Introduction
Exposure to a stressful or traumatic event, such as interpersonal violence, accidents, or
natural disasters, is a risk factor for many psychopathologies, with posttraumatic stress disorder
(PTSD) being the most frequent mental disorder that may develop after trauma. Intrusive memories
– the involuntary re-experiencing of a traumatic event often triggered by situational reminders –
can emerge in the aftermath of a traumatic event. Recurring and distressing intrusions are not only
a hallmark symptom of PTSD but are thought to be an early predictor for the development of PTSD
or other psychopathological symptoms (Ehlers & Clark, 2000; Haag, Robinaugh, Ehlers, & Kleim,
2017). According to well-recognized etiology models of PTSD (dual representation theory (Brewin
& Burgess, 2014); cognitive model of PTSD (Ehlers & Clark, 2000); emotional processing theory
(Foa & Kozak, 1986) ), intense arousal during the encoding of a traumatic event primarily
stimulates perceptual and associative learning processes, which in turn can lead to an insufficient
and fragmented memory trace of that experience. As a consequence, these unstructured m emory
representations may entail intrusive memories, which can be considered the result of a disruption
in basic memory function (van Marle, 2015).
Given this, gaining deeper insights into mechanisms that drive these impaired memory
functions after traumatic experiences seems key. One important factor in memory consolidation is
sleep. Neural activity during sleep plays a crucial role in integrating new experiences into existing
memory systems (Born & Wilhelm, 2012) and in reducing the intensity of distressing memories
(Walker & van der Helm, 2009). Thus, it is not surprising that previous studies were able to show
that sleep in the early aftermath of an analogue trauma can help reduce intrusive experiences and
intrusion-related distress (Azza, Wilhelm, & Kleim, 2020; Kleim, Wysokowsky, Schmid, Seifritz,
& Rasch, 2016; Porcheret et al., 2019; Wilhelm et al., 2021) . Furthermore, decades of basic sleep
science provide extensive evidence that slow -wave sleep activity, sleep spindle activity (brief
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bursts of neural activity in non-REM sleep (NREM)), and theta activity during rapid eye movement
(REM) sleep are pivotal for successful memory consolidation. Additionally, most oscillatory
activity during REM sleep can be attributed to the limbic system, a brain region known to be crucial
for emotional memory consolidation (Genzel, Spoormaker, Konrad, & Dresler, 2015; Goldstein &
Walker, 2014). However, there is growing evidence that neural activities during NREM and REM
sleep complement each other in preserving and solidifying declarative aspects of an emotional
memory, while at the same time attenuating its affective charge (Cairney, Durrant, Power, & Lewis,
2015; Rawson & Jackson, 2024) . With regard to intrusive memories that emerge after traumatic
experiences, these adaptive processes seem to fail. Thus, understanding the underlying mechanisms
and roles of specific sleep oscillations that promote adaptive memory consolidation of traumatic
experiences, and thereby potentially protect from intrusion development seems paramount in order
to bring forth early and late interventions.
One way to investigate these underlying mechanisms is the use of an analogue trauma film
paradigm. In this paradigm, highly distressing film content (e.g., interpersonal violence) is
presented and elicited responses – which have been shown to be analogous to symptoms
experienced after actual trauma (e.g., intrusive memories, physiological arousal, negative mood) –
can be measured (Holmes & Bourne, 2008; James et al., 2016) . Experimental sleep studies that
used such trauma film paradigms have shown that increased slow-wave activity during a nap after
film presentation was associated with less intrusion -related distress during the following week
(Wilhelm et al., 2021). Furthe rmore, it has been shown that increased sleep spindle activity after
film presentation was related to fewer intrusive memories (Kleim et al., 2016) , to adaptive
emotional memory processing (Kaestner, Wixted, & Mednick, 2013) , and to improved sleep -
dependent anxiety regulation (Natraj et al., 2023). Furthermore, a daytime nap with REM sleep (as
opposed to without) after the exposure to an analogue trauma film entailed less subsequent
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intrusions (Wilhelm et al., 2021) and decreased the aversiveness of intrusive memories (Werner,
Schabus, Blechert, & Wilhelm, 2021) in healthy individuals. Additionally, in a recent between -
subject design study, greater theta activity during REM sleep after an experimental trauma was
associated with significantly less intrusive memories (Sopp, Brueckner, Schäfer, Lass-Hennemann,
& Michael, 2019). Further supporting the potential protective effects of theta activity, a cross -
sectional study showed that individuals who experienced a traumatic event but did not develop
PTSD, exhibited higher theta activity compared to individuals who deve loped PTSD (Cowdin,
Kobayashi, & Mellman, 2014) . However, these links need replication, have in parts not yet been
studied in an overnight sleep study, and – most importantly – need to be investigated in a
randomized within -subject design to inform about potential causality and inter -individual
protective factors.
Given that only 10 -20% of the people who experienced a trauma develop clinical post -
traumatic symptomatology (Hidalgo & Davidson, 2000) , this study aimed to determine potential
protective factors against intrusive memory formation in a randomized within -subjects design in
healthy individuals. For that, we used a validated, highly distressing film clip (i.e., “trauma” film)
and a neutral film clip to examine how intra-individual changes in sleep physiology might protect
from intrusion development. Firstly, we explored (i) the links between peri -trauma-film heart rate
(as an indicator for arousal during encoding) and subsequent sleep oscilla tory activity. Secondly,
we expected (ii) increased EEG oscillatory activity in the slow wave, theta, and spindle spectrum
after the trauma film exposure. Finally, we expected (iii) increased slow -wave activity, sleep
spindle activity, and theta activity t o be predictive of less trauma film related intrusive memories
and negative affect.
Methods
Participants
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Twenty-two healthy and female participants (mean age: 23.14 ± 2.46) took part in the present study
and were recruited by the student mailing list of the University of Lübeck, Germany. Prior to the
experiment the Ethics Commission of the University of Lübec k approved all study protocols and
participants provided written informed consent. As a compensation, participants could choose to
either receive a monetary incentive or course credits for their study program. Exclusion criteria
were assessed in advance via a semi-structured telephone interview. These were: (1) experience of
traumatic events involving interpersonal violence, (2) frequently watching of violent movies, (3)
presence of a neurological or psychiatric disorder, (4) reported habitual consumption of alcohol or
cannabis, (5) scheduled intake of medication influencing sleep during the study interval, (6) shift
work. All participants were instructed to avoid caffeine on the day of the experiment.
Procedure
In a randomized within -subject comparison, each participant spent three nights in the sleep
laboratory including polysomnographic recordings. The first night (T0) served as an adaptation of
sleep to the new environment (i .e., adaptation night). Before going to sleep, participants filled in
informed consent and a baseline battery of questionnaires including demographic data, the WHO-
Five Well-Being Index (World Health Organization, 1998), the Emotion Regulation Questionnaire
(Gross & John, 2003) , the Pittsburgh Sleep Quality Index (Buysse, Reynolds, Monk, Berman, &
Kupfer, 1989), and the Edinburgh Handedness Inventory (Oldfield, 1971). On the second night
(T1), according to a predefined randomization list, participants either watched a neutral or a highly
distressing 12-minute film clip (see section “Trauma film paradigm ”) in a darkened room using
headphones. They were further informed that the film material they will see could contain violent
and/or distressing scenes and that they are free to withdraw from the experiment at any point in
time. The third night (T2) took place with a minimal time gap of seven days. It was conducted
identically to T1 except that participants watched the film clip they had not been presented with
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before (neutral or trauma film). After the trauma film night, participants were instructed to
document every intrusive memory that came to mind over the following seven days via an online
questionnaire linked on their smartphone (i .e., intrusion diary) . Additionally, participants were
exposed to trauma film reminders seven days after the trauma film night in our laboratory and were
asked to rate their subjective negative affect before and after the presentation of trauma film
reminders (i.e., intrusion pr ovocation task). All participants underwent both conditions on two
separate nights (see also Figure 1).
Figure 1. Study design
In a randomized within-subject comparison, participants watched either first a film clip including
distressing contents (“Trauma Film”) or a neutral film clip (“Neutral Film”) before bedtime with
polysomnography. All participants underwent both conditions on two separate nights (test-nights).
For both film clips, heart rate and subjective arousal and mood were assessed. Intrusion diary and
intrusion provocation task were only administered after trauma film night. There was a minimal
time gap of two days between adaptation night and first test-night and a minimal time gap of seven
days between each test -night. Numbers (1) and (2) indicate in what sequence an individual
underwent the study procedure depending on randomized assignments.
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Trauma film paradigm1
The analogue traumatic stimulus in this study consisted of a previously used and validated 12 -
minute scene from the movie “Irreversible”, directed by Gaspar No é including scenes of sexual
violence (e.g., Kleim et al. (2016); Streb, Mecklinger, Anderson, Johanna, & Michael (2016)).
Physiological and subjective reactions to the stimulus material were compared to a 12 -minute
neutral film depicting neutral social interactions as well as architectural scenes. Heart rate was
recorded during both film presentations. Before and after both films, participants rated their mood
and levels of arousal on a visual analogue scale, namely the Self -Assessment Manikins (SAM)
(Bradley & Lang, 1994).
Sleep EEG recordings and analyses
Brain activity during sleep was recorded using a Brain Vision system (LiveAmp) with a 64-channel
electrode cap (BrainCap) and BrainAmp amplifiers (Brain Products, Munich, Germany). Two
vertical electrooculogram (EOG) electrodes were placed above and below the left eye and two
additional ones next to the lateral canthi to record horizontal eye movements. Three
electromyography (EMG) electrodes (left and right upper chin and beneath chin) and two
electrocardiography (ECG; left lower rib cage and right clavicl e) electrodes were additionally
applied. Impedances were kept below 10 kΩ. Brain activity was recorded with a sampling rate of
500 Hz.
1 We acknowledge that watching a movie scene with distressing contents does not necessarily reflect real life trauma.
We use the term “trauma film” for reasons of better readability only.
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For the analysis, the EEG recordings were re -referenced to mean activity of both mastoids and
sleep stages were determined by visual scoring according to the American Academy of Sleep
Medicine standard criteria (AASM; Iber, Ancoli -Israel, Chesson, & Quan (2007)) using the
software SchlafAus 1.0 (developed by Steffen Gais, unpublished, University of Tuebingen,
Germany). Data was further preprocessed by inspecting all channels of each person for possible
distortions and marking them. Next, all data was high pass filtered at 0.1 Hz and beforehand defined
bad channels were interpolated. Power spectra for slow -wave activity (SWA; 0.5 - 4Hz) were
averaged over all of NREM2 and NREM3 episodes, whereas for theta activity (4.25 - 8Hz), spectra
were averaged over all REM s leep intervals using Fast Fourier Transformation in Matlab 2016b
(The MathWorks Inc., 2016) . To estimate the individual increase of SWA after sleep onset, an
SWA slope for each participant was calculated by subtracting the maximum two -minute-mean of
SWA during the first sleep cycle from the initial two-minute-mean divided by the number of two-
minute intervals. Discrete sleep spindle events (12 - 16Hz) were detected during artifact free
intervals of NREM sleep 2 and 3 as described in Ngo, Fell, & Staresina (2020).
Intrusion Diary
Intrusive memories were assessed via a mobile daily diary for seven days following the traumatic
film clip via a questionnaire link installed on the participant's smartphone. The time and date of the
entries were recorded. Participants were asked to document the sudden occurrence of any intrusive
memories i.e., images, thoughts or auditory stimuli related to the trauma film -clip in open text
format. They were further asked to classify the type of memory (image, sound, thought) and to
indicate the arousal and the degree of distress they experienced associated with the intrusion on a
scale from 0=not at all to 100=very distressing/aroused. (adapted from Kleim, Graham, Bryant, &
Ehlers (2013)). Only memories that occurred suddenly during the participants’ day were counted
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as intrusions. To ensure that, we implemented a control item that asked for the suddenness of each
memory. Participants received daily email reminders in the evening to remind them of entering
possible memories in case they forgot. The main outcome variabl e was defined as the absolute
number of intrusive memories reported over the seven days after trauma film exposure.
Intrusion provocation task
During an intrusion provocation task seven days after the trauma film presentation, five trauma -
film-associated pictures (i.e., trauma film reminders) were presented for four seconds each (suit,
dark street, stairs, underpass, and a pedestrian tunnel). Aft er each of the pictures, during a one -
minute interval, participants were asked to place their fingers on the spacebar, close their eyes, and
press the spacebar for every upcoming intrusion. The total number of indicated intrusions for each
image was calculated. Before and after the task, self-reported negative affect was evaluated using
the Positive and Negative Affect Schedule - German Version (Krohne, Egloff, Kohlmann, &
Tausch, 1996).
Statistical Analysis
Descriptive statistics and comparisons of mean values were analyzed using R (R Core Team, 2017).
To validate that the trauma film induced an increase in arousal and negative mood in our sample,
paired t -tests (pre/post film presentation) for each of the conditions (trauma/neutral) were
calculated. To examine potential differences of the topographical activity patterns between the two
conditions more closely, cluster -based permutation testing was conducted for all electrodes and
frequency bands of slow-wave activity (0.5 - 4 Hz), theta activity (4.25 - 8 Hz), and spindle activity
(12 - 16 Hz). Cluster-based permutation tests were conducted using FieldTrip (paired samples t -
test, 1,000 iterations; Oostenveld, Fries, Maris, & Schoffelen (2011)). The cluster test statistic was
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assessed against the Monte -Carlo permutation distribution to test the null hypothesis of no
differences between the two conditions. Intra -individual change scores (trauma vs. neutral film)
for heart rate and sleep measures were calculated and used for furt her analyses. We examined
whether individual changes in heart rate during the trauma film (compared to the neutral film)
predicted individual changes in the analyzed sleep measures using Spearman correlation analyses.
To control for multiple comparisons, we applied cluster statistics based on the Monte Carlo method.
Further, we examined whether individual changes in sleep measures after the trauma film
(compared to the neutral film) predicted intrusive memories in the intrusion diary and negative
affect in the intrusion provocation task using Spearman correlation (ρ). We set the threshold to
control for family-wise error (FWE) to p = 0.05 (one-sided test).
Discussion
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Here, we differentiated for the first time the impact of an experimental trauma film versus
a neutral film on intra -individual neural sleep activity using high density EEG recordings in a
within-subjects design. This allowed for conducting fine -grained cluster analyses of associations
between intra-individual changes in sleep physiology and the processing of aversive experiences.
Against our hypothesis, we did not find significant changes in mean slow -wave activity,
sleep spindle activity, and theta activity after the trauma film compared to the neutral film. This
most likely can be attributed to high inter -individual differences o n group level in response to a
comparatively “mild” stressor. Since this study comprised only healthy participants, it is likely that
they responded very differently to this “mild” stressor on an individual level. Consequently, the
effects of the stressor may be present at the individual level but not at the group level.
However, in line with our expectations and with previous studies (Cowdin et al., 2014;
Sopp, Brueckner, Schäfer, Lass -Hennemann, & Michael, 2019; Wilhelm et al., 2021) , intra -
individually increased theta activity during REM sleep after the trauma film predicted less intrusive
memories in the intrusion diary and less negative affect in the intrusion provocation task. This
strengthens the notion of theta activity being an affective “depotentiator” (Walker, 2009) and being
actively involved in adaptive emotional memory consolidation (Nishida, Pearsall, Buckner, &
Walker, 2009) . Congruently, previous studies have shown that increased REM theta power
significantly predicted enhanced emotional memory consolidation after a stress exposure (Kim et
al., 2020). Thus, our findings support the notion that increased theta activity during REM sleep
after a traumatic event is a protective factor against intrusive memories and trauma related negative
affect. Moreover, our study is the first to demonstrate that theta activity is regulated in an
experience-dependent manner and that this regulation is adaptive in face of a traumatic stressor.
Furthermore, in accordance with previous studies (Kleim et al., 2016; Wilhelm et al., 2021),
we found an intra -individually increased sleep spindle count after the trauma film to predict less
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intrusive memories in the intrusion diary the following week. This aligns with research that showed
increased sleep spindle activity is linked to reduced sleep -dependent anxiety responses in
traumatized individuals (Natraj et al., 2023). Additionally, as sleep spindles change in response to
experiences and promote synaptic plasticity (Fernandez & Lüthi, 2020) , they play a key role in
flexibly adapting to new demands. In sum, our findings suggest that increased sleep spindle activity
facilitates adaptive emotional memory consolidation after traumatic events, helping to mitigate the
development of intrusive trau matic memories (Natraj & Richards, 2023) . However, individuals
with PTSD often show increased sleep spindles, which has been suggested to reflect maladaptive
over-consolidation of traumatic events and thus lead to more intrusive memories (van der Heijden
et al., 2022) . Considering these somewhat opposing findings, a differentiated assessment seems
necessary. In light of the strong correlation between intra -individually increased heart rate during
trauma film exposure and subsequent increased sleep spindle amplitude in this study, we propose
temporarily increased sleep spindle activity after an acute stressor (accompanied by temporarily
increased arousal) to reflect adaptive emotional memory processing. In contrast, increased sleep
spindle activity in PTSD patients (acco mpanied by chronic hyperarousal) could reflect some sort
of “dysfunctional replay” as a maladaptive attempt of the sleeping brain to integrate traumatic
experiences into existing memory systems (see also Natraj & Richards (2023)).
Thus, one could speculate that moderately increased emotional reactivity (i.e., heart rate)
during a stressful event promotes adaptive nocturnal emotional processing by up -regulating sleep
spindle activity, which in turn would mitigate intrusion development. Corroborating this, previous
studies have shown that reduced heart rate during a trauma film predicted the development of more
frequent intrusive images in healthy individuals (e.g., Chou, La Marca, Steptoe, & Brewin (2014))
and that attenuated skin conductance responses (i.e., physiological arousal) during an emotion
regulation task predicted later increased intrusion development in trauma -exposed individuals
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(Shepherd & Wild, 2014). This notion is further supported by a close affect -specific link between
heart rate and neural activity in integral parts of the limbic system (Kuniecki, Barry, & Kaiser,
2003; Yang et al., 2007) , a network crucial for memory consolidation (Catani, Dell’acqua, &
Thiebaut de Schotten, 2013) and known to be altered in individuals with PTSD (Shin, Rauch, &
Pitman, 2006) . Generally speaking, when dealing with traumatic experiences, emotional
engagement up to a certain degree as opposed to detachment (i.e., dissociation) has been shown to
be beneficial in preventing or reducing PTSD symptoms, presumably by supporting adapt ive
(nocturnal) emotional memory processing (Möller, Söndergaard, & Helström, 2017; Rauch & Foa,
2006). However, it remains to be determined whether there are certain levels of arousal at different
time points around a traumatic event that are beneficial for or detrimental to adaptive memory
encoding and subsequent (nocturnal) consolidation (see e.g., Chou et al. (2014) for an attempt to
decipher distinct effects of increased arousal at different time points around an analog traumatic
event).
Strengths of our study include the conduct of a within-subjects design, which allowed us to
assess and examine intra-individual changes in heart rate and sleep measures and thereby emulate
real life inter-individual differences in response to traumatic events more accurately. Furthermore,
instead of daytime naps, we used whole night high-density EEG recordings, which warrant higher
spatial resolution and independence of ultradiane phases. As to limitations, our study comprised a
relatively small sample with only female, non-clinical participants, which limits generalizability.
Further, although analogue trauma film paradigms are widely used, they do not necessarily reflect
real life trauma and our findings therefore ideally would need replication in naturalistic settings.
In conclusion, our findings provide further evidence for theta activity during REM sleep
and sleep spindle activity during NREM sleep after analogue trauma to be up -regulated in an
experience-dependent manner and by this being protective against intrusion development.
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Furthermore, our findings suggest a close interplay between physiological reactivity during a
traumatic event and subsequent sleep spindle activity. Given that sleep disturbances are prevalent
in individuals with PTSD (Pace-Schott, Germain, & Milad, 2015) and are likely to contribute to
PTSD symptom formation in the aftermath of traumatic events (Mellman, Pigeon, Nowell, &
Nolan, 2007) , interventions that aim to stabilize post -traumatic sleep quality seem paramount.
Additionally, according to our findings, improving theta and sleep spindle activity after a traumatic
event could promote adaptive emotional memory consolidation and thereby possibly prevent PTSD
symptom formation (for theoretical reviews, see Murkar & De Koninck (2018); Mushtaq, Marshall,
Ul Haq, & Martinetz (2024)).
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