshire was a source of exposure to PFOS, PFOA and PFHxS (Daly et al., 2018 ), and PFOA and PFHxA were the dominant compounds in drinking water in central eastern China (Lu et al., 2018 ).
As with the findings reported in the current exposure section above, fish and meat products such as offal are generally the highest reported sources of dietary exposure to most PFASs, except where contaminated drinking water has been used to prepare dishes with a high water content (Saito et al., 2004 ; Quiñones and Snyder, 2009 ; Rayne and Forest, 2009 ).
Exposures in different parts of the world can vary according to usage of PFASs and sources of water contamination. Water is used extensively in the home for cooking and for food preparation, and therefore, contaminated water can have a major influence in dietary exposure even if concentrations of contaminants in foods are low.
In summary, it is difficult to compare exposure estimates with literature sources due to several factors. These include uncertainties arising from the use of left‐censored data, the fact that many reports are not clear whether UB or LB data had been used, and sampling strategies are not always reported. It is nevertheless clear that drinking water can be an important factor, whether consumed directly or used as part of the cooking process. PFASs are found more frequently in fish and other seafood, and in meat and meat products (liver in particular) than in other food groups, although local sources can have an impact in certain geographical regions. There is evidence that dietary exposure to some PFASs has decreased over recent decades.
The large historical production volumes and widespread applications of PFASs in consumer products represent a potential for contamination of the indoor environment. Recently, OECD ( 2018 ) has identified 4,730 PFAS‐related CAS numbers. Non‐dietary exposure to PFOS and PFOA has been described in the previous Opinion (EFSA CONTAM Panel, 2018 ). PFASs might be leaching from consumer products into house dust as well as to both indoor and outdoor air. Thus, ingestion of house dust and inhalation of air (in both gas and particulate phase) are potential exposure routes for PFASs. Exposure can also occur through direct contact with consumer products such as all‐weather clothing and other textiles. In addition, PFAS manufacturing and downstream production may lead to occupational non‐dietary exposure to these compounds (Olsen, 2015 ).
Vapour pressures of PFCAs and PFSAs in dissociated forms are expected to be low; thus, exposure from air primarily occurs through inhalation of neutral PFASs (Stock et al., 2010 ). Concentrations of PFASs in indoor air usually exceed those in outdoor air considerably and thus exposure through inhalation of air is mainly through indoor air (Harrad et al., 2010 ). Concentrations of PFASs in indoor air have been found to vary a lot between homes (Ericson Jogsten et al., 2012 ; Fromme et al., 2015 ; Haug et al., 2011a ). FTOHs have in general been found in higher concentrations than perfluoroalkane sulfonamido substances such as EtFASAs and EtFASEs. In a recent study from Germany with samples collected in 2014, the median concentration of 8:2 FTOH was 8,679 pg/m 3 (range 4,702–21,698 pg/m 3 ), while median concentrations of 69 pg/m 3 (range 27–155 pg/m 3 ) and < 54 pg/m 3 (< 54–119 pg/m 3 ) were reported for EtFOSE and EtFOSA, respectively (Fromme et al., 2015 ).
Ingestion of house dust is also a potential exposure route for PFASs. As for indoor air, the concentrations in house dust are quite variable. The distribution pattern is often following a lognormal distribution, with some samples having concentrations far exceeding the mean and median values of the dataset (Harrad et al., 2010 ). In a review by Eriksson and Kärrman ( 2015 ), concentrations of PFCAs, PFSAs, PAPs as well as perfluoroalkane sulfonamido substances in dust from various countries are described. The highest median sum concentrations were observed for n:2 diPAPs, followed by PFCAs, PFSAs and perfluoroalkane sulfonamido substances. For example, the median sum concentrations of n:2 diPAPs, PFCAs, PFSAs and perfluoroalkane sulfonamido substances in Sweden were 62 ng/g, 44 ng/g, 4.6 ng/g and < 0.1 ng/g (Eriksson and Kärrman, 2015 ).
Dermal exposure to PFASs can occur through direct contact with consumer products, but so far data are very limited. Both ionic and neutral PFASs have been detected in a wide range of consumer products (Kotthoff et al., 2015 ; Liu et al., 2014a ) including carpets and textiles such as technical clothing (Gremmel et al., 2016 ; Washburn et al., 2005 ), waxes and paints (Washburn et al., 2005 ), food contact materials (Begley et al., 2005 ), non‐stick cookware (Sinclair et al., 2007 ) and personal care products including cosmetics (Fujii et al., 2013 ; Framtiden i våre hender, online ) (see Section 1.3.3 ). So far very little is known on the dermal absorption of PFASs. In a study by Fasano et al. ( 2005 ), the dermal absorption of ammonium perfluorooctanoate was only 0.048% (Fasano et al., 2005 ), and for PFOS and PFOA, this pathway is thought to give a minor contribution to the intake both for infants, toddlers, children and adults (Trudel et al., 2008 ). A more recent study indicates that the dermal absorption is dependent on the ionisation state, and that there is a potential for a significant dermal absorption of PFOA through human skin. However, this is likely not the case when exposed through the environment, as PFOA then exists in its ionised form resulting in a low dermal absorption (Franko et al., 2012 ). Based on similarities in the kinetics of other PFCAs and PFSAs compared to PFOA and PFOS, it can be expected that the dermal exposure to these compounds is also low. No information on dermal exposure is available for the other PFASs covered in this Opinion.
In a very recent study (published after the literature deadline) from Norway, the relative exposure from ingestion of food and drinks, inhalation of air, ingestion of dust and dermal absorption was assessed in a study group from the general population (Poothong et al., 2020 ). For most of the participants, diet was the predominant exposure pathway, but for 7, 12, 14 and 18 of the 61 participants, more than 20% of the exposure was attributed to other exposure pathways than diet for PFHxS, PFOS, PFOA and PFNA, respectively. For some individuals less than 50% of the exposure to one or more of the compounds studied came from ingestion of food and drinks. Also in a study from China, diet was identified as the major exposure pathway for ordinary residents while in occupational workers ingestion of dust contributed most to the total exposure (Fu et al., 2015 ). A study from Sweden demonstrated that, similar to PFOS and PFOA, contaminated drinking water may in particular cases be the major exposure pathway to PFHxS (Li et al., 2018a ). For infants and toddlers, the relative exposure from ingestion of house dust may be larger when compared to adults, as infants may ingest considerable amounts of dust by crawling on the floor and by putting toys and other objects in their mouth. In a study on PFOS from the US, Egeghy and Lorber ( 2011 ) found that in a typical exposure scenario for 2‐year‐old children, the relative contribution from dust ingestion (36%) was about the same as from food ingestion (42%) followed by ingestion from drinking water (20%), dermal absorption (2%), inhalation of indoor air (< 1%) and inhalation of outdoor air (< 1%).
This chapter reviews data on absorption, distribution, metabolism and elimination of PFASs in animals and humans. PFOS and PFOA toxicokinetics studies which have been published before 2017 are documented in previous EFSA Opinions (EFSA, 2008 ; EFSA CONTAM Panel, 2018 ). Additional studies published since 2017 have been analysed and reported in the current Opinion.
Most of the information on the fate of PFSAs and PFCAs is based on PFOS and PFOA, respectively (EFSA, 2008 ; EFSA CONTAM Panel, 2018 ). These compounds have been shown to be readily absorbed in the gastrointestinal tract in mammals, including humans, and to distribute to the plasma and other parts of the body and depending on the specific PFAS, tend to accumulate in the liver. PFOS and PFOA are not metabolised and are excreted in both urine and faeces. They may be subject to extensive enterohepatic recirculation. For PFOS, the serum elimination half‐lives in rats and mice were slightly higher than one month, whereas in rabbits and monkeys, they were 3–4 months. Significant sex differences in the elimination of PFOA are observed in some species such as rats, for which half‐lives may vary from few hours (in females) to several days (in males). Differences in biological half‐lives between species for both PFOS and PFOA and between sexes for PFOA are mainly due to differences in renal clearance. For both PFOS and PFOA, maternal transfer occurs prenatally to the fetus through placental transfer and postnatally through the consumption of maternal milk. A detailed description of the individual studies summarised here below is provided in Appendix C .
PFCAs
In the past decades, a limited set of data was published on the toxicokinetics of PFCAs other than PFOA, such as PFBA, PFHxA, PFHpA, PFNA, PFDA, PFUnDA, PFDoDA, PFTrDA and PFTeDA. The most extensive studies have been carried out in rodents. Oral exposure, mainly by gavage, of experimental animals to PFCAs having a perfluorinated carbon chain length of 3–11 was shown to result in an estimated absorption fraction greater than 95% of the administered dose (ATSDR, 2018 ). None of the experimental studies observed the formation of metabolites, suggesting, as previously reported for PFOA (EFSA CONTAM Panel, 2018 ), that the biotransformation of PFCAs is unlikely in mammals, irrespective of their chain length.
Although distribution of PFCAs shows species and sex differences, which are attributed, at least in part, to differences in elimination kinetics, blood, liver and kidney are the tissues exhibiting the highest concentrations of absorbed PFCAs. In blood, PFCAs were found to bind to serum albumin, the affinity generally increasing with PFCAs hydrophobicity, but decreasing for perfluorinated carbon chain length beyond eight carbons.
The primary route of elimination of PFCAs having a carbon chain length below 10 is via urine, whereas for PFDA, PFUnDA, PFDoDA, PFTrDA and PFTeDA, faecal excretion is predominant. In rodents, half‐lives may vary from few hours (PFBA, PFHxA) to more than 1 month (PFNA, PFDA). Elimination of PFCAs exhibits pronounced sex differences in rats, with faster elimination in females than in males.
It was shown that transport proteins such as serum albumin, liver fatty acid‐binding proteins (L‐FABP) and organic anion transporters play a key role in PFCA excretion and/or reabsorption (Appendix C ).
PFSAs
In addition to PFOS, toxicokinetics data in experimental animals were identified for PFBS and PFHxS, showing that the gastrointestinal absorption of these compounds was almost complete. They distributed mainly to blood, liver, and at a lesser extent to kidney. Neither in vitro nor in vivo biotransformation was reported for PFSAs. As for PFCAs, a slower elimination rate in males, compared to females was also observed for PFSAs in rats.
PFSAs are primarily eliminated in urine, and to a lesser extent in faeces. They are excreted into the bile but undergo extensive intestinal reabsorption, explaining the limited faecal excretion. Half‐lives of PFSAs are usually longer than for PFCAs with identical fluorocarbon chain length.
PFSAs are able to bind to serum albumin and with organic anion transporters, which are expressed in hepatocytes and enterocytes (Appendix C ).
Other PFASs
Most studies on fluorotelomer‐based polyfluoroalkyl substances have used 8:2 FTOH as the parent compound, showing the formation of PFOA and, to a smaller extent, PFNA and lower chain length PFCAs. In general, the yield is low, probably because of the multiple biotransformation pathways, including conjugation reactions in animals. The PAPs were shown to be direct precursors to FTOHs and thus follow similar degradation pathways (Appendix C ).
In the previous Opinion dealing with PFOS and PFOA (EFSA CONTAM Panel, 2018 ), it was reported that both compounds were extensively absorbed in humans and mainly distributed in plasma (in which they are predominantly bound to albumin), liver and kidney. PFOS and PFOA do not undergo metabolism and are eliminated in urine and bile. Biliary excretion of PFOS and PFOA is significantly higher than elimination via the urine, but does not predominantly contribute to overall elimination, due to high biliary reabsorption. Humans have a high percentage of PFOA renal tubular reabsorption due to the high affinity of PFOA for human uptake transport proteins such as OAT1, OAT3 and URAT1. Although a limited number of papers have been published on PFOS transporting proteins, compared to PFOA, some authors showed that these proteins are involved in the transport of PFSAs, including PFOS (Zhao et al., 2015 , 2017 ). These studies are described in detail in this Opinion. Several studies estimated the half‐lives of PFOS and PFOA in humans, most of them suggesting values between 2 and 6 years (Table 15 ). PFOS and PFOA have been detected in umbilical cord blood, breast milk and plasma samples of breastfed toddlers indicating that maternal transfer occurs pre‐ and postnatally.
Most of the human data published on the toxicokinetics of PFASs other than PFOS and PFOA are related to their distribution and elimination. Because humans are exposed to PFAS mixtures, these compounds will not be considered individually in this section, as it was the case for experimental animal data. Quantitative oral absorption data in humans were not identified, but reports of high levels of PFASs in blood of individuals exposed to contaminated water (see Section 3.3.2.5 ) indicate that gastrointestinal absorption of these compounds had occurred. Although studies of metabolism of PFASs in humans were not identified, it is unlikely that these compounds could be biotransformed in human tissues. However, similar to experimental animals, humans are able to transform precursors to PFCAs and PFSAs. The FTOH metabolites FTCAs and FTUCAs were detected in the blood from ski wax technicians exposed through inhalation to high levels of 8:2 FTOH, suggesting metabolism of FTOH to PFOA and PFNA (Nilsson et al., 2013 ). Using human hepatocytes, Nabb et al. ( 2007 ) demonstrated the biotransformation of 8:2 FTOH to PFPeA, PFHxA, PFHpA, PFOA and PFNA (Appendix C , Table C.4 ). After having detected and quantified, FTOH−sulfate conjugate in serum and/or urine of rats dosed with 8:2 FTOH and 8:2 diPAP (see Appendix C , Section C.4 ), Dagnino et al. ( 2016 ) found the presence of measurable levels of FTOH−sulfate in the serum of more than 5% of the general population and suggested that this metabolite can be considered as a biomarker of exposure to FTOHs and PAPs in humans.
Compared to PFOA and PFOS, a limited number of studies investigated the interaction of other PFASs with human serum albumin. However, evidence exists that PFBS, PFHxS, PFHpA, PFNA, PFDA, PFUnDA PFDoDA can bind to human serum albumin (see Liu et al., 2019 for review). Among PFCA, the binding strength follows the order PFHpA < PFOA = PFNA PFUnDA; whereas for PFSAs, the order is PFOS < PFHxS (Hebert and MacManus‐Spencer, 2010 ).
The concentrations of 21 PFASs in 99 samples of autopsy tissues (liver, lung, kidney, brain and bone) from subjects who had been living in Tarragona (Catalonia, Spain) were measured by Pérez et al. ( 2013 ). Unexpectedly, in the liver and brain, the PFAS found at the highest median concentration was PFHxA (68.3 and 141 ng/g, respectively), whereas in kidney and lung, PFBA was predominant (263 and 807 ng/g, respectively). In bone, PFHpA was the main PFAS when the mean was considered (77.1 ng/g), but based on the median, PFOA was predominant.
Partitioning behaviours of PFASs between human plasma and blood cells were investigated by several authors (Ehresman et al., 2007 ; Hanssen et al., 2013 ; Jin et al., 2016 ; Kärrman et al., 2006 ; Poothong et al., 2017 ). Median serum (or plasma) to whole blood ratio of PFOS, PFOA, PFHxS, PFNA and PFUnDA was approximately 2. However, for other PFASs, the ratio may be different, suggesting that blood can be a preferable matrix compared to serum or plasma for monitoring these compounds (see Section 3.3.2.1 ). The toxicokinetics of PFCAs with 6–14 carbon atoms (C6–C14) was investigated in humans by Fujii et al. ( 2015 ). Urine from healthy volunteers, bile from patients who underwent biliary drainage, and cerebral spinal fluid (CSF) from brain drainage were collected for analysis. Urinary and biliary clearance of each PFCA was determined by dividing the cumulative urine or bile excretion in a 24‐h period by the serum concentration of each PFAS. Urinary clearance decreased as a function of chain length, from 0.67 mL/kg per day for PFHpA to 0.005 mL/kg per day for PFUnDA. No differences were observed between PFUnDA, PFDoDA and PFTrDA. For comparison, PFOA and PFOS renal clearance values were 0.03–0.04 and 0.015 mL/kg per day (Harada et al., 2005 ; Fujii et al., 2015 ), respectively. Biliary clearance varied from 1.2 mL/kg per day (PFNA) to 11.22 mL/kg per day (PFTeDA). For PFOA and PFOS biliary excretion rates, reported mean values were 1.06–2.62 and 2.98 mL/kg per day, respectively (Harada et al., 2007 , Fujii et al., 2015 ). These data suggest that shorter chain PFCAs, which are less bound to serum protein, are preferentially excreted in urine, whereas PFNA and longer chain PFASs are preferentially eliminated through the bile. This is in accordance with the conclusion reached by Zhang et al. ( 2013a ) on the preferential excretion of short chain PFCAs in urine, whereas other excretion routes contributed to the elimination of longer PFASs. Levels of PFCAs in the human CSF ranged from 1.0 to 2.5% of the concentrations in serum, confirming that, irrespective of the chain length, crossing the blood–brain barrier occurred at a very limited extent (Fujii et al., 2015 ).
Available total clearance values (sum of urinary and biliary clearance) are presented in Table 15 and are generally 50–100 times smaller than in rodents (Appendix C , Tables C.2 and C.3 ). Values for PFNA, PFDA, PFUnDA, PFDoDA and PFTrDA estimated by Fujii et al. ( 2015 ) are approximately 0.07 mL/kg per day. Parts of these values are in accordance with the data reported by Zhang et al. ( 2013a ). Higher values were determined for PFHpA and PFTeDA (Fujii et al., 2015 ) and by Russell et al. ( 2013 ) for PFHxA.
Zhang et al. ( 2013b ) investigated the binding affinity of 12 PFCAs with L‐FABP. They found that binding affinity increased significantly with their perfluorinated carbon number from 4 to 11, and decreased slightly when the number was over 11, suggesting that PFNA, PFDA and PFUnDA may accumulate preferentially in the liver. PFSAs have stronger L‐FABP interactions than PFCAs with the same perfluorinated chain length (Ng and Hungerbühler, 2014 ; Zhang et al., 2013b ).
Zhao et al. ( 2015 ) showed that human Na + /taurocholate co‐transporting polypeptide (NTCP), which is highly expressed at the basolateral membrane of hepatocytes and mediates the uptake of bile acids into hepatocytes, can transport PFBS, PFHxS and PFOS (Km values = 39.6, 112 and 130 μM, respectively), whereas the human sodium‐dependent bile salt transporter (ASBT), which is mainly localised to the brush border membrane in the terminal ileum and is involved in the enterohepatic circulation of bile acids, only transports PFOS (see Appendix C , Table C.1 ). Human organic solute transporter (OST) α/β, which is expressed at the basolateral membrane of enterocytes to mediate the efflux of bile acids, can also transport the 3 PFSAs tested (Zhao et al., 2015 ).
The role of human renal organic anion transporters (OAT), organic anion‐transporting polypeptide (OATP) and urate transporter (URAT) in transporting PFCAs was investigated by Yang et al. ( 2010 ). The inhibition of OATP1A2‐ or OAT4‐mediated estrone‐3‐sulfate uptake or URAT1‐mediated urate uptake has been compared for PFCAs with carbon chain lengths from 4 (PFBA) to 12 (PFDoDA). A chain length–dependent inhibition was observed, suggesting that PFCAs in general are substrates of OAT4 and URAT1, and to a lesser extent for OATP1A2, but with different levels of affinities to the transporters depending on their chain length. Regarding OATP1A2 and OAT4, the maximum inhibition was observed for PFNA and PFDA, whereas URAT1 was inhibited the most and roughly at the same levels by PFHpA, PFOA, PFNA and PFDA, PFCAs with shorter or longer chain lengths showed relatively less inhibition. These data suggest that OAT4 and URAT1 are key transporters in renal reabsorption of PFCAs in humans and, as a result, may contribute to their long half‐life.
Zhao et al. ( 2017 ) demonstrated that organic anion‐transporting polypeptides OATP1B1, OATP1B3, OATP2B1, which are expressed in human hepatocytes and/or enterocytes, can transport PFBS, PFHxS, PFOS, PFOA and PFNA, facilitating the enterohepatic recycling process. Furthermore, they showed that the organic solute transporter OSTα/β was also able to transport PFBS, PFHxS and PFOS.
All these transporters can potentially play a role in the accumulation of PFASs in the liver and contribute to their long elimination half‐life in humans.
The half‐lives of various PFASs have been estimated in humans (Table 15 ). Short‐chain PFASs were found to have half‐lives ranging from few days (PFBA) to approximately 1 month (PFBS, PFHxA). For comparison, estimated half‐lives for PFOA and PFOS (expressed as arithmetic means) vary from 2.3 to 8.5 years and from 3.1 to 7.4 years, respectively (EFSA, 2008 ; ATSDR, 2018 ; EFSA CONTAM Panel, 2018 ). Values for PFHxS were between approximately 4.7 and 8.5 years according to Olsen et al. ( 2007 ) (based on data from retired fluorochemical production workers) and Li et al. ( 2018a ) (from the general population mainly exposed to PFASs through drinking water). Higher values were reported by Zhang et al. ( 2013a ) (general population biomonitoring) and Worley et al. ( 2017 ) (drinking water exposure to PFASs). According to these authors, the half‐life estimated by Zhang et al. ( 2013a ) on the basis of renal clearance should be viewed as upper limits due to the possibility that there might be other elimination routes than via the urine. Other uncertainties in the results provided by Zhang et al. ( 2013a ) include the estimation of half‐lives from single time‐point serum measurements and based on volume of distribution values reported by Thompson et al. ( 2010 ) for PFOA. The half‐life calculation published by Worley et al. ( 2017 ) is based on serum concentrations measured at two time points and on intake rates estimated from PFHxS concentrations in drinking water supplying a residentially exposed population in Alabama (USA). The values, which are reported as means but without indications of range or inter‐individual variability, may be overestimated, due to other sources of ongoing exposure. Bearing in mind these limitations in kinetic calculation or reporting, the CONTAM Panel considered that Olsen et al. ( 2007 ) and Li et al. ( 2018a ) (see Table 15 ) provided the best estimate.
Gao et al. ( 2015 ) measured the levels of linear and branched PFOS, PFOA and PFHxS isomers in serum and urine samples collected from 36 occupational workers in a fluorochemical manufacturing plant in China from 2008 to 2012 and they evaluated the daily clearance of these compounds. The median concentration of PFHxS isomers in the serum was 995 ng/mL (min–max = 12.8–10,546 ng/mL), with a mean linear isomer proportion of 93%. In urine, concentrations varied from LOQ (see supporting information) to a maximum of 40 ng/mL, with a mean proportion of linear isomers of 74%. The renal clearance was estimated on the basis of paired serum and urine concentrations and was found to be 0.04 mL/kg bw per day (0.03 for linear isomer and 0.19 for branched isomers).
In the study published by Zhang et al. ( 2013a ), estimated geometric mean elimination half‐lives for PFNA in young females and in a group of males and older females were 1.7 and 3.2 years, respectively (Table 15 ). Corresponding values for PFHpA and PFDA were 1.0 years/0.82 years and 4.0 years/7.1 years. The values for PFUnDA (4.0 years/7.4 years) were similar to those of PFDA (Table 14 ). Some uncertainties regarding these estimated values were already mentioned in this section (see above).
For PFHxS, ATSDR reported fetal/maternal serum ratios ranging from 0.23 to 1.25. For PFNA, PFDA, PFUnDA and PFDoDA, the ratios were 0.4–1.18, 0.03–0.41, 0.29–0.53 and 0.61–0.68, respectively (ATSDR, 2018 ). The median, calculated from the ratios reported by Inoue et al. ( 2004 ), Fromme et al. ( 2010 ), Kim et al. ( 2011a ), Gützkow et al. ( 2012 ), Hanssen et al. ( 2013 ), Lee et al. ( 2013 ), Ode et al. ( 2013 ), Porpora et al. ( 2013 ), Zhang et al. ( 2013c ), Cariou et al. ( 2015 ), Fisher et al. ( 2016 ), Eryasa et al. ( 2019 ) for PFHxS, PFOS, PFOA and PFNA were 0.56, 0.36, 0.74 and 0.48, respectively. These values have been used for the calculation of the serum level at birth (see Section 3.4 on PBPK/TWI calculation).
The maternal‐infant transfer via breast milk was estimated using the ratio of the concentrations in milk vs. plasma. The ratio is in the range of 0.01–0.07 for PFHxS, PFNA, PFDA PFUnDA and FOSA (ATSDR, 2018 ), indicating that the transfer occurs at similar levels as for PFOS (ratio of 0.01–0.02), but at a lesser extent than for PFOA (ratio of 0.03–0.12) (EFSA CONTAM Panel, 2018 ). Mondal et al. ( 2014 ) calculated that each month, breastfeeding was associated with 1% and 2% decrease in maternal serum concentration of PFHxS and PFNA, respectively, compared to 3% for both PFOS and PFOA. Several authors estimated the decline in PFAS concentrations in breast milk, due to breastfeeding. The calculation of the decline was based 1) on repeated analyses of breast milk samples collected at different time points during lactation (Thomsen et al., 2010 ), 2) on measured concentrations in maternal serum at different time points during lactation (Fromme et al., 2010 ), 3) on measured concentrations in maternal serum of mothers that had breastfed their children during variable time (Bjermo et al., 2013 ; Brantsæter et al., 2013 ; Lauritzen et al., 2016 ; Mondal et al., 2014 ). In addition, calculations can be based on intakes, distribution volumes, breastfeeding amount and ratios between breast milk and serum concentrations. All these methods show that monthly decrease in breast milk concentrations ranged from 1.2% to 3.1% for PFOS and from 1.3% to the 7.7% for PFOA. Percentages reported for PFHxS and PFNA varied between 1% and 6.7% and between 1.1% and 2.8%, respectively.
Toxicokinetics parameters for PFASs in humans
M (n = 5), F (n = 5)
F (b) (n = 12)
M (c) + F (d) (n = 31)
NR
1.0 y (a) (0.11–3.3)
0.82 y (a) (0.12–5.1)
0.674
0.61 (k) (95% CI 0.022–1.2)
0.61 (k) (95% CI 0.38–0.83)
Fujii et al. ( 2015 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
M (n = 20)
M + F (n = 4)
M (n = 24), F (n = 2)
M + F (n = 200)
M + F (n = 643) (i)
M + F (n = 1,029) (j)
M (n = 5), F (n = 5)
F (b) (n = 20)
M (c) + F (d) (n = 66)
M + F (n = 207)
M (n = 22), F (n = 23)
NR
NR
3.8 y (95% CI 3.1–4.4)
2.3 y (95% CI 2.1–2.4)
2.9 y (95% CI 2.3–3.8)
8.5 y (95% CI 7.1–10.1)
NR
1.5 y (a) (0.19–5.2)
1.2 y (a) (0.04–14)
1.7 y (a)
3.9 y
0.132
0.150
0.150
NR
NR
NR
0.096
0.30 (k) (95% CI 0.11−0.49)
0.77 (k) (95% CI 0.47−1.1)
NR
NR
Harada et al. ( 2005 )
Harada et al. ( 2007 )
Olsen et al. ( 2007 )
Bartell et al. ( 2010 )
Seals et al. ( 2011 )
Seals et al. ( 2011 )
Fujii et al. ( 2015 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
Fu et al. ( 2016 )
Worley et al. ( 2017 )
M (n = 5), F (n = 5)
F (b) (n = 16)
M (c) + F (d) (n = 50)
NR
1.7 y (a) (0.38–7.7)
3.2 y (a) (0.34–20)
0.062
0.25 (k) (95% CI 0.13–0.37)
0.15 (k) (95% CI 0.099–0.20)
Fujii et al. ( 2015 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
M (n = 5), F (n = 5)
F (b) (n = 19)
M (c) + F (d) (n = 60)
NR
4.0 y (a) (1.2–7.7)
7.1 y (a) (0.58–60)
0.066
0.066 (k) (95% CI 0.035–0.097)
0.096 (k) (95% CI 0.050–0.13)
Fujii et al. ( 2015 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
M (n = 5), F (n = 5)
F (b) (n = 19)
M (c) + F (d) (n = 63)
NR
4.0 y (a) (1.1–7.8)
7.4 y (a) (1.1–104)
0.065
0.064 (k) (95% CI 0.033–0.095)
0.065 (k) (95% CI 0.050–0.080)
Fujii et al. ( 2015 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
M (n = 24), F (n = 2)
F (b) (n = 19)
M (c) + F (d) (n = 64)
M (n = 22), F (n = 23)
M (n = 20)
F (n = 30)
8.5 y (95% CI 6.4–10.6)
7.1 y (a) (2.3–13)
25 y (a) (1.6–182)
15.5 y
7.4 y (95% CI 6.0–9.7)
4.7 y (95% CI 4.6–6.0)
NR
0.039 (k) (95% CI 0.020–0.057)
0.027 (k) (95% CI 0.018–0.037)
NR
NR
NR
Olsen et al. ( 2007 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
Worley et al. ( 2017 )
Li et al. ( 2018a )
Li et al. ( 2018a )
M (n = 20)
M+F (n = 4)
M (n = 24), F (n = 2)
F (b) (n = 19)
M (c) + F (d) (n = 64)
M (n = ca 1,000)
F (n = ca 1,000)
M + F (n = 207)
M (n = 22), F (n = 23)
M (n = 20)
F (n = 30)
NR
NR
5.4 y (95% CI 3.9–6.9)
5.8 y (a) (3.2–10)
18 y (a) (1.6–121)
4.7 y (95% CI 4.2–5.3)
4.3 y (95% CI 4.1–4.5)
1.9 y (a)
3.3 y
4.6 y (95% CI 3.7–6.1)
3.1 y (95% CI 2.7–3.7)
0.066
0.106
NR
0.05 (e) (95% CI 0.037–0.064)
0.037 (e) (95% CI 0.026–0.049)
NR
NR
NR
NR
NR
NR
Harada et al. ( 2005 )
Harada et al. ( 2007 )
Olsen et al. ( 2007 )
Zhang et al. ( 2013a )
Zhang et al. ( 2013a )
Wong et al. ( 2014 )
Wong et al. ( 2015 )
Fu et al. ( 2016 )
Worley et al. ( 2017 )
Li et al. ( 2018a )
Li et al. ( 2018a )
Values are means and 95% confidence interval (95% CI) or means and range.
NR: Not Reported; M: male; F: female; y: years; d: days.
Geometric mean.
Age ≤ 50 years.
20 y < age 50 years.
Age 22 ± 0.9.
Age 68 ± 5.
Age 23 ± 3.
Age 69 ± 5.
< 4 years elapsed in a water district with high exposure levels.
< 9 years elapsed in a water district with low exposure levels.
Renal clearance (mean).
To summarise , based on the high levels of PFASs observed in the blood of individuals exposed to contaminated water and by analogy to what is known for PFOS and PFOA, it can be assumed that the gastrointestinal absorption of most of the PFASs occurs to a significant extent in humans. PFASs are widely distributed in the body, with the highest concentrations generally found in blood, liver and kidney. In blood PFASs bind to albumin. Metabolism of PFSAs and PFCAs has never been observed; however, precursor compounds such as FTOHs and PAPs can be biotransformed in the human body to PFCAs and other metabolites. PFASs are eliminated in urine and in faeces, but breast milk was also found to be a substantial route of excretion. Shorter chain PFCAs are preferentially excreted in urine, whereas PFNA and longer chain PFASs are preferentially eliminated through the bile and subsequently the faeces. Extensive uptake from enterohepatic circulation and reabsorption by OATs in the kidneys are believed to be more active processes in humans compared to rodents, slowing down the excretion of these substances. Short‐chain PFASs were found to have half‐lives ranging from few days (PFBA) to approximately 1 month (PFBS, PFHxA), whereas for PFHxS, PFOS, PFOA, PFNA, PFDA and PFUnDA, estimated half‐lives can exceed 3 years.
Based on levels in cord blood, PFASs can be transferred to the fetus during pregnancy with varying transfer rates depending on the structure of the compound. Generally, longer fluoroalkyl chain length and a terminal sulfonate group are associated with lower fetal/maternal ratios.
Limited data were identified on the toxicokinetics of FTOHs and other precursors in humans.
Published PBPK models for PFOS and PFOA were already summarised in the previous Opinion (EFSA CONTAM Panel, 2018 ). Since then, other models have been developed, such as the PFOS PBPK model published by Chou and Lin ( 2019 ) in which a Bayesian statistical analysis using Markov chain Monte Carlo simulation was performed to optimise the model and to characterise the uncertainty and interspecies (rat, monkey and humans) variability of chemical‐specific parameters. Although this type of model can be applied to other PFASs, there are some limitations in this extrapolation. A limited number of validated PBPK models specifically based on PFASs other than PFOS and PFOA has been published.
Kim et al. ( 2018 ) developed a model for simulating the kinetics of PFHxS in male and female rats. The model includes compartments representing plasma (including a bound and free fraction), kidney and renal glomerular filtrate, gastrointestinal tract as absorption site, liver (taking into consideration enterohepatic circulation), brain, heart, lung and the rest of the body. A storage compartment was included in the model, receiving PFHxS from the glomerular filtrate. Absorption from the gastrointestinal tract is simulated as the balance between first‐order absorption and faecal excretion of unabsorbed chemical. A PBPK model for PFOA and PFOS in monkeys was referred to describe the renal tubular reabsorption (Loccisano et al., 2011 ). The tissue to plasma partition coefficients used in the model were calculated from data obtained in rats 14 days after iv injection of PFHxS at a dose of 0.5–10 mg/kg per bw. The transporter maximum, the transporter affinity constant, the rate constant to storage compartment and the free fraction of PFHxS in plasma were estimated by fitting the plasma and urine concentration data in rats.
To validate the PBPK model, male and female rats were both orally administrated 1 and 4 mg/kg bw doses and the model was evaluated according to the values observed for the PFHxS concentrations in plasma, tissues and urine, compared to the predicted concentrations at different time points. The authors concluded that the experimental results fitted well with the model by visual inspection.
The developed PBPK model was extrapolated to humans, considering the interspecies differences of physiological and chemical‐specific parameters using the following allometric equation: k human = k rat · ( BW human / BW rat ) − 0.25 , where k human and k rat are the rate constants in human and rats, respectively, and BW human /BW rat refers to the body weight of humans and rats, respectively.
Kim et al. ( 2019 ) explored gender differences in humans for PFNA and PFDA using a PBPK model based on an in vivo study in male and female rats. The PBPK model was validated by comparing visually the data obtained from the analysis of the biological samples collected during the in vivo experiment with the predicted concentrations by model simulation. In addition, a normalised sensitivity analysis was carried out comparing the area under the curve (AUC) obtained from the original parameter and the changed parameter after increasing by 1%. The rat PBPK model was extrapolated to humans, considering the interspecies physiological parameters, on the basis of the same allometric equation described by Kim et al. ( 2018 ), as reported above.
Numata et al. ( 2014 ) estimated the bioaccumulation factors (ratio of the concentration in the tissue vs. concentration in feed) of several PFSAs and PFCAs in growing pigs fed for 21 days a diet containing PFOS, PFBS, PFHxS, PFHxA, PFOA, PFHpA, PFHpS at concentrations of 137, 132, 91.3, 47.8, 22.4, 10.2 and 4 μg/kg dry feed, respectively. Although the steady state was not reached at the end of the experiment for most of the investigated substances, bioaccumulation factors were reported for the whole body as well as for some tissues. For PFBS, the bioaccumulation factors calculated for the whole animals, meat and liver were 1.2, 0.8 and 6.0, respectively, whereas it was 17.9, 9.7 and 503, respectively, for PFOS. The corresponding values for PFHxS were 20.1, 13.1 and 48, whereas for PFHpS, the values were 12.7, 8.3 and 81, respectively. The bioconcentration factors for PFHpA were 2.7, 1.8 and 7.0 for the whole animal, meat and liver, whereas for PFOA corresponding values were 7.9, 5.3 and 32.8. For PFHxA, the bioconcentration factor was < 1 in each case.
Kowalczyk et al. ( 2013 ) investigated the transfer of PFBS, PFHxS, PFOS and PFOA into milk in dairy cows fed a PFAS‐contaminated feed for 28 days. On the basis of the daily intake of PFAS‐contaminated grass silage and hay, the total intake of PFBS and PFHxS was 3.4 ± 0.7 and 4.6 ± 1.0 μg/kg bw per day, respectively, compared to 7.6 ± 3.7 and 2.0 ± 1.2 μg/kg bw per day for PFOS and PFOA, respectively. The estimated transfers of PFOS, PFBS, PFHxS and PFOA into milk were found to be approximately 14, 0.01, 2.5 and 0.1%, respectively. The accumulated amount of PFASs in tissue samples of dairy cows showed the highest accumulation potential for PFOS (approximately 18% and 43% of ingested dose in liver and muscle, respectively), less for PFHxS (0.6 and 9%, respectively) as well as negligible potential for PFBS and PFOA accumulation.
Martin et al. ( 2003a ) exposed juvenile rainbow trout ( Oncorhynchus mykiss ) to a mixture of PFASs for 34 days in the diet. The concentrations of PFCAs in feed were 0.50, 0.52, 0.46, 0.42, 0.39, 0.57, 1.1 and 1.2 mg/kg, for PFPeA, PFHxA, PFHpA, PFOA, PFDA, PFUnDA, PFDoDA and PFTeDA, respectively, whereas concentrations of PFSAs were 0.32, 0.51, 0.54 mg/kg, for PFBS, PFHxS and PFOS, respectively. PFBS, PFHxA and PFHpA were not detected or quantified in fish carcasses (LOQ not specified), suggesting that their bioaccumulation potential was negligible. For other PFASs, the bioaccumulation factors increased with increasing perfluoroalkyl chain length, varying from 0.04 for PFOA to 1 for PFTeDA. Overall, these values indicate that dietary exposure does not result in bioaccumulation of PFASs in juvenile trout.
This result was confirmed by Goeritz et al. ( 2013 ) in adult rainbow trout dietary exposed for 28 days to a mixture of PFASs (PFBS, PFHxS, PFOS, PFOA and PFNA incorporated into the feed at 0.50 mg/kg each). In these experimental conditions, bioaccumulation factors were calculated as 0.42 for PFOS, > 0.23 for PFNA, > 0.18 for PFHxS, > 0.04 for PFOA, and > 0.02 for PFBS.
Gaillard et al. ( 2017 ) investigated the fate of EtFOSE in juvenile perch ( Perca fluviatilis ) dietary exposed for 45 days to EtFOSE‐based phosphate diester incorporated into feed at a concentration of 1.6 mg/kg feed. EtFOSE and metabolites, including PFOS, were monitored in fish tissues (muscle, liver, serum) to study the bioaccumulation. Although a bioaccumulation factor cannot be calculated from the data provided by the authors, the concentrations found in muscle, liver and serum for EtFOSE and the sum of corresponding metabolites (< 0.04 μg/g) suggest that bioaccumulation does not occur.
Due to their chemical structure, perfluoroalkyl sulfonates (PFSAs) and perfluoroalkyl carboxylates (PFCAs) are highly persistent and are not metabolised in the human body. Thus, when biomonitoring studies are conducted, PFSAs and PFCAs can be measured unchanged in biological matrices. The most frequently assessed PFSAs and PFCAs are PFOS and PFOA, followed by PFHxS and PFNA (see Appendix B , Table B.1 ). Quite a few studies have also reported levels of PFDA and PFUnDA, while data on other compounds are scarce. Biomonitoring of PFOS and PFOA has been described in detail in the previous Opinion (EFSA CONTAM Panel, 2018 ).
Blood, specifically plasma or serum, is generally the preferred matrix to assess internal doses of PFSAs and PFCAs in humans (Butenhoff et al., 2006 ). As described in detail in Section 3.3.2.3 below, PFHxS, PFOS, PFOA and PFNA are in general the most abundant PFSAs and PFCAs. Studies on whole blood have also been conducted, with the advantage that whole blood represents the entire circulating fluid. However, due to practical reasons, serum and plasma are more frequently used. When comparing levels in whole blood, serum and plasma, it has been common to multiply the whole blood concentration with a factor of 2 to be comparable with concentrations in serum and plasma (Ehresman et al., 2007 ). In a study on Norwegian adults (n = 61), a range of PFCAs and PFSAs were determined in plasma, serum and whole blood. For PFHxS, PFNA and PFUnDA, as well as for PFOS and PFOA, the ratio between serum/plasma and whole blood was close to 2, while for PFBS, PFHpS, PFDS, PFDA, PFDoDA and PFTrDA, the results were more variable (Poothong et al., 2017 ). This could be due to differences in the distribution between blood compartments, but the very low concentrations (median < 0.4 ng/mL) of these PFASs in all three matrices may also have had an influence on this, as the measurement of uncertainty is considerably higher for such low concentrations. Furthermore, PFHxA was detected in all samples of whole blood but none of the serum/plasma samples from the same individuals (Poothong et al., 2017 ). Based on this study, whole blood is the preferred blood matrix for PFHxA.
For PFASs other than PFCAs and PFSAs, much less is known. Methods for determination of most of these compounds in blood have been established, but the data are very limited (see below). Similar to PFHxA, a study on Norwegian adults (n = 61) found considerably higher concentrations of FOSA in whole blood compared to serum/plasma samples from the same individuals, and thus, whole blood is also the preferred blood matrix for FOSA (Poothong et al., 2017 ).
As described in Section 1.3.1 , FTOHs and PAPs can be transformed in the human body to PFCAs, and EtFASEs and EtFASAs to FASAs and further to PFSAs, and thus contribute to the internal dose of PFCAs and PFSAs. As EtFOSA is transformed to EtFOSAA in the body, EtFOSAA would be the preferred biomarkers of exposure to EtFOSA.
Some studies on breast milk have been conducted, and a limited number of studies have assessed the levels of blood and breast milk from the same individuals. The levels in breast milk are substantially lower than in serum. In a study including 61 paired samples of breast milk and serum from France, only PFHxS in addition to PFOS and PFOA was observed above the LOQ in some of the milk samples (15% > LOQ), with a mean concentration of 0.026 ng/mL (Cariou et al., 2015 ). The ratio between the mean concentrations of PFHxS in breast milk and serum was 0.01. In a Swedish study on matched samples of breast milk and serum, mean ratios (breast milk:serum) of 0.02, 0.07 and 0.01 were reported for PFHxS, FOSA and PFNA (Kärrman et al., 2007 ). Distribution of PFASs between serum and breast milk was also explored in a Korean study, and a ratio (breast milk:serum) of 0.008 was reported for PFHxS (Kim et al., 2011b ). In a study on matched serum and breast milk samples from China, ratios (breast milk:serum) of 0.04, 0.03 and 0.04 were reported for PFNA, PFDA and PFUnDA, respectively (Liu et al., 2011 ).
Also, some few studies have reported concentrations of PFSAs and PFCAs in urine, and the concentrations are in general low. In a recent study by Kato et al. ( 2018 ), a range of PFASs were measured in 50 commercially available paired urine and serum samples. The concentrations observed in the serum samples were similar to concentrations reported in samples from NHANES collected between 2013 and 2014, while in urine only, PFBA was observed above the LOD (0.1 ng/mL) with a median concentration of 0.2 ng/mL (56% detection frequency). In a study on matched urine and serum samples from children in South Korea, short‐chain PFCAs were the compounds most frequently detected in urine, while none of the PFSAs were observed above the LOD in any of the urine samples (Kim et al., 2014 ). In general, the detection frequency in urine was very low except for PFPeA which was found above the LOQ in 70% of the samples with a mean concentration of 2.34 ng/mL (range: not detected–11.6 ng/mL). In comparison, the mean PFPeA concentration in serum (detection frequency of 37%) was 0.497 ng/mL (range: not detected–0.942 ng/mL). In a study from China with samples collected in the Hebei province, 86 paired samples of urine and blood were collected (Zhang et al., 2013a ). The median concentrations in urine were 0.0011, 0.025, 0.00082, 0.019, 0.0017, 0.00022, 0.00030 and 0.00044 ng/mL for PFHxS, PFOS, PFHpA, PFOA, PFNA, PFDA, PFUnDA and FOSA, respectively. The ratios between the mean serum and urine concentrations were 30, 33 (whole blood:urine), 163, 218, 600, 682, 760 and 1,320 for PFHpA, FOSA, PFOA, PFNA, PFUnDA, PFDA, PFOS and PFHxS. In another study from China, 64 paired samples of urine and serum were analysed (Li et al., 2013 ). The median concentrations of PFOA and PFOS in urine were approximately 125 and 175 times lower than the corresponding median serum concentrations, respectively. In a study of 55 highly exposed fishery employees from Wuhan, China, with paired samples of urine and serum, high correlations (Spearman Rank Correlation > 0.65) between concentrations in urine and serum were observed for PFBA, PFOA, PFBS, PFHxS and PFOS, and the corresponding median ratios were 0.139, 0.003, 0.0001, 0,0003 and 0,0006, respectively (Wang et al., 2018a ).
Other non‐invasive matrices which have been assessed are hair and nails, but it is still not clear how to interpret these results (Alves et al., 2014 , 2015 ; Li et al., 2013 ).
The production and use of PFSAs and PFCAs have changed dramatically during the last decades (see Section 1.3.3 ). To understand how concentrations of various PFCAs and PFSAs have changed over time, several time‐trend studies have been conducted (see detailed information in Appendix B , Table B.1 ). The time frames of the studies vary, and so do the observed trends.
To illustrate this, results from a time‐trend study conducted in Germany based on samples from the German Environmental Specimen bank (Yeung et al., 2013a , b ) are described in detail below. This study covers many sampling years and many different PFASs, including both males and females, and the LOQs are satisfactory low to be able to determine a wide range of PFASs in the samples.
In this particular study, 420 blood samples were collected in Münster (n = 270) and Halle (n = 150) from students in the age group 20–29. The samples from Münster (mean age 24 years) were collected between 1982 and 2009, and PFASs concentrations were determined in 10 samples per year except in 2006 (n = 9) and 2004 (n = 0). Samples were collected in Halle during the period 1995–2009, and 10 samples per year were analysed to determine PFAS concentrations except in 2006 (n = 11). The mean age of the individuals that donated samples in Halle was 23 years. The gender distribution was approximately even in the samples from both Münster and Halle.
Information on the trends of PFOS and PFOA in this study is given in the EFSA CONTAM Panel ( 2018 ) Opinion.
PFHxS: no particular trend was observed for either the Münster or Halle samples. In the samples from Münster, the mean concentration in males varied between 1.28 ng/mL in 1985 and 2.49 ng/mL in 2002. The lowest observed mean concentration in males from Halle was 1.21 ng/mL in 1995, while it was 1.91 ng/mL in 2003.
PFNA: in the Münster samples, a steep increase was observed from 1982, with a mean concentration in males of 0.13 ng/mL, to 1989 where the mean concentration in males was 1.58 ng/mL. Following this, a decreasing trend was observed up to the year 2000. The mean concentration in males was then 0.34 ng/mL. From 2000 to 2006, the concentration increased again, with a mean concentration in males of 0.95 ng/mL in 2006. In the Halle samples, the concentration of PFNA was quite stable from 1995 to the end of the century, with a mean concentration in males of 0.30 ng/mL in 1995. From around the year 2000, an increasing trend was observed with a mean concentration in males of 0.86 ng/mL in 2008.
PFDA: an increasing concentration was observed in the Münster samples from 1982 up to 2006 after which it seemed to stabilise. The mean concentration in males was 0.061 ng/mL in 1982 while it was 0.42 ng/mL in 2006. A comparable trend and similar concentrations were observed for the Halle samples.
PFUnDA: the trend in the Münster samples was similar to the trend for PFOS and PFOA with an increasing trend from 1982 to around 1990, followed by decreasing concentrations between 1990 and 1995 and a new increasing trend from 1995 to 2009. The mean concentration in males in 1982 was 0.034 ng/mL while it was 0.218 ng/mL in 1989 and 0.127 ng/mL in 2009.
No particular trends were observed for the remaining detected substances (PFHxA, PFHpA, PFDoDA, PFTrDA, PFTeDA, 8:2 diPAP, PFDS, EtFOSAA).
The general trends observed in the time‐trend studies (see Appendix B , Table B.1 ) can be summarised as follows: (i) the concentrations of most PFSAs and PFCAs increased from the early 1970s up to around the year 2000, (ii) the concentrations of PFOS and PFOA have in most studies been observed to decrease from approximately the year 2000, while in many studies, PFNA, PFDA and PFUnDA have increased or at least remained stable during the same time period, (iii) variable trends have been reported for PFHxS, while no particular change has been reported for some of the PFASs that are present in low concentrations in humans. This is in line with the conclusions in a recent review on time trends of PFASs (Land et al., 2018 ).
In Appendix B , Tables B.2 and B.4 , concentrations of all PFASs included in this Opinion in plasma and serum from adults and children are reported, respectively. Furthermore, in Appendix B (Table B.3 ), concentrations of PFHxA and FOSA in whole blood are presented. European studies with samples collected from general populations in 2007–2008 and onwards are included. For the time‐trend studies, only results from the most recent years have been included. Descriptive statistics summarising the studies in Appendix B , Tables B.2 – B.4 , are presented in Tables 16 and 17 for adults and Tables 18 and 19 for children, respectively. The summary statistics on PFOS and PFOA are given in the EFSA CONTAM Panel et al. ( 2018 ) Opinion but are also included in Tables 16 – 19 for comparison.
Despite variations in design, populations (e.g. sex, age, race), analytical methods and geographic location the median concentrations in the different European studies are similar, with ratios between the highest and lowest median concentration usually being less than 10. The European levels are also comparable to levels observed in general populations world‐wide (Haines and Murray, 2012 ; Khalil et al., 2016 ; Wan et al., 2013 ; Zhang et al., 2014a ).
No European studies reporting concentrations of PFHxDA, PFODA and EtFOSE were identified. Two studies from Australia and China have reported that PFHxDA and PFODA were determined, but not observed above LOD (< 0.2 ng/mL) in any of the samples (Eriksson et al., 2017 ; Gao et al., 2016 ).
Summarising statistics describing serum concentrations of perfluoroalkyl carboxylic acids (PFCAs) in the European adult population based on studies included in Tables B.2 and B.3 in Appendix B (from 2007–2008 and onwards)
NR: not reported; LOQ: limit of quantification.
For studies with median concentration lower than LOQ, the LOQ was used for calculations. For studies reporting the concentrations in ng/g it was assumed that 1 g = 1 mL of serum/plasma.
Data from EFSA CONTAM Panel ( 2018 ) Opinion.
Based only on studies where median levels were reported.
Only studies where median is > LOQ are included in this number.
Summarising statistics describing serum concentrations of perfluoroalkyl sulfonic acids (PFSAs) and other selected PFASs in the European adult population based on studies included in Table B.2 and B.3 in Appendix B (from 2007–2008 and onwards)
NR: not reported; LOQ: limit of quantification.
For studies with median concentration lower than LOQ, the LOQ was used for calculations. For studies reporting the concentrations in ng/g, it was assumed that 1 g = 1 mL of serum/plasma.
Data from EFSA CONTAM Panel ( 2018 ) Opinion.
Based only on studies where median levels were reported.
Only studies where median is > LOQ are included in this number.
Summarising statistics describing serum concentrations of perfluoroalkyl carboxylic acids (PFCAs) in the European children population based on studies included in Table B.4 in Appendix B (from 2007 to 2008 and onwards)
P95: 95th percentile; IQR: interquartile range; LOQ: limit of quantification.
For studies with median concentration lower than LOQ, the LOQ was used for calculations. For studies reporting the concentrations in ng/g, it was assumed that 1 g = 1 mL of serum/plasma.
Data from EFSA CONTAM Panel ( 2018 ) Opinion.
Based only on studies where median levels were reported.
Only studies where median is > LOQ are included in this number.
Summarising statistics describing serum concentrations of perfluoroalkyl sulfonic acids (PFSAs) in the European children population based on studies included in Table B.4 in Appendix B (from 2007–2008 and onwards)
IQR: interquartile range; LOQ: limit of quantification.
For studies with median concentration lower than LOQ, the LOQ was used for calculations. For studies reporting the concentrations in ng/g, it was assumed that 1 g = 1 mL of serum/plasma.
Data from EFSA CONTAM Panel ( 2018 ) Opinion.
Based only on studies where median levels were reported.
Only studies where median is > LOQ are included in this number.
Fluorochemical production workers have in several studies been reported to have elevated exposure to PFASs. Most frequently, levels of PFOS and PFOA are presented, with mean concentrations typically in the range 500–7,000 ng/mL (Fromme et al., 2009 ), but also studies on PFHxS have been described with geometric mean concentrations up to 700 ng/mL (Olsen, 2015 ). In Olsen ( 2015 ), levels in fluorochemical production workers have been discussed in further detail.
Elevated concentrations of a range of PFCAs in serum from professional ski waxers have been reported in two Nordic studies (Freberg et al., 2010 ; Nilsson et al., 2010 ). As an example, in a Swedish study, the whole blood concentrations of PFNA were in the range 0.8–163 ng/mL, while the range of concentrations for PFDA and PFUnDA were 0.9–24 ng/mL and 0.1–2.8 ng/mL, respectively.
Several studies have found increased concentrations of different PFSAs and PFCAs in blood from firefighters compared to the general population. In a study from Australia, elevated serum levels of PFOS and PFHxS were observed (Rotander et al., 2015 ). Median concentrations of 66 and 25 ng/mL were reported for PFOS and PFHxS, respectively. The PFOS and PFHxS concentrations were around 6–15 times higher than the corresponding concentrations in the general population. Elevated concentrations of PFOA, PFNA and PFDA compared to the general US population were observed in two studies on Californian firefighters (Dobraca et al., 2015 ; Shaw et al., 2013 ). Further, Tao et al. ( 2008 ) concluded that New York State employees and National Guard personnel were exposed to PFSAs and PFCAs, especially PFOA, PFNA and PFHxS, through inhalation of dust and smoke released during and after the collapse of the World Trade Center. In a study on Finnish firefighters, PFNA and PFHxS concentrations in serum increased during three consecutive training sessions, although this was not possible to test statistically due to few included individuals (Laitinen et al., 2014 ).
Drinking water contaminated with PFASs has been identified in many countries, and several biomonitoring studies have observed elevated concentrations of PFASs in blood from general populations drinking the contaminated water (ATSDR, 2013 ; Frisbee et al., 2009 ; Gyllenhammar et al., 2015 ; Hölzer et al., 2008 ; Ingelido et al., 2018 ; Jakobsson et al., 2014 ; MDH, 2012 ). Most of the studies have focused on PFOA and PFOS, but also increased concentrations of other PFASs such as PFHxS and PFNA are described. For example, in a study from Sweden, a maximum concentration of PFHxS of 1,790 ng/mL was reported (Li et al., 2018a ). These findings emphasise that, even though most general populations worldwide are similarly exposed to PFSAs and PFCAs, elevated exposure may be experienced by large populations (Post et al., 2012 ).
Exposure to PFASs can occur throughout our entire lives. Trans‐placental transfer has been confirmed for many PFASs (Apelberg et al., 2007a ; Fisher et al., 2016 ; Gützkow et al., 2012 ; Kim et al., 2011a ; Ode et al., 2013 ; Porpora et al., 2013 ; Zhang and Qin, 2014 ; Zhang et al., 2013c ), and the exposure continues after birth among others through breastfeeding (Fromme et al., 2010 ; Haug et al., 2011b ; Papadopoulou et al., 2016 ).
In contrast to some other environmental contaminants, no clear regional differences in PFAS concentrations have been reported for general populations, but there are indications that low income countries may have somewhat lower prevalence of these compounds (Fromme et al., 2009 ; Kannan et al., 2004 ).
The body burden of PFASs may be influenced by several biological factors. In general, lower concentrations have been observed in women compared to men (Bjermo et al., 2013 ; Fromme et al., 2009 ; Haines and Murray, 2012 ; Ingelido et al., 2010 ). Factors that may explain this are differences in exposure (Kato et al., 2015a ), physiological differences including urinary elimination (Han et al., 2012 ), menses (Wong et al., 2014 ), use of oral contraceptives (Rush et al., 2018 ), pregnancy and lactation (Brantsæter et al., 2013 ). The relation between PFAS concentrations and age is more questionable (Fromme et al., 2009 ), and due to temporal changes in exposure, it is hard to distinguish between the effect of age and the effect of changes in exposure (Nøst et al., 2014 ). However, due to long elimination half‐lives for several PFASs (see Section 3.3.1 ), bioaccumulation and thereby increasing concentrations with increasing age, is anticipated.
With respect to ethnicity, lower PFSA and PFCA concentrations have been reported in Mexican Americans compared to non‐hispanic whites (Calafat et al., 2007 ; Khalil et al., 2016 ). The effect of body weight/body mass index (BMI) on PFAS concentrations in blood has been evaluated in many studies, and both inverse associations (Eriksen et al., 2011 ; Kato et al., 2014 ; Lauritzen et al., 2016 ), positive associations (Halldorsson et al., 2008 ) and no associations (Rylander et al., 2009 ) have been reported. Also, the impact of socio‐economical status on the concentrations of PFASs in blood has been assessed in a range of studies. Increasing PFAS concentrations with increasing income has frequently been reported (Calafat et al., 2007 ; Nelson et al., 2012 ; Brantsæter et al., 2013 ; Kato et al., 2014 ; Jain, 2014 ; Sagiv et al., 2015 ), while the impact of education is not as clear (Apelberg et al., 2007b ; Calafat et al., 2007 ; Halldorsson et al., 2008 ; Nelson et al., 2012 ; Brantsæter et al., 2013 ; Kato et al., 2014 ; Jain, 2014 ; Sagiv et al., 2015 ).
The relative contribution of different PFASs in blood varies between individuals. In Figure 10 , the relative contribution based on medians of medians presented in Tables 16 and 17 (adults) and Tables 18 and 19 (children) are shown. The seven most prominent PFASs (PFOS, PFOA, PFHxS, PFNA, PFDA, PFUnDA, PFHpS) contributed with 96.6% and 93.4% of the total for adults and children, respectively. As can be seen from Figure 10 , for adults the most prominent PFAS was PFOS (64%) followed by PFOA (16%), PFHxS (5.6%) and PFNA (5.1%). For children, PFOS and PFOA contributed almost the same with 35.0% and 36.6% of the total, followed by PFNA (8.8%) and PFHxS (6.7%). Also in most of the individual studies contributing to calculations of medians of medians, both for adults and children, these four PFASs were predominant (e.g. Fromme et al., 2010 ; Haug et al., 2011b ; Bjermo et al., 2013 ; Bao et al., 2014 ; Denys et al., 2014 ; Mørck et al., 2015 ; Bach et al., 2016 ; Hansen et al., 2016 ; Papadopoulou et al., 2016 ; Stubleski et al., 2016 ; Bartolome et al., 2017 ; Grandjean et al., 2017a ; Sochorová et al., 2017 ; Timmermann et al., 2017a ; Averina et al., 2018 ; Heffernan et al., 2018 ; Ingelido et al., 2018 ). As can be noted from Figure 10 , the relative contribution of the different PFASs differs between children and adults. Several factors may partly explain this, such as differences in the transplacental transfer of various PFASs, differences in the relative transfer of PFASs during breastfeeding, and differences in the relative contribution of various exposure pathways for children and adults.
Pair‐wise correlations between PFAS concentrations have been assessed in several studies. Pair‐wise correlations for the four most prominent PFASs in general European populations (PFOA, PFNA, PFHxS and PFOS) were summarised based on various studies (without known pronounced contamination of drinking water) from Table B.2 in Appendix B (Bao et al., 2014 ; Cariou et al., 2015 ; Hansen et al., 2016 ; Bach et al., 2016 ; Sochorová et al., 2017 ; Ingelido et al., 2018 (non‐exposed subjects)). High correlations indicate similar exposure pathways among PFASs, while low correlations indicate distinct exposure pathways for specific compounds. The correlations varied to a large extent for all compounds (PFOS vs. PFOA: 0.40–0.71; PFOS vs. PFHxS: 0.38–0.83; PFOS vs. PFNA: 0.46–0.89; PFOA vs. PFHxS: 0.23–0.87; PFOA vs. PFNA: 0.58–0.82; PFNA vs. PFHxS: non‐significant–0.74). This shows that it is difficult to predict concentrations of one PFAS based on another PFAS.
The relative contribution of various perfluoroalkyl substances (PFASs) based on medians of median serum concentrations in biomonitoring studies in Europe for adults presented in Tables 16 and 17 and for children presented in Tables 18 and 19
PFCAs and PFSAs may exist as both linear and branched isomers (see Section 1.3.1 ). So far most studies have been focussing on isomers of PFOS and PFOA (see Section 1.3.1 of EFSA CONTAM Panel, 2018), but isomer patterns may be of particular interest for exploring sources of exposure also for other PFASs (Martin et al., 2010 ; Miralles‐Marco and Harrad, 2015 ).
Taken together, blood serum and plasma have been the most commonly used matrices for biomonitoring of PFASs, even though for some specific compounds, whole blood may be more appropriate. Different time trends have been observed for the various PFASs the last 50 years. Generally, decreasing concentrations have been observed for PFOS, PFOA and in some studies PFHxS after the year 2000, while the concentrations of PFNA, PFDA and PFUnDA have increased in the same time span. In samples collected from general populations in 2007/2008 and onwards, the median of the median concentrations of all PFASs (except for PFOA and PFOS) in all included studies were below 1 ng/mL for both adults and children. However, considerably higher concentrations have been observed for some individuals, and for occupationally exposed adults with for example mean PFHxS concentrations up to 700 ng/mL. Further, higher levels have also been reported following elevated exposure from for instance contaminated drinking water. Age, gender and socio‐economic status may also have an impact on the determined PFAS concentrations.
With a few exceptions, information is missing as to whether or not linear or branched forms of PFASs were applied. The NOEL/LOEL and NOAEL/LOAEL values indicated have been derived by the authors and agreed by the CONTAM Panel, unless otherwise stated.
Considering the limited number of published data on acute exposure effects, studies on oral as well as non‐oral exposure were considered. Reports on effects following acute exposure to PFOS and PFOA, which have been published between 2008 and 2016, are documented in the previous Opinion (EFSA CONTAM Panel, 2018 ).
For the group of PFCAs, studies on PFHxA and PFDA were identified. The LD 50 for PFHxA ranged between 1,750 and 5,000 mg/kg bw in female rats and for PFDA between 120 and 129 mg/kg bw in female mice. In male mice, PFDA lowered major transporters for bile acids into the liver; as a result, 80 mg/kg bw increased serum bile acid concentrations. The same dose elevated the hepatic expression of Mrp3 and Mrp4 interfering with the efflux of bilirubin and bile acids to serum. Hepatocellular injury and inflammation at 50–80 mg of PFDA/kg bw were reported as well.
With regard to other PFASs, EtFOSE did not alter peroxisomal ß‐oxidation or relative liver weights, when applied i.p. to male rats at 100 mg/kg bw. Cynomolgus monkeys, treated with a single dose of 9 mg PFOS/kg bw by gavage, showed no significant alterations. A single gavage of 8:2 FTOH at 500 and 2,000 mg/kg bw exerted no effects in male and female rats. For details, see Appendix D .
Studies on effects following repeated exposure to PFOS and PFOA, which have been published between 2008 and 2016, are documented in the previous Opinion (EFSA CONTAM Panel, 2018 ).
The available repeated dose studies for PFBA, PFHxA, PFHpA, PFNA, PFDA, PFUnDA, PFDoDA, PFTeDA, PFHxDA and PFODA are listed in Appendix E , Table E.1 . Reports on effects following repeated exposure to PFOA, which have been published between 2008 and 2016, are documented in the EFSA Opinion of 2018. For PFTrDa, no studies have been identified.
In two independent studies, PFBA increased the liver weight in male mice (28 days) and male rats (28 or 90 days) at oral doses of 35 (Foreman et al., 2009 ) and 30 mg/kg bw per day (Butenhoff et al., 2012 ), respectively. Butenhoff et al. ( 2012 ) treated male and female SD rats (10/sex per group) by gavage with ammonium PFBA at doses of 0, 6, 30 and 150 mg/kg bw per day for 28 days and at doses of 0, 1.2, 6 and 30 mg/kg bw per day for 90 days. At the lowest dose, there were no treatment‐related alterations in females. In males, PFBA induced dose‐dependently an increased liver weight, accompanied by hepatocellular hypertrophy and coagulative necrosis. In females, the relative liver weight remained unchanged. In males, total serum cholesterol was lowered. Thyroid follicular hypertrophy and hyperplasia were also noted. In the 28‐day study, a reduced total and free serum thyroxin level was observed in males already at 6 mg/kg bw per day but no changes occurred in female animals in any group. In the 90‐day study, the serum thyroxin levels were decreased again in males only at 30 mg/kg bw per day. The considerably higher NOAEL in females was attributed to significantly lower levels of PFBA in serum and the liver, e.g. after 28 days of 150 mg PFBA/kg bw per day levels reached 82.2 μg/mL serum and 37.4 ug/g in males, while females showed levels of 10.2 μg/mL serum and 2.7 μg/g in liver tissue only. The same trend could be seen also after 90 days of 30 mg PFBA/kg bw per day. Females exhibited 5.2 μg/mL serum and 0.9 ug/g liver tissue and males 52.2 μg/mL serum and 16.1 μg/g liver.
PFHxA , increased absolute and relative liver weights after oral application in male and female rats (Chengelis et al., 2009 ; Loveless et al., 2009 ; NTP, 2019a ; WIL Research Laboratories, 2005 ) and after i.p . application in female mice (Kudo et al., 2006 ) occurring at doses of 100 mg/kg bw per day and above. In male rats, liver enzymes in serum were increased at 20 mg/kg bw per day (Loveless et al., 2009 ). The most sensitive parameter was increased relative kidney weight in male animals, treated with the lowest dose of 10 mg/kg bw per day for 90 days (Chengelis et al., 2009 ). This finding could not be reproduced by another study, applying the same rat strain and treating the animals for an almost identical period of time (Loveless et al., 2009 ). Here, an increased relative kidney weight occurred in both sexes only at the highest dose of 500 mg/kg bw per day. Further sensitive endpoints were degenerations and atrophy in the nasal cavity occurring in male and female rats at 100 mg/kg bw per day (Loveless et al., 2009 ). Loveless et al. ( 2009 ) performed also a one‐generation reproduction study in rats (see Section 3.3.3.3.3 ). In this part of the study, body weight of parental males was reduced at 500 mg/kg bw per day after exposure for approximately 105 days.
In the NTP ( 2019a ) study, male SD rats exhibited 1.6‐ to 2.9‐fold higher plasma concentration compared to females, which was consistently seen among all treatment groups. Increased relative liver weight occurred at doses of 250 (males) and 500 mg/kg bw per day (females) and above. Serum cholesterol concentrations were significantly decreased in all male dose groups. Lowered haematocrit, haemoglobin and RBC were evident in males from 62.6 and in females from 250 mg/kg bw per day upwards. ALT, AST were elevated in both sexes at 500 mg/kg bw per day. Total thyroxine (T4), free T4 and triiodothyronine (T3) concentrations were significantly decreased in all male dose groups, while females exhibited no alterations. In the histopathological evaluations, the most prominent findings were degeneration and hyperplasia of the olfactory epithelium occurring in both sexes at doses of 250 mg/kg bw per day and above.
A few studies on the subacute effects of i.p . administration of PFHpA indicate that PFHpA induces peroxisomal ß oxidation enzymes in rats at a dose of 160 mg/kg bw per day (sex not specified) and in male mice at 20 mg/kg bw per day. PFHpA elevates the relative and absolute liver weight in male mice (Abe et al., 2017 ; Kudo et al., 2000 , 2006 ). Female mice required higher doses to show liver enlargement and induction of peroxisomal ß‐oxidation (Kudo et al., 2006 ).
Reports on PFOA , being published between 2008 and 2016 are documented in the previous Opinion (EFSA CONTAM Panel, 2018 ). In the NTP ( 2019a ) study on PFOA male SD rats exhibited increased absolute and relative liver weights as well as increased relative kidney weights at 0.625 mg/kg bw per day, when given for 28 days. Relative and absolute liver weights were elevated also in other studies applying doses above 1 mg/kg bw per day to mice or rats (Hui et al., 2017 ; Wang et al., 2017b ; Wu et al., 2018 ; Zheng et al., 2017 ). Li et al.. ( 2019a ) showed that the PFOA‐induced liver enlargement was due to elevated hepatocellular DNA replication, as demonstrated in mice receiving 1 mg/kg bw per day for up to 8 weeks.
With regard to hepatotoxic effects of PFOA, male rats exhibited increased ALT and ALP serum levels at already 0.625 mg/kg bw per day (NTP 2019a ). PFOA elevated transaminases and induced hepatocellular necrosis at 1 mg/kg bw per day and above also in mice (Hui et al., 2017 ; Wu et al., 2018 ) and increased the malondialdehyde concentration in rat liver at 5 mg/kg bw per day.
Most of the recent studies on PFOA focused on metabolic effects of this compound. PFOA‐exposed mice showed elevated hepatic peroxisomal ß‐oxidation, reduced triglyceride and free fatty acid contents in serum, as well as elevated levels of hepatic triglycerides (Hui et al., 2017 ). Liver sections displayed visible vacuolation of hepatocytes. This was associated with upregulated mRNA as well as protein of hepatic lipoprotein lipase (LPL) and fatty acid translocase (CD36) and downregulated mRNA and protein of apolipoprotein‐B100 (APOB). These findings suggest dysregulations of fatty acid trafficking. Also, Wang et al. ( 2017b ) observed that the frequency of CD36‐positive cells was elevated and of ApoB‐positive cells reduced. Li et al. ( 2019a ) reported that in mice, kept on a high‐fat diet, 1 mg PFOA/kg bw per day decreased the severity of hepatic steatosis within a treatment period of 2–16 weeks.
Zheng et al. ( 2017 ) studied the impact of PFOA on liver glucose homoeostasis. In male mice 4 weeks of 1.25 mg/kg of PFOA per day increased fasting blood glucose levels and decreased glycogen and glucose content in the liver. In blood insulin levels remained unchanged while those of glucagon were elevated, possibly contributing to the lowered protein levels of glycogen synthase and elevated levels of glucokinase in the liver and to the hyperglycaemia observed in the treated animals. PFOA exposure did not affect muscle glucose or glycogen levels. Indirect calorimetry revealed elevated energy consumption in PFOA‐treated animals. The findings give indication that PFOA may induce glycogenolysis and gluconeogenesis in murine livers. In contrast to observations of Zheng et al. ( 2017 ), Wu et al. ( 2018 ) found dose‐dependent but insiginificant increases in insulin and decreases in glucose in blood of fasted mice, starting at 1 mg PFOA/kg bw per day. This was associated with increased insulin‐positive cells in the pancreas of the animals. Furthermore, PFOA downregulated the protein amount of hepatocellular fibroblast growth factor 21 (FGF21) dose‐dependently. In the liver, FGF21 expression is regulated by PPARα and the effect of this hepatokine is additive to the activity of insulin with regard to glucose uptake in the peripheral tissues. The observations of Zheng et al. ( 2017 ) and Wu et al. ( 2018 ) indicate complex alterations in the regulation of carbohydrate metabolism.
In the NTP study (NTP, 2019a ), many haematological and clinical chemistry parameters were altered in male rats at already 0.625 mg/kg bw per day, such as decreased serum cholesterol and triglycerides, increased albumin/globulin ratios and lowered levels in T3, free and total T4. In females, some of these alterations occurred at much higher doses, such as elevated albumin/globulin ratios at 12.5 mg/kg bw per day or lowered total and free T4 at 100 mg/kg/bw per day. At the pathohistological examination, cytoplasmic changes of hepatocytes and degeneration and inflammation in the olfactory epithelium were observed at 0.625 mg/kg bw per day in the males. Similar changes were seen in females at 12.5 or 25 mg/kg bw per day and above. This indicates a marked sex difference in the sensitivity towards PFOA, related to the much lower serum levels in female rats.
For PFNA, most repeated‐dose toxicity studies focused on hepatic effects. Sensitive endpoints were increased relative liver weight and increased intrahepatic levels of total cholesterol and triglycerides in male mice at 0.2 mg/kg bw per day (Wang et al., 2015a ), and decreased serum HDL and cholesterol at 0.2 mg/kg bw per day in male rats (Fang et al., 2012a , b ). Hepatotoxic effects, as indicated by elevated serum transaminases, became evident at 1 mg/kg bw per day and more (Fang et al., 2012b , 2015 ; Wang et al., 2015a ). Subsequent studies (Abe et al., 2017 ; Das et al., 2017 ; Rosen et al., 2017 ) focused on the MoA of PFNA and applied doses of 1 mg/kg bw per day and above (see also Section 3.3.5 ). Again, increased relative and absolute liver weights as well as intrahepatic lipid storage were reported. Das et al. ( 2017 ) showed a decrease in DNA content per mg liver but an overall increase in the amount of total DNA per liver, suggesting both hypertrophy and hyperplasia, as also shown for PFOA in this study.
In the NTP study (NTP, 2019a ) on PFNA, most male and female animals died at the higher dose groups (5 and 10 mg/kg bw per day for males, 12.5 and 25 mg/kg bw per day for females). Body weights decreased at lower dose levels. The absolute and relative liver weights and the relative kidney weights were increased, starting at 0.625 mg/kg bw per day in male and 1.56 mg/kg bw per day in female SD rats. Blood cholesterol was consistently lowered in males exposed to 0.625 and 1.25 mg/kg bw per day but not in those exposed to 2.5 mg/kg bw per day, while in females, no changes were found. Urea concentrations and the albumin/globulin ratio were elevated in almost all dose groups in males and in females at 3.12 and 1.56 mg/kg bw per day, respectively. In male rats, increased bile acid concentrations were evident at 0.625 mg/kg bw per day, followed by elevated bilirubin, AST, ALT and ALP at 1.25 mg/kg bw per day. In females, similar alterations were observed at higher PFNA doses, possibly related to the lower serum levels in females at similar doses. In almost all PFNA‐treated groups of males, free and total T4 concentrations were decreased. In the histopathological evaluations, alteration in the cytoplasm and hypertrophy of hepatocytes was the most sensitive endpoint occurring already at the lowest doses in both sexes.
Kawashima et al. ( 1995 ) treated male rats with a diet containing PFDA at concentrations ranging from 1.5 to 12 mg/kg bw per day for 1 week. PFDA treatment induced absolute and relative liver weights, peroxisomal beta‐oxidation, microsomal 1‐acylglycerophosphocholine acyltransferase and cytosolic long‐chain acyl‐CoA hydrolase in a dose‐dependent manner. In male and female rats, PFDA was a potent inducer of peroxisomal ß‐oxidation in the liver; hepatic concentrations of PFDA were similar in both sexes (Kudo et al., 2000 ). Abe et al. ( 2017 ) observed an increased relative liver weight in mice at an i.p. dose of 20 mg/kg bw per day.
Frawley et al. ( 2018 ) reported on the effects of PFDA on the immune system, when administered by gavage to female rats and mice for a period of 28 days (for further details, see Section 3.3.3.5 ). The authors provide some additional information on the changes in the organ weights. In female SD rats, the relative liver weight was increased from 0.125 mg/kg bw per day onwards, the absolute liver weight and relative kidney weight at 0.25 mg/kg bw per day and above and the absolute kidney weight at the highest dose of 0.5 mg/kg bw per day. At this dose single necrotic hepatocytes occurred in the centrilobular region in 3/8 rats. Mice were less sensitive than rats and showed an increased relative and absolute liver weight from 0.625 mg/kg bw per day and elevated relative spleen weight from 1.125 mg/kg bw per day onwards.
In the NTP study (NTP, 2019a ) on PFDA absolute and relative liver weight were increased in both, male and female SD rats, from the lowest dose onwards. The relative and absolute weight of the thyroid gland was elevated in females only at 0.312 mg/kg bw per day and above, whereas males showed decreased absolute weights of adrenal glands in all dose groups. The albumin/globulin ratio significantly increased with 0.156 mg/kg bw per day or greater in both sexes. A decrease in blood cholesterol levels was evident in males at the three lower dose groups only and in females only at the high dose. ALT, AST and ALP were significantly elevated at lower doses in both, male and female rats. Free and total T4 concentrations were lowered in males at the higher PFDA dose groups, while females showed only a decreased fT4 level at the highest dose level. In the histopathological evaluations, alteration in the hepatocellular cytoplasm and hypertrophy was the most sensitive endpoint occurring already at the lowest doses in both sexes.
For PFUnDA , decreases in body weight gain in male and female rats were noted, which were most pronounced at the highest dose (Takahashi et al., 2014 ). Further effects were increases in relative liver weight, blood urea nitrogen, centrilobular hypertrophy of hepatocytes and focal hepatocellular necrosis. A decrease in serum cholesterol observed at 0.3 mg/kg bw per day was not evident at the highest dose of 1 mg/kg bw per day. The most sensitive parameter was an increase in the relative liver weight in the males at the dose of 0.3 mg/kg bw per day.
When PFDoDA was applied to male and female rats, the most consistent treatment‐related effects were described for the liver. The majority of alterations occurred at gavage doses of 0.5 mg/kg bw per day and above, and comprised increases in relative liver weight and serum ALP (Kato et al., 2015b ; Liu et al., 2016 ). Several studies provided direct or indirect evidence for intrahepatic lipid peroxidation (Liu et al., 2016 ; Zhang et al., 2008 ). Lowered serum cholesterol, altered blood levels of albumin and glucose, as well as renal alterations occurred in an inconsistent way.
PFTeDA was administered to male rats by daily gavage at 1, 3 or 10 mg/kg bw per day for 42 days. One of the most sensitive endpoints was the lowered absolute weight of the seminal vesicles occurring at 1 mg/kg bw per day. The middle and the high dose caused increases in relative and absolute liver weight, hepatocyte hypertrophy and fatty changes in the centre of liver lobules, reduced absolute and relative weight of the pituitary gland, reduced hindlimb strength, as well as follicular cell hypertrophy in the thyroid gland (Hirata‐Koizumi et al., 2015 ).
PFHxDA was applied at 4, 20 or 100 mg/kg bw by daily gavage to male rats for 6 weeks. Liver enlargement, hepatocellular hypertrophy and steatosis and an elevated relative weight of the thyroid gland were observed mainly at the dose of 100 mg/kg bw per day (Hirata‐Koizumi et al., 2015 ).
Hirata‐Koizumi et al. ( 2012 ) treated male rats with PFODA at 0, 40, 200 or 1,000 mg/kg bw per day by gavage for 42 days. Rats were mated after about 2 weeks of treatment. Alterations of the liver (increased absolute and relative liver weight, centrilobular hepatocyte hypertrophy, necrosis) and of haematological parameters (decreased red blood cells count, lowered haemoglobin/haematocrit) appeared to be the most sensitive endpoints and occurred at a dose of 200 mg/kg bw per day.
In summary , the most consistent and most sensitive endpoint was the increased relative liver weight, especially in male rodents, seen for all PFCAs studied. The disturbances in lipid metabolism, hepatotoxic effects and signs of cholestasis were mostly evident at higher dose levels. For some PFCAs increased relative kidney weight, alterations of the mucosa in the nasal cavity and olfactory epithelium and disturbed thyroid hormone levels were among the most sensitive endpoints. For details, see Appendix E .
The available repeated dose studies for PFBS, PFHxS and PFOS (appearing after literature deadline of the previous Opinion (EFSA CONTAM Panel, 2018 )) are listed in Appendix E , Table E.2 . For PFHpS and PFDS, no studies have been identified.
In a 4‐week study, PFBS lowered phosphorus and potassium in the serum and increased relative and absolute liver weights in male rats at 300 and 900 mg/kg bw per day (NICNAS, 2005 ). No alterations were noted for female rats. Lieder et al. ( 2009a ) treated male and female rats with PFBS at 0, 60, 200 and 600 mg/kg bw per day by gavage for 90 days. The most sensitive endpoints were decreased absolute and relative spleen weights. Further treatment‐related effects comprised haematological parameters, such as decreased haemoglobin concentration and haematocrit. Histological alterations in the kidneys were found at the two highest doses (modest hyperplasia of the epithelial cells of the medullary and papillary tubules and the ducts in the inner medullary region) but were not considered to be adverse due to an absence of any changes in clinical chemistry or urinary parameters. In the liver signs of inflammation became evident at the highest dose in 3 of 10 males and in 4 of 10 female rats. In a further study, Lieder et al. ( 2009b ) noted increased absolute and relative liver weight in male rats at a dose of 300 mg/kg bw per day, applied over a period of 10 weeks.
In the NTP study (NTP, 2019b ) on the effects of PFBS in SD rats, increases in the relative right kidney weights (females) and in relative liver weights (males and females) occurred in most dose groups. Decreases in T3 and free and total T4 occurred in both sexes at all doses applied. Haematocrit, red blood cell counts and blood cholesterol were decreased at most doses in males, but in females, only a decrease in cholesterol was observed and only at the highest dose. Also for this PFAS, serum levels were lower in females than males. An increased albumin/globulin ratio was evident in males at females at 125 mg/kg bw per day and above. In the histopathological evaluation, hepatocellular cytoplasmic alteration and hypertrophy became evident at 125 mg/kg bw per day and above. Animals exhibited degeneration, necrosis, inflammation and/or hyperplasia of the olfactory epithelium, being significant at 125 mg/kg bw per day in females and at 250 mg/kg bw per day in males.
Butenhoff et al. ( 2009 ) treated male SD rats with PFHxS at 0, 0.3, 1, 3 or 10 mg/kg bw per day by gavage, during cohabitation (see Section 3.3.3.3 ). At day 42, low doses of PFHxS reduced serum cholesterol and prothrombin time (0.3 mg/kg bw per day corresponding to 44.2 μg/mL of PFHxS in serum). The prolonged prothrombin time at 0.3 mg/kg bw per day was not evident at the next higher dose. Increased liver‐to‐body weight ratio, centrilobular hepatocellular hypertrophy, hyperplasia of thyroid follicular cells and decreased haematocrit occurred at 3 mg/kg bw per day (corresponding to 128.7 μg/mL serum or 338.7 μg/g liver tissue). Decreased body weight gain and elevations in serum albumin, BUN, ALP, Ca 2+ and albumin/globulin ratio were observed at the highest dose only. Similar findings were reported in an industry study, reviewed by the Swedish EPA ( 2012 ).
Das et al. ( 2017 ) studied the impact of PFHxS on hepatic gene expression patterns and lipid metabolism in male mice (see section on mode of action). An elevated relative liver weight was observed at a dose of 3 mg/kg bw per day and above; the increases in organ weight appeared to be due to hepatocellular hypertrophy, as reflected by decreases in DNA content per mg of liver (Das et al., 2017 ). Oil Red O stained sections revealed lipid accumulation in PFHxS groups, accompanied by elevated hepatic triglyceride levels and indicating the development of liver steatosis.
Chang et al. ( 2018 ) studied PFHxS for reproductive/developmental toxicity in CD‐1 mice. In F0 males, 0.3–3 mg/kg bw per day was administered before mating, which induced centrilobular hepatocellular hypertrophy at 0.3 mg/kg bw per day and increased relative liver weight at 1 mg/kg bw per day. Decreased serum cholesterol and increased alkaline phosphatase were observed as well. Hepatotoxicity became evident at 3 mg/kg bw per day, as indicated by hepatocellular lipid vesicles and necrotic hepatocytes (see Section 3.3.3.3.1 4 for further study details in relation to reproductive/developmental toxicity).
In the NTP study (NTP, 2019b ) on the potassium salt of PFHxS, absolute and relative liver weights were elevated at 1.25 mg/kg bw per day in males and 3.12 mg/kg bw per day (lowest dose) in females, and above. In males, serum levels of T3, total and free T4 were reduced already at the lowest dose (0.625 mg/kg bw per day). Blood cholesterol levels were lowered from 1.25 mg/kg bw per day upwards. Females showed reductions in total T4 at 6.25 mg/kg bw per day and free T4 at 12.5 mg/kg bw per day, but no significant decrease for T3, and also not for cholesterol. Serum PFHxS levels in females were lower than in males. In the histopathological evaluation, hepatocellular hypertrophy became evident at 2.5 mg/kg bw per day in males only. Female rats exhibited degeneration, necrosis, inflammation and/or hyperplasia of the olfactory epithelium, but in the highest dose group only.
PFOS elevated the relative liver weight in mice at already 0.2 mg/kg bw per day, when applied over a period of 4 weeks (Huck et al., 2018 ). Elevated levels of ALT were reported for rats after treatment with 1 mg/kg bw per day for 4 weeks (Han et al., 2018a , b ). This was associated with increased serum levels of the pro‐inflammatory cytokines TNFα and IL6, elevated content of malondialdehyde (a lipid peroxidation product), a decrease in glutathione and increased occurrence of macrophages in the liver. This may indicate hepatocellular lipid peroxidation and damage, followed by a pro‐inflammatory response in the affected organ. Similar alterations were observed by Lv et al. ( 2018 ) and Su et al. ( 2019 ), after application of 10 mg/kg bw per day for 3 weeks to mice. At doses of approximately 0.6 mg/kg bw, applied every second day over a period of a month, DNA fragmentation became obvious, which may be a primary effect of PFOS or secondary due to induction of apoptosis or necrosis of hepatocytes (Eke et al., 2017 ). This is substantiated by the observation that PFOS induces caspase‐3 cleavage in the liver (Lv et al., 2018 ). Huck et al. ( 2018 ) reported on hepatic steatosis and elevated levels of blood glucose and serum cholesterol and triglycerides in mice, exposed to 1 mg PFOS/kg bw per day for 6 weeks. Similar alterations were seen when animals were kept on a high‐fat diet. Mechanistic studies revealed that PFOS affected the expression of lipid trafficking genes, such as CD36, the major lipid transporter of cells. The combination of high‐fat diet with PFOS, however, reduced steatosis and hepatomegaly probably by leaving the expression of genes of the lipid‐transport machinery more or less unchanged.
In the NTP study (NTP, 2019b ), increased absolute and relative liver weights were observed in both male and female SD rats at 0.312 mg/kg bw per day. At 0.312 mg PFOS/kg bw per day, serum levels of free and bound T4 were reduced in both sexes, and T3 levels at 0.625 mg/kg bw per day and higher. In males, cholesterol blood levels were lowered from the lowest dose upwards (0.312 mg/kg bw per day), in females only significantly at the highest dose of 5 mg/kg bw per day. Serum levels of PFOS were similar in males and females. In the histopathological evaluation in both sexes, decreased extramedullary haematopoiesis and hypocellularity became evident at 1.25 mg/kg bw per day and hepatocellular alteration (hypertrophy and/or cytoplasmic alterations) at 2.5 mg/kg bw per day.
Lai et al. ( 2018 ) studied the impact of PFOS on the energy metabolism and the gut microbiome by feeding PFOS at 0.3 or 3 mg/kg bw per day to female CD mice over a period of 7 weeks. The authors noted that PFOS treatment elicited disturbances in the lipid and glucose metabolism and changes in the abundance of metabolism‐associated bacteria belonging to the phyla Firmicutes, Bacteroidetes, Proteobacteria and Cyanobacteria in the gut. This was associated with alterations in the gut metabolism of amino acids, methane and butanoate.
In summary , an elevated absolute and relative liver weight was the most sensitive endpoint for PFBS, PFHxS and PFOS. No repeated dose toxicity studies were available for PFHpS and PFDS. Disturbed lipid metabolism, necrosis and inflammation in the liver were mostly seen at higher dose levels. Also disturbed thyroid hormones and alterations in the kidney (PFBS only) were documented . For details, see Appendix E .
The available repeated dose studies for 8:2 FTOH and EtFOSE are listed in Appendix E , Table E.3 . For FOSA and EtFOSA, no studies have been identified.
Iwase et al. ( 2006 ) applied 8:2 FTOH at 240, 480 or 960 mg/kg bw per day via diet to male rats for a period of 2 weeks. The treatment elevated dose‐dependently the relative liver weight and the proportion and content of 18:1 (n‐9) fatty acid due to the induction of palmitoyl‐CoA chain elongase and stearoyl‐CoA desaturase. As a result, there was a relative decrease in 16:0 fatty acid in the liver starting at a dose of 240 mg/kg bw per day. The body weight remained unaffected. Ladics et al. ( 2008 ) treated rats with 0, 1, 5, 25 or 125 mg/kg bw per day for 90 days. There were no treatment‐related alterations in body weight, food consumption or neurobehavioural parameters. The liver was the main target organ, as indicated by increased organ weight and focal necrosis, peroxisome proliferation and induction of hepatic β‐oxidation at 25 mg/kg bw per day and above. Chronic progressive nephrotoxicity was observed in females at 125 mg/kg bw per day. The authors derived an NOAEL of 5 mg/kg bw per day. Wang et al. ( 2018b ) applied 8:2 FTOH to adult male C57BL/6 mice at 10, 30 and 100 mg/kg bw per day by gavage for 28 days. Liver toxicity became evident by increased absolute and relative liver weights and histological changes comprising vacuolation, cell swelling, immune cell infiltration, karyopyknosis and nuclear swelling. Thymus and spleen were hardy affected. 8:2 FTOH reduced the concentration of glutathione and the activity of superoxide dismutase (SOD) in the serum.
Xie et al. ( 2009 ) treated female rats with EtFOSE at 5.0 mg/kg bw per day for a period of 21 days (once daily by gavage for 5 days per week, no administration on days 6 and 7). The EtFOSE metabolite levels in liver and serum decreased in the order PFOS > FOSA and N‐ethyl perfluorooctanesulfonamidoacetate > perfluorooctanesulfonamidoethanol and EtFOSE. EtFOSE treatment lowered the body growth rate, increased relative liver weight and activity of catalase (uterus), superoxide dismutases (CuZnSOD and MnSOD; liver and uterus) and lowered the activity of glutathione peroxidase (GPX, uterus). Peroxisomal ß‐oxidation activity was elevated on average by 16‐fold but did not reach significance. Absolute weights of liver and absolute and relative weights of uterus, kidney and spleen remained unaffected.
In summary , repeated dose studies were available for 8:2 FTOH and EtFOSE, while for FOSA and EtFOSA, no studies have been identified. 8:2 FTOH treatment increased dose‐dependently the relative liver weight and hepatic β‐oxidation. Liver toxicity became evident by histological changes, comprising vacuolation, cell swelling, immune cell infiltration, karyopyknosis and nuclear swelling. Several EtFOSE metabolites occurred in liver and serum, with PFOS and FOSA being predominant. EtFOSE treatment lowered the body growth rate and increased the relative liver weight. Peroxisomal ß‐oxidation activity was elevated insignificantly. For details, see Appendix E .
The previous Opinion (EFSA CONTAM Panel, 2018 ) documented reproductive and developmental toxicity studies for PFOS and PFOA, which have been published between 2008 and 2016. These studies are included in Appendix F (Tables F.6 – F.8 ), in which also some key studies evaluated by EFSA in the PFOS and PFOA Opinion in 2008 (EFSA, 2008 ) are included. Additional studies (Abbott et al., 2009 ; Keil et al., 2008 ; Suh et al., 2011 ), not reviewed in EFSA CONTAM Panel ( 2018 ), were identified based on the literature list in the previously reviewed studies and these are also included in Appendix F , Tables F.6 and F.7 .
Developmental studies on PFOS show effects in offspring at doses similar to, or below, those showing maternal toxicity (EFSA, 2008 ; EFSA CONTAM Panel, 2018 ). Among effects observed in rats and/or mice are high mortality early after birth, reduced fetal weight, reduced postnatal growth, increased liver weight, anasarca, impaired immune effects, cardiac abnormalities, cleft palate, delayed ossification of bones and a decrease in placental weight and capacity. Increase in liver weight (NOAEL 0.3 mg/kg bw per day) effects on placental physiology (LOAEL 0.5 mg/kg bw per day, NOAEL not determined) and aspects of glucose homoeostasis (LOAEL 0.3 mg/kg bw per day, NOAEL not determined) were the most sensitive endpoints (EFSA CONTAM Panel, 2018 ). One study (Liang et al., 2019 ), that did not change this conclusion, was identified by the updated literature search and included in Appendix F , Table F.6 .
Regarding reproductive effects, in adult male mice reproductive organs and male sex hormone levels were affected by PFOA (NOAEL 0.3 mg/kg bw per day). Among developmental effects in rodents were increased resorption of litters, dead foetuses, reduced postnatal survival (NOAEL 0.3 mg/kg bw per day), impaired development of mammary gland (LOAEL 0.00045 mg/kg bw per day, NOAEL not determined)), reduced postnatal weight, pathological alterations in liver and increased liver weight in pups (LOAEL 0.1 mg/kg bw per day, NOAEL not determined) (EFSA CONTAM Panel, 2018). Relevant studies identified by the updated literature search are included in the Appendix F , Table F.7 (Li et al., 2018b , 2019b ; NTP 2019a ; Song et al., 2018a ), but they did not change these previous conclusions.
The most sensitive developmental effect observed is delayed and impaired development of the mammary gland upon prenatal and early postnatal exposure. The effect is also observed after higher exposure from puberty onwards. Delay in mammary gland development can be documented by decreased scores in whole mounts of mammary glands in early neonatal life or in puberty and later ages, including pregnancy and the first day after birth, or by increased scores in dams at the time of weaning, when the mammary gland is reducing and stopping the milk production in a process called involution (see Section 3.3.5.4 ). Delays were reported in all these stages. The eight studies on the developmental effects on mammary gland were performed in four different mouse strains. They are described in more detail below and summarised in Appendix F , Table F.1 . The table also includes a selection of the PFOA concentrations measured in serum or tissues at different time points, and the NOAEL/LOAEL in each study is indicated. First the studies with exposure in utero and/or via lactation are listed chronologically, followed by studies with pubertal exposure.
Prenatal and early postnatal exposure via milk
White et al. ( 2007 ) studied the consequences of gestational exposure on mammary gland development, since prenatal PFOA exposure in previous studies led to postnatal death and a dose‐related decrease in neonatal body weight, which could be indicative of lower milk production by the dam. Pregnant CD‐1 mice were exposed to 0 and 5 mg/kg bw per day from either GD 1–17, GD 8–17 or GD 12–17. The body weight of offspring at PND 1–20 was reduced in all treated groups. Mammary gland differentiation was significantly reduced in the dams at PND 10 (time of maximal milk production), as assessed by the amount of epithelial tissue filling of the gland and the presence of well‐formed, productive alveoli (presence of milk), after treatment during GD 1–17 and 8–17 (not significant for GD 12–17). At PND 20, the normal presence of apoptotic bodies in the mammary gland during involution at weaning was observed in controls but to a lesser extent in the treated dams. Development of the mammary gland in dams and female pups was scored on a 1 (poor) to 4 (normal) age‐adjusted developmental scale by two independent scorers, blinded to the treatment. The scoring included assessment of the number of primary ducts, number of large secondary ducts, lateral side‐branching, appearance of budding from the ductal tree and longitudinal outgrowth of the epithelia. In the pups, the mammary gland development was significantly impaired at both PND 10 and 20 in all three treatment groups, showing stunted epithelial branching and longitudinal growth. Differences in blood PFOA levels between the groups were small at PND 10, but larger at PND 20, dams and pups treated during GD 1–17 showing the highest levels. Liver PFOA levels in pups also increased with treatment duration at all three time points (PNDs 1, 10 and 20) but were significantly different only at PND 20. The study showed that the susceptible period for mammary gland development in offspring is in late gestation or postnatal.
In a follow‐up study, White et al. ( 2009 ) confirmed that the effects in mammary gland development in pups (examined on PND 29 and 32) were similar when the dams were only treated during GD 15 to 17, as compared to much longer treatments starting at GD 7, 10 or 13 (daily dose 5 mg/kg bw per day). Furthermore, the effects of in utero vs. lactational exposure were investigated by cross‐fostering pups of untreated and treated dams (3 and 5 mg/kg bw per day, GD 1–17 and 5 mg/kg bw per day, GD 8–17). Pups from untreated dams receiving milk from treated dams (5 mg/kg bw per day) had mammary glands with impaired development at all investigated time points (PND 1, 3, 5, 10, 22, 42 and 63). Similar effects were seen in pups exposed in utero and cross‐fostered by untreated dams. The PFOA concentration in serum from treated pups was highest on PND 1 in both the groups nursed by treated and untreated dams. In pups from untreated dams, but nursed by treated dams, levels increased up to PND 10 and to a level similar to that in pups only exposed in utero. At PND 63, the serum levels in all groups of pups were close to that in controls. The study showed that both late gestational or only lactational exposure to PFOA can result in impaired development of mammary glands, and that this can still be observed in adult animals.
Macon et al. ( 2011 ) studied the effect of lower doses during gestation in CD1 mice treated during GD 1–17 (0, 0.3, 1.0, 3 mg/kg bw per day) or during GD 10–17 (0, 0.01, 0.1, 1.0 mg/kg bw per day). Exposure during GD 1–17 led to a decrease in mammary gland development scores in pups at all doses at PND 14, 21, 42 and 84. After exposure during GD 10–17, the overall mammary gland developmental score in pups at PND 21 was dose‐dependently and significantly decreased already at 0.01 mg/kg bw per day, and no NOAEL could be derived. The overall developmental score was composed of, but not restricted to, longitudinal and lateral growth, change in longitudinal and lateral growth, the number of terminal end buds (TEBs) and the number of terminal ends. The number of TEBs was the most sensitive individual parameter and showed a dose‐related reduction at all doses, which was significant at 0.1 and 1.0 mg/kg bw per day. This study confirmed that the impairment of mammary gland development was permanent and that the sensitive period is late gestation or the first weeks postnatally. The LOAEL for exposure during GD 10–17 was 0.01 mg/kg bw per day. This treatment resulted in serum PFOA concentrations in pups of 285, 184, 151, 80 and 17 ng/mL at PNDs 1, 4, 7, 14 and 21, respectively.
White et al. ( 2011 ) performed a three‐generation study, exposing CD‐1 dams (P0) to 0, 1 or 5 mg/kg bw per day from GD 1 to GD 17. In addition, groups of dams dosed with 0 or 1 mg/kg bw per day during GD 1–17 received a continued lifelong exposure to 5 μg/L of PFOA through the drinking water. This started on GD 8 in the dams and continued also in pups throughout F1 and F2 (estimated to correspond to a dose of 0.00045 mg/kg bw per day 29 ). At weaning (PND 22), maternal mammary gland indices were increased in all dosed P0 dams, indicating a delay in involution. The female F1 generation was used for breeding (F1 dams) or assessment of developmental scores (F1 females). Mammary gland development scores were significantly decreased in all treated F1 pup groups on PND 22, 42 and 63, indicating that at the time when F1 females became pregnant, the mammary glands were not fully developed. This effect was still observed in the F1 dams on PND 10, but such changes were not consistently seen on PND 22. Effects of treatment on mammary gland development were also less evident in F2 pups with significant decreases only observed at PND 42 and only in the groups receiving contaminated drinking water. A lactational challenge in F1 dams on PND 10 did not indicate lower milk production or change in time to initiate milk production in any of the dosed groups. Furthermore, growth of the F2 offspring was not altered. Nursing behaviour, such as number of nursing events or duration of nursing per event was not investigated. No other impact such as on the number of live fetuses, prenatal loss, postnatal survival, body and liver weight were reported following chronic exposure to 5 μg/L of PFOA through the drinking water. The serum PFOA concentration increased with age at different developmental time points after chronic exposure to 5 μg/L PFOA in the drinking water and corresponded to a lifetime average serum concentration in F1 females of 60 ng/mL and in F2 females of 51 ng/mL. At PND 22, the serum concentrations were 21 and 27 ng/mL in F1 and F2 pups, respectively.
In Sv/129 mice, a PFOA dose of 3 mg/kg bw per day during GD 1–17 induced postnatal lethality in offspring but no changes in mammary gland parameters on PND 20 in offspring (Albrecht et al., 2013 ). The CONTAM Panel noted limitations in the study in that only one dose and one time point was investigated, the number of animals was low and that the mean number of TEBs per gland was reported to be only 2.1.
The effects of PFOA in CD‐1 mice were confirmed in a comparative study with CD‐1 and C57Bl/6 mice (Tucker et al., 2015 ). In this study, timed pregnant dams received oral daily doses of 0, 0.01, 0.1, 0.3 or 1.0 mg/kg bw per day of PFOA from GD 1 to 17. No treatment group showed an effect on absolute and relative body or liver weight, or on puberty onset measured by vaginal opening. Mammary gland development scores in CD‐1 mice were significantly decreased in all dose groups at PND 35 and PND 56 and from 0.1 mg/kg bw per day on PND 21. C57Bl/6 mice appeared to be less sensitive since the decrease in the scores at PND 21 and 61 were only significant for the treatment with 0.3 and 1.0 mg/kg bw per day. However, the CONTAM Panel noted high uncertainty regarding differences in strain sensitivity since the treatment groups for C57Bl/6 were smaller than for CD‐1. The concentration of PFOA in serum in general also appeared to be lower in C57Bl/6 than in CD‐1 mice.
Pubertal exposure
Balb/c and C57BL/6 mice were orally treated with PFOA at doses of 0, 1, 5 and 10 mg/kg bw per day during 5 days a week for 4 weeks starting at PND 21 (Yang et al., 2009 ). An increase in absolute (at 5 and 10 mg/kg bw per day) and relative (at 1, 5 and 10 mg/kg bw per day) liver weight was observed in both strains. In Balb/c mice, a significant delay in vaginal opening was observed for 1 mg/kg bw per day and no vaginal opening at all for 5 and 10 mg/kg bw per day. In C57BL/6 mice, a significant delay of vaginal opening was seen at 5 mg/kg bw per day and no vaginal opening at 10 mg/kg bw per day. Uteri of Balb/c mice showed a dose‐dependent decrease of absolute and relative weight, whereas in C57BL/6 mice a dose of 1 mg/kg bw per day resulted in increased absolute and relative uterine weight and only 10 mg/kg bw per day led to a decrease in uterine weight. The ductal length, the number of mammary gland TEBs and the number of terminal ducts of the developing mammary gland were also investigated. In Balb/c mice, a dose‐related decrease in all three parameters was observed and reached statistical significance at 5 mg/kg bw. In C57BL/6 mice, a decrease of all three parameters was only observed at 10 mg/kg bw per day, whereas at 1 and 5 mg/kg bw per day, the number of terminal end buds and stimulated terminal ducts was increased, being significant at 5 mg/kg bw per day. Since the two mouse strains responded with different sensitivity, which might be indicative for strain specificity, Balb/c mice were also treated with 0.1 mg/kg bw per day with no findings in comparison to controls (data not shown).
The decrease in mammary gland development in Balb/c and C57BL/6 mice was confirmed by Zhao et al. ( 2012 ). The effect was seen at a dose level of 2.5 mg/kg per day for Balb/c and a dose level of 7.5 mg/kg bw per day in C57BL/6 mice treated from PND 28 for 4 weeks with dosing at 5 days a week. No other dose levels were applied.
The mechanistic results from the studies on pubertal exposure are described further in Section 3.3.5.4 .
In summary , PFOA exposure was shown to impair normal development of the mammary gland in CD‐1 and C57Bl/6 mice exposed late in gestation or via lactation. This impairment in development of the gland was still observed at PND 84 (12 weeks) in CD‐1 mice and is thus present beyond sexual maturity. Normal involution in CD‐1 dams at weaning was also disturbed (as indicated by increased scores). Exposure starting at puberty also caused delay or impairment of mammary gland development in Balb/c and C57Bl/6 mice. However, this was observed at substantially higher doses and serum levels than after exposure during gestation and lactation. In C57Bl/6 mice, an inhibitory effect on mammary gland development was seen at 7.1 mg/kg bw, but a stimulatory effect at dose levels 0.7 and 3.6 mg/kg bw, all three levels being inhibitory in Balb/c mice.
At present, the impaired development of mammary glands, as shown in two mouse strains (CD‐1 and C57Bl/6), is the most sensitive developmental outcome. No NOAEL has been identified in CD‐1 mice based on the three studies using low doses during gestation (Macon et al., 2011 ; Tucker et al., 2015 ; White et al., 2011 ). The LOAEL of 0.01 mg/kg bw per day in CD‐1 mice dosed during GD 10–17 resulted in a serum concentration in pups on PND 1 of 285 ng/mL, which decreased to 16.5 ng/mL on PND 21 (Macon et al., 2011 ). A same LOAEL of 0.01 mg/kg bw per day was observed in another study with dosing during GD 1–17, leading to a serum concentration of 74.8 ng/mL in CD‐1 pups on PND 21 (Tucker et al., 2015 ). In the three‐generation study by White et al. ( 2011 ), a chronic dose of 5 μg/L in drinking water (0.00045 mg/kg bw per day) from GD 7 in P0 dams and continued for the F1 pups led to a lowest observed adverse effect concentration (LOAEC) serum concentration of 21.3 ng/mL in the pups on PND 22. These LOAEC serum concentrations in pups on PND 21/22 are quite similar in the three studies. In the mice in the three‐generation study by White et al. ( 2011 ) under constant exposure via drinking water, the LOAEC of 21.3 ng/mL increased to 66.2 ng/mL on PND 63, at an age the mice get pregnant. Thus, the maternal LOAEC in the experiment was around 66 ng/mL and the average lifetime serum concentrations in F1 and F2 females were 60 and 51 ng/mL, respectively.
Reproductive and developmental toxicity studies were identified for PFBA, PFHxA, PFNA, PFDA, PFUnDA, PFDoDA, PFTeDA, PFHxDA and PFODA. No studies were identified for PFPeA, PFHpA, PFTrDA, PFPeDA and PFHpDA. Appendix F Table F.1 contains reproductive and developmental studies with exposure during pregnancy and Appendix F Table F.2 studies with exposure in puberty or adulthood. In the text below, all developmental and reproductive studies are described together for each PFAS.
PFBA was tested at doses of 0, 35, 175 and 350 mg/kg bw per day following oral gavage from GD 1–17, to 10 mice per dose group (Das et al., 2008 ). Serum levels in dams at the end of dosing were < 0.01, 3.8, 4.4 and 2.5 μg/mL and liver levels were < 0.01, 1.41, 1.6 and 0.96 μg/g. On the maternal side, a modest (30%) increase in absolute and relative liver weight became apparent at 175 and 350 mg/kg bw per day, and there was an increase in full litter resorption at the highest dose. There were no changes in maternal weight gain, and survival in newborns and postnatal weight gain were not affected. Liver weight at 175 and 350 mg/kg bw per day was also increased in the offspring at PND 1, but not on PND 10. Eye opening of pups was delayed by between 1 and 1.5 days at all doses. A dose‐related 2–3 days delay in vaginal opening became significant at 175 mg/kg bw per day and a delay in preputial separation was seen at 350 mg/kg bw per day. Expression of genes regulated by PPARα and PXR was unaltered in liver from pups at PND1. Overall, gestational exposure to PFBA induced a delay in developmental markers with an LOAEL of 35 mg/kg bw per day for delayed eye opening, and a modest increase in liver weight in dams and in pups on PND 1 with an NOAEL of 35 mg/kg bw per day. The early neonatal mortality and decrease in postnatal growth that were seen with PFOS and PFOA were not observed for PFBA.
A study with PFHxA (NH 4
+ ‐PFHxA) on developmental and perinatal/postnatal reproduction toxicity was performed in CD‐1 mice (Iwai and Hoberman, 2014 ). In the first phase of the experiment, mice (20 per dose group) were orally treated with 0, 100, 350 and 500 mg/kg bw per day on GD 6–18. In the second phase of the experiment, the dosage was modified to 0, 7, 35 and 175 mg/kg bw per day. Increased neonatal mortality, reduced viability index, reduced weight gain during lactation and an increased liver to body weight ratio in the offspring were detected at doses of 350 mg/kg bw per day and higher in the first phase experiment. In the second phase, there was an increased number of stillborn pups and pups dying on PND 1 and decreased pup weight on PND 1 at 175 mg/kg bw per day. No developmental changes were reported in F1. The overall NOAEL for maternal and developmental effects in the two studies was 100 mg/kg bw per day. Iwai et al. ( 2019 ) undertook a reassessment of the two studies, combining the two experimental phases in statistical analyses, and concluded that there was no significant decrease in viability at 175 mg/kg bw per day.
Loveless et al. ( 2009 ) performed a comprehensive toxicological evaluation of Na + ‐PFHxA, which included a 90‐day subchronic, a one‐generation reproduction and a developmental toxicity study in rats (see also Section 3.3.3.2 ). In the one‐generation reproduction studies, parental animals were exposed from 70 days prior to cohabitation until weaning with 0, 20, 100 and 500 mg/kg bw per day by gavage. There were no detectable effects related to reproduction. In the developmental study, females were exposed from GD 6–20 to 0, 20, 100 and 500 mg/kg bw per day by gavage, according to OECD guideline 414. No effects linked to developmental processes could be identified. An NOAEL of 100 mg/kg bw day was delineated by the authors based on reduced maternal and fetal body weight in the 500 mg/kg bw per day exposure group.
In a 28‐day study in male rats orally treated with PFHxA at doses from 62.6 to 1,000 mg/kg bw per day did not show significant effects on sperm count per g cauda epididymis or serum testosterone, but a slight (5%) decrease in epidydimal weight was reported for the highest dose. Oestrus cyclicity was normal in dosed females (highest dose tested 500 mg/kg bw per day) (NTP, 2019a ).
The effects of the free acid of PFNA (97% pure) were assessed in a study design that was delineated from PFOS and PFOA studies. PFNA was tested in CD‐1 mice (n = 11–27 dams per dose group) with exposure during GD 1–17 at doses of 1, 3, 5 or 10 mg/kg bw per day (Das et al., 2015 ). Dams in the dose group of 10 mg/kg bw per day could not carry their pregnancies and were not subjected to follow‐up studies. Serum concentrations in pregnant dams at term at 1, 3 and 5 mg/kg bw were approximately 20, 25 and 75 μg/mL and the corresponding liver levels were 100, 270 and 320 μg/g. Liver weight was dose dependently increased at 1, 3 and 5 mg/kg bw per day in both non‐pregnant animals and pregnant animals at term. Neonatal survival was around 90% for the 0, 1 and 3 mg/kg per day dose groups, but decreased during the first 10 days in the 5 mg/kg bw per day group and was at weaning only 20%. Serum levels in pups in the 1, 3 and 5 mg/kg per day dose groups were around 25, 50 and 75 μg/mL at PND 1 and decreased to control levels at weaning for the two lower dose groups. In pup livers, the PFNA levels were similar at PND 1 and PND 10 (60, 150 and 200 μg/g in the three dose groups) and thereafter decreased, but were still elevated at PND 40 and 70. The liver to serum ratio in pups was approximately 3:1 the first 10 weeks after birth. In surviving pups, a dose‐dependent reduction of postnatal body weight gain reached statistical significance at 3 and 5 mg/kg bw per day. The lower body weight persisted up to PND 49 in females and up to PND 297 in males. Relative liver weight was dose‐relatedly increased in pups in all dose groups at PND 1, 10 and 24, but was not anymore significantly increased in the lower dose at PND 42, and no significant effects were seen at PND 60 in any of the groups. Together with decreased postnatal growth, the surviving pups also showed a dose‐dependent delay in developmental landmarks (eye opening, preputial separation and vaginal opening). The authors also provided benchmark dose estimates. The most sensitive ones were BMD 5 /BMDL 5 values of 0.43/0.27 mg/kg bw per day for increased relative liver weights in mothers and BMD 5 /BMDL 5 of 0.24/0.19 mg/kg bw per day for increased relative liver weight of pups at PND1.
Rogers et al. ( 2014 ) comparatively assessed the impact of several compounds on parameters related to cardiovascular functions in Sprague‐Dawley rats. Animals were exposed from GD 1 to 20 to PFNA at 5 mg/kg bw per day, and 10–12 offspring animals per group were followed up for testing cardiovascular functions. On the maternal side, a delayed weight gain was observed. For the offspring, a lower birth weight was recorded in females. Blood pressure was found to be increased but only at the time point of 10 weeks of age of the offspring. A reduced nephron endowment (nephrons per kidney) was found in males at 22 weeks of age.
PFNA (males dosed at 0, 0.625, 1.25 and 2.5 mg/kg bw per day, females at 0, 1.56, 3.12, 6.25 mg/kg bw per day) showed effects on reproductive parameters in the 28‐day study in rats conducted by NTP ( 2019a ). Epidydimal weight decreased dose relatedly (33% reduction at the highest dose) and was significantly reduced from the lowest dose. Cauda epidydimal sperm count was significantly decreased, but was similar to the control per g tissue. There were also histopathological findings in epidydimis at the highest dose (hypospermia, exfoliated germ cells, epithelial apoptosis, granuloma sperm). Testis weight was reduced in the two highest dose groups, and was accompanied by histopathological changes (degeneration, spermatid retention, interstitial cell atrophy). Testosterone was also significantly decreased in the two higher dose groups (28% and 81%, respectively). In females, testosterone was dose‐relatedly and significantly increased (66% increase at highest dose) but vaginal cytological data indicated cyclicity similar to controls.
Singh and Singh ( 2019a ) exposed Parkes mice orally to PFNA (0, 2 and 5 mg/kg bw per day, 10 dams per group) from GD 12 to parturition, and testes of two male pups per dam were investigated on PND 3. In dams, the body weight was not affected, and there were no changes in birth rate, number of pups per dam and weight of male pups. Testicular testosterone was decreased in the highest dose group, together with reduced levels of proteins involved in testosterone synthesis (StAR, CYP11A1, 3β and 17β‐HSD), gonad development (WT1 and SF1) and cell proliferation (PCNA). However, testis weight and testis histology were not affected.
Singh and Singh ( 2019b ) investigated the consequences of PFNA exposure on parameters of male fertility (Appendix F Table F.3 ). After a dose range finding study, 14 male Parkes mice were orally treated at 0, 0.2 and 0.5 mg/kg bw per day for 90 days using a feeding needle, starting at prepubertal age (PND 25) and ending on PND 114. At 24 h after the last dosing, the authors observed a dose‐related reduction of sperm number in cauda epidydimis (significant at the highest dose, 74% of control), motility and viability. This was associated with a decreased proliferation (number of PCNA labelled cells) and an increase in apoptosis (caspase 3 staining) in the testicular tissue. Testis weight was not affected. In a reproduction assay, exposure of male mice led to a dose‐related decrease in litter size (significant at the highest dose, 50% of control). The authors also showed a dose‐dependent decrease of total serum cholesterol (67% of control) and of testosterone (69% of control), also being significant at 0.5 mg/kg bw per day. On a molecular level, decreased levels of proteins and mRNA involved in the steroidogenic process (StAR, Cyp11A1, 3β‐HSD and 17β‐HSD [isoform not specified]) were observed at the highest dose. Finally, the dose of 0.5 mg/kg bw per day of PFNA increased lipid peroxidation. This effect was accompanied by a decrease of SOD and catalase activity which was significant at 0.2 mg/kg bw per day.
The same authors also investigated parameters related to male reproduction and steroidogenesis in Parkes mice (n = 10 per group) orally exposed to PFNA (97% purity) at 0, 2 and 5 mg/kg bw for 14 days, from PND 25 to PND 38 (Singh and Singh, 2019c , d ). Mice were sacrificed 24 h after the last treatment. A dose‐related decrease in body weight gain became statistically significant at 5 mg/kg bw per day. Serum and intratesticular testosterone levels (five mice per group) were decreased in both dose groups, and the percent of seminiferous tubules showing degenerative changes were increased. A dose‐related decrease of levels of markers involved in steroidogenesis (SF‐1, StAR, CYP11A1 and 3β and 17β‐HSD) in testis was reported. Lipid peroxidation was increased, whereas SOD, catalase and glutathione S‐transferase were decreased in testis, indicating oxidative stress. Proliferation index measured by % PCNA positive cells per tubule was decreased, whereas the apoptotic index was increased (Singh and Singh, 2019c ). Increased liver weight as well as hepatocellular hypertrophy was reported for both dose groups, and hepatic lipid peroxidation was increased. Serum cholesterol was decreased at the highest dose. Blood glucose was increased, whereas testicular glucose, lactate and lactate dehydrogenase were decreased (Singh and Singh, 2019d ).
In summary , the most sensitive endpoint after gestational exposure to PFNA was increased liver weight in both maternal and offspring CD‐1 mice, and a reduction in postnatal weight gain in F1, with an LOAEL of 1 mg/kg bw per day, with corresponding concentration in serum from the dam at term of 20 μg/mL. Delay in development was seen at 3 mg/kg bw per day, and at 5 mg/kg bw per day, there was an increase in neonatal mortality. A 90‐day male reproductive study reported decreased sperm production, decrease in cholesterol, steroidogenic enzymes and testosterone, as well as decreased number of pups in the next generation, with an NOAEL and LOAEL of 0.2 and 0.5 mg/kg bw per day, respectively. Effects on male reproduction parameters were also reported by NTP in rats at somewhat higher exposure levels, and it was noted that 28 days is shorter than one spermatogenic cycle and too short to fully assess male reproductive parameters.
Harris and Birnbaum ( 1989a ) dosed C57BL/6N mice with PFDA during GD 10–13 with 0, 0.25, 0.5, 1.0, 2.0, 4.0, 8.0, 16.0 or 32.0 mg/kg bw per day and during GD 5–15 with 0, 0.03, 0.1, 0.3, 1.0, 3.0, 6.4 or 12.8 mg/kg bw per day. Toxicity was assessed in dams and fetuses on GD 18. Reduced maternal body weight gain and reduced fetal viability was observed in the two highest dose groups in both dosing regimes. After exposure during GD 5–15, a statistically significant increase in maternal liver weight could be observed in response to doses of 1 mg/kg per day and higher. No effects were observed at 0.3 mg/kg bw per day and below. There was a dose‐related reduction in live fetal body weight, being statistically significant at 0.1 mg/kg bw per day, not significant at 0.3 mg/kg per day, but again significant at 1 mg/kg bw per day. In conclusion, effects in offspring were seen at doses that also indicated maternal toxicity, with the exception of reduction of live fetal body weight, being reduced already at 0.1 mg/kg bw per day.
In the 28‐day study in rats conducted by NTP (NTP 2019a ), PFDA was dosed at 0, 0.156, 0.312, 0.625, 1.25 and 2.5 mg/kg bw per day. Reproductive tissue parameters were reported in animals in the three higher dose groups and controls, and showed lower number of sperms in cauda epidydimis in the two highest dose groups (significant in the highest dose group, 30% decrease). Also the body weight was significantly decreased at these doses. This was accompanied by significantly lower epidydimal weights (10% and 23%), and the number of sperm per g epidydimis was unaltered. Serum testosterone decreased with dose, becoming statistically significant (75% reduction) at the highest dose, at which also testis weight was reduced (11%), but with unaltered spermatid counts. There were also multiple histopathological findings in testis at this dose. In females, cyclicity was disrupted at the highest dose, with prolonged time in dioestrus. Serum testosterone in females increased with dose (41–141%), becoming significant from 0.312 mg/kg bw.
In a study on PFUnDA , a combined repeated dose (see Section 3.3.3.2 ) and reproductive/developmental toxicity approach according to OECD guideline 422 were used (Takahashi et al., 2014 ). Here, only the effects on reproductive and developmental endpoints are reported. Male and female Crl:CD(SD) rats (12 per group) were dosed for 42 days with 0, 0.1, 0.3 and 1 mg/kg bw per day per gavage from 14 days prior to mating for 42 days in males and until PND 5 in females. The following reproductive and developmental parameters were assessed: copulation index, fertility index, gestation index, number of pregnant animals, gestation length, numbers of corpora lutea and implantation sites, implantation index, number of litters, number of live pups at PND 0 and 4, live birth index, sex ratio, viability index, as well as body weights of male and female pups at PND 0 and PND 4. The only statistically significant change observed in response to the treatment was a reduction in body weight of pups of both sexes on PND 0 and PND 4 at 1 mg/kg bw per day. Increased liver weight was observed at 1 mg/kg bw per day in the repeated dose part of the study (see Section 3.3.3.2.1 ).
Kato et al. ( 2015b ) performed a combined repeated dose (see Section 3.3.3.2 ) and reproductive toxicity study in rats with PFDoDA at 0, 0.1, 0.5, 2.5 mg/kg bw per day, according to OECD guideline 422. Here, only the effects on reproductive and developmental endpoints are reported. Twelve males per dose were orally treated for 42 days starting 14 days prior to mating. Twelve females per dose were treated starting 14 days before mating, throughout gestation until 6 days of nursing. Reproductive effects were only detected at the highest dose. Among them were decreased spermatid and spermatozoa counts in males, as well as a continuous dioestrus in females. At this dose, 7 out of 12 animals died in late pregnancy, 4 did not deliver live pups. In summary, gestational exposure to PFDoDA induces maternal and reproductive effects with an NOAEL of 0.5 mg/kg bw per days, which is higher than the NOAEL observed for repeated dose toxicity of 0.1 mg/kg bw per day (see Section 3.3.3.2 ).
Shi et al. ( 2009a ) investigated the effect of PFDoDA exposure on pubertal transition in female Sprague‐Dawley rats orally treated from PND 24 to PND 52 with 0, 0.5, 1.5 and 3 mg/kg bw per day. Body weight was decreased at 3 mg/kg bw per day. No effects were observed for absolute and relative weights of uteri and ovaries, age and weight at vaginal opening and on oestrus cyclicity. At 3 mg/kg bw per day, cholesterol levels were increased and estradiol levels were decreased, while LH and FSH levels were unchanged. Authors in addition performed an extensive gene expression analysis of molecules involved in steroid metabolism and regulation of steroid metabolism. The most sensitive response was observed for 17β‐HSD mRNA expression, which was found to be upregulated at the lowest dose tested.
Shi et al. ( 2009b ) investigated the effect of PFDoDA exposure on pubertal transition in male Sprague‐Dawley rats, by treating 21‐day‐old animals orally for 110 days with 0, 0.02, 0.05, 0.2 and 0.5 mg/kg bw per day. Body weight was decreased at 0.5 mg/kg bw per day. No effects were observed for absolute and relative weights of testis, prostate, seminal vesicle and vas deferens. At 0.5 mg/kg bw per day, testosterone levels were decreased, while LH and FSH and total cholesterol levels were unaffected. Authors in addition performed an extensive gene expression analysis of molecules involved in steroid metabolism and regulation of steroid metabolism. The most sensitive response was observed for StAR, which was downregulated at 0.02 mg/kg bw per day at the mRNA level and at the protein level at 0.05 mg/kg bw per day.
Chen et al. ( 2019 ) investigated the effect of PFDoDA on rat Leydig cell development in puberty of 21‐day‐old male Sprague‐Dawley rats orally treated for 14 days with 0, 5, 10 mg/kg bw per day. Body weight and absolute testis weight were decreased at 10 mg/kg bw per day. No effects were observed for Leydig and Sertoli cell number. Levels of serum testosterone, LH and FSH were decreased at 5 mg/kg bw per day. In addition to the described changes in hormone levels, authors base this suggestion on the downregulation of Leydig cell protein levels of LHCGR, SCARB1, STAR, CYP11A1, SIRT1 (5 mg/kg bw per day) and CYP17A1, HSD11B1, PGC1‐α (10 mg/kg bw per day). In addition, a reduced viability and reduced mitochondrial membrane potential of isolated Leydig progenitor cells in culture is described in response to 10 μM of PFDoDA.
In summary , exposure of rats to PFDoDA prior to and during gestation induced maternal and reproductive effects (continuous dioestrus and fetal loss) with an NOAEL of 0.5 mg/kg bw per day. Male reproductive effects (decreased spermatid and spermatozoa counts) were seen at a similar NOAEL of 0.5 mg/kg bw per day, which is higher than the NOAEL of 0.1 mg/kg per day observed for repeated dose toxicity in the same experiment.
Hirata‐Koizumi et al. ( 2015 ) also assessed PFTeDA in a combined repeated dose and reproductive/developmental toxicity study according to OECD guideline 422 (see Section 3.3.3.2 ). Here only the effects on reproductive and developmental endpoints are reported. Male and female Crl:CD(SD) rats (12 per group) were dosed from 14 days prior to mating with 0, 1, 3 and 10 mg/kg bw per day by gavage for 42 days in males and until PND 5 in females. In females, centrilobular hepatocyte hypertrophy was observed at 10 mg/kg bw per day. In males, a decreased absolute weight of the seminal vesicles was observed at 1 mg/kg bw per day. No significant changes regarding reproductive parameters were observed. Investigations comprised oestrus cyclicity, copulation index, fertility index, gestation index or length, number of corpora lutea, number of implantation sites, number of delivered pups as well as number of live pups at PND 1 and PND 4. However, on PND 1 and 4, the body weights of both male and female pups were significantly lower in the group with highest exposure.
In the paper described above (Hirata‐Koizumi et al., 2015 ), the authors also report on a combined repeated dose and reproductive/developmental toxicity study with PFHxDA following the same experimental design, with dose levels of 0, 4, 20 and 100 mg/kg bw per day per gavage. The authors investigated the same reproductive parameters as specified for PFTeDA (see above) and observed no effects on reproductive/developmental parameters. Hepatic changes (centrilobular hepatocellular hypertrophy) were observed in the dams in the highest dose group. The NOAEL for developmental and reproductive effects was 100 mg/kg bw per day, the highest dose tested.
Hirata‐Koizumi et al. ( 2012 ) performed a combined repeated dose (see Section 3.3.3.2 ) and reproductive toxicity screening study with PFODA according to OECD guideline 422. Here only the effects on reproductive and developmental endpoints are reported. Twelve male and female Crl:CD(SD) rats were dosed by gavage starting 14 days prior to mating at 0, 40, 200 and 1,000 mg/kg bw per day. Males were dosed for 42 days including the mating period and females until lactation day 5. In dams, hepatic changes (centrilobular hepatocellular hypertrophy and necrosis), reduced feed consumption and reduced body weight gain were seen at 1000 mg/kg bw per day. For offspring, reduced numbers of implantation, reduced total number of born pups and number of live pups occurred at 1,000 mg/kg bw per day. The NOAEL was 200 mg/kg bw per day for both maternal and developmental toxicity.
Appendix F Table F.4 , 30 lists the identified reproductive and developmental toxicity studies for PFBS and PFHxS. No studies were identified for PFHpS and PFDS .
A two‐generation reproduction study with PFBS according to OECD guideline 416 was conducted in Sprague‐Dawley rats (Lieder et al., 2009b ). Parental males and females (n = 29–30 per sex per group) were exposed to 0, 30, 100, 300, 1,000 mg/kg bw per day for 7 weeks prior to mating. Exposure of parental females was continued through gestation and lactation. F1 offspring (n = 29–30) was dosed from weaning at PND 22 onwards. F2 generation was only exposed in utero and during lactation. The experiment was terminated at PND 21 of the F2 generation animals. There were no treatment‐related findings on reproductive toxicity endpoints. In parental animals and in adult F1 offspring animals, increased liver weight, increased hepatocellular hypertrophy in males and increased incidence of mild microscopic findings in the medulla and papilla of the kidney were detected from 300 mg/kg bw per day. Delayed preputial separation was observed in F1 males in the lowest and highest dose group, but this was not significant after adjustment for body weight. No relevant treatment‐related developmental changes were found in the study. The NOAEL for reproductive and developmental effects was the highest dose tested (1,000 mg/kg bw per day).
In the 28‐day study conducted by NTP (NTP 2019b ) PFBS at doses up to 1,000 mg/kg bw per day had no effect on sperm parameters, testosterone levels or oestrus cyclicity in rats.
Feng et al. ( 2017 ) orally exposed 30 pregnant female ICR mice per dose group to PFBS at 0, 50, 200 and 500 mg/kg bw per day from GD 1 (as assessed by the formation of a vaginal plug) until GD 20. Mean PFBS levels on GD 20 in serum sampled 12 h after the last dosing in 10 dams per dose group were 1.73, 74, 332 and 721 ng/mL. On PND 21, all offspring were weaned. Only female offspring animals were followed up. Offspring from 10 dams (50 offspring) per dose group were assessed for perinatal survival and growth, pubertal onset and ovarian and uterine development. Another group of offspring was assessed for the hormones representing the hypothalamic, pituitary gland and thyroid, as well as gonadal axis (n = 30 PND 1 offspring, n = 30 PND 30 offspring and n = 10 PND 60 offspring from 10 dams). In the two higher dose groups, PFBS exposure resulted in a dose‐related decrease in body weight from PND 1 to adulthood, delayed eye opening, delayed vaginal opening and occurrence of the first oestrus and prolongation of dioestrus phase, which was matched by decreased serum levels of estradiol and progesterone, as well as elevated levels of LH. The absolute and relative weight of the ovaries and the number of ovarian follicles, as well as the absolute and relative uterus weight were reduced. Regarding thyroid hormones in offspring, decreased T3 and T4 levels were observed throughout the observation period (PND 1, PND 30 and PND 60), whereas increases in TSH were seen only on PND 30. In dams on GD 20, there was a decrease in T3 and T4 and an increase in TSH in the two higher dose groups, while serum levels of estradiol and progesterone remained unchanged. Authors suggest that the observed hypothyroxinaemia may relate to general growth deficits observed. The NOAEL for developmental effects was 50 mg/kg bw per day, resulting in a serum level of 74 ng/mL in the dam at GD 20.
In summary, reproductive toxicity was not reported in rats exposed to PFBS up to 1,000 mg/kg bw per day. Delay in development and decrease in body weight gain were seen in mice exposed during gestation, with an NOAEL of 50 mg/kg bw per day (74 ng/mL serum in the dam at GD 20).
PFHxS was investigated in rats in a combined repeated dose toxicity study with the reproduction/developmental toxicity screening setting adapted from OECD guideline 422 (Butenhoff et al., 2009 ). Doses of exposure were 0, 0.3, 1, 3 and 10 mg/kg bw per day for n = 15 animals per sex and dose group in the main study, as well as three animals per group for determination of levels of PFHxS in blood and liver. Exposure per gavage was initiated 14 days prior to mating until termination at PND 22 or presumed GD 25 for females and study day 42 for males. No reproductive or developmental effects became apparent and no treatment‐related effects were observed in dams. For effects and serum concentrations in males, see Section 3.3.3.2 .
Ramhøj et al. ( 2018 ) performed reproductive toxicity studies with PFHxS alone and in combination with an endocrine disruptor mix in Wistar rats. Only results with PFHxS alone are described here. Pregnant rats (16–20 per dose group) were exposed to PFHxS at doses of 0, 0.05, 5, 25 mg/kg bw per day by gavage from GD 7 to PND 22, except for the day of delivering offspring. In F1 females and males, an increased liver weight was observable at 5 and 25 mg/kg bw per day, respectively. A pronounced statistically significant reduction of T4 levels occurred from 5 mg/kg bw per day and was detectable at different investigated time points for both dams and offspring. PFHxS exposure mildly decreased the body weight of female (5 mg/kg bw per day) and male (25 mg/kg bw per day) pups. No other relevant effects on anogenital distance, nipple retention or organ weights were identified.
Potential reproductive and/or developmental toxicity of PFHxS was also evaluated in CD1 mice (Chang et al., 2018 ), using oral gavage at 0, 0.3, 1 and 3 mg/kg bw per day (n = 30 animals per sex, and a toxicokinetic experiment with 12 mice per group). F0 males and females were treated from 14 days prior to cohabitation for at least 42 days (males) and throughout mating, gestation, until PND 21 (dams). F0 dams were sacrificed on PND 22. After weaning (PND 22), F1 animals were directly dosed for 14 days. Evaluated parameters included clinical observations, mating and oestrus cyclicity, functional observational batteries, related to general animal health and behaviour, motor activity, in response to noise, blood parameters, organ weights, organ histology by microscopy, reproductive parameters including sperm parameters, TSH levels and gene expression. Results for other endpoints than reproductive ones are for males reported in Section 3.3.3.2 . In F0, there was an increased mean and relative liver weight at 1 mg/kg bw per day. Regarding reproductive parameters, a reduced litter size (without impact on the born pup to implant ratio) was observed at 1 and 3 mg/kg bw per day, but without clear dose‐response. In F1 animals, an increased relative liver weight in females and males, as well as an increased thyroid weight in males was observed at 3 mg/kg bw per day.
In the 28‐day study conducted by NTP (NTP 2019b ), PFHxS at doses up to 10 mg/kg bw per day in males and up to 50 mg/kg bw in females had no effect on sperm parameters, testosterone levels or oestrus cyclicity in rats.
In summary , the most sensitive reproductive endpoint for PFHxS exposure was reduced litter size at 1 mg/kg bw per day in mice (51.5 μg/mL serum on GD 18 in dams) with an NOAEL of 0.3 mg/kg bw per day (16.8 μg/mL serum on GD 18 in dams). At 1 mg/kg bw per day, increased liver weight was seen in the dams. In general, gestational exposure to PFHxS produces effects in offspring animals at doses which were equal to or higher than those inducing responses in parental animals (see also Section 3.3.3.2 ).
Appendix F Table F.5 lists the available reproductive and developmental studies for 8:2 FTOH and EtFOSE. No studies were identified for PFOSI, 8:2 monoPAP, 8:2 diPAP and FOSA.
The potential maternal and developmental toxicity of 8:2 FTOH was assessed in time‐mated female Crl:CD (SD)IGS BR rats (Mylchreest et al., 2005 ). 22 animals per group were orally gavaged with 0, 50, 200, 500 mg/kg bw per day from GD 6 to 20. In dams, exposure to 500 mg/kg bw per day resulted in mortality, a decreased body weight and body weight gain, which were not observed at 200 mg/kg bw per day. A slight reduction in food consumption was in some time periods detectable at 200 mg/kg bw per day. In offspring animals, slight increases in delayed skull ossification became apparent at 200 mg/kg bw per day, but was not considered a reliable indicator of developmental toxicity by the authors, since a common observation and within historical control values. Increased skeletal variations, due to delayed ossification, became apparent at 500 mg/kg bw per day, and the NOAEL for developmental and maternal toxicity was 200 mg/kg bw per day.
Toxicokinetic experiments in rodents have indicated that 8:2 FTOH is rapidly metabolised into PFOA and PFNA and any toxicity may not be attributable to the parent compound (see Appendix C , Section C.4 ).
A developmental toxicity study with EtFOSE , which was designed as a teratology study with termination of the experiment prior to the end of gestation, was performed with pregnant Crl:CD BR rats and with pregnant rabbits (Case et al., 2001 ). For both animal species, a dose range finding was performed prior to the teratology study. In the dose finding studies, eight pregnant rats per group were orally dosed with 0, 1, 5, 10, 20, 25 and 35 mg/kg bw per day of EtFOSE from GD 6 to GD 17. Developmental toxicity studies were performed with 25 pregnant rats in a dose range of 0, 1, 5, 10 and 20 mg/kg bw per day from GD 6 to GD 17. Rats were sacrificed at GD 20. With rats, a maternal and a developmental NOAEL for EtFOSE of 5 mg/kg bw per day was determined. This was based on reduced maternal weight and weight gain during pregnancy and reduced fetal weight, which occurred at doses of 10 mg/kg bw per day and higher and which was most probably caused by reduced food consumption. Fetal effects did not occur at doses below those of maternal toxicity. No indications for selective developmental toxicity was found in rat fetuses.
In the dose range finding study with rabbits, five pregnant rabbits were orally dosed with EtFOSE at 0, 1, 5, 10, 25, 50 and 75 mg/kg bw per day from GD 7 to 20. In developmental toxicity studies (22 pregnant does per dose), animals were orally dosed with 0, 0.1, 1, 2.5 and 3.75 mg/kg bw per day during GD 7 to 20. Rabbits were sacrificed at GD 29. The authors established a maternal NOEL of 0.1 mg/kg bw per day based on a transient reduction in maternal body weight during GD 7–13 in response to 1 mg/kg bw per day. An NOAEL of 1 mg/kg bw per day was derived based on spontaneous abortions at doses of 2.5 mg/kg bw per day and higher. Like for the rats, no selective developmental toxicity could be observed in rabbits.
The most sensitive developmental effect observed was impaired development of the mammary gland in mice, after exposure of the dams late in gestation or the offspring in utero or via lactation. The impairment persisted beyond sexual maturity. Only PFOA has been investigated in relation to this outcome, with LOAELs of 0.01–0.00045 mg/kg bw per day, depending on the dosing period. These NOAELs resulted in a similar serum concentration in pups on PND 21, which corresponded to a maternal LOAEC around 66 ng/mL serum.
In addition, developmental toxicity studies in rodents were identified for the 10 PFCAs (PFBA, PFHxA, PFOA, PFNA, PFDA, PFUnDA, PFDoDA, PFTeDA, PFHxDA and PFODA), for three PFSAs (PFBS, PFHxS and PFOS) and for the two other PFASs (8:2 FtOH and EtFOSE). The effects most often observed were increased fetal and/or neonatal mortality and reduction in fetal weight and/or postnatal growth. In general, developmental toxicity occurred at similar or slightly lower doses than those exerting maternal toxicity. The LOAELs and NOAELs were generally orders of magnitude higher than for the developmental effects on mammary gland seen in response to PFOA.
Reproductive parameters were investigated in a comparative way in rat for PFHxA, PFOA, PFNA, PFDA, PFBS, PFHXsS and PFOS in the 28‐day studies by NTP ( 2019a , b ), although noting that 28 days is shorter than one spermatogenic cycle, and too short to fully assess male reproductive parameters. There were no consistent findings for female reproductive parameters. Effects on male reproductive parameters, including atrophy of the testicular interstitium, accompanied by reduced serum testosterone levels and epidydimal and testicular weights, as well as degenerative changes and spermatid retention in seminiferous tubules, have been reported for PFNA and PFDA.
In 2018, the EFSA CONTAM Panel concluded that both PFOS and PFOA exert developmental neurotoxic effects in rodents at doses of 0.1–0.3 mg/kg bw per day or higher. The analysis of behaviour showed that the most frequent alterations observed are related to locomotor activity. PFOS exposure mostly decreased spontaneous activity, while PFOA increased it. In several neurodevelopmental exposure studies, a sex‐related difference has been observed with males being more sensitive than females. The CONTAM Panel has not identified relevant new neurotoxicity studies in experimental animals.
The literature search from 2000 onwards identified the following studies.
In vivo neurotoxicity studies were identified for PFDA, PFHxS and PFDoDA and are listed in Appendix G Table G.1 . All studies were single exposure studies.
In the paper by Johansson et al. ( 2008 ), NMRI mice were exposed at PND10 by gavage to 1.4 or 21 μmol/kg bw (0.72 or 10.8 mg/kg bw) PFDA , PFOS or PFOA. The effects on behaviour were investigated at the age of 2 and 4 months by monitoring spontaneous activity in the open field, and by recording the activity in the elevated plus maze in order to assess anxiety‐like behaviour. With the exception of a decrease in spontaneous activity in the first 20 min of testing in the lower dose group at 2 months of age, the authors did not find significant differences between PFDA‐exposed mice and controls.
Viberg et al. ( 2013 ) exposed NMRI mice to 1.4, 14 or 21 μmol/kg bw (0.61, 6.1 or 9.2 mg/kg bw) PFHxS at PND10 via gavage. Spontaneous locomotor activity was assessed in 2‐ and 4‐month‐old mice, both males and females. In addition, the increase in locomotor activity stimulated by nicotine (80 μg/kg bw, s.c.) was assessed at the age of 4 months. At the age of 2 months, the mice exposed to the highest dose (both males and females) displayed globally lower levels of activity, and decreased habituation. Male mice exposed to the lowest dose displayed hyperactivity in the beginning of the testing period. When the animals were tested at the age of 4 months, the authors describe a similar pattern of alterations as at 2 months. Upon stimulation by subcutaneous administration of nicotine, the normal increase in activity was blunted in the animals exposed to the highest dose. In a study by Lee and Viberg ( 2013 ), NMRI mice were exposed to 14 or 21 μmol/kg bw (6.1 or 9.2 mg/kg bw) PFHxS at PND10 via gavage. The mice were killed at 24 h and 4 months after exposure, and the levels of CAMK‐II, GAP‐43, synaptophysin, Tau and BDNF were measured in the frontal cortex and in the hippocampus. In the hippocampus, the lower dose increased the expression levels of CAMK‐II and Tau, while the higher dose increased the expression of CAMK‐II, synaptophysin and Tau in both male and female mice. No alterations in protein expression were detected in the hippocampus 4 months after exposure. In the cerebral cortex, the expression of GAP‐43 was decreased 24 h after exposure in both males and females. Four months after exposure, only male mice displayed an increase in Tau expression, while females showed no change in protein expression.
Kawabata et al. ( 2017 ) compared the level of PFDoDA with those of PFOA and PFDA in rats 9 days after a single oral dose (50 mg/kg bw). The PFDoDA level in the brain was 44.4 ± 2.0 μg/g, higher than that in the serum (24.4 ± 1.0 μg/mL). Conversely, the brain concentrations of PFOA and PFDA were low (< 0.8 and 4.7 ± 0.4 μg/g), one‐tenth of those in the serum. Behavioural analyses were performed to assess cognitive function alterations induced by PFOA, PFDA and PFDoDA. The novel object recognition test performed 5–6 days after exposure revealed a significant decrease in the discrimination index in PFDoDA‐exposed rats, whereas there were no significant alterations in PFDA‐ and PFOA‐treated rats. The effects of PFDoDA were also assessed by the elevated‐plus maze test, the Y‐maze test, open‐field test and forced swim test. PFDoDA induced alterations in the elevated‐plus maze test, but not in the Y‐maze test, open‐field test and forced swim test. The results show that PFDoDA easily distributes in the brain and causes cognitive behavioural alterations.
Three in vitro studies have been identified for PFHxS, PFNA, PFUnDA.
Berntsen et al. ( 2017 ) compared the cytotoxicity of PFASs with different length of the perfluorinated carbon chain and functional group attached. Two PFSAs, chain length C6 and C8, and four PFCAs, chain length C8–C11, were studied using primary cultures of rat cerebellar granule neurons (CGNs). Toxicity potencies were determined by evaluating cell viability by trypan blue and MTT assays after exposure to PFUnDA, PFDA, PFOS, PFNA, PFOA or PFHxS at concentrations determined by preliminary range‐finding experiments. The following NOEC–LOEC values were identified: PFHxS 300–400 μM; PFOS 10–20 μM; PFOA 200–300 μM; PFNA 20–40 μM; PFDA 10–20 μM; PFUnDA 10–15 μM. Different PFAS doses, producing equipotent effects after 24 h exposure, were applied to study the dynamics of viability changes after 10, 30, 60, 90, 120 and 180 min, as well as 6, 12, 18 and 24 h. The following concentrations were used: 550 μM PFHxS, 60 μM PFOS, 500 μM PFOA, 100 μM PFNA, 40 μM PFDA and 30 μM PFUnDA. The onset of reduction in viability occurred relatively quickly (30–60 min) for PFOS, PFDA and PFUnDA as compared to PFHxS, PFOA and PFNA (12–24 h). Vitamin E exerted a slight protective effect against PFOA, PFNA and PFOS‐induced reduction in viability, suggesting the occurrence of oxidative stress. At cell membrane level, PFHxS, PFOS and PFUnDA aggregated in large hotspots, whereas PFOA, PFNA and PFDA had a scattered distribution pattern. In summary, PFAS toxicity increased with increasing length of carbon chain, and a sulfonate functional group induced greater toxicity than a carboxyl group.
In a follow‐up study, Berntsen et al. ( 2018 ) showed that excitotoxicity induction by PFOS in CGNs is likely due to over‐activation of the N‐methyl‐D‐aspartate receptor (NMDA‐R) and excess influx of Ca 2+ . Channel blockers (memantine and MK‐801) also showed some effects against PFHxS‐induced reductions in viability. No substantial involvement of the NMDA‐R in PFOA‐, PFNA‐ and PFDA‐induced effects on viability were observed.
Fang et al. ( 2018 ) showed that in PC12 cells PFNA (0, 10 20, 50, 100 μM, 24 h) dose‐dependently decreased the viability (≥ 20 μM PFNA), increased the malondialdehyde content (100 μM PFNA) and the intracellular calcium level (≥ 50 μM PFNA), and decreased the total antioxidant capacity (≥ 50 μM PFNA). Additionally, an upregulation of the Ca 2+ calmodulin‐dependent protein kinase II (CaMKII) expression and decrease in Bcl‐2 expression and increased Bax were observed.
In summary, as reported before for PFOS (EFSA CONTAM Panel, 2018 ), PFHxS and PFDA have been shown to decrease locomotor activity in rodents. Data from one study indicate that PFDoDA, in contrast to PFDA and PFOA, can efficiently transfer into rat brain and causes cognitive behavioural changes.
In general, effects on the immune system include among others, changes in weights of lymphoid organs (thymus, spleen), cellularity of these organs, expression of interleukins and total immunoglobulin levels. Such parameters may indicate effects on the immune system. There are also more direct parameters that gauge the functionality of the immune system, such as antibody responses to T‐cell‐dependent antigens. The antibody response to a T‐cell‐dependent antigen in experimental animals is a prime parameter to indicate immunotoxic effects in experimental animals (Luster et al., 1993 ). A model that has mostly been used is to sensitise rodents by i.v. or i.p. injection of sheep erythrocytes (SRBCs), followed by enumerating specific antibody producing cells in a blood‐agar plate, by counting the plaques formed. These plaques are formed by lysis of erythrocytes by IgM produced by plasma cells, in conjunction with complement that is also in the system. This so‐called plaque forming assay (PFC) is a model for vaccination to a T‐cell‐dependent antigen in humans. An alternative way to measure the antibody response to the PFC assay is to measure the antibodies in serum by Enzyme‐Linked Immunosorbent Assay (ELISA). Other antigens, than SRBCs used in experimental studies include ovalbumin, keyhole limpet haemocyanin (KLH) or TNP‐LPS (trinitrophenol coupled to lipopolysaccharide). In order to achieve antibody production specific for a particular antigen, different components of the immune system are required, i.e. antigen processing by phagocytes, antigen presentation by antigen presenting cells, induction of T‐helper lymphocytes, maturation of B cells into plasma cells and eventually production of different isotypes of specific antibodies. Different antigens depend, to a different extent, on the various components of the immune system. For instance, particulate antigens such as sheep erythrocytes require more processing than soluble antigens. KLH is more T‐cell dependent than TNP‐LPS. Also, the duration of the sensitisation schedule is a determinant of the eventual outcome. Hence, effects of an exogenous factor on antibody production may depend on the antigen and immunisation schedule used. A decrement in antibody titres may not only signify decreased protection to the specific pathogen, but also signifies a decrement in functionality of the immune system, potentially resulting in reduced resistance to infectious diseases as well as resistance to tumours (van Loveren et al., 2001 ; WHO/IPCS, 2012 ). An approach that directly probes the efficacy of the immune system is the use of experimental infections. A reduced resistance to an infectious agent may represent the ultimate consequence of a suppressed immune functionality.
Studies already assessed in 2018
In the previous Opinion (EFSA CONTAM Panel, 2018 ), several animal studies that have investigated effects of PFOS exposure on the immune system were reviewed. The studies on PFOS are briefly summarised below (Table 20 , see also Appendix H ). The studies had different study design, used different strains of mice or rats, applied different doses of PFOS and investigated different parameters that may shed light on effects on the immune system. Also duration was different and studies are presented according to short‐term or longer term exposure.
Qazi et al. ( 2009a , b , 2012 ) carried out a number of short‐term exposure studies and observed that after PFOS administration, body weight, thymus, spleen and epididymal fat weights were reduced compared to controls. A significant reduction in the number of total white blood cells and lymphocytes, but not neutrophils, was observed in the circulation, in addition to reduced numbers of macrophages in the bone marrow, but not the spleen or peritoneal cavity. Production of TNF‐α and IL‐6 by macrophages isolated from animals treated with PFOS was modestly increased, while ex vivo stimulation with LPS enhanced production of TNF‐α and IL‐6 by peritoneal and bone marrow (but not splenic) macrophages taken from PFOS exposed animals. These results may indicate immunomodulatory activity but cannot rule out that the effects were secondary to a general toxic effect as also effects on body weights were noted. It was noted that after 10 days of cessation of exposure, body weight had recovered, whereas relative weights of liver, thymus and spleen remained largely unchanged, while numbers of lymphocytes of the B‐cell lineage did not recover, hence were still reduced.
Studies on immunological effects of PFASs in rodents
APFO: ammonium perfluorooctanoate; LOAEL: lowest‐observed‐no‐adverse‐effect level; LOAEC: lowest‐observed‐no‐adverse‐effect concentration; NOAEL: no‐observed‐no‐adverse‐effect level; NOAEC: no‐observed‐no‐adverse‐effect concentration; NR: not reported; PFAS: perfluoroalkyl substance; PFOS: perfluoroheptane sulfonate; PFCs: plaque‐forming colonies in spleen cells producing anti‐SRBC antibodies.
In case serum IgM is mentioned as well as the time between injection of antigen and sacrifice, authors looked for antigen‐specific IgMs.
Wang et al. ( 2011a ) reported the outcome of short‐term exposure studies that are in line with those of Qazi et al. ( 2009a , b , 2012 ), i.e. significantly decreased thymus and spleen weights, compared with controls. These effects were associated with increased thymus and spleen atrophy. Immune effects were noted at doses that also affected body weights. In line with the latter were results from a study by Zhang et al. ( 2013d ), who also reported induction of apoptosis in splenocytes and thymocytes isolated from mice exposed to PFOS .
Also, Vetvicka and Vetvickova ( 2013 ) found effects on the immune system after short‐term exposure to PFOS . As in the studies by Qazi et al. ( 2009a , b , 2012 ) and Wang et al. ( 2011a ), a significant decrease in cellularity of both the spleen and thymus was observed. In addition, significantly inhibited phagocytosis (by peripheral blood neutrophils) and NK splenic activity was observed, as well as suppressed T‐lymphocyte proliferation but not B‐cell proliferation. Also in this study, effects on immune parameters were noted while also body weights were depressed.
Whereas these studies have indicated some effects of short‐term exposure to PFOS on general parameters of the immune system, another approach is to investigate the functionality of the immune system, as indicated above. Zheng et al. ( 2009 , 2011 ) achieved this by sensitising animals to sheep erythrocytes. While effects on the cellularity in spleen and thymus were noted as in other studies, as well as effects on cytokine expression, the antibody response to the sheep erythrocytes as measured by plaque‐forming activity, was reduced at lower exposure doses that did not affect body weights or other parameters of general toxicity. It is noteworthy that in contrast to IgM, IgG was increased rather than decreased. In addition to effects on antibody production, also lymphocyte proliferation and NK‐cell activity, both parameters of the functionality of the immune system, were reduced at the lowest dose tested.
In addition to short‐term studies, also studies with a longer exposure time were performed, i.e. 21, 28 or 60 days, as well as during development.
Fair et al. ( 2011 ) observed in a 28‐day exposure study with adult female B6C3F1 mice variable effects on several non‐functional parameters of the immune system, with increased IL‐6 production by B cells as the most sensitive parameter, observed at 0.1 mg/kg (TAD). Mollenhauer et al. ( 2011 ), observed in a 28‐day exposure study variable effects on various non‐functional parameters of the immune system, but only at the higher dose at which also effects on body weights were noted.
In a 28‐day exposure study by Qazi et al. ( 2010 ), applying only one dose of PFOS, no effects on circulating lymphocytes, the number of cells in the thymus or spleen, the number of plasma cells secreting anti‐SRBC IgM, the levels of IgM, or of IgG directed to SRBCs were noted, nor were effects on IgM antibody response to TNP recorded.
In contrast, Vetvicka and Vetvickova ( 2013 ) who administered PFOS to mice also for 21 days and sensitised the animals to ovalbumin, found significantly reduced NK splenic activity and antibody responses.
Lefebvre et al. ( 2008 ) performed a 28‐day exposure study with Sprague‐Dawley rats and applied two concurrent study protocols: one in which animals were only exposed to PFOS , the other where animals were also sensitised to keyhole limpet haemocyanin (KLH), to investigate antibody production and delayed‐type hypersensitivity to KLH. In the study performed according to the first protocol, significant trends in the elevation of levels of total IgG, IgG2a and IgG2c were reported in males (and IgG2c also in females), whereas serum IgG1 levels were significantly reduced in the male dose groups that did not show effects on body weight. In the study performed according to the second protocol, there was a trend towards increasing concentrations of IgG specific for KLH in males, but none of the doses showing a significant difference.
Dong et al. ( 2009 ) investigated the effects of PFOS on immunotoxicity in male C57BL/6 mice after longer term exposure. PFOS (potassium salt, purity 98%) was administered via oral gavage (in deionised water in 2% Tween 80) to groups of 10 mice at dose levels of 0, 8.3, 83.33, 416.67, 833.33 or 2,083.33 μg/kg bw per day for 60 days (to achieve total added doses (TAD) of 0.5, 5, 25, 50 or 125 mg/kg bw). A dose‐related decrease in specific IgM antibody production as measured by the PFC assay was observed at doses of 5 mg/kg bw TAD and higher. The level of PFOS in serum at the 5 mg/kg bw TAD dose was determined to be 7,132 ng/mL. These functional effects on the immune system were noted at doses not causing other toxicity. It should be noted that, in contrast to the other studies reported here that used the antibody response to SRBC as a read out of functionality of the immune system, Dong et al. ( 2009 ) applied a shorter sensitisation schedule for the PFC assay (4 days instead of 5 or 6), which may result in a lower PFC response at the time of harvesting, as demonstrated by the lower numbers of plaques counted as compared for instance with the study by Peden‐Adams et al. ( 2008 ), presented below.
In a follow‐up study by Dong et al. ( 2011 ), with doses of (TAD) 0.5, 1, 5, 25 and 50 mg/kg bw for 60 days, antibody responses to SRBC were measured using another approach, i.e. an ELISA to specific antigens of SRBC. SRBC‐specific serum IgM levels were decreased at doses of 5 mg/kg bw (TAD) and higher. Specific IgG, IgG1 and IgE levels were significantly elevated at the highest dose of 50 mg/kg bw (TAD). The serum level at the 5 mg/kg bw dose was 10,750 ng/mL.
In a study by Peden‐Adams et al. ( 2008 ), PFOS (potassium salt, purity > 98%, doses of 0, 0.166, 1.66, 3.31, 16.6, 33.1 or 166 μg/kg bw per day) were administered to B6C3F1 mice (groups of 5 males or females) via oral gavage (0.5% Tween 20 in Milli‐Q water) for 28 days. The TAD over 28 days was 0, 0.005, 0.05, 0.1, 0.5, 1 or 5 mg PFOS/kg bw (reported as free ion doses). There were no signs of overt toxic effects on body weight or organ weight of spleen, thymus, liver, kidney or gonads following PFOS exposure, nor were the cellularity and viability of spleen and thymus affected. NK‐cell activity was significantly increased by 2‐ to 2.5‐fold in males exposed to ≥ 0.5 mg/kg bw TAD but not in females. The specific IgM SRBC response, as measured by plaque forming colonies, was suppressed in males (52–78%) and females (50–74%) at ≥ 0.05 and ≥ 0.5 mg/kg bw TAD, respectively. In males, T‐cell CD4/CD8 subpopulations in the thymus were not affected by PFOS whereas the numbers of all T‐cell subpopulations were altered in the spleen at ≥ 0.1 mg/kg bw TAD (CD4‐/CD8+ and CD4‐/CD8‐ were increased while CD4+/CD8 and CD4+/CD8+ were decreased). In females, the numbers of T‐cell populations were minimally affected by PFOS. Splenic CD4–/CD8+ cells were decreased at ≥ 0.1 mg/kg TAD, whereas CD4+/CD8 were decreased at 0.1 and 0.5 mg/kg bw TAD only. The effects on sensitisation to SRBC was corroborated in a separate experiment, where female mice were dosed with 0.344 mg PFOS/kg bw per day for 21 days (TAD, 7 mg/kg bw) and, 7 days before termination, animals were injected iv with TNP. Serum levels of TNP‐specific IgM were significantly suppressed (62%) compared with controls. The authors determined an LOAEL of 0.05 mg/kg bw TAD for males and 0.5 mg/kg bw TAD for females, i.e. a LOAEL in males of 1.66 μg/kg bw per day, corresponding to a measured serum level of 91.5 ng/g. The NOAEL of 0.166 μg/kg bw per day resulted in a no observed adverse effect concentration (NOAEC) serum level of 18 ng/mL. Peden‐Adams et al. ( 2008 ) mention that the study was repeated with similar results. Upon request from EFSA, data on both studies were provided to EFSA. It was stressed that the results were obtained by a standardised protocol (Peden‐Adams, 2020, personal communication) and that for the results in the second study, shown in the paper, samples were blinded for the person scoring the PFCs. In addition, data were provided on an unpublished study with C57BL/6 mice (WT and PPARα mutant) where a similar protocol was applied. The results suggest that the B6C3F1 strain is more sensitive than the C57Bl/6 strain used by Dong et al. ( 2009 ), which may be another reason for the lower doses of PFOS causing the effect on the antibody titres in the study by Peden‐Adams et al. ( 2008 ) compared to Dong et al. ( 2009 ) (see Appendix H , Table H.3 and Figures H.1 – H.3 ).
Keil et al. ( 2008 ) measured antibody responses to SRBCs using the PFC in the offspring following maternal exposure to PFOS , thereby establishing an NOAEL of 0.1 mg/kg per day for decreased NK activity and 1.0 mg/kg per day for the antibody response to SRBCs. Also, these authors used a shorter immunisation protocol of 4 days. It is noteworthy that in the study by Keil et al. ( 2008 ), there was a considerable sex difference, in that an effect was found in males, but not in females. This was found also by the publication of the same group presented above (Peden‐Adams et al., 2008 ), be it to a lesser extent.
Guruge et al. ( 2009 ) administered PFOS to B6C3F1 mice for 21 days prior to inoculation with mouse‐adapted influenza virus A/PR/8/34 (H1N1) and examined the animals for signs of morbidity and mortality for a further 20 days. The survival rates on day 20 after virus infection were dose‐dependently reduced, being significant at 25 μg/kg bw per day.
New studies on PFOS
Since the deadline for inclusion of studies in the previous EFSA Opinion (EFSA CONTAM Panel, 2018 ), two additional studies have been published.
For PFOS, Suo et al. ( 2017 ) used a mouse infection model using Citrobacter rodentium . Wild‐type mice on a C57Bl background (4 per group), 6–8 weeks old, were exposed to 2 mg PFOS/kg bw per day for a period of 7 days, followed by exposure by gavage of 10 10
C. rodentium in 200 μL phosphate‐buffered saline (PBS). PFOS exposure was continued until the end of the experiment, i.e. day 18. Intestinal lamina propria lymphocytes were harvested in the course of the exposure and infection. Whereas early on, PFOS exposure inhibited the outgrowth of the pathogen, which coincided with enhanced production of IL22. In the later phase, enhanced bacterial counts were noted, accompanied by increased display of inflammatory cytokines, reduced mucus production, dysbiosis and increased levels of E. coli .
Lee et al. ( 2018 ) investigated the effect of PFOS exposure on allergic inflammation in ICR mice in an ovalbumin model. Sensitised mice, 6 weeks of age, were intraperitoneally sensitised to ovalbumin with adjuvant on day 0 and 7. On days 9, 11 and 13, they were orally exposed to relatively high doses of 50–150 mg PFOS/kg bw, and subsequently challenged i.p. with ovalbumin on day 14. PFOS aggravated the allergic symptoms, i.e. induced hypothermia, and increased serum histamine, TNFα, IgG1 and IgE. The authors did not evaluate other toxic effects of PFOS exposure in these animals, which reduces its validity.
In the previous Opinion (EFSA CONTAM Panel, 2018 ), also several studies on effects of PFOA on the immune system were reviewed.
In two oral exposure studies, DeWitt et al. ( 2008 , 2009) performed in female C57BL/J mice, in which PFOA (98% purity) were administered by oral gavage for 10 days, IgM synthesis after immunisation to sheep red blood cells (SRBCs) was significantly decreased, with an NOAEL for this parameter at 1.88 mg/kg per day. Mice were also immunised to ovalbumin, and also IgM responses to this antigen were suppressed with an NOAEL at 1.88 mg/kg bw per day. The same group repeated studies in 2016 (DeWitt et al., 2016 ), studies were repeated using a T‐cell independent antibody response (to i.v. DNP sensitisation) and also using this endpoint, an NOAEL of 1.88 mg/kg bw per day was found. Similar studies were performed by Vetvicka and Vetvickova ( 2013 ), who administered PFOA female BALB/c mice, for either 10 or 21 days, and significantly reduced antibody responses to ovalbumin and the formation of IgM directed against tri‐nitrophenyl (TNP) were observed at doses of 20 mg/kg bw per day (lowest dose tested).
Another important study was performed by Loveless et al. ( 2008 ). These authors administered PFOA (100% pure, 0, 0.3, 1, 10, 30 mg/kg bw per day) by oral gavage to groups of male CD‐1 mice and 10 male CD rats for 29 days. Rats and mice were given an i.v. dose of SRBCs on day 23 or 24, respectively, and sacrificed on day 28. Immune effects included reduced IgM titres to SRBCs (at 10 and 30 mg/kg bw per day), decreased spleen and thymus weights and numbers of cells in these. In rats, unlike mice, no effects on SRBC‐IgM titres were reported. The NOAEL for immunotoxicity in this study was 1 mg/kg bw per day based on suppression of the anti‐SRBC IgM response.
In two studies by Fang et al. ( 2008 , 2009 ), indications of immunotoxic activity were noted. In the first study, PFNA was administered via oral gavage (vehicle not stated) to groups of 6 male BALB/c mice at 0, 1, 3 or 5 mg/kg bw per day for 14 days. Levels of serum adrenocorticotropic hormone and cortisol were increased at 5 mg/kg bw per day and at 3 and 5 mg/kg bw per day, respectively. Body weight was reduced from 3 mg/kg bw per day. Absolute and relative thymus and spleen weights, as well as cell cycle parameters in thymus and spleen were significantly influenced from 3 mg/kg bw, while in the thymus, T‐cell subpopulations were altered at only the highest dose. At the higher doses also markers for apoptosis were noted in the spleen. Whereas these effects might have been secondary to effects on body weights and hormonal alterations, in the spleen, a significant decrease in the percentage of F4/80+, CD49+ immature T cells was seen at all dose levels and a significant decrease in CD11c+CD8+ at 1 mg/kg bw per day only. In spleen cells, IL‐4 was reduced at all dose levels in a dose‐related manner. Whereas in this study, no functional parameters of the immune system were included, the data suggest that effects on the immune system are evident at the lowest dose tested, i.e. 1 mg/kg bw per day.
In a similar study, PFNA (0, 1, 3 or 5 mg/kg bw per day) was administered via oral gavage (vehicle 0.5% Tween 20) to male Sprague‐Dawley rats for 14 days; 6 rats/dose level were analysed. The results largely confirmed the mouse study, i.e. decreased body weights were noted from 3 mg/kg bw per day, while immune effects were noted at 1 mg/kg bw per day, albeit in a bit less pronounced fashion than in mice. The effects at the lower dose pertained to thymus weight that was increased at 1 mg/kg bw per day and decreased at 3 and 5 mg/kg bw per day, while an increase in apoptotic cortical lymphocytes and tangible macrophages (which had ingested apoptotic cells) was noted.
In two studies by Rockwell et al. ( 2013 , 2017 ), male and female 8‐week‐old C57Bl mice (n = 5) were administered a single dose of 0.1 mmol/kg PFNA by i.p. injection (0.46 mg/kg bw). In a substudy, mice were given 1 mg/kg LPS i.p., 28 days after treatment with PFNA. Twenty‐eight days after i.p injection of PFNA, spleen and thymus atrophy persisted. A decreased spleen weight was still noted; percentages of CD4 and CD8 cells were still up, at the cost of percentages of CD19 and CD14 cells. The TNFα response in serum to LPS treatment was markedly increased. The study supports the immunotoxicity of PFNA after i.p. injection, as well as its persistence over time. Although the mice were administered PFNA intraperitoneally, the study supports the immunotoxicity of PFNA after oral administration as observed by Fang et al. ( 2008 , 2009 ).
Frawley et al. ( 2018 ) reported on the effects of PFDA on the immune system (see also Section 3.3.3.2.1 on effects following repeated exposure), when applied to female rats and mice for a period of 28 days. Female Harlan Sprague‐Dawley rats were exposed to 0, 0.125, 0.25, 0.5, 1 or 2 mg PFDA/kg bw per day by oral gavage for 28 days. Rats treated with the two highest doses showed decreased body weight gain and these dose groups were excluded from further evaluation. Treatment‐related hepatocyte necrosis and hepatomegaly were observed in rats treated with 0.5 mg PFDA/kg per day, while effects on liver weights were found at 0.125 mg/kg body weight. No effects on spleen or thymus weight were noted, except on one group treated with 0.125 mg/kg bw, which was sensitised to SRBC. Female B6C3F1/N mice were exposed once per week to 0, 0.3125, 0.625, 1.25, 2.5 or 5 mg PFDA/kg bw by gavage for 4 weeks. Body weight was not affected. Increased liver weight and hepatomegaly was observed following exposure to 0.625 mg PFDA/kg bw per week and higher, while splenic atrophy was observed at 5 mg PFDA/kg bw per week. At higher doses in mice, total numbers of spleen cells were decreased, while also subpopulations of spleen cells were altered at lower doses, i.e. from 1.25 mg/kg bw, whereas in PFDA‐exposed rats, no changes were observed in leucocyte subpopulations. The phagocytosis of sheep red blood cells (SRBC) by fixed tissue macrophages in liver was measured in rats after i.v. administration of 51 Cr‐labelled SRBCs. The vascular half‐life for 51 Cr‐SRBC was not significantly altered, but the specific activity of fixed tissue macrophages in the liver was decreased by 24–39% at 0.25–0.5 mg PFDA/kg per day. The PFDA‐induced effects on the functionality of the immune system (i.e. humoral‐ and cell‐mediated immunity, host resistance) were limited.
In summary , the literature database, including the publications that appeared after the publication of the EFSA CONTAM Opinion (2018), if any, support the notion that PFOS exposure, possibly more than PFOA, causes immunosuppression, as evidenced by decreased antibody responses to sensitisation to an antigen, and that suppressed immune functionality may lead to reduced resistance to infection. Pachkowski et al. ( 2019 ) derived a reference dose of 1.8 × 10 –6 mg/kg per day for PFOS, based on the study by Dong et al. ( 2009 ). They preferred to derive a PoD from the Dong et al. ( 2009 ) study rather than the Peden‐Adams et al. ( 2008 ) study, because of the longer exposure duration in the former. They did not, however, take into consideration that in the Dong et al. ( 2009 ) study a shorter, and perhaps suboptimal sensitisation schedule was used, rendering the parameter tested less sensitive. The CONTAM Panel concluded that the study by Peden‐Adams et al. ( 2008 ), showing effects at the lower serum levels, is the critical study for immune effects in animals.
PFOA effects in mice are similar to those of PFOS in mice, with both structural and functional parameters influenced, but effects were observed at higher doses compared to PFOS; the NOAEL for immunotoxicity of PFOA was 1 mg/kg bw per day based on suppression of anti‐SRBC IgM titres in mice.
The information on other PFASs is rather limited.
Immune effects of PFNA indicate an LOAEL of 1 mg/kg bw per day, but this was not based on similar outcome parameters as measured for PFOS and PFOA (i.e. the functional parameter antibody production specific for sheep red blood cells was not measured).
PFDA did not influence antibody responses at the concentrations tested, but did cause other immune effects, i.e. effects on fixed liver macrophages, at a dose of 0.25–0.5 mg PFDA/kg per day.
In 2018, the EFSA CONTAM Panel concluded that for PFOS and PFOA, the available genotoxicity data are inconclusive. No evidence for a direct genotoxic mode of action for PFOS and PFOA was identified. There has been some evidence for oxidative stress induced by both PFOS and PFOA (EFSA CONTAM Panel, 2018 ). Three new studies and two recent NTP reports have been identified since the literature deadline for this EFSA CONTAM Panel 2018 Opinion on PFOS and PFOA.
PFOS
Chen et al. ( 2016 ) used a transgenic fish model, the λ transgenic medaka, to evaluate the potential mutagenicity of PFOS in liver tissue following a subchronic exposure (0, 6.7, 27.6, 87.6 μg/L in water) for 30 days. The dose‐dependent increase in mutation frequency at the cII target gene (twofold at the maximal dose) was due to +1 frameshift mutations.
Treatment of rats with PFOS (0, 0.6, 1.25 and 2.5 mg/kg bw per day) by gavage for 30 days at 48 h intervals significantly increased both micronucleus frequency and DNA single strand breaks (SSBs) as assessed by the comet assay as well as the number of apoptotic cells in the liver (Eke et al., 2017 ).
In the 2019 NTP study, no mutagenic activity was seen for PFOS (NTP, 2019b ) in E. coli (WP2 uvrA/pKM101, 100–‐10,000 μg/plate) or S. Typhimirium (TA100 or TA 98, 50–5,000 μg/plate). In a 28‐day study in female rats, PFOS (5 mg/kg bw per day) significantly increased the frequency of micronucleated polychromatic erythrocytes. Since this increase was within the historical control range, NTP judged the result to be equivocal. No increase in micronucleated erythrocyte frequency was seen in males. A significant dose‐dependent decreases in the percentage of polychromatic erythrocytes in the peripheral blood of both sexes was observed.
PFOA
In the 2019 NTP study, no mutagenic activity was seen for PFOA (NTP, 2019a ) in E. coli (WP2 uvrA/pKM101, 100–10,000 μg/plate) or S. Typhimirium (TA100 or TA 98, 50–5,000 μg/plate).
In mice after a 5‐week administration of PFOA (0, 0.2, 1, 5 mg/kg bw per day in drinking water), no evidence of treatment‐related genotoxicity was observed. This was assessed by measurements of SSBs by comet assay in liver and testis and by micronuclei in reticulocytes and spleenocytes (Crebelli et al., 2019 ). No evidence of lipid peroxidation and oxidative stress (decreased antioxidant capacity) was observed at the highest PFOA dose associated with marked liver hypertrophy and signs of cell injury (elevated ALT and AST).
No increase in micronucleated reticulocytes were observed in female rats administered PFOA (6.25–100 mg/kg bw per day) for 28 days. In male rats, a significant increase in micronucleated reticulocytes was seen over the administered doses (0.625–10 mg/kg bw per day). Since this increase was within the historical control range NTP questioned the biological significance. No changes were observed in the percentage of immature erythrocytes in peripheral blood of both sexes.
In summary, the new studies do not change the conclusion made in 2018 (EFSA CONTAM Panel, 2018 ).
Appendix I , Table I.1 , lists available in vitro genotoxicity studies identified in peer reviewed papers for relevant PFASs other than PFOS and PFOA. In addition, a report from industry about PFBS was available.
PFBS did not induce mutations in a bacterial reverse mutation assay or chromosome aberrations in the Chinese Hamster Ovary‐W‐B1 cell line (NICNAS, 2005 ). PFBS mutagenicity was judged to be equivocal in S. Typhimirium TA 98, but negative in TA 100 and E. coli WP2 uvrA/pKM101 (NTP, 2019b ). No induction of SSBs as measured by comet assay was observed in HepG2 cells (Eriksen et al., 2010 ). No increase of micronucleated erythrocytes was seen in peripheral blood samples from male and female rats administered PFBS (62.5–500 mg/kg bw per day) for 28 days. A significant decrease in polychromatic erythrocytes was seen in the peripheral blood of both sexes (NTP, 2019b ).
PFBA and PFHpA did not induce mutations in bacteria and was negative in the micronuclei test in V79 cells (Buhrke et al., 2013 ).
PFDoDA did not induce mutations in bacteria and was negative in the micronuclei test in V79 cells (Buhrke et al., 2013 ). No induction of SSBs as measured by comet assay was observed in HepG2 cells (Wielsøe et al., 2015 ). In Japanese medaka fish exposed to water levels of 100, 500 and 2,500 μg/L PFDoDA (for 1, 4, 7, 14, 21 and 28 days) a significant time‐ and concentration‐dependent increase of SSBs in liver DNA and erythrocyte abnormalities including micronuclei was observed (Ayanda et al., 2018 ).
PFUnDA did not induce SSBs as measured by comet assay in HepG2 cells (Wielsøe et al., 2015 ).
PFNA did not induce mutations in bacteria and was negative in the micronuclei test in V79 cells (Buhrke et al., 2013 ; NTP, 2019a ). Three studies reported increased SSBs, including Fpg sensitive sites and 8‐OHdG in HepG2 cells (Eriksen et al., 2010 ; Wielsøe et al., 2015 ) and TK6 cells (Yahia et al., 2014 ). In the green mussel ( Perna viridis ) PFNA (water levels 0, 0.01–1,000 μg/L, 7 days) increased SSBs as measured by comet assay (Liu et al., 2014b ). A 28‐day PFNA administration to female (1.56–6.25 mg/kg bw per day) and male (0.626–2.5 mg/kg bw per day) rats did not increase micronucleated reticulocytes. Severe toxicity to the bone marrow was observed in male rats (at 2.5 mg/kg bw per day), while none was evident in the females (NTP, 2019a ).
PFDA did not induce mutations in bacteria and was negative in the micronuclei test in V79 cells (Buhrke et al., 2013 ; NTP, 2019a ). In HepG2 cells PFDA was negative in the Comet assay (Eriksen et al., 2010 ). In the green mussel ( Perna viridis ) PFDA (water levels 0, 0.01–1,000 μg/L, 7 days) exerted genotoxicity as assessed by the alkaline comet assay (Liu et al., 2014b ). A 28‐day PFDA administration did not affect the frequency of micronucleated reticulocytes in female rats (0.156–1.25 mg/kg bw per day). However, an increase in micronuclei was seen in male rats at the highest administered PFDA dose (2.5 mg/kg bw per day) which induced severe toxicity to the bone marrow (NTP, 2019a ) see Section 3.3.3.2.1 and Appendix E Table E.1 for further details on this study.
PFHxA did not induce mutations in bacteria and was negative in the micronuclei test in V79 cells (Buhrke et al., 2013 ; Loveless et al., 2009 ; NTP, 2019a ). Two studies reported no genotoxic effects (SSBs including Fpg sensitive sites and chromosomal aberations) after PFHxA treatment of HepG2 cells (Eriksen et al., 2010 ) or human peripheral blood lymphocytes (Loveless et al., 2009 ). In a 28‐day study no increase in micronucleated reticulocytes was observed in peripheral blood of male and female rats administered PFHxA (31.5–500 mg/kg bw twice daily), whereas the percentage of circulating immature erythrocytes was markedly increased (NTP, 2019a ).
PFHxS induced SSBs as measured by comet assay in HepG2 cells (Wielsøe et al., 2015 ). No increase of micronucleated erythrocytes was seen in peripheral blood samples from male and female rats administered perfluorohexane sulfonate potassium salt (PFHxSK) (males: 0.625–10 mg/kg bw per day, females: 3.12–60 mg/kg bw per day) for 28 days. PFHxSK exerted significant decreases in polychromatic erythrocytes in the peripheral blood of males (NTP, 2019b ).
For PFASs relevant to this Opinion, no further genotoxicity studies in experimental animals and published in peer‐reviewed papers were identified.
The CONTAM Panel concluded that for PFASs other than PFOS and PFOA the number of studies and data are limited. Structural similarity for PFHxS and PFOS as well as for PFNA and PFOA and some evidence for oxidative stress induced by PFHxS and PFNA (See Appendix I , Table I.1 ) might indicate that, as reported for PFOS and PFOA before, (EFSA CONTAM Panel, 2018 ), for PFHxS and PFNA a direct genotoxic mode of action is unlikely.
Previous long‐term/carcinogenicity studies showed that PFOS and PFOA are tumour promoters in rodent liver, that PFOA also may induce Leydig cell tumours in rats, and that data on tumour formation in mammary gland and pancreas of PFOA‐treated animals are equivocal (EFSA, 2008 ; EFSA CONTAM Panel, 2018 ). The CONTAM Panel has not identified relevant new carcinogenicity studies for PFOS and PFOA in experimental animals.
Klaunig et al. ( 2015 ) treated SD rats with 0, 2.5, 15 or 100 mg of PFHxA /kg bw per day (males) and 0, 5, 30 or 200 mg of PFHxA/kg bw per day (females) by gavage for 104 weeks. There were no effects on body weights, food consumption, haematology, hormone parameters, several functional observational endpoints, or motor activity. In females a dose‐dependent decrease in survival and histological changes in the kidney (papillary necrosis) (at 200 mg/kg bw per day) could be observed. Other changes included decreases in triglyceride serum levels for males at 2.5 mg/kg bw day and for females decreases in serum LDL/VLDL and increases in urinary volume were noted at 200 mg/kg bw per day. There was no indication for carcinogenicity of PFHxA at any of the dosages tested.
Benninghoff et al. ( 2012 ) used a two‐stage chemical carcinogenesis model in trout to study whether PFNA , PFOS, PFOA, PFDA or 8:2FTOH are complete carcinogens or tumour promoters. Hepatocarcinogenesis was initiated with aflatoxin B1 (AFB1). Both, PFNA and PFDA, were applied via the diet 5 days per week for 6 months starting with a concentration of 2,000 mg/kg diet (approximately 50 mg/kg bw per day), which was reduced to 200 mg/kg diet (approximately 5 mg/kg bw per day). 8:2 FTOH was applied at 2,000 mg/kg diet throughout the experiment. PFNA and PFDA enhanced incidence and size of liver tumours when compared with AFB1‐initiated animals fed a control diet. In the groups, receiving PFNA or PFDA only, there were no tumours or a few liver adenomas, respectively. This indicates a tumour promoting capacity of both compounds in this animal species. However, incidence and size of liver tumours in AFB1‐treated trouts fed diets containing 8:2 FTOH were unaltered when compared with AFB1‐initiated animals fed control diet. Thus 8:2 FTOH exerted no liver tumour promoting activity in trout. Also, no tumours were found in animals treated with 8:2 FTOH only.
No long‐term toxicity or carcinogenicity studies were identified for the other PFASs under consideration in this assessment.
In summary , there is a long‐term study for PFHxA only, providing no evidence for any carcinogenicity of this PFAS. PFNA and PFDA showed a liver tumour promoting capacity in a trout two‐stage model of hepatocarcinogenesis, while 8:2FTOH failed to do so. For the remaining PFASs in this Opinion information on their carcinogenic potency is missing.
In this section, the body of evidence on epidemiologic studies in humans is presented and assessed. Under the various subheadings (per outcome), the basic order is chronological, but if a specific cohort is re‐examined later, then this breaks the chronological order, so that several studies of a specific outcome in the same cohort are placed together. For clarity the type of study design is also emphasised in the review below.
Regarding the four outcomes (increased serum cholesterol, impaired antibody response after vaccination, increased serum ALT, and decreased birth weight) that were considered potential critical effects in the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), key studies published after the deadline of the literature review for the PFOS and PFOA Opinion (EFSA CONTAM Panel, 2018 ), were also considered. These will be commented in Section 3.4.1 on Critical effects, where the evidence regarding PFOS and PFOA is discussed again.
In the Opinion on PFOS and PFOA, (EFSA CONTAM Panel, 2018 ), 13 prospective studies (maternal pregnancy or pre‐pregnancy serum) and four cross‐sectional studies (cord blood) were reviewed that had examined associations between PFOS and/or PFOA and birth weight. Only studies with more than 100 participants were included in that review. In addition, two large studies from the C8 cohort were reviewed that examined associations between retrospectively modelled exposure to PFOA and birth weight. Among the reviewed studies, relatively modest but consistent inverse associations with birth weight were observed for both compounds. No clear associations with low birth weight (LBW < 2,500 g) or small for gestational age (SGA) were observed in six studies addressing those outcomes. Also, no association was observed between PFOA and birth weight in the two studies from the C8 cohort relying on modelled exposures. While acknowledging that the association between PFOS and PFOA and birth weight might be partly confounded by physiological changes in pregnancy (Savitz, 2007 ; Verner et al., 2015 ), and the lack of association with LBW or SGA, the CONTAM Panel still concluded that there may well be an association between exposure to PFOS and PFOA and birth weight’.
Since the publication of the previous Opinion on PFOS and PFOA in 2018 (EFSA CONTAM Panel, 2018 ), several papers on PFASs and birth weight have been published. These include both original research papers and meta‐analyses. Below, these publications are reviewed first, for all compounds. Then results on PFASs other than PFOS and PFOA are summarised for those papers previously included in the Opinion (EFSA CONTAM Panel, 2018 ). Finally, a review of published findings from meta‐analyses is given prior to a short summary.
New publications not reviewed in the EFSA CONTAM Panel 2018 Opinion
In a study from the Danish National birth cohort, Meng et al. ( 2018 ) examined associations between maternal concentrations (median) of PFOS (30.1 ng/mL), PFOA (4.6 ng/mL), PFHxS (1.0 ng/mL), PFNA (0.5 ng/mL), PFHpS (0.4 ng/mL) and PFDA (0.2 ng/mL) and birth weight, gestational age, LBW and preterm delivery (< 37 weeks of gestation). First trimester serum samples from 3,535 women were analysed for PFOS and PFOA, and from 2,120 women for the other PFASs. This included 1,400 women that had previously been described in another publication (Fei et al., 2007 ). In this updated analysis, PFOS, PFOA, PFNA and PFHpS (but not PFHxS and PFDA) were significantly and inversely associated with birth weight and gestational age as continuous outcomes. For birth weight, the mean decrease in birth weight ranged from 50 to 100 g across quartiles of exposure. For all compounds no significant associations with LBW were observed.
In a cohort study of 424 mother–infant pairs from China, Wang et al. ( 2019a ) examined associations between cord blood concentrations (median) of PFOS (0.7 ng/mL) and PFOA (2.0 ng/mL) with birth weight and length. No associations were observed for any of the assessed outcomes.
In the UK, Marks et al. ( 2019 ) examined associations between maternal serum concentrations (median) of PFOS (14 ng/mL), PFOA (3 ng/mL) PFHxS (2 ng/mL) and PFNA (0.4 ng/mL) with birth size in 457 male infants whose mothers had been recruited into the ALSPAC birth cohort. Serum samples were drawn between week 12 and 33 of gestation. Maternal PFOS concentrations were significantly and inversely associated with birth weight, birth length and head circumference. Non‐significant inverse associations were observed for the other compounds.
In a study of 2,071 singleton and 1,040 twin infants born to mothers in New York State, Bell et al. ( 2018 ) examined associations between concentrations (median) of PFOS (1.7 ng/mL) and PFOA (1.1 ng/mL) quantified in newborn bloodspots and measures of birth size. No consistent associations were observed.
Manzano‐Salgado et al. ( 2017a ) examined in 1,202 Spanish pregnant women, associations between first trimester serum (mean) PFHxS (0.6 ng/mL), PFOS (6.1 ng/mL), PFOA (2.4 ng/mL) and PFNA (0.7 ng/mL) with birth weight, LBW, and SGA. No consistent associations were observed for any of the outcomes examined.
In a cohort of 638 pregnant women from Denmark, providing blood samples between gestation weeks 8 to 16, Lind et al. ( 2017a ) examined associations between maternal serum concentrations (median) of PFOS (8.1 ng/mL), PFOA (1.7 ng/mL), PFHxS (0.3 ng/mL), PFNA (0.7 ng/mL) and PFDA (0.3 ng/mL) with birth weight. No consistent associations with birth weight as continuous outcome were observed for individual PFASs. Maternal concentrations of PFOA were, however, significantly higher among those few cases (n = 13) who gave birth to LBW infants (< 2,500 g).
Buck Louis et al. ( 2018 ) examined associations between several PFASs and birth weight in a cohort of 2,106 healthy pregnant women recruited across 12 US cities. The median concentrations of individual PFAS (all in ng/mL) were 0.06 for N‐methylperfluoro‐1‐octane‐sulfonamidoacetic acid (N‐MeFOSAA), 0.25 for PFDA, 0.03 for PFDoDA, 0.01 for PFDS, 0.02 for PFHpA, 0.71 for PFHxS, 0.76 for PFNA, 1.99 for PFOA, 5.13 for PFOS and 0.18 for PFUNDA. In this study PFOA was inversely associated with birth weight while for other PFASs no association were observed with birth weight or length. Several PFAS were inversely associated with upper thigh‐length. Although of interest the interpretation of such inverse association is unclear in the absence of consistent inverse association with birth weight and length.
In a study of 693 mother–child pairs from four European birth cohorts, Govarts et al. ( 2018 ) examined the association between PFOS (median: 2 ng/mL) and PFOA (median: 0.5 ng/mL) in cord blood and small for gestational age (SGA). PFOS was not associated with SGA [OR: 0.82 (95%CI: 0.74, 0.91) per interquartile range increase in exposure] while the corresponding estimate for PFOA showed a borderline significant increased risk of SGA [OR: 1.64 (95%CI: 0.97, 2.76)].
Summary of existing meta‐analyses not reviewed in the 2018 EFSA CONTAM Panel Opinion
Steenland et al. ( 2018 ) published a meta‐analysis based on 24 studies (n = 5,772) that had measured serum concentrations of PFOA. In addition to these studies, they also included 4,142 women from the C8 cohort where exposure to PFOA had been retrospectively modelled (not included in the other meta‐analyses). Based on the 24 studies with measured concentrations, a –11 g decrease (–17, –4) in birth weight was observed for every 1 ng/mL increase in PFOA. Adding the modelled exposures, the corresponding estimate was non‐significant [–1.0 g decrease (95% CI –2.4, –0.4)]. The authors also concluded that studies based on serum samples drawn early compared to late in pregnancy showed weaker associations. This difference was interpreted as evidence of bias due to confounding by physiological changes during pregnancy. The conclusions by Steenland et al. ( 2018 ) are largely in line with the conclusions on a consistent association between PFOA and birth weight in the previous Opinion (EFSA CONTAM Panel, 2018 ) on PFOS and PFOA, where the conclusion was based on studies with measured concentrations only, as the modelled concentrations in the C8 studies did not take the inter‐pregnancy interval in mothers into consideration when modelling their exposure, which is a strong determinant of pregnancy concentrations for parous women (Bach et al., 2018 ). The updated study from the Danish National birth cohort by Meng et al. ( 2018 ) with serum samples drawn early in pregnancy and reporting around 50–100 g reduction in birth weight is, however, not in line with the conclusion by Steenland et al. ( 2018 ) that samples drawn early in pregnancy show much weaker associations.
In contrast to the meta‐analyses by Steenland et al. ( 2018 ), another previous review on PFOA only included studies using quantified levels of PFOA in serum or plasma. Johnson et al. ( 2014 ) used the Navigation Guide methodology to evaluate the evidence for an association between developmental exposure to PFOA and fetal growth. Nine studies met the inclusion criteria. Based on these studies each 1 ng/mL increase in serum PFOA concentration was associated with a 19 g decrease in birth weight (95% CI: –30, –8). Three years later, Negri et al. ( 2017 ) published another meta‐analysis of 12 studies with maternal plasma/serum concentrations of PFOA and eight studies with plasma/serum concentrations for PFOS. The regression coefficient for decrease in birth weight per ~ 3‐fold (1‐Ln) increase in PFOS and PFOA was –46 g (95% CI –80, –12) and –27 g (95% CI –51, –4), respectively.
Associations with PFASs other than PFOS and PFOA in papers reviewed for only PFOS and PFOA the EFSA CONTAM Panel 2018 Opinion
Kwon et al. ( 2016 ) examined associations between cord blood concentrations (median) of PFHxS (0.4 ng/mL), PFNA (0.2 ng/mL), PFDA (0.1 ng/mL), PFUnDA (0.3 ng/mL), PFDoDA (0.1 ng/mL) and PFTrDA (0.4 ng/mL) and birth weight in 268 Korean infants. Serum levels of PFHxS, PFNA, PFDA and PFUnDA were all significantly and inversely associated with birth weight.
Wang et al. ( 2016 ) examined associations between maternal serum concentrations (medians) of PFNA (1.6 ng/mL), PFDA (0.4 ng/mL), PFUnDA (3.4 ng/mL), and PFDoDA (0.4 ng/mL) and birth weight among 223 Taiwanese mothers and their term infants. Serum samples were drawn in the third trimester. Among female infants (n = 106), all four PFASs were significantly and inversely associated with birth weight, while no associations were observed for male infants (n = 117).
Maisonet et al. ( 2012 ) examined associations between maternal serum concentrations (median) of PFHxS (2 ng/mL) with birth size in 447 female infants whose mothers had been recruited into the ALSPAC birth cohort. Serum samples were drawn mainly between weeks 10 and 28 (IQR) of gestation. Maternal PFHxS concentrations were significantly and inversely associated with birth weight and birth length.
Using maternal serum sampled in gestation week 9–20, Bach et al. ( 2016 ) studied associations between serum concentrations (medians) of PFHxS (0.5 ng/mL), PFHpS (0.2 ng/mL), PFNA (0.8 ng/mL), PFDA (0.3 ng/mL) and PFUnDA (0.3 ng/mL) in 1,507 primiparous women from Aarhus, Denmark. No significant associations were observed.
Robledo et al. ( 2015 ) examined the association between pre‐pregnancy maternal serum concentrations of (means) 2‐(n‐ethyl‐perfluorooctane sulfonamide) acetate (Et‐PFOSA‐AcOH) (0.1 ng/mL), 2‐(n‐methyl‐perfluorooctane sulfonamide) acetate (Me‐PFOSA‐AcOH) (0.3 ng/mL), PFDeA (0.5 ng/mL), PFNA (1.6 ng/mL) and FOSA (0.1 ng/mL) and birth weight and ponderal index in 243 US mothers. Analyses were performed for male and female infants separately. Only FOSA was significantly and inversely associated with birth weight in male infants (n = 113).
Chen et al. ( 2012 ) examined the associations between cord blood concentrations of PFNA (mean 2.4 ng/mL) and PFUnDA (10.6 ng/mL) among 429 mother–infant pairs from Taiwan. Non‐significant associations were observed for both compounds.
Hamm et al. ( 2010 ) studied associations between maternal concentrations during pregnancy of serum PFHxS (mean 2.1 ng/mL) and birth weight in 252 Canadian mother–child pairs. No association was observed.
Lenters et al. ( 2016 ) studied associations between PFHxS, PFNA, PFDA, PFUnDA and PFDoDA and birth weight in a combined cohort of 1,250 mothers from Greenland (n = 513), Poland (n = 180) and Ukraine (n = 557) who gave birth at term (≥ week 37 of gestation). With the exception of PFHxS (~ 3.5 ng/mL), median concentrations were below 1 ng/mL. No significant associations were observed.
Shi et al. ( 2017 ) examined associations between cord blood concentrations (medians) of PFHxS (0.2 ng/mL), PFNA (0.2 ng/mL), PFDA (0.01 ng/mL) and PFUnDA (0.06 ng/mL) and birth weight and height in 170 Chinese infants. No significant associations were observed.
Summary
Eight new studies on PFOS and PFOA have been published after the 2018 Opinion (Bell et al., 2018 ; Buck Louis et al., 2018 ; Govarts et al., 2018 ; Lind et al., 2017a ; Manzano‐Salgado et al., 2017a ; Marks et al., 2019 ; Meng et al., 2018 ; Wang et al., 2019a ). Several but not all studies observed no association. For example, the large (n = 3,535) study by Meng et al. ( 2018 ) observed consistent inverse associations between PFOS and PFOA and birth weight. In that study, samples were drawn in early pregnancy (first trimester), which should minimise the risk of confounding by physiological changes in pregnancy (Steenland et al., 2018 ). The difference between the study by Meng et al. ( 2018 ) and some other studies are the two‐ to fourfold higher serum levels, as women were recruited around the year 2000 when environmental contamination was at peak levels. Taking into consideration these differences in serum levels, the additional studies reviewed on PFOS and PFOA do not contradict the previous conclusion from the 2018 Opinion (EFSA CONTAM Panel, 2018) that ‘ there may well be a causal association between PFOS and PFOA and birth weight ’. That conclusion is also in agreement with most meta‐analyses that have been conducted to date.
Concerning PFASs other than PFOS and PFOA, concentrations were generally much lower compared to PFOS and PFOA and inconsistent associations with birth weight were observed.
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018) many of the studies reviewed above in relation to birth weight also examined associations with preterm delivery (gestational age less than 259 days). Overall, no consistent associations were observed for PFOS and PFOA in these studies. This was also the case for other PFASs (see Appendix J , Section J.1 for details on these studies).
Since the publication of the previous Opinion (EFSA CONTAM Panel, 2018), only one large (n = 3,535) study by Meng et al. ( 2018 ) has reported results on preterm delivery. In that study maternal serum PFAS concentrations in early pregnancy showed relatively consistent associations with preterm delivery. Despite this report, and in line with the conclusions from the previous Opinion, the evidence for an association between PFASs and preterm delivery is still limited.
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018), six studies reporting results on time to pregnancy were reviewed. Based on that review the Panel's conclusion was that ‘ there is insufficient evidence to suggest that exposure to PFOS/PFOA may adversely affect fecundity ’. The same conclusion was reached when reviewing these same studies for PFASs other than PFOS and PFOA (see Appendix J , Section J.1 ).
In the Opinion on PFOS and PFOA, five studies reporting results on miscarriage were reviewed. Based on that review the Panel's conclusion was that there is ‘ limited evidence to suggest that PFOS or PFOA are associated with increased risk of pregnancy loss ’. The same conclusion was reached when reviewing these same studies for PFASs other than PFOS and PFOA (see Appendix J , Section J.1 ).
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018), six studies reporting results on pregnancy hypertension were reviewed. Five of those studies were from the same study population, the C8 cohort. The CONTAM Panel's conclusion was that ‘ there is insufficient evidence to suggest that PFOS or PFOA are associated with pregnancy induced hypertension or preeclampsia ’. No new studies have since been identified for PFOS, PFOA or other PFASs.
PFOS and PFOA
In the Opinion on PFOS and PFOA, 30 studies on 18 cohorts were identified with PFOS/PFOA measurements in serum of pregnant mothers, in cord blood or in breast milk and various follow‐up outcomes in children between 6 months and 22 years (EFSA CONTAM Panel, 2018). Most studies examined associations between prenatal or perinatal exposure to PFOS/PFOA and later neurobehavioural developmental effects. The CONTAM Panel concluded that support for associations between prenatal exposure to PFOS or PFOA and early life neurobehavioural development or overweight was considered insufficient (EFSA CONTAM Panel, 2018).
PFASs other than PFOS and PFOA
For PFASs other than PFOS and PFOA, 17 publications on 14 longitudinal studies were identified with PFHxS/PFNA measurements in serum/plasma of pregnant mothers or in cord blood and follow‐up of various outcomes in children between 6 months and 22 years. Most studies have examined associations between prenatal or perinatal exposure to PFHxS/PFNA and later neurobehavioural development and overall, they do not provide support for any association. Also, for overweight/obesity and timing of puberty, no consistent associations were found.
Fewer studies examined associations between these outcomes and prenatal exposure to PFASs other than PFOS, PFOA, PFHxS and PFNA, and no significant associations were found.
A description of the individual studies can be found in Appendix J , Section J.2 .
The CONTAM Panel concludes that there is insufficient evidence to suggest that exposure to PFAS may adversely affect neurobehavioural development or overweight.
PFOS and PFOA
In the Opinion on PFOS and PFOA, eight cross‐sectional studies, five in children and three in adults, assessing various neurobehavioural, neuropsychiatric and cognitive outcomes were reviewed (EFSA CONTAM Panel, 2018). Consistent adverse associations were not found with serum levels of PFOS or PFOA. Several studies found inverse associations (‘protective effect’).
PFASs other than PFOS and PFOA
Three cross‐sectional studies assessed different endpoints relevant to neurotoxicity in children. One of them was a large cross‐sectional study from the C8 cohort (Stein and Savitz, 2011 ) which showed a statistically significant association between serum PFHxS and diagnosis of ADHD (based on interview, including medications) in children and adolescents. Same‐direction non‐statistically significant associations between were also reported for PFNA (and PFOS). There was no association between PFHxS and learning problems which would indicate that, should the association be causal, it would be based on aspects of ADHD that do not affect learning. In contrast to PFOA where contaminated drinking water was the main source of exposure in this cohort, the serum PFHxS levels were not higher than in other populations. Another study showed an association with behavioural changes at age 5 but not at age 7. The third study was very small (N = 83).
Three cross‐sectional studies were performed in adults. They reported possible inverse (‘protective direction’) associations for PFNA and PFHxS.
A description of the individual studies can be found in Appendix J , Section J.3 .
The CONTAM Panel concludes that there is insufficient evidence to suggest that exposure to PFASs may adversely affect neurobehavioural, neuropsychiatric and cognitive outcomes.
PFOS and PFOA
In the Opinion on PFOS and PFOA, four prospective studies and six cross‐sectional studies were reviewed that had examined associations between PFOS and PFOA with asthma and allergies (EFSA CONTAM Panel, 2018). The CONTAM Panel concluded that ‘ there is not much evidence to suggest that PFOS or PFOA are associated with asthma and allergies in children and adults ’. Since then, five new prospective studies on asthma and allergies have been published. The associations reported in these new studies were reviewed for all PFASs and the studies previously reviewed for PFOS and PFOA were reviewed for other PFASs as well (See Appendix J , Section J.4 ).
In summary, new studies on PFOS and PFOA showed no or inconsistent associations with asthma and allergies for both prenatal and postnatal exposures. These studies do not change the conclusion of the previous Opinion on PFOS and PFOA.
PFASs other than PFOS and PFOA
Concerning PFASs other than PFOS and PFOA, prospective studies in children with prenatal exposure assessment have produced inconsistent results (Wang et al., 2011b; Timmermann et al., 2017b ; Averina et al., 2019 ). Results of studies focusing on prenatal exposures have also been inconclusive (Goudarzi et al., 2016 ; Impinen et al., 2018 , 2019 ; Manzano‐Salgado et al., 2019 ; Okada et al., 2014 ; Timmermann et al., 2017b ). Two well‐conducted cross‐sectional studies by Dong et al. ( 2013 ) and Qin et al. ( 2017 ) from the same study population in Taiwan, suggest that several PFASs may be positively associated with asthma in children. Three other cross‐sectional studies in adolescents and adults (Buser and Scinicariello, 2016 ; Stein et al., 2016a ; Tao et al., 2008 ) found no association. One possible explanation for a positive association with asthma being observed in a cross‐sectional study is that asthmatic cases might be differently exposed through altered behaviour because of their underlying disease condition.
In conclusion, the available evidence is insufficient to suggest that exposure to PFASs are associated with allergy and asthma in children and adults.
In the previously published Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018), a total of six studies were reviewed. Since then, three additional publications on two cohorts have been published (Grandjean et al., 2017a , b ; Zeng et al., 2019 ). All these studies are reviewed below for all PFASs, including also PFOS and PFOA.
Grandjean et al. ( 2012 ) examined associations between both pre‐ (gestation week 32) and postnatal (5 years) serum concentrations of PFASs and offspring antibody concentrations against tetanus and diphtheria following booster vaccination at age 5 years (cohort 3, n = 456–587, 1997–2000). Postnatally, serum PFASs and pre‐booster antibody concentrations were measured at a mean age (SD) of 5.0 (0.1) years. Serum antibody response was then measured ~4 weeks later after booster vaccination and at offspring age 7.5 (0.1) years. The median concentrations for antibody titres to tetanus were 0.22 IU/mL at 5 years pre‐booster, 35 IU/mL at 5 years post‐booster and 1.6 IU/mL at 7.5 years. For diphtheria the corresponding numbers were 0.12, 13.0 and 0.68 IU/mL, respectively. Associations between offspring PFAS concentrations at age 5 pre‐booster with antibody titres at age 5‐ and 7.5‐year post‐booster can be interpreted as a short‐ and long‐term influence on the efficacy of the booster vaccination, respectively. The strength of this study is that it is not purely observational and has an interventional component. The large increase in antibody concentration is initiated through vaccination and this increase is examined in relation to baseline PFASs concentrations. The interpretation of associations reported between maternal PFAS concentrations and offspring antibody concentrations during childhood are, however, more challenging, as several vaccinations are administered from birth at various time points. Furthermore, among breastfed infants, maternal PFAS concentrations are, due to exposure through breastfeeding, strong determinants of offspring concentrations during the first few years of life. Several associations were explored in this study and the results are summarised below:
Association between maternal PFAS concentrations and antibody concentrations at ages 5 (pre‐ and post‐booster) and 7.5:
PFOS: Mean concentration in maternal serum was 27.3 ng/mL. Each twofold increase in maternal PFOS concentrations was associated with –39% (95%CI: –55, –17) and –21% (95%CI: –38, 1) decrease in diphtheria antibody concentrations at 5 years pre‐ and post‐booster, respectively. Non‐significant but inverse direction associations were observed for tetanus antibody concentrations.
PFHxS: Maternal concentrations of PFHxS (mean: 4.4 ng/mL) were not associated with antibody concentrations to tetanus or diphtheria at age 5 years pre‐ and post‐booster.
PFOA: Maternal concentrations of PFOA (mean: 3.2 ng/mL) showed a non‐significant inverse association with antibody concentrations to diphtheria at age 5 years pre‐ and post‐booster while the associations for tetanus were in opposite directions at pre‐ and post‐booster, neither of them being significant.
PFNA: Similar to PFOA, maternal concentrations of PFNA (mean: 0.6 ng/mL) showed a non‐significant inverse association with antibody concentrations to diphtheria at age 5 years pre‐ and post‐booster, while the associations for tetanus were centred around the NULL.
PFDA: Maternal concentrations of PFDA (mean: 0.3 ng/mL) were significantly and inversely associated with antibody concentrations to diphtheria (around 20% decrease per twofold increase) at age 5 years pre‐ and post‐booster. No association was observed for tetanus.
Combined exposures: Structural equations were used to evaluate the associations for combined exposure to PFOS, PFHxS and PFOA during pregnancy and in relation to offspring antibody response to diphtheria and tetanus at age 5.0 years pre‐booster and at age 7.5 years post‐booster. A twofold increase in maternal concentrations during pregnancy was significantly associated with ‐48% (95%CI: –68, –16) and –42% (95%CI: –66, –1) decrease in serum antibody response to diphtheria at age 5 pre‐booster and age 7.5 post‐booster, respectively. No associations were observed for tetanus.
Offspring PFAS concentrations at age 5 and offspring antibody concentrations at ages 5 and 7.5 years:
PFOS: Each twofold increase in offspring PFOS concentrations at 5‐year pre‐booster (mean 16.7 ng/mL) was associated with −29% (95%CI: −46, −6) and −24% (95%CI: −44, 4) change in post‐booster antibody response to tetanus at age 5 and 7.5 years, respectively. The corresponding estimates for diphtheria were −16% (95%CI: −32, 4) and −28% (−46, −3), respectively.
PFHxS: At age 5 years pre‐booster, two‐fold offspring concentrations of PFHxS (0.6 ng/mL) were significantly associated with −19% (95%CI: −30, −7) lower tetanus antibody concentration at 5 years post‐booster and −20% (95%CI: −32, −6) lower concentration at age 7.5 years. A non‐significant −10% lower concentration was observed for diphtheria for these two time points.
PFOA: At 5 years of age, pre‐booster offspring concentrations of PFOA (4.1 ng/mL) showed a weak but inverse association with antibody response to tetanus and diphtheria post‐booster at age 5 years (6–13% decrease). At age 7.5 years the association for both antibody titres to diphtheria and tetanus was, however, strongly significant, corresponding to around ~ 25% decrease per twofold increase in PFOA.
PFNA: At 5 years pre‐booster, each twofold increase in offspring PFNA concentrations (mean: 1.0 ng/mL) was associated with around 15–20% decrease in antibody response to diphtheria and tetanus at age 5 and 7.5 years, although statistical significance was not always reached.
PFDA: At 5‐year pre‐booster, each twofold increase in PFDA (mean: 1.0 ng/mL) concentrations was associated with around 10–20% decrease in antibody response to diphtheria and tetanus at 5‐ and 7.5‐year post‐booster, although statistical significance was reached only for tetanus.
Combined exposures: Structural equations were used to evaluate the associations for combined exposures to PFOS, PFHxS and PFOA at offspring age 5 years (pre‐booster) in relation to offspring antibody response to diphtheria and tetanus at age 5 years pre‐booster and at age 7.5 years post‐booster. A twofold increase in offspring serum levels at age 5 years pre‐booster showed a non‐significant inverse association with antibody concentrations age 5 years pre‐booster. A twofold increase in combined exposure at age 5.0 years pre‐booster was, however, significantly associated with a −44% (95%CI: −66, −11) and −55% (95%CI: −73, −25) decrease in serum antibody response to diphtheria and tetanus at age 7.5, respectively.
Low antibody levels At age 5 years pre‐booster, a twofold increase in PFOS concentrations was associated with 1.6 (95%CI: 1.1, 2.3) higher odds of being below a protective level (0.1 IU/mL) against diphtheria. The corresponding estimates for PFOA was OR 1.2, 95%CI: 0.8–1.7. Slightly elevated but non‐significant OR were observed for tetanus. At age 7.5 years concentrations of PFOS and PFOA at 5 years were associated with 2.4 (95%CI: 0.9, 6.4) and 3.3 (95%CI: 1.4, 7.5) higher odds of being below protective levels against diphtheria. Similar elevated odds were reported for tetanus at age 7.5.
Co‐exposures: Concerning possible confounding by other co‐exposures, PCBs in maternal samples and offspring samples at age 5.0 years showed a weak correlation with individual PFASs. Adjustment for these co‐exposures had no impact on the effect estimates. With respect to individual PFASs, the correlation between the five substances at offspring age 5 years ranged between 0.2 and 0.8. The strongest correlation was observed between PFNA and PFDA, while for PFOS and PFOA the correlation was ~ 0.5. Other pair‐wise correlations were weaker. The authors performed benchmark dose (BMD) analyses for each of the five PFASs in serum of the 5‐year‐old children in relation to antibody response at 5 and 7.5 years. The results were reported with and without mutual adjustment for PFOS and PFOA (Budtz‐Jorgensen and Grandjean, 2018 ). In short, the modelling showed that both PFOS and PFOA, in statistical terms, were associated with antibody concentrations independent of each other (not confounded).
In summary , combined serum levels of PFOS, PFHxS and PFOA during pregnancy and at age 5 years pre‐booster vaccination showed a strong inverse association with serum antibody titres to diphtheria and/or tetanus at age 7.5 years. Use of combined exposure is supported by evidence suggesting that the associations observed for each PFAS are at least partly independent (Budtz‐Jorgensen and Grandjean, 2018 ). For individual PFASs at age 5 years, the associations with antibody concentrations to tetanus and diphtheria at 5 and 7.5 years post‐booster were consistently inverse. Associations for tetanus were generally weaker and less consistent compared to diphtheria. A lack of statistical significance for some of the associations reported is not unexpected, given the different concentrations of individual PFASs. Higher odds of being below protective levels for diphtheria at age 5.0 and 7.5 years suggest that the associations observed are of clinical relevance.
Looker et al. ( 2014 ) examined, among 411 US adults, associations between serum concentrations of PFOA and PFOS and antibody response following influenza vaccination. Participants had been exposed to PFOA contaminated drinking water and were enrolled into the C8 project in 2005–2006. They were again followed up and recruited for this study in 2010. Median serum concentrations of PFOA and PFOS in 2010, at baseline prior to vaccination, were 31.5 and 9.2 ng/mL, respectively. After vaccination (after 21 ± 3 days), seroconversion for influenza type B, A/H1N1 and A/H2N3 was 62%, 84% and 65%, respectively. Mean antibody concentrations for influenza type B post vaccination were significantly lower among those in the highest compared to the lowest quartile of serum PFOA levels. Non‐significant decreases in antibody titres were also observed across quartiles for A/H1N1 and A/H2N3. After adjustment for age and sex, the association between PFOA and antibody titres to influenza Type B was weakened and non‐significant, while the inverse association for A/H2N3 became more pronounced, showing a significant risk of not attaining the antibody threshold considered to offer long‐term protection. No association was observed for PFOS.
Kielsen et al. (2016) recruited 12 healthy adult volunteers from Denmark, aged 23–67, and examined associations between serum concentrations of several PFASs with changes in antibody concentrations to diphtheria and tetanus following booster vaccination in an exploratory study. Serum samples were drawn at baseline prior to booster vaccination. Baseline concentrations (medians) were 0.4 ng/mL for PFHxS, 9.5 ng/mL for PFOS, 0.12 ng/mL for PFHpA, 1.7 ng/mL for PFOA, 0.7 ng/mL for PFNA, 0.3 ng/mL for PFDA, 0.21 ng/mL for PFUnDA and 0.04 ng/mL for PFDoDA. Changes in antibody concentration were quantified at days 2, 4, 7, 10, 14 and 30 after booster vaccination. Concentrations of both diphtheria and tetanus antibodies increased by more than 10‐fold and reached a plateau by day 10. The outcome measure was, as a result, defined as the individual change in serum antibody titres between days 4 and 10 post‐booster. Baseline concentrations of PFHxS, PFOS, PFNA, PFDA, PFUnDA and PFDoDA were significantly and inversely associated with the rate of increase in diphtheria antibody concentrations between 4 and 10 days. A non‐significant inverse association was observed for PFOA (p = 0.25) and PFHpA (p = 0.75). The percent reduction in diphtheria antibody concentrations ranged between ~8 to ~18% for a twofold increase in PFAS concentrations. However, for tetanus, only PFUnDA and PFDoDA were significantly inversely associated with the rate of increase in antibody response, corresponding to ~10% reduction in antibody concentrations per twofold increase in exposure.
Stein et al. ( 2016b ) examined the association between serum concentrations (means) of PFOS (5.2 ng/mL), PFHxS (1.1 ng/mL), PFOA (2.3 ng/mL) and PFNA (0.8 ng/mL) with immune response following vaccination against influenza (FluMist). A total of 78 subjects from the US, aged 18–49, provided a baseline blood sample and were then immunised. Blood samples were then drawn after 48–72 h and again, at least 30 days after vaccination. A total of 13 immune outcomes were explored including cytokine, chemokine and immunoglobulin concentrations in serum. Overall, no significant associations were observed between baseline concentrations of these four compounds with the outcomes explored. When interpreting these results, it is worth noting that the FluMist generated a limited systemic response to the vaccination. More precisely, seroconversion was only observed in 7 and 19 out of 78 participants as measured by haemagglutinin inhibition and immunohistochemistry, respectively. Such limited response to the vaccination is a clear limitation, making any association with antibody response difficult to detract.
In a cohort of 101 infants from Germany, Abraham et al. ( 2020 ) examined the association between plasma concentrations of PFHxS, PFOS, PFOA and PFNA and antibodies to diphtheria, tetanus and haemophilus influence type b (Hib). Mothers and their children were recruited in 1997–1999 when the infants were between 341 and 369 days old. Of these, 21 were formula fed (≤ 2 weeks of breastfeeding) and 80 were breastfed for > 4 months. When combining exclusive and partial breastfeeding into ‘equivalent to exclusive breastfeeding’ the median duration was 7.4 months. Mean levels of PFASs in plasma from, respectively, non‐breastfed and breastfed infants were for PFOA 3.8 and 16.8 ng/mL, for PFOS 6.8 and 15.2 ng/mL, for PFHxS 1.7 and 2.1 ng/mL and for PFNA 0.2 and 0.6 ng/mL. For the mothers, the mean concentrations in plasma among those who did not breastfeed (n = 21) and those who breastfed (n = 80) were for PFOA 4.9 and 3.2 ng/mL, for PFOS 17.2 and 14.1 ng/mL, for PFHxS 1.8 and 1.0 ng/mL and for PFNA 0.4 and 0.3 ng/mL. Higher concentrations in plasma among breastfed infants and lower concentrations among mothers who breastfed is explained by lactational transfer of PFASs from the mother to the baby. This transfer into breast milk is more effective for PFOA compared to PFOS, which also explains the differences in PFOS/PFOA ratio between mothers and infants (see human TK section).
Concentrations of PFOA in infant plasma were significantly and inversely correlated with antibody concentrations to diphtheria (r = –0.23, p = 0.02), tetanus (r = –0.25, p = 0.01) and Hib (r = –0.32, p = 0.001). Analyses were adjusted for time since last vaccination and for tetanus also the number of vaccinations. Adjustment for other co‐contaminants quantified in infant blood, including PCBs, dioxins (I‐TEQ), organochlorine pesticides, mercury, cadmium and lead did not influence these associations. Adjustment for duration of exclusive breastfeeding had no relevant influence. The NOAECs for PFOA, estimated by dividing exposure into quintiles, ranged between 18.9 and 19.4 ng/mL, depending on the type of antibody titres. In terms of effect size the mean reduction in antibody response when comparing the highest to lowest quintile of PFOA exposure was –57%, –53% and –78% for diphtheria, tetanus and Hib, respectively. Associations for PFOS, PFHxS and PFNA were not significant. Upon request from EFSA, the authors provided analyses of the associations with the sum of PFOA, PFNA, PFHxS and PFOS (see Appendix K ). Similar as for PFOA, the sum of the four PFASs was significantly and inversely correlated with tetanus and Hib, while the correlation for diphtheria was borderline significant.
Since the first study from the Faroe Islands (Grandjean et al., 2012 ), reviewed above, two additional studies using partly the same data have been published. One study was based on later follow‐up of the children, while the other examined associations with PFAS concentrations at earlier age. Both these studies, and others reviewed in this section, are of more observational character as the timing of exposure assessment is not standardised and assessed in relation to administration of the booster vaccination.
Using the same cohort as in the first study (Grandjean et al., 2012 ; cohort 3, n = 587, 1997–2000), additional follow‐up was conducted when the children were 13 years of age (Grandjean et al., 2017b ). In that study, associations between offspring PFAS concentrations at ages 7.5 and 13 years were examined in relation to serum antibody titres to tetanus and diphtheria at age 13 years. At age 7.5 years, serum concentrations (means) were 15.3 ng/mL for PFOS, 4.4 ng/mL for PFOA, 0.5 ng/mL for PFHxS, 1.1 ng/mL for PFNA and 0.4 ng/mL for PFDA. These median concentrations were quite similar to those observed at age 5 (Grandjean et al., 2012 ). Serum PFOS concentrations at age 7.5 were inversely associated with antibody concentrations to diphtheria at age 13 corresponding with around –24% (95%CI: –43, –2) decrease per twofold increase in serum levels. The corresponding estimate for PFDA was –22% (95%CI: –34, –6). For PFOA, PFHxS and PFNA a modest inverse association was observed, being far from significant (p > 0.20). After exclusion of subjects having received booster vaccinations between age 7.5–13, slightly stronger associations were observed. At age 13 years, serum PFAS concentrations were approximately halved compared to those at that age 7.5. At age 13 years, the cross‐sectional analyses showed a modest and non‐significant inverse association for all five compounds. After exclusion of those having received booster vaccinations, the association for PFOA became significant, showing a –25% (95%CI: –43, –3) decrease per twofold increase in exposure, while the associations for the other four compounds were still inverse but non‐significant. For tetanus antibodies, the associations were, however, in the opposite direction for some of the compounds, suggesting an increase in antibody concentration at 13 years with higher exposure at ages 7.5 and 13. One methodological limitation of this study, as explained by the authors, is that children and adolescents that visit the emergency room for cuts or other injuries, frequently receive a tetanus booster for protection, which adds considerable variability to the outcome measures. Around 46% of the subjects in that study were suspected of having received a booster vaccination against tetanus between ages 7.5 and 13 years, which makes it difficult to evaluate the association for tetanus with the same precision as for diphtheria.
Another study aimed at examining the effect of PFASs on antibody response in young children (Grandjean et al., 2017a ), using partly the same data (cohort 3, n = 587–532, 1997–2000) along with another comparable cohort recruited 10 years later (cohort 5, n = 275–239, 2007–2009). The aim of this study was to explore associations with serum PFAS concentrations at birth, age 18 months and 5 years in relation to serum antibody concentrations at age 5 years prior to booster vaccination at that age. In Cohort 5 maternal blood samples were drawn around birth, while in Cohort 3 serum PFAS concentrations at birth were estimated based on maternal samples drawn in gestation week 32.
For tetanus, both cohorts individually and combined showed a consistent inverse association between serum PFAS concentrations at birth, age 18 months and 5 years and serum antibody concentrations at 5 years (pre‐booster). Statistical significance was, however, only consistently reached for PFOA.
For diphtheria, serum PFAS concentrations at birth showed an inverse association with serum antibody concentrations at 5 years (pre‐booster) in both cohorts. In combined analyses of both cohorts, significant associations were observed for PFOS, PFOA and PFNA. For PFAS levels at 18 months and 5 years, the associations with antibody concentrations at 5 years (pre‐booster) were inconsistent, with cohort 3 showing in general inverse associations, while cohort 5 frequently showing positive associations. In cohort 3, serum PFOS and PFOA concentrations were ~17 and 4 ng/mL. Due to phase‐out of long‐chain PFASs, environmental concentrations had decreased continuously and for cohort 5 the concentrations were two‐ to threefold lower (~5 ng/mL for PFOS and 2 ng/mL for PFOA). Decreasing and lower exposures in cohort 5 may well explain these inconsistent findings.
Modelled exposures : The authors also estimated offspring serum concentrations of PFOS and PFOA at months 3, 6 and 12 based on maternal serum concentrations at birth and information on duration of breastfeeding. Associations with serum antibody concentrations to tetanus and diphtheria at age 5 years pre‐booster were then explored. The strongest associations were generally observed for predicted concentrations at 3 months of age, while the associations became increasingly weaker at ages 6 and 12 months.
Granum et al. ( 2013 ) examined in a subset (n = 50) of children from the Norwegian Mother and Child Cohort study the associations between maternal serum concentrations (medians) of PFOS (5.5 ng/mL), PFHxS (0.3 ng/mL), PFOA (1.1 ng/mL) and PFNA (0.3 ng/mL), measured at delivery with serum antibody concentrations in offspring that had all followed a routine vaccination program, where vaccines against tetanus and Hib were given at ages 3, 5, and 12 months, and vaccination against measles and rubella at 15 months. Maternal serum concentrations were for all compounds significantly and inversely associated with offspring antibody concentrations to rubella at age 3 years (n = 50). Similar conclusions were reached when each compound was mutually adjusted for the other. Non‐significant inverse associations were observed for Hib, tetanus and measles antibodies.
Stein et al. ( 2016a ) examined cross‐sectionally associations between concentrations (means) of PFHxS (2.5 ng/mL), PFOS (20.8 ng/mL), PFOA (4.1 ng/mL) and PFNA (0.8 ng/mL) and serum antibody concentrations to measles, mumps and rubella among 1,188 12‐ to 19‐year‐old US children from the US National Health and Nutrition Examination Survey (NHANES). Among seropositive individuals (96%) a 1‐ng/mL increase in concentrations of PFOS, PFHxS and PFOA was associated with, respectively, −13% (95%CI: −20, −6), −6% (95%CI: −11, −2) and −9% (95%CI: −16, −3) lower serum antibody concentrations to rubella. PFOS and PFOA showed slightly weaker but significant inverse associations with antibody concentrations to Mumps (~ 6–7% decrease per 1‐ng/mL increase). Non‐significant, but inverse associations were observed for PFHxS and non‐significant associations were observed for measles for all four compounds.
Finally, Zeng et al. ( 2019 ) examined in 201 Chinese mother–child pairs associations between several PFASs measured in cord blood and antibodies to hand, foot and mouth disease (CA16 and EV71) both in cord blood and at 3 months of age. PFAS cord‐blood concentrations were (medians) PFOA (1.2 ng/mL), PFOS (3.2 ng/mL), PFDA (0.1 ng/mL), PFDoDA (0.05 ng/mL), PFHxS (4.0 ng/mL), PFNA (0.2 ng/mL), PFUnDA (0.1 ng/mL) and sum of all PFASs (10.6 ng/mL). Except for PFHxS and PFDoDA, all PFASs quantified (including the sum) were inversely associated with antibodies to hand, foot and mouth disease in cord blood. Similar inverse associations were observed at 3 months, but statistical significance was not reached for several compounds. Cord blood concentrations of individual PFASs (including the sum) were, however, associated with increased odds of having serum antibodies below protective levels in both cord blood and in offspring serum drawn at 3 months. The only exception from this pattern was PFHxS.
Summary
Results from six vaccination response studies in children and adults have been reported to date (Grandjean et al., 2012 ; Granum et al., 2013 ; Looker et al., 2014 ; Kielsen et al., 2016 ; Stein et al., 2016b ; Abraham et al., 2020 ). Three of these studies show, for several PFASs, relatively strong inverse associations with antibody response following booster vaccination to tetanus and diphtheria in both children (Abraham et al., 2020 ; Grandjean et al., 2012 ) and adults ( Kielsen et al., 2016 ). One study showed an inverse association between maternal PFAS levels and antibodies to rubella in children (Granum et al., 2013 ) and one study showed some, but more modest inverse associations with antibody titres to influenza in adults (Looker et al., 2014 ). The null findings by Stein et al. ( 2016b ) on influenza vaccination do not contradict these results, as most subjects did not respond to the vaccination. Associations with antibody titres falling below protective levels were also reported (Grandjean et al., 2012 ; Looker et al., 2014 ). Concerns have been raised previously that findings on vaccination response among the Faroese children (Grandjean et al., 2012 ) could be confounded by other seafood contaminants. However, stability of those findings after adjustment for PCBs (Grandjean et al., 2012 ) and replication of findings in infants (Abraham et al., 2020 ) and a small group (12) of Danish adults (Kielsen et al., 2016), where exposure to seafood‐borne contaminants differs, make such confounding less likely. Consistent findings from observational studies in other study populations provide further support for an adverse association between several PFASs and vaccination response in children and adolescents (Stein et al., 2016a ; Zeng et al., 2019 ). The two recent studies from the Faroe Islands are in line with other studies showing associations in early infancy (Grandjean et al., 2017a ) and at adolescent age (Grandjean et al., 2017b ). It is, however, difficult to conclude from these studies if one age period is more sensitive than another.
Overall, different compounds appear to show significant findings across different studies. Such inconsistencies are not unexpected given the differences in concentrations and mixture composition. As a result, it is difficult to make strong conclusions if one compound is much more potent than the other. Based on more detailed analyses from the Grandjean et al. ( 2012 ) study, it seems likely that both PFOS and PFOA may affect antibody response independently (Budtz‐Jorgensen and Grandjean, 2018 ).
In line with the conclusion from the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018), additional studies published since then strengthen the conclusion that both PFOS and PFOA are associated with reduced antibody response to vaccination. Given the lower concentration of other PFASs, the evidence for association is weaker.
In the previously published Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018), a total of five studies were reviewed. Since then three other studies have been published. Given the relevance of this outcome for the Opinion, all these studies are reviewed below for all PFASs (including PFOS and PFOA).
In the previously mentioned study by Granum et al. ( 2013 ), maternal concentrations of PFHxS, PFOS, PFOA and PFNA were also examined in relation to common cold in the offspring, that was assessed by parental report at ages 1, 2 and 3 years (n = 99). The authors observed a significant positive association between the total number of reported episodes of common cold in the offspring up to 3 years of age (n = 99) and maternal PFHxS, PFOA and PFNA, but not PFOS. For PFOA and PFHxS a positive association with a number of reported episodes of gastroenteritis was also observed.
In the previously mentioned study on asthma and allergies by Impinen et al. ( 2019 ), associations between maternal PFHxS, PFHpS, PFOS, PFOA and PFUnDA concentrations and offspring risk of infections at ages 0–3 years and 6–7 years, assessed by parental report, were also examined. Although positive associations with certain types of infections were observed for individual PFASs (pseudocroup, bronchitis/pneumonia at age 0–3, and Diarrhoea/gastric flu at age 7), inverse associations were also observed (such as for episodes of common cold at age 0–3 years). Overall, the results of this study are inconclusive.
Dalsager et al. ( 2016 ) examined associations between maternal serum concentrations (median) for PFHxS (0.3 ng/mL), PFOS (8.1 ng/mL), PFOA (1.7 ng/mL), PFNA (0.7 ng/mL) and PFDA (0.3 ng/mL) and infections in children among 649 mother–child pairs from Odense, Denmark. Maternal serum samples were drawn prior to week 16 of gestation and episodes of infection were recorded every 2 weeks over 12 months from birth, using mobile phone text messages. Both the number of days and information on symptoms (11 different categories) were recorded. Among the 649 participants, 354 reported symptoms ranging from rare events such as blood in stools (n = 4) to temperature over 38.5 degrees (n = 283) and runny nose (n = 337). Maternal PFOS concentrations in the upper tertile (> 10.2 ng/mL) compared with the lowest (< 6.9 ng/mL) were significantly associated with increased proportion of days with fever (incidence rate‐ratio: 1.7 (95% CI: 1.2, 2.2), p‐trend = 0.001). No association was observed for the other compounds. An increased odds ratio of experiencing days with fever above the median was found for PFOS (OR: 2.4 (95% CI: 1.3, 4.1)) and for PFOA (OR: 2.0 (95% CI: 1.1, 3.6), but no such association was observed for PFHxS, PFNA and PFDA. For other symptoms than fever, different PFASs showed no associations with other symptoms including coughing, nasal discharge, diarrhoea or vomiting.
In a cohort of 1,558 mother–offspring pairs, Goudarzi et al. ( 2017 ) examined the association between maternal concentrations (means) of PFHxS (0.3 ng/mL), PFOS (5.5 ng/mL) PFHxA (< 0.1 ng/mL), PFHpA (< 0.1 ng/mL), PFOA (2.7 ng/mL), PFNA (1.1 ng/mL), PFDA (0.5 ng/mL), PFUnDA (1.4 ng/mL), PFDoDA (0.2 ng/mL), PFTrDA (0.3 ng/mL) and PFTeDA (< 0.1 ng/mL) and prevalence of offspring infectious diseases up to 4 years of age. Samples were drawn in gestation week 28 to 32. At the 4‐year follow‐up, mothers filled out a questionnaire that included questions on common offspring infectious diseases that had occurred up to 4 years of age, including otitis media, pneumonia, varicella and respiratory syncytial virus. Associations between maternal PFASs and total infection diseases, defined as cases with at least one of these four common infectious diseases up to 4 years of age, were then explored. Maternal PFOS was associated with increased propensity for total infections up to 4 years of age [OR of 1.6 (95% CI 1.2, 2.2), when comparing those with > 6.7 ng/mL vs. < 2.7 ng/mL]. No associations were observed for the other compounds.
In a cohort of 641 mother–child pairs from Norway, Impinen et al. ( 2018 ) examined the association between cord blood concentrations of (medians): PFHxS (0.2 ng/mL), PFOS (5.2 ng/mL), FOSA (0.4 ng/mL), PFOA (1.6 ng/mL), PFNA (0.2 ng/mL) and PFUnDA (0.1 ng/mL) and the number of episodes of common cold infections in the offspring from 0 to 2 years, and number of episodes of respiratory tract infection in the offspring from 0 to 10 years. The number of episodes was based on parental report at follow‐up at offspring age 2 and 10 years, respectively. PFUnDA was positively associated with the number of episodes of infections in the offspring until age 2 years. No associations were observed for other PFASs. PFOS, PFOA, FOSA, PFNA and PFUnDA (but not PFHxS) were, however, all strongly and significantly associated with the number of episodes of respiratory tract infection until 10 years of age.
In the previously reviewed study by Looker et al. ( 2014 ) on vaccination associations, self‐reported occurrence of recent (< 12 months) respiratory episodes of colds or influenza in adults (n = 411) were also examined. No associations were observed for PFOS and PFOA (median levels 31.5 and 9.2 ng/mL).
Fei et al. ( 2010a ) examined in a subset of participants from the Danish National Birth Cohort (n = 1,400, 1996–2002), associations between maternal concentrations of PFOS and PFOA and risk of hospitalisation due to infectious diseases, up to 2008. Information on hospital admission was extracted from nationwide registries. Mean concentrations for PFOS and PFOA in maternal serum, drawn in gestation week 4–14, were 35 and 5.6 ng/mL, respectively. At the end of follow‐up, 26% of the offspring had been hospitalised at least once. Offspring age at the end of follow‐up ranged from 6 to 11 years. In this study, no associations were observed between maternal concentrations of PFOS and PFOA and offspring hospitalisation. The authors noted that they were only able to examine associations with resistance to infections in general, and the study was not designed to examine if prenatal exposure could predict occurrence of specific infections.
Okada et al. ( 2012 ) also found no association between second trimester maternal serum concentrations (median) of PFOS (5.2 ng/mL) and PFOA (1.3 ng/mL) and offspring otitis media (parental report) up to 18 months of age (n = 343).
Abraham et al. ( 2020 ) also examined associations between PFOS and PFOA and number of infections in the children (n = 101) occurring from birth, until examination based on maternal report. No association was observed. The limitations of this study are small sample size for studying infections and the fact that most of the infants would have been partly protected by maternal antibodies from breastfeeding.
Summary
Based on the results from the vaccination studies reviewed above, findings on increased propensity of infections would seem plausible. Overall four studies on infection in children found some positive associations between maternal concentrations of PFASs with offspring's later risk of infections (Granum et al., 2013 ; Dalsager et al., 2016 ; Goudarzi et al., 2017 ; Impinen et al., 2018 ). Two studies in children reported no such association (Fei et al., 2010a ; Abraham et al., 2020 ) and one study reported both positive and negative associations (Impinen et al., 2019 ). In general, associations were most frequently reported for PFOS, but as for the vaccination studies, differences in concentration and mixture composition makes it difficult to evaluate the evidence for each compound independently. One study in adults also reported no association with infections (Looker et al., 2014 ). All but two of these studies (Fei et al., 2010a ; Dalsager et al., 2016 ) were based on self‐reported episodes of infection, which are prone to bias. Since those reporting such infections should have been blinded to the exposure, such bias is likely to be non‐differential. Overall, there is some evidence to suggest that exposures to PFASs are associated with increased propensity of infections but more studies with objective measures of infections (not self‐reports) are needed.
PFOS and PFOA
In the Opinion on PFOS and PFOA, six studies on associations with thyroid disease and 20 studies on associations with thyroid hormones were reviewed (EFSA CONTAM Panel, 2018 ). Some were performed in children and some in adults. Most of them were cross‐sectional. It was concluded that there is insufficient support for associations between PFOS or PFOA and thyroid disease or changes in thyroid hormones.
PFASs other than PFOS and PFOA
Most studies examined associations with PFHxS and PFNA, and the 19 studies are tabulated in Appendix J , Section J.5 , where the individual studies are reviewed.
Regarding thyroid disease, one study found an association between PFHxS and thyroid disease (as defined by TSH levels outside a certain range), but only in women and not consistent with results when TSH was used as a continuous variable. No associations were reported between PFNA and thyroid disease.
Associations between serum levels of PFHxS and/or PFNA and thyroid hormones were investigated in seventeen cross‐sectional studies
In summary, the available evidence is insufficient to suggest that exposure to PFASs are associated with thyroid disease or changes in thyroid hormones.
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), a number of cross‐sectional studies on semen quality and sex hormones in men were reviewed. In summary, those studies did not provide support for serum PFOS/PFOA as predictors of adverse effects on semen quality or reproductive hormones. Some of these studies also examined other PFASs than PFOS and PFOA, as described in Appendix J , Section J.5 . In addition, one additional study reporting results on PFOS and PFOA have been published after the PFOS/PFOA Opinion.
In summary, the available evidence is insufficient to suggest that pre‐ or postnatal exposures to PFASs are associated with effects on pubertal development or male fertility.
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), a number of studies on semen quality and sex hormones in men were reviewed. In summary, those studies provided insufficient evidence that exposure to PFOS or PFOA is related to menstrual cycle length, menopause or puberty development. Likewise, the studies reviewed in this Opinion (Appendix J , Section J.5 ) do not provide consistent associations between pre‐ or postnatal exposures to PFASs and female reproduction outcomes or puberty.
PFOS and PFOA
In the Opinion of PFOS and PFOA 26 publications in 16 study cohorts on associations between PFOS and/or PFOA and serum lipids were reviewed (EFSA CONTAM Panel, 2018 ). Some were performed in occupational cohorts, but most of them in the general population. Most were cross‐sectional but there were also some longitudinal studies. It was concluded that it is likely that associations between serum PFOS and PFOA levels and serum cholesterol are causal and that an increase in cholesterol was considered adverse.
After the Opinion on PFOS and PFOA, some new studies examined associations with blood lipids. Convertino et al. ( 2018 ) in a before–after study with no external control group examined 49 patients with advanced solid tumours, who failed standard therapy. The patients received oral doses of between 50 and 1,200 mg weekly for 6 weeks of ammonium perfluorooctanoate (APFO) as a possible chemotherapeutic agent. The serum PFOA concentrations were about 10,000–150,000 ng/mL after the first dose and about 60,000–500,000 ng/mL after 6 weeks. Overall there was a significant, but slight, decrease of total and LDL cholesterol with increasing dose and serum levels of PFOA. The authors concluded that at these serum PFOA levels the decrease in total cholesterol (and LDL), was consistent with results in animal models, and the effects of PPARα‐agonists such as clofibrate in humans. Additionally, the authors noted that these changes of total cholesterol (TC) and LDL at very high serum PFOA levels contradict the epidemiological findings of increasing cholesterol with increasing serum PFOA at much lower serum PFOA concentrations.
However, the median TC in the study with cancer patients seemed to increase at the lowest serum PFOA categories, although there were only few patients in each category. Moreover, the small sample size, the singularity of the exposure conditions (extremely high level, non‐dietary medicinal administration etc.), the unique characteristics of the population under study and the lack of a control group hinders both the internal and the external validity of this study. Thus, the CONTAM Panel noted that this report cannot shed additional light on effects in humans at the much lower PFOA intake levels occurring from normal diet or contaminated drinking water.
Graber et al. ( 2019 ) examined the association between PFAS and self‐reported physician‐diagnosed ‘high’ cholesterol in 105 adults exposed to contaminated drinking water in New Jersey, MA, USA. The geometric means of serum PFOS and PFOA were 5.4 and 3.0 ng/mL. After adjustment for potential confounders, there were no significant associations between PFOS/PFOA and self‐reported high cholesterol.
Dong et al. ( 2019 ) studied cross‐sectional associations between serum levels of PFAS and cholesterol in six US NHANES surveys 2003–2014, including about 9,000 adults and 3,000 adolescents. The median PFOS (10.9 ng/mL) and PFOA (3.0 ng/mL) levels in adults were only slightly higher than in adolescents. After adjustment for a number of potential confounders, there were significant linear associations between serum PFOS/PFOA and total cholesterol. BMD was estimated using a ‘hybrid approach’ where the outcome was ‘high’ cholesterol and the BMR was 10%. BMDLs for PFOS and PFOA were estimated to be 24 and 5.6 ng/mL.
Jain and Ducatman ( 2019 ) studied associations between (log‐transformed) PFAS and (log‐transformed) serum lipids cross‐sectionally in 3,629 adults from NHANES surveys 2005–2014. The aim was to examine if associations differed by gender and obesity (BMI > 30). After adjustment for a number of potential confounders, serum PFOA (but not PFOS) was positively associated with total and LDL cholesterol in obese males, but not in the other three groups (women and non‐obese males). Serum PFOS (but not PFOA) was positively associated with LDL cholesterol in obese females, but not in the other three groups. The authors propose that PFAS exposure also contributes to liver steatosis and/or that increased serum cholesterol from PFAS is more likely to occur in individuals with steatosis.
Donat‐Vargas et al. ( 2019 ) studied associations between serum PFAS and blood lipids in a longitudinal study of 187 individuals from a population‐based cohort followed up for 10 years. The median PFOS and PFOA levels were 20 and 2.9 ng/mL at baseline and 15 and 2.7 ng/mL at follow‐up. Total cholesterol decreased from 5.5 to 5.4 mmol/L, but there was no significant association between changes of PFOS/PFOA and cholesterol within individuals at the prospective follow‐up of 172 individuals, not taking cholesterol‐lowering medications. There was, however, a significant inverse association between the change of PFOS and the change of triglycerides.
Lin et al. ( 2019 ) studied associations between baseline serum PFAS and blood lipids cross‐sectionally, and in a longitudinal follow‐up of 888 prediabetic adults followed up for 15 years, half of which had an intervention aiming at lifestyle changes. The median serum PFOS and PFOA levels were 27 and 4.9 ng/mL at baseline in the late 1990s. At baseline, there were significant positive associations between log‐transformed serum PFOA and serum cholesterol (total, LDL, VLDL, non‐HDL) as well as the risk of hypercholesterolaemia, while the associations with PFOS were statistically significant only for VLDL and non‐HDL cholesterol. The prospective risk of hypercholesterolaemia was associated with PFOA in the subgroup without lifestyle intervention (n = 361), with a hazard ratio of 1.4 (95% CI 1.1–1.9), when comparing individuals with PFOA > 4.9 ng/mL (median) and PFOA ≤ 4.9 ng/mL, while the risk was not increased in the intervention group. For PFOS, the corresponding risk was not significantly increased (HR 1.2, 95% CI 0.9–1.6). There were also some positive associations between PFOS/PFOA and serum triglycerides.
These new cross‐sectional studies in general population samples are consistent with the large number of previous studies finding positive associations between serum levels of PFOS and/or PFOA and serum cholesterol. More interesting are the two new longitudinal studies, one of which did not find any association between the change of PFOS/PFOA and change of cholesterol (Donat‐Vargas et al., 2019 ) in 172 individuals, and the other one finding an association between baseline PFOA and prospective risk of hypercholesterolemia in 361 prediabetics (Lin et al., 2019 ).
Associations between PFOS/PFOA and cholesterol have been reviewed again after external comments to the previous Opinion. Further details are presented in Section 3.4 . As illustrated there, the CONTAM panel now considers the uncertainty regarding causality is larger than what was stated in the previous Opinion.
PFASs other than PFOS and PFOA
Nelson et al. ( 2010 ) performed a cross‐sectional study of the association between PFOS, PFOA, PFNA and PFHxS and blood lipids, body weight and insulin resistance in 860 adults from US NHANES 2003–2004, 20–80 years of age, not taking cholesterol‐lowering medication. Median serum levels were PFOS: 20 ng/mL, PFOA: 3.8 ng/mL, PFNA: 1.0 ng/mL and PFHxS: 1.8 ng/mL (all four > LOD in > 98% of samples). Total cholesterol (TC) and non‐HDL cholesterol (total minus HDL) in serum were determined in all participants and LDL cholesterol in half of them. A number of potential confounders were adjusted for. TC was about 7% higher (14 mg/dL higher) in the fourth quartile (Q4) of PFNA than in the first quartile (Q1); the difference in PFNA medians between Q4 and Q1 was 1.6 ng/mL. The result for non‐HDL cholesterol and LDL showed similar results, but for LDL, the association was not statistically significant. PNFA was moderately correlated with PFOS and PFOA (Spearman r = 0.5), which were also associated with cholesterol (almost as strong as for PFNA). PFHxS was inversely associated with cholesterol (statistically significant with PFHxS as a continuous variable, and almost so when analysed by quartiles).
Lin et al. ( 2011 ) studied the association between PFNA (median 1.7 ng/mL) and PFUnDA (median 7.1 ng/mL) and metabolic outcomes including blood lipids (HDL, LDL, total cholesterol, triglycerides) in a cross‐sectional study of 287 young people from Taiwan. No significant associations were found with blood lipids in adjusted models.
Fisher et al. ( 2013 ) examined cross‐sectional associations between PFHxS and plasma lipids, glucose homoeostasis, and metabolic syndrome in 2,700 fasting participants aged 18–74 years in the national Canadian Health Measures Survey (CHMS). The GM PFHxS level was 1.9–2.8 ng/mL in the different age groups. In analyses adjusted for age, sex and a number of other potential confounders (and excluding participants taking cholesterol‐lowering drugs), there was a positive association between PFHxS and total cholesterol, LDL and TG, and a negative association with HDL. The OR for high cholesterol increased by PFHxS quartiles.
Fu et al. ( 2014 ) performed a small (N = 133) cross‐sectional study of the association between PFASs and blood lipids in a Chinese sample aged 0–80 (mean 30) years, coming for a health check‐up. Analyses were adjusted for age, gender and BMI, but there was no information on use of lipid‐lowering medications. Median serum levels were PFOS: 1.5 ng/mL, PFOA: 1.4 ng/mL, PFNA: 0.4 ng/mL. Other PFASs were 25% of samples. There was a statistically significant association between total cholesterol and LDL and PFNA. TC was about 6% higher (0.25 mmol/L higher) in the fourth quartile (Q4) of PFNA than in the first quartile (Q1); the difference in PFNA medians between Q4 and Q1 was 0.9 ng/mL. There were also positive associations between PFDA (median 0.2 ng/mL) and cholesterol and HDL. There were no associations between total cholesterol and PFHxA, PFHpA, PFUndA.
In a cross‐sectional study of 891 pregnant women from Norway, part of which had been selected for a study of subfecundity, Starling et al. ( 2014 ) studied the association between PFASs and blood lipids. About 40% of invited women participated. A number of potential confounders were adjusted for. Mean levels for the four most abundant PFASs were PFOS: 13, PFOA: 2.3, PFHxS: 0.6 and PFNA: 0.4 ng/mL. Total cholesterol was significantly associated with PFOS, about 4 mg/dL (2%) higher per interquartile range (about 6 ng/mL). There was no significant association with the other PFASs and specifically for PFNA (difference between means of Q4 and Q1 about 0.5 ng/mL) there was no tendency towards a positive association. The Spearman correlation coefficient between PFOS and PFNA was 0.66.
Zeng et al. ( 2015 ) performed a cross‐sectional study in 225 Taiwanese children 12–15 year old, serving as controls in a study of asthma (participation rate 72% of those approached). PFNA (median 0.8 ng/mL), PFBS and PFTeDA were positively associated with total cholesterol in some adjusted models.
Seo et al. ( 2018 ) published a cross‐sectional study on associations between several PFASs and blood lipids in 786 adults from Seoul, Korea, participating in a medical check‐up. A significant positive association was found between PFNA (median 1.7 ng/mL) and total cholesterol, and a significant inverse association between PFHxS (median 7.1 ng/mL) and cholesterol. The authors reported that there were also positive rank correlations between PFDA (median 1.1 ng/mL) and PFUnDA (median 1.5 mg/mL), but no details were presented. All associations reported were unadjusted for age, sex, and other PFASs.
The study by Graber et al. ( 2019 ), mentioned above, examined the cross‐sectional associations between PFHxS (GM 2.0 ng/mL) and PFNA (GM 3.5 ng/mL) and self‐reported physician‐diagnosed ‘high’ cholesterol in 105 adults exposed to contaminated drinking water. After adjustment for potential confounders, there was a significant association (OR 1.16, 95% CI 1.03–1.29) between PFNA (but not PFHxS) and self‐reported high cholesterol.
The study by Dong et al. ( 2019 ), mentioned above, found a significant linear association between serum levels of PFNA (median 1.0 ng/mL) and total and LDL cholesterol. No associations were found for PFHxS (median 1.6 ng/mL) or PFDA (0.2 ng/mL). BMD for PFNA was estimated using a ‘hybrid approach’ where the outcome was ‘high’ cholesterol (> 95 percentile) and the BMR was 10%. The BMDL for PFNA and total cholesterol was estimated to be 2.0 ng/mL, i.e. lower than for PFOS/PFOA.
The study by Donat‐Vargas et al. ( 2019 ), mentioned above, found no significant associations between changes of PFHxS, PFNA, PFDA, or PFUnDA and cholesterol within 172 individuals at the prospective follow‐up for 10 years. There were, however, significant inverse associations between the changes of PFNA, PFDA, PFUnDA and the change of triglycerides.
The study by Lin et al. ( 2019 ) mentioned above had median serum levels of PFHxS = 2.3 ng/mL, PFNA = 0.6 ng/mL, EtFOSAA = 1.1 ng/mL, and MeFOSAA = 1.0 ng/mL at baseline. At baseline there were significant positive associations between log‐transformed serum PFNA and serum cholesterol (total, LDL, and non‐HDL) as well as the risk of hypercholesterolemia, while this was not the case for PFHxS, EtFOSAA, or MeFOSAA. The prospective risk of hypercholesterolaemia was significantly associated with PFNA in the subgroup without lifestyle intervention (N = 361), with a hazard ratio of 1.2 (95% CI 1.0–1.3) per doubling of PFNA at baseline, while the risk was not increased in the intervention group. There were also some positive associations between PFAS and serum triglycerides.
The study by Jain and Ducatman ( 2019 ) mentioned above found that serum PFNA (GM 1.0 ng/mL) was positively associated with total and LDL cholesterol in obese males and females, but not in non‐obese individuals. Serum PFDA (GM 0.25 ng/mL) was positively associated with total and LDL cholesterol in obese females, but not in the other three groups. No such associations were found for PFHxS (GM 1.6 ng/mL), PFUnDA (GM 0.12 ng/mL), or MePFOSAA (GM 0.18 ng/mL). PFHxS, PFDA, and PFUnDA were also positively associated with HDL cholesterol. The authors propose that PFAS exposure also contributes to liver steatosis and/or that increased serum cholesterol from PFAS is more likely to occur in individuals with steatosis.
Thus, stratified by each examined PFAS, the findings regarding associations between various PFASs and total cholesterol were as follows:
– For PFHxA, Fu et al. ( 2014 ) and Zeng et al. ( 2015 ) found no association with TC. – For PFHpA, and PFBA, Fu et al. ( 2014 ) found no association with TC. – For PFNA, Nelson et al. ( 2010 ), Fu et al. ( 2014 ), Zeng et al. ( 2015 ), Seo et al. ( 2018 ), Graber et al. ( 2019 ), Dong et al. ( 2019 ), Lin et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found a positive association with TC, while Starling et al. ( 2014 ) found no association. – For PFDA, Fu et al. ( 2014 ) and Jain and Ducatman ( 2019 ) found a positive association with TC, while Starling et al. ( 2014 ), Dong et al. ( 2019 ), and Donat‐Vargas et al. ( 2019 ) found no such association. – For PFUnDA, Fu et al. ( 2014 ), Starling et al. ( 2014 ), Donat‐Vargas et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found no association with TC. – For PFDoDA, and PFTeDA, Zeng et al. ( 2015 ) found no association with TC. – For PFHxS, Nelson et al. ( 2010 ) and Seo et al. ( 2018 ) found an inverse association with TC, while Fisher et al. ( 2013 ) found a positive association, and Starling et al. ( 2014 ), Zeng et al. ( 2015 ), Graber et al. ( 2019 ), Dong et al. ( 2019 ), Donat‐Vargas et al. ( 2019 ), Lin et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found no association. – For PFHpS, Starling et al. ( 2014 ) found no association with TC. – For PFBS, Zeng et al. ( 2015 ) found a positive association with TC.
For PFHxA, Fu et al. ( 2014 ) and Zeng et al. ( 2015 ) found no association with TC.
For PFHpA, and PFBA, Fu et al. ( 2014 ) found no association with TC.
For PFNA, Nelson et al. ( 2010 ), Fu et al. ( 2014 ), Zeng et al. ( 2015 ), Seo et al. ( 2018 ), Graber et al. ( 2019 ), Dong et al. ( 2019 ), Lin et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found a positive association with TC, while Starling et al. ( 2014 ) found no association.
For PFDA, Fu et al. ( 2014 ) and Jain and Ducatman ( 2019 ) found a positive association with TC, while Starling et al. ( 2014 ), Dong et al. ( 2019 ), and Donat‐Vargas et al. ( 2019 ) found no such association.
For PFUnDA, Fu et al. ( 2014 ), Starling et al. ( 2014 ), Donat‐Vargas et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found no association with TC.
For PFDoDA, and PFTeDA, Zeng et al. ( 2015 ) found no association with TC.
For PFHxS, Nelson et al. ( 2010 ) and Seo et al. ( 2018 ) found an inverse association with TC, while Fisher et al. ( 2013 ) found a positive association, and Starling et al. ( 2014 ), Zeng et al. ( 2015 ), Graber et al. ( 2019 ), Dong et al. ( 2019 ), Donat‐Vargas et al. ( 2019 ), Lin et al. ( 2019 ), and Jain and Ducatman ( 2019 ) found no association.
For PFHpS, Starling et al. ( 2014 ) found no association with TC.
For PFBS, Zeng et al. ( 2015 ) found a positive association with TC.
Summary
There were 12 cross‐sectional studies on associations between cholesterol and PFAS other than PFOS and PFOA, and mostly results were not consistent. The only exception is PFNA, where almost all studies (Fu et al., 2014 ; Graber et al., 2019 ; Jain and Ducatman, 2019 ; Lin et al., 2019 ; Nelson et al., 2010 ; Seo et al., 2018 , and Zeng et al., 2015 ) found significant associations with TC, while Starling et al. ( 2014 ) did not. In most of these studies the median or GM PFNA level was < 1 ng/mL. Several of the studies were large and adjusted for potential confounders. In most of the studies PFNA was moderately correlated with PFOS/PFOA (Pearson r 0.4–0.6). In the smallest studies, it is difficult to disentangle the possible impact of PFNA exposure from that of PFOS and PFOA, overall the data suggest that PFNA has an association with serum cholesterol which is independent from PFOS/PFOA.
PFOS and PFOA
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), 15 studies were reviewed on the associations between PFOS and or PFOA and glucose homoeostasis or diagnosis of diabetes. Overall, the results did not indicate adverse effects on glucose homoeostasis or increased risk of diabetes. Several studies also examined adiposity and overall, the results did not indicate an increased risk of overweight or obesity due to exposure to PFOS or PFOA. Thus, it was concluded that there is no evidence that PFOS or PFOA increases the risk of metabolic syndrome.
PFASs other than PFOS and PFOA
In summary, eight studies were reviewed on associations between PFASs other than PFOS and PFOA, and diabetes or metabolic syndrome, and the results are not consistent. Details on the individual studies are shown in Appendix J , Section J.6 .
PFOS and PFOA
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), 11 studies on associations between PFOS/PFOA and liver enzymes, other liver biomarkers, or liver disease were summarised. Most studies on associations between serum PFOA and serum levels of the liver enzyme ALT at occupational exposure showed no significant associations. The association between PFOA and ALT was considered likely to be causal, but the adversity of the increase in the normal range was considered uncertain since the increase in ALT per unit of PFOS/PFOA was small and no association with liver disease had been shown. For PFOS, data were inconsistent. In the large C8 cohort an association was also found between PFOA and ALT above the reference range, and this was considered adverse. Since the increase in ALT was a potential critical effect (EFSA CONTAM Panel, 2018 ), the association has now been reviewed again.
After the publication of the Opinion on PFOS and PFOA, several studies have been published on associations between PFOS/PFOA and markers of effects on liver cells and are summarised below.
Bassler et al. ( 2019 ) studied associations between PFOS (mean 27 ng/mL) and PFOA (mean 95 ng/mL) and two biochemical markers of hepatocyte apoptosis: Cytokeratin 18 M30 (CK18 M30) and CK18 M65 in a cross‐sectional study of 200 participants in the C8 study, randomly selected among those 40–70 years of age, and without high alcohol consumption or history of hepatitis. The rationale for examining these biomarkers was the findings of hepatocyte steatosis and apoptosis in experimental studies, as well as associations with ALT in human epidemiological studies. In addition, several biomarkers of inflammation (cytokines and C3a) were examined. The rationale for this was that PFAS are immunosuppressors and may have anti‐inflammatory properties. If so, the observed association with ALT would not be caused by inflammation, which is a common cause of liver damage. The results were consistent with the hypotheses. Positive associations were found between serum levels of PFOA and CK18 M65 and, especially, CK18 M30. For PFOS, the positive trends were not statistically significant. For markers associated with inflammation, associations suggested anti‐inflammatory effects. The authors’ interpretation is that PFOA causes hepatocellular apoptosis, and maybe non‐alcoholic fatty liver disease (NAFLD).
Salihovic et al. ( 2018 ) examined such associations longitudinally in a population‐based study of 1,016 old (70 years) individuals. They were followed up at 75 and 80 years of age. The initial mean levels of PFOS and PFOA were 13.2 and 3.3 ng/mL. For ALT, there was a statistically significant association between the change of PFOS/PFOA and the change of serum ALT.
Nian et al. ( 2019 ) reported cross‐sectional findings regarding associations between PFOS/PFOA and liver biomarkers in 1605 adult government employees or residents in Shenyang, China (see also Bao et al., 2017 ). The median PFOS and PFOA concentrations in serum were 24 and 6.2 ng/mL. After adjustment for potential confounders, serum ALT was positively associated with PFOA and PFOS, although for PFOS not when individuals taking lipid‐lowering medications were excluded. There was also a positive association between serum PFOS and ALT outside the reference range, but only for branched PFOS.
Jain ( 2019 ) examined associations between PFOS (GM 6.0 ng/mL), and PFOA (GM 2.1 ng/mL) and liver enzymes (ALT, AST, GGT) in 2883 individuals from NHANES 2011–2014 with the specific aim to study if associations were more pronounced among obese (BMI ≥ 30) participants. Statistically significant (but modestly sized) associations were found between log‐transformed serum levels of PFOA (but not PFOS) and log‐transformed ALT in the 1082 obese individuals but not in the others. The authors’ interpretation is that obese individuals already have a tendency towards fatty liver (NAFLD) and therefore are more susceptible regarding an impact of PFASs.
In summary, the conclusion in the Opinion on PFOS/PFOA (EFSA CONTAM Panel, 2018 ) regarding associations between serum ALT and exposure to PFOA is in agreement with these newer studies. Of special interest is the study by Salihovic et al. ( 2018 ) because the longitudinal design of examining ‘change of ALT versus change of PFAS’ is superior to cross‐sectional studies and minimises the potential confounding by individual factors. While previous studies were not consistent regarding associations between PFOS and ALT (EFSA CONTAM Panel, 2018 ), the study by Salihovic et al. ( 2018 ) finds a significant association between PFOS and ALT, and suggests that also PFOS exposure might increase serum ALT. The study by Bassler et al. ( 2019 ) provides more insight in the mechanisms behind the associations.
PFASs other than PFOS and PFOA
Lin et al. ( 2010 ) examined associations between PFNA and PFHxS and liver function biomarkers (ALT, GGT and total bilirubin) in 2200 adults from US NHANES surveys 1999–2004. The mean serum PFNA was 0.8 ng/mL and for PFHxS it was 2.0 ng/mL. In adjusted models, there were no significant positive associations between log‐transformed PFNA or PFHxS and liver enzymes, but there was a tendency towards a positive association with total bilirubin for both PFNA and PFHxS.
Gleason et al. ( 2015 ) studied associations between serum PFNA and PFHxS and liver function biomarkers (ALT, AST, GGT, ALP and bilirubin) in about 4300 individuals from US NHANES surveys 2007–2010. The median levels of PFNA and PFHxS were 1.4 ng/mL and 1.8 ng/mL. A number of potential confounders were adjusted for. Significant positive associations were found between ln‐transformed PFNA and ln‐transformed levels of ALT, GGT and bilirubin, and between ln‐transformed PFHxS and ln‐transformed ALT. There was also a positive trend for PFNA when calculating odds ratios of having levels of ALT higher than the 75th percentile of levels in the NHANES surveys.
Rantakokko et al. ( 2015 ) studied serum levels of PFHxA, PFNA, PFDA, PFUnDA and PFHxS in extremely obese subjects undergoing bariatric surgery. There were some inverse associations (less inflammation) between PFNA, PFDA and PFHxS levels and grade of histologic inflammation in the liver. There was, however, also a positive association between PFHxA and ALT at 12 months after surgery.
Salihovic et al. ( 2018 ) examined associations between PFHpA, PFNA, PFDA, PFUnDA and PFHxS (apart from PFOS and PFOA) and markers of effects on liver cells, including ALT, ALP, bilirubin and GGT. The associations were examined longitudinally in a population‐based study of 1,016 70‐year‐old individuals. They were followed up at 75 and 80 years of age. The initial median levels were PFHpA: 0.05, PFNA: 0.7, PFDA: 0.3, PFUnDA: 0.3 and PFHxS: 2.1 ng/mL. For ALT, there was a statistically significant association (trend) over the three examinations between the changes of these PFASs and the change of serum ALT. Many of the p‐values were very low; the highest one (for PFHxS) was 0.01, which was not statistically significant if applying a Bonferroni adjustment for multiple comparisons. For most PFASs, there were also significant positive associations between PFASs and ALP, and significant inverse associations with bilirubin.
The above‐mentioned study by Jain ( 2019 ) examined associations between PFHxS (GM 1.3 ng/mL), and PFNA (GM 0.8 ng/mL) and liver enzymes (ALT, AST, GGT) in 2,883 individuals from NHANES 2011–2014 with the specific aim to study if associations were more pronounced among obese (BMI ≥ 30) participants. Statistically significant (but modestly sized) associations were found between log‐transformed serum levels of PFHxS/PFNA and log‐transformed ALT in the 1,082 obese individuals but not in the others. The authors’ interpretation is that obese individuals already have a tendency towards fatty liver (NAFLD) and therefore are more susceptible regarding an impact of PFASs.
The study by Nian et al. ( 2019 ), mentioned above, reported findings regarding associations between PFNA and PFDA, and liver biomarkers in 1,605 adult government employees or residents, in Shenyang, China. The median serum concentrations were 2.0 (PFNA) and 0.9 (PFDA) ng/mL. After adjustment for potential confounders, serum ALT was positively associated with PFNA and PFDA, but the magnitude was limited; 6.2% and 3.1% increase for a 2.7‐fold (1 ln) increase in PFNA and PFDA, respectively. For PFNA, there was also a significant association with prevalence of abnormal (outside the reference range) ALT (OR 1.5 per 2.7‐fold increase of PFNA, 95% CI 1.2–1.9). Also, PFBA, PFHxA, PFUnDA, PFDoDA, PFTrDA and PFHxS could be detected in > 50% of individuals, but levels were relatively low, and had no significant association with serum ALT.
The study by Bassler et al. ( 2019 ) mentioned above, found significant positive associations between PFHxS and PFNA and CK18 M30, and for PFHxS also with CK18 M65, the two biochemical markers of hepatocyte apoptosis in 200 participants in the C8 study. This finding was similar to what was found for PFOA, and as for PFOA results for other biomarkers suggested anti‐inflammatory effects. The authors’ interpretation is that the class of PFAS causes hepatocellular apoptosis, and maybe non‐alcoholic fatty liver disease (NAFLD).
In summary, there were several studies on associations between liver biomarkers and PFASs other than PFOS and PFOA, and the results indicate positive associations between PFHxS/PFNA and serum ALT. In particular the longitudinal study by Salihovic et al. ( 2018 ) provides support for this. The magnitude of the association was, however, modest in most of the studies and only one of them reported an association with ALT outside the normal range (as found for PFOA, see previous Opinion (EFSA CONTAM Panel, 2018 )).
In summary, the available evidence on associations between ALT and PFASs is insufficient to use as a basis for a health‐based guidance value.
PFOS and PFOA
In the EFSA Opinion on PFOS and PFOA, three studies on associations between PFOS/PFOA and estimated (based on serum creatinine) glomerular filtration rate (EFSA CONTAM Panel, 2018 ) were reviewed. In addition, seven studies examined associations with serum uric acid, a compound which usually increases when glomerular filtration rate (GFR) decreases. In summary, there were relatively strong associations between serum PFOS/PFOA and estimated GFR as well as serum uric acid. Taking into account that some reverse causality is plausible, that there may also be confounding by variables such as age, sex, height and weight, which are used in the eGFR equations, and that no significant association were shown between PFOS/PFOA and chronic kidney disease, the CONTAM Panel considered the evidence that PFOS/PFOA exposure causes reduced GFR insufficient. The possibility of reverse causality is very relevant also for other outcomes based on serum markers, which are eliminated by renal excretion, e.g. uric acid
PFASs other than PFOS and PFOA
In summary, five studies examined associations between PFASs other than PFOS/PFOA and estimated glomerular filtration rate and/or serum uric acid. Some associations were found, but not consistent between studies. As mentioned above for PFOS/PFOA, associations with eGFR may be affected by reverse causation and the variables used to calculate eGFR.
A description of the individual studies can be found in Appendix J , Section J.7 .
In summary, there is insufficient evidence to conclude that exposure to PFASs decrease GFR or increase uric acid in serum.
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), a number of studies on cancer incidence or cancer mortality at occupational or environmental exposure were reviewed. In summary, those studies provided insufficient support for carcinogenicity of PFOS and PFOA in humans. It was noted that this is in line with the conclusion from the recent IARC report on PFOA (IARC, 2017 ), which concluded that there was limited evidence for carcinogenicity. After the PFOS/PFOA Opinion, some additional studies have been published on other PFASs (see Appendix J , Section J.8 ). In addition, one study has been published reporting only results on PFOS and PFOA. These studies have not changed the previous conclusion for PFOS and PFOA. For other PFASs, limited information was identified.
PFOS and PFOA
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), five cross‐sectional and four longitudinal studies examining associations with cardiovascular outcomes (mortality, coronary heart disease, stroke, hypertension and atherosclerosis) were reviewed. Altogether, these studies did not show any clear association between PFOS/PFOA and cardiovascular disease. It was noted, however, that the longitudinal studies could not demonstrate a very small increase of the relative risk.
PFASs other than PFOS and PFOA
In summary, six studies report findings on cardiovascular disease in relation to exposure to other PFASs than PFOS and PFOA. The individual studies are reviewed in Appendix J , Section J.9 . The CONTAM Panel notes that some recent studies (Bao et al., 2017 ; Huang et al., 2018 , Mastrantonio et al., 2018 ) suggest an association between exposure to PFAS and cardiovascular disease, but considers the evidence yet insufficient to use as a basis for a health‐based guidance value.
PFOS and PFOA
In the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), two cross‐sectional US NHANES studies examining associations with bone mineral density were reviewed. There were some inverse associations between PFOS/PFOA and bone mineral density, but only in subgroups and for some sites, with limited consistency between the two studies. The magnitudes of the associations were small and may be due to residual confounding and/or reverse causation. The latter would be mediated by higher PFOS/PFOA in women with early menopause, which in turn decreases bone mineral density.
PFASs other than PFOS and PFOA
One of the US NHANES studies reviewed in the Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), namely a study by Khalil et al. ( 2016 ) examined associations also with PFHxS (mean 2.5 ng/mL) and PFNA (mean 1.9 ng/mL). The study was performed in 1,914 individuals aged 12–80 years, and bone mineral density was measured by DXA in spine and femur. In addition, self‐reported physician‐diagnosed osteoporosis was examined. In post‐menopausal women, significant inverse associations were found between serum PFNA and BMD in femur and spine. The odds ratios for self‐reported osteoporosis in women were significantly increased in the upper two quartiles of PFHxS and in the highest quartile of PFNA. These analyses were based on only 77 cases of self‐reported physician‐diagnosed osteoporosis. With the findings from this single study, the evidence on an impact of PFNA or PFHxS on bone mineral density is insufficient.
In animals, the most commonly reported effects are those on the liver (increased weight, hypertrophy, increased fat content) and the levels of thyroid hormones, cholesterol and triglycerides, and liver transaminases in serum. In addition, some PFASs were shown to cause liver tumours. Furthermore, effects on the immune system, as well as on the development of the mammary gland, were observed in various studies, often at lower levels than those causing effects on the liver and thyroid hormones (see Sections 3.3.3.3 and 3.3.3.5 ). Certain effects seem associated with binding of PFASs to the PPARα receptor, but the question is to what extent this mechanism can explain the adverse effects, as will be discussed below. In a separate section, the effects of PFASs on thyroid hormone levels will be discussed, but it is unclear if such effects are underlying the effects on immune response, mammary gland development and liver effects. In subsequent paragraphs, possible mechanisms behind the effects on liver (including lipid metabolism), mammary gland development and the immune system will be discussed, including data from knockout (KO) animals and in vitro models. In particular PPARα KO mice but also mice expressing human PPARα have been used to study the role of PPARα, and potential differences between rodents and humans. It should be realised that both such models and in vitro models do not necessarily represent the in vivo situation, also due to kinetic differences. The MoA section focuses on liver effects and important endpoints for the risk assessment and is not intended to discuss all effects observed for PFASs.
In vivo studies
Mechanistic studies showed that many PFASs are ligands of the nuclear receptor PPARα, as demonstrated in vivo and in vitro (see below). When activated by ligand binding, PPARα heterodimerises with another nuclear receptor family member, the retinoid X receptor (RXR), the receptor for 9‐cis‐retinoic acid. The heterodimer complex attaches to peroxisome proliferator response elements, being present in the promoter or enhancer regions of genes regulated by PPARα, such as enzymes of the peroxisomal ß‐oxidation pathway but also mitochondrial enzymes, as well as transporters. PPARα plays an important role not only in lipid metabolism but also various other metabolic processes like lipoprotein metabolism, gluconeogenesis and bile acid metabolism. The activation of this nuclear receptor also appears to be the critical key‐event in the induction of liver hyperplasia in rodents, as is given in detail in Section 3.3.5.1.2 . A previous prevailing view has been that PPARα is less important in human than in rodent liver, but it needs to be kept in mind that PPARα plays a prominent role in regulation of lipid metabolism also in human liver (reviewed by Kersten and Stienstra, 2017 ).
Analyses of rodent liver tissue samples revealed that PFBA, PFHxA, PFHpA, PFOA, PFNA, PFDA, PFDoDA, PFBS, PFHxS, PFOS and 8:2 FTOH induce peroxisomal ß‐oxidation or at least the expression of essential enzymes of this biochemical pathway. There are few in vivo studies comparing the relative potencies of PFASs to induce peroxisomal ß‐oxidation and/or hepatomegaly. Daily i.p . administrations of four PFCAs to male rats for 5 days induced hepatic peroxisomal ß‐oxidation in the order of PFDA > PFNA > PFOA >>> PFHpA (Kudo et al., 2000 ). In female rats, PFDA was also slightly more potent than PFNA, but PFOA and PFHpA were inactive. This is likely to be related to differences in toxicokinetics between male and female rats (see Section 3.3.1.1 ). In a subsequent study, Kudo et al. ( 2006 ) compared daily i.p. treatments with PFHxA, PFHpA, PFOA and PFNA for 5 days in male and female mice. All compounds induced hepatomegaly and peroxisomal beta‐oxidation with PFNA and PFOA being most effective, followed by PFHpA and PFHxA.
NTP ( 2019a , b ) treated male and female rats for 28 days by gavage with different daily doses of PFBS, PFHxS, PFOS, PFHxA, PFOA, PFNA, PFDA, as well as the PPARα agonist Wyeth (WY)‐14,643. Absolute and relative liver weight were increased by all compounds in both males and females, although with clear differences in the potencies. Based on the applied dose, PFOS, PFOA, PFNA and PFDA were the most potent in males followed by PFHxA and WY‐14,643, and PFBS and PFHxA. In females, PFDA was the most potent, followed by PFOS, PFNA and WY‐14,643, PFOA, PFHxS, PFBS and PFHxA. The order changed when basing it on measured serum or liver levels. In females, e.g. PFOA treatment resulted in relatively low serum levels. Most compounds also induced the liver mRNA levels of Acox1, as well as the enzyme activity (the latter only measured in males), and mRNA levels of CYP4a1, CYP2b1 and CYP2b2. An exception was PFHxS, which did not affect mRNA levels of Acox1 in females, and only had a weak effect on CYP4a1. Similar was true for PFHxA in males and females. In general, however, when studied, most endpoints are somehow affected by all PFASs, and differences seem merely due to kinetics and relative potencies.
In vitro studies
In vitro models may be suitable tools for studying effects mediated by PPARα, although the PPARα‐expression and related processes in cell lines and isolated hepatocytes may differ from the in vivo situation (Kersten and Stienstra, 2017 ). A further severe limitation is the frequent lack of information on the actual uptake of PFASs by the cultured cells, which may be very low (Rosenmai et al., 2018 ).
A number of studies investigated the relationship between the structure of PFASs and induction of genes involved in peroxisomal ß‐oxidation or other steps of lipid metabolism in in vitro assays. Naile et al. ( 2012 ) reported on the impact of PFBA, PFPeA, PFHxA, PFOA, PFNA, PFUnDA, PFDoDA, PFBS, PFHxS and PFOS on transcript levels of seven genes, five of them involved in fatty acid and cholesterol synthesis, in rat H4IIE hepatoma cells. The PPARα‐regulated peroxisomal 3‐ketoacyl‐CoA thiolase was induced most strongly by PFHxS followed by PFOA, PFPeA, PFHxA and PFDoDA, but was downregulated by PFBA, PFBS, PFOS, PFNA and PFUnDA. However, overall the full picture of effects on gene expression did not show consistent patterns related to e.g. chain length or PFCAs vs. PFSAs, and lacked clear dose response relationships across the wide range of concentrations applied. In addition, the results seem not consistent with the NTP‐studies with rats, showing upregulation of Acox1 by all PFASs tested and also increased activity of acyl‐CoA oxidase (although with clear differences in potency).
Bjork and Wallace ( 2009 ) showed that in primary rat hepatocytes, peroxisomal Acox and Cte/Acot1 genes were induced, in the order of PFOA > PFHxA > PFOS > PFHxS > PFBA = PFBS = PFPeA, when compounds were applied at 25 μM for 24 h. In human primary hepatocytes or human HepG2 cells, no effect on expression of these genes could be observed when compounds were applied at concentrations up to 200 μM. Cyp4A1/11, however, was induced by some PFASs in human primary hepatocytes. The authors speculated that – unlike to rat – no peroxisome proliferator responsive element (PPRE) has been identified within the 5′‐flanking region of the human Cyp4A11 gene (Kawashima et al., 2000 ), indicating that the regulation of this gene differs between the two species. Bjork and Wallace ( 2009 ) concluded that there is 1) a chain length‐dependent increase in gene expression, 2) higher transcriptional activation by PFCAs than the corresponding PFSAs, 3) the absence of induction of expression of peroxisome‐related fatty acid oxidation genes by the compounds in human liver cells.
Wolf et al. ( 2012 ) transfected COS‐1 cells (monkey fibroblast‐like cell line) with mouse or human PPARα‐luciferase reporter plasmids. In the case of mouse PPARα, all tested compounds showed a response, but C 20max concentrations (the concentration showing 20% of the maximal activity) varied between 5 and 317 μM. The transcriptional activation (based on C 20max values) was in the order of: PFNA (5 μM) > PFOA (6 μM) > PFHpA (11 μM) > PFDA (20 μM) > PFDoDA (33 μM) > PFHxA (38 μM) > PFPeA (45 μM) > PFBA (51 μM) > PFHxS (76 μM) > PFOS (94 μM)> PFBS (317 μM). In the case of human PPARα, C 20max values varied between 11 and 471 μM: PFNA (11 μM) > PFHpA (15 μM) > PFOA (16 μM) > PFHxA (47 μM) > PFPeA (52 μM) > PFBA (75 μM) > PFHxS (81 μM) > PFBS (206 μM) > PFOS (262 μM) > PFHxA (471 μM) > PFDA and PFDoDA (no response). Overall, these studies show that PFASs are able to activate PPARα with little difference between the mouse and human receptor, with similar order. In addition, the chain length determines the transcriptional activation of PPARα, and the PFSAs seem less potent than the PFCAs.
Activation of PPARα was also assessed in NIH‐3T3 cells (murine fibroblast cell line) transiently transfected with mouse PPARα or PPARγ (Rosenmai et al., 2016 ). The assay investigated the dependency of PPAR activation, assessed by a reporter gene, on the chain length for PFBA, PFPA, PFHxA, PFHpA, PFOA, PFNA, PFDA, PFUnDA and PFDoDA. All PFCAs activated PPARα around twofold at 100 μM. In another study, Rosenmai et al. ( 2018 ) studied the PPARα transactivating potency by transiently transfecting human HepG2 liver cells with a human‐PPARα reporter gene plasmid. They also studied intracellular concentrations of the PFASs by LC–MS/MS. The uptake of the PFASs by HepG2 cells was generally very low (0.04–4.1%). There was a trend that the intracellular concentrations of PFCAs increased with the chain length, but this was the reverse for the three PFSAs, PFOS showing the lowest cellular concentrations of all PFASs tested. The PPARα transactivating potencies of PFCAs were in a similar range (~ 1.5‐ to ~ 3.5‐fold), increased with chain length up to C8 (PFOA), and then decreased. PFOS and FOSA were inactive.
To conclude: in in vitro studies, a tendency towards elevated transcriptional activation of rodent and human PPARα was found with increasing chain length of PFASs up to the length of C9 and a trend to lower activity for PFCAs with chain lengths of > C9. PFSAs show lower potencies, and decreasing with chain length. In addition, compound‐specific effects on the regulation of peroxisomal but also other genes and enzyme activities were reported but not always consistent with in vivo studies. This could be explained by the variable uptake of PFASs by cells which may be relatively low and differ between individual PFASs, as well as between the cell models applied.
In vivo and in vitro studies also addressed the question whether further nuclear receptors may be involved in the effects observed with PFASs in the liver. Rosen et al. ( 2008 ) compared the transcript profiles of the livers of WT and PPARα KO mice treated with PFOA (1 or 3 mg/kg bw per day) or the PPARα agonist WY 14,643 (50 mg/kg bw per day) for 7 days. It was concluded that approximately 85% of the genes altered by PFOA were dependent on PPARα; the PPARα‐independent genes were often involved in lipid homeostasis and xenobiotic metabolism and it was speculated that this may be due to PFOA‐induced activation of PPARγ, CAR (constitutive activated/androstane receptor) or the transcription factor Nrf2 (nuclear factor erythroid 2‐related factor 2). In a follow‐up study, Rosen et al. ( 2017 ) treated male mice for 7 days by oral gavage with PFNA (1 or 3 mg/kg bw per day) or PFHxS (3 or 10 mg/kg bw per day), and compared the hepatic gene expression patterns with historical data obtained from PFOS, PFOA or WY‐14,643. They found that roughly 11–24% of up‐ or down‐regulated genes in PFAS‐treated animals were independent of PPARα, and argued that this might be due to suppression of STAT5B or transactivation of the constitutive activated receptor (CAR), oestrogen receptor alpha (ERα) and/or PPARγ. In the NTP studies (NTP, 2019a , b ), all PFASs tested induced mRNA levels of Cyp2b1 and Cyp2b2 in livers of male and female rats, supporting the activation of CAR. There were clear differences in potencies. Also, WY‐14,643 induced these genes but it is unclear if this implies that this compound is less specific as assumed, or whether there is an indirect mechanism.
In HEK239 cells, Li et al. ( 2019c ) determined the potency of PFASs to bind to human PPARβ/δ and to activate the receptor, applying a reporter‐gene assay. The binding capacity was elevated with increasing chain length until PFDoDA (C12) and then decreased again. The three PFSAs tested (PFBS, PFHxS, PFOS) showed stronger binding than their carboxylic acid (PFCA) counterparts, while 6:2 FTOH and 8:2 FTOH did not interact with PPARβ/δ. The transactivating potency of PFASs showed a similar inverted U‐shaped curve peaking at PFTrDA. Bjork et al. ( 2011 ) deduced from the analysis of transcriptome patterns, induced by PFOS or PFOA in rat and human primary hepatocytes, that multiple receptor systems are activated by these compounds, such as PPARα, CAR, PXR and LXRa. The activation of PXR by PFOS and PFDA was shown by Bijland et al. ( 2011 ) and Ma et al. ( 2005 ), respectively.
There is considerable evidence from animal studies that PFASs interfere with the thyroid hormone homoeostasis. Observations in human epidemiological studies do not provide sufficient support for associations between the PFASs examined and thyroid disease or changes in thyroid hormones at serum levels observed in people exposed occupationally or via food. For thyroid hormone function, the levels of the free hormones (free thyroxine (fT4) and free triiodothyronine (fT3)) are particularly important. In the NTP studies (NTP, 2019a , b ), most PFASs reduced serum levels of fT4 and total T4, in some cases by more than 80%. Also, total T3 levels were often decreased but only in some cases there was also a decrease in serum TSH levels. Disturbance of thyroid hormone function may not only occur at the level of the two thyroid hormone receptors (TRα and TRβ), but also at the level of biogenesis, distribution and metabolism of thyroid hormones. This potentially includes disturbances at the level of the sodium iodide symporter, haemoprotein thyroperoxidase, iodinases and thyroid hormone conjugating enzymes, the T4 distributor proteins thyroxine‐binding globulin (TBG), transthyretin (TTR) and deiodinases (deiodinisation of T4 in target organs to the more active T3) (Köhrle, 2008 ). Ultimately, disturbances on either of the listed levels of biosynthesis, distribution and function may result in variation of fT4 and fT3 levels and consequently in compromised functions of organs including adverse health outcomes. It should be pointed out that the measurement of fT4 levels may be influenced by the competition between PFASs and T4 for binding to proteins, which may be resolved by applying an additional dialysis step (Chang et al., 2007 ). This could explain why the strong decrease in fT4 is not accompanied by increased TSH levels and clear effects on the thyroid. This does not apply to the decreased levels of T3 and T4, which are also of potential concern.
Competition between the binding of T4 and PFASs to the human variant of TTR was assessed with a radioligand‐binding assay (Weiss et al., 2009 ). The binding potency (IC 50 ) was reported to decrease in the order: PFHxS (0.7 μM) > PFOS/PFOA (0.9 μM) > PFHpA (1.6 μM) > PFOSi (1.7 μM) > PFNA (2.7 μM) > PFHxA (8.2 μM) > PFDA (9.0 μM) > PFBS (19 μM) > PFUnDA (22 μM) > PFTeDA (29 μM) > PFDoDA (47 μM). Overall, TTR binding potencies of the most potent PFASs were 12.5–50 times lower than those of T4. Some shorter (PFBS) but also longer chain PFASs (PFDA and larger) were even less potent (> 100 times less potent) than T4. A comparative binding study to human TTR and TBG was performed by Ren et al. ( 2016 ). The compounds tested comprised PFBA, PFHxA, PFHpA, PFOA, PFNA, PFDA, PFUnDA, PFDoDA, PFTrDA, PFTeDA, PFBS, PFHxS, PFOS and FTOH (8:2). All compounds tested, except for the telomer alcohol, were identified as TTR binders, again showing highest potencies for PFHxS, PFOS, PFOA (IC 50 s of 0.6, 0.1 and 0.4 μM). Only two compounds bound to TBG and at a very high concentration (PFTrDA and PFTeDA, IC 50 s of 170 and 190 μM).
In summary, the findings of the two studies above on binding of PFASs to the thyroid hormone distributor proteins TBG and particularly TTR may contribute to understanding of potentially altered thyroid hormone levels in relation to exposure to PFASs. However, there is some debate on the importance of TTR for humans since thyroid hormones also bind to TBG.
Ren et al. ( 2015 ) also investigated the binding affinities of 15 PFASs to the ligand binding domain of TRα. All PFASs tested, except PFBA and FTOH (8:2), could be identified as binders. However, most PFASs were more than 100‐fold less potent than T3 (IC 50 = 0.3 μM), with the exception of six compounds, with the following rank order of potency (IC 50 ): PFDA (6 μM) > PFOS (16 μM) > PFODA ~ PFTeDA ~ PFUnDA (18–20 μM) > PFHxDA (24 μM). In conclusion, these results show that PFASs are able to interfere with thyroid hormone function on the level of thyroid hormone receptors, with PFDA showing the most potent activity.
A study by Long et al. ( 2013 ) investigated the effect of PFASs on proliferation control of rat pituitary GH3 cells in the T‐screen assay. T3 was used as a positive control. At 10 ‐8 M, T3 induced a 12‐fold increase in proliferation in comparison to solvent control. All PFASs significantly decreased GH3 cell proliferation, being dose‐dependent for PFOS, PFHxS, PFNA, PFDA and PFUnDA. PFASs also decreased T3 induced proliferation of GH3 cells. The other PFASs reduced growth only at higher doses. No inhibitory effect could be detected for PFOA. These results provide further evidence that PFASs are capable to interfere with thyroid hormone function at the level of the control of proliferation of pituitary cells.
The studies by NTP (NTP, 2019a , b ) showed that all seven tested PFASs induced transcription of Acox1, Cyp4a1, Cyp2b1 and 2b2, showing that they are activators of PPARα and CAR. This may also result in an increase of glucuronosyltransferases involved in conjugation of thyroid hormones. Yu et al. ( 2009 ) showed increased transcription of hepatic UGT1A1 in SD rats treated with PFOS.
At this stage, it appears that the effects on thyroid hormone levels occur at relatively high doses, i.e. higher than dose resulting in effects on antibody response or mammary gland development.
Hepatotoxic effects of PFASs are indicated by steatosis, lipid peroxidation, occurrence of necrotic hepatocytes and elevated liver transaminases in serum. The elevated relative liver weight in PFAS‐treated rodents appears to be a combination of net gain of liver cells (hyperplasia) and increased volume of hepatocytes (hypertrophy) due to proliferation of peroxisomes, endoplasmic reticulum and steatosis. Most mechanistic studies on the induction of hepatic hypertrophy and hyperplasia used rodents, which were treated with clofibrate, ciprofibrate, fenofibrate, WY‐14,643 or diethylhexylphtalate (DEHP) (Corton et al., 2017 ). These well‐studied PPARα‐ligands are often referred to as peroxisome proliferators (PP). Such PPs induce an initial and transient wave of DNA replication in rodent liver, followed by a plateau of an elevated number of cells (hyperplasia), as long as the treatment with the ligand is continued. This hyperplasia is frequently associated with increases in cell size (hypertrophy) due to proliferation of peroxisomes and of the smooth endoplasmic reticulum, which occurs preferentially in hepatocytes close to the central vein in the liver lobule. However, hyperplasia due to steatosis does not occur in livers of rodents treated with PPs. Upon withdrawal of the PPARα ligand, the liver quickly returns to its original mass and eliminates the excess of cells via apoptosis. Retreatment with PPARα ligands rapidly stops the apoptotic activity in the liver (Bursch et al., 1984 ; James et al., 1998 ). Thus, the PPARα‐induced hyperplasia of rodent liver results from both an increased transient wave of cell replication and a concomitant suppression of cell elimination by apoptosis.
Considering the PFAS‐induced hepatomegaly in more detail, Wolf et al. ( 2008 ) reported a dose‐dependent increase in hepatocellular proliferation in PFOA‐treated WT mice, which was associated with increased liver weight and hepatocellular hypertrophy. Signs of a mild hepatocellular steatosis were documented in livers from PFOA treated animals by light microscopy. Das et al. ( 2017 ) studied WT mice treated with 10 mg/kg bw per day of PFNA, PFOA or PFHxS. PFOA induced the largest increase in relative liver weight, followed by PFNA and PFHxS. The DNA content, given as μg/mg liver tissue was decreased by all compounds, indicating considerable hepatocellular hypertrophy. However, considering the two‐ to threefold elevated absolute liver weight in the PFAS‐treated animals, there was an overall net gain in hepatic DNA content, indicating a net gain in liver cells, and thus liver hypertrophy ‐ similar to observations with the PP WY‐14,643. However, contrary to the latter PP, steatosis was evident in the PFAS‐treated WT mice. Das et al. ( 2017 ) documented an about two‐ to threefold elevated content of hepatic triglyceride content in the PFAS‐treated WT mice, which may contribute considerably to the hepatocellular hypertrophy observed.
To understand the relevance of PP‐induced hepatomegaly for humans, primates have been investigated. Cynomolgus monkeys were treated with the PP di‐ethyl‐hexylphthalate (DEHP) or clofibrate for 2 weeks, which did not elicit any effect on liver weight or replicative DNA synthesis in the organ (Pugh et al., 2000 ). A 15‐month treatment with DEHP elevated liver weight in mice and rats but not in marmosets (Ito et al., 2007 ). When marmosets received DEHP or clofibrate over a period of 13 weeks, again no increase in liver mass and hypertrophy of hepatocytes was found (Kurata et al., 1998 ). Hoivik et al. ( 2004 ) applied fenofibrate or ciprofibrate to cynomolgus monkeys for up to 15 days. Both compounds caused slight hepatocellular hypertrophy but no cell proliferation as determined by the number of mitoses and Ki‐67 positive nuclei. To conclude, these data show convincingly that PPARα agonists fail to induce cell replication and hyperplasia in liver of monkeys. Occasionally, there are reports on hypertrophy of hepatocytes in the monkey liver.
Primary cultures of hepatocytes from rats and humans were used to study species differences in the response to PPs. Mono‐ethyl‐hexylphthalate (MEHP), the active metabolite of the DEHP, caused dose‐dependent induction of DNA synthesis in rat but not in human hepatocytes (Hasmall et al., 1999 , 2000 ). Similar reports exist for monoisononyl phthalate (MINP), the primary and active metabolite of the PP diisononyl phthalate (DINP) (Shaw et al., 2002 ). Goll et al. ( 1999 ) compared effects of various PPs, including DEHP and some fibrates, in primary cultures of rat and human hepatocytes. An increase in DNA synthesis was reported for ciprofibrate, nafenopin, bezafibrate, clofibrate and DEHP in rat hepatocytes only. Ciprofibrate, nafenopin, fomesafen, 2‐ethylhexanoic acid and methylclofenapate caused induction of DNA synthesis in primary rat hepatocytes, but none did so in human hepatocytes (Doull et al., 1999 ). To conclude, these in vivo and in vitro studies provide strong evidence that monkey and human liver cells are insensitive to PP‐induced growth effects.
Several mouse models served to study the molecular mechanisms underlying the different response of human and rodent hepatocytes towards activated PPARα. Lee et al. ( 1995 ) knocked out the ligand binding domain of murine PPARα and introduced a truncated gene, being expressed in all cells of mice. When treated with typical PPs (clofibrate, WY‐14,643), homozygous KO mice did not show the typical PP‐mediated pleiotropic response in the liver, such as increases in peroxisomes, liver cell proliferation and hepatomegaly. Wolf et al. ( 2008 ) addressed the question whether PPARα also mediates the induction of liver growth by PFOA. WT (CD‐1 and Sv/129) and KO mice (Sv/129 background) were treated by daily gavage with the ammonium salt of PFOA (1, 3, or 10 mg/kg bw per day) for 1 week. In WT mice, PFOA induced a dose‐dependent increase in hepatocyte hypertrophy, vacuoles, peroxisome proliferation and a dose‐dependent increase in PCNA‐positive nuclei, the latter reaching significance only at the highest dose. KO mice also showed a dose‐dependent increase in hepatocyte vacuolation, but these were much larger than in WT mice. There was also an increased number of PCNA‐positive nuclei, as in WT being significant at the highest dose only, and at that dose higher than the increase seen in WT animals treated with the highest PFOA dose or WY‐14,643 (positive control). The authors stated that the elevated cell replication in the PFOA‐treated KO mice was probably due to the physical accumulation of material, which may be interpreted as a regenerative and not as hyperplastic growth reaction of the liver. This assumption is based on the fact that hepatocytes were full of large electron‐lucent, non‐membrane‐bound spaces throughout the hepatocellular cytoplasm. These ‘deposits’ may have contributed also to the increased relative liver weight in the KO mice. Since Das et al. ( 2017 ) reported elevated hepatic lipid content in PFOA‐treated KO mice, the CONTAM Panel assumed these deposits to be lipid droplets.
Das et al. ( 2017 ) used PPARα KO mice exposed to 10 mg/kg bw per day of PFNA, PFOA or PFHxS for 7 days (see also above). In the KO animals, PFOA induced the largest increase in relative liver weight, followed by PFNA and PFHxS. The hepatic triglyceride content was elevated considerably in the untreated KO mice and was elevated even further in the PFAS‐treated KO mice. Similar to the WT mice, the DNA content per mg liver tissue was decreased being indicative for hypertrophy. Considering the increased liver weight, there was also a net gain in liver cells in the KO mice, based on the increase of total DNA per liver, especially for PFOA and PFNA; this increase in total DNA content per liver was in the range of the DNA gain seen in the WT animals. The authors did not provide an explanation for this finding. However, in the study of Minata et al. ( 2010 ) PFOA was applied to KO mice for a longer period (4 weeks). At this time point, not only steatosis but also severe cholangiopathy, enhanced blood levels of biliary acids, hepatocellular damage and apoptotic cells (especially in bile ducts) became evident. An increase in serum bile acid levels was also observed in the NTP studies with rats (NTP, 2019a , b ) exposed to PFBS, PFOS, PFHxA, PFOA, PFNA and PFDA, but also WY‐14,643, pointing at cholestasis. The concomitant development of hepatic fibrosis by proliferating fibroblasts and the infiltration of immune cells might have started to develop already after one week of PFOA treatment leading to the elevated total hepatic DNA content, observed by Das et al. ( 2017 ). The study of Minata et al. ( 2010 ) substantiates also the assumption that the elevated DNA replication, reported by Wolf et al. ( 2008 ) after a 7 days′ PFOA treatment of KO animals, may be interpreted as regenerative DNA replication following severe hepatocellular and bile epithelial damage, especially in the highest dose group.
Das et al. ( 2017 ) also investigated the mechanism of PFAS‐induced steatosis by microarray analyses of hepatic gene expression patterns of WT and KO mice treated with PFOA, PFOS, PFNA, PFHxS or WY‐14,643. In WT mice, the PFASs and WY‐14,643 induced genes involved in fatty acid uptake into hepatocytes as well as the synthesis of fatty acids, triglycerides and cholesterol. In KO animals almost none of the gene expression changes induced by WY in WT were evident, while the expression levels of some fatty acid and TG synthesis genes were retained or even elevated by PFAS treatment. This indicates that some genes involved in triglyceride and cholesterol synthesis may be regulated independent of PPARα, explaining partly the pronounced steatosis seen in KO animals. These findings show that PFASs induce hepatocellular steatosis in rodents in a PPARα‐independent way, which may increase the volume of the hepatocytes (hypertrophy) and contribute to the elevated liver weight.
In order to create a more physiological model, Cheung et al. ( 2004 ) used KO mice and introduced the human PPARα under the control of a liver‐specific promoter for stable hepatic expression. Both the WT and humanised mice responded to treatment with the PP Wy‐14,643 as proven by upregulated genes of peroxisomal ß‐oxidation. However, WT mice but not the humanised animals, showed hepatocellular proliferation. The relative liver weight was only slightly increased in the humanised mice probably due to induction of peroxisomal ß‐oxidation and the concomitant peroxisomal proliferation, contributing to the development of a hepatocellular hypertrophy. Yang et al. ( 2008 ) replaced the mouse PPARα gene by a construct designated hPPARαPAC containing only the human PPARα. The hPPARαPAC mice expressed the construct in the same tissues as WT animals. By a 2‐weeks treatment with WY‐14,643, hepatomegaly was induced in the transgenics but to a considerably lower extent than in WT mice. Likewise, cell replication was not induced in the humanised mice when exposed to WY‐14,643, indicating that the hepatomegaly may be due to hypertrophic hepatocytes.
With regard to PFASs, Nakagawa et al. ( 2012 ) used the mouse model, developed by Cheung et al. ( 2004 ), and observed an increased absolute and relative liver weight in WT, KO and humanised mice, when treated with PFOA doses at 1 or 5 mg/kg bw per day for 6 weeks. The hepatomegaly appeared to be mainly due to enhanced intrahepatic storage of triglycerides, which was highest in the KO mice, followed by humanised mice, but in WT mice much less and only at the intermediate dose. At lower doses and shorter treatment (0.1 or 0.3 mg/kg bw per day, 2 weeks), Nakamura et al. ( 2009 ) observed increased liver weight and hepatic triglyceride levels only in WT mice.
In humanised PPARα mouse models, hPPARα is expressed in cells made up exclusively of mouse proteins, factors and (co‐)regulators. It was argued that this might suppress the human phenotype. This objection was refuted by a study of Tateno et al. ( 2015 ). Liver of SCID mice was repopulated, thereby creating chimeric organs consisting of > 70% human hepatocytes. Treatment with the PP fenofibrate induced hepatocellular hypertrophy, cell proliferation and peroxisome proliferation exclusively in the murine but not in the human hepatocytes. It should be stressed that fenofibrate is a weaker PP than WY‐14,643, which induced some proliferation in KO mice (Yang et al., 2008 ).
It should be noted that in the chimeric livers, used by Tateno et al. ( 2015 ), human hepatocytes were surrounded by murine mesenchymal liver cells, which might have disturbed epithelial‐mesenchymal interactions in this organ. To address this question, and to gain a profound understanding of the MoA of PFASs, the following studies should be considered. Some groups proposed that non‐parenchymal Kupffer cells, macrophages located in the liver sinusoids, are critical for growth induction by PPARα ligands. When being activated, Kupffer cells start to produce and release cytokines, like tumour necrosis factor‐alpha (TNFα) (Bojes et al., 1997 ; Rolfe et al., 1997 ). TNFα is able to induce replication and to suppress apoptosis in cultured rodent hepatocytes (Holden et al., 2000 ; Rolfe et al., 1997 ). Also in vivo , hepatocyte proliferation was antagonised by pretreating animals with antibodies blocking either TNFα (Bojes et al., 1997 ; Rolfe et al., 1997 ) or the TNFα receptor (West et al., 1999 ). TNFα is an important activator of NF‐kB. NF‐kB coordinates not only adaptive and innate immune responses, but is also involved in the regulation of apoptosis. In dependence of the context, NF‐kB triggers either pro‐ or anti‐apoptotic pathways and is involved in the decision whether a cell may survive or die. Several PPARα activators were found to enhance the secretion of TNFα and to activate NF‐kB in liver cells (Rose et al., 2000 ; Calfee‐Mason et al., 2004 ). On the other hand, in purified hepatocyte cultures without Kupffer cells, PPARα ligands failed to induce DNA replication (Hasmall et al., 2000 ; Parzefall et al., 2001 ).
Several groups reported on elevated expression of cyclins and/or the proto‐oncogene c‐myc in rat or murine liver when treated with PPARα ligands ( Ma et al., 1997 ; Jolly et al., 2005 ; Urbanek‐Olejnik et al., 2016 ). Shah et al. ( 2007 ) described molecular mechanisms underlying the differences in c‐myc regulation by human and murine PPARα. The microRNA let‐7c destabilises the mRNA of c‐myc. In WT mice, induction of hepatocellular proliferation by activated PPARα caused downregulation of the let‐7c, which elevated the expression of c‐myc and enhanced hepatocellular proliferation. In contrast, PPARα‐humanised mice did not enhance c‐myc expression via downregulation of let‐7c.
A further interesting aspect is that human livers express the protein of a truncated form of PPARα at relatively high levels (Thomas et al., 2015 ). The truncated PPARα is unable to bind to peroxisome proliferator‐responsive elements (PPRE) in the DNA, and acts as dominant negative regulator of the full‐length PPARα and functions as an endogenous inhibitor of proliferative genes. The absence of the truncated form in mice may contribute to species‐specific differences in PP induced liver growth.
These findings provide evidence that PPARα‐mediated pathways controlling peroxisomal ß‐oxidation are independent from those controlling the hepatocellular proliferation pathways. Structural differences between human and mouse PPARα exist, leading to the differential susceptibility towards the PP‐induced hyperplastic liver growth. PFASs appear to induce liver hyperplasia via PPARα, similar to PPs, assuming that the observed increase in PCNA content and total DNA in KO mice is due to other processes following severe liver damage by PFOA treatment.
Several in vitro studies investigated the impact of chain length of PFASs on the cytotoxicity of the compounds in cells of hepatocellular origin. Buhrke et al. ( 2013 ) reported a positive correlation between chain length and cytotoxicity in human HepG2 cells, i.e. the toxicity (IC 50 ) was as follows: PFDoDA (7 μM) > PFDA (15 μM) > PFNA (23 μM) > PFOA (47 μM) > PFHpA (128 μM) > PFHxA (344 μM) > PFBA (1,000 μM). There was no evidence for the induction of apoptosis by any of the compounds tested. Rand et al. ( 2014 ) studied the relative cytotoxicity of PFCAs in human liver epithelial (THLE‐2) cells. The EC 50 values ranged from 65 ± 41 μM (PFDA) to 1,361 ± 146 μM (PFBA). Toxicity decreased with shorter chain length, as follows: PFDA > PFNA> PFOA >PFHpA > PFHxA > PFPeA > PFBA.
To conclude, there is some association between the chain length of PFASs and cytotoxicity, which may be partly due to the higher cell membrane permeability of long‐chain PFASs.
For many PFASs, hepatotoxic effects were documented in in vivo experiments. In the studies performed by NTP (NTP, 2019a , b ), increased ALT levels were observed in male rats at dose levels of 500 mg/kg bw per day for PFBS, 0.625 mg/kg bw per day for PFOS, 500 mg/kg bw per day for PFHxA, 0.625 mg/kg bw per day for PFOA, 2.5 mg/kg bw per day for PFNA and 0.312 mg/kg bw per day for PFDA. In female rats, this occurred at dose levels of 250 mg/kg bw per day for PFBS, 2.5 mg/kg bw per day for PFOS, 500 mg/kg bw per day for PFHxA, 50 mg/kg bw per day for PFOA, 3.12 mg/kg bw per day for PFNA and 1.25 mg/kg bw per day for PFDA. Also treatment with WY‐14,643 resulted in increased ALT levels, but PFHxS showed no effects. PFBS and PFHxA showed the effects at much higher doses. Increases in serum levels of ALT and/or AST were also documented in previous studies in which rodents were treated with PFOS (1 mg/kg bw per day Han et al., 2018a , b ), PFHxA (20 mg/kg bw per day, Loveless et al., 2009 ), PFNA (1 mg/kg bw per day, Fang et al., 2015 ), PFUnDA (1 mg/kg bw per day, Takahashi et al., 2014 ) or PFODA (1,000 mg/kg bw per day, Hirata‐Koizumi et al., 2012 ). Hepatocellular necrosis was induced by PFBA (175 mg/kg bw per day, Foreman et al., 2009 ), PFDoDA (2.5 mg/kg bw per day, Kato et al., 2015b ), PFHxS (3 mg/kg bw per day, Chang et al., 2018 ) or 8:2 FTOH (100 mg/kg bw per day, Iwase et al., 2006 ).
The reasons for the increased serum transaminases, which indicate membrane damage of hepatocytes, and the occurrence of necrotic hepatocytes in the histopathological evaluations, are not completely understood. It has been assumed repeatedly that this damage may be related to the profound alterations in the hepatocellular lipid metabolism of PFAS‐treated rodents. Via activation of PPARα in rodents, PFASs induce the ß‐oxidation cycle of fatty acids in the hepatic peroxisomes, which degrades the long‐chain fatty acids to acyl‐CoA‐moieties for use in other metabolic pathways. Despite an increased peroxisomal degradation of long‐chain fatty acids, the hepatic lipid content appears to be elevated by PFASs (EFSA CONTAM Panel, 2018). This is due to accumulation of triglycerides, as described for PFOA (5 mg/kg bw per day, Hui et al., 2017 ; Wu et al., 2018 ), PFOS (0.09 mg/kg bw per day, Huck et al., 2018 ), PFNA (0.2 mg/kg bw per day, Wang et al., 2015a ), PFDA (1.5 mg/g bw per day, Kawashima et al., 1995 ) and PFDoDA (0.2 mg/kg bw per day, Zhang et al., 2013e ). Also enhanced storage of cholesterol may account for this effect, as observed after application of PFNA (0.2 mg/kg bw per day, Wang et al., 2015a ) or PFDoDA (5 mg/kg bw per day, Zhang et al., 2013e ). Steatosis does not occur in livers of rodents treated with typical PPs and appears to be very specific for PFASs. Mechanistic studies indicate a disbalance between (i) the reduced export of lipids from hepatocytes and expression/activity of lipid catabolism genes and (ii) increased expression/activity of genes involved in lipid uptake by hepatocytes and in fatty acid, triglyceride and cholesterol biosynthesis. The development of steatosis is independent of a PPARα‐mediated mechanism and is even very pronounced in KO mice, as described in the subchapter above.
Intrahepatic lipid overload is a symptom for severe metabolic disturbances and predisposes the hepatocytes to undergo necrosis. Necrotic cells alarm the immune system and may elicit a pro‐inflammatory response in the liver. Indeed, elevated intrahepatic levels of pro‐inflammatory cytokines, like IL1ß or TNFa, were observed after treatment with PFNA (Fang et al., 2012a ). It has also been hypothesised that the increased peroxisomal ß‐oxidation of long‐chain fatty acids leads to enhanced production of hydrogen peroxide and subsequent lipid peroxidation. Eriksen et al. ( 2010 ) did not find evidence that PFNA (0–2,000 μM) induces ROS production or oxidative stress in HepG2 cells. However, elevated hepatic levels of malondialdehyde (MDA)/thiobarbituric acid reactive substances (TBARS) were seen after in vivo treatment of rodents with PFOS (1 mg/kg bw per day; Han et al., 2018a ), PFOA (5 mg/kg bw per day; Wang et al., 2017b ) or PFNA (5 mg/kg bw per day; Fang et al., 2012b ). Also, PFDoDA was found to cause intrahepatic lipid peroxidation when applied at 0.5 mg/kg bw per day (Liu et al., 2016 ) and to induce SOD activity at 1 mg/kg bw per day (Zhang et al., 2008 ).
To conclude, like PPs, PFASs seem to cause liver hyperplasia via murine PPARα, considering no clear hyperplastic liver growth in the KO and humanised mouse models. PFASs induce steatosis in rodent hepatocytes in a PPARα‐independent way. The accumulated lipids increase the hepatocellular volume and contribute to the elevated weight of the liver due to hypertrophy. The hepatocellular steatosis seems to be causally related to the occurrence of necrotic hepatocytes and the increased serum transaminase levels. These various effects in the rodent liver appear to be common for most of the PFASs, investigated so far. Thorough knowledge of the MoA underlying the development of hepatocellular steatosis in PFAS‐treated rodents is missing, as outlined also in EFSA CONTAM Panel et al. ( 2018 ) Opinion.
A clear mode of action of immunotoxicity by PFOS and PFOA has not been established. Just anecdotal data are available that may offer some leads for further investigation, but do as yet not offer a clear mechanism along which PFASs influence the immune system. Information on immunotoxicity by PFASs other than PFOS and PFOA and whether such effects on the immune system might be brought about by similar mechanisms as PFOS and PFOA is even more limited.
In some studies on PFOS and PFOA, effects on the immune system were shown at doses where also effects on body weight were observed and it might be argued that effects on the immune system may have been secondary to general toxicity. However, other studies showed effects at concentrations where no effects on body weight were observed (see Section 3.3.3.5 ). The pivotal studies showing effects on the antibody response to immunisation with sheep red blood cells (Dong et al., 2009 ; Peden‐Adams et al., 2008 ), showed effects at dose levels below those that induced effects on body weights. As PFASs have been shown to affect thyroid hormone levels (see Section 3.3.3.4.1 6), Fair et al. ( 2011 ) investigated whether this could explain the effects observed by Peden‐Adams et al. ( 2008 ) and found effects on the immune system at doses lower than where effects on thyroid hormone levels occurred. Dong et al. ( 2009 ) also measured corticosterone levels in serum and did not find changes that might have been responsible for the suppressed antibody response.
As reviewed in the previous Opinion on PFOS and PFOA (EFSA CONTAM Panel, 2018 ), one component of a mechanism along which immunotoxic effects by these chemicals could be brought about, is by impacting NF‐κB regulated gene transactivation and affecting gene expression of apoptotic regulators, resulting in apoptosis of lymphoid cells, and consequently suppressed proliferation and activation of T‐cell receptor signalling and depressed immune functionality.
An association between immune parameters, PPARβ/δ mRNA expression and PFASs has been observed in cord blood, in addition to mRNA expression of several immunomodulatory genes (Pennings et al., 2016 ). Qazi et al. ( 2009b ), comparing WT and PPARα KO mice, reported effects of PFOS on the thymus and the spleen that were partly dependent on PPARα. These findings would be in line with the notion that different PPARs have been described to interact with both the innate, as well as the acquired immune system (Daynes and Jones, 2002 ), and that PPAR agonists in fact induce anti‐inflammatory activity (Le Menn and Neels, 2018 ; Wang et al., 2018b ). This is in keeping with suppressed LPS‐dependent release of TNFα in human peripheral blood leukocytes by PFOS (Brieger et al. ( 2011 ) and IL‐18 by PFOA in THO‐1 cells (Corsini et al., 2011 ). In addition, also immune effects independent of PPARα have been shown, in vitro by PPAR silencing (Corsini et al., 2011 ) and in vivo by using PPARα KO animals (DeWitt et al., 2009, 2016). This is also shown by unpublished data obtained from Peden‐Adams (see Figure H.3 ), showing a similar decrease in PFCs in wild‐type C57Bl/6 mice and a mice containing a PPARα targeted mutation. Hence a clear picture on the involvement of PPARs is lacking, and further research on this topic is necessary.
There may be a common MoA behind the immunotoxic effects of PFASs. However, there may also be differences in the mechanisms behind some of the immunotoxic effects observed with different PFASs. For instance, cytokine profiles in lymphoid cells have shown to be differentially affected by PFOS and PFOA (Corsini et al., 2011 ; Midgett et al., 2015 ). It should be noted, however, that individual interleukin values, influenced by PFASs, cannot easily be interpreted in terms of how they play a role in the suppressive effect on antibody production by PFOS and PFOA.
At least for PFOS, other mechanisms, that may or may not be related to those mentioned above, have been put forward as well:
Zarei et al. ( 2018 ) investigated the cytotoxic activity of PFOS on human lymphocytes after in vitro incubation. The authors noted increased ROS production, lipid peroxidation, glutathione depletion, activation of caspase‐3, as well as damage to cell organelles such as mitochondria and lysosomes. Suo et al. ( 2017 ) showed that PFOS increased IL‐22 excretion by lamina proprial lymphocytes isolated from the large intestines of wild‐type mice. This effect was not observed using F1 mice from an AhRf/f and a RORc‐cre cross to specifically delete the Ah receptor and it was concluded that this response must be dependent on the Ah receptor. Lee et al. ( 2018 ), using rat basophilic leukaemia cells in vitro , showed that PFOS significantly increased histamine release by IgE stimulated cells, which coincided with enhanced gene expression of proinflammatory cytokines and activation of nuclear NF‐κB. However, even if IgE dependent allergic responses are immune‐related, it is not clear if there is a relation to immune suppression such as evidenced by depressed antibody responses.
Zarei et al. ( 2018 ) investigated the cytotoxic activity of PFOS on human lymphocytes after in vitro incubation. The authors noted increased ROS production, lipid peroxidation, glutathione depletion, activation of caspase‐3, as well as damage to cell organelles such as mitochondria and lysosomes.
Suo et al. ( 2017 ) showed that PFOS increased IL‐22 excretion by lamina proprial lymphocytes isolated from the large intestines of wild‐type mice. This effect was not observed using F1 mice from an AhRf/f and a RORc‐cre cross to specifically delete the Ah receptor and it was concluded that this response must be dependent on the Ah receptor.
Lee et al. ( 2018 ), using rat basophilic leukaemia cells in vitro , showed that PFOS significantly increased histamine release by IgE stimulated cells, which coincided with enhanced gene expression of proinflammatory cytokines and activation of nuclear NF‐κB. However, even if IgE dependent allergic responses are immune‐related, it is not clear if there is a relation to immune suppression such as evidenced by depressed antibody responses.
As indicated above, information on immunotoxicity by other PFASs than PFOS and PFOA is even more limited.
Fang et al. ( 2008 , 2009 ) studied effects of oral exposure to PFNA in both mice and rats, and RT‐PCR of thymus cells revealed increased gene expression of PPARα and PPARγ. However, PFNA did not seem to influence genes encoding for the NF‐κB signalling pathway.
In an in vitro study performed by Zhou et al. ( 2017 ), the human gastric cell line AGS was exposed to PFDA, and increased IL‐13 and IL‐18 expression, both at the protein level and the mRNA level, were observed. Also NLRP3 and NF‐κB were increased, indicating enhanced inflammasome activity. Increased IL‐13 and IL‐18 production were also observed in the stomach of mice, exposed to PFDA in drinking water, accompanied by disorganised alignment of cells and increased inflammatory cell infiltration.
Both these studies by Fang et al. ( 2008 , 2009 ) and by Zhou et al. ( 2017 ) do therefore indicate that components of the immune system are affected by PFNA and PFDA. Whether such effects of PDFA would have an impact on the functionality of the immune system, including antibody production, has not been studied.
In a study on PFHpA, PFNA, PFDA and PFUnDA, Lee and Kim ( 2018 ) compared effects of the chain length of PFASs in an in vivo system of anaphylaxis and an in vitro assay using IgE stimulated mast cells. The longer chain compounds PFDA and PFUnDA increased the release of histamine and proinflammatory cytokines and intracellular calcium concentrations. RBL cells, transfected with a NF‐κB–luciferase reporter construct, showed enhanced luciferase activity when treated with PFDA and PFUnDA, but not the other compounds. In vivo, PFNA, PFDA and PFUnDA aggravated allergic reactions in an ovalbumin model, such as an aggravation in the decrease of rectum temperature after injection of ovalbumin. These results indicate that the chain length is a determinant in effects on allergic processes. Again, these data support the notion that components of the immune system are influenced by these compounds. However, even if allergic responses are immune‐related, it is not clear whether these effects may lead to suppressed antibody responses to antigens other than the allergen ovalbumin, and if so would follow similar mechanisms as such potential immunosuppressive effects, if they would be present.
In summary, the studies that were performed to shed light on possible mechanisms, support the notion that PFASs influence the immune system. Immune effects of PFOS and PFOA have been mostly studied, but their mode of action has not been fully identified. NF‐κB regulated gene transactivation seems involved. There are interactions of PPARs with the immune system, but it is not clear in how far these receptors may be involved in immune effects by PFASs.
The mammary gland develops through three major stages into a fully lactating mammary gland. In the embryonic stage, distinct placodes are formed from the ectoderm‐derived mammary line that descend into the mesenchyme and form the rudimentary ductal structure present at birth. This occurs under the control of epithelial/mesenchymal interactions. During later major developmental stages during puberty (ductal elongation), and in reproduction (alveolar growth in pregnancy and lactation, and tissue remodelling during involution at weaning), the development is regulated by both hormones and epithelial/mesenchymal interactions (Macias and Hinck, 2012 ). The transition stages of the mammary gland development are regarded as highly sensitive windows of susceptibility in both humans and rodents, with the terminal end buds and ductal growth as the most fragile structures in the rodent (Martinson et al., 2013 ; Russo and Russo, 1996 ).
The in vivo studies on mammary gland development in mice (described in Section 3.3.3.3.2 ) indicate that all the developmental stages can be affected by PFOA. However, the cross‐fostering study with PFOA implies that postnatal exposure is sufficient to decrease mammary gland development lasting beyond sexual maturity in mice (White et al., 2009 ). Of note, the MoA is not necessarily similar at the different developmental stages. There are no studies on other PFASs than PFOA for this effect.
After PFOA dosing of C57Bl/6 mice, starting in peri‐puberty, both inhibitory but also stimulatory effects on mammary gland development have been reported (see 3.3.3.3.2), whereas in other mouse strains only inhibitory effects have been reported. Prenatal and/or early postnatal exposure affected mammary gland development at lower levels than exposure later in life.
Only few studies on effects of PFASs on mammary cells in vitro were identified. When grown on reconstituted extracellular matrix, the cell line MCF‐10A can be used as a model for studying ER‐independent breast tissue development, as the cells form acini, which are highly‐organised epithelial structures that share some aspects of glandular breast tissue architecture. Acini development was dose‐relatedly disturbed, starting at 0.6 μM (lowest concentration tested) of PFOS, PFNA (both from day 5) and PFDA (from day 3), and completely absent at 60 μM on day 10 (Halsne et al., 2016 ). Acini development was disturbed to a much lesser extent with PFOA and PFUnDA, and started to occur at least at a 10‐fold higher concentration and at later time points. When grown in monolayer, only at much higher concentrations (100 to 500 μM for 72 h) than those causing effects on acini, some effects on cell cycle were observed with PFOS, PFNA, or PFDA, whereas PFOA and PFUnDA had no effect. It is however doubtful that this model, which according to Qu et al. ( 2015 ) ‘ exhibit a unique differentiated phenotype in 3D culture which may not exist or be rare in normal human breast tissue ’ can mimic early‐life breast gland differentiation. Similar doubt applies to results from studies on PFOS or PFOA in MCF‐10A cells in monolayer (Pierozan and Karlsson, 2018 , Pierozan et al., 2018 , 2018 ).
The involvement of PPARα in mammary gland development is of interest since PFOA can activate this receptor. PPARα mRNA is expressed in luminal epithelial cells and stromal adipocytes in the mouse mammary gland, and the level of PPARα mRNA decreases during pregnancy and lactation (Gimble et al., 1998 ). The mammary gland develops normally in PPARα KO mice. However, PPARα activation influences mammary lobuloalveolar development in pregnancy. Transgenic mice expressing constitutively active PPARα in basal epithelial cells (and not, as is normal, in luminal epithelial cells) in the mammary gland during pregnancy had defects in lactation, resulting in mortality of new‐borns (Yang et al., 2006a ). This was due to impaired development of lobuloalveoli, and reduced proliferation together with increased apoptosis in mammary epithelia, which were accompanied by reduction in β‐catenin expression and the target gene Cyclin D1. Treatment of pregnant WT mice with synthetic PPARα ligand (WY‐14,643) also led to impaired development of lobuloalveoli, an effect not observed in similarly treated PPARα KO mice (Yang et al., 2006b ).
The stimulating effect (increased growth) in the mammary gland, observed in C57BL/6 mice after 5 mg/kg bw PFOA exposure five days per week during puberty, as reported by Yang et al. ( 2009 ), occurred also in PPARα KO mice on a C57BL/6 background, and was thus independent of PPARα (Zhao et al., 2010 ). In contrast, the decrease in mammary gland development at higher PFOA dose (7.5 mg/kg bw per day, 5 days per week) during puberty was not seen in PPARα KO mice (Zhao et al., 2012 ). However, since the serum PFOA concentration in PPARα C57BL/6 KO mice was approximately only 50% of that in WT at both 5 and 7.5 mg/kg bw per day, the dependency on PPARα expression for the observed effects could not be fully elucidated in the study.
An important mechanistic issue to understand is whether effects induced by PFOA on mammary gland development occur without general effects on pubertal transition. In CD‐1 mice treated during gestation, it appears that puberty is not affected, since Tucker et al. ( 2015 ) reported no impact of PFOA treatment on vaginal opening. However, when mice were treated during puberty at higher levels that resulted in decreased mammary gland development, Zhao et al. ( 2012 ) reported later vaginal opening in Balb/c and absent vaginal opening in C57Bl/6 mice, and there was absence of oestrus cycle in both strains.
Zhao et al. ( 2012 ) observed in two mice strains treated with PFOA during puberty (Balb/c with 2.5 mg/kg bw per day and C57Bl/6 with 7.5 mg/kg bw per day, 5 days per week), a decrease of the number of terminal end buds, a decrease in number of stimulated terminal ducts and a reduced ductal length (see 3.3.3.3.2). In the ovaries, reduced levels of proteins important for steroidogenesis (StAR, CYP11A1, HSD3β1 and HSD17β1) were reported, whereas levels of aromatase were not affected. In the mammary gland, the important growth factors HGF and AREG were down‐regulated, whereas IGF‐1 levels were unaffected. In line with this, levels of the proliferation marker PCNA were significantly reduced in mammary glands. The effects of PFOA could partially, but not entirely, be prevented by co‐treatment with estradiol or progesterone, or combinations thereof. The effects of PFOA on mammary gland development in animals dosed during puberty thus seem to involve interference with ovarian steroid production, and expression of growth factors in the mammary gland.
In summary, the MoA behind the most sensitive PFOA effect, which is a decrease in mammary gland development in animals dosed during gestation and neonatally, is unknown. Normal mammary gland development does not require PPARα expression, but PPARα activation in pregnancy can reduce mammary gland development in the dam.
The potential effects of PFASs have been studied extensively, both in laboratory animals and in humans. In animals the effects that were most often reported were increased liver weight and effects on thyroid hormones. In addition, effects on the immune system and mammary gland development were observed in animals at lower levels than those showing effects on liver and thyroid hormone levels.
For several PFASs, exposure of particularly mice resulted in a decrease in the T‐cell dependent antibody response. In the two most informative animal studies on PFOS (Dong et al., 2009 ; Peden‐Adams et al., 2008 ), applying multiple dose levels, the lowest NOAEC serum level of 17.8 ng/mL was noted for Peden‐Adams et al. ( 2008 ) (see Section 3.3.3.5 ). Effects were also observed with other PFASs and also in rats, but the studies currently available do not allow a formal comparison of potential differences in potencies (see Section 3.3.3.5 , Table 20 ).
In addition, various effects have been observed in developmental studies with rodents. The effect shown at the lowest exposure is that of PFOA on the development of the mammary glands in mice, observed in several studies with different strains. These effects concerned an impaired development of the mammary glands of animals exposed in utero and/or during lactation, and effect on the further development when exposed during peri‐puberty (Macon et al., 2011 ; Tucker et al., 2015 ; White et al., 2011 ), but also a decreased involution of the glands in the dams after the lactation period (White et al., 2007 ). In particular the impaired development was associated with relatively low serum levels in three different studies (LOAECs around 20 ng/mL on PND 22 corresponding to a maternal LOAEC of around 66 ng/mL, no NOAECs). Effects on mammary gland development have thus far not been studied for other PFASs.
In human studies, various associations between serum levels and a number of outcomes have been reported. In the previous Opinion (EFSA CONTAM Panel, 2018 ), four endpoints were selected as potential critical effects for PFOS and/or PFOA. These were (i) increased serum total and LDL cholesterol (risk factor for cardiovascular disease), (ii) increased ALT levels (indicating effects on liver cells), (iii) reduced birth weight, and (iv) effects on the immune system as shown by decreased antibody response to vaccines.
In the previous Opinion (EFSA CONTAM Panel, 2018 ), the CONTAM Panel used the effects on serum cholesterol levels to derive TWIs for both PFOS and PFOA. Those TWIs were also protecting towards the other potential critical endpoints. Although the association with increased cholesterol was observed in a large number of studies, the CONTAM Panel now considers the uncertainty regarding causality larger. This is primarily due to a postulated biological process around the enterohepatic cycling of both PFASs and bile acids, the latter affecting serum cholesterol levels.
The issue of possible confounding of associations between PFASs and serum cholesterol due to shared intestinal reabsorption of PFASs and bile acids was noted by the German risk assessment institute BfR in an expert meeting about the previous EFSA Opinion on PFOS and PFOA (described in the meeting minutes 31 (EFSA/CONTAM/3503)). PFASs are eliminated not only by renal clearance but also via the bile. Both bile acids and PFASs are extensively reabsorbed in the intestine and subject to enterohepatic circulation. Common intestinal reabsorption of bile salts and PFASs, and uptake into the liver via shared membrane transport pathways is a possible mechanism of confounding since inter‐individual variability in reabsorption could lead to a positive association between serum levels of PFASs and cholesterol, the latter being affected by reabsorption of bile acids. In a recent small ‘proof‐of‐concept’ study many associations between PFASs and bile acids were found, both in a positive and negative direction (Salihovic et al., 2020 ). Variability in intestinal reabsorption might therefore explain the observed association between serum cholesterol and serum PFAS levels. This is a reasonable potential mechanism for confounding, but it has not been convincingly demonstrated. There are also studies arguing against such confounding. A recent Swedish study (Li et al., 2020 ) showed significantly higher levels of serum cholesterol in an area with high exposure to PFASs from contaminated drinking water than in a reference area with low PFAS exposure. So in this case, the association with increased serum cholesterol is based on higher intake rather than higher serum PFAS levels. Nevertheless, because of this potential source of confounding there is uncertainty regarding causality, making it less appropriate to use increased serum cholesterol as the basis for a health‐based guidance value.
As already explained in the previous Opinion on PFOA and PFOS (EFSA CONTAM Panel, 2018 ), the association with reduced birth weight might at least partly be explained by changes in the physiology during pregnancy, although a recent study seemed to strengthen the causality of the effect (Meng et al., 2018 ; see also Section 3.3.4.1.1 ). The remaining decrease in birth weight after adjusting for confounders was not large and the potential longer term consequences of this decrease are unclear. Thus far, there is little evidence for an increase in the proportion of children with low birth weight (< 2,500 g).
The consistent increase in ALT levels in general population studies seems supported by observed effects in animal studies, but was not observed in most of the occupational studies with much higher exposure (EFSA CONTAM Panel, 2018 ). In the critical study (Gallo et al., 2012 ), the increase in subjects with high ALT levelled off at relatively low serum concentrations (about 30 ng/mL of PFOS and PFOA) and above that, it did not increase further. This is in contrast to rodent studies showing increase in ALT only at the high end of the dose‐response curve. This inconsistency creates some uncertainty that should be addressed in future studies. For these reasons, this endpoint was not considered as the critical effect.
Reduction in thyroid hormone levels is often observed in animal studies. Epidemiological studies provide insufficient support for associations between exposure to PFASs and changes in thyroid hormone levels or thyroid function.
Considering the selection of the most critical effect, those on the immune system were observed at the lowest serum levels in both animals and humans. The findings were considered robust since they were consistently observed for several PFASs and for several species. This is not the case for effects on mammary gland development, which are observed at similar low serum levels in mice but have not been studied in other animal models or humans. Therefore, the CONTAM Panel decided to base the present assessment on PFASs on effects on the immune system.
A decrease in vaccination response is seen as adverse by the scientific community, as summarised by WHO/IPCS ( 2012 ) in the Guidance for immunotoxicity risk assessment for chemicals. This may in particular apply to vulnerable population groups, i.e. infants and the elderly, considering their higher infection risk.
For compounds that accumulate in the body, the preference of the CONTAM Panel is to identify serum or tissue levels associated with adverse effects. The CONTAM Panel decided to base its assessment on the serum levels for the sum of four PFASs, i.e. PFOA, PFNA, PFHxS and PFOS. At present, these are the PFASs that contribute most to the levels observed in human serum (see Section 3.3.2 on biomonitoring). Based on structural similarities, other PFASs may cause similar effects, but the critical studies in humans did not report these in the blood of the participants. In particular PFASs with long half‐lives may be relevant. Although some other PFASs like PFBA and PFHxA also contribute significantly to the exposure (see Section 3.2.1 on current exposure), these compounds show much shorter half‐lives in humans and thus much higher exposure is required to obtain similar serum levels as the 4 PFASs selected. As will be discussed below, the available data are insufficient to derive potency factors for the different PFASs, although such differences in potency are likely to exist.
A study on children in the Faroe Islands (Grandjean et al., 2012 ) showed several inverse associations between serum levels of PFOA, PFNA, PFHxS and PFOS, as well as the sum of PFOA, PFHxS and PFOS at five years of age, before booster vaccination, and antibody titres against diphtheria and tetanus at both the age of 5, shortly after booster vaccination, and at 7.5 years. In the previous Opinion (EFSA CONTAM Panel, 2018 ), BMD analysis was performed on the PFOS data in 5‐year‐old children from the Faroe Islands, resulting in a BMD 05 and BMDL 05 of, respectively, 11.6 and 10.5 ng/mL. However, the modelling approach was criticised during the expert meeting (EFSA/CONTAM/3503), including the use of the antibody titre in the lowest decile as the reference value rather than extrapolate and evaluate the BMR for a serum PFOS concentration of zero. Data for PFOA were not modelled, since the levels were much lower than those for PFOS, and there were no indications that PFOA was more potent than PFOS. For this study, additional data on the sum of PFOA, PFNA, PFHxS and PFOS were obtained (see Appendix L ). Modelling of the data by EFSA with the recommended BMD modelling software (PROAST and BMDS) resulted in wide BMDL‐BMDU intervals, as a consequence of extrapolating to zero exposure, well below the lowest observed serum levels. Therefore, the CONTAM Panel identified an NOAEC serum level at the age of 5 years for the sum of PFOA, PFNA, PFHxS and PFOS of 27.0 ng/mL, based on decreased antibody titres for diphtheria at the age of 7 years.
This study was supported by a more recent study from Germany. In this latter study, an inverse association was observed between serum levels of PFOA (Abraham et al., 2020 ), but also the sum of PFOA, PFNA, PFOS and PFHxS (Appendix K ), and antibody titres against haemophilus influenzae type b (Hib), diphtheria and tetanus in serum sampled from 1‐year‐old children predominantly breastfed for a median duration of 7.4 months (see Section 3.3.4.4.2 ). A lowest BMDL 10 of 17.5 ng/mL at the age of 1 year was derived for the sum of PFOA, PFNA, PFOS, and PFHxS based on an association with reduction in antibody titres against diphtheria (See Appendix K ). For PFOS, PFHxS and PFNA alone, no significant associations were observed in this study.
The possible confounding by a number of contaminants like PCBs, dioxins, organochlorine pesticides, lead and mercury was examined in these studies but these had no effect on the observed associations.
A substantial decrease in antibody response after vaccination was reported, with inverse association for several antigens in several independent cohorts, but not all (see Section 3.3.4.4.2 ). In the German study, at the highest quintile the mean antibody titres for Hib, diphtheria and tetanus were 63%, 42% and 49% lower, respectively, than those in the first quintile (see Appendix K ). In the study from the Faroe Islands, at the LOAEC, the antibody titres for diphtheria were lower by around 50%. In that study, the proportion of children having vaccination titres below the protective limit after vaccination was also increased at higher PFAS levels. Such decreases in antibody responses are clearly adverse on a population level, not only in terms of protection against the pathogen to which the vaccine is directed, but also in terms of general immunologic defence against other pathogens. Indeed, there are some data suggesting that PFAS exposure is associated with increased infection risk, and also with decreased specific antibody formation after virus exposure in infants.
The study by Abraham et al. ( 2020 ) indicates that children are sensitive in their first year, and this was also suggested by Grandjean et al. ( 2017a ), comparing measured and predicted serum levels of PFASs during the first 18 months with measured antibody titres against diphtheria and tetanus at 5 years of age before applying a booster. However, the observed associations between serum levels at 5 years of age and antibody titres at 7 years (Grandjean et al., 2012 ) imply that the decreased antibody response also occurs in older children. Although performed with a small group and thus not suitable for deriving a critical serum level, the study by Kielsen et al. ( 2016a ) with 12 adults shows that the decrease in vaccination response may also occur at much older age and low serum levels of PFASs (median levels for PFOA, PFHxS and PFOS of, respectively, 1.7, 0.7, 0.4 and 9.5 ng/mL). This is supported by the results from mice studies that were performed with adult animals (see Section 3.3.3.5 ). One study performed with treatment of pregnant dams did not show higher sensitivity of the offspring
In the previous Opinion (EFSA CONTAM Panel, 2018 ) it was decided to derive separate TWIs for PFOS and PFOA, ‘since both toxicity as well as underlying modes of toxic action for PFOS and PFOA are not sufficiently understood and might differ, but also overlap.’ Since that Opinion, EFSA launched a new Guidance document on how to evaluate the effects of mixtures (EFSA Scientific Committee, 2019 ) and it was considered that similarities in chemical properties and effects warrant a mixture approach for a number of PFASs. The CONTAM Panel decided to focus on four PFASs (PFOA, PFNA, PFHxS and PFOS) but acknowledges that more data are needed on other PFASs in the future. In humans, these four PFASs share toxicokinetic properties and show similar accumulation and long half‐lives. Furthermore, these four PFASs show the highest concentrations in blood plasma and serum (See Section 3.3.2 ). Also in terms of effects, these compounds in general show the same effects when studied in animals. This is exemplified by the NTP studies (NTP, 2019a , b ), which studied a number of effects on organs and tissues, but e.g. also serum levels of hormones, bile acids, cholesterol, triglycerides and the expression of a several genes in the liver, like Cyp4a1, Cyp2b1, Cyp2b2, and Acox1. Overall, most of the seven PFASs showed an effect on these parameters, confirming that in general these compounds cause similar effects (see Table 21 ). Differences in potencies were also observed and these could partly be explained by differences in kinetics. There are also sex‐related differences in kinetics, in particular in rats, but these are not observed in humans.
An important question is whether these four PFASs show similar potencies for the critical effects. As shown in Section 3.3.3.5 , effects of PFOS and PFOA on vaccination response have been studied in animals as well as more general effects of the immune system for some other PFASs (in addition to PFOS and PFOA, also PFNA and PFDA). However, there are no comparative studies that provide reliable insight in the relative potencies.
The study by Abraham et al. ( 2020 ) showed that only for PFOA there was a significant association with antibody titres against three different vaccines. For PFOS, PFHxS and PFNA this was not observed. The association was, however, also significant for the sum of the four PFASs, based on additional information from the authors (see Appendix K ). Grandjean et al. ( 2012 ) showed significant associations for PFOS, PFOA and the sum of PFOS, PFOA and PFHxS. Furthermore, the decrease in titres was also significant for the sum of four PFASs (PFOA, PFNA, PFHxS and PFOS), based on additional data provided by the authors (see Appendix L ). Although in a later study by Grandjean et al. ( 2017a ), focussing on serum levels at young age and antibody titres at 5 years before the booster in two cohorts, PFOA showed stronger associations than PFOS, these were also observed for PFOS. Granum et al. ( 2013 ) reported an inverse association between maternal PFASs and rubella titres at age 3 years for all four PFASs, and similar conclusions were reached when each compound was mutually adjusted for the other (Granum et al., 2013 and see Appendix K ). In summary all three studies showed positive associations for PFOA. Since PFOA and PFOS serum concentrations are higher as compared to serum concentrations of PFNA and PFHxS, and PFOA highly correlates with the serum levels of the other PFASs, it is uncertain whether PFOA has a higher potency for this critical endpoint as compared to the other PFASs and thus drives the association. Furthermore, the CONTAM Panel noted that a potential higher potency of PFOA seems to contradict the outcome of various studies with animals, which thus far showed effects at much lower serum levels for PFOS than for PFOA, keeping in mind that a thorough comparison was never made. The latter also applies to effects on mammary glands in mice, which were only studied for PFOA.
Another issue is whether to base relative potencies on applied dose or e.g. serum levels (internal dose). The NTP studies (NTP, 2019a , b ) reported effects on absolute liver weight, and also serum levels at the last day of treatment. This allows comparison of dose‐response curves based on external dose but also on internal dose, i.e. the serum level. This comparison reveals large differences between the two approaches, due to kinetic differences. This adds additional uncertainty to deriving potency factors for different PFASs.
Absolute liver weights in male rats exposed to various PFAS s, based on applied dose (left) or serum levels (right)
PFAS: perfluoroalkyl substance; PFBS: perfluorobutane sulfonic acid; PFOS: perfluoroheptane sulfonate. For WY ‐14,643 serum levels were not determined. There is a clear shift in the order of the different PFAS s; compare e.g. PFBS (blue dots) and PFOS (red dots).
PFAS: perfluoroalkyl substance; PFBS: perfluorobutane sulfonic acid; PFOS: perfluoroheptane sulfonate. For WY ‐14,643 serum levels were not determined. There is a clear shift in the order of the different PFAS s; compare e.g. PFBS (blue dots) and PFOS (red dots).
Despite many studies, the mode of action behind various adverse effects is still unclear. This applies to effects on the liver but certainly on the immune system and mammary gland development. It has been shown that some PFASs act on the PPARα receptor and it was hypothesised that activation of this receptor is an important event behind some of the observed adverse effects. However, PFASs show partly different effects than classical agonists, also in PPARα KO mice. Therefore, the MoA is still unclear, even for effects on the liver, like steatosis. Due to the lack of a clear MoA, results of in vitro studies can help to improve our understanding but cannot be used to derive potency factors at this stage. Also the differences in kinetics between species, sex and PFASs makes this rather complicated. The absence of a clear MoA is not a reason for not applying a mixture approach.
As a pragmatic approach, the CONTAM Panel decided to restrict the mixture approach to the four most abundant PFASs in human serum and in the absence of more specific information, to assume equal potencies by default for these four PFASs on immune outcomes. Although scientifically less correct, this was done on a weight base rather than a molar base, to allow easier comparison with the exposure assessment.
Effects of perfluoroalkyl substances (PFASs) in male and female rats (NTP, 2019a , b )
PFAS: perfluoroalkyl substance; F: female; M: male; MoA: mode of action; T4: thyroxine; TSH: thyroid stimulating hormone.
Dose levels (mg/kg bw per day; males/females): PFBS (62.5–1000/62.6–1000), PFHxS (0.625–10/3.12–50), PFOS (0.312–5/0.312–5), PFHxA (62.6–1,000/62.6–1,000), PFOA (0.625–10/6.25–100), PFNA (0.625–10/1.56–25), PFDA (0.156–2.5/0.156–2.5), Wyeth 14,346 (6.25–25/6.25–25). Blue colour indicates significantly higher than controls, purple colour significantly lower.
Serum TSH levels decreased in males treated with PFOA, PFNA, and Wyeth 14,643, but increased in females treated with PFOA and Wyeth 14,643. For free T4 there may be an issue with the measurement (see Section on MoA).
Figures express the lowest/highest ratio compared to the controls observed for either one of the dose levels. In some cases most animals died and these dose groups were not included.
Since for the study from the Faroe Islands (Grandjean et al., 2012 ), BMD modelling did not provide a BMDL that was considered suitable for the risk assessment (see Section 3.4.1 ), an NOAEC was derived for the sum of the four PFASs (PFOA, PFNA, PFHxS and PFOS) of 27.0 ng/mL in serum of 5‐year‐old children (serum level in 4th quintile, see Appendix L ).
BMD modelling on the data from a study from Germany (Abraham et al., 2020 ; Appendix K ) showed for the association between serum levels of the 4 PFASs and the titres of antibodies against diphtheria and tetanus BMDL‐BMDU intervals of, respectively, 17.5–46.6 and 18.8–56.3 ng/mL, based on four individual models (Appendix K ). These models provided very similar results. For Hib the modelling of the dose response did not reach statistical significance for the sum of the 4 PFASs. It was decided to use a critical effect size of 10%, instead of the default 5%, considering the large variation in the response. The model averaging provided BMDL‐BMDU intervals of, respectively, 2.1–45.4 and 3.9–49.5 ng/mL for diphtheria and tetanus. The Panel noted that these BMDLs of 2.1 and 3.9 ng/mL are eight‐ and fivefold lower than the lowest BMDLs from the individual models. This seems to be caused by the fact that several of the 500 bootstrap runs performed for model averaging provided curve fits that deviated from the individual models. Furthermore, these BMDLs obtained with model averaging were below the observed range of the serum levels of the 4 PFASs in this study. Therefore, it was decided to use the lowest BMDL from the individual models, being 17.5 ng/mL as the Reference Point.
The lowest BMDL 10 of 17.5 ng/ml was used to estimate the daily intake by mothers of the sum of PFOA, PFNA, PFHxS and PFOS that would result in this critical serum concentration at 1 year of age in breastfed children. This daily intake was subsequently used to derive the health‐based guidance value. In the previous Opinion (EFSA CONTAM Panel, 2018 ), a PBPK model was used to translate the critical serum levels into a daily intake. This model was originally developed for adults, but was adjusted to estimate the serum levels also in growing children and to include exposure via breastfeeding. Data from human biomonitoring studies on milk versus plasma levels, were used to estimate the levels in human milk corresponding to a certain serum level in the mother. In addition, the prenatal exposure and resulting body burden of the new‐born was estimated based on levels in cord blood and mother's blood. This modelling was previously performed for PFOS only, but in the current Opinion this model was extended to PFOA, based on available data (see Appendix M for a description of the PBPK modelling). It has been shown that during breastfeeding, a substantial part of the PFASs in the mother is transferred to the infant, and as a result, serum levels in the mother but also levels in the breast milk decrease over the lactation period. This decline was also included in the model. Data available for PFNA and PFHxS were insufficient, but considering similarities in the toxicokinetics and structural similarities it was assumed that these compounds behave like PFOA and PFOS, respectively.
In the case of the German study, the serum level of 17.5 ng/mL was the sum of levels of PFOA, PFNA, PFHxS and PFOS. Based on the mean levels of these PFASs in 1‐year‐old breastfed infants (Abraham et al., 2020 ), relative contributions of, respectively, 48.4, 1.7, 6.1 and 43.8% were calculated, and used to estimate the contribution of each PFAS to a serum level of 17.5 ng/mL. These contributions were for PFOA, PFNA, PFHxS and PFOS, respectively, 8.47, 0.30, 1.06 and 7.67 ng/mL, or 8.78 ng/mL for the PFCAs and 8.72 ng/mL for the PFSAs. The PBPK models were then used to calculate the critical milk and corresponding serum levels in the mother at 35 years that would result in these levels for PFOA/PFNA and PFHxS/PFOS in the one‐year‐old infant, followed by an estimation of the daily intakes by the mothers that lead to this critical serum level at 35 years. Assuming 12 months of breastfeeding, it was estimated that for PFOA/PFNA this corresponds to an intake by the mother of 0.187 ng/kg bw per day and for PFHxS/PFOS of 0.444 ng/kg bw per day, or combined 0.631 ng/kg bw per day for the sum of the four PFASs. Such intakes would result in serum levels in the mother at 35 years of age of 1.998 ng/mL for PFOA/PFNA and 4.888 ng/mL PFHxS/PFOS, or combined 6.886 ng/mL. These serum levels would result in initial milk levels of 0.060 and 0.073 ng/mL for PFOA/PFNA and PFHxS/PFOS, respectively, based on the applied milk to serum ratios of 0.03 and 0.015. For the sum of 4 PFASs this is 0.133 ng/mL. The CONTAM Panel decided to apply a breastfeeding duration of 12 months, based on the WHO recommendations to breastfeed exclusively for 6 months with continued breastfeeding along with appropriate complementary foods up to two years of age or beyond.
Figures 12 and 13 show the estimated serum levels in women exposed in utero, via breastfeeding for 12 months and subsequently regular food consumption, the latter resulting in an intake of 0.19 ng/kg bw per day of PFOA or 0.44 ng/kg bw per day of PFOS. The model is developed for PFOA and PFOS, but these are assumed to be representing also PFNA and PFHxS, respectively. The major purpose is to show the serum level around child‐bearing age. The graphs do not include the effect of having a child and of subsequent breastfeeding, which results in a (temporary) decline in the serum levels of the mothers.
Estimated serum levels of perfluorooctanoic acid (PFOA) in a woman exposed in utero , via breastfeeding for 12 months and subsequently via food intake for 49 years to 0.187 ng/kg bw per day
The level peaks at 9 months of breastfeeding around 9.1 ng/ mL , decreases and then increases to 2.0 ng/ mL at 35 years and a steady state level at 50 years around 2.1 ng/ mL .
The level peaks at 9 months of breastfeeding around 9.1 ng/ mL , decreases and then increases to 2.0 ng/ mL at 35 years and a steady state level at 50 years around 2.1 ng/ mL .
Estimated serum levels of perfluoroheptane sulfonate (PFOS) in a woman exposed in utero , via breastfeeding for 12 months and subsequently via food intake for 49 years to 0.444 ng/kg bw per day
The level peaks at the end of breastfeeding around 8.7 ng/ mL , decreases and then increases to 4.9 ng/ mL at 35 years and a steady state level at 50 years around 5.5 ng/ mL .
The level peaks at the end of breastfeeding around 8.7 ng/ mL , decreases and then increases to 4.9 ng/ mL at 35 years and a steady state level at 50 years around 5.5 ng/ mL .
Figures 14 and 15 show the estimated serum levels in a child during the first 10 years of age, born to the mothers described above, and being exposed in utero, then breastfed for 12 months, followed by 9 years exposure via food, for either PFOA or PFOS. Exposure during the age 1 to 10 years was assumed to be double that of the mothers (for PFOA and PFOS 0.374 and 0.888 ng/kg bw per day, respectively), to compensate for the higher food per kg bw intake and resulting higher exposure (see Section 3.2.1 ). This resulted in serum levels at the age of 5 years of 2.3 and 4.2 ng/mL for PFOA and PFOS, respectively, or 6.5 ng/mL for the sum. This is much lower than the NOAEC of 27.0 ng/mL observed in the study from the Faroe Islands, showing that the BMDL 10 from the German study corresponds to a lower intake by the mothers.
Figures 14 and 15 also show the estimated serum levels for children that are not breastfed. After birth there is an initial decline in the levels followed by a gradual increase over time. This shows the impact of breastfeeding during the first years but also that at later age the serum levels are primarily determined by the intake from food.
The CONTAM Panel decided to use the daily intake of 0.63 ng/kg bw per day as the starting point for the derivation of a HBGV for the sum of PFOA, PFNA, PFHxS and PFOS.
Estimated serum levels of perfluorooctanoic acid (PFOA) in a child exposed in utero , via breastfeeding for 12 months and subsequently via food intake for 9 years to 0.374 ng/kg bw per day (exposure from food twofold that of the mother)
The level peaks at 9 months before the end of breastfeeding around 9.1 ng/ mL , decreases and then reaches levels of 8.8, 2.4 and 2.6 ng/ mL at, respectively, 1, 5 and 10 years of age. Estimated levels of PFOA in children who are not breastfed are also shown (none).
The level peaks at 9 months before the end of breastfeeding around 9.1 ng/ mL , decreases and then reaches levels of 8.8, 2.4 and 2.6 ng/ mL at, respectively, 1, 5 and 10 years of age. Estimated levels of PFOA in children who are not breastfed are also shown (none).
Estimated serum levels of perfluoroheptane sulfonate (PFOS) in a child exposed in utero , via breastfeeding for 12 months and subsequently via food intake for 9 years to 0.888 ng/kg bw per day (exposure from food twofold that of the mother)
The level peaks at the end of breastfeeding around 8.7 ng/ mL , decreases and then reaches levels of 4.2 and 5.1 ng/ mL at, respectively, 5 and 10 years of age. Estimated levels of PFOS in children who are not breastfed are also shown (none).
The level peaks at the end of breastfeeding around 8.7 ng/ mL , decreases and then reaches levels of 4.2 and 5.1 ng/ mL at, respectively, 5 and 10 years of age. Estimated levels of PFOS in children who are not breastfed are also shown (none).
Two animal studies (Dong et al., 2009 ; Peden‐Adams et al., 2008 ) showed effects for PFOS at rather low doses and serum levels, but also detectable serum levels of PFOS in the control groups. Due to the lack of animals with zero serum levels and the high variability in response between animals, the BMD‐modelling with PROAST did not provide a useful BMDL. In these studies, the lowest NOAEC observed for immune effects was 18 ng/mL for mice treated with PFOS (see Section 3.3.3.5.1 ). Using this critical serum level means that the UF of 4 for interspecies toxicokinetic differences should not be applied and only a total UF of 25 is required to consider possible inter‐ and intraspecies differences. That would result in a critical serum level of 0.72 ng/mL (18/25). This level is 24‐fold lower than the BMDL 10 of 17.5 ng/mL observed in the German study. This critical serum level would correspond to a much lower daily intake than the one estimated from the human studies. It should be noted that the age of the mice in these studies corresponds more to an adult situation in humans and at this age serum levels will be 2.5‐fold lower at the TWI intake (see Figures 12 and 13 ). This comparison of the results from animal and human studies suggests that the application of the various uncertainty factors is too conservative and supports the use of the human data to derive a HBGV.
The CONTAM Panel considered also the mammary gland effects as potentially adverse for humans. Three different studies imply that such effects are associated with serum levels in pups around 20 ng/mL, as measured at PND 21. It should be stressed that the critical window for this effect is unclear and that serum levels in pups vary during lactation. Therefore, it may be more appropriate to use the critical serum level in the dam, which in the three‐generation study was around 66 ng/mL (see Section 3.3.3.3.2 on mammary gland development). This is a LOAEC and a UF of 3 was applied to determine an NOAEC of 20 ng/mL in the dam. Using the critical serum level means that the UF of 4 for interspecies differences in toxicokinetic differences should not be applied and only a UF of 25 is required to consider possible inter‐ and intraspecies differences. This would result in a critical serum level in the mother of 20/25 = 0.8 ng/mL. This level is ninefold lower than the serum level of 6.9 ng/mL in mothers around the age of 35 years, corresponding to the BMDL 10 of 17.5 ng/mL in 1‐year‐old children (see above). This shows that basing the assessment on the effects on mammary gland development would result in a much lower HBGV.
Based on the uncertainties on whether these effects on mammary gland development may occur in humans and the high uncertainties in extrapolation between species, the CONTAM Panel decided to use the effects on vaccination response in humans as the critical endpoint. Nevertheless, this developmental effect is of potential concern.
The effects on the immune system were consistently observed in both animals and humans and support that the immune effects from PFAS exposure in humans are causally related. The critical serum level, if it had been derived from animal studies, would have corresponded to a lower HBGV than the HBGV based on human studies, when taking standard UFs into consideration. The CONTAM Panel decided to derive a Health Based Guidance Value (HBGV) based on immune effects in humans. Three studies showed a dose‐response, of which two measured serum levels in children and from the most sensitive of these the BMDL 10 of 17.5 ng/mL was used to calculate the exposure corresponding with this Reference Point, being 0.63 ng/kg bw per day for the sum of the 4 PFASs (PFHxS, PFOS, PFOA and PFNA).
Since a decreased vaccination response is regarded as a risk factor for disease rather than a disease, and since the study was based on infants, which appear to be a vulnerable population group, no additional UFs for potential intraindividual differences in toxicokinetics and toxicodynamics were deemed necessary.
The CONTAM Panel established a group tolerable weekly intake (TWI) of 7 × 0.63 = 4.4 ng/kg bw per week, in order to take into account the long half‐lives of these PFASs.
This TWI should prevent that mothers reach a body burden that results in levels in milk that would lead to serum levels in the infant that are associated with effects on the immune system. In doing this, the higher exposure of breastfed infants is already taken into account in the derivation of the TWI, and the intake by infants should therefore not be compared with this TWI. Since serum levels in infants normally reach the highest levels in the population at background exposure, this TWI is thought to protect also other age groups against effects on the immune system. However, the CONTAM Panel noted that the information on older age groups is limited.
The CONTAM Panel noticed that this TWI is protective for the other potential critical endpoints (increase in serum cholesterol, reduced birth weight and high serum levels of ALT) considered in the previous Opinion on PFOS and PFOA (EFSA CONTAM Panel et al., 2018 ). This is based on the fact that the serum levels in adults exposed at the TWI, stay below the combined BMDLs that were derived in the previous Opinion on PFOS and PFOA.
Based on the occurrence data obtained from the Member States, the exposure to individual PFASs was estimated for different age groups across different food consumption surveys. Since it was decided to limit the risk assessment to PFOA, PFNA, PFHxS and PFOS, also the combined exposure to these four PFASs was estimated. Table 22 shows the exposure, but on a weekly basis to allow a better comparison with the TWI of 4.4 ng/kg bw per week.
For the group of adolescents, adults, elderly and very elderly, mean LB exposure varied between 3 and 22 ng/kg bw per week, as compared to P95 exposure between 9 and 70 ng/kg bw per week. UB exposure for these age groups was much higher, for the mean varying between 81 and 290 ng/kg bw per week, with P95 exposure between 153 and 294 ng/kg bw per week. The highest mean LB exposure for adolescents and adults, exceeds the TWI by a factor of 5. At the highest LB P95 exposure this is a factor 16. At the UB exposure the exceedance is much larger.
Toddlers and other children, showed in general, higher exposure, due to the higher intake of food per kg bw. The mean LB exposure varied between 6 and 46 ng/kg bw per week, as compared to P95 exposure between 19 and 96 ng/kg bw per week. UB exposure was again much higher, for the mean varying between 270 and 785 ng/kg bw per week, with P95 UB exposure between 553 and 1,603 ng/kg bw per week. In addition, the CONTAM Panel noted that the high exposure from food by toddlers is partly due to a high intake of PFNA, associated with high uncertainty, since, based on only one measured level in an important food category (see Section 3.2.1 ). It is difficult to evaluate the impact of the exceedance of the TWI by toddlers and other children. As shown in Section 3.4.3 , a twofold higher intake than the TWI by children did not result in serum levels higher than the NOAEC derived from the Faroe Islands. It seems possible that some of the children have an exposure that could result in adverse effects on the immune response.
For infants, mean LB exposure varied between 17 and 85 ng/kg bw per week, as compared to P95 exposure between 32 and 195 ng/kg bw per week. UB exposure for these age groups was much higher, for the mean varying between 299 and 802 ng/kg bw per week, with P95 exposure between 649 and 1,574 ng/kg bw per week. The issue of the high PFNA contribution based on only one measurement also applied for infants. As mentioned above, the exposure of infants from breastfeeding was taken into account in the derivation of the TWI. For this reason, the risk for the breastfed infant should be evaluated by assessing the long‐term exceedance of the TWI by the mothers rather than comparing the exposure of infants with the TWI. To exemplify this, Figure 16 shows the daily intake of children during the first two years of life, based on breastfeeding for 12 months followed by other food. The initial intake for the sum of 4 PFASs is estimated to be 29 ng/kg bw per day, decreasing to 7.6 ng/kg bw per day at the end of the breastfeeding period. This decrease is due to the decline in the levels in milk but also the growth of the child during this period (from 3.7 to 8 kg bw). After 12 months the daily intake from food becomes 1.26 ng/kg bw per day. When expressed on a weekly base these figures are, respectively, 203, 53 and 8.8 ng/kg bw per week. So even if the mother is exposed at the TWI, in order to prevent too high serum levels in the infant, the intake by infants during the first year is much higher than the TWI. Therefore, comparing the intake of infants via breastfeeding with the TWI is not appropriate. This also applies to the relatively high exposure of infants from food, as shown in Table 6 (but omitted from Table 22 to stress this issue).
Estimated daily intake of PFOA / PFNA , PFH xS/ PFOS or the sum of 4 PFAS s during the first 2 years considering exposure breastfeeding for the first 12 months of life and thereafter from food
Exposure from food during the second year was 0.374 and 0.888 ng/kg bw per day for PFOA / PFNA and PFH xS/ PFOS , respectively, being twice that of the mothers. Serum levels of the mother at 35 years were 2.00 and 4.89 ng/ mL for PFOA / PFNA and PFH xS/ PFOS , respectively. Based on milk/serum ratios of 0.015 and 0.03, this resulted in initial milk levels of 0.073 and 0.060 ng/ mL for PFOA / PFNA and PFH xS/ PFOS , respectively. These levels were modelled to decline with 7.7 and 3.1% each month for PFOA / PFNA and PFH xS/ PFOS , respectively.
Exposure from food during the second year was 0.374 and 0.888 ng/kg bw per day for PFOA / PFNA and PFH xS/ PFOS , respectively, being twice that of the mothers. Serum levels of the mother at 35 years were 2.00 and 4.89 ng/ mL for PFOA / PFNA and PFH xS/ PFOS , respectively. Based on milk/serum ratios of 0.015 and 0.03, this resulted in initial milk levels of 0.073 and 0.060 ng/ mL for PFOA / PFNA and PFH xS/ PFOS , respectively. These levels were modelled to decline with 7.7 and 3.1% each month for PFOA / PFNA and PFH xS/ PFOS , respectively.
Summary statistics of the mean and 95th percentile for the combined LB and UB chronic dietary exposure to the sum of PFOA, PFOS, PFHxS and PFNA extended to 1 week for age groups across surveys
LB: lower bound; UB: upper bound; TWI: tolerable weekly intake.
Note: Infants are not shown, since a higher intake was taken into account when deriving the TWI.
The modelled serum level in the mothers at 35 years, corresponding to the TWI is 6.9 ng/mL (see dose‐response modelling). As shown in Tables 16 and 17 (see Section 3.3.2 ), biomonitoring data showed median serum levels of PFOA, PFNA, PFHxS and PFOS of, respectively, 1.9, 0.6, 0.7 and 7.7 ng/mL or combined 10.9 ng/mL. This level is higher than the level corresponding to the TWI and suggests that a major part of the adult population exceeds this level. The same conclusion could be derived from the estimated dietary intake. On the other hand, it also indicates that the LB exposure is a more accurate prediction of the exposure than the UB estimates which would lead to a much higher exceedance of the critical serum levels.
The CONTAM Panel decided to focus on 4 PFASs (PFOA, PFNA, PFHxS and PFOS). Based on the exposure assessment, these four PFASs contribute about half of the sum of the 17 PFASs that were included. This seems to contradict the biomonitoring data that show a much higher contribution of these four. However, a major part of the additional exposure came from PFBA and PFHxA, which have a shorter half‐life and accumulate much less in humans.
The number of occurrence data submitted to EFSA on PFASs differed in terms of both food products and compounds, with most of the samples relating to fish meat (33% of the results), and to PFOS and PFOA. Most of the food samples (~ 84%) were submitted by only three European countries (Germany, Norway and France), thus levels of PFASs in food commodities might not be representative for all of Europe. This may introduce uncertainty concerning the occurrence values used in the exposure assessment and lead to both an under‐ and overestimation of exposure.
While PFASs released from materials in contact with food may not be a significant contributor to exposure on a population basis, this may have a disproportionately large impact on some individuals. It is not known to what extent such release is covered by the occurrence database. This might lead to an underestimation of the exposure.
The LODs/LOQs of the PFAS data reported to EFSA varied between laboratories, food matrices and substances. Overall, 95% of the results were reported below LOD/LOQ, increasing the disparity between LB and UB exposure values and thus contributing to the uncertainty associated with the dietary exposure estimations (an underestimation linked to the LB value and an overestimation linked to the UB value). This varied between substances.
High LODs/LOQs did also result in a very limited set of detected data for specific compounds in some food groups, especially in cases where the number of samples available were low. This has for example resulted in ‘Food for infants and small children’ being a major contributor to the total exposure to the sum of PFOA, PFNA, PFHxS and PFOS for infants and children, based on one sample with concentrations above the LOQ for PFNA.
There are also food groups where the measured levels were below the LOQs/LODs of most other reported datasets, meaning that the mean levels used in the assessment were underestimated. This is especially relevant for widely consumed products that still contribute to the exposure despite the low levels (e.g. fruits and vegetables). As a result the exposure is underestimated.
For several food groups, it was assumed that measured levels in a subgroup are representative for the whole food group, despite the absence of data for other products (e.g. data in apples used for all fruit). This could lead to both an overestimation (other subgroups not liable to contamination) or underestimation (other subgroups more contaminated) of the exposure.
During the last fifty years different time trends have been observed for various PFASs in the environment and thus in food. This is among others due to restrictions on the use of PFOS and PFOA and at the same time increased use of short chain PFASs. This means that estimates of exposure that are based on data collected over a period of time will not necessarily reflect the current situation.
Uncertainties and limitations related to the use of the EFSA Comprehensive Food Consumption Database, as described by EFSA (EFSA, 2011a ), are applicable in the present assessment and are not further described in this Scientific Opinion.
For the most prevalent PFASs in human serum, i.e. PFOA, PFNA, PFHxS and PFOS, diet has been recognised as the main source of exposure in the general population. For other PFASs, almost nothing is known on the relative contribution of various exposure routes. Also, human metabolism of precursors may contribute to internal exposure. In the current exposure assessment, neither non‐dietary exposure nor exposure to precursors have been considered, but both of these are included when biomonitoring data are used as a measure of exposure. This contributes to an underestimation of the exposure.
Blood serum and blood plasma have been the most commonly used matrices for biomonitoring of PFASs, even though for some specific PFASs (not PFHxS, PFOS, PFOA and PFNA, but PFHxA and FOSA), whole blood may be more appropriate.
The representativeness of the biomonitoring data is affected by several factors, such as a limited amount of data for many PFASs and a non‐equal distribution of studies between the European countries. Also, the studies included samples collected over ten years. As significant time trends have been observed in human samples from several studies, the collection time points may have had an influence on the aggregated data such as mean and median concentrations.
For PFASs other than PFOS and PFOA, no or only a limited number of chronic exposure studies are available.
There is a lack of data on effects on the immune system and in particular the T‐cell directed antibody response for PFASs other than PFOS and PFOA. Moreover, the underlying immunotoxic mode of action of PFASs is unknown.
Concerning mammary gland development, there are no studies on other PFASs than PFOA. Information on the possible effects on milk production in animals affected by impaired mammary gland development after perinatal exposure is limited. This adds to the uncertainty related to this developmental endpoint.
The previous Opinion (EFSA CONTAM Panel, 2018 ) described in detail the uncertainties related to epidemiological studies. In general, studies performed adjustment for potential confounding factors (factors associated with both exposure to PFASs and the outcome considered) in the statistical models. Examples are age, sex, occupation and diet. There is, however, always a possibility of residual confounding not taken into account, for example certain life‐style factors associated with socioeconomic status. The possibility of confounding is discussed in the respective section on the various outcomes, especially for the potential critical effects considered, i.e. effects on the immune response.
For rare outcomes, the number of cases in the study base is usually small and therefore the statistical power to demonstrate or refute an association with PFAS exposure is usually limited. In most cases this will result in risk estimates that are non‐informative, or at least not statistically significant.
For the selected critical effect in this risk assessment, the conclusion on adversity is based on reduced antibody response, which is an effect marker of impaired immune function, while the evidence for increased risk of infections is more limited.
For the data from Abraham et al. ( 2020 ), NOAECs could be derived for the antibody titres against Hib and tetanus but not diphtheria, following grouping of the data into quintiles (see Appendix K ). The NOAECs depend on the exposure level in the lowest quantile and is therefore less protective compared to the BMD approach which estimates the Reference Point relative to zero dose. In addition, EFSA guidance prescribes the use of model averaging instead of using the lowest BMDL from the individual models. BMD modelling of the data provided BMDL 10 values for diphtheria and tetanus, which were very similar for the four different models. Model averaging provided BMDLs that were several‐fold lower than the lowest BMDLs from individual models and below the range of serum levels in the study population. An evaluation of the 500 bootstraps revealed that part of the runs resulted in curves that did not level off at lower serum concentrations, thereby reducing the BMDL. This is likely to be caused by the lack of data close to zero. Extrapolation well beyond the lowest observed exposure level (no zero dose) and high variability between humans are sources of uncertainty that have not been reflected on or addressed in existing EFSA guidance or experimental work. In the case of PFASs, the serum concentrations were well above zero in both critical studies, the means for the sum of the 4 PFASs in the lowest quintile being 10 and 16 ng/mL for, respectively, Abraham et al. ( 2020 ) and Grandjean et al. ( 2012 ). Furthermore, booster vaccination in children results in an increase in antibody titres that has high between‐person variability. This combined with a rather steep decrease (reduction in antibody titres > 50% for levels of the sum of 4 PFASs at the LOAECs) was considered a logical explanation for the wide BMDL/BMDU confidence intervals observed when attempting to apply existing guidance (model averaging) on these studies. Instead, the lowest BMDL of the individual models was used to provide an estimate for the Reference Point.
Overall, both the few number of data points in the critical dataset (n = 101), particularly at higher serum concentrations of PFASs, and the relatively large variability between individuals results in the (mean) dose‐response curve not being clear. This introduces uncertainty in the shape of the dose response curve as well as the location of the established Reference Point.
Similar issues as with the modelling of human data were observed with animal data on effects on the immune response. In two independent studies on effects of PFOS on the antibody response after immunisation of mice with sheep red blood cells, the BMD modelling resulted in wide BMDL/BMDU confidence intervals and extrapolation outside the range of observed PFOS serum levels.
Also in these experiments there were background PFOS levels measured in the untreated controls, i.e. there were no animals with zero serum levels in these experiments.
Most PFASs cause similar effects in experimental animals, although there are differences in the effective doses, partly due to kinetic differences. For potential critical effects identified in this Opinion including vaccination response and mammary gland development, no studies are available that compare the dose‐response curves for different PFASs and thus would allow to derive potencies for these PFASs. Furthermore, there are clear interspecies and even sex‐related differences that further complicate the derivation of potency factors. Therefore, it was decided to assume equal potencies for the four selected PFASs, which in humans share similar long half‐lives. To allow easier comparison with estimated exposure, this was based on a weight basis rather than molar basis, although the latter is likely to be scientifically more correct. Given the quite similar molecular weight of the four compounds (PFHxS = 400, PFOS = 538, PFOA = 414 and PFNA = 464) this would contribute little to the overall uncertainty in the assessment. The fact that the NOAECs are based on the sum of 4 PFASs adds to the uncertainty, since the observed associations may be more related to one of the PFASs in the mixture.
Human PBPK models for PFOA and PFOS were used to estimate exposure to PFOA/PFNA and PFOS/PFHxS for women of 35 years (child‐ bearing age) leading to a defined serum level in mothers, and to simulate PFAS concentrations in the infant at 1 year of age after 12‐months breastfeeding. This was done to calculate the intake by the mothers that would eventually result in serum levels in the 1‐year‐old infant equal to the NOAEC. Due to the lack of PBPK models for PFHxS and PFNA, the PBPK modelling was based on summing PFOA and PFNA, as well as PFHxS and PFOS and applying the models for PFOA and PFOS, respectively. Since in practice PFNA and PFHxS contribute little to the overall exposure, this will have a minor effect on the estimations.
The variation in reported half‐lives for PFOS and PFOA is a source of uncertainty, since in the respective PBPK models defined values of 5.4 and 2.3 years for PFOS and PFOA, respectively, were taken into account for developing the models. Tissue/plasma partition coefficients for PFASs for all tissues in the model were calculated from tissue concentration data derived from experimental animals rather than humans. Although validated against human studies, uncertainty remains for extrapolation from animal to human.
The models do not take into account possible physiological changes during pregnancy (bodyweight, volume of distribution), which may alter the toxicokinetics of PFASs during this period and could influence the transfer into the fetus. This also applies for the decrease in BW from the delivery and during the lactation period. Body weight is a sensitive parameter and all tissue volumes and flows are scaled to this parameter.
There is uncertainty in the modelling of plasma levels of infants, in terms of the contribution from breast milk. Data on PFOS/PFOA transfer to breast milk are available, and the average intake in mL per day is known. The milk consumption was kept constant over 1 year, i.e. the known decline in the milk volumes after 6 months was not taken into account, which could result in an overestimation of the exposure. If taken into account, it would have slowed down the decline in milk PFAS levels, so the PFAS exposure from a lower milk volume might not have been that different. Furthermore, additional exposure from other food in the breastfeeding period was not taken into account. The parameters used for the transfer to milk, based on breast milk to serum ratio in women, and decline in the milk levels are based on limited information. It was decided to apply a breastfeeding duration of 12 months, because of the current breastfeeding practice in Europe (Theurich et al., 2019 ) and based on the WHO recommendations to breastfeed exclusively for 6 months with continued breastfeeding along with appropriate complementary foods up to two years of age or beyond. This is supported by information on breastfeeding 6 to 12 months and beyond in a number of European countries. Using a duration of breastfeeding of less than 12 months would imply that the TWI would not be protective for women breastfeeding for periods in line with the WHO recommendations. However, applying a longer period than 12 months might be too conservative and not in line with common practice to breastfeed up to 12 months. When assuming a 6‐month breastfeeding period, corresponding daily intakes by the mothers for PFOA/PFNA, PFHxS/PFOS or the sum would be, respectively, 0.30, 0.72 and 1.02 ng/kg bw per day. This would result in serum levels in the mothers at 35 years of 3.2, 7.9 and 11.1 ng/mL, and initial milk levels of 0.10 and 0.12 ng/mL for PFOA/PFNA and PFHxS/PFOS, respectively, based on ratios of 0.03 and 0.015. These intakes and critical serum levels in mothers are higher than those estimated for 12 months of breastfeeding. With 6 months of breastfeeding the peak serum levels in the children are achieved at 6 months of age, being 13.9 and 11.8 ng/mL for PFOA/PFNA and PFHxS/PFOS, respectively, and then decrease during the next 6 months to the serum levels of 8.8 and 8.7 ng/mL corresponding to the BMDL 10 .
Further, there is neither information on possible differences between infants and adults regarding absorption and/or excretion of PFOS/PFOA, nor on specific kinetic parameters, such as plasma protein binding and renal clearance in infants.
In a second comparison, the PBPK models were also used to estimate the serum levels in a 35‐year‐old consumer resulting from the mean LB exposure of adults to PFOA and PFOS, as presented in table 10 . For PFOA, the exposure of 0.13, 0.18 and 0.28 ng/kg bw per day (min, median, max across surveys), would result in serum levels of 1.4, 1.9 and 3.0 ng/mL. These levels are in the range observed in biomonitoring data with a median of 1.9 (min–max 0.76–4.9) ng/mL (Table 17 ). For PFOS, the mean exposure of 0.29, 0.58 and 0.93 ng/kg bw per day (min, median, max), would result in serum levels of 3.2, 6.4 and 10.2 ng/mL, as compared to the median of biomonitoring data being 7.7 (min–max 1.7–27.4) ng/mL (Table 16 ). This implies that both for PFOA and PFOS, the PBPK models correspond quite well with the serum levels in the adults.
In Table 23 , a summary of the uncertainty evaluation is presented, highlighting the main sources of uncertainty and indicating an estimate of whether the respective source of uncertainty might have led to an over‐ or underestimation of the exposure or the resulting risk.
Summary of qualitative evaluation of the impact of uncertainties on the risk assessment of PFASs in food
PFAS: perfluoroalkyl substance; PFOA: perfluorooctanoic acid; PFOS: perfluoroheptane sulfonate.
+ = uncertainty with potential to cause over‐estimation of exposure/risk; – = uncertainty with potential to cause under‐estimation of exposure/risk.
The CONTAM Panel has used LB exposures for the risk characterisation as it considers that the UB exposure assessment results in a large overestimation, also based on comparison of the critical serum level in mothers with the data from biomonitoring (see Section 3.5 risk characterisation). Therefore, the risk characterisation is better based on the LB exposure, although there are also issues with levels based on too few quantified results, so that not all contributing food groups may me covered in the exposure assessment.
Overall, the CONTAM Panel considered that the impact of the uncertainties on the risk assessment for the sum of PFOA, PFNA, PFHxS and PFOS is high.