Conclusions
are given in section 5.72
2. Method73
The following introduces the model that will be used to test scenarios in which the timing for74
the imposition and relaxation of measures during an epidemic is varied. The basic assumptions75
for the model are that without imposition of any measures (i.e. daily human contacts as usual) and76
in a population with no prior exposure to the virus the reproduction rate R0 is assumed to be 2.5.77
R0 = 2.5 is at the lower end of the range of estimates forR0 for Covid-19 (e.g. Liu et al. 2020; Wu78
et al. 2020). An incubation time of 5 days is assumed i.e. within 5 days an infected person will on79
average infect 2.5 people.80
The cumulative number of cases C is calculated according to81
C(t0) = 1, (1)
C(t1) = C(t0)(1 + R0), (2)
...
C(tn) = C(tn−1) + (C(tn−1) −C(tn−2))R0(tn)(sP −C(tn−1))
sP , (3)
Re(tn) = R0(tn)(sP −C(tn−1))
sP , (4)
where P = 6.6 × 107 is the total population (similar to the UK), s = 0.6 the fraction of the82
population that needs to have been infected for ”herd immunity” to be reached. Since the average83
time between infection and first symptoms to show is about 5 days the assumption is made that84
∆t = tn − tn−1 =5 days. R0 is the reproduction rate in a population that had no prior exposure to85
the virus. Re is the effective reproduction rate which accounts for the fact that, as the number of86
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infections in the population rise, the ability of the virus to infect people gradually decreases. This87
assumes that people who had the virus will be immune to re-infection and that ”herd immunity”88
can be achieved. A linear relationship is assumed betweenC(tn) and Re. More elaborate functions89
could be used, but for to illustrate possible types of epidemic evolutions a linear relationship is90
sufficient.91
The reproduction rate R0(tn) as used in equation 4 can be considered as indicative of the strin-92
gency of the measures taken to slow the spread of the virus. No measures means R0(tn) = 2.5 and93
R0(tn) = 0 would refer to a situation where every infected person can be isolated before passing94
on the virus to anyone.95
From C(tn) the number of new cases per day is calculated according to:96
∆C(tn) = C(tn) −C(tn−1)
∆t (5)
The total number of fatalities F at time tn is calculated according to:97
F(tn) = m
4
n
∑
i=n−3
C(ti), n ≥ 4, (6)
It is not yet clear what the mortality ratem for Covid-19 is. Based on the number of cases reported98
by the World Health Organisation fatalities make about 6.5% of the total number of cases (WHO99
2020). It is estimated that the actual number of people who have been infected is at least one100
order of magnitude higher than the recorded number (e.g. Bendavid et al. 2020; Vardar 2020).101
Therefore, a mortalility rate of m = 0.65% is assumed here. The number of fatalities per day is:102
∆F(tn) = F(tn) − F(tn−1)
∆t (7)
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a. Experiments103
The goal of measures such as social distancing and lockdowns is to reduce R0 in order to get Re104
below a value of 1 before the number of infected people requiring treatment becomes too large.105
Figure 1 illustrates the evolution of C(tn) if no measures are taken. In this case Re solely reduces106
because the fraction of the population that has been infected increases. In this simple model it takes107
about 120 days for 60% is the population to have been infected, which here will be used as the108
threshold needed to reach herd immunity. From about day 80 onwards the effective reproduction109
rate Re starts to decrease, reaching values close to zero after about 120 days. After that time 60%110
of the population (about 40 Mio people) would have been infected. With the assumed mortality111
rate of 0.65% this would result in 250000 fatalities in a population of 66 million.112
In a set of experiments the model is used to illustrate the sensitivity of the long and short-term113
development of an epidemic to the timing of the initial measures (e.g. social distancing). Focus is114
on the first and potential second wave of infections (experiments A1, A2, B1, B2) and on possible115
long-term evolutions of the epidemic during the years following the first infection (C1, C2, D1,116
D2). The details for the experiments are listed in table 1. All experiments have in common that117
the first measures (reducing R0 from 2.5 to 1.1) start either on day 75 (A1, B1, C1, D1) or 65118
(A2, B2, C2, D2). ”Lockdown” measures which reduce R0 from 1.1 to 0.85 start on day 80 for119
all experiments. The experiments (A, B, C, D) then differ on the timing and type of measures120
following the lockdown on day 80. All experiments are summarised in table 1.121
To illustrate that the model can simulate realistic evolutions of the first wave of the Covid-122
19 epidemic the simulated number of fatalities is aligned with the numbers recorded in the UK123
and Germany. Model and observations are temporally aligned from the time onward when UK,124
German, and simulated total numbers of fatalities first reach or exceed 10. In the model this125
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threshold is reached after 60 days. Data for the UK and Germany are available from Worldometers126
(2020).127
3. Results128
The results shown in Figures 2 and 3 highlight the influence of timing of the first measures on129
the severity of the first wave of an epidemic. A difference of 10 days in the starting time of initial130
measures which reduce R0 from 2.5 to 1.1 (soft lockdown) is sufficient for the model to simulate131
evolutions of the number of deaths and death rate during the first wave which are comparable to the132
numbers recorded in the UK and Germany. If first measures are introduced on day 75 (experiments133
A1, B1, C1, D1) the maximum daily fatalities reach a maximum of just over 1000 deaths a day134
and by day 115 the cumulative fatalities exceed 30000. In contrast if first measures start on day 65135
(experiments A2, B2, C2, D2) the model simulates a peak in daily fatalities of just under 250 and136
a total number of fatalities of under 8000 - even though the lockdown starts on day 80 (R0 = 0.85)137
in all experiments.138
Except for experiments B1 and B2 where a long lockdown allows the number of cases to fall to139
zero, the lockdown measures are relaxed on day 115. In experiments A1 and A2 there is a further140
relaxing of measures on day 165 which allows a second wave to develop. This second wave is141
much more pronounced for experiment A2 (”German” case) than for experiment A1 (”UK” case).142
The respective peaks for daily fatalities are about 750 and 300. By day 280 a similar number143
of cumulative fatalities (≈ 60000) is reached in both cases. The reason for the difference in the144
amplitude of the second wave is the effective transmission rate Re. In A1 the simulated total145
number of cases C is just under 6 milliom people by the end of the lockdown (i.e. just under 10%146
of the total population). However, less than two million people (around 3% of the total population)147
would have been infected by the end of the lockdown in A2. These numbers are in the same order148
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as studies suggest for St Clara County in California (Bendavid et al. 2020) or Spain (Vardar 2020).149
This difference is significant when it comes to the effective transmission rateRe: In neither of the150
two cases do we get close to the 60% level needed for herd immunity, however, the partial herd151
immunity is more pronounced in A1 than A2. When considering measures that aim at getting Re152
close to or ideally below a value of 1 having 3% or 9% of the population who went through the153
infection can be enough to get an effective reproduction rate which is just over or just under the154
critical threshold of 1. This can be clearly seen for experiments A1 and A2 (Figure 2): After the155
lockdown ends on day 115, Re is below 1 for experiment A1 until a further relaxation allows R0156
and Re to increase to 1.7 and about 1.4 in A1 whereas Re increases to about 1.6 in A2 leading157
to a markedly stronger second wave. As mentioned in section 2 R0 does change according to the158
assumed stringency of measures.159
Experiments B1 and B2 (Figure 2) illustrate the evolution for a prolonged lockdown where160
R0 = 0.85 until the number of daily cases ∆C decreases to zero. This point is reached after about161
280 days in B1 and 340 days in B2. The numbers of fatalities plateau at about 37000 and 10000162
cases for B1 and B2, respectively.163
Experiments C1 and C2 show the possible evolution for repeated loosening and tightening of164
the measures if daily fatalities ∆F 75. Rather than a second wave the evolution165
is characterised by a number of ”ripples” as measures are loosed or tightened. The number of166
fatalities gradually increases in both C1 and C2 but the slope flattens as the value of Re decreases.167
This is more pronounced in C1: the stronger first wave leads to a larger difference betweenR0 and168
Re. As mentioned earlier the reproduction rate R0 can be regarded as a measure for how stringent169
measures are: R0 = 2.5 means that daily life is not restricted in any way (as shown in Figure 1170
this comes at a high human cost) and R0 = 0 means that there are no new infections. This is171
only possible if every infected person is completely isolated and is unrealistic once the epidemic is172
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spreading through the population. Experiments D1 and D2 illustrate the case whereR0 is gradually173
allowed to increase starting from R0 = 0.85 during the lockdown to R0 = 2.5. The rate of increase174
in R0 is determined by how large the tendency ofRe to fall is. The large first wave in D1 meansR0175
can increase more quickly than in D2. In D1 R0 = 2.5 after about 5 years whereas it takes about176
13 years in D2. For both D1 and D2 the number of fatalities is about 160000.177
4. Discussion178
The cases shown in Figures 2 and 3 are very idealised. There is little doubt that if A2 (”German”179
case - Figure 2) were to start developing in the real world, measures would be tightened again180
before day 185 therefore avoiding the pronounced second wave. Given thatF and ∆F are recorded,181
authorities would be aware of this development and could act accordingly. Experiments B1 and182
B2 have the lowest number of fatalities but they would require a long lockdown. With lockdowns183
now being gradually eased this is not the path that most countries have chosen.184
The scenarios C1 and C2 Figure 3 are more realistic as the extent of measures can adjust to185
changes in the number of recorded infections and deaths. Here we can see that after the first186
lockdown there are several phases where measures are tightened or loosened for short periods187
resulting in ”ripples” in the number of infections and fatalities but avoiding a strong second wave.188
The thresholds of daily fatalities used to tighten or loosen measures are identical in C1 and C2.189
However, the effective reproduction factor Re is consistently lower in C1 than in C2. In order to190
maintain the advantage of a clearly lower number of fatalities during the first wave the measures191
in C2 would need to be slightly more stringent than in C1 i.e. R0 would need to be consistently192
lower. However, if one assumes that a vaccine (or an effective treatment) becomes available within193
1 to 1.5 years C2 leads to a better outcome than C1. However, C1 would allow a daily life that is194
closer to ”normal” than C2. By specifically targeting ”hotspots” where infections flare up again195
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it may be possible to consistently maintain an overall value of Re < 1 without the need to tighten196
measures everywhere (the latter is the underlying assumption in all experiments). This may lead197
to evolutions of cases and fatalities which fall somewhere between experiments B1/2 and C1/2.198
The scenarios illustrated in Figures 2 and 3 show that both the timing of the first measures as199
well as the choices made once the first wave is ebbing are crucial. Early action is the most effective200
way to reduce the amplitude of a first wave. Even delaying measures by a few days can result in201
many more lives being lost in that first wave. During the Covid-19 pandemic some governments202
chose not to act on initial warnings but only once it became obvious that the pandemic had taken203
a firm foothold. Here, it is also important to acknowledge the difficulty in knowing how far into204
a wave of infection a country actually is. Even in neighbouring countries the wave may be at an205
earlier or later stage and taking identical measures at the same time may lead to very different206
outcomes. If by the time the warnings come in the epidemic is more advanced than expected even207
swift action will not be sufficient to avoid a major first wave. On the other hand if the development208
of the wave lags expectations late action may still be sufficient to largely suppress the first wave.209
The large uncertainty regarding the stage of an epidemic means that a good (or bad) outcome can210
also be down to luck.211
However, luck can no longer be a factor after the first wave. Assuming that the mortality rate212
and level of health care are broadly similar in different countries a large number of deaths in213
proportion to the total population is a strong indicator that a higher percentage of the population214
has been infected than if the number of deaths is low. The results shown in Figures 2 and 3 suggest215
that when gradually easing the lockdown, countries which had a mild first wave (e.g. Germany,216
Austria, Norway, South Korea) may opt for a slightly slower unwinding of measures than countries217
that experienced a major first wave. Experiencing a major first wave means that there is likely to218
be a higher ”partial herd immunity” and that an effective reproduction rateRe < 1 can be achieved219
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with more relaxed measures than in countries where the partial herd immunity is lower. This effect220
can already be significant even if less than 10% of the total population have been infected (e.g.221
Figure 2). Current studies suggest that only 10% or less of the total number of infections have222
been detected and that less than 10% of the population has been infected (Bendavid et al. 2020;223
Vardar 2020).224
At this point it is worth remembering that if one assumes a virus against which a vaccine is years225
away it is likely that the majority of the population will eventually be infected. Furthermore, ”herd226
immunity” can only be achieved if people who had the infection develop long-term immunity.227
Whether this is the case is still subject of ongoing research (e.g. Prompetchara et al. 2020; Shi228
et al. 2020; Grifoni et al. 2020; Braun et al. 2020). The only time when eradication of a virus is229
possible without a vaccine is at the very onset of the outbreak provided the outbreak is localised230
and that infected people can be isolated until they are no longer infectious. However, the window231
of opportunity for this is short and by the time health services and authorities become aware of232
(or acknowledge) the situation it may already be too late. Since people with Covid-19 can be233
infectious before showing any symptoms (or indeed without developing systems) (e.g. Cascella234
et al. 2020; Tindale et al. 2020) and that much international travel carried on as normal in the early235
stages of the pandemic, containment was always going to be difficult.236
5. Conclusions237
A simple model has been used to simulate different scenarios for the Covid-19 epidemic in a238
population of the size of the UK. The findings suggest that:239
• Timing of inital measures is key not just for the first wave of an epidemic but - in the ab-240
sence of either a vaccine or effective treatment - also for the longer term evolutions for years241
following the initial outbreak.242
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• Shifting the implementation time of first measures by 10 days could explain differences in243
the number of recorded fatalities during the Covid-19 pandemic in countries such as the UK244
or Germany.245
• A large first wave means that easing of lockdown measures can occur faster than if the first246
wave was small. The reason for this is a lower effective reproduction factor after a strong first247
wave due to partial ”herd immunity”.248
• Relaxing measures too much after a small first wave risks cancelling out the advantage gained249
by the timely initial response to the pandemic.250
• Whether intial measures can largely suppress a the first wave of an epidemic is a combination251
of timely action and heeding advice as well as luck as at the time when first measures are252
taken it is difficult to know how far into the epidemic a country/region/town has progressed.253
Acknowledgments. Comments by Bablu Sinha are gratefully acknowledged. This research re-254
ceived no specific grant from any funding agency, commercial or not-for-profit sectors. .255
References256
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LIST OF TABLES299
Table 1. Experiment overview. Measures start either on day 75 or 65 and lockdown300
starts on day 80 in all cases. Lockdown is either relaxed on day 115 (A1, A2,301
C1, C2, D1, D2 - R0 = 1.1 or 1.05) or completely relaxed (R 0 = 2.5) if there302
have been no new daily new cases for 50 days (B1, B2). Further relaxation303
is either on day 165 (A1, A2); if daily fatalities ∆F < 50 (C1, C2); or if the304
effective reproduction rate Re 75 (C1, C2 -306
R0 = 1.05). . . . . . . . . . . . . . . . . . . . . 17307
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Experiment Start measures Lockdown Relax measures Relax further Tighten again
[day] [day] [day, ∆C] [day, ∆F, Re] [day, ∆F]
A1 75 (R 0 = 1.1) 80 (R 0 = 0.85) 115 (R 0 = 1.1) 165 (R0 = 1.7) 185 (R0 = 1.1)
A2 65 (R0 = 1.1) ” ” ” ”
B1 75 (R 0 = 1.1) ” If ∑n
i=n−10 ∆C(ti) = 0: R0 = 2.5 − −
B2 65 (R0 = 1.1) ” ” − −
C1 75 (R 0 = 1.1) ” 115 (R0 = 1.05) If ∆F 75: R0 = 1.05
C2 65 (R0 = 1.1) ” ” ” ”
D1 75 (R 0 = 1.1) ” ” If Re(tn) < 1: −
R0(tn+1) = R0(tn) + (1 − Re(tn))
D2 65 (R0 = 1.1) ” ” ” −
TABLE 1. Experiment overview. Measures start either on day 75 or 65 and lockdown starts on day 80 in
all cases. Lockdown is either relaxed on day 115 (A1, A2, C1, C2, D1, D2 - R0 = 1.1 or 1.05) or completely
relaxed (R0 = 2.5) if there have been no new daily new cases for 50 days (B1, B2). Further relaxation is either
on day 165 (A1, A2); if daily fatalities ∆F < 50 (C1, C2); or if the effective reproduction rate Re 75 (C1, C2 -
R0 = 1.05).
308
309
310
311
312
313
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LIST OF FIGURES314
Fig. 1. Scenario for the Covid-19 epidemic in a population of the size of the UK (66 million) as-315
suming no measures to stop the spread of the virus are taken. Shown are: cumulative (blue)316
and daily (red) cases (top row), cumulative and daily fatalities (2nd and 3rd row) and the317
reproduction factor R0 (magenta) and ”effective reproduction factor” Re (bottom). . . . . 19318
Fig. 2. As Figure 1 for experiments A1, A2, B1, B2 (see Table 1 for details). Vertical lines show319
the timing when different measures were taken: black dashed - begin of measures (steps320
in the values of R0 (magenta) and Re (blue)), solid black - Lockdown, green dashed - first321
and second easing of lockdown, solid green - 2nd lockdown. For the first wave the model is322
compared to the fatalities reported in the UK (orange line) and Germany (green line). . . . 20323
Fig. 3. As Figure 2 for experiments C1, C2, D1, D2 (see Table 1 for details). Vertical lines show324
the timing when different measures were taken: black dashed - begin of measures (steps325
in the values of R0 (magenta) and Re (blue)), solid black - Lockdown, green dashed. For326
the first wave the model is compared to the fatalities reported in the UK (orange line) and327
Germany (green line). . . . . . . . . . . . . . . . . . . . . 21328
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FIG. 1. Scenario for the Covid-19 epidemic in a population of the size of the UK (66 million) assuming no
measures to stop the spread of the virus are taken. Shown are: cumulative (blue) and daily (red) cases (top
row), cumulative and daily fatalities (2nd and 3rd row) and the reproduction factor R0 (magenta) and ”effective
reproduction factor” Re (bottom).
329
330
331
332
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FI
G. 2. As Figure 1 for experiments A1, A2, B1, B2 (see Table 1 for details). Vertical lines show the timing
when different measures were taken: black dashed - begin of measures (steps in the values of R0 (magenta)
and Re (blue)), solid black - Lockdown, green dashed - first and second easing of lockdown, solid green -
2nd lockdown. For the first wave the model is compared to the fatalities reported in the UK ( orange line) and
Germany (green line).
333
334
335
336
337
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perpetuity.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted May 27, 2020. ; https://doi.org/10.1101/2020.05.26.20112680doi: medRxiv preprint
FIG. 3. As Figure 2 for experiments C1, C2, D1, D2 (see Table 1 for details). Vertical lines show the timing
when different measures were taken: black dashed - begin of measures (steps in the values ofR0 (magenta) and
Re (blue)), solid black - Lockdown, green dashed. For the first wave the model is compared to the fatalities
reported in the UK (orange line) and Germany (green line).
338
339
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All rights reserved. No reuse allowed without permission.
perpetuity.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted May 27, 2020. ; https://doi.org/10.1101/2020.05.26.20112680doi: medRxiv preprint