Optical Coherence Tomography, Retinal Imaging, Alzheimer’s Disease, 5xFAD Mouse Model, Spatial 35
Memory Testing, Morris Water Maze 36
37
*Georg Ladurner, E-mail:
[email protected] 38
1 Introduction 39
Alzheimer’s disease (AD) is the most common form of dementia and represents a huge challenge 40
for modern health care systems in an increasingly aging population. 1 AD-related lesions in the 41
brain include the appearance of amyloid beta plaques, neurofibrillary tangles as well as loss of 42
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neurons and synapses on a cellular level. 2 On a behavioral level, clinical signs of AD include 43
memory impairment, irritability, orientational troubles and in later stages also difficulties with 44
basic body functions. 3 Diagnosis of the disease is at this point not fully possible, a definitive 45
diagnosis can only be achieved by postmortem neuropathology.4 Promising diagnostic approaches 46
include magnetic resonance imaging, positron emission tomography and cerebrospinal fluid 47
assays, in all cases in combination with neurological tests. 5 Blood tests have recently emerged as 48
a new alternative for the detection of AD biomarkers such as phosphorylated tau protein, amyloid 49
beta or neurofilaments , a lthough distinction between AD and non - related dementias can be 50
challenging due to similar biomarkers. 6 Treatment options for AD are still limited, due to a lack 51
of methods to stop or reverse the disease progression. 7 New compounds for AD treatment like 52
donanemab and lecanemab recently received FDA approval, although their efficiency and safety 53
have been disputed.8 The National Institute for Health and Care Excellence (NICE) even does 54
reject the use of donanemab due to significant health risk associated with treatment and high costs.9 55
Due to a common embryological origin, the retina and the brain share similar functionalities as 56
well as disease manifestations.10 For many neurodegenerative diseases, as for example Parkinson’s 57
disease11 or amyotrophic lateral sclerosis (ALS),12 retinal pathologies in parallel to lesions in the 58
brain have been reported. In the case of AD, markers such as inflammation, neurodegeneration as 59
well as amyloid beta deposits and hyperphosphorylated tau aggregates have been reported to 60
appear in the retina of patients even at an early stage, 10 although controversial findings have also 61
been published 13. Whether the appearance of AD makers in the retina can be exploited for 62
diagnostics purposes is still disputed.14 63
Given the difficulty of AD treatment7 and the challenges of diagnosis,5,6 it is crucial to increase 64
the understanding of the retina as a potential diagnosis method of the disease.15 Mouse models are 65
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a central component of drug testing and the investigation of disease mechanisms16 and are thus an 66
important subject to increase the understanding of the connection between retinal and cerebral 67
pathologies of AD. The retinal phenotype of different mouse models of AD has been investigated, 68
however reporting inconclusive results.17 69
One candidate technology for retinal diagnostics in AD is optical coherence tomography (OCT) . 70
OCT is a non-invasive imaging technique often used for in vivo retinal imaging, also in the context 71
of neurodegenerative diseases.18 OCT is based on the interference of low-coherent light scattered 72
by the sample with a reference beam to reveal information about the sample. OCT can be used to 73
generate 3D images of tissue, also in real time. 19 Modern OCT technology yields high-resolution 74
images of vasculature20, charts retinal thickness21 and can visualize focal retinal lesions.22 Several 75
mouse models of familial AD have been investigated using retinal OCT imaging. In an APP-PS1 76
mouse model, retinal thinning was observed in one study,23 whereas no changes could be measured 77
by another group. 22 Several studies reported thinning of retinal layers for the 3xTg mouse 78
models.17 In previous investigation s of the 5xFAD mouse model of AD thinning of the retinal 79
nerve fiber layer (RNFL) and thickening of the inner plexiform layer (IPL) was measured with a 80
commercial OCT device (Leica Envisu R2200) in 6–to 17-month-old mice.24 In a study by Kim et 81
al., thinning of the total retina, the inner (IRL) and outer retinal layers (ORL) as well as the RNFL 82
were reported with a spectral domain OCT (SD-OCT) system. Additionally, a decrease in capillary 83
density was reported for this study with female mice.25 A third study using a commercial SD-OCT 84
system reported thinning for the RNFL and thickening for the OPL and ONL for male transgenic 85
5xFAD mice and C57B L/6J controls at 3 months of age .26 Overall, the retinal phenotype of AD 86
mouse models can be considered very controversial and demands careful clarification to enlighten 87
the current landscape of conflicting results. 88
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In addition, the connection of the retinal phenotype with cognitive impairment of the investigated 89
mouse models is largely unexplored and leaves room for investigation. Moreover, the potential 90
differences between female and male mice are often not investigated in the present literature. Here, 91
by using a high-resolution OCT prototype tailored for multi -contrast retinal imaging in mice and 92
combining the data with the assessment of cognitive impairment through behavioral testing , we 93
aspire to gain new insights on the development of retinal parameters and unveil potential 94
connections between the appearing phenotypes. 95
2 Materials and Methods 96
2.1 Animal Model 97
The 5xFAD mouse model (The Jackson Laboratory, strain #008730) is a common transgenic 98
mouse model for the investigation of Alzheimer’s disease and has been used in about 10% of 99
studies.27 The mouse line is based on a C57BL/6J background and overexpresses human amyloid 100
beta amyloid precursor protein related to the Swedish (K670N, M671L), Florida (I716V), and 101
London (V717I) familial Alzheimer's disease (FAD) mutations as well as the human presenilin 1 102
(PS1) protein by harboring two FAD mutations, M146L and L286V. 5xFAD mice have been 103
reported to present amyloid beta plaque formation in the brain as early as two months of age.27 104
2.2 Study Design 105
5xFAD mice (32 transgenic, 32 non-transgenic littermates) at 10 weeks (±1 week) of age were 106
provided by Scantox Neuro GmbH. The animals were housed under controlled light conditions 107
(12 hours dark, 12 hours light) with food and water ad libitum. Overall health status and weights 108
were monitored every week. Animals were longitudinally investigated over the course of 6 109
months. OCT scans of animals were taken on five occasions at 12, 20, 24 and 36 weeks of age. 110
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Spatial memory was tested at 35 weeks of age using the Morris Water Maze (MWM). The exact 111
number of animals and the number of transgenic (tg) and non-transgenic (ntg) animals involved 112
in each test is listed in Table 1. Note that the animal numbers decrease over the course of the 113
study because some animals were used for another investigation, which is not part of the research 114
described in this work, and thus were extracted from the study at 12 weeks and 24 weeks of age. 115
All experiments were performed in accordance with the ARVO Statement for the Use of 116
Animals in Ophthalmic and Vision Research and Directive 2010/63/EU. All experimental 117
procedures and protocols were approved by the ethics committee of the Medical University of 118
Vienna and the Austrian Federal Ministry of Education, Science, and Research (GZ 2024-119
0.044.300). 120
Age [weeks] 12 20 24 35 36
Number of mice examined with OCT 64 48 48 / 27
Transgenic Non-transgenic 32 32 24 24 24 24 / 14 13
Number of mice tested in the MWM / / / 27 /
Transgenic Non-transgenic / / / 14 13
Table 1 Number of animals used for each test. 121
2.3 OCT System 122
The polarization-sensitive OCT (PS-OCT) system first presented by Fialová et al., was used to 123
perform the study.28 The system was based on a super-luminescent diode with a central 124
wavelength of 840 nm and a bandwidth of 100 nm, resulting in an axial resolution of ~3.8 µm in 125
tissue (n=1.35). The spectrometer line scan cameras acquired the spectral data with 3072 pixels 126
for the co-and cross polarized channels with an A-scan rate of 80 kHz.28 By aligning the mouse 127
placed on a mount providing three axes of translation and two axes of rotation, the imaged field 128
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of view was centered at the optic nerve head (ONH) and measured approximately 1mm x 1mm. 129
Five repeated B-scans were acquired in 400 positions, resulting in volumes of 2000 B-scans 130
consisting of 512 A-scans. The recorded volumes contained 512x400x3072 spectral voxels. 131
2.4 Anesthesia and Imaging 132
Mice were placed in an anesthesia induction chamber, which was afterwards filled with 4% 133
isoflurane (IsoFlo, Zoetis Österreich GmbH) in oxygen for 4 minutes prior to imaging. 134
Tropicamid drops (0.5%, Agepha Pharma s.r.o.) were applied to dilate the pupils of the animals. 135
For imaging, the mice were transferred to a home-built animal mount and kept under anesthesia 136
using a nose cone applying 2% isoflurane. In some cases, individuals developed resistance to the 137
isoflurane during the study, requiring an increased concentration of 2.5% at later imaging 138
timepoints to ensure proper sedation. To prevent hypothermia, the mouse was blanketed with a 139
heating pad. Oculotect eye drops (Théa Pharma GmbH) were frequently applied to keep the eyes 140
of the animals hydrated during the entire anesthesia sessions. Shortly prior to imaging, excessive 141
eye drop liquid was carefully removed from the mouse eye using a cotton swab to avoid 142
additional lensing effects. Both eyes were imaged with the ONH in the center of the field of 143
view. Several male animals (n(tg) = 3, n(ntg) = 3) deceased during or after anesthesia and could 144
not be investigated for all time points, but no female animals were affected. 145
2.5 Image Processing 146
Image processing was performed to provide images displaying reflectivity, motion and 147
polarization-based contrast, using the pipeline described previously (Augustin et al., 2016). 148
Retinal image data were flattened with respect to the retinal pigment epithelium (RPE) detected 149
via its depolarizing properties in the PS-OCT images.29 Data sets that could not be processed in 150
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this first step due to low signal intensity, strong vignetting or acquisition errors, among others, 151
were excluded from the study. 152
153
2.5.1 Layer Thickness Analysis 154
To measure retinal layer thickness, the algorithm described by Augustin et al. was used 155
(Augustin et al., 2018). The distance between RPE and inner limiting membrane (ILM) was 156
considered as the total retinal thickness.30 Additionally the thicknesses of the outer retinal layers 157
(ORL) and inner retinal layers (IRL) were measured, using the posterior surface of the outer 158
plexiform layer as the boundary. The thickness of the retinal nerve fiber layer/ganglion cell layer 159
complex (RNFL/GCL), the inner (INL), the inner (IPL) and outer plexiform layer (OPL), the 160
photoreceptor complex (PRC) as well as the depolarizing RPE complex were also measured. 161
Layer thickness data were stored as 2D en-face maps. To align measurements between all 162
animals, the center of the ONH in each 3D volume was manually annotated and the central circle 163
with 200 µm in diameter was removed from further analysis. The rest of the volume was divided 164
into four sectors (superior, nasal and inferior, temporal), using the diagonals of the 1x1 mm² 165
square as borders and into radial zones equidistant from the center. Then a zone with an inner 166
radius of 200 µm and an outer radius of 600 µm distance from the ONH is selected. The average 167
thickness of the total retinal thickness and the thickness of the sublayers was calculated in this 168
annular zone. Thickness maps were manually screened during post processing and volumes with 169
insufficient quality to produce a reliable segmentation of the retinal layers were excluded from 170
the study. When two or more acquisitions of the same eye and timepoint were available, the scan 171
with best signal quality or most centered ONH was used. When neither of the scans was 172
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significantly better than their counterparts, the resulting thickness measurements were averaged 173
between both scans. This resulted in the number of thickness maps listed in Table 2. 174
Age [weeks] 12 20 24 36
Number of analyzed volume scans 125 87 86 50
Transgenic Non-transgenic 61 64 41 46 44 42 25 25
Table 2 Number of individual volumetric OCT scans used for retinal layer thickness analysis. 175
2.5.2 Angiography 176
OCT angiography (OCTA) data were computed as described in reference 22. Volumetric OCTA 177
data were divided into three slabs using the layer segmentation described in section 2.5.1: the 178
superior vascular plexus (SVP) in the RNFL/GCL complex, the intermediate capillary plexus 179
(ICP) between the RNFL and the INL, and the deep capillary plexus (DCP) between the INL and 180
the ONL. Using thresholding at 10 dB above the noise floor and a Frangi filter, binarized en-face 181
images of the vascular plexuses were created, and a margin measuring 10 pixels at the border 182
was set to zero to avoid border artifacts. Using the manually selected ONH position previously 183
used for the quantification of retinal layer thickness, a circle around the ONH was cut out from 184
the binarized images. The signal-to-noise ratio (SNR) was calculated for the regions visible in 185
Figure 1(D), and the image was divided into four regions along the diagonals and then again into 186
rings with 100 µm thickness, each of the zones has an individual SNR value. The binarized 187
images were multiplied with the SNR map of the scan shown in Figure 1(D), thus assigning the 188
values to the binarized image as exemplified in Figure 1(E). The regions whose SNR was below 189
a predefined threshold were not used for further evaluation and were thus set to zero (see Figure 190
1(F)). For SVP and ICP, the threshold was set to 20 dB, while for the DCP, the threshold was set 191
to 15 dB since the signal in this region was generally lower. In the case displayed in Figure 1, the 192
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regions in the corners and around the ONH did not display above threshold SNR and were 193
removed. By inverting only the pixels in the regions with above-threshold SNR, a negative 194
image was created. By counting the positive pixels in the regions with above-threshold SNR 195
(Figure 1(G)) and the negative pixels in the same regions (Figure 1(F)), the area vessel density 196
was calculated for each vascular plexus. 197
198
Fig 1: Example for the calculation of vessel density in the DCP. (A) Raw OCTA data after layer segmentation of the 199
3D stack, (B) binarized image with borders set to zero (C) removal of the circular region centered at the ONH from 200
the binarized image, (D) SNR sector map, rings have a thickness of 100 µm (E) application of the SNR on the 201
binarized image, (F) removal of the regions with SNR below threshold and creation of the negative for counting 202
pixels. 203
The OCTA data was sorted similar to the retinal layer analysis. Additionally the data was 204
screened manually, to only include the best available datasets. Table 3 presents the number of 205
datasets that yielded at least one measurement for the 3 different vascular regions and thus were 206
used for the longitudinal OCTA analysis. 207
Timepoint [weeks] 12 20 24 36
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Number of analyzed volume scans 119 84 85 50
Transgenic Non-transgenic 64 55 41 43 43 42 25 25
Table 3 Number of individual volumetric OCTA datasets used for angiography. 208
2.6 Morris Water Maze 209
Spatial memory capabilities of the animals were tested in a custom-built Morris Water Maze 210
(MWM) setup.31 The maze consisted of a water filled pool, one meter in diameter and 211
surrounded by opaque curtains, a translucent platform (8 cm diameter) and four distinct 212
landmarks as illustrated in Figure 2(A). A monochrome camera with 5 megapixels resolution and 213
14 fps (Basler Ace Classic, acA2500-14uc) was mounted 1.5 m above the pool and the 214
landmarks placed in the middle of each of the four sides surrounding the pool, to avoid any 215
additional orientation points for the mice. Movie data were acquired by using the Basler Video 216
Recording software (version 1.3). The northeastern quadrant contained a translucent platform 217
(target zone) about 1 cm below water level, such that it was invisible for the mice. The pool 218
temperature was kept between 21-22°C, and the light intensity at the water surface level was 219
controlled to be around 50 lux. The pool was divided into four quadrants to randomize the 220
starting position (see Figure 2(B)). The starting positions were defined as per Table 4 and were 221
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applied to every mouse to assure an equal distribution of starting positions. 222
223
Fig. 2: Schematic of the Morris Water Maze set-up. (A) Division of the pool into quadrants for the randomization of 224
starting positions. (B) Schematic of the pool set up with landmarks and camera placement. 225
226
Trial 1 2 3 4 5
Task
Training Training Training Training Test day Platform
position
(for all
trials)
Day 1 NE SE SW SE / NW
Day 2 SW NE SE SW / NW
Day 3 SE SW NE SW / NW
Day 4 NE SE SW NE / NW
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Day 5 / / / / SE /
Table 4 Starting positions for each training and the test day. Quadrants: NE = northeast, SE = southeast, SW = 227
southwest, NW = northwest. 228
229
The testing protocol included four consecutive training sessions and one test day. A training day 230
consisted of four trials, where each mouse was placed in the pool (in varying quadrants as 231
outlined in Table 4) for a maximum of 60 seconds and had to find the hidden platform. When a 232
mouse was not able to find the platform within this time, it was placed on the platform and left 233
there for ten seconds to memorize the position. In case the mouse managed to find the platform, 234
the recording was stopped, and the mouse was removed from the pool. The time between daily 235
trials was 10 minutes. On the test day, the hidden platform was removed, and the mice were 236
placed in the pool once for one minute. Each trial was recorded using the top-down mounted 237
camera. 238
For data evaluation an automatic tracking system, namely Noldus EthoVision XT 14, was used. 239
For the training days, latency to find the platform [s], distance traversed [m], as well as the 240
percentage of time spent floating and thigmotaxis (time spent close to the pool walls) was 241
measured. 32 For the test day, the abidance in each of the of the quadrants and the number of 242
crossings of the target zone were evaluated. The resulting data were analysed in GraphPad 243
PrismTM 10. 244
2.7 Statistical Analysis 245
For the longitudinal analysis of the retinal parameters, a mixed intercepts model was applied to 246
investigate age dependent effects and account for multiple measurements per mouse. For 247
comparison between groups at each timepoint, a t-test was applied. P-values smaller than 0.05 248
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were considered significant. 249
To assess whether retinal layer thickness and vessel density data were correlated with spatial 250
memory impairment, the OCT and MWM parameters were analyzed using linear regression. If 251
data for both eyes of a mouse was available, the average of the two values was used as one single 252
datapoint for the analysis. Additionally, the weight of the animals was also included in the 253
analysis. Linear correlation coefficients, R-squared, mean squared error (MSE) intercept and the 254
linear regression coefficient were calculated using a custom Python script. Pearsons’s correlation 255
analysis was used to calculate the correlation coefficients and the corresponding p-values. 256
3 Results 257
3.1 Longitudinal Development of Retinal Layer Thickness 258
The longitudinal analysis of the total retinal thickness reveals an overall thickening of the retina 259
for male animals by 5.7 µm (p=0.0029) from the beginning to the end of the study. Overall 260
retinal thickness increases significantly by 5.8 µm (p=0.0051) for all animals in the study 261
duration. Significant differences between groups were observed between tg male and female 262
animals, as well as for ntg male and female animals at 3 months of age. Tg male animals 263
(225.4±7.1µm) had significantly thicker retinas than tg female animals (221.1±7.8µm) 264
(p=0.014), also for ntg animals, male mice (224.4±7.3µm) displayed a higher total retinal 265
thickness than female animals (218.5±10.7µm) (p=0.0298). Other significant differences were 266
found between male and female ntg animals at 6 months of age, where male animals 267
(223.6±3.6µm) showed significantly higher total retinal thickness than females (220.5±4.5µm) 268
(p=0.0236), and between male and female tg mice at 9 months of age: Male tg mice had 269
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significantly thicker retinas (228.0±6.4µm) than female tg mice (220.0±6.5µm) (p=0.0386) for 270
the latest measurement point. 271
272
Fig. 3: Longitudinal measurement of the total retinal thickness for all mice divided by genotype and sex. Individual 273
points represent singular measurements for one mouse eye. Significant differences between groups are marked with 274
brackets above the boxes and annotated with the corresponding p-values. 275
Following the analysis of total retinal thickness, the retinas were segmented into IRL (RNFL, 276
IPL, INL) and ORL (PRC, RPE and OPL) to evaluate the thickness of these retinal sublayers. 277
Figure 4 shows the time development of the IRL (A) and the ORL (B). The mixed effects model 278
yielded a significant thickness increase of the ORL of 3.8 µm (p=0.0048) for all mice over the 279
course of the investigation. Significant thickening of the IRL in comparison to the measurements 280
at 3 months of age could not be detected (p=0.0503). Significant group differences for the IRL 281
measurements were observed at 3, 5 and 9 months of age. At 3 months of age male, tg mice 282
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(97.3±3.7µm) showed a significantly higher IRL thickness than female tg mice (94.7±5.0µm) 283
(p=0.0215). This was also observed for ntg mice, where male mice (96.7±4.1µm) had thicker 284
IRL than female ntg mice (94.4±3.9µm) (p=0.0228). For 9 months old mouse models, the IRL 285
thickness of tg male mice (98.16±3.19µm) was significantly larger than for ntg male mice 286
(95.4±2.1µm) (p=0.0363), and also in comparison with female tg mice (94.7±4.0µm), male tg 287
mice had significantly (p=0.0331) thicker IRL. For the measurements of the ORL, no significant 288
changes were observed for the last measurement at 9 months of age. 289
290
Fig. 4: Longitudinal measurement of the IRL (A) and ORL (B) for all mice divided by genotype and sex. Individual 291
points represent singular measurements for one mouse eye. Significant differences between groups are marked with 292
brackets above the boxes and annotated with the corresponding p-values. 293
As a next step, the sublayers of the IRL (INL, RNFL and IPL) were individually investigated to 294
assess potential changes over time and between groups. Neither of these retinal sublayers showed 295
significant changes in thickness over the study time of 6 months. For the INL measurements, the 296
analysis yielded significantly different thicknesses for male and female tg animals, where male tg 297
animals displayed a thickness of 26.8 ±1.3µm, significantly thicker than female tg animals with 298
27.2 ±1.4µm (p=0.0109). Significant thickness differences also appeared between ntg male and 299
female, as well as between tg male and female mice at 5 months of age. The investigation of 300
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RNFL thickness showed significantly higher values for male tg animals (33.9±6.2µm) than for 301
female tg mice (29.4±5.6µm) (p=0.0041). For 5 months of age, a thicker RNFL for ntg male 302
animals than for tg male animals was observed as well. For the final measurement with 9-month-303
old animals, no significant differences were observed for the three inner retinal layers. 304
305
Fig. 5: Longitudinal measurement of the INL (A), RNFL (B) and IPL (C) for all mice divided by genotype and sex. 306
Individual points represent singular measurements for each one mouse eye. Significant differences between groups 307
are marked with brackets above the boxes and annotated with the corresponding p -values. 308
The ORL consists of the PRC, the OPL and the RPE. Figure 6 shows the development of 309
thickness over time for these layers. An overall thickening of the PRC for all animals by 310
2.6±1.3µm (p=0.0350) over the study duration was observed for. Significant differences between 311
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groups were found for ntg male and female animals for 3 and 6 months of age. However, similar 312
changes in layer thickness were not observed for the measurements at 5 and 9 months of age. For 313
the OPL, an overall thickening of the layer was measured (1.1±0.3µm) (p=0.0003) for all 314
animals. At the last measured timepoint, female ntg animals showed a significantly thicker OPL 315
(12.7±1.2µm) compared to female tg animals (11.7±0.6µm) (p=0.0128). 316
For the RPE data, the mixed effects models showed an overall lower RPE thickness for tg 317
animals of about 0.5±0.24µm (p=0.036). Changes over time for the RPE were not identified. 318
Similar to the OPL, female ntg animals had a different RPE thickness than tg female animals at 9 319
months of age. With 11.6±1.1µm, the female ntg animals display a significantly thicker RPE 320
than the tg animals with 10.6 ±0.4µm (p=0.0058). Note that the RPE thickness measurements 321
provided here reflect the segmented thickness of the depolarizing layer.28 Further significant 322
changes were measured for PRC thickness between male (115.7±3.5µm) and female 323
(112.5±7.8µm) ntg animals at 3 months of age (p=0.0394), between tg (11.0±0.7µm) and ntg 324
(11.7±1.3µm) male animals at 5 months of age for OPL (p=0.0423) and for tg (10.3±0.6µm) and 325
ntg (11.1±1.0µm) male animals at 5 months of age for the RPE thickness (p=0.0036). 326
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327
Fig. 6: Longitudinal measurement of the PRC (A), OPL (B) and RPE (C) for all mice divided by genotype and sex. 328
Individual points represent singular measurements for one mouse eye. Significant differences between groups are 329
marked with brackets above the boxes and annotated with the corresponding p -values. 330
331
3.2 Angiography 332
Significant differences were observed between male ntg and tg mice at 9 months of age for the 333
SVP and ICP measurements. The SVP density for ntg male mice (19.8±1.6%) was significantly 334
lower (p=0.0063) than for male tg mice (22.1±1.5%). The mixed intercepts model revealed a 335
significant (p=0.025) density decrease of about 2% for male mice over the course of the study 336
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from 3 months until 9 months of age. Significant differences were also observed between ntg 337
male and ntg female mice with lower values for ntg male mice (p=0.0047) at 9 months of age 338
and for female ntg and female tg mice at 5 months of age (p=0.0365, see Figure 7(A)). Male ntg 339
mice also experienced an ICP density decrease over the course of the longitudinal investigation. 340
The mixed effects model yielded a significant decrease of 3.6% in density for all male mice 341
(p=0.039) and 5.4% for male ntg mice (p=0.025) from the baseline measurement to the endpoint. 342
Significant differences between ntg male and tg male mice can be observed at 9 months of age. 343
With 6.8±1.4%, ntg male mice showed significantly lower density than tg male mice with 344
9.9±2.5% (p=0.0023). Male ntg mice also had significantly lower densities than female ntg mice 345
(p=0.0292). Ntg male mice also showed significantly lower ICP density than female ntg mice at 346
5 months of age (p=0.0207, see Figure 7(B)). In contrast to these findings in the SVP and ICP, 347
no significant changes over time or between individual groups were observed for the 348
measurement of the DCP density (Figure 7(C)). 349
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350
Fig. 7: Longitudinal measurements for vascular density in percentage of area (A) SVP density, (B) ICP density, (C) 351
DCP density. Significant differences between groups are marked with brackets above the boxes and annotated with 352
the corresponding p-values. 353
354
3.3 Spatial Memory Testing 355
3.3.1 MWM at 35 weeks of age 356
All remaining animals (n=27) were retested in the same MWM set-up at the age of 35 weeks. As 357
shown in Figure 8, no significant differences between the tg and ntg animals can be observed for 358
the experiment. For female animals, significant differences were observed for the latency to find 359
the platform on the fourth training day (Figure 9 (A)). For the other parameters, no changes can 360
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be observed. 361
362
Fig. 8: MWM results for animals at 35 weeks of age. (A) Latency to find the target platform, (B) distance traversed, 363
(C) floating behavior, and (D) thigmotaxis over the four training days. (E) Abidance in target quadrant and (F) 364
number of target zone crossings on the test day. Whiskers indicate ± the standard deviation (SD). 365
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366
Fig. 9: MWM results for female animals at 35 weeks of age. (A) Latency to find the target platform, (B) distance 367
traversed, (C) floating behavior, and (D) thigmotaxis over the four training days. (E) Abidance in target quadrant 368
and (F) number of target zone crossings on the test day. Whiskers indicate ± the standard deviation (SD). 369
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370
Fig. 10: MWM results for male animals at 35 weeks of age. (A) Latency to find the target platform, (B) distance 371
traversed, (C) floating behavior, and (D) thigmotaxis over the four training days. (E) Abidance in target quadrant 372
and (F) number of target zone crossings on the test day. Whiskers indicate ± the standard deviation (SD). 373
Male animals displayed no significant differences in the comparison with ntg animals in the 374
MWM test. 375
3.4 Correlation between retinal parameters and spatial memory 376
The correlation analysis between retinal parameters and values obtained from the spatial memory 377
testing revealed a significant association between the INL thickness and the MWM parameters of 378
the test day (day 5) for female transgenic mice. The number of target zone crossings (Figure 11 379
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(D-F)) as well as the percentage of time spent in the target sector (Figure 12 (D-F)) correlated 380
strongly with the thickness of the INL (0.87, 0.86), the IRL (0.77, 0.74) and the total retina (0.76, 381
0.69). Pearson’s correlation coefficient was the highest for the INL with 0.87 (p=0.0054) for the 382
number of target zone crossings and 0.86 (p=0.0060) for the time spent in the target sector. 383
These correlations were only observed for female transgenic mice. For male transgenic mice, no 384
correlation between layer thickness measurements and MWM parameters was observed for the 385
test day. Combining the two groups and looking at the correlation for all transgenic animals 386
revealed a statistically significant correlation between the two investigated MWM parameters 387
and the IRL (0.54) and INL (0.62), respectively, as shown in Figures 11 (B, C) and 12 (B, C). 388
389
Fig. 11: Correlation and linear regression between total retinal (left), IRL (middle) and INL thickness (right) with 390
number of target zone crossings for all transgenic mice (A-C), female transgenic mice (D-F) and male transgenic 391
mice (G-I). The respective Pearson correlation coefficient (Corr) and p-value as well as R2 and mean squared error 392
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(MSE) resulting from the linear regression are indicated below each graph. For each plot, the colored line represents 393
the linear regression. 394
395
Fig. 12: Correlation and linear regression between total retinal (left), IRL (middle) and INL thickness (right) with % 396
of time spent in the target sector for all transgenic mice (A-C), female transgenic mice (D-F) and male transgenic 397
mice (G-I). Below each graph, the respective Pearson correlation coefficient and p-value as well as R2 and MSE for 398
the linear regression are indicated. The colored line represents the respective linear regression. 399
Additionally, the ICP density correlated with thigmotactic behavior for female transgenic mice 400
(Corr=0.76, p=0.047) and the PRC thickness correlated negatively with floating behavior (Corr= 401
-0.82, p=0.0126). For male transgenic animals , no correlations between MWM and retinal 402
parameters were found. Furthermore, the weight of the male transgenic animals strongly correlated 403
with the SVP density (Corr=0.96, p=0.008). Tables with all compared parameters for all animal 404
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groups (tg, tg females, tg males, ntg, ntg females and ntg males) including correlation coefficients, 405
p-values, R2 and MSE are provided in the supplementary information (Table 1-12). 406
4 Discussion 407
In this investigation, longitudinal OCT imaging of a 5xFAD mouse model was performed in 408
parallel to spatial memory testing and uncovered pronounced differences in retinal parameters 409
dependent on both genotype and sex . Our analysis of retinal layer thickness revealed subtle but 410
significant thickening of the total retina over the course of the study. Thickening was also observed 411
for the ORL, where in particular the PRC and the OPL thickness increased over time. In the 412
longitudinal investigation, c onsistent thinning was not detectable for any retinal layers from 3 413
months to 9 months of age. However, thickness differences were observed for group comparison 414
at individual measurement timepoints. Our comparison between the groups at the last measurement 415
point at 9 months of age resulted in the detection of several parameters with statistically significant 416
differences. Here the total retina and the IRL of tg male mice was significantly thicker than for tg 417
female mice. The IRL layers for tg male mice were also significantly thicker than for the ntg male 418
mice indicating a swelling of the IRL for male mice. For female mice , OPL and RPE thickness 419
significantly thin in comparison to ntg female mice at 9 months of age. The longitudinal analysis 420
of OCT angiography data did not show changes for neither ntg nor tg female mice. However, for 421
male ntg mice, a significant density loss in the SVP and ICP was observed over time, leading to 422
significant differences when comparing the group to tg male mice. The observed changes in retinal 423
layer thickness and vascular density differed strongly between male and female mice indicating a 424
dependence of the phenotype on sex. Changes in angiographic parameter s depended more on the 425
sex of animals than on their genotype. The differences in retinal layer thickness also appeared very 426
differently dependent on the sex of animals. 427
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The correlation analysis of the MWM data and the retinal parameters revealed an association 428
between the thickness of the total retina, the IRL and the INL with the number of target zone 429
crossings (NTZC) and the time spent in the target sector (TSTS) on the test day. Both parameters 430
for the MWM – although not completely independent of each other – are measures of spatial 431
memory capabilities. The strongest correlation was observed between these parameters and the 432
INL thickness of female tg mice. The correlation between the NTZC and TSTS with the IRL as 433
well as the total retinal thickness for female mice is likely due to their strong correlation with the 434
INL. For male tg mice, no significant positive correlation between total retina, IRL and INL layer 435
thickness was measured. With a correlation coefficient of 0.65 for INL and TSTS, correlation 436
between the two parameters can still be observed . Combining this information with the sex 437
differences in layer thickness, we conclude a strong sex influence on the retinal phenotype of the 438
5xFAD mouse model and its connection to spatial memory. 439
Our results partly differ from data reported in other studies on 5xFAD mice . Lim and coworkers 440
observed RNFL thinning and OPL thickening in the investigation of 32 tg and 38 ntg mice with 441
unspecified sex.24 In contrast, we did not observe RNFL thinning, although our investigation did 442
indicate (non-significant) thickening of the OPL. Given that the sex specifications were missing 443
in that publication, it was not possible to perform a clear comparison of our data with this previous 444
measurement. We do want to stress that the gender composition of the investigated animals is 445
especially relevant given the strong impact of sex on the results measured in this study and in AD 446
mouse models in general.33 The inclusion of more female or male tg or ntg control animals could 447
shift the outcome of the measured results considerably. 448
In another study, Matei et al. performed OCT on 16 male tg 5xFAD mice in comparison with 10 449
C57BL/6J and 6 C57BL/6 mice. In 3-months-old tg mice, the authors do not report changes in the 450
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total retinal thickness measured with OCT .26 Our investigation confirms these findings for male 451
animals. Of note, this study did not use littermates, but C57BL/6J and C57BL/6 as controls, using 452
two different control strains may bias the results.26 453
In their 2021 study, Kim et al. performed an OCT investigation in a female-only cohort of 5 tg and 454
6 ntg animals at 6 months of age.25 The chosen control animals were of the associated background 455
strain (B6SJLF1/J), hence a comparison with our data on female 5xFAD mice should be straight-456
forward. Still, we cannot confirm their findings of retinal thinning in the total retina, the RNFL, 457
the IRL and ORL at 6 months of age. On the other hand, our measurements confirm the absence 458
of changes in vascular density for SVP, ICP and DCP. 25 459
Given that we investigated 44 tg (22 female, n=12) and 42 ntg (19 female, n=12) volume scans for 460
mice at 6 months of age, the lack of overlap with the previously reported results is surprising and 461
can probably be attributed to a number of differences in the study protocols. One potential reason 462
for this is the use of differing anaesthesia agents in the mentioned studies, as ketamine/xylazine 463
was used by Kim et al., Lim et at., and Matei et al., whereas our study used isoflurane. 24,25,26 464
Additionally, genetic drift, breeding, body temperature of animals, anaesthesia time, blood 465
pressure, time of imaging, eye drops as well as diet and housing conditions (e.g., single vs. group 466
housing) could potentially – and in some cases do – differ between the studies and can influence 467
the outcome of experiments. For this reason, we want to stress that there is a lack of standardization 468
in the research field that makes the replication and confirmation of results extremely difficult. 469
Without a description of every detail in the study protocol , results might considerably differ 470
between research groups. This also applie s to the comparison between mouse models. Retinal 471
changes were reported for several other mouse models, some with partially overlapping knock -in 472
genes (3xTg) or modelling similar disease aspects (APP/PS1 mouse for amyloid pathology) as the 473
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5xFAD mouse model. 17 Another factor that should be considered is the regional dependency of 474
retinal thinning, as for example measured in 3xTg mice, w here the longitudinal development of 475
sub-layer thickness differs depending on the distance to the ONH. 34 Given the variety in imaging 476
protocols and aforementioned factors, as well as varying data analysis approaches, a reliable 477
comparison of OCT findings of retinal pathologies in mouse models seems currently only possible 478
if done in the same research group, leaving a significant knowledge gap in the investigation of the 479
retinal phenotype of the AD disease. Since most AD mouse models only model one or few aspects 480
of the disease pattern, comparability between studies and thus models is critical for the research of 481
the retinal pathology of AD and the translatability of the results to human AD diagnostics. 482
Gender-specific medicine is crucial for drug development, diagnostics and treatment. It is therefore 483
also increasingly important to discover sex-based differences in mouse models of disease and take 484
these into account for preclinical studies. The study presented in this work represents not only the 485
most extensive longitudinal OCT investigation of the 5xFAD mouse model to date, but also reveals 486
sex-based differences in comparisons of retinal parameters with the spatial memory phenotype of 487
the mouse models, thus adding more knowledge to further improve targeted research in the field 488
of AD. 489
5 Conclusion 490
The presented study investigated retinal parameters in the 5xFAD mouse model of AD over the 491
course of 6 months providing insights into the progression of retinal pathologies, especially the 492
respective retinal thickness changes for male and female mice, as well as the decay in vascular 493
density for ntg male mice. By correlating retinal parameters with the spatial memory phenotype 494
of the investigated animals, a connection between INL thickness and MWM performance was 495
observed for female tg animals, expanding the knowledge on the interaction between phenotypes 496
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for this particular model of AD. Our investigation proves that a multidisciplinary approach, with 497
retinal imaging and behavior analysis, can provide more comprehensive and complementary 498
information, which may help understanding the concurrent development of different aspects of 499
AD. Additionally, this study shows that a separate analysis of female and male mice, as well as 500
the minute control of experimental conditions are crucial for the generation of unbiased results in 501
the investigation of the retinal phenotype in mouse models of AD. 502
503
Disclosure 504
Magdalena Daurer, Laurenz Jauk, Roland Rabl and Manuela Prokesch are employees of Scantox 505
Neuro GmbH. All other authors declare that there are no financial interests, commercial 506
affiliations, or other potential conflicts of interest that could have influenced the objectivity of this 507
research or the writing of this paper. 508
509
Acknowledgments 510
The authors want to thank And reas Hodul for his help in constructing the MWM set -up and the 511
mouse imaging stage . We are grateful to Sonja Reynoso-De-Leon, Christian Schönauer , Jasmin 512
Rezek and the te am in the animal facility for their irreplaceable assistance with the mice. 513
Additionally, we want to thank Patrick Bilic and Eva Fuchs for their support and guidance on 514
animal welfare related issues , and Robin Ristl (Center for Medical Data Science, Medical 515
University of Vienn a) for assistance with the statistical analysis. Funding for this project was 516
provided by Scantox Neuro GmbH, the FFG grant 900435, the ERC Proof of Concept grant 517
101069344 OPTIMEYEZ and the Austrian Science Fund grant I6092-B. 518
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Code, Data, and Materials Availability 519
All data in support of the findings of this paper are available within the article and as 520
supplementary material. Raw data can be requested from the author at 521
[email protected]. . 522