SARS-CoV-2 sequencing reveals rapid transmission from college student clusters resulting in morbidity and deaths in vulnerable populations
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Abstract
ABSTRACT College reopening decisions during the SARS-CoV-2 pandemic represent a trade-off between competing risks to students, faculty and staff, and college finances. Additionally, risks taken in reopening colleges can impose significant burdens on individuals living in surrounding communities. Many colleges that reopened for in-person instruction have reported frequent SARS-CoV-2 outbreaks. La Crosse County, Wisconsin experienced a substantial SARS-CoV-2 outbreak (2,002 cases in September 2020) that coincided with the return to in-person instruction at three local academic institutions. Genomic sequencing of SARS-CoV-2 cases in La Crosse during that period found rapid expansion of two viral substrains. Although the majority of cases were among college-age individuals, from a total of 111 genomes sequenced we identified rapid transmission of the virus into more vulnerable populations. Eight sampled genomes represented two independent transmission events into two skilled nursing facilities, resulting in two fatalities. Our study highlights the very significant risks imposed by college administrator reopening decisions, not just on college-associated populations, but on vulnerable individuals in surrounding communities.
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Abstract
College reop ening decisions during t he S ARS-CoV-2 pandemic repres ent a t rad e-off between competing
risks to studen ts, faculty and staff, and c ollege finances. Additio nally, risks taken i n reopeni ng colleges
can impose significant burdens on indivi duals living in surrounding communities. Many colleges tha t
reope ned for in-pers on instruc tion have repor ted fre quen t SARS-CoV-2 outbre aks. La Crosse County,
Wisconsin exp erienc ed a substa ntial S AR S-CoV-2 outbreak (2,002 cases in Septem ber 2020) that
coincided with th e ret urn t o in-person in struction a t th ree l ocal academic insti tuti ons. Ge nomic
sequencing of SARS-CoV-2 cases in La Cr osse during tha t peri od found rapid expa nsion of two viral
substrains. Altho ugh the majori ty of cases were among college-age individuals, fr om a total of 111
genomes sequenc ed we iden tified rapid transmission of the virus in to more vulne rable popul atio ns.
Eight sampled genomes r epres ent ed two independ ent t ransmission even ts into t wo skilled nursing
facilities, resul ting in two fatali ties . Our s tudy highlights the very significant risks imposed by college
administra tor r eope ning decisions, no t just on college-associa ted popul atio ns, but on vulnerable
individuals in surrounding communiti es.
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Introduction
The SARS-CoV-2 betacoron avirus is a novel respir ato ry pathogen which eme rged i n Wuhan, China in lat e
2019 (1). Numerous teams aro und th e world have produc ed a rapi dly increasing number of publicly
available sequ ences (116,650 in GISA ID on 9/28/20 ) with obvious sequence divers ification as viral
replicati on and spr ead has conti nued . These seque nce varian ts, inher ited in each cycle of viral
replicati on, allow th e gene rati on of phylogenetic t re es thro ugh which the evoluti on of the virus can be
traced . Individual viruses acq uire mut ati ons during replica tion a t an appr oxima te rate of 1-2 sites pe r
month (2). This mutation ra te pr ovides good resolu tion for bo th global and local t racking of viral
substrains. Because viral replica tion occu rs in individuals, tracking th ese inhe rit ed variants acts as a
proxy for tr acking the spre ad of the virus through popul ations of individuals.
Star ting in late M arch 2020, we have mo nitor ed the in trod uction and sp read of S ARS-CoV-2 to the
service are a of the Gunders en Heal th System, an in tegra ted h ealthca re system he adqu ar ter ed in La
Crosse, WI and p roviding care in 21 coun ties in southwes ter n Wisconsin, no rth eas tern I owa and
southeas te rn Minneso ta . We have p erfo rmed whole viral genome s equencing on 514 positive cases
from this region, spanni ng thre e sta tes w hich have adopt ed mitigati on appr oache s of differing intensity.
In Sept ember 2020, La Crosse County (W isconsin) experi enced a ra pid increas e in cases, strongly driven
by infections among the 10-19 and 20-29 age groups. The pe riod coincided with t he ret urn of college
studen ts to th ree ins titu tions of higher e ducation in th e city of La Crosse: Universi ty of Wisconsin La
Crosse, West ern Technical Coll ege and Viterbo University, with tot al enrollm ents of 10,558, 4,004 and
2,592, respec tively (3). Our regional SA R S-CoV-2 surveillance and sequencing pro gram capture d many of
these gen omes, allowing assessmen t of t he substrain con tribu tions t o the o utbr e ak and analysis of the
speed with which vulnerabl e non-stud en t popula tions were affect ed.
Materials and methods
Specimens
Specimens were nas opharynge al swabs taken for diagnostic purp oses and evalu at ed for SARS-CoV-2
positivity at th e Gund erse n Medical Fou ndation ’s Molecula r Diagnostics Labora t ory using the CDC 2019-
nCoV Real-Time RT-PCR Diagnostic assay. This study includes positive cases diagno sed betwe en
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3/18/2020 and 9/23 /2020. Ethical appro val was obtained from th e Gund ersen H e alth System
Institution al Review Boar d (#2-20-03-008 ; PI: Kenny) to perform addi tional n ex t-genera tion se qu encing
on remnan t specimens afte r completi on of diagnostic testi ng. Samples for th is study inclu de only those
testing posi tive in Gund ersen H ealt hcare System’s diagnostic labo rato ries and , as such, do not include
other cas es from the r egion which may have been t est ed in oth er heal thcar e syst ems and/or public
health la bora tori es.
RNA isolation and cDNA synthesis
Nasopha ryngeal swabs were immers ed in liquid medium. RN A was isolated using QIAmp Viral RN A Mini
kit (Qiagen, Ge rmantown, MD). cDNA was synthesized from 5
μl of purified RNA u sing ProtoScript I I First
Strand cDNA Synt hesis Kit (New England Biolabs, Ipswich, M A) with random he xa mers.
Next Generation sequencing
We used th e Ion AmpliSeq SA RS-CoV-2 P anel (Thermo-Fisher, Walt ham, MA) to s equence 237 viral
specific targets enc ompassing the compl ete viral gen ome from cDNA derived fro m SARS-COV-2-positive
clinical specimens. Barc oded multipl ex ed libraries wer e prep are d in batches of eig ht on the Ion Chef
(Thermo-Fisher) and sequenc ed on th e I on Torren t S5 (Thermo-Fisher).
Bioinformatics
Demultiplex ed Tmap-aligned bam files were pr oduced by the Ion Torr ent S5 . To overcome difficulties
caused by read soft-clipping by this non- splice aware aligne r, individual sequ ence reads were ex tract ed
using samtools (4) and re-aligned to th e SARS-CoV-2 genome using a splice-aware aligner, hisa t2 (5).
These bam files were subject ed to QC re view in IGV. Samples passing QC had a consensus sequence
computed accordi ng to th e metho d of Cavener (6). Consensus sequences wer e re porte d to G ISA ID (7).
For phylogene tic inferenc e (i.e. t o det er mine the hie rarchy of case rel ationshi ps) samples were
integra ted with associ ate d metad ata and aligned on a local implemen ta tion of Ne xtSt rain (8) using
augur and displayed via a web browse r u sing auspice. Chorople th maps were ge n erat ed using folium.
Results
The cumulative histo ry of SARS-CoV-2 ca ses, stra tified by age, for La Crosse count y is shown in Figure 1.
Notab le even ts along this tim eline includ e the r eope ning of bars in Wisconsin (5/14/2020) and the onset
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of warm summer weather (first day abov e 80’F was on Memorial Day We ekend o n 5/24/2020 ) which
preced ed a rapid ris e in cases in ea rly-mid June. Case grow th continu ed at a slower ra te for much of the
summer before ab ruptly incr easing in th e second week of Sept ember , coinciding with the r etur n of
studen ts to th ree coll eges locat ed in th e city of La Crosse. Analysis of cases by census tract showed that
the most r apid case growth was occurri n g the immediat e vicinity of the thr ee coll eges, an ar ea of high
density stude nt housing (Figure 2).
Betwe en 3/18/20 and 9/23/20 we obtain ed 514 high quality genomes (Figure 3A) from surveillance in a
21-county region of western Wisconsin, southeas te rn Minneso ta and n orth east e rn Iowa. Clades a re
colored for e ase of visualizatio n and incl ude several epidemiologically r elevant o utbre aks. Significant
examples includ e (i) an outbre ak originat ing in a meatpacking plant in Postville , IA (9) and (ii) a large
outbr eak associat ed with a clust er of bar s in downtown La Crosse in June/July. Fig ure 3B highlights
newly sequenced genom es in our region in Septemb er 2020. The ove rwhelming majority of case growth
in La Crosse county was explaine d by two clusters, d esignate d “College A” and “C ollege B”. The small
light-blue cluste r at th e 11 o’clock positi on repr esen ts a substrain d et ected in the city of Holmen, which
did not involve college stud ents , while th e othe r highlighted clad es rep resen ted c ase growth in our
region outsid e of La Crosse county. He re we focus on the analysis of the College A and College B clusters .
During this period, al l thr ee acad emic institu tions post ed “COVID19 dashboards” on their websi tes,
analysis of which indicated tha t the majo rity of cases were associa ted with t he lar gest institution
(University of Wisconsin – La Crosse, “UWL”), followed by Viterbo University and with relatively few
cases affecting studen ts enroll ed at West ern Technical College . UWL ran its own s urveillance and
diagnostic program for st uden ts living in dormitori es (appro ximat ely 3000 studen ts), but did not d eploy
resources sufficient to provide a ny surveillance for its large off-campus studen t po pulation . Our
sequencing program cap tur ed all positiv e tests cond ucted a t th e Gund ersen H eal th System molecular
diagnostic labor ato ry, a service availed o f by many members of the off-campus populatio n. Accordi ngly,
while we generally lack genomes from th e studen t dorm popul ations , our conside rable cover age of the
off-campus population and th e presuma bly large amount of int ermixing th at occ urred b etwee n the on
and-off campus student popul ations du e to the p revalen t “party cultu re” (10,11) makes it unlikely that a
substanti al outb reak comprising an unr el ated subs train might have occur red in an d been res trict ed to
the dorm-dwelling popul ation .
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Demographic detai ls of the 111 individua ls carrying the College A and B subs trains are shown in Table 1.
In tot al, 40.5% of the sp ecimens were ob tained from individuals age d betwe en 17 and 24, with a furthe r
16.2% from the 25-29 age group. For the entir e cohort , 57.7% of cases affected fe males, alth ough cases
were more evenly distributed be tween s exes among t he 17-29 year old grou p . 19 cases (17.1%) af fected
individuals aged over 60, including 4 case s among individuals in their 90s. This pat tern of spre ad from
clusters of younger age individuals in to more vulnerabl e age groups is consist ent with observations of a
time-lag in which cases among older indi viduals tend to rise afte r outb reaks amo ng young individuals
(12). Although this sta tistical t rend is evi dent from a na tionwide an alyses (12), our ability to es tablish
direct gen etic links using sequencing be t ween the two age groups provid es compelling evidence th at
risks of rapid spread of SARS-CoV-2 among college-age individuals are no t limit ed to college enviro ns but
pose a direc t thr eat to old er pers ons in t he surroundi ng community.
Table 1: Demographics of individuals associated with College A and College B clusters
College A (n=68) College B (n=43) Both Strains (n=111)
Age Group 0-5 0 (0% ) 1 (2.3%) 1 (0.9%)
6-16 1 (1.5%) 1 (2.3%) 2 (1.8%)
17-24 24 (35.3%) 21 (48.8%) 45 (40.5%)
25-29 15 (22.1%) 3 (7% ) 18 (16.2%)
30-39 6 (8.8%) 4 (9.3%) 10 (9.0%)
40-49 9 (13.2%) 1 (2.3%) 10 (9.0%)
50-59 4 (5.9%) 2 (4.7%) 6 (5.4%)
60-69 4 (5.9%) 3 (7% ) 7 (6.3%)
70-79 3 (4.4%) 1 (2.3%) 4 (3.6%)
80-89 2 (4.7%) 2 (4.7%) 4 (3.6%)
90-99 0 (0% ) 4 (9.3%) 4 (3.6%)
Sex (All ages) Male 30 (44.1%) 17 (39.5%) 47 (42.3%)
Female 38 (55/9 %) 26 (60.5%) 64 (57.7%)
Sex (Ages 17-29) Male 22 (56.4%) 10 (41.6%) 32 (50.8%)
Female 17 (43.6%) 14 (58.3%) 31 (49.2%)
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Detailed phylogen etic t re es for both Coll ege A and B clust ers ar e shown in Figure 4. Trees ar e scaled t o
show genetic divergence of t he virus, suc h that sampl es aligned ver tically are gen etically iden tical and
placement of a sample one incr ement to the right ind icates acquisition of a single new mu tation . Wi thin
both cluste rs, we found evidence of subg roups sharing iden tical viruses which typi cally reflect
individuals infected in quick succession from a common source (e.g. at o ne or mor e parti es). Gr oups of
cases containing five or more gen etical ly identical gen omes are highligh ted in or a nge, and th e median
age of individuals in these four grou ps were 20.5, 21, 25 an d 29. This patt ern is co nsistent with rapid
spread of SARS-CoV-2 among the younge r age group. Al though bo th College A an d B clusters included
older individuals (See Tabl e 1), analysis of the College B cluste r indicat ed tha t this particula r substr ain
had been transmit ted in to two skilled nursing facilities. The sequencing data reve aled indep enden t
clusters affecting th ree p atie nts in one fa cility and two staff and five patien ts in th e second facility. Two
of these pa tien ts died from COVID-19.
Discussion
This study provides an inte rim yet compr ehensive look a t a still-ongoing outb reak cente red on t he
neighborho ods surroun ding college cam puses in a midwestern ci ty, La Crosse, WI . While t he 111
genomes sampled r epres ent a frac tion of the to tal cases in La Crosse coun ty in thi s Septembe r outb reak,
the da ta app ear sufficient t o draw some importan t conclusions abou t th e natu re of the outb reak and
early consequ ences for vulnerabl e popul ations, as well as pr ompting conside rati o n of whether various
mitigation st rat egies adop ted elsewher e could have been h elpful.
Firstly, this larg e outb reak was overwhel mingly driven by just two substrains of SARS-CoV-2 which was
quite surp rising. Res tar ting of in-person educatio n involved the r etu rn of many thousands of studen ts
from a wide range of cities and small tow ns throughou t the M idwest a t a time wh en SARS-CoV-2 cases
in Midwester n 18-22 year olds were incr easing at a ra te mor e th an twice th e nati onal average for tha t
age group (13). Accordingly, we had exp ected gre at er viral diversi ty consistent wi th multiple
independ ent viral in troduc tions. In contr ast, th e major signal det ecte d was for just two substra ins which
spread very rapidly among an a t-risk pop ulation which socialize d rep eat edly at hi gh-density alcohol-
fueled indoor and outd oor ga therings . W e cannot e xclude the possibili ty tha t the r e were addi tional
contempor aneo us viral intro ductions an d that t hese two substrains for tuit ously happene d to be the
earlies t to b e exp osed t o large suscep tibl e popula tions at events favoring rapid S A RS-CoV-2 spread such
that o the r pot ential subs trains did n ot h ave the opp ortun ity to access such a larg e susceptible
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populati on. N evert heless, o ur da ta imply that th e overwhelming majori ty of stude nts were SAR S-CoV-2-
negative upon r etu rn to the campus envi rons and tha t rapi d local spre ad, ra the r t han import ed cases,
was the primary cause of th e local out br eak.
Natio nally, several unive rsiti es made ver y considerable financial inves tments in p re-tes ting all stude nts
before th eir r etu rn to campus, a mitiga ti on stra tegy that was no t at temp ted in La Crosse. Our da ta
suggest that , had th at st rat egy been emp loyed in La Crosse, it would have had a n egligible impact on
preventing the outbre ak. A t best, i t might have delayed a n inevitabl e ou tcom e by a few days. Clearly,
introduc tion of just two viral substr ains was sufficient to fuel this very significant outbr eak. In a s et ting
where stud ents from multipl e colleges in terac t with each o the r and with ot her r e sidents of a city with
pre-exis ting SARS-COV-2 cases, studen t b ehavior will likely lead to significant ou tb reaks wheth er th e
initial stud ent-impor ted viral inp ut is larg e or small.
Testing of symptomatic and asymptoma t ic students aft er college opening is likely a more useful
interven tion, if pe rformed a t a sufficient frequency. Wh en modeling multipl e scen arios to mitiga te
SARS-CoV-2 spread during college r e-ope ning for an 80-day fall semester, Palti el a nd colleagues
estimat ed tha t t esting th e enti re stu den t population every two days could limit cu mulative infections to
4.9% of students, while we ekly testing would result in 37% of studen ts becoming infected (14).
Import antly, bo th estima tes involved ass umptions of strong adh erenc e to mask-wearing, handwashi ng,
social-distancing, de-densifying classroo ms and limiting bathro om sharing. The U WL plan for its 10,500
studen t body involved asymptomatic t es ting of its dormitory r esiden t popula tion (3000 students) once
every 14 days with no surveillance t estin g among the much larger off-campus population . Considering
that Palti el estim ate d tha t tes ting 100% of an idealized guid eline-adh eren t stud e nt popula tion weekly
would still lead to a cumulative infecti on rate of 37%, it se ems likely that t esting o nly 28% of an actual
studen t popula tion a t half tha t frequenc y would be utterly inad equa te t o manag e inevitabl e outb reaks.
Success in Paltiel’s model also r equir ed e fficiently functioning quaranti ne and isol ation do rmitori es, a
situatio n at varianc e with th e chaotic sit uation a t UWL where s tuden t rep ort ers described individuals
quaran tined while the r esults of thei r tes ts were pend ing, par tying in the quar anti ne dorm with
COVID19-positive individuals, and the n being releas ed when th eir pr e-quara ntin e test r etu rned n egative
(15).
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We de tect ed th ese stud ent-amplified inf ection clust ers as par t of a 21-county surveillance program in
the Gu nders en Heal thcar e System’s servi ce area . Becaus e this progr am was not st udent focused, we
were collecti ng and sequencing o ther co mmunity cases in parallel . This allowed u s to quickly detect the
overspill from the colleg e-age popula tion in older adul ts. Whil e thes e findings were consisten t with
public health exp ecta tions abou t risk to older popul ation in s ett ings of wide community spread and with
epidemiological st udies showing a sta tist ical association in which case incre ases i n young adults are
typically followed by cases among older adults (12), our ability to gen etically link these grou ps of cases
provides direc t evidence of t ransmission betwee n thes e differen t age groups. Of particula r concern, was
the rapi d tra nsmission of one of these S A RS-CoV-2 substrains into two skilled nurs ing facilities, causing
sustained ou tbr eaks with two fatali ties s o far. Our first cas e of what we came to c all the “College B”
cluster was collect ed on 8/27/20, a time when cases were slowly but ste adily risin g (Figure 1). The
inflection poin t on the curve when cases began to ris e more r apidly was on 9/10/ 20 (Figu re 1) and the
first skilled nursing facility patien t speci men associate d with this cluste r was det ected on 9/14/20.
Conclusions
For college clust ers, much concern h as focused on higher risks to old er faculty/sta ff as well as less
frequen t but significant advers e outcom es in younger individuals. In a dditio n, uni versity leade rs clearly
face a range of concerns including very significant financial pressur es. Given the d escribed t esting
strat egy, the highly contagio us prope rti e s of SARS-CoV-2, news reports of widespread ou tbre aks in
other coll ege communiti es tha t had at te mpted re turn to in-perso n instruc tion at earlie r dat es (16,17)
and the well-und ersto od risk-embracing natur e of college stud ents (18), the out b reak tha t occurr ed in
La Crosse in Septemb er 2020 was likely inevitable o nce th e decision to ret urn to i n-person instr uction
was taken. Our stu dy highlights th e very significant risks imposed by college administra tor r eopeni ng
decisions, not just on coll ege-associat ed populati ons, but on vulne rabl e individual s in surrounding
communities. Al though ou r primary focus has been on using viral gene tics to tr ac k introductio n and
spread of th ese substr ains, we not e th at the advers e effects of college-amplified c lusters ar e not limi ted
to the mo rbidity and mor tali ty of infecte d individuals and the subs tanti al associat ed heal thcare cos ts.
Rapid case growth, as exp erienc ed in La Crosse, intensifies the magnitude of the mu ltifacete d adverse
effects of the pand emic upon communiti es. These effects includ e significantly ext ending the p eriod
during which children are un able to at te nd in-person K-12 schooling (19), further exace rba tion of the
many psychosocial stresses affecting bot h individuals and families (20), extending the ongoing
unemployment crisis (21), placing more families at risk of losing healt h insurance ( 22) and harming small
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businesses (23). These factors should all be consider ed as par t of any cost-benefit analysis of reopening
colleges and universi ties.
Acknowledgements
This work was supported by the G unders en Medical Fou ndati on. PK holds the Dr. Jon & Bet ty Kabara
Endowed Chair in Precision Oncology. W e thank th e members of th e Gund ersen Medical Found ation ’s
Molecular Diagnos tics Laborat ory for pro viding the specimens used in this st udy.
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FIGURES LEGENDS
Figure 1. Cumulative SARS-CoV-2 case in cidence in La Crosse County, WI , stra tifie d by age group (March
– Sept ember 2020).
Figure 2. Choropleth hea tmaps showing a weekly assessment of the 7-day rolling average of daily case
numbers per 100,000 pop ulati on in cens us tracts in th e city of La Crosse. Census t ract popul ations wer e
taken from 2010 census data . The loca tio ns of University of Wisconsin – La Crosse (UWL), Western
Technical College (WTC) and Viterbo Uni versity (VIT) are indicated.
Figure 3. Radial time resolved phyloge ne tic tre es containi ng (A) all 514 high-quality genomes sequenced
betwee n 3/18/20 and 9/28/20 and (B) hi ghlighting just those specimens seq uenc ed in Sept ember .
Sequencing resul ts ar e from a 21-county region of Wisconsin, Minn esot a and Iow a. The case growth in
La Crosse County in Septemb er was att ri buted t o the Coll ege A and College B clus ters.
Figure 4. Phylogenetic trees demons tra ti ng the rela tionships b etwe en cases in th e College A and College
B substrains . Trees a re scaled by sequ ence divergence so th at id entical gen omes a re vertically align ed
and each furth er incr ement to th e right r epres ents acquisi tion a new nucleo tide v ariant . Clade-defining
mutations a re indica ted in bo th cases. Gr oups of 5 or more gene tically identica l cases are highlight ed in
orange, with the medi an age of individua ls in each group indicat ed. Transmission chains in two skilled
nursing facilities, de tect ed in th e College B cluster, a re also highligh ted.
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
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