Introduction
31
High-quality evidence regarding the impact of anti microbial stewardship (AMS) is 32
limited in Asia. In this study, we aimed to determine the effe cts of a pharmacist-led 33
prospective audit with feedback intervention , as part of an AMS programme following 34
national guidelines, in two provincial-level general hospitals in Vietna m, a lower-middle-35
income coun try. 36
37
Methods
38
We performed controlled interrupt ed time-series analyses to evaluate the impact of an 39
AMS interven tion on antibiotic use in days of therapy per 1000 patie nt-days, antibiotic 40
non-susceptibility percentage and patient out comes . In each hospital , four wards 41
received the interven tion and four wards acted as controls. Pre-interv ention periods 42
began in January 2019 and contin ued to May 2020 (Hospital 1) and July 2020 (Hospital 43
2), followed by a 12-month post-in tervention period. 44
45
Results
46
In Hospital 1, th e interven tion was associated with a reduction in the level of antibiotic 47
use (95.9, 95% CI [10. 9, 180 .8]), alt hough there was no evidence for a change in trend 48
(0.9[-3.6 , 5.4]) . In con trast, in Hospital 2, there was no evidence for a change in either 49
level (6.3[-83.7 , 96.3]) or trend (-2. 1[-4.8 , 0.6]). I n Hospital 1, we observed a decreasing 50
trend in antibiotic non-suscep tibility among hospital-acquired Escherichia coli to 51
aminoglycosides (odd s ratio: 0.87[0.78, 0 .97]), but incre asing for Pseudomonas 52
aeruginosa to carbapenems (1.1 1[1.00, 1 .22]) and Acinet obacte r spp. to aminoglycosides 53
(1.07[1.00 , 1.27]) . In Hospital 2, evi dence indicated decreasing trends in Acinetobact er 54
spp. to carbapenems (0.96[0.88 , 1. 00]), ciprofloxacin (0.93[0 .85, 1 .00]), and piperacillin-55
tazobactam (0 .94[0.7 8, 1.0 0]), but i ncreasing for P. aeruginosa to ami noglycosides 56
(1.07[1.00 , 1.20] , ciprofloxacin (1.4 5[1.18, 1 .77]), and cef tazidime (1.0 3[1.00, 1 .19]). We 57
did not find evidence that the in te rvention was associated with chan ges in mortality or 58
hospitalisation costs. 59
60
Conclusion
61
The impact of AM S varied between the two hospitals, highlighting c ontex t-specific 62
implemen tation ch allenges and th e necessity to monitor changes in antibiotic resistance 63
over time to tailor interven tions th at respond to local resi stance epidemiology. 64
65
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3
Key words 66
Antimicrobial stewardship 67
Impact 68
Asia 69
Vietna m 70
Antibiotic use 71
Antimicrobial resistance 72
Mortality 73
Hospitalization cost 74
75
76
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4
WHAT IS ALREADY KN OWN ON THIS TOPIC 77
• Previous systematic reviews and recent interrup ted time series (ITS) studies have 78
shown large variations in the impact of antimicrobial stewardship (AMS) on 79
hospital antibiotic use and resistance. Few previous ITS studies of AMS have used 80
a control in their analysis. 81
82
WHAT THIS STUDY ADDS 83
• Using a strong quasi-experimental study design with a control group , we 84
generated empirical evidence on t he multi- facet ed effects of an AMS intervention 85
on antibiotic use and resistance in hospitals in a middle-income coun try in Asia. 86
• The impleme ntation of prospectiv e audit and feedback in the conte x t of 87
established AMS programmes following the national guidelines had different 88
effects on total an tibiotic use and antibiotic non-suscep tibility propo rtions 89
among com mon hospital-acquired pathogens found in Vietna m. 90
91
HOW THIS STUDY MIGHT AFF EC T RES EAR CH, PRACTI CE O R POLI CY 92
• This study contributes evidence from a strong study design on the e ffects of AMS 93
implemen tation in hospitals in a m iddle-income coun try in Asia, which can inform 94
future AM S programmes in similar settings. 95
• It highlights the need to mo nitor t he emergence and spread of antibiotic 96
resistance in hospital settings in Asia to support development and design of 97
novel interventio ns for AMS and other programmes to respond to th e fast-98
changing resistance profiles of bac terial pathogens in hospitals. 99
100
101
102
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Introduction
103
Widespread use of antibiotics in humans, food production ani mals and spillover into the 104
environmen t has accelerated t he e mergence and trans mission of dru g-resistant 105
bacteria 1 . Anti microbial stewardship (AMS) interventions are designed to target 106
inappropriate antibiotic use to reduce selective pressure on resistant bacteria 2 . A recen t 107
meta -analysis of the global impact of AMS programmes reported that such 108
interventions were associated with an estimated me an reduction in t he proportion of 109
patients receiving antibiotic prescriptions by 10% (95% CI: [4%, 15%]) and a mean rate 110
ratio of 0.72 (95%CI: [0. 56, 0. 92]) in the consump tion rate measured b y defined daily 111
doses per 100 patient-days 3 . Impo rtantly, AM S programmes need to monitor the i mpact 112
on mortality to ensure interve ntio ns do not harm patients as well as impact on antibiotic 113
use and resistance. Unfortu nately , such evidence for hospital inpatien ts is currently 114
insufficient 4 5 . A meta -analysis including 221 studies across 34 countries by Davey et al 115
found that mortality risks were sim ilar between intervention and con t rol groups 4 . 116
117
The two study designs conside red appropriate for evaluating the impact of AMS 118
interventions are randomised cont rolled trials and quasi-experimenta l studies (non-119
randomised controlled trials, controlled before-and-after designs, and interrupted time 120
series) 4 . Recent evidence of t he eff ect of AMS interv entions on resistance outco mes 121
comes from studies with weak desi gns. For example , between 2012 a nd 2017, only 8 of 122
26 studies used interrupted time series, and none included a control group in their 123
analysis 5 . In recent studies, only on e study in Canada used a control g roup and 124
demonstrated th e impact of a com prehensive AMS programme with a sustained 125
reduction of hospital-acquired anti biotic-resistant organisms 6 . Large heterogeneity in 126
study designs, AMS interventions, and how resistance was evaluated (denominators of 127
outcom e measures), along with un controlled contex t-specific confo u nding factors, have 128
contributed to variations in the re ported impact of AMS programme s on resistance 5 . 129
130
In this study, we aimed to evaluat e the impact of an AM S interven tio n in two provincial 131
general hospitals (Hospital 1 and Hospital 2) in Vietna m, a lower-mi ddle-income coun try 132
in Asia. W e hypothesised that t he AMS interven tion would reduce an tibiotic use without 133
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negatively impacting patien t outc omes, and reduce the proportions of patients carrying 134
resistant organisms for clinically i mportant bac terial species. Vietna m developed its first 135
national action plan for controlling antimicrobial resistance and initiat ed discussions on 136
AMS impleme nta tion in a local hospital network in 2013 7 . Since t hen , several guidelines 137
for antibiotic treat ment a nd AMS implemen tation in hospitals have b een issued and 138
local hospitals have started their AMS programmes following guideli nes from the 139
Ministry of Health (MoH) 8 . We pre viously reported on our implemen tation research to 140
assess the feasibility of AMS interv entions in these two provincial hospitals in 141
collaboration with the Duke An tim icrobial Stewardship Outreach Ne t work 9 . The 142
theoretical fra mework for AMS implementa tion in this research was based on the 143
assumption tha t hospitals are complex adaptive systems and that AMS tea ms could 144
leverage their unique charact eristics and interconnec tions to develop a locally feasi ble 145
and sustainable programme. Prosp ective audit and feedback (PAF) w as chosen as the 146
core AMS interven tion implem ent ed at these two hospitals based on evidence from a 147
previous systematic review on effective behaviour change in terventio ns for antibiotic 148
prescribing in hos pitals 4 . 149
150
Methods
151
Study setting and population 152
The study was implemented in two provincial hospitals in Vietnam: H ospital 1 (1000 153
beds) and Hospital 2 (2000 be ds). We selected 8/26 clinical wards in Hospital 1 and 8/27 154
clinical wards in Hospital 2, equally divided between interven tion and control groups. 155
Ward selection and assignment we re described previously 9 . Briefly, w ards were selected 156
based on two criteria: (1) higher-than-average antibiotic use in th e ho spital based on 157
pharmacy-reported data and (2) willingness of the ward head to pa rticipate. All 158
inpatients in the study wards during evaluation periods were include d. Allocations of the 159
wards in the two hospitals were si milar in terms of clinical specialties, with four 160
intervention versus con trol ward p airs, as shown in Figure 1. Detailed characteristics of 161
these two hospitals are presented in Table 1S (Supplemen tary Data). 162
163
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Before the interven tion, an AM S te am was formally established at the two hospitals with 164
the implem enta tion of the pre-au t horisation policy (which required d octors to obtain 165
approval from the head of the clinical ward and a d irector board re pr esentative before 166
using antibiotics on the restricted antibiotic list) following the 2016 national AMS 167
guidelines 10 . Infectio n prevention and control (IPC) guidance from th e MoH has been 168
issued since 2009 ( 18/2009/TT-BYT) with documents and training provided by the MoH 169
to the hospitals since then 11 . The 2 016 AMS guidelines included the role of IPC staff in 170
the AMS co mmi ttee and described the set of responsibilities in implementi ng protocols 171
for the isolation of patients with m ultidrug-resistant organisms, alon g with basic IPC 172
measures such as hand hygiene, u se of personal p rotective equipme nt, sterilisation of 173
medical equipment , enh anced mo nitoring, and outbreak investigatio ns. Although t here 174
were cases of COVID-19 in 2020 in some specific areas of Vietnam, th e COVID -19 175
pandemic did not affect th e two h ospitals until late April 2021 in Hos pital 1 and July 176
2021 in Hospital 2, towards the en d of the intervention periods 12 . 177
178
Interventions 179
At the beginning of the project , an AMS team was established to collect baseline data 180
for assessments of needs, gaps, str engths, and weaknesses to inform planning of the 181
intervention 9 . As part of the PA F a ctivity, clinical pharma cists made weekly visits to the 182
intervention wards to review antibiotic prescriptions for patients and provide 183
recomme ndations for improveme nt where needed. During t his intervention period, both 184
hospitals still maintained the pre-a uthorisation policy and routine hospital-level IPC 185
activities in all clinical wards a s usu al, including the study wards. Figure 1S outlines the 186
timeline of project activi ties implement ed before, during, and after t he interven tion 187
period, when PAF started on 01 Ju ne 2020 in Hospital 1 and 29 July 2020 in Hospital 2. 188
189
During the one-year int ervention period, the PAF ac tivity at Hospital 1 was led by two 190
clinical pharmacists who conducte d a total of 1,890 PAF reviews, whil e Hospital 2 191
assigned four clinical pharmacists to conducted a total of 1,628 PAF r eviews 9 . 82 192
recomme ndations were made am ong the reviews at Hospital 1 (75% were accepted by 193
the treati ng doctors), and 128 were made at Hospital 2 (33% accept e d) . Common 194
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recomme ndations included de-esc alation of antibiotics, microbiology and additional 195
testing, m edication switches, a nd documen tation of an tibiotic indications in the charts. 196
Recom mendations were com muni cated through face -to- face discussions, notes 197
attach ed to patient medical charts, or phone calls. AMS teams also prepared a monthly 198
summary PA F report for each inter vention ward in both hospitals, and clinical 199
pharmacists presented this report in ward meetings and attended routine clinical ward 200
rounds. 201
202
In addition to PAF , doctors in the interven tion wards also participated in evaluation 203
activities at baseline and during the intervention period conducted b y the AMS tea m to 204
inform planning and monitoring, i ncluding retrospective review of antibiotic 205
prescriptions 13 and repeated surve ys on knowledge, attitude, and practices (KAP) related 206
to antibiotic use, AMR , and AMS ; K AP surveys were also completed b y doctors in the 207
control wards (Figure 1S, Supplem entary Data) . Training was delivere d by experts from 208
national universities for medicine a nd pharmacy and hospitals for tro pical diseases, 209
focusing on antibiotic treat men t f or common infec tions, surgical prophylaxis, antibiotics, 210
and the use of microbiological tests and interpretation of microbiology results. 211
212
Patient and public involment 213
Patien ts and/or the public were not involved in the design, or conduct, or reporting, or 214
dissemination plans of this researc h. 215
216
Outcome measures 217
Primary outco mes: 218
• Antibiotic use: The primary outco m e is the amount of an tibiotic use in Days of 219
Therapy (DOT) per 1000 patient-d ays on a weekly time interval. Raw patient-lev el 220
antibiotic prescription data from hospital information systems (HI S) were 221
extract ed together with patien t administrative , diagnosis di scharge o utcom es and 222
bed day information. From t hese data, we calcula ted the an tibiotic use indicators 223
overall and by Anatomical Therapeutic Chemical (ATC) classification of chemical 224
therapeutic subgroup defined by the World Health Organization ( W HO) . Pa tients 225
could move between study wards; each patient was coun ted only once under 226
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each grouping (and antibiotics used by the patient on a specific day were 227
counted for the ward where the pa tient stayed on tha t day). We also described 228
antibiotic use before and after the start of the AMS in terventio n by calculating 229
the proportions of patients admitt ed to each study ward who used at least one 230
antibiotic, and proportions of all used antibiotics by AWaRe (Access, Watc h, 231
Reserve, and Ot her) groups (2021 version) defined by WHO 14 . 232
233
• Antibiotic no n-susceptibility among hospital-acquired isolates: Microbi ology data 234
were deduplicated, i.e. if a patient had several specimens collected within 30-235
days, then the duplicate results we re excluded . Hospital-acquired isolates were 236
defined as those from specimens sampled at least 48 hours after hospital 237
admission (counted for the first positive sample of the same specime n type and 238
bacterium only). Hospital-acquired isolates were identified and analy s ed for the 239
change in the non -susceptibility proportion after interven tion. We me asured the 240
proportions of antibiotic non-susceptibility in five common organism s identified 241
in routine clinical investigations (specimens from all bodily sites, excluding 242
specimens for screening purposes) : Escherichia coli, Klebsiella spp ., Ac inet obacte r 243
spp ., Pseudomo nas aeruginosa, an d Staphylococcus aureus . Raw data for antibiotic 244
susceptibility testing results were e xtracted from the WH ONET dat abase of each 245
hospital and interpreted using the AMR R package 15 (interpretation u sing CLSI 246
guidelines 2023). Non-susceptibility proportions were calculated as the ratio of 247
the nu mber of non-susceptible isolates to the nu mber of tested isolates for a 248
specific organism (isolates were de duplicated by patient and specimen type). We 249
reported microbiology data follow ing the recomm endations of the MICRO 250
framework (Supplemen tary Data) f or the following pathogen-drug combinations 251
which were considered relevant in the local epidemiological context : 252
• E.coli and Klebsiella spp.: third-generation cephalosporin (ceftriaxone or 253
ceftazidime) , a minoglycoside (gentamicin and one of amikacin or tob ramycin) , 254
fluoroquinolone (ciprofloxacin), ca rbapenem (one of ertapene m, imi penem , 255
meropenem , or doripenem); 256
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• P. ae ruginosa and Acinetobac ter sp p.: third-genera tion cephalosporin 257
(ceftazidime), a minoglycoside (one of amikacin or tobramycin), 258
fluoroquinolone (ciprofloxacin), ca rbapenem (one of imipene m, m eropenem, 259
or doripenem), piperacillin-tazobactam , aztreona m , colistin ; 260
• S. aureus: Methicillin-resistan t (MR SA) (oxacillin or cefoxitin). 261
Secondary outco mes: 262
• In-hospital mortali ty: In- hospital m ortality per 1000 admitted patients on a 263
weekly time interval, including pati ents who died in hospital and thos e who were 264
discharged to die at home. 265
• Cost of hospitalisation : Includes all costs incurred during each hospit al admission 266
as recorded in the medical record of each patient af ter hospital discharge. This is 267
direct medical costs (including all types of costs: drugs, medical servi ces, 268
procedures, consumables, tes ts, be d and room services) pa id to the hospital, 269
either by the patient ou t of pocket or by a third-party payer ( such as health 270
insurance). Direc t non- medical costs and indirect costs were not included. All 271
costs were converted from Vietn a m Dong to US Dollar in 2021 value s, with costs 272
incurred in 2019 and 2020 adjusted to the equivalent values in 2021 using Gross 273
Domestic Product deflation rates 16 . 274
275
For antibiotic use, mor tality, and h ospitalisation costs, before-inteve ntion tim e series 276
were available from 1 Jan 2019 to 1 Jun 2021 in Hospital 1 and from 1 Jan 2019 to 29 Jul 277
2021 in Hospital 2. Antibiotic non - susceptibility data were available f rom 1 Jan 2014 to 278
31 Dec 2021 in Hospital 1, excep t f or S. aureus from 1 Jan 2017 to 31 Dec 2021 and from 279
1 Dec 2017 to 31 Dec 2021 in Hos pital 2. 280
281
Statistical methods 282
All analyses were conducted separ ately for each hospital. The proportion of patients 283
with any antibiotic use during their hospital stay, DOT per 1000 patient-days, D OT 284
percentage by AWaRe classificatio n, in-hospital mor tality per 1000 admitted patien ts, 285
and cost of hospitalisation were su mmarised by pre- and post-intervention periods for 286
all study ward s and for each ward pair. Out come variables were visualised and 287
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decomposed to examine pote ntial patterns, trends, and seasonality. Based on the 288
available observations and perio di c patterns, t he aggregate unit , i.e. week or month, for 289
each outco me was determined . 290
291
An interrupted tim e series (ITS) design was used to compare longitudinal changes in the 292
post-interven tion period to a hypo thetical scenario in which t he inter vention did not 293
occur. W e then perfor med a contr olled interrupted time series (CITS) analysis that 294
incorporated both control and inte rvention groups into an ITS model. Segmen ted 295
regression models we re used to es timate the effe cts of the int erventi on for both ITS and 296
CITS, which are shown in the suppl emen tary data. Specifically, a ntibiotic non-297
susceptibility was modelled us ing l ogistic regress ion, while other out comes were 298
modelled using linear regres sions. 299
300
Segmen ted regression model assu mptions were checked by examini ng the residuals, 301
particularly temporal correlation using ACF/PACF plots and Ljung-Box test. For linear 302
segmented regression, an Autoreg ressive Integrated Moving Average (ARIMA) model 303
was added to the regres sion model to adjust for non-stationarity, au t ocorrelation, and 304
seasonality. ARIMA model selectio n was performed using an automated process in the R 305
function au to.ari ma(). 306
307
For logistic regres sion, the models were first run without any lags of antibiotic non-308
susceptibility proportions. In case of auto-correlation in t he simulate d residuals, the 309
models were re-run afte having added lags of antibiotic non-suscepti bility propo rtion as 310
suggested by the ACF plots. In case of presence of overdisper sion, the logistic 311
regression models we re re-run replacing the binomial distribution by a quasibinomial. 312
Finally, for all models with less tha n 10 events (antibiotic use or antib iotic non-313
susceptibility) or non-events per co-variable, the models were re-run with L 2 314
regularization (ridge) in order to a void biases and large confidence i ntervals for the 315
parameter estima tes. Th e optimal value of the shrinkage parameter was searched by 316
cross-validation as implemented by the cv.glmn et() func tion of the gl mnet R package . 317
(See additional information in t he methods provided in Supplementa ry Data). 318
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All analyses were conducted in R (v.4.3 .1; R Core Team 2022) . 319
320
This study report follow s the criteria described for nonrandomised evaluations of 321
behavioral and public health interv entions 17 (see TREND S tate men t Checklist in 322
Supplemen tary Data) . 323
324
Results
325
Figure 1 illustrates the inpatient ad missions to the eight study wards i n each hospital, 326
both prior to and following the implementa tion of the AM S programme. I n total , there 327
were 45,623 patients in the in terve ntion group and 51,444 patients in the control group 328
in Hospital 1, while Hospital 2 reported 18,842 and 25,401 patie nts, r espectively. A 329
summary of patient de mographic characteristics by study group, war d pair and hos pital 330
is available in Table 2S (Supplementary Data). 331
332
In Hospital 1, th e most com mon di agnoses in the intervention group included 333
injury/poisoning (18.3%), gastroint estinal (13.6%) , infectious (12 .5%), and respiratory 334
(10.9%) . In the co ntrol group, the predominant diagnoses were respi ratory (29.3%), 335
infectious (14.8 %), digestive (13.4 %), cardiovascular (9.8%) , and genitourinary (8.0%). I n 336
Hospital 2's intervention group, th e leading diagnoses were injury/p oisoning (38.3%), 337
cardiovascular (12.2%), gastrointes tinal (9.5%) , and respiratory (8.2%). In the control 338
group, the most frequen t diagnoses were oncological (29.7%), gastrointestinal (26.2 %), 339
infectious (14.4 %), and respiratory (9.1%) (Table 3S, Suppleme ntary D ata). 340
341
Antibiotic use 342
Proportion of patients with any antibiotic use 343
Higher proportions of patients with any antibiotic use were observed in the interven tion 344
group compared to the control group across most diagnostic categories in Hospital 1, 345
except for infec tious, genito- urinar y, and respiratory d iagnoses durin g both periods. 346
Conversely, in Hospital 2, the proportions of antibiotic use were lowe r for circulatory, 347
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gastrointestinal, and not -elsewher e-classified diagnoses in the interv ention group (Table 348
3S, Supplemen tary Data) . 349
350
The proportion of patients with any antibiotic use decreased slightly i n the post-351
intervention period for both interv ention and control group wards in Hospital 1, with 352
respective absolute reductions of 1.3% (from 71 .4% to 70 .1%) and 0. 6% (from 67.0 % to 353
66.4%) (Table 1). In con trast, Hospital 2 experienced an absolute reduction in antibiotic 354
use in intervention wards of 4.4% ( from 68.3% to 63.9%) and an abso lute increase of 355
4.3% (from 72 .0% to 76 .3%) in con trol wards (Tab le 1). 356
357
Proportion of AWaRe antibiotic classification 358
There was an increase in the proportion of Access antibiotics from 11.3% to 19 .1% in th e 359
intervention group and from 14.4 % to 19.7% in the con trol group at Hospital 1. 360
Conversely, the use of Access antibiotics fell at Hospital 2, declining from 21.9% to 361
14.9% in t he interven tion group and from 21.0% to 15. 6% in the co nt rol group. 362
Additionally, there was a rise in th e use of other antibiotic categories that were classified 363
as “Not recommended” or unclassified by the WH O in the A WaRe cla ssifications version 364
2021 (including cefoperazone/ beta-lacta mase inhibitor and ticarcillin/ beta-lacta mase 365
inhibitor), increasing from 16.9% t o 26.2% and from 16.9 % to 22. 4% , respectively (Table 366
1). We observed decreases in the use of certain subgroups, accompanied by increases in 367
others, depending on the available antibiotic agents at each hospital , with more 368
pronounced changes noted at Hospital 2 compared to Hospital 1 (Table 2S, 369
Supplemen tary Data) . In the in terv ention groups, there were decreases in the use of 370
second-generation cephalosporins (from 13.8% to 5 .2%) and glycopeptides (from 3.7% 371
to 2.3%) at Hospital 1, and in penic illin/beta-lacta mase inhibitors (from 27.9 % to 24.6 %), 372
fourth-gen eration cephalosporins (from 5.6% to 2 .5%) , and fluoroquinolones (from 373
22.6% to 16 .5%) at Hospital 2.374
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Table 1. Study participants, antibiot ic use, mortality, costs of hospitaliz ation and antibio tic 375
non -susceptibility among hospital- acquired isolates before and af te r t he start of AMS 376
inte rv en tion 377
Study varia ble s Hos pita l 1 Hos pita l 2
Interven tion Control Interven tion Control
Before After Before After Before After Before After
Number of patie nt s
All s tu dy wards 27,341 18,282 30,245 21,199 10,994 7,848 15,403 9,998
ICU pair 15,569 10,644 8,359 6,126 2,256 1,444 2,799 2,125
Surg ical pa ir 4,979 3,462 2,081 1,574 3,700 2,730 4,575 3,190
Internal pair 1 3,130 2,954 13,146 8,933 3,472 2,322 4,289 2,917
Internal pair 2 6,602 3,418 9,074 6,156 1,806 1,450 4,220 2,040
Antib ioti c use ( % )
All s tu dy wards 71.4 70.1 67.0 66.4 68.3 63.9 72.0 76.3
ICU pair 71.1 63.9 52.0 49.5 93.7 91.6 88.6 94.3
Surg ical pa ir 79.1 77.5 92.0 90.0 82.5 80.7 88.7 89.8
Internal pair 1 79.2 77.1 80.7 82.5 37.4 26.8 50.1 50.1
Internal pair 2 49.2 57.9 49.7 47.8 68.2 65.7 63.5 72.6
DOT1000
All s tu dy wards 804 875 907 934 551 490 361 427
ICU pair 957 968 964 945 979 861 941 1178
Surg ical pa ir 866 778 1361 1497 587 531 591 693
Internal pair 1 1100 1219 978 1016 215 190 117 122
Internal pair 2 491 571 635 604 561 527 472 581
AWaRe group (% DOT) for all study wards
Acces s 11.3 19.1 14.4 19.7 21.9 14.0 21.0 15.6
Watch 88.1 80.0 84.6 78.9 60.1 58.7 58.6 57.8
Reserve 0.4 0.5 0.7 0.9 1.0 1.1 3.5 4.2
Other* 0.1 0.4 0.3 0.4 16.9 26.2 16.9 22.4
Mortal ity §
All s tu dy wards 6.7 9.6 45.2 58.8 43.8 41.7 92.3 81.5
ICU pair 5.0 8.2 160.2 199.8 194.1 213.3 368.3 382.1
Surg ical pa ir 1.8 0.6 2.4 1.3 6.5 3.3 7.4 11.6
Internal pair 1 27.2 28.1 0.5 0.4 7.8 4.7 36.4 19.5
Internal pair 2 2.0 2.0 16.2 16.6 8.9 6.9 26.1 27.0
Hos pita liza tion co st #
All s tu dy wards 183
(69-263)
192
(82-277)
97
(54-198)
106
(61-207)
491
(240-1027)
470
(249-922)
402
(193-835)
520
(265-979)
ICU pair 233
(186-324)
237
(186-323)
206
(112-382)
206
(111-382)
1575
(829-2571)
1453
(771-2341)
1575
(829-2571)
1210
(599-2127)
Surg ical pa ir 146
(81-310)
142
(78-279)
176
(82-387)
178
(82-410)
521
(275-1003)
507
(266-908)
434
(237-760)
560
(326-909)
Internal pair 1 145
(82-250)
150
(80-264)
67
(41-106)
79
(48-121)
291
(165-494)
284
(166-454)
300
(187-529)
287
(180-521)
Internal pair 2 49
(35-71)
58
(42-87)
116
(65-234)
114
(66-222)
508
(256-880)
519
(282-812)
255
(123-504)
357
(198-633)
Antib ioti c non -s us cept ibi lity amo ng ho spi tal ac quire d iso late s ∏
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15
Study varia ble s Hos pita l 1 Hos pita l 2
Interven tion Control Interven tion Control
Before After Before After Before After Before After
E. coli
Amin og lyc os ides 242/657
(37)
65/145
(45)
395/806
(49)
104/176
(59)
12/48
(25)
3/14
(21)
27/74
(36)
7/26
(27)
Carbapenem s 78/657
(12)
23/145
(16)
216/806
(27)
54/176
(31)
14/144
(10)
0/14
(0)
5/74
(7)
2/26
(8)
Ci prof lo xaci n 335/476
(70)
122/144
(85)
515/590
(87)
157/167
(94)
91/113
(81)
27/34
(79)
44/55
(80)
16/18
(89)
3 rd genenerati on
cephal os pori ns
311/657
(47)
123/145
(85)
508/806
(63)
166/176
(94)
89/144
(62)
27/45
(60)
43/74
(58)
13/26
(50)
Klebsiella spp .
A m i no gl y co si d e s 33/141
(23)
26/49
(53)
106/455
(23)
73/96
(76)
150/249
(60)
31/67
(46)
51/119
(43)
21/41
(51)
Carbapenem s 32/141
(23)
23/49
(47)
95/455
(21)
68/96
(71)
130/249
(52)
21/67
(31)
50/119
(42)
19/41
(46)
Ci prof lo xaci n 46/105
(44)
34/45
(76)
154/268
57
81/96
(84)
166/205
(81)
35/56
(62)
69/91
(76)
23/30
(77)
3 rd genenerati on
cephal os pori ns
60/141
(43)
43/49
(88)
164/455
(36)
86/96
(90)
174/249
(70)
36/67
(54)
70/119
(59)
23/41
(56)
P. aeruginosa
Amin og lyc os ides 15/50
(30)
11/20
(55)
69/150
(46)
35/41
(85)
206/348
(59)
44/87
(51)
45/92
(49)
13/22
(59)
Carbapenem s 21/50
(42)
5/20
(25)
74/150
(49)
28/41
(68)
174/348
(50)
42/87
(48)
49/92
(53)
12/22
(55)
Ci prof lo xaci n 22/42
(52)
13/20
(65)
63/109
(58)
28/40
(70)
193/293
(66)
46/75
(61)
47/83
(57)
12/19
(63)
Ceftaz idi me 12/43
(28)
8/20
(40)
53/108
(49)
25/40
(62)
91/316
(29)
14/61
(23)
44/86
(51)
4/15
(27)
Piperaci ll in-
tazobactam
11/43
(26)
6/20
(30)
38/110
(35)
20/41
(49)
30/309
(10)
7/77
(9)
6/83
(7)
1/20
(5)
Acinetobacter spp.
Amin og lyc os ides 120/140
(86)
50/60
(83)
172/310
(55)
65/70
(93)
244/310
(79)
88/103
(85)
153/198
(77)
47/60
(78)
Carbapenem s 78/140
(56)
39/60
(65)
153/310
(49)
49/70
(70)
251/310
(81)
93/103
(90)
165/198
(83)
52/60
(87)
Ci prof lo xaci n 118/124
(95)
57/58
(98)
162/179
(91)
60/67
(90)
245/282
(87)
90/97
(93)
160/177
(90)
51/56
(91)
Ceftaz idi me 112/122
(92)
53/58
(91)
153/183
(84)
63/69
(91)
267/289
(92)
84/87
(97)
160/179
(89)
50/54
(93)
Piperaci ll in-
tazobactam
102/124
(82)
44/60
(73)
151/183
(83)
52/70
(74)
219/254
(86)
89/93
(96)
142/156
(91)
51/54
(94)
S. aureus
MRSA 74/85
(87)
50/57
(88)
210/278
(76)
88/112
(79)
71/93
(76)
19/25
(76)
60/79
(76)
11/12
(92)
378
* Antimic robials classified und er this g roup followin g WH O AW AR E’s 2021 v ersion in clude: cefo per azon e and bet a-lact am ase 379
inhibitor, ticar cillin and beta-l act am ase inhibitor. 380
§ In-hospital mortality w as c alcul ated as those with o utcome re cord ed as “deat h” and “going home to di e” out of the p atients 381
admitted to the cor respondin g study wa rds ( exp ress ed as p er 1000 admissions). 382
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# Costs are presen ted in US Dollar media n (inte rqu a rtile r ange) per da y of hospit alization, c alcul ated fo r individual pa tients, and with 383
costs in 2019 an d 2020 adjust ed to th e costs of 202 1 using GDP defl ation r ates. 384
∏ Antibiotic non-susc eptibility d ata ar e pr esented as the pro portion of n umbe r of non-susc eptible isolat es over all isolates 385
(per cent age ). 386
387
388
Based on the frequency of observa tions for each outcom e, we deter mined to apply a 389
weekly interval for antibiotic use, mortality, and hospitalisation costs , while adopting a 390
monthly int erval for antibiotic non -susceptibility, given that the nu m ber of antibiotic 391
non-susceptible isolates is relatively low. 392
393
Days of antibiotic therapy per 1000 patient-days (DOT1000) 394
From the su mmary report, t he ove rall DOT1000 increased in the post -interven tion 395
period for b oth the interven tion a nd control groups in Hospital 1. In contrast, Hospital 2 396
experienced a decline in the post-i nterven tion period for the interven tion group, while 397
the control group showed an increase (Table 1; for comprehensive details of numerators 398
and denominators, refer to Table 2 S, S upplemen tary Data) . 399
400
ITS/CITS r esults for D OT1000 in the inter ve ntio n group 401
ITS/CIT S models provided evidenc e of consistent changes in D OT100 0 for Hospital 1 402
regarding overall antibiotic use an d certain subgroups. Specifically, t he interven tion was 403
associated with an immediate (i.e . l evel) reduction in overall antibiotic use by 95.9 (CITS 404
95% CI: [10.9 , 180.8] ; ITS : 93. 3 [0.7, 186.0]) and a reduction in the D OT 1000 level of 405
glycopeptide antibacterials by 52.7 (CITS [38.0, 67 .5]; IT S: 60 .2 [40.6 , 7 9.8]). In con trast, 406
the D OT1000 level of beta-lac tam ase resistant penicillins increased by 7.3 (CITS [0.2, 407
14.3]; IT S: 8 .4 [2.7 , 14.0]) . The slope of the DOT1000 for second-gen eration 408
cephalosporins indicates a long-term effect , with an average decreas e of 1.3 (CITS [0.5 , 409
2.0]; IT S: 1 .9 [1.1 , 2.8]) for each additional week, reflecting a declining long-term tre nd 410
over time. Conversely, th e slope of the DOT1 000 for penicillin/beta-la ctamase inhibitors 411
increased by 1.9 (CITS [0.9, 2.9] ; IT S: 1. 6 [1.0, 2 .2]). The slopes of aminoglycosides, 412
polymyxins, and imidazole derivatives increased in ITS models by 0.4 (ITS [0.1 , 0.7]), 0 .1 413
(ITS [0.03 , 0.2]), a nd 0.5 (ITS 95 % CI: [0.1 , 0.9]), respectively , while the slope of 414
glycopeptide antibacterials DOT10 00 decreased in the CITS model by 0.6 (CITS [0.1 , 1.0]) 415
(Figure 2; Figure 4S , Table 11S, Su pplementary Data) . 416
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417
For the ward pair subg roup analysi s, the interve ntion was associated with a decrease in 418
overall antibiotic DOT1000 levels in the trau matology ward by 213.0 (ITS [74.8 , 351.3]) , 419
an increase in DOT1000 levels in t he general medicine ward by 127.9 (ITS [6.2, 249 .6]), 420
and a decreasing slope in DOT100 0 for the respiratory/musculoskeletal system ward by 421
3.1 (CITS [1.1 , 5.0]) (Figure 5S , Table 11S, S upplemen tary Data). 422
423
In Hospital 2, th e results from ITS and CITS were inconsistent , with some evidence of 424
changes observed only in s pecific antibiotic subgroups. Notably, ther e was strong 425
evidence indicating tha t the slope of aminoglycosides DOT1000 decreased by 0.6 (CITS 426
[0.4, 0. 8]), whereas the D OT1000 f or penicillin/beta-lacta mase inhibit ors exhibited a 427
significant reduction only in the CI TS model by 3.7 (CITS [1.7 , 5.6]), a nd the slope of 428
carbapenem D OT1000 showed a significant increasing effec t only in the ITS model by 429
0.3 (ITS [0. 1, 0. 5]). In t he ward pair analysis, only the high-quality general medicine ward 430
demonstrated an increase in D OT1 000 by 87.6 (ITS [16.0, 159 .2]) (Figu re 2; Figure 5S, 431
Table 11S, S upplemen tary Data). 432
Antibiotic non-susceptibility 433
Descriptive statistics, enco mpassing the frequency and percentage of non-susceptibility 434
to antibiotics among hospital-acq uired isolates, as well a s the intervention and control 435
ITS/CIT S models, are presented for the interven tion group (Table 1; Figure 3&4). A 436
comprehensive report of the descriptive statistics relating to other an tibiotic non-437
susceptibility and the ITS/CITS mo dels conducted on the control group is provi ded in 438
Supplemen tary Data . 439
E. coli 440
Among hospital-acquired E. coli is olates, the percen tages of non-sus ceptible isolates 441
were observed to be higher during the post-interve ntion period in Hospital 1, whereas 442
the opposite trend was noted in Hospital 2 (Table 1; Figure 3; Table 1 0S, Supplemen tary 443
Data). However, in t he CITS model s, the AMS in terventio n resulted in a slope re duction 444
for aminoglycoside non-susceptibility (odds ratio [OR] 95%CI: 0.87 [0 . 78, 0.97]) in 445
Hospital 1. In Hospital 2, the level decreased for aminoglycosides (0.81 [0.35, 1.0 0]) and 446
third-generation cephalosporins non-susceptibility (0.42 [ 0.15, 1 .00]) , but increased for 447
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carbapenems non-suscep tibility (2.21 [1.00, 8.3 1]; no evidence of cha nges in the slopes 448
(Figure 2; Table 12S, Suppleme ntar y Data). 449
Klebsiella spp. 450
The percentages of Klebsiella spp. non-susceptible to antibiotics ex hi bited patterns 451
similar to those observed in E. coli, characterised by a higher percentage of non-452
susceptible isolates in the post-intervention phase for Hospital 1, an d a lower 453
percentage for Hospital 2 (see Table 1; Figure 3; Table 10S, Suppleme ntary Data). 454
Analysis using ITS/CITS models showed consistent changes only in the levels of non-455
susceptibility, with a decrease in the level of non-susceptibility to carbapenems (CITS 456
0.77 [0.33 , 1.00]) and ciprofloxacin (0.50 [0.17 , 1.00]) in Hospital 1. Co nversely, in 457
Hospital 2, the in terventio n was as sociated with a decreased level of non-susceptibility 458
to carbapenems in the IT S model ( ITS 0.27[0 .10 , 0.71]) but increased in the CITS model 459
(1.06 [1.00 , 1.95]), and increased in both models for ciprofloxacin (ITS 2.01 [ 1.00, 4 .18], 460
CITS 1.36 [1.0 0, 2. 50]) (Figure 2; Ta ble 12S, Supple ment ary Data). 461
P. aeruginosa 462
Similar trends were observed in the percentages of non-susceptible P. ae ruginosa 463
isolates across b oth hospitals (Tabl e 1; Figure 3; Table 10S , Supplem e ntary Data). I n 464
Hospital 1, the results from t he ITS /CITS analyses indicated an increase in the slope of 465
non-susceptibility to carbapenems in the CITS model (1.11 [1. 00, 1 .22 ]), and a decrease 466
for aminoglycosides but in the ITS model only (0.98 [0.80, 1 .00]). Con versely, Hospital 2 467
exhibited mixed results between b oth models in the slopes of non-susceptibility to 468
ceftazidime (CITS 1 .03 [1.00 , 1.19] ; ITS 0.84 [0 .58, 1 .13]), a minoglycosides (CITS 1.07 469
[1.00, 1 .20]; IT S: 0 .73 [0.58 , 0.88]) , and ciprofloxacin (CITS 1.45 [1.18 , 1. 77]; ITS : 0.63 [0 .49, 470
0.78]) (Figure 2; Table 12S , Supple ment ary Data). 471
Acinetobacter spp. 472
The percentages of non-susceptibi lity showed varying patterns in the descriptive 473
analysis. Notably, the non-suscep tibility percentages were heterogeneous in Hospital 1, 474
whereas all antibiotic non-suscepti bility percentages were elevated in Hospital 2 (Table 475
1; Figure 3; Table 10S , Supple ment ary Data). The CITS models indicated an increase in 476
the level (11.93 [1.00 , 94. 25] and slope of non-susceptibility to amino glycosides (1.07 477
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[1.00, 1 .27]), and in the level of no n-susceptibility to piperacillin tazobactam (1. 23 [1.00 , 478
2.52]) in Hospital 1. In con trast, a r eduction was noted in the slope of non-susceptibility 479
to carbapenems (CITS 0. 96 [0.88 , 1.00]), ciprofloxacin (CITS 0 .93 [0.85 , 1.00]) and 480
piperacillin tazobactam (CITS 0.94 [0.78, 1 .00]) in Hospital 2 (Figure 2; Table 12S, 481
Supplemen tary Data) . 482
MRSA 483
The percentages of MRSA rem aine d stable during the post-interventi on period in both 484
hospitals (Table 1; Figure 3; Table 10S&1 2S , Supplem entary Dat a), ex cept for the 485
decreasing slope only observed in the IT S model of Hospital 2 (0.44 [0.26, 1 .00]) (Figure 486
2; Table 12S, Suppleme ntary Data) . 487
488
In-hospital mortality and costs 489
There was a non-significant decrea se in the level of mortality with inc reasing slope in 490
Hospital 1 intervention wards overall, while increasing levels and s lop es were observed 491
in Hospital 2 (Table 2S; Table 13S, Supplemen tary Data) . The IT S/CITS models for 492
mortality show inconsistent results for the specific wards of both hospitals (Figure 4; 493
Table 13S, S upplemen tary Data), w ith insignificant changes reported in all CITS models. 494
495
Considering the costs for monthly activities of the AMS team (coordi nator/pharmacists) 496
and on-site training as regular activities as part of the AMS programme at each hospital , 497
the one-year costs for AMS imple ment ation were approximately 2,8 09 USD for Hospital 498
1 and 2,283 USD for Hospital 2 (Ta ble 1S, Supple mentary Da ta). 499
500
Regarding hospitalization costs, in both ITS and CITS models, we observed consistent 501
decreasing levels and s lopes overa ll and across most study wards in both hospitals. 502
Particularly, t he cost of hospitalisation in the interven tion surgical ward decreased in 503
slope by 5.5 (CITS [3.1, 8.0]) US Dol lar in Hospital 1 (Figure 4; Table 14 S, S upplemen tary 504
Data). 505
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Discussion
506
We exa mined the i mpact of a PA F intervention on a ntibiotic use and antibiotic non-507
susceptibility for multiple pathogen-drug pairs among common hos pital-acquired 508
bacterial isolates. This approach acknowledged the potential “squeezing the balloon” 509
phenomeno n in AMS programmes 18 , wherein limiting th e use of specific antibiotics may 510
lead to counteracti ng and uninten ded changes in the use of other antibiotics and drug 511
resistance mecha nisms. Our findin gs support this as sumption, with o bserved decreases 512
in some antibiotic groups but increases in others, reflecting the co m plexity of antibiotic 513
use and resistance in provincial ho spitals with high antibiotic consum ption. 514
515
The observed impact models varied between the two hospitals, refle cting the con tex t-516
specific nature of the imple men tat ion. In Hospital 1, IT S and CITS mo dels provi de 517
evidence tha t overall antibiotic consumption im mediately decreased in the interven tion 518
group with consistent immediat e and long-term impac ts on antibioti c non-susceptibility 519
for hospital-acquired E. coli. In contrast, th e impact of AM S on antibi otic use was more 520
limited in Hospital 2, with some ev idence of positive long-term effec t s on non-521
susceptibility of Acinetobacte r spp. These heterogeneous findings and the lack of 522
significant interven tion effec ts in various subgroups or outcome indicators were likely 523
influenced by confounders, such a s differences in communi ty antibiotic pressure, patient 524
characteristics, baseline resistance profiles, resource availability (number of clinical 525
pharmacists dedicated to the PAF activity), hospital cult ure and staff engagemen t, and 526
the behaviour and collaboration of doctors and pharmacists towards the AMS 527
intervention , which could have i m pacted both the int ervention a nd the antibiotic use 528
outcom es. Furt hermore , the ef fect s on antibiotic consumption likely contributed to th e 529
inconsistent impac ts on antibiotic non-susceptibility. 530
531
One of th e inclusion criteria for selecting the wards was the willingness of the ward head 532
to participate. This may have helpe d increase the collaboration of doctors in the 533
intervention wards and their comp liance with the reco mme ndations of the AMS te am in 534
the PA F activity , and thus possibly limits the generalizability of the study. However, t he 535
PAF ac tivity reached only a small number of patients during the impl emen tation period 536
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21
(1,890/45,6 23 or 4.1% in Hospital 1, and 1,628/18 ,842 or 8.6% in Hospital 2). This 537
suggests the change in practice following the PAF activi ty is likely to be from the 538
systems level rather than th e individual patient level, particularly the i mpact on reducing 539
overall antibiotic use in Hospital 1. The presence of clinical pharmacists on the clinical 540
wards to regularl y audit antibiotic prescriptions may have increased the compliance of 541
doctors to prescription guidelines in general and in the surgical ward (traumatology) in 542
particular, poten tially providing a generalizable evidence for the impact of this non-543
restrictive AMS interve ntion for ot her settings. 544
545
For mortality, t he results of our CITS models indicate tha t AMS imple ment ation at t he 546
hospital-wide level could improve antibiotic use without ca using negative consequences 547
on patient out comes. T he increasing trends in mortality were found in ITS models for 548
both interven tion and control ICUs, but not in th e CITS models, highli ghting the 549
importance of using a control 19 when evaluati ng impact of interve nt ions. Further 550
examina tion revealed increased post-interven tion mort ality for most diagnoses among 551
ICU patients in both hospitals, part icularly for di seases of the respirat ory sy stem and 552
abnormal clinical and laboratory fi ndings (Table 15S, Supplemen tary Data). Non etheless, 553
further study is needed to fully inv estigate the impac t of AMS in ICU patients, 554
considering the differential effects that might happen to patien ts of different diagnoses. 555
The limited nu mber of data points in our current datasets does not provide sufficient 556
power to identify the changes in specific clinical diagnoses over time in ICUs. 557
558
Generally, AMS programm es in Vietnam ese hospitals must follow national guidelines, 559
which require forming an AMS co mmit tee , assigning roles, developi ng hospital-specific 560
policies, and implementing restrict ed antibiotic lists 10 20 . Most hospitals responded to 561
the nation al guidelines by quickl y convening com mit tees, while specific actions and 562
interventions for moni toring and improving antibiotic use and resistance remained 563
limited due to poor leadership co mmit men t, lack of dedicated staff , and weak IT 564
capacity and lab resources 8 . Many hospitals established pre-authorization systems for 565
restricted antibiotics to ensure co mpliance with natio nal guidelines, often tied to social 566
health insurance rei mbursemen t, p articularly for expensive and potentially overused 567
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medical services 21 . In this cont ext , clinical pharmacist-led audits of an tibiotic 568
prescriptions, with constructive fee dback to doctors, offer a proactive intervention to 569
enhance collaboration a mong heal thcare professionals. Our feasibility study showed 570
that t his approach could be integr ated into routine clinical pharma cy work 9 . The 571
intervention involved reviewing ac tive antibiotic prescriptions during pharmacist visits, 572
providing recommendations for inappropriate practices, and assessin g changes in total 573
antibiotic use and specific groups. We measured cha nges in both tot al antibiotic use 574
and specific groups to as sess the i nterven tion’s impact. I ncreased collaboration among 575
prescribing doctors, clinical pharm acists, microbiologists, and infectio us disease 576
specialists helped optimise antibio tic use for individual patients 18 . 577
578
Literat ure supports the causal relationships between antibiotic use in hospitals and 579
resistance prevalence among hosp ital-acquired isolates antibiotics 22 . Mixed results from 580
ITS and CITS models in our study s uggest the presence of history bia s and other events 581
impacting the co ntrol group 19 . Pre vious ITS studies, often lacking co ntrol groups, 582
reported mixed results as shown i n a systematic review of studies by 2018 5 as well as in 583
more recent studies in the U S 23-26 , Spain 27-29 , Germa ny 30 , Japan 31 , Brazil 32 , Korea 33 , and 584
China 34 . To our knowledge, only one observational study in a 627-bed hospital in 585
Canada used communi ty-acquired isolates as a control time series 6 . T his study 586
demonstrated AM S impact in redu cing the incidence of hospital-acq uired multidrug-587
resistant organisms by 12.6%. How ever, this approach could not acco unt for the 588
concurrent in terven tions, such as I PC or other programmes within hospital settings, that 589
could affect hospital-acquired resistance. 590
591
The significant strength of our stu dy is the inclusion of a control gro up, allowing to 592
account for conc urrent eve nts, suc h as the COVI D-19 pande mic and I PC measures. In 593
particular, AMS ac tivities and staff atten tion to optimal an tibiotic prescribing may have 594
been negatively affected in t he last few weeks of the intervention per iod in Hospital 1 595
due to the early effects of the four th wave of the CO VID -19 pandemi c in Vietna m in 596
April – May 2021 12 . We assumed such non-in terven tion even ts had broadly similar 597
effects on both th e interven tion an d control groups. Along with the s trengths of 598
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23
employing an implement ation research design as reported previousl y 9 , we 599
demonstrated th e practicality of u sing a participatory action researc h approach to 600
evaluate a healt hcare interve ntion that could not be et hically assesse d through 601
traditional randomised controlled trials 35 . We also showed that beha viour change 602
interventions , such as prospective audit and feedback, can be safely integrated into 603
routine clinical practice withou t ca using negative consequences on patient ou tcomes in 604
resource-limited settings like Vietn am, u nder existing national leadership and guidance. 605
606
Limita tions include the relatively s hort timefra me for the pre- and post-interven tion 607
periods, which restricted our abilit y to fully capture seasonal and hist orical trends in 608
antibiotic use, especially when ther e were frequent shortages and stock-outs of 609
antibiotics, as well as changes in d rug bidding cycles and health insurance policies that 610
could affect prescribing practices i n each hospital. There was an incre asing trend in the 611
use of fixed-dose combinations in Hospital 2 which could raise concerns about 612
substitution effec ts as a result of the AMS interve ntion . Fu ture studie s with longer pre- 613
and post-interven tion periods will help investigate in-depth t hese specific changes over 614
time to inform the design of interventions. Despite effor ts to extrac t data for a longer 615
pre-interven tion period, we were unable to use data before 2019 for analysing antibiotic 616
and clinical outcomes in the co ntr ol and intervention groups due to changes in the H IS . 617
However, since t hese system-level changes are likely to have had simi lar effects on both 618
the interve ntion and con trol group s, we expect the esti mat es under the controlled 619
analyses (CITS models) to be relati vely robust to such system-level changes. Longer ti me 620
series for antibiotic non-susceptibility data were available from labor atory systems, 621
though missing patient identifiers impacted model performanc e. Nev ertheless, our 622
analysis used more data points than the mini mu m suggested for interrupted time-series 623
from a simulation-based power calculation 36 . Another limit ation , intri nsic to our 624
implemen tation study design, is that there can be a “spillover effect”, i.e. an uni ntended 625
impact of the in terven tion on the prescribing p ractices of the contro l wards. This may 626
have diluted our estimated impac t of the interven tion on antibiotic u se in the 627
intervention group in the CIT S mo dels. 628
629
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24
In addition, microbiology data quality (which could be affected by wa rd-specific 630
variations in specimen collection p ractices and testing frequency), t h e absence of 631
molecular data on resistance me ch anisms and potential misclassificat ion of hospital-632
acquired infections limits our ability to link antibiotic use changes to resistance 633
dynamics. Finally, we were not able to collect more granular data for cost analyses as 634
only the total cost of hospitalization was available in the cost data extracted from HI S. I n 635
order to collect more detailed costs, we are now conducting an additional study on a 636
specific patient population and will use these data to inform our upc oming cost analyses 637
for the AMS programme . 638
639
Our study provides initial evidence on the complex eff ects of AMS int erventions on 640
antibiotic use and resistance, and on how quickly changes in antibiotic use lead to 641
reverse resistance in a particular or ganism 37 . These findings could be generalised to 642
similar settings with limited resources in Asia. A combination of strat egies, including 643
drug discovery, res istance monitor ing and novel interventions, is nec essary to respond 644
to current resistance pheno types and to anticipate th e evolution of a ntibiotic resistance 645
in hospital settings. This is particul arly challenging for hospitals in lo w- and middle-646
income coun tries, which have li mit ed resources, where infectious diseases are prevalent, 647
antibiotic use is high, and environment al reservoirs accelerate resistance spread. 648
Surveillance data on t he mec hanis ms of emergence and trans mission of antibiotic 649
resistance within and between hos pital reservoirs, along w ith extend ed evaluation 650
periods, are needed to further clarify the impact of AMS in terven tions and antibiotic use, 651
and to inform more effec tive, large -scale control and policy measures across hospitals 38 . 652
653
In conclusion, this study highlights the interdependen t changes in an tibiotic use and 654
antibiotic resistance driven by AMS programmes, e mploying pharmacist-led prospective 655
review of antibiotic prescriptions a nd feedback to doctors in provinci al-level hospitals in 656
Vietna m . Our findings confirm th at developing and strengthening the surveillance of 657
antibiotic resistance, alongside AMS impleme nta tion and IPC measur es, is essential to 658
monitor and respond to resistance dynamics in hospitals effectively. These efforts will 659
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25
help to ensure that in terventions k eep pace with the rapid evolution of antibiotic 660
resistance. 661
662
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26
Acknowledgements
663
We acknowledge the support and collaboration of the Medical Servic es Administration 664
of the Viet Na m Ministry of Healt h and the World Health Organizatio n Office in Vie t 665
Nam during the planning of this study. 666
667
Fu nding 668
Pfizer Independent Gra nts for Lear ning & Change (IGLC) provided pr oject funding, 669
administered through The Join t Commission; H. V.T .L was supported by the National 670
Institu te for Healt h Research (NI H R) (using the UK’s Official Development Assistance 671
(ODA) Fu nding) and Wellcome (Gr ant Referen ce Number : 216367/Z/ 19/Z) under the 672
NIHR -Wellco me P artnership for Global Health Research . HCT acknow ledges funding 673
from the MRC Centre for Global In fectious Disease Analysis (reference MR/R015600/1), 674
jointly funded by the UK Medical Research Council (MRC) and the UK Foreign, 675
Commonwealt h & Develop ment O ffice (FCDO) , under the MRC/ FCD O Concordat 676
agreement and is also part of the EDCTP2 program supported by the European Union. 677
The views expressed are those of t he authors and not necessarily tho se of Wellcome, the 678
NIHR or the Depar tme nt of Heal th and Social Care. 679
680
Competi ng inte rests 681
None declared. 682
683
Cont ri but ors 684
VTL H , HRvD , EDA and DJA obtain e d funding and contributed to all aspects of the study 685
design. VTL H and HRvD had over all responsibi lity for the study. LMQ, NTT H , V HV , CMD, 686
VTH DE, PNT supervised and coord inated the runni ng of the study with support from 687
EDA, NTCT, TA Q , LNM H and NH K. VTL H , L QT and VTTD an alysed the data with 688
supervision and input from MC, BC, TK, and HCT . VT LH was responsible for the drafting 689
of the man uscript. All authors gave approval for the final version of t he manuscript . 690
691
Patient co nsent fo r p ublic atio n 692
Not required for this research. 693
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27
Ethics app roval 694
The study protocol was app roved by the Oxford University Tropical Research Ethics 695
Commit tee (O xTREC Referen ce 52 6-19), and the E thics Commi ttee of National Hospital 696
of Tropical Diseases (08/HĐĐĐ-N ĐT 31 May 2019). The conduct of t his study conformed 697
to the principles embodied in the Declaration of Helsinki. 698
699
ORCID IDs 700
Le Q uynh Trang 0009-0001 -9758- 2873 701
Vu Hai Vinh 0000-00 01-6130 -7864 702
Elizabeth Dodds Ashley 0000-0002-4213-6104 703
Deverick J. Anderson 0000-0001 -6 882-5496 704
Ben S. Cooper 0000-0002-9445 -72 17 705
Marc Choisy 0000-0002-5187-639 0 706
H. Rogier van Doorn 0000-0002 -9 807-1821 707
Vu Thi La n Huong 0000 -0002-957 9-5576 708
709
Data availability 710
De-identified data may be obtaine d from the hospitals participating in this study when a 711
data sharing agreement is in place. 712
713
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28
List of figures: 714
Figure 1. Pa tien t locatio n befo re an d after th e AMS implementa tion sta rt at Hospital 1 (Jan 715
2019 – May 2021) and Hospital 2 (J an 2019 – Jul 2021). There wer e 4 pairs in each 716
Hospital: 1) ICU pair: surgical ICU versus inter nal ICU (both hospitals); 2) Surgical pair: 717
traumatology ve rsus nephro-ur olog y (Hospital 1) and traumatology versus 718
gastroe nt erology (Hospital 2); 3) Internal pair 1: respirat ory ve rsus paediatrics (Hosp ital 1); 719
gen eral inte rnal medicine (high-quality services) versus infectious diseases (Hospital 2); 720
and 4) Inte rnal pair 2: infec tious dis eases versus gen eral int ernal medic ine (Hospital 1); 721
gen eral inte rnal medicine (n ormal services) ve rsus oncology (Hospital 2). n: numbe r of 722
patient . 723
724
725
Figure 2. Results of ITS and CITS models for antibio tic use and antibiot ic non-susceptibility 726
among the hospital-acquired common pathoge ns identifi ed from rou tine microbiology in 727
the int er ve ntio n group at two hospitals. 1 Odds ratio betwe en non -susceptibility vs 728
susceptibility. Bold val ues: statistically s ignificant estimate ; Gre en shades: decr easing 729
tre nds; Red shades: incr easing tre n ds; Dark shades: consiste nt significant r esults for 730
ITS/CITS models. Pip-tazobactam: Piperacillin-tazobac tam. 731
732
Figure 3. P ropo rtio n of antibio tic n on-susceptibility for main pathoge n -drug pairs in 733
inte rv en tion and co ntr ol groups bef ore and af ter the start o f AMS int er ve ntio n at two 734
hospitals; H1: Hospital 1; H2: Hosp i tal 2; I: In te rv en tion ; C: C on trol ; MR SA: Methicillin-735
resistant Staphylococcus aureus; Those columns with * present r esults for hospital acquired 736
isolates, the r emaining columns are for all isolates in the correspo ndin g group. 737
738
739
Figure 4. Results of ITS and CITS models for in-hospital mortality and cost of 740
hospitalization in the int erv en tio n group at two hospitals. Bold values: statistically 741
significant estimate ; Gre e n shades: decreasing tr e nds; Red shades: incr easing tre nds. 742
743
744
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The copyright holder for this preprint this version posted August 27, 2025. ; https://doi.org/10.1101/2025.08.25.25334341doi: medRxiv preprint
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