Results
The detection frequencies (DFs) and concentration
ranges of various
elements in the 151 PVC samples are shown in Figure 2 , and details are given in Sheet S1 in the Supporting Information 2 . The most prevalent
elements besides chlorine (which is part of the PVC matrix) are zinc
(DF: 96%), iron (DF: 76%), barium (DF: 72%), titanium (DF: 68%), tin
(DF: 58%), and vanadium (DF: 46%). Surprisingly, also several potentially
toxic metals and metalloids including chromium, lead, arsenic, and
nickel are detected in 29 samples (DF: 19%; range 0.001–1.562
wt %), with six samples surpassing a common regulatory reference level
of 0.1 wt %, most of which contain lead ( Figure 4 ). None of the samples
contain cadmium or mercury.
(A) Heatmap of the concentrations of selected
elements and targeted ortho -phthalates, the presence
of alternative plasticizers,
and the activities in bioassay tests, with every row representing
one sample. (B) Measured concentrations (top) and DF, (bottom) of
selected elements and targeted ortho -phthalates,
alternative plasticizers, and bioassay tests. Note that the DF are
calculated in the following ways: elements had to be above the LOD
(0.0004–0.0067 wt %) and ortho -phthalates
above the LOQ (∼0.05 wt % for DiNP and DiDP, ∼0.005
wt % for the others), whereas other substances were considered “detected”
when they were (tentatively) identified in the suspect screening workflow.
DF = detection frequency, LOD = limit of detection, LOQ = limit of
quantification, and p -umuC = planar-umuC.
Biological activities of the tested samples ( n =
85). All markers show the results of cytotoxicity ( y -axis) against oxidative stress ( x -axis) in Huh7
cells after 24 h exposure, with the mean values of three independent
experiments shown here. Special markers signify if samples were tested
in additional bioassays, and the marker color signifies the result
of the additional tests.
Percentage of samples
with a reason for clear or potential concern.
DEHP = di(2-ethylhexyl) phthalate (CASRN: 117-81-7); BBP = benzyl
butyl phthalate (CASRN: 85-68-7); DBP = di- n -butyl
phthalate (CASRN: 84-74-2); DiBP = diisobutyl phthalate (CASRN: 84-69-5).
Correlations between some elements and the product
color are observed.
For example, titanium concentrations strongly correlate with white
color. Also, the concentrations of the toxic metals and metalloids
correlate positively with the presence of a gray layer (which may
indicate recycled PVC) and negatively with the number of layers (see
Section S3.5 in the Supporting Information 1 ). 71 , 72 Cadmium and lead had been the major heat
stabilizers before they were voluntarily phased out by the PVC industry
in the EU (cadmium in 2000 and lead in 2015). Today, heat stabilization
for PVC in the EU is achieved mainly using zinc–calcium, zinc–tin,
and zinc–barium systems. 11 , 24 The observed elemental
compositions provide supporting evidence for this industrial shift.
In particular, no samples contain cadmium, indicating its phase-out
in new products. Instead, most samples contain zinc, tin, and/or barium,
suggesting the wide use of novel heat-stabilization systems (noting
that calcium, another substance commonly used in novel heat-stabilizer
systems, was not measured in this study). Meanwhile, the presence
of lead in several samples (DF: 9%) is most likely associated with
recycled PVC in products (see Section S3.5 in the Supporting Information 1 ).
The ortho -phthalate quantification with GC–MS
showed that 55 samples
(DF: 36%) contain ortho -phthalates, ranging from
0.01–47 wt % ( Figure 2 and Table S13 in the Supporting Information 1 ), most of which were also captured by ATR-FTIR screening
with a sensitivity of 78% and a specificity of 85% (see Section S2.3.1
in Supporting Information 1 ). The most
prevalent ortho -phthalates are DiNP (diisonoyl phthalate;
CASRN: 68515-48-0; DF: 24%; 0.05–47 wt %), DEHP (DF: 19%; 0.003–20
wt %), and DiDP (diisodecyl phthalate; CASRN: 68515-49-1; DF: 16%;
0.05–28 wt %). This is despite DiDP and DiNP having a LOQ approximately
ten times higher (∼0.05 wt %) than the other ortho -phthalates (∼0.005 wt %). They were mostly found in soft
or medium-hard products (Section S3.5 in Supporting Information 1 ). DBP, DiBP, BBP, and DEHP are regulated under
the EU REACH Authorization List and the Swiss ORRChem , which means
that their use is prohibited on the Swiss and the common EU market
and new products shall not contain more than 0.1 wt % of these substances
(unless an authorization has been sought and granted). 15 , 122 In the case of DEHP, specific authorization for recycled soft PVC
was granted in 2016 and is now expired. 16 Overall, 31 samples (DF: 21%) contain these restricted ortho -phthalates (mainly DEHP), ranging from 0.003 to 21 wt %, with 24
samples surpassing the 0.1 wt % threshold.
In addition to ortho -phthalates, the qualitative suspect screening shows
the presence of alternative plasticizers in 123 samples (DF: 81%,
see Figure 2 , Sheet
S1 in the Supporting Information 2 ); the
most frequently detected ones are DEHT [Bis(2-ethylhexyl) terephthalate;
CASRN: 6422-86-2; DF: 56%], DEHA [Bis(2-ethylhexyl) adipate, CASRN:
103-23-1; DF: 19%], and Octicizer [2-ethylhexyl diphenyl phosphate;
CASRN: 1241-94-7; DF: 13%]. Most alternative plasticizers were confirmed
using corresponding analytical standards and semiquantified (Table
S14 in the Supporting Information 1 ). However,
semiquantification results remain highly uncertain as no internal
standard was used and some signals were beyond the calibration range
(even leading to implausible concentration estimates above 100 wt
%; see Figure S9 in the Supporting Information 1 ). With these uncertainties in mind, DINCH [1,2-cyclohexane
dicarboxylic acid diisononyl ester; CASRN: 166412-78-8] and DEHT are
present in high concentrations. The overall estimated plasticizer
composition per sample can be found in Figure S9 in the Supporting Information 1 . Alternative plasticizers
are more common in hard PVC samples with many layers (Section S3.5
in the Supporting Information 1 ).
The observed plasticizer profiles in Figure 2 visualize the ongoing industrial shift from
legacy ortho -phthalates such as DBP, DiBP, BBP, and
DEHP to an increased use of other ortho -phthalates
(mainly DiNP and DiDP) and alternative plasticizers (mainly DEHT,
DEHA, and Octicizer). 18 Interestingly,
samples typically contain one major plasticizer, either DiNP/DiDP
or an alternative plasticizer (Figure S9 in the Supporting Information 1 ). DEHP was generally present along
with other major plasticizers and at concentrations below the usual
plasticizer range for flexible PVC (5–65 wt %). 9 This suggests that the presence of DEHP comes mainly from
recycling rather than intentional use.
In total, nearly 400 substances are tentatively
identified using chromatogram integration and NIST library matching,
mostly without further confirmation (Sheet S9 in the Supporting Information 2 ). Some more frequently detected substances
identified through library matches include oleamide (DF: 21%, CASRN:
301-02-0), 5-hexen-1-ol (DF: 11%, CASRN: 821-41-0), dodecane (DF:
11%, CASRN: 112-40-3), hexanamide (DF: 10%, CASRN: 628-02-4), and
isobutyric anhydride (DF: 10%, CASRN: 97-72-3). Some of the tentatively
identified substances are or may be hazardous. For example, endocrine-disrupting
bisphenol A (CASRN: 80-05-7) was present in two samples (confirmed
using an analytical standard, DF: 1%), possibly persistent, bioaccumulative,
and toxic UV-326 (bumetrizole, CASRN: 3896-11-5) was likely present
in the six samples (library match, DF: 4%) and short-chain chlorinated
paraffins (SCCPs, matched by CASRN: 111-85-3 and CASRN: 73772-39-1)
were likely present in the two samples (DF: 1%).
From the 85 tested samples,
26 show some biological activities (DF: 17%; Figures 2 and 3 ): (1) Seven of the 85
tested samples show
moderate cytotoxicity and clear induction of oxidative stress (i.e.,
the ratio of oxidative stress/viability >1.5), whereas another
11
samples display slight cytotoxicity. There is a clear correlation
between cell viability and ROS ( Figure 3 ). (2) Endocrine
activities are observed
in five of the eight tested samples and show no correlation with the
cytotoxicity ( Figure 3 ). (3) For one of the
five tested samples,
mutagenic potential cannot be ruled out (Figure S13 in the Supporting Information 1 ). (4) Genotoxic activity in the planar-umuC
assay is observed in 11 of the 12 tested samples (Figure S14 in the Supporting Information 1 ), with one showing activity
in the 1:1000 dilution, five showing activity in the 1:100 dilution,
and another five showing activity in the 1:10 dilution.
Seven of the 85
tested samples show
moderate cytotoxicity and clear induction of oxidative stress (i.e.,
the ratio of oxidative stress/viability >1.5), whereas another
11
samples display slight cytotoxicity. There is a clear correlation
between cell viability and ROS ( Figure 3 ).
Endocrine
activities are observed
in five of the eight tested samples and show no correlation with the
cytotoxicity ( Figure 3 ).
For one of the
five tested samples,
mutagenic potential cannot be ruled out (Figure S13 in the Supporting Information 1 ).
Genotoxic activity in the planar-umuC
assay is observed in 11 of the 12 tested samples (Figure S14 in the Supporting Information 1 ), with one showing activity
in the 1:1000 dilution, five showing activity in the 1:100 dilution,
and another five showing activity in the 1:10 dilution.
Generally, these observed biological activities do not
correlate with the product characteristics such as color, hardness,
or presence of a gray layer, nor the content of specific chemicals
detected in this study (except for endocrine activity, which only
occurred in samples containing ortho -phthalates,
see Figure 2 ; however,
this result needs to be read with caution, as only eight samples were
tested). Furthermore, although cytotoxicity and oxidative stress correlated
strongly, they could not be used to predict other biological activities
( Figure 3 ).
Materials
A total of 204 new flooring samples
were collected from various
do-it-yourself (DIY) stores and one flooring retailer for large-scale
projects in Switzerland during 2021 and 2022. The samples were first
screened using X-ray fluorescence (XRF) for their elemental compositions
and using attenuated total reflection–Fourier transform infrared
spectroscopy (ATR–FTIR) for their polymer compositions and ortho -phthalate presence. Only PVC samples ( n = 151), identified by XRF and ATR–FTIR screening, were further
analyzed. Targeted gas chromatography–mass spectrometry (GC–MS)
was used to quantify ortho -phthalates. Alternative
plasticizers were detected using suspect screening GC–MS. Furthermore,
a selection of samples underwent several bioassays to determine potential
biological activity. Detailed methods are described in the sections
below.
A breakdown by sample characteristics (i.e., color, hardness,
number
of layers, presence of a gray layer, and origin; these were manually
assigned through simple visual inspection without specific testing)
can be found in Figure 1 . For more details on the characteristics of each sample and the
assignment of characteristics, see Sheet S1 in the Supporting Information 2 and Section S2.1 in the Supporting Information 1 , respectively. Information
about the presence of recycled PVC in individual samples could not
be obtained from the respective stores and retailers. Instead, the
presence of a gray layer in a product was used as a nonconclusive
proxy for recycled PVC, as color mixing and discoloration of insufficiently
stabilized PVC at high temperature during recycling may cause a gray
shade. 71 , 72
Schematic overview of the characteristics of
the samples analyzed
in this study and the analytical methods employed analytical methods.
The presence of a gray layer may be an indication of the use of recycled
PVC in the product. 71 , 72 PVC = polyvinyl chloride, DIY
= “do-it-yourself”, ATR-FTIR = attenuated total reflectance-Fourier
transform infrared spectroscopy, XRF = X-ray fluorescence, and GC–MS
= gas chromatography–mass spectrometry.
An overview of the targeted
compounds and the suspect list compounds and further details (e.g.,
CASRNs, suppliers) can be found in Table S4 in the Supporting Information 1 and Sheet S2 in the Supporting Information 2 . All reagents were of analytical
grade. The solutions were prepared and stored in amber glass vials.
Reference materials with certified levels of metals and metalloids
(ERM-EC681m) and ortho -phthalates (SPEX CRM-PVC001)
were used as quality controls for XRF and GC–MS respectively
(Table S3 in the Supporting Information 1 ).
All samples ( n = 204) were screened with an ATR-FTIR
(ThermoScientific
Nicolet iS5 with iD7 ATR module) to determine the polymer type and
the presence of ortho -phthalates (further details
in Section S2.3.1 in the Supporting Information 1 , and all recorded spectra in the Supporting Information 6 − Rawdata-ATR-FTIR). Non-PVC samples ( n = 53) were not analyzed further.
The elemental composition
of all samples ( n =
204) was determined using a hand-held XRF (Thermo Scientific Niton
XL3 Gold Analyzer) with a plastic calibration (further details in
Section S2.3.2 in the Supporting Information 1 , and all XRF readings in Sheet S3 in the Supporting Information 2 ). A certified reference material (ERM-EC681m—polyethylene
high level) was used to check operation and equipment calibration
(measured values had to be within 20% of the certified levels).
Ortho -phthalate quantification
was performed on all PVC samples ( n = 151) using
a validated method (protocol in the Supporting Information 3 ) covered in the accreditation perimeter of a
laboratory complying with ISO 17025:2017. The sample preparation was
optimized for ortho -phthalate extraction and followed
the validated method (the Supporting Information 3 ), including regular quality checks with the certified reference
material (measured concentrations had to be within 20% of the certified
levels). The polymer was dissolved in tetrahydrofuran (THF, CASRN:
109-99-9), followed by matrix precipitation in acetonitrile (ACN,
CASRN: 75-05-8) and filtration (0.45 μm nylon filters, BGB SF2503-2).
Subsequently, GC–MS analysis and quantification were carried
out by using an internal standard calibration. Seventeen ortho -phthalates were used as standards for the calibration curve and
seven deuterated ortho -phthalates were used as internal
standards, which were added to every sample (Table S8 in the Supporting Information 1 ). The lowest calibration
point was reported as the method limit of quantification (LOQ) for
the target ortho -phthalates. All analyses were carried
out on an Agilent GC–MS system (GC: Agilent 7890A, MS: Agilent
5975C) in single-ion mode with splitless injections. Compounds were
separated on a DB-5MS column using a temperature gradient from 80
to 320 °C. Measurements were performed in batches, each containing
calibration solutions, samples, blank solutions (procedural blank
and solvent blank), and reference solutions (a solution with known
concentration and a reference material extract). From the recorded
chromatograms and mass spectra (available as Agilent files in the Supporting Information 7 − Rawdata-GCMS-Phthalates),
compounds were automatically detected, identified, and quantified
using weighted (1/×) quadratic calibration curves (using the
quantitative Agilent Masshunter workflow in the Supporting Information 4 ). Further details on the ortho -phthalate quantification workflow are given in Section
S2.3.3 in the Supporting Information 1 .
All PVC samples ( n = 151) were
screened for other
substances on our suspect list, mainly containing alternative plasticizers
and antioxidants (Table S10 in the Supporting Information 1 ). The suspect screening was conducted with low-resolution
GC–MS using electron impact ionization (EI). The method parameters
were based on Löschner et al. (2011) but adapted and optimized
for detecting the substances on our suspect list (Section S2.3.4 in
the Supporting Information 1 ). 73 Furthermore, for all substances on our suspect
list, the suitability of the extraction method was checked, a custom
library was created, and a dilution series for semiquantification
and determination of the limits of detection (LOD) was conducted.
The analyses were conducted on an Agilent GC–MS system (GC:
Agilent 7890A, MS: Agilent 5975C) in scan mode with splitless injections.
Generally, a nonpolar column (DB 5MS), a slow temperature gradient
(8 °C/min), a high final temperature (40–300 °C),
a long runtime (55 min), and a wide scan range (30–800 amu)
were chosen to ensure elution, separation, and identification of all
contained compounds. Measurements were performed in one batch per
dilution (40×/1600×), containing all samples, regular blanks,
and regular suspect standard solutions.
Recorded chromatograms
and mass spectra (available as Agilent files in the Supporting Information 8 -Rawdata-GCMS-Suspect) were analyzed
for (1) the presence and approximate concentration of the compounds
on the suspect list and (2) the presence of other unknown substances.
For this, the “Agilent MassHunter—Qualitative analysis”
software (workflow in the Supporting Information 4 ), some manual processing, and Python-based data processing
(Python scripts in the Supporting Information 5 ) were employed. For the compound discovery, both “Find
by integration” (considering all Lorentzian chromatogram peaks
with an area larger than 0.001% of the largest peak) and “Find
by molecular feature” (limited to Lorentzian peaks with more
than 500 counts and the largest 200 compounds) were used. For the
compound identification, two libraries were used, (1) a manually created
custom suspect list library of the scanned suspect list standards
and (2) the NIST 14 library (which contains fewer but more commonly
used substances to limit overfitting the data). Results were considered
acceptable if the mass error ranged from −0.3 to +0.7 Da and
the matching score was over 70. Further details on the suspect screening
workflow are in Section S2.3.4 in the Supporting Information 1 .
Due to time and resource constraints, only selected samples were
tested using various bioassays. Randomly selected samples ( n = 85) were tested for cytotoxicity using the MTT assay
and induction of oxidative stress using the ROS assay. Several samples
were selected to cover maximal differences regarding their ortho -phthalate contents and cytotoxicity, and were further
tested for endocrine activity using the YES/YAS assays, mutagenic
activity using the AMES assay, and genotoxic activity using the planar-umuC
assay (for sample selection, see Table S11 in Supporting Information 1 ). The same extraction procedure as
above was used ( Section 2.2.3 ) except that the samples were concentrated after filtration
from 6 mL to 300 μL using the Syncore system from Buchi (which
avoids losses of volatile substances). This was done because most
bioassays have a low solvent tolerance (MTT/ROS: maximally 0.1 vol
%). Due to the high volatility of THF, the sample volumes decreased
during the storage (−20 °C) and transport (max 20 °C
for 2–3 days) and were filled up to 300 μL with THF before
each assay. The bioassays generally used procedural blanks, solvent
(negative) controls, and positive controls unless otherwise required
by the respective manufacturer protocol.
The highest possible test concentrations
(1-μL concentrate
containing the dissolved fraction of ∼1.1 mg PVC was used on
1 mL cell culture medium) of the randomly selected extracts ( n = 85) were screened for cytotoxicity using the MTT assay
and for oxidative stress using the ROS assay. Both assays were conducted
on human liver cells ( Huh7 ), according to Christen
et al. 2014 (detailed conditions in Section S2.4 in Supporting Information 1 ). 74 Samples
were categorized based on their cell viability in the MTT assay (90%: “not
toxic”,
variation of solvent control).
Eight selected extracts were screened for potential
estrogenic, antiestrogenic, androgenic, and antiandrogenic activities
using the XenoScreen YES/YAS assays from Xenometrix (Allschwil, Switzerland).
Five selected extracts were screened for potential mutagenic activity
using the Ames MPF 98/100 assay from Xenometrix (Allschwil, Switzerland)
with Salmonella typhimurium strains
TA98 (for detection of frameshift mutations) and TA100 (for detection
of base substitution mutations), following the manufacturer’s
protocol which conforms with the OECD Test Guideline 471. Twelve selected
extracts were screened for potential direct genotoxic activity using
the planar-umuC bioassay protocol of planar4 GmbH (Stäfa, Switzerland).
Further details are given in Section S2.4 in the Supporting Information 1 .
Discussion
Over time, the dominant use of DEHP has been replaced
by other ortho -phthalates (e.g., DiNP, DiDP) and
alternative plasticizers
(e.g., DEHT, DINCH, DEHA, and Octicizer), as demonstrated by the changing
substances reported in this study and previous studies on PVC flooring
(see Table S24 in the Supporting Information 1 ). 48 − 54 Meanwhile, some regional differences in this industrial transition,
especially in alternative plasticizer use, can be observed. For example,
the major emerging plasticizers identified in Switzerland in this
study are DiDP, DiNP, DEHT, and Octicizer. However, a study in Norway
that focused on phosphor plasticizers and flame retardants mainly
found TBEP [tris(2-butoxyethyl) phosphate, CASRN: 78-51-3] and TPhP
(triphenyl phosphate, CASRN: 115-86-6). 52 A nontargeted study in the United States found DEHA, DEP, DBP, BBP,
TXIB (2,2,4-trimethyl-1,3-pentandiol diisobutyrate, CASRN: 6846-50-0),
and ATBC (acetyltributyl citrate, CASRN: 77-90-7). 55 Note that these differences could also be due to different
target substances, instrumentation, and/or extraction procedures.
Other products made from PVC, mainly medical devices and toys, have
frequently been studied for their plasticizer content (Table S26 in
the Supporting Information 1 ). For PVC
medical devices, DEHP has been present in high concentrations (up
to 40 wt %) and has only partially been replaced with alternatives
(e.g., DiNP, DEHT, DINCH, TEHTM, and ATBC) in recent years. 57 , 58 , 63 − 70 The use of DEHP in medical devices in the EU had still been specifically
authorized until recently, which may explain these findings. 70 , 75 For PVC toys, due to increased regulatory scrutiny in the sector,
DEHP and other commonly restricted ortho -phthalates
have been replaced with alternatives comparatively early on [mainly
with ATBC, DEHT, TXIB, DINCH, ESBO (epoxidized soybean oil, CASRN:
8013-07-8)]. 76 − 82 However, DEHP and other commonly restricted ortho -phthalates are still widely found in many PVC toys across the globe
(present in 11 of 118 toys in Switzerland, 89 of 700 in the EU, 17
of 49 in New Zealand, and 1 of 1 in Jordan). 79 − 82 The wide presence of such well-known
hazardous substances across a wide range of PVC products points to
issues in monitoring and enforcement of existing regulations and may
pose a risk of contamination to any PVC product, including flooring,
should open-loop recycling occur.
To the best of our knowledge,
metals have not explicitly been studied
in PVC floorings but only in other PVC products (Table S25 in the Supporting Information 1 ). Similarly to this
study, barium and tin have often been found to be the main heat-stabilizers. 83 − 85 Some studies have also reported the presence of lead and cadmium,
which are not detected (cadmium) or only detected in a few samples
(lead) in this study. 85 − 87 This may indicate an ongoing industrial transition
to alternative heat-stabilizers.
A wide range
of chemicals was detected in this study, with many quantified as well.
Many of them are hazardous or potentially hazardous substances. Using
a simple common regulatory threshold of 0.1 wt % (e.g., used as a
threshold under the EU Restriction of Hazardous Substances in Electrical
and Electronic Equipment (RoHS) Directive, and as a reporting threshold
for SVHCs in articles under the EU REACH), 16% of the samples show
a clear cause for concern. These contain restricted ortho -phthalates (16%), and some additionally contain lead (4%) and/or
chromium (0.5%) ( Figure 4 ).
Meanwhile, there
could be more samples of potential concern in addition to those samples
showing a clear cause for concern. First, an additional 11% of the
samples showed activity in one of the bioassays, indicating the potential
to cause biological effects. Second, additional 16% of the samples
containing some other hazardous plasticizers (several ortho -phthalates) and stabilizers (barium and tin) above the common threshold
of 0.1 wt % and thus may be of potential concern due to the toxicity
of these chemicals. 13 , 14 , 25 − 28 Third, some samples contain the already restricted substances below
the common threshold of 0.1 wt % and are thus not counted as of clear
concern. However, several of these chemicals are endocrine disrupting
or genotoxic and thus may have a safety threshold below 0.1 wt % (e.g.,
lead has no safety threshold). Therefore, these samples may still
be of potential concern, accounting for an additional 16% of the samples.
In total, 16% of samples show a clear reason for concern and 35% of
samples are of potential concern ( Figure 4 ).
Furthermore, this does not imply
that the other samples are guaranteed to be entirely safe. For example,
while currently available evidence suggests that the detected alternative
plasticizers may be safer than restricted ortho -phthalates,
many are present in high concentrations in the samples (especially
DINCH and DEHT) and their continued release may cause significant
exposure and render them ubiquitous in the environment. 18 , 88 Furthermore, research on the environmental and human health effects
of alternative plasticizers and stabilizers is ongoing, which may
warrant further assessment in the future. 18 , 25 − 28 , 89 In addition, some other hazardous
substances could have been present in the samples but are not detected/quantified
in this study, chemically and/or through bioassays.
While many
substances are detected in PVC floorings, one may question
whether they can be released from the products and result in actual
exposure.
For metals and metalloids, it is not an easy question
to answer, as release depends on their metal(loid) form (e.g., chemical
species, matrix, particle size) and several other environmental variables
(e.g., environmental pH, exposure route). 90 Previous studies have demonstrated the release of lead from PVC
during use and associated toxic effects on human health. 91 , 92 Thus, the continued presence of toxic metals in PVC products may
to a certain extent pose a risk to humans and the environment.
For plasticizers, literature on exposure from PVC flooring and
other sources has been abundant (see Section S4.3 in the Supporting Information 1 ), with the following
learnings that are relevant to our results. For ortho -phthalates, PVC floorings are a major contributor to indoor air
and dust concentrations and are responsible for a large portion of
total indoor exposure (low μg kg bw –1 d –1 range; ingestion or inhalation of dust, inhalation
of airborne particles, and direct skin contact being the major exposure
pathways). 41 − 48 Together with dietary intake (which is the main exposure pathway,
higher μg kg bw –1 d –1 ), occupational exposure, and, for some individuals, medical exposure
(low mg kg bw –1 d –1 ),
relevant health limit values can be approached or even exceeded, especially
for susceptible populations (e.g., toddlers). 41 − 44 , 70 Ongoing exposure is a particular concern, as recent meta-reviews
suggest that “safe levels” for typical health concerns
posed by some ortho -phthalates (e.g., endocrine disruption,
developmental toxicity) might be lower than the current regulatory
health limit values, especially when also considering additive or
synergistic mixture effects. 13 , 14 , 88 , 93 , 94 This suggests that many existing PVC floorings will continue to
contribute to ortho -phthalate exposure and potential
negative human-health outcomes and that recycling of such PVC floorings
may lead to further prolonging these.
For alternative plasticizers,
fewer exposure assessments have been
conducted. 18 , 95 − 98 Alternatives are found in similar
concentrations in indoor media, albeit slightly lower than ortho -phthalates, and thus result in slightly lower exposures. 95 − 98 Currently, health limit values for alternative plasticizers (e.g.,
tolerable daily intake, reference dose) are either yet to be set,
or orders of magnitude higher than those for ortho -phthalates. 18 As research on alternative
plasticizers is still ongoing, this space has yet to be monitored.
Exposure to plasticized PVC, whether from indoor PVC floorings
or during production and recycling, has a strong link to plasticizer
concentrations in biological tissues. Several biomarkers (e.g., urine
levels of metabolites, typically in the ng/mL range) were found to
correlate with exposure to PVC floorings or with occupational exposure
to PVC. 43 , 99 − 101 Several other studies
point to an association of asthma and allergies with residential PVC
floorings, and to the development of liver cancer in an occupational
context (which is likely caused by vinyl chloride exposure, rather
than additives). 102 − 105
Sustainable circular economy
practices should take the chemical level into account. 35 , 106 About 16% of the samples measured in this study contain legacy,
regulated hazardous substances, such as DEHP and lead, at significant
levels ( Figure 4 ).
Interestingly, these substances are mostly present at levels lower
than typically necessary for fulfilling their functions (DEHP for
plasticization: 5–65 wt %, lead for heat-stabilization: 0.05–5
wt %), suggesting their origins being ongoing uncontrolled recycling
(i.e., recycling of contaminated waste materials containing these
substances into new products) rather than intentional use. 9 , 36 , 107 While DEHP had been explicitly
authorized in recycled PVC materials, this practice was controversial. 16 , 108 Recycling contaminated materials into long-lived products, such
as floorings, prolongs exposure to and hampers an effective phase-out
of hazardous chemicals. In fact, recycling can result in legacy hazardous
chemicals remaining in products and materials for many decades after
their initial use. For instance, the new PVC flooring sampled in this
study would stay relevant for waste managers until mid-2030 or later,
since floorings have a long lifetime of at least 10–15 years
(this may even be increased by lifetime prolongation measures or reuse). 34 In other words, reuse, sorting, and recycling
systems decades from now will still have to deal with significant
amounts of hazardous substances in end-of-life products, requiring
efficient identification tools, safe disposal options, and possibly
new virgin material to replace the disposed fractions.
While
identifying products that contain legacy or other hazardous substances
is an important tool for realizing a safe and sustainable circular
economy, it remains challenging. In this study, no single product
characteristics (e.g., the presence of a gray layer, which hints at
recycled content; color; hardness), nor analytical technique, could
serve as a simple proxy for identifying all samples of concern (Section
S3.6 in the Supporting Information 1 ).
For example, sorting out samples with a gray layer (66% of the samples)
would remove only about 67% of the samples with legacy hazardous substances
(“ Sensitivity ”), while losing a significant
portion, 65%, of (comparatively) clean materials (“100-specificity”).
Several different screening tools are compared in Section S3.6 in
the Supporting Information 1 and Figure
S15 in the Supporting Information 1 . In
this study, a combination of ATR-FTIR and XRF screening is the most
effective for identifying the majority of concerning samples; however,
such a combination can yet not measure many other hazardous chemicals
or detect mixture effects. While bioassays may provide evidence for
unknown hazardous substances and possible mixture effects, the bioassays
employed in this study are very time- and resource-intensive. While
YES/YAS assays identified ortho -phthalates well,
time and resource constraints associated with sample extraction, preparation,
and subsequent testing make them not suitable to realistically serve
as a screening tool. Meanwhile, high-throughput screening for cytotoxicity
and oxidative stress cannot be used as an indicator to replace other
bioassays, such as endocrine disruption, genotoxicity, and mutagenicity.
Overall, to make bioassays efficient and helpful screening tools for
problematic plastics, their further development, including alternative
sample preparation techniques (e.g., direct sample probing or leaching
to water instead of organic solvent extraction and concentration)
and higher sensitivities are needed.
Some limitations and uncertainties remain, mainly stemming
from sampling, solvent selection, and the selection of analytical
and data analysis parameters.
PVC flooring samples were collected
from four largest DIY stores and one large retailer near Zurich, possibly
leaving out supply chains for small- or medium-sized building projects.
Despite our inquiries, we were not able to obtain sales or tonnage
data for individual PVC flooring products; thus, their relative importance
remains unclear. Product characteristics such as color, hardness,
or “containing a gray layer” were manually assigned
and, thus, depended on individual perception. The recycling content
of products was not openly communicated, thus gray layers were used
as an initial proxy, but with uncertainties as the color of recycled
material may vary depending on the pretreatment (e.g., color separation)
and posttreatment (e.g., coloration). 71 , 72
Our
study focuses on stabilizers, plasticizers, and several biological
effects and covers neither all substances present in PVC floorings
nor all biological effects that may be caused. To gain a complete
picture, additional extraction procedures, solvents, analytical techniques,
and bioassays including other cell lines and end points would be needed. 109 For example, not all substances are soluble
in THF or ACN, and mainly (semi)volatile compounds can be detected
with GC–MS. 110 , 111 Furthermore, some uncertainties
are related to the substance identification. The low-resolution GC–MS
approach employed in this study provides only approximate masses and
thus leaves many uncertainties in library matching including possible
misidentification. To limit the number of matches, we relied on the
smaller NIST 14 library; however, with this procedure, we may have
misidentified substances. High-resolution mass spectrometry, newer
libraries (e.g., NIST 20 library), and other suspect lists (e.g.,
NORMAN Suspect List Exchange) may help overcome this issue in future
research. Another issue for substance identification was the identification
of UVCBs, mixtures, and chemical products with different compositions
on the market (such as DiDP and DINCH). For example, differentiating
individual substances from a mixture [e.g., di(2-propylheptyl) phthalate
(DPHP, CASRN: 53306-54-0) from DiDP] cannot be guaranteed with the
standards we employed. 112
Hazardous
chemicals in long-lived or recycled products pose a challenge
to the society as a whole. Our case study on PVC flooring shows that
(1) hazardous substances are present in long-lived materials, (2)
uncontrolled recycling is taking place, and (3) monitoring or screening
of products containing hazardous chemicals is challenging, expensive,
and time-consuming. Based on our experience, we recommend the following
actionable points.
Implementing current regulations, including
the phase-out of hazardous chemicals, does not sufficiently cover
risks associated with chemicals in long-lived or recycled products.
The presence of substances in products needs to be tracked and monitored
throughout their life cycle. Initiatives such as the SCIP database
in the EU, and chemical audits by market surveillance bodies in different
countries, are valuable steps in this this direction. However, they
should ideally not only rely on self-reporting, extend to products
already in use, and (for the case of databases) make a clearer link
to concrete products/waste streams in the real world. 40 , 113 Importantly, more stringent regulation based on the precautionary
principle would be necessary to avoid burdening future recycled materials,
to avoid undermining the idea and social acceptance of a circular
economy, and to ensure that only clean, safe, and recyclable materials
are put on the market. 114 This may include
(1) swift restriction of hazardous substances that show sufficient
but not necessarily conclusive evidence for health or environmental
concerns, (2) incentivizing simplification and harmonization of material
options, including chemical compositions, toward standard formulations,
and (3) enacting extended producer responsibility toward true recyclability. 115
Industry action has in some cases preceded
regulation of hazardous
chemicals, including the early phase-out of lead and cadmium stabilizers
by the EU PVC industry. 23 , 24 Learning from these
examples and utilizing existing industry-wide organizations (e.g.,
Vinyl Plus), manufacturers may pioneer and push for a swift phase-out
of other hazardous substances and transition to safer and more sustainable
alternatives. Furthermore, learning from the PET water bottles, manufacturers
could come together, along with other actors throughout the value
chains, and establish positive lists that greatly simplify and harmonize
material options and chemical composition. 106 The recycling industry may enhance sorting by employing available
fast screening techniques for hazardous substances at scale (e.g.,
using XRF for toxic metals and bromine, ATR-FTIR for ortho -phthalates) and thereby avoiding at least some contamination of
recycled materials. However, such efforts are expensive and may not
be available to all recyclers (especially in low-income countries)
and shift the burden of hazardous materials from the manufacturers
to the waste management sector. Nevertheless, enhancing the traceability
of chemicals throughout the life cycle of products is urgently needed,
for example, by labeling. This would make it possible to proactively
react to current or future findings, and make informed decisions on
whether and how to recycle materials or whether disposal is the most
sensible option. In practice, digital product passports that are currently
being discussed could include information on the chemical composition. 116
For consumers and designers, it is difficult
to judge the safety
of products based on visible characteristics; neither color, presence
of layers, nor softness reliably predict the presence of hazardous
substances. An independent, reliable, and easily interpretable label
for building and construction products (similar to the “Blue
Angel” in Germany) may simplify consumers’ decision-making.
Furthermore, citizens can and should demand more transparency, appropriate
regulation, and industrial responsibility for hazardous chemicals
in products. 117
Researchers should
develop or improve simple, fast, and ideally
comprehensive methods for identifying and removing hazardous chemicals
in plastics. Ideally, this includes screening tools that can work
with present and future sorting infrastructure, tolerate contamination
well, and analyze the plastic directly with minimal preprocessing.
Importantly, novel processes of removing hazardous chemicals will
need to ensure high-quality output materials and lower environmental
burden compared to incineration and other final disposal options. 118 , 119 Furthermore, researchers should fill knowledge gaps regarding hazards
of commonly detected emerging substances (e.g., DEHT, DINCH, tin or
barium stabilizers) and their mixture toxicity in realistic exposure
scenarios, taking into account everyday exposure from other sources
as well. 120
Introduction
The building and construction
sector is a major industrial user
of plastics, particularly of polyvinyl chloride (PVC). In Europe,
71% of PVC is used in building and construction, contributing to 38%
of all plastics used in the sector. 1 , 2 Flooring is
one major building and construction application (7–10% of PVC)
employing primarily flexible PVC, which is also used for flexible
films, sheets, cables, and tubes (14% of PVC) and is generally extensively
plasticized. 3 , 4 Many chemical substances are present
in plastics, including residual monomers, additives, processing aids,
and so-called “non-intentionally added substances” such
as contaminants, by-products, and breakdown products. 5 − 7 Generally, PVC requires heat- and UV-stabilization (0.05–5
wt %), flexible applications such as flooring require plasticization
(5–65 wt %), and may contain large amounts of fillers (5–50
wt %), in addition to other additives (such as colorants, antioxidants). 8 − 10 Among the additives, plasticizers and stabilizers are particularly
interesting, as they are used in comparatively large amounts and have
been the subject of regulatory scrutiny in recent years. For example,
PVC plastics have been notorious for their extensive use of multiple
hazardous ortho -phthalates as plasticizers and cadmium,
lead, and tin as stabilizers. Consequently, the use patterns of plasticizers
and stabilizers are changing in the PVC industry, shifting from well-known
hazardous substances to alternative ones. 11 , 12
Multiple ortho -phthalate plasticizers have
been
associated with various adverse health effects, including lower semen
quality, altered anogenital distance, endometriosis, decreased testosterone,
neurodevelopmental effects, attention-deficit hyperactivity disorder,
autism, development of breast/uterine/testicular cancers, asthma,
and type 2 diabetes, leading to increased regulatory scrutiny. 13 , 14 For example, bis(2-ethylhexyl) phthalate [DEHP, Chemical Abstracts
Service Registry Number (CASRN): 117-81-7] was added to the Authorization
List of the European Union (EU)’s Chemicals Regulation, REACH,
in 2011 with a sunset date in 2015, which means their use after this
date is prohibited on the EU market (unless authorization has been
sought and granted, which is the case for DEHP in recycled PVC). 15 , 16 Similarly, benzyl butyl phthalate (BBP, CASRN: 85-68-7), di- n -butyl phthalate (DBP, CASRN: 84-74-2), and di- iso -butyl phthalate (DiBP, CASRN: 84-69-5) have also been
added to the EU REACH Authorization List as well as the Swiss Chemical
Risk Reduction Ordinance (ORRChem). 122 While
group-based assessment and regulation for other ortho -phthalates is currently being discussed on the European level. 17 Phase-out of some ortho -phthalates
has led to an increased demand for alternative plasticizers including
terephthalates, trimellitates, cyclohexane dicarboxylic acid esters,
phosphates, adipates, citrates, vegetable oil derivatives, and polymeric
plasticizers (see Section S1 in the Supporting Information 1). 11 , 18 Currently, these alternative
plasticizers are generally less studied, and partially lack important
physicochemical and toxicological data. 18 While available hazard data indicate that many of them are likely
safer than ortho -phthalates, some have shown some
cause for concern, for example, tricresyl phosphate (CASRN: 1330-78-5,
likely toxic for reproduction), and tris(2-ethylhexyl) trimellitate
(TEHTM, CASRN: 3319-31-1, likely persistent and endocrine disrupting). 18 − 20
Heat- and UV-stabilizers have undergone a shift in recent
years.
Earlier stabilizer systems were mainly based on cadmium and lead,
known for posing health and environmental risks. 21 , 22 The PVC industry in the EU voluntarily phased out cadmium- or lead-based
stabilizer systems in 2001 and 2015, respectively, and replaced them
with (organo-)tin-, barium- and zinc–calcium-based systems. 11 , 23 , 24 Some of these replacements may
lead to diverse adverse health effects. Organotins are known for their
endocrine-disrupting potential, ecotoxicity, neurotoxicity, and liver
toxicity. 25 − 27 Barium exposure may lead to kidney diseases, neurological,
cardiovascular, mental, and metabolic disorders. 28 Zinc possesses properties indicating hazards for human
health and the environment. 29 Current regulation
mainly covers legacy metal(loid) elements (chromium, cadmium, lead,
arsenic, mercury, nickel), which must be below 0.1 wt % in certain
plastic products. 30 − 33
Building and construction plastics contribute to long-term
exposure
to hazardous chemicals in two ways. On the one hand, due to the long
lifetime of these plastics, legacy chemicals that have been phased
out from new production and use may still be common in products that
are in use. 34 − 36 On the other hand, the comparatively high recycling
rate of building and construction PVC plastics (17% in the EU in 2012,
16% in Switzerland in 2017) and the common practice of closed-loop
recycling can prolong the presence of hazardous chemicals through
contamination of new products. 37 , 38 This extends the consumer
and occupational exposure to these substances. The EU waste framework
directive aims to increase the recycling rate further, while also
providing information on substances of very high concern (SVHCs) in
products with the SCIP database established by the European Chemicals
Agency (ECHA). 39 , 40
PVC floorings have been
identified as a key source of indoor chemical
exposure to hazardous chemicals, especially to multiple ortho -phthalates and are an important source of recycled material. 41 − 48 Despite that, only limited information on the chemical compositions
of PVC floorings is publicly available: (1) the SCIP database contains
51 relevant entries (Sheet S11 in the Supporting Information 2 ), and (2) the few conducted studies have typically
had a small sample size and tested a limited number of chemicals. 40 , 48 − 56 To our knowledge, only one recent study measured many PVC flooring
samples, which were from the United States market, using a nontargeted
screening approach. 55 Furthermore, various
studies focused on other PVC products or indoor dust, which may allow
for inferences on the possible chemical content of PVC floorings,
but with significant uncertainties. 57 − 70 Plasticizer handbooks suggest large variations across PVC flooring
products from different times and regions, as well as across different
PVC products. 3 , 9 − 12 Furthermore, dust samples may
also contain plasticizers from other products in the indoor environment.
Thus, a research gap remains regarding the chemicals present in a
representative selection of PVC floorings in markets other than the
United States.
In this study, we aim to comprehensively understand
the chemicals
present in PVC floorings sold in Switzerland. Using a combination
of targeted analysis and suspect screening, we present the occurrence
and concentrations of legacy and novel substances in new PVC floorings
from the Swiss market, focusing on plasticizers and metal heat/UV-stabilizers.
In addition, we analyzed the potential biological activities of selected
flooring extracts by using several bioassays. We then contextualized
our observations in terms of implications for human health, the environment,
and the transition to a circular economy. Finally, we provide recommendations
to researchers, policymakers, industry, and citizens.
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