Lightweight mechanical equipment fault diagnosis framework based on GCGAN-MDSCNN-ICA Model

preprint OA: closed
Full text JSON View at publisher

Abstract

Abstract In response to the challenges posed by imbalanced failure diagnosis samples, limited labeled data, and significant computational costs in actual industrial production settings, this paper introduces a high-precision, low-resource, end-to-end fault diagnosis framework. On one hand, we propose a data augmentation method based on GCGAN, which combines CNN and GRU to construct core network structures for the generator and discriminator. We integrate a novel Smoothed Hinge-Cross-Entropy loss function to facilitate the training process, effectively mitigating mode collapse and vanishing gradient issues. On the other hand, we design a lightweight fault diagnosis model based on MDSCNN-ICA-BiGRU. By substituting standard convolutions with depthwise separable convolutions on deeper channels, the model complexity is significantly reduced, facilitating effective extraction of multiscale spatial features. The improved Coordinate Attention (CA) mechanism filters out noise and enhances the extraction of high-frequency characteristics. Combined with BiGRU, the model captures global temporal associations, achieving a fusion of spatiotemporal features. Experimental results demonstrate that the proposed approach performs well on both publicly available simulation datasets and private laboratory datasets. Compared to other benchmark methods, the GCGAN module significantly enhances data augmentation, improving classification accuracy on CNNs by 10%. When compared with classic convolutional networks such as DRSN and WDCNN, our MDSCNN-ICA-BiGRU shows faster and more stable convergence rates, with near-100% accuracy on test sets and an average computation cost reduction of approximately 70%. Even in noisy environments, our method maintains high accuracy with a slow rate of precision decay, indicating robustness and generalization capabilities.
Full text 15,241 characters · extracted from preprint-html · click to expand
Lightweight mechanical equipment fault diagnosis framework based on GCGAN-MDSCNN-ICA Model | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Article Lightweight mechanical equipment fault diagnosis framework based on GCGAN-MDSCNN-ICA Model Longyi Liu, Yanqing Zhao, Yi Hu, Yongze Ma, Xiyang Zhang This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-4635315/v1 This work is licensed under a CC BY 4.0 License Status: Published Journal Publication published 10 Feb, 2025 Read the published version in Scientific Reports → Version 1 posted 12 You are reading this latest preprint version Abstract In response to the challenges posed by imbalanced failure diagnosis samples, limited labeled data, and significant computational costs in actual industrial production settings, this paper introduces a high-precision, low-resource, end-to-end fault diagnosis framework. On one hand, we propose a data augmentation method based on GCGAN, which combines CNN and GRU to construct core network structures for the generator and discriminator. We integrate a novel Smoothed Hinge-Cross-Entropy loss function to facilitate the training process, effectively mitigating mode collapse and vanishing gradient issues. On the other hand, we design a lightweight fault diagnosis model based on MDSCNN-ICA-BiGRU. By substituting standard convolutions with depthwise separable convolutions on deeper channels, the model complexity is significantly reduced, facilitating effective extraction of multiscale spatial features. The improved Coordinate Attention (CA) mechanism filters out noise and enhances the extraction of high-frequency characteristics. Combined with BiGRU, the model captures global temporal associations, achieving a fusion of spatiotemporal features. Experimental results demonstrate that the proposed approach performs well on both publicly available simulation datasets and private laboratory datasets. Compared to other benchmark methods, the GCGAN module significantly enhances data augmentation, improving classification accuracy on CNNs by 10%. When compared with classic convolutional networks such as DRSN and WDCNN, our MDSCNN-ICA-BiGRU shows faster and more stable convergence rates, with near-100% accuracy on test sets and an average computation cost reduction of approximately 70%. Even in noisy environments, our method maintains high accuracy with a slow rate of precision decay, indicating robustness and generalization capabilities. Physical sciences/Mathematics and computing/Computer science Physical sciences/Engineering Full Text Additional Declarations No competing interests reported. Supplementary Files SupplementaryInformation.zip Cite Share Download PDF Status: Published Journal Publication published 10 Feb, 2025 Read the published version in Scientific Reports → Version 1 posted Editorial decision: Revision requested 02 Dec, 2024 Reviews received at journal 30 Nov, 2024 Reviewers agreed at journal 08 Nov, 2024 Reviews received at journal 29 Sep, 2024 Reviewers agreed at journal 18 Sep, 2024 Reviewers agreed at journal 18 Sep, 2024 Reviewers agreed at journal 13 Aug, 2024 Reviewers invited by journal 01 Aug, 2024 Editor assigned by journal 01 Aug, 2024 Editor invited by journal 27 Jun, 2024 Submission checks completed at journal 26 Jun, 2024 First submitted to journal 25 Jun, 2024 You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. As a division of Research Square Company, we’re committed to making research communication faster, fairer, and more useful. We do this by developing innovative software and high quality services for the global research community. Our growing team is made up of researchers and industry professionals working together to solve the most critical problems facing scientific publishing. Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-4635315","acceptedTermsAndConditions":true,"allowDirectSubmit":false,"archivedVersions":[],"articleType":"Article","associatedPublications":[],"authors":[{"id":326645483,"identity":"defbd0d2-c3d4-472e-a5b1-5b3c1acac21f","order_by":0,"name":"Longyi Liu","email":"","orcid":"","institution":"Shenyang Institute of Computing Technology, Chinese Academy of Sciences, Shenyang","correspondingAuthor":false,"prefix":"","firstName":"Longyi","middleName":"","lastName":"Liu","suffix":""},{"id":326645485,"identity":"8fa79a9a-5b33-41fd-85a4-a48cb3bb1ed8","order_by":1,"name":"Yanqing Zhao","email":"","orcid":"","institution":"Shenyang Institute of Computing Technology, Chinese Academy of Sciences, Shenyang","correspondingAuthor":false,"prefix":"","firstName":"Yanqing","middleName":"","lastName":"Zhao","suffix":""},{"id":326645487,"identity":"2f0c29ad-e5a0-46b3-895e-0cafaac5b99d","order_by":2,"name":"Yi Hu","email":"data:image/png;base64,iVBORw0KGgoAAAANSUhEUgAAAZAAAAAyAQMAAABI0h/eAAAABlBMVEX///8AAABVwtN+AAAACXBIWXMAAA7EAAAOxAGVKw4bAAAAq0lEQVRIiWNgGAWjYBACAyA+8IFBgkQtB2cAtfCQpIUZpJx4LeYSOYaHbf5YyNszMD/8wFBzh7AWyxk5Bodz2yQMexjYjCUYjj0jwmE3QFoaJBKADjNjYGw4TKQWiz8gLezfSNDCwAbSwkOsLWeeFRzsBfnlME+xRMIxYrQcT9784cefOnn29vaNHz7UEKGFgYHDAEIzA3ECMRoYGNgfEKduFIyCUTAKRi4AAMsENOteBwoIAAAAAElFTkSuQmCC","orcid":"","institution":"Shenyang Institute of Computing Technology, Chinese Academy of Sciences, Shenyang","correspondingAuthor":true,"prefix":"","firstName":"Yi","middleName":"","lastName":"Hu","suffix":""},{"id":326645488,"identity":"1b67403d-af82-4428-974a-38fe03de8285","order_by":3,"name":"Yongze Ma","email":"","orcid":"","institution":"Shenyang Institute of Computing Technology, Chinese Academy of Sciences, Shenyang","correspondingAuthor":false,"prefix":"","firstName":"Yongze","middleName":"","lastName":"Ma","suffix":""},{"id":326645489,"identity":"f6e5a065-b321-460c-9b77-20968a467373","order_by":4,"name":"Xiyang Zhang","email":"","orcid":"","institution":"Shenyang Institute of Computing Technology, Chinese Academy of Sciences, Shenyang","correspondingAuthor":false,"prefix":"","firstName":"Xiyang","middleName":"","lastName":"Zhang","suffix":""}],"badges":[],"createdAt":"2024-06-25 09:37:57","currentVersionCode":1,"declarations":"","doi":"10.21203/rs.3.rs-4635315/v1","doiUrl":"https://doi.org/10.21203/rs.3.rs-4635315/v1","draftVersion":[],"editorialEvents":[{"content":"https://doi.org/10.1038/s41598-025-89576-y","type":"published","date":"2025-02-10T15:58:08+00:00"}],"editorialNote":"","failedWorkflow":false,"files":[{"id":76488124,"identity":"97c9080e-5b2f-41ed-b2da-e12a7901faca","added_by":"auto","created_at":"2025-02-17 16:13:16","extension":"pdf","order_by":1,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":5672118,"visible":true,"origin":"","legend":"","description":"","filename":"main.pdf","url":"https://assets-eu.researchsquare.com/files/rs-4635315/v1_covered_f350898e-7692-430d-a0ee-9c131dd5e3e0.pdf"},{"id":60668810,"identity":"602695a7-918c-4ffe-a7f1-e577ef41426e","added_by":"auto","created_at":"2024-07-19 09:50:29","extension":"zip","order_by":0,"title":"","display":"","copyAsset":false,"role":"supplement","size":12437558,"visible":true,"origin":"","legend":"","description":"","filename":"SupplementaryInformation.zip","url":"https://assets-eu.researchsquare.com/files/rs-4635315/v1/46b18abd4febda72fba95539.zip"}],"financialInterests":"No competing interests reported.","formattedTitle":"Lightweight mechanical equipment fault diagnosis framework based on GCGAN-MDSCNN-ICA Model","fulltext":[],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":false,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":false,"hideJournal":false,"highlight":"","institution":"","isAcceptedByJournal":true,"isAuthorSuppliedPdf":true,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":true,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"scientific-reports","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"scirep","sideBox":"Learn more about [Scientific Reports](http://www.nature.com/srep/)","snPcode":"","submissionUrl":"","title":"Scientific Reports","twitterHandle":"","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"stoa","reportingPortfolio":"Scientific Reports","inReviewEnabled":true,"inReviewRevisionsEnabled":true},"keywords":"","lastPublishedDoi":"10.21203/rs.3.rs-4635315/v1","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-4635315/v1","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"In response to the challenges posed by imbalanced failure diagnosis samples, limited labeled data, and significant computational costs in actual industrial production settings, this paper introduces a high-precision, low-resource, end-to-end fault diagnosis framework. On one hand, we propose a data augmentation method based on GCGAN, which combines CNN and GRU to construct core network structures for the generator and discriminator. We integrate a novel Smoothed Hinge-Cross-Entropy loss function to facilitate the training process, effectively mitigating mode collapse and vanishing gradient issues. On the other hand, we design a lightweight fault diagnosis model based on MDSCNN-ICA-BiGRU. By substituting standard convolutions with depthwise separable convolutions on deeper channels, the model complexity is significantly reduced, facilitating effective extraction of multiscale spatial features. The improved Coordinate Attention (CA) mechanism filters out noise and enhances the extraction of high-frequency characteristics. Combined with BiGRU, the model captures global temporal associations, achieving a fusion of spatiotemporal features. Experimental results demonstrate that the proposed approach performs well on both publicly available simulation datasets and private laboratory datasets. Compared to other benchmark methods, the GCGAN module significantly enhances data augmentation, improving classification accuracy on CNNs by 10%. When compared with classic convolutional networks such as DRSN and WDCNN, our MDSCNN-ICA-BiGRU shows faster and more stable convergence rates, with near-100% accuracy on test sets and an average computation cost reduction of approximately 70%. Even in noisy environments, our method maintains high accuracy with a slow rate of precision decay, indicating robustness and generalization capabilities.","manuscriptTitle":"Lightweight mechanical equipment fault diagnosis framework based on GCGAN-MDSCNN-ICA Model","msid":"","msnumber":"","nonDraftVersions":[{"code":1,"date":"2024-07-19 09:50:23","doi":"10.21203/rs.3.rs-4635315/v1","editorialEvents":[{"type":"communityComments","content":0},{"type":"decision","content":"Revision requested","date":"2024-12-02T12:03:31+00:00","index":"","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2024-11-30T13:32:42+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"126624984959295777819607382041334268440","date":"2024-11-08T08:59:37+00:00","index":"hide","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2024-09-30T01:54:18+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"294880415974306215044958701481520489944","date":"2024-09-19T00:14:44+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"230015712940393765473803837457440882030","date":"2024-09-19T00:06:50+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"35751029016743528214163512121331699347","date":"2024-08-13T13:03:25+00:00","index":"hide","fulltext":""},{"type":"reviewersInvited","content":"","date":"2024-08-01T16:03:05+00:00","index":"","fulltext":""},{"type":"editorAssigned","content":"","date":"2024-08-01T15:49:17+00:00","index":"","fulltext":""},{"type":"editorInvited","content":"","date":"2024-06-28T01:16:22+00:00","index":"","fulltext":""},{"type":"checksComplete","content":"","date":"2024-06-27T02:20:01+00:00","index":"","fulltext":""},{"type":"submitted","content":"Scientific Reports","date":"2024-06-25T09:36:43+00:00","index":"","fulltext":""}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"scientific-reports","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"scirep","sideBox":"Learn more about [Scientific Reports](http://www.nature.com/srep/)","snPcode":"","submissionUrl":"","title":"Scientific Reports","twitterHandle":"","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"stoa","reportingPortfolio":"Scientific Reports","inReviewEnabled":true,"inReviewRevisionsEnabled":true}}],"origin":"","ownerIdentity":"1c182e61-5816-41c2-bf04-215007d4ef10","owner":[],"postedDate":"July 19th, 2024","published":true,"recentEditorialEvents":[],"rejectedJournal":[],"revision":"","amendment":"","status":"published-in-journal","subjectAreas":[{"id":34562157,"name":"Physical sciences/Mathematics and computing/Computer science"},{"id":34562158,"name":"Physical sciences/Engineering"}],"tags":[],"updatedAt":"2025-02-17T16:07:56+00:00","versionOfRecord":{"articleIdentity":"rs-4635315","link":"https://doi.org/10.1038/s41598-025-89576-y","journal":{"identity":"scientific-reports","isVorOnly":false,"title":"Scientific Reports"},"publishedOn":"2025-02-10 15:58:08","publishedOnDateReadable":"February 10th, 2025"},"versionCreatedAt":"2024-07-19 09:50:23","video":"","vorDoi":"10.1038/s41598-025-89576-y","vorDoiUrl":"https://doi.org/10.1038/s41598-025-89576-y","workflowStages":[]},"version":"v1","identity":"rs-4635315","journalConfig":"researchsquare"},"__N_SSP":true},"page":"/article/[identity]/[[...version]]","query":{"redirect":"/article/rs-4635315","identity":"rs-4635315","version":["v1"]},"buildId":"qtupq5eGEP_6zYnWcrvyt","isFallback":false,"isExperimentalCompile":false,"dynamicIds":[84888],"gssp":true,"scriptLoader":[]}

Text is read by the "Ask this paper" AI Q&A widget below. Extraction quality varies by source — PMC NXML preserves structure cleanly, OA-HTML may include some navigation residue, and OA-PDF can have broken hyphenation. The publisher copy (via DOI) is the canonical version.

My notes (saved in your browser only)

Ask this paper AI returns verbatim quotes from the full text · source: preprint-html

Answers must be backed by verbatim quotes from this paper's full text. Hallucinated quotes are dropped automatically; if no verbatim passage answers the question, we say so. How this works

Citation neighborhood (no data yet)

We don't have any in-corpus citations linked to this paper yet. This is a recent paper (2024) — citers typically take a year or two to land, and the OpenAlex reference graph may still be filling in.

Source provenance

europepmc
last seen: 2026-05-20T01:45:00.602351+00:00