Agroforestry can reduce trade-offs between economic and ecological benefits, but only when uncertainties are considered

preprint OA: closed
Full text JSON View at publisher
Full text 17,746 characters · extracted from preprint-html · click to expand
Agroforestry can reduce trade-offs between economic and ecological benefits, but only when uncertainties are considered | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Research Article Agroforestry can reduce trade-offs between economic and ecological benefits, but only when uncertainties are considered Thomas Knoke, Carola Paul, Elizabeth Gosling, Esther Reith, Peter Annighöfer, and 14 more This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-5533706/v1 This work is licensed under a CC BY 4.0 License Status: Published Journal Publication published 06 Jun, 2025 Read the published version in Agroforestry Systems → Version 1 posted 10 You are reading this latest preprint version Abstract Persistent uncertainty about the economic implications of agroforestry presents a major barrier to adoption. Despite this, most research to date ignores the impact of uncertainty on land allocation decisions, with studies commonly relying on simplistic scenarios involving a dichotomous choice between switching entirely to agroforestry or retaining the status quo system. For a more realistic decision problem, we explore partial adoption choices by analysing how the performance of landscape portfolios under combined ecological and economic uncertainty changes when managers can incorporate two agroforestry alternatives (silvopasture and alley cropping) alongside existing land-use options. Drawing on published data from smallholders in Panama, we use robust optimisation to allocate fractions of land area across six agroforestry and non-agroforestry land uses under a range of possible futures. We visualise trade-offs between uncertain ecological and economic benefits using robust Pareto frontiers. We find that neglecting uncertainty reduces the attractiveness of agroforestry. Instead, agroforestry becomes increasingly competitive as uncertainty grows, and incorporating it into landscape portfolios can mitigate trade-offs between ecological and economic objectives when the future is uncertain. We conclude by outlining a research agenda for a more holistic approach to agroforestry economics under global change. Land-use allocation Robust optimisation Multicriteria decision analysis Pareto frontiers Portfolio approach Sustainable land use Full Text Additional Declarations No competing interests reported. Cite Share Download PDF Status: Published Journal Publication published 06 Jun, 2025 Read the published version in Agroforestry Systems → Version 1 posted Editorial decision: Revision requested 24 Mar, 2025 Reviews received at journal 16 Mar, 2025 Reviewers agreed at journal 07 Mar, 2025 Reviews received at journal 07 Mar, 2025 Reviewers agreed at journal 05 Mar, 2025 Reviewers agreed at journal 27 Feb, 2025 Reviewers invited by journal 04 Dec, 2024 Editor assigned by journal 29 Nov, 2024 Submission checks completed at journal 28 Nov, 2024 First submitted to journal 27 Nov, 2024 You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. As a division of Research Square Company, we’re committed to making research communication faster, fairer, and more useful. We do this by developing innovative software and high quality services for the global research community. Our growing team is made up of researchers and industry professionals working together to solve the most critical problems facing scientific publishing. Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-5533706","acceptedTermsAndConditions":true,"allowDirectSubmit":false,"archivedVersions":[],"articleType":"Research Article","associatedPublications":[],"authors":[{"id":387658975,"identity":"5e13b60a-3429-4013-b3c8-5a199562a99b","order_by":0,"name":"Thomas Knoke","email":"data:image/png;base64,iVBORw0KGgoAAAANSUhEUgAAAZAAAAAyAQMAAABI0h/eAAAABlBMVEX///8AAABVwtN+AAAACXBIWXMAAA7EAAAOxAGVKw4bAAAAl0lEQVRIiWNgGAWjYBACCQYGZgaGCjDbgBQtZwxI1cLYRooWydnNhw0+zvuTuLaBeeMDorRIyxxLTpy5zSBx2wG2YuKskZPIMT7MC9bCYyZBvJa/c8BazH8Q5zCglmTGBogtROlgkJyRlmzYc8zYeNthtmLiHCZxI/mwxI8aOdltx5s3fiDOGjhgJlH9KBgFo2AUjAI8AABbZyzAeH0LIAAAAABJRU5ErkJggg==","orcid":"","institution":"Technical University of Munich","correspondingAuthor":true,"prefix":"","firstName":"Thomas","middleName":"","lastName":"Knoke","suffix":""},{"id":387658976,"identity":"d449db5c-8fb7-4a9d-9516-db4755afe0c2","order_by":1,"name":"Carola Paul","email":"","orcid":"","institution":"University of Goettingen","correspondingAuthor":false,"prefix":"","firstName":"Carola","middleName":"","lastName":"Paul","suffix":""},{"id":387658977,"identity":"0811ffb0-73d0-4783-80b7-1e2dd8feb7d4","order_by":2,"name":"Elizabeth Gosling","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Elizabeth","middleName":"","lastName":"Gosling","suffix":""},{"id":387658978,"identity":"17516db9-e312-4f68-a38a-303de30b512d","order_by":3,"name":"Esther Reith","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Esther","middleName":"","lastName":"Reith","suffix":""},{"id":387658979,"identity":"73071492-e929-4f1d-a99e-f44fbec4b12f","order_by":4,"name":"Peter Annighöfer","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Peter","middleName":"","lastName":"Annighöfer","suffix":""},{"id":387658980,"identity":"4006ae48-763c-4815-8af3-2e1bf462060a","order_by":5,"name":"Senthold Asseng","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Senthold","middleName":"","lastName":"Asseng","suffix":""},{"id":387658981,"identity":"2390b3f2-d7e4-4b0b-98e4-bd3df8be03a3","order_by":6,"name":"Logan Bingham","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Logan","middleName":"","lastName":"Bingham","suffix":""},{"id":387658982,"identity":"baecfcf6-91c1-4a72-bb3c-ff17d01192e7","order_by":7,"name":"Lucie Chmelikova","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Lucie","middleName":"","lastName":"Chmelikova","suffix":""},{"id":387658986,"identity":"e66e8937-ae58-4e25-a131-f82e6d54f92e","order_by":8,"name":"Fabian Frick","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Fabian","middleName":"","lastName":"Frick","suffix":""},{"id":387658987,"identity":"ddaa6a2f-1304-4764-8ce3-db7a8db5e2c2","order_by":9,"name":"Benjamin Hafner","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Benjamin","middleName":"","lastName":"Hafner","suffix":""},{"id":387658989,"identity":"60550780-f847-445d-afac-45c8a070ad15","order_by":10,"name":"Sara Diana Leonhardt","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Sara","middleName":"Diana","lastName":"Leonhardt","suffix":""},{"id":387658991,"identity":"744e9a49-4535-4eb2-8628-0ff8badc0f31","order_by":11,"name":"Luisa Menapace","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Luisa","middleName":"","lastName":"Menapace","suffix":""},{"id":387658994,"identity":"b1959843-03f5-4375-9628-c4031ae0a9ba","order_by":12,"name":"Annette Menzel","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Annette","middleName":"","lastName":"Menzel","suffix":""},{"id":387658996,"identity":"6be8765f-f9ef-49ec-b9ef-faa02fbf10f0","order_by":13,"name":"Johannes Sauer","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Johannes","middleName":"","lastName":"Sauer","suffix":""},{"id":387658998,"identity":"48aad040-24d5-4ca6-bb0d-a2af759e03fb","order_by":14,"name":"Michael Schloter","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Michael","middleName":"","lastName":"Schloter","suffix":""},{"id":387658999,"identity":"98f005be-19d2-42e2-a32d-d02e3000fcdb","order_by":15,"name":"Kang Yu","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Kang","middleName":"","lastName":"Yu","suffix":""},{"id":387659000,"identity":"8d606fde-70d7-40b5-ac13-934fbca61f8f","order_by":16,"name":"Mohsen Zare","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Mohsen","middleName":"","lastName":"Zare","suffix":""},{"id":387659001,"identity":"3e96c1fa-b446-438c-9ac2-9f6db9665723","order_by":17,"name":"Johannes Kollmann","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Johannes","middleName":"","lastName":"Kollmann","suffix":""},{"id":387659003,"identity":"8b7cbf80-9022-4294-9a17-9536b841f569","order_by":18,"name":"Margit von Lützow","email":"","orcid":"","institution":"Technical University of Munich","correspondingAuthor":false,"prefix":"","firstName":"Margit","middleName":"","lastName":"von Lützow","suffix":""}],"badges":[],"createdAt":"2024-11-27 08:53:39","currentVersionCode":1,"declarations":"","doi":"10.21203/rs.3.rs-5533706/v1","doiUrl":"https://doi.org/10.21203/rs.3.rs-5533706/v1","draftVersion":[],"editorialEvents":[{"content":"https://doi.org/10.1007/s10457-025-01206-8","type":"published","date":"2025-06-06T15:57:30+00:00"}],"editorialNote":"","failedWorkflow":false,"files":[{"id":84242688,"identity":"738bb91c-06ae-49c8-8d70-2a5d60ac8f7c","added_by":"auto","created_at":"2025-06-09 16:11:21","extension":"pdf","order_by":1,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":1183901,"visible":true,"origin":"","legend":"","description":"","filename":"Manuscriptv1.pdf","url":"https://assets-eu.researchsquare.com/files/rs-5533706/v1_covered_416471bf-3402-4e9e-adbd-f6bfc0ac502c.pdf"}],"financialInterests":"No competing interests reported.","formattedTitle":"Agroforestry can reduce trade-offs between economic and ecological benefits, but only when uncertainties are considered","fulltext":[],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":false,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":false,"hideJournal":false,"highlight":"","institution":"","isAcceptedByJournal":true,"isAuthorSuppliedPdf":true,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":true,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"agroforestry-systems","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"agfo","sideBox":"Learn more about [Agroforestry Systems](http://link.springer.com/journal/10457)","snPcode":"10457","submissionUrl":"https://submission.nature.com/new-submission/10457/3","title":"Agroforestry Systems","twitterHandle":"","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"Springer Hybrid","inReviewEnabled":true,"inReviewRevisionsEnabled":false},"keywords":"Land-use allocation, Robust optimisation, Multicriteria decision analysis, Pareto frontiers, Portfolio approach, Sustainable land use","lastPublishedDoi":"10.21203/rs.3.rs-5533706/v1","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-5533706/v1","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"\u003cp\u003ePersistent uncertainty about the economic implications of agroforestry presents a major barrier to adoption. Despite this, most research to date ignores the impact of uncertainty on land allocation decisions, with studies commonly relying on simplistic scenarios involving a dichotomous choice between switching entirely to agroforestry or retaining the \u003cem\u003estatus quo\u003c/em\u003e system. For a more realistic decision problem, we explore partial adoption choices by analysing how the performance of landscape portfolios under combined ecological and economic uncertainty changes when managers can incorporate two agroforestry alternatives (silvopasture and alley cropping) alongside existing land-use options. Drawing on published data from smallholders in Panama, we use robust optimisation to allocate fractions of land area across six agroforestry and non-agroforestry land uses under a range of possible futures. We visualise trade-offs between uncertain ecological and economic benefits using robust Pareto frontiers. We find that neglecting uncertainty reduces the attractiveness of agroforestry. Instead, agroforestry becomes increasingly competitive as uncertainty grows, and incorporating it into landscape portfolios can mitigate trade-offs between ecological and economic objectives when the future is uncertain. We conclude by outlining a research agenda for a more holistic approach to agroforestry economics under global change.\u003c/p\u003e","manuscriptTitle":"Agroforestry can reduce trade-offs between economic and ecological benefits, but only when uncertainties are considered","msid":"","msnumber":"","nonDraftVersions":[{"code":1,"date":"2024-12-16 03:18:53","doi":"10.21203/rs.3.rs-5533706/v1","editorialEvents":[{"type":"communityComments","content":0},{"type":"decision","content":"Revision requested","date":"2025-03-24T11:44:12+00:00","index":"","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2025-03-17T01:45:45+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"219543940148285033461843427204113939535","date":"2025-03-07T07:50:18+00:00","index":"hide","fulltext":""},{"type":"editorInvitedReview","content":"","date":"2025-03-07T06:12:16+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"327506083803502080055379733502076191610","date":"2025-03-05T09:09:38+00:00","index":"hide","fulltext":""},{"type":"reviewerAgreed","content":"81577145698919116067776994497412444199","date":"2025-02-27T22:07:56+00:00","index":"hide","fulltext":""},{"type":"reviewersInvited","content":"","date":"2024-12-04T15:19:07+00:00","index":"","fulltext":""},{"type":"editorAssigned","content":"","date":"2024-11-29T11:25:24+00:00","index":"","fulltext":""},{"type":"checksComplete","content":"","date":"2024-11-29T01:43:56+00:00","index":"","fulltext":""},{"type":"submitted","content":"Agroforestry Systems","date":"2024-11-27T08:51:23+00:00","index":"","fulltext":""}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"agroforestry-systems","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":false,"externalIdentity":"agfo","sideBox":"Learn more about [Agroforestry Systems](http://link.springer.com/journal/10457)","snPcode":"10457","submissionUrl":"https://submission.nature.com/new-submission/10457/3","title":"Agroforestry Systems","twitterHandle":"","acdcEnabled":true,"dfaEnabled":true,"editorialSystem":"em","reportingPortfolio":"Springer Hybrid","inReviewEnabled":true,"inReviewRevisionsEnabled":false}}],"origin":"","ownerIdentity":"7507d2a2-38c4-43d4-a9f9-992892dc743e","owner":[],"postedDate":"December 16th, 2024","published":true,"recentEditorialEvents":[],"rejectedJournal":[],"revision":"","amendment":"","status":"published-in-journal","subjectAreas":[],"tags":[],"updatedAt":"2025-06-09T16:06:31+00:00","versionOfRecord":{"articleIdentity":"rs-5533706","link":"https://doi.org/10.1007/s10457-025-01206-8","journal":{"identity":"agroforestry-systems","isVorOnly":false,"title":"Agroforestry Systems"},"publishedOn":"2025-06-06 15:57:30","publishedOnDateReadable":"June 6th, 2025"},"versionCreatedAt":"2024-12-16 03:18:53","video":"","vorDoi":"10.1007/s10457-025-01206-8","vorDoiUrl":"https://doi.org/10.1007/s10457-025-01206-8","workflowStages":[]},"version":"v1","identity":"rs-5533706","journalConfig":"researchsquare"},"__N_SSP":true},"page":"/article/[identity]/[[...version]]","query":{"redirect":"/article/rs-5533706","identity":"rs-5533706","version":["v1"]},"buildId":"qtupq5eGEP_6zYnWcrvyt","isFallback":false,"isExperimentalCompile":false,"dynamicIds":[84888],"gssp":true,"scriptLoader":[]}

Text is read by the "Ask this paper" AI Q&A widget below. Extraction quality varies by source — PMC NXML preserves structure cleanly, OA-HTML may include some navigation residue, and OA-PDF can have broken hyphenation. The publisher copy (via DOI) is the canonical version.

My notes (saved in your browser only)

Ask this paper AI returns verbatim quotes from the full text · source: preprint-html

Answers must be backed by verbatim quotes from this paper's full text. Hallucinated quotes are dropped automatically; if no verbatim passage answers the question, we say so. How this works

Citation neighborhood (no data yet)

We don't have any in-corpus citations linked to this paper yet. This is a recent paper (2024) — citers typically take a year or two to land, and the OpenAlex reference graph may still be filling in.

Source provenance

europepmc
last seen: 2026-05-20T01:45:00.602351+00:00