Methods
We analyzed genome-wide data from three previously
described independent IPF case–control collections (named here as the
Chicago [ 5 ], Colorado [ 6 ], and UK [ 8 ] studies; please refer to the online supplement for
summaries of these collections). Two more independent case–control
collections (named here as the UUS [United States, United Kingdom, and Spain]
and Genentech studies) were included as replication datasets. The new UUS study
recruited cases from the United States, United Kingdom, and Spain and selected
controls from UK Biobank ( 19 ) (full
details on the recruitment, genotyping, and quality control of UUS cases and
controls can be found in the online supplement). The previously described ( 20 ) Genentech study consisted of cases
from three IPF clinical trials and controls from four non-IPF clinical trials
( see the online supplement). All studies were restricted to
unrelated individuals of European ancestry, and we applied stringent quality
control measures (full details of the quality control measures of each study can
be found in the online supplement and Figure E1 in the online supplement). All
studies diagnosed cases using American Thoracic Society and European Respiratory
Society guidelines ( 21 – 23 ) and had appropriate institutional
review board or ethics approval.
Genotype data for the Colorado, Chicago, UK, and UUS studies were imputed
separately using the Haplotype Reference Consortium r1.1 panel ( 24 ) ( see the online
supplement). For individuals in the Genentech study, genotypes were derived from
whole-genome sequencing data. Duplicated individuals between studies were
removed ( see the online supplement).
In each of the Chicago, Colorado, and UK studies
separately, a genome-wide analysis of IPF susceptibility, using SNPTEST ( 25 ) v2.5.2, was conducted adjusting for
the first 10 principal components to account for fine-scale population
structure. Only biallelic autosomal variants that had a minor allele count
≥10 were in the Hardy–Weinberg Equilibrium
( P > 1 × 10 −6 )
and were well-imputed (imputation quality
R 2 > 0.5) in at least two studies
were included. A genome-wide meta-analysis of the association summary statistics
was performed across the Chicago, Colorado, and UK studies using R v3.5.1
(discovery stage). Conditional analyses were performed to identify independent
association signals in each locus ( see the online
supplement).
Sentinel variants (defined as the variant in an association signal where no other
variants within 1 Mb showed a stronger association) of the novel signals
reaching genome-wide significance in the meta-analysis
( P < 5 × 10 −8 ),
and nominally significant ( P < 0.05) with
consistent direction of effect in each study, were further tested in the
replication samples. We considered novel signals to be associated with IPF
susceptibility if they reached a Bonferroni-corrected threshold
( P < 0.05/number of signals followed up)
in a meta-analysis of the UUS and Genentech studies (replication stage;
see the online supplement). Previously reported signals
with
P < 5 × 10 −8
in the discovery meta-analysis were deemed a confirmed association.
To further refine our association signals to include
only variants with the highest probabilities of being causal, Bayesian
fine-mapping was undertaken. This approach takes all variants within the
associated locus and, using the GWAS association results, calculates the
probability of each variant being the true causal variant (under the assumptions
that there is one causal variant and that the causal variant has been measured).
The probabilities are then combined across variants to define the smallest set
of variants that is 95% likely to contain the causal variant (i.e., the 95%
credible set) for each IPF susceptibility signal ( see the
online supplement).
To identify which genes might be implicated by the IPF susceptibility signals, we
identified whether any variants in the credible sets were genic coding variants
and defined as deleterious (using Variant Effect Predictor [VEP] [ 26 ]). In addition, we tested to see if
any of the credible set variants were associated with gene expression using
three expression quantitative trait loci (eQTL) resources (the Lung eQTL study
[ n = 1,111] [ 27 – 29 ],
the NESDA-NTR [Netherlands Study of Depression and Anxiety-Netherlands Twin
Register] blood eQTL database [ n = 4,896]
[ 30 ], and 48 tissues in GTEx [ 31 ] [ n between 80 and
491]; see the online supplement). Where IPF susceptibility
variants were found to be associated with expression levels of a gene, we tested
whether the same variant was likely to be causal both for differences in gene
expression and IPF susceptibility. We only report associations with gene
expression where the probability of the same variant driving both the IPF
susceptibility signal and gene expression signal exceeded 80%
( see the online supplement).
To investigate whether the IPF susceptibility variants that were in noncoding
regions of the genome might be in regions with regulatory functions (for
example, in regions of open chromatin), we investigated the likely functional
impact of those variants using DeepSEA (deep learning-based sequence analyzer)
( 32 ). Taking all of the IPF
susceptibility variants together, we tested for overall enrichment in regulatory
regions specific to particular cell and tissue types using FORGE (functional
element overlap analysis of the results of GWAS experiments) ( 33 ) and GARFIELD (GWAS analysis of
regulatory or functional information enrichment with LD correction) ( 34 ). Finally, we investigated whether the
genes that were near to the IPF susceptibility variants were more likely to be
differentially expressed between IPF cases and controls in four lung epithelial
cell types, using SNPsea ( 35 ). More
details are provided in the online supplement.
As previous studies have reported shared genetic
susceptibility for IPF and other lung traits ( 12 , 13 , 15 ), we investigated whether the new and
previously reported IPF susceptibility signals were associated with quantitative
lung function measures in a GWAS of 400,102 individuals ( 36 ) or with ILAs in a GWAS comparing 1,699 individuals
with an ILA and 10,247 controls ( 37 ).
Lung function measures investigated were FEV 1 , FVC, the ratio
FEV 1 /FVC (used in the diagnosis of COPD), and peak expiratory
flow. We applied a Bonferroni corrected P value threshold to
define variants also associated with ILAs or lung function.
The contribution of as yet unreported variants to IPF
susceptibility was assessed using polygenic risk scores. For each individual in
the UUS study, the weighted score was calculated as the number of risk alleles,
multiplied by the effect size of the variant (as a weighting), summed across all
variants included in the score. Effect sizes were taken from the discovery GWAS
and independent variants selected using a linkage disequilibrium
r 2 ≤ 0.1. As we wanted to
explore the contribution from as yet unreported variants, we excluded variants
within 1 Mb of each IPF susceptibility locus from the risk score calculation
( see the online supplement).
The score was tested to identify whether it was associated with IPF
susceptibility, adjusting for 10 principal components to account for fine-scale
population structure, using PRSice v1.25 ( 38 ). We altered the number of variants included in the risk score
calculation using a sliding P threshold
( P T ) such that the variant had to have a
P value < P T in the
genome-wide meta-analysis to be included in the score. This allows us to explore
whether variants that do not reach statistical significance in GWAS of current
size contribute to disease susceptibility. We used the recommended significance
threshold of P < 0.001 for determining
significantly associated risk scores ( 38 ).
Results
Following quality control, 541 cases and 542 controls from
the Chicago study, 1,515 cases and 4,683 controls from the Colorado study, and 612
cases and 3,366 controls from the UK study were available ( Table 1 and Figure E1) to contribute to the discovery stage of
the genome-wide susceptibility analysis ( Figure
1 ). For the replication stage of the GWAS, after quality control, there
were 792 cases and 10,000 controls available in the UUS study and 664 cases and
1,874 controls available in the Genentech study ( see the online
supplement).
Demographics of Study Cohorts
Definition of abbreviations :
HRC = Haplotype Reference Consortium;
UUS = United States, United Kingdom, and Spain.
Age only available for 103 Chicago controls.
Age available for 602 UK cases.
Sex only available for 500 Chicago cases.
Sex only available for 510 Chicago controls.
Smoking status only recorded for 236 UK cases.
Smoking status only recorded for 753 idiopathic pulmonary fibrosis cases
in UUS.
Smoking status only recorded for 481 of the Genentech controls.
Manhattan plot of discovery analysis results. The x axis
shows chromosomal position, and the y axis shows the
−log( P value) for each variant in the discovery
genome-wide analysis. The red line shows genome-wide significance
( P < 5 × 10 −8 ),
and variants in green met the criteria for further study in the replication
analysis (i.e., reached genome-wide significance in the discovery
meta-analysis and had P < 0.05 and
consistent direction of effects in each study). Genes in gray are previously
reported signals that reach significance in the discovery genome-wide
meta-analysis. Genes in black are the novel signals identified in the
discovery analysis that reach genome-wide significance when meta-analyzing
discovery and replication samples. The signals that did not replicate are
shown in red. For ease of visualization the y axis has been
truncated at 25.
To identify new signals of association, we meta-analyzed the genome-wide association
results for IPF susceptibility for the Chicago, Colorado, and UK discovery studies.
This gave a maximum sample size of up to 2,668 cases and 8,591 controls for
10,790,934 well-imputed ( R 2 > 0.5)
variants with minor allele count ≥10 in each study and which were available
in two or more of the studies (Figure E2).
Three novel signals (in 3p21.31 [near KIF15 , Figure 2A ], 7p22.3 [near MAD1L1 , Figure 2B ], and 8q24.12 [near
DEPTOR , Figure 2C ])
showed a genome-wide significant
( P < 5 × 10 −8 )
association with IPF susceptibility in the discovery meta-analysis and were also
significant after adjusting for multiple testing
( P < 0.01) in the replication stage comprising
1,467 IPF cases and 11,874 controls ( Tables
2 and E1). Two additional loci were genome-wide significant in the
genome-wide discovery analysis but did not reach significance in the replication
studies. The sentinel variants of these two signals were a low-frequency intronic
variant in RTEL1 (MAF = 2.1%, replication
P = 0.012) and a rare intronic variant in
HECTD2 (MAF = 0.3%, replication
P = 0.155). Conditional analyses did not
identify any additional independent association signals at the new or previously
reported IPF susceptibility loci (Figure E5).
Region plots of three novel idiopathic pulmonary fibrosis susceptibility loci
from discovery genome-wide meta-analysis. Each point represents a variant
with chromosomal position on the x axis and the
−log( P value) on the y axis.
Variants are colored in by linkage disequilibrium with the sentinel variant.
Blue lines show the recombination rate, and gene locations are shown at the
bottom of the plot. Region plots are shown for the three replicated novel
idiopathic pulmonary fibrosis susceptibility loci, i.e.,
( A ) the susceptibility signal on chromosome 3 near
KIF15 , ( B ) the susceptibility signal
on chromosome 7 near MAD1L1 , and ( C ) the
susceptibility signal on chromosome 8 near DEPTOR .
Discovery and Replication Association Analysis Results for the Five Signals
Reaching Significance in the Discovery Genome-Wide Association Studies that
Have Not Previously Been Reported as Associated with Idiopathic Pulmonary
Fibrosis
Definition of abbreviations :
Chr = chromosome; CI = confidence
interval; MAF = minor allele frequency;
OR = odds ratio; Pos = position;
rsid = reference SNP cluster ID.
The minor allele is the effect allele, and the MAF is taken from across
the studies used in the discovery meta-analysis.
To identify the likely causal genes for each new signal, we investigated whether any
of the variants were also associated with changes in gene expression ( Table 3 ). The sentinel variant (rs78238620)
of the novel signal on chromosome 3 was a low-frequency variant
(MAF = 5%) in an intron of KIF15 with the minor
allele being associated with increased susceptibility to IPF and decreased
expression of KIF15 in brain tissue and the nearby gene
TMEM42 in thyroid ( 31 )
(Figure E7 and Tables E2 and E3i). The IPF risk allele for the novel chromosome 7
signal (rs12699415, MAF = 42%) was associated with decreased
expression of MAD1L1 in heart tissue ( 31 ) (Figure E8 and Tables E2 and E3ii). For the signal on
chromosome 8, the sentinel variant (rs28513081) was located in an intron of
DEPTOR , and the IPF risk allele was associated with decreased
expression of DEPTOR (in colon, lung, and skin [ 27 – 29 , 31 ]) and RP11-760H22.2 (in
colon and lung [ 31 ]). The risk allele was
also associated with increased expression of DEPTOR (in whole blood
[ 30 ]), TAF2 (in colon
[ 31 ]), RP11-760H22.2 (in adipose [ 31 ]), and KB-1471A8.1 (in adipose and skin
[ 31 ], Figure E9 and Tables E2 and
E3iii). There were no variants predicted to be highly deleterious within the
fine-mapped signals for any of the loci.
Gene Expression and Spirometric Results for the Three Novel IPF
Susceptibility Loci
Definition of abbreviations :
Chr = chromosome; CI = confidence
interval; eQTL = expression quantitative trait loci;
IPF = idiopathic pulmonary fibrosis;
rsid = reference SNP cluster ID.
Annotation of the variant was taken from Variant Effect Predictor (VEP).
A list of all variants included in the credible sets with their
annotations and eQTL results can be found in Table E3. For
colocalization, only genes where there was a greater than 80%
probability of colocalization between the IPF risk signal and gene
expression of that gene are reported in this table. In the
colocalization column, ↑ denotes that the allele that increases
IPF risk was associated with increased expression of the gene, ↓
denotes that the IPF risk allele was associated with decreased
expression of the gene, and ↕ denotes that the IPF risk allele
was associated with increased expression in some tissues and decreased
expression in others. Full results from the eQTL and colocalization
analyses can be found in Table E2. The spirometric results for the three
novel IPF risk loci are taken from Shrine and colleagues ( 36 ) using the allele associated
with increased IPF risk as the effect allele, with β being the
change in z -score units. Results for all IPF risk
variants can be found in Table E6.
We confirmed genome-wide significant associations with IPF susceptibility for 11 of
the 17 previously reported signals (in or near TERC, TERT, DSP,
7q22.1, MUC5B, ATP11A, IVD, AKAP13, KANSL1, FAM13A , and
DPP9 ; Table E1 and Figure E4). The signal at
FAM13A, while genome-wide significant in the discovery
meta-analysis, was not significant in the Chicago study. This was the only signal
reaching genome-wide significance in the discovery genome-wide meta-analysis that
did not reach at least nominal significance in each study in the discovery analysis.
Three further previously reported signals at 11p15.5 (near MUC5B )
were no longer genome-wide significant after conditioning on the
MUC5B promoter variant (Table E1), consistent with previous
reports ( 6 , 39 ).
Of the 14 IPF susceptibility signals (i.e., the 11 previously reported signals we
confirmed and three novel signals), the only variant predicted to have a potential
functional effect on gene regulation through disruption of chromatin structure or
transcription factor binding motifs (using DeepSEA) was rs2013701 (in an intron of
FAM13A ), which was associated with a change in DNase I
hypersensitivity in 18 cell types and FOXA1 in the T-47D cell line (a breast cancer
cell line derived from a pleural effusion, Table E4). The 14 IPF susceptibility
signals were found to be enriched in DNase I hypersensitivity site regions in
multiple tissues including fetal lung tissue (Figures E10 and E11). No enrichment in
differential expression in airway epithelial cells between IPF cases and healthy
controls was observed for the 14 IPF susceptibility signals when using SNPsea (Table
E5).
Previous studies have reported an overlap of genetic association loci between lung
function and IPF ( 12 ). We undertook a
lookup of the 14 IPF susceptibility loci in the largest GWAS of lung function in the
general population published to date ( 36 ).
The sentinel variants of 12 of the 14 IPF susceptibility loci were at least
nominally associated ( P < 0.05) with one or more
lung function trait in general population studies ( Tables 3 and E6). After adjustments for multiple testing
( P < 5.2 × 10 −4 ),
the previously reported variants at FAM13A , DSP ,
and IVD were associated with decreased FVC, and variants at
FAM13A , DSP , 7q22.1
( ZKSCAN1 ), and ATP11A were associated with
increased FEV 1 /FVC. Similarly, for the three novel susceptibility
variants, all showed at least a nominal association with decreased FVC and increased
FEV 1 /FVC. We observed a nominally significant association of the
MUC5B IPF risk allele with decreased FVC and increased
FEV 1 /FVC. The IPF risk alleles at MAPT were
significantly associated with both increased FEV 1 and FVC. To determine
how the variants identified for IPF susceptibility are related to differences in
lung function between cases and controls, we investigated whether variants known to
be associated with lung function show an association in our IPF GWAS. Of the 279
variants reported ( 36 ) as associated with
lung function (Table E7), 8 showed an association with lung function after
corrections for multiple testing (located in or near MCL1 ,
DSP , ZKSCAN1 , OBFC1 ,
IVD , MAPT , and two signals in
FAM13A ).
As interstitial lung abnormalities may be a precursor to IPF in a subset of patients,
and there have been previous reports of shared genetic etiology between IPF and ILAs
( 37 , 40 , 41 ), we investigated
whether our three new signals and the 11 previously reported signals were associated
with ILAs in the largest ILA GWAS reported to date ( 37 ). Eight of the IPF susceptibility loci were at least
nominally significantly associated with either ILAs or subpleural ILAs with
consistent direction of effects (i.e., the allele associated with increased IPF risk
was also associated with increased ILA risk). The new KIF15 ,
MAD1L1 , and DEPTOR signals were not associated
with ILAs (although the rare risk allele at HECTD2 that did not
replicate in our study showed some association with an increased risk of subpleural
ILAs [ P = 0.003] with a large effect size
similar to that observed in the IPF discovery meta-analysis).
To quantify the impact of as yet unreported variants on IPF susceptibility, polygenic
risk scores were calculated excluding the 14 IPF susceptibility variants (as well as
all variants within 1 Mb). The polygenic risk score was significantly associated
with increased IPF susceptibility despite exclusion of the known genetic association
signals (including MUC5B ). As the P T
for inclusion of variants in the score was increased, the risk score became more
significant reaching a plateau at around
P T = 0.2 with risk score
P < 3.08 × 10 −23
and explaining around 2% of the phenotypic variation (Figure E12), suggesting that
there is a modest but statistically significant contribution of additional as yet
undetected variants to IPF susceptibility. Further increasing
P T beyond 0.2 did not improve the predictive
accuracy of the risk score.
Discussion
We undertook the largest GWAS of IPF susceptibility to date
and identified three novel signals of association that implicated genes not
previously known to be important in IPF.
The strongest evidence for the new signal on chromosome 8 implicates
DEPTOR , which encodes the dishevelled, Egl-10 and Pleckstrin
domain–containing mTOR-interacting protein. DEPTOR inhibits
mTOR (mammalian target of rapamycin) kinase activity as part of both the mTORC1 and
mTORC2 protein complexes. The IPF risk allele at this locus was associated with
decreased gene expression of DEPTOR in lung tissue (Table E2).
TGFβ-induced DEPTOR suppression can stimulate collagen synthesis ( 42 ), and the importance of mTORC1 signaling
via 4E-BP1 for TGFβ-induced collagen synthesis has recently been demonstrated
in fibrogenesis ( 43 ).
MAD1L1 , implicated by a new signal on chromosome 7 and eQTL
analyses of nonlung tissue, is a mitotic checkpoint gene, mutations in which have
been associated with multiple cancers including lung cancer ( 44 , 45 ). Studies
have shown that MAD1 , a homolog of MAD1L1 , can
inhibit TERT activity (or possibly enforce expression of
TERT when the promoter E-box is mutated) ( 45 , 46 ). This could
suggest that MAD1L1 may increase IPF susceptibility through reduced
telomerase activity. Another spindle-assembly–related gene ( 47 ), KIF15, was implicated
by the new signal on chromosome 3 (along with TMEM42 ).
The genome-wide study also identified two signals that were not replicated after
multiple testing adjustments. RTEL1 , a gene involved in telomere
elongation regulation, has not previously been identified in an IPF GWAS; however,
the collective effect of rare variants in RTEL1 has been reported
as associated with IPF susceptibility ( 48 – 54 ). The ubiquitin E3
ligase encoded by HECTD2 has been shown to have a proinflammatory
role in the lung, and other HECTD2 variants may be protective
against acute respiratory distress syndrome ( 55 ). However, the lack of replication for these signals in our data
suggests that further exploration of their relationship to interstitial lung
diseases is warranted.
By combining the largest available GWAS datasets for IPF, we were able to confirm 11
of 17 previously reported signals. Conditional analysis at the 11p15.5 region
indicated that previously reported signals at MUC2 and
TOLLIP were not independent of the association with the
MUC5B promoter variant. Previously reported signals at
EHMT2 , OBFC1 , and MDGA2 were
only found to be associated in one of the discovery studies and showed no evidence
of an association with IPF susceptibility in the other two discovery studies. Only
the 11 signals that we confirmed in our data were included in subsequent
analyses.
The IPF susceptibility signals at DSP, FAM13A , 7q22.1
( ZKSCAN1 ), and 17q21.31 ( MAPT ) have also been
reported as associated with COPD, although with opposite effects (i.e., the allele
associated with increased risk of IPF being associated with decreased risk of COPD).
Spirometric diagnosis of COPD was based on a reduced FEV 1 /FVC ratio. In
an independent dataset of 400,102 individuals, eight of the IPF signals were
associated with decreased FVC and with a comparatively weaker effect on
FEV 1 . This is consistent with the lung function abnormalities
associated with IPF, as well as the decreased risk of COPD. Of note, only around 3%
of previously reported lung function signals ( 36 ) also showed association with IPF susceptibility in our study. This
suggests that while some IPF susceptibility variants might represent genes and
pathways that are important in general lung health, others are likely to represent
more disease-specific processes.
Using polygenic risk scores, we demonstrated that, despite the relatively large
proportion of disease susceptibility explained by the known genetic signals of
association reported here, IPF is highly polygenic with potentially hundreds (or
thousands) of as yet unidentified variants associated with disease
susceptibility.
A strength of our study was the large sample size compared with previous GWAS and the
availability of an independent replication dataset. A limitation of our study was
that the controls used were generally younger in all studies included, and there
were differences in sex and smoking distributions in some of the studies. As age,
sex, and smoking status were not available for all individuals in four of our
datasets, we were unable to adjust for these variables without substantially
reducing our sample size. However, cases and controls in the UUS and UK datasets
were matched for age, sex, and smoking. The three novel signals replicated in all of
the discovery and replication datasets, providing reassurance that the signals we
report are robust despite differences between the datasets. As we had limited
information beyond IPF diagnosis status for a large proportion of the individuals
included in the studies, we cannot rule out some association with other age-related
conditions that are comorbid with IPF. However, other age-related conditions were
not excluded from either the cases or controls. For the signals near
KIF15 and MAD1L1 , there was substantial
evidence for an association with gene expression in nonlung tissues but not in
either of the two (nonfibrotic) lung tissue eQTL datasets. This could reflect cell
type-specific effects that are missed when studying whole tissue or effects that are
disease-dependent. Finally, our study was not designed to identify rare functional
variant associations. As both common and rare variants are known to be important in
IPF susceptibility ( 39 ), this is a
limitation of our study.
In summary, we report new biological insights into IPF susceptibility and demonstrate
that further studies to identify the genetic determinants of IPF susceptibility are
needed. Our new signals of association with IPF susceptibility provide increased
support for the importance of mTOR signaling in pulmonary fibrosis as well as the
possible implication of mitotic spindle-assembly genes.
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