Research on Optimization and dispatch of Non cooperative Games among Four Parties in the Comprehensive Energy Market under the Mapping of Stepped Carbon Tax

Research on Optimization and dispatch of Non cooperative Games among Four Parties in the Comprehensive Energy Market under the Mapping of Stepped Carbon Tax | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Article Research on Optimization and dispatch of Non cooperative Games among Four Parties in the Comprehensive Energy Market under the Mapping of Stepped Carbon Tax Shuaibo Zhang, Fei He This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-3872708/v1 This work is licensed under a CC BY 4.0 License Status: Posted Version 1 posted You are reading this latest preprint version Abstract Within the context of the global "dual-carbon" policy, the study explores the low-carbon energy transactions among diverse entities in the comprehensive energy market and the constraints imposed by the design of tiered carbon tax policies. This has emerged as a research hotspot in the field of low-carbon economic dispatch. The paper comprehensively examines the coupled relationship between the energy consumption and corresponding carbon emission factors among four entities: microgrid energy operators, flexible shared energy storage, electric to heat transfer operator, and community aggregator. It maps the corresponding energy prices into the interests of a non-cooperative game among entities, thereby guiding each entity to achieve a balance between carbon emissions and economic costs. The paper utilizes an enhanced genetic-particle swarm hybrid algorithm for solving and validates the effectiveness of the dispatch strategy by analyzing the marginal and cumulative effects generated by the design of tiered carbon tax policies. The findings indicate that under continuous tiered carbon tax mapping, the formulation strategy of electricity and heat prices has been further optimized, balancing the interests of the four entities, and effectively enhancing the integration of new energy while reducing the output of fossil energy units. Physical sciences/Energy science and technology/Renewable energy Physical sciences/Engineering/Electrical and electronic engineering Non cooperative games Step by step carbon tax Carbon emission factor IHGAPSO algorithm Marginal effect Full Text Additional Declarations No competing interests reported. Supplementary Files Appendix.docx Cite Share Download PDF Status: Posted Version 1 posted You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. 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Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-3872708","acceptedTermsAndConditions":true,"allowDirectSubmit":true,"archivedVersions":[],"articleType":"Article","associatedPublications":[],"authors":[{"id":268027904,"identity":"3baef72d-1d28-4f1f-a4bc-bb11e77b9cea","order_by":0,"name":"Shuaibo Zhang","email":"","orcid":"","institution":"Liaoning Technical University","correspondingAuthor":false,"prefix":"","firstName":"Shuaibo","middleName":"","lastName":"Zhang","suffix":""},{"id":268027905,"identity":"e8e2a1de-0635-4caa-8fc9-661e5d810624","order_by":1,"name":"Fei He","email":"data:image/png;base64,iVBORw0KGgoAAAANSUhEUgAAAZAAAAAyAQMAAABI0h/eAAAABlBMVEX///8AAABVwtN+AAAACXBIWXMAAA7EAAAOxAGVKw4bAAAAyklEQVRIiWNgGAWjYBACNmaGxAcJFTY88szMB4jTwsfO8NjgwZk0GcP2tgTitMjxMz4TfNhyyIbhzBkDYh3GnMaQ2HCAh3FGzscbbxjs5HQbCGphS3uQuOMOD7tE7mbLOQzJxmYHCGrhSTdIPPMMaEvuNmkehgOJ2whr4f8mkdh2mIfhRs4zYrUwpEG0nDnDRrSWZIOEM2k8wEA2tpxjQIRf5PsPJD78UWFjD4zKhzfeVNjJEdSCAiR4iIwaZC2k6hgFo2AUjIIRAQDr+EDx/ZPrTwAAAABJRU5ErkJggg==","orcid":"","institution":"Liaoning Technical University","correspondingAuthor":true,"prefix":"","firstName":"Fei","middleName":"","lastName":"He","suffix":""}],"badges":[],"createdAt":"2024-01-17 11:14:15","currentVersionCode":1,"declarations":"","doi":"10.21203/rs.3.rs-3872708/v1","doiUrl":"https://doi.org/10.21203/rs.3.rs-3872708/v1","draftVersion":[],"editorialEvents":[],"editorialNote":"","failedWorkflow":false,"files":[{"id":67085627,"identity":"ec14c95b-c4bd-423e-a4c5-ac4e3d2d0ac0","added_by":"auto","created_at":"2024-10-21 05:55:49","extension":"pdf","order_by":1,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":1195481,"visible":true,"origin":"","legend":"","description":"","filename":"scientificreportsword.pdf","url":"https://assets-eu.researchsquare.com/files/rs-3872708/v1_covered_792b8ff0-b361-440e-a07b-57dadd9c243a.pdf"},{"id":49951212,"identity":"8629a599-b7ab-4692-b8a3-4004d07ddb04","added_by":"auto","created_at":"2024-01-22 06:25:02","extension":"docx","order_by":2,"title":"","display":"","copyAsset":false,"role":"supplement","size":385536,"visible":true,"origin":"","legend":"","description":"","filename":"Appendix.docx","url":"https://assets-eu.researchsquare.com/files/rs-3872708/v1/062ade9d15298df56cf63b3d.docx"}],"financialInterests":"No competing interests reported.","formattedTitle":"Research on Optimization and dispatch of Non cooperative Games among Four Parties in the Comprehensive Energy Market under the Mapping of Stepped Carbon Tax","fulltext":[],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":false,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":false,"hideJournal":true,"highlight":"","institution":"","isAcceptedByJournal":false,"isAuthorSuppliedPdf":true,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":true,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"researchsquare","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":true,"externalIdentity":"","sideBox":"","snPcode":"","submissionUrl":"/submission","title":"Research Square","twitterHandle":"researchsquare","acdcEnabled":true,"dfaEnabled":false,"editorialSystem":"","reportingPortfolio":"","inReviewEnabled":false,"inReviewRevisionsEnabled":true},"keywords":"Non cooperative games, Step by step carbon tax, Carbon emission factor, IHGAPSO algorithm, Marginal effect","lastPublishedDoi":"10.21203/rs.3.rs-3872708/v1","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-3872708/v1","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"\u003cp\u003eWithin the context of the global \"dual-carbon\" policy, the study explores the low-carbon energy transactions among diverse entities in the comprehensive energy market and the constraints imposed by the design of tiered carbon tax policies. 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