Health aid displacement during a decade of conflict (2011-19) in Syria:  An exploratory analysis

Health aid displacement during a decade of conflict (2011-19) in Syria: An exploratory analysis | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Research Article Health aid displacement during a decade of conflict (2011-19) in Syria: An exploratory analysis Munzer Alkhalil, Maher Alaref, Abdulkarim Ekzayez, Hala Mkhallalati, and 8 more This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-2312441/v1 This work is licensed under a CC BY 4.0 License Status: Posted Version 1 posted You are reading this latest preprint version Abstract Background Syria has been in continuous conflict since 2011, resulting in more than 874000 deaths and 13.7 million internally displaced people (IDPs) and refugees. The health and humanitarian sectors have been severely affected by the protracted, complex conflict and have relied heavily on donor aid in the last decade. This study examines the extent and implications of health aid displacement in Syria during acute humanitarian health crises from 2011 to 2019. Methods We analysed data on humanitarian and health aid for Syria between 2011 and 2019 from the OECD’s Creditor Reporting System. We linked the data obtained for health aid displacement to four key dimensions of the Syrian conflict. The data were compared with other fragile states. We conducted a workshop in Turkey with a panel of experts and key informants with experts, policy makers and aid practitioners involved in the humanitarian and health response in Syria between August and October 2021 to corroborate the quantitative data obtained by analysing aid repository data. Results The findings suggest that there was health aid displacement in Syria during key periods of crisis by a few key donors, such as the EU, Germany, Norway and Canada supporting responses to certain humanitarian crises. However, considering that the value of humanitarian aid is 50 times that of health aid, this displacement cannot be considered as critical. Also, there was unclear evidence of health displacement across all donors. The results also showed that the value of health aid as a proportion of aggregate health and humanitarian aid is only 2% in Syria, compared to 22% for the combined average of fragile states, which further indicates the predominance of humanitarian aid over health aid in the Syrian crisis context. Conclusion This study highlights that in very complex conflict-affected contexts such as Syria, it is difficult to suggest the use of health aid displacement as an effective tool for aid-effectiveness for donors as it does not reflect domestic needs and priorities. Yet there seems to be evidence of slight displacement for individual donors. However, we can suggest that donors vastly prefer to focus their investment in the humanitarian sector rather than the health sector in conflict-affected areas. There is an urgent need to increase donors’ focus on Syria’s health development aid and adopt the humanitarian-development-peace nexus to improve aid effectiveness that aligns with the increasing health needs of local communities, including IDPs, in this protracted conflict. health aid displacement fungibility Syrian crisis conflict IDPs humanitarian aid health aid development Figures Figure 1 Figure 2 Figure 3 Figure 4 Figure 5 Figure 6 Key Messages Health aid displacement is not an effective tool for aid-effectiveness used by donors in Syria. Some health aid displacement is evident for some leading donors such as the EU, Germany, Norway and Canada. Donors prefer to fund humanitarian activities with humanitarian aid being 50 fold more than development health aid; this is largely because humanitarian projects are easier to implement with sanctions and highly dynamic borders. 1. Introduction The unprecedented number of protracted humanitarian emergencies in the last decade, including armed conflicts, natural disasters, political violence, human rights violations, climate change and COVID-19, have contributed to the greatest humanitarian challenges since World War II, leading to more than 100 million forcibly displaced persons, including refugees and internally displaced persons (IDPs) in May 2022. 1 Many conflict and crisis-affected countries depend on donor aid (both humanitarian and development), particularly during times of crisis. However, it is unclear where humanitarian aid is additional or displaces other aid and whether crises affect the quality of aid. Also, it is unclear how donors used needs’ assessment data for decisions to allocate funds. 2 Reallocation of domestic health funds due to receiving donor health aid by the recipient government to match other priorities is known as health aid fungibility, 3,4 which has been long recognized with many studies showing donor aid is fungible in certain countries and sectors. For example, foreign aid is fungible in health, education, and agriculture, partially fungible in energy, but non-fungible in transport and communication. 5 Lu et al. found that between 1995 and 2006, there had been a decrease of almost US$ 0.43 in domestic health spending for each extra dollar of development assistance for health (DAH); 6 so that health aid has a negative impact on domestic spending on health. In comparison, very few studies have considered health aid displacement at the donor level, which refers to shifting funding from the health sector to other sectors, such as the humanitarian sector during crises to reflect the humanitarian needs and/or shifting priorities of donors; this displacement does not always consider domestic health needs during decision-making. 7 The limited existing evidence suggests that the flow of humanitarian aid during humanitarian crises was not at the cost of health aid. For instance, in Sierra Leone, South Sudan and Lebanon there was no evidence of health aid displacement during times of crisis. 7–9 However, there are no studies on health aid displacement in conflict settings in the MENA region. Syria offers a unique example of a protracted conflict for more than a decade, which has left a humanitarian crisis described as the worst of the twenty-first century. 10 With around 60% of Syrians (13.7 million) currently internally displaced or living as refugees. 11 Over 98% of individuals in Syria live in extreme poverty, living on less than $ 1.90 per person a day according to the Humanitarian Needs Assessment in September 2021. 12 The main objectives of this paper are to analyse trends in humanitarian and health aid in Syria between 2011 and 2019 and their alignment with need in terms of key dimensions of the Syrian conflict. We also examine whether there is evidence of health aid displacement across all donors, assess whether and how this differs between donors, and compare the volume of health and humanitarian aid in Syria to other fragile states. 2. Study Setting Syria has been in a state of continuous conflict since 2011, resulting in more than 874000 – directly and indirectly deaths, 13,14 The areas of military influence have changed dramatically in Syria between 2011 and 2019. The Syrian government control is limited to the red area in 2019 (figure 1) and has contested power with four de facto local governments that arose during different times. 15–21 In 2014, UN Security Council Resolution 2165 was issued to allow donors to provide humanitarian aid through four border crossings: Bab al-Salam and Bab al-Hawa on the Syrian-Turkish border, Al-Yarubiyah on the Syrian-Iraqi border and Al-Ramtha on the Syrian-Jordanian border, which were all not under the control of the Syrian government. This Resolution is to support areas outside the control of the Syrian government and does therefore not require its approval. At the same time, humanitarian aid continued to flow to the Syrian Governmental-held areas through many humanitarian agencies in collaboration with the Syrian Regime. 22 After that three of these border crossings were closed in 2020 due to further UN Security Council Resolutions, and only the Bab al-Hawa crossing is maintained thus far. 2.1. The humanitarian funding landscape The ten most significant humanitarian donors according to OCHA in 2019 (the last year of our study) were: the USA, Germany, UK, EU, Canada, Norway, Denmark, Japan, France, and Sweden, respectively. 23 The sectors which received most of the humanitarian funding in 2019 were food security (not specified), health, multiple shared sectors, education, water sanitation and hygiene, emergency shelter/non-food items (NFI), and protection, respectively. 23 The humanitarian clustering model was established in Turkey for the humanitarian response in Syria across border in 2014. 24 It is led by the Office for the Coordination of Humanitarian Affairs (OCHA), which is responsible for leading the Humanitarian Response Plans (HRPs) and Humanitarian Needs Overviews (HNOs) and documenting the development process. 25 Humanitarian intervention was carried out by the health cluster mechanisms through three leading platforms: Syria hub, Turkey Cross-border and Jordan Cross-border, the three platforms working together through the Whole of Syria approach (WoS) established in 2015. 26 Moreover, another humanitarian hub emerged inside Syria in Al Hasaka governorate in 2017, coordinated by the North East Syria (NES) NGOs Forum. It manages several technical working groups and has loose links with the WoS approach in Amman, Jordan. 3. Data And Methods 3.1. Study design This is a mixed methods country case study that tracks aid trends and allocation from donor countries and organisations in response to the humanitarian crises in Syria. It is then combined with follow-up qualitative interviews with an expert panel of key informants and stakeholders in the humanitarian and health sectors in Syria to complete and corroborate results obtained by analysing aid repository data. 3.2. Quantitative data The research team charted the crisis timeline based on four quantitative indicators after excluding many others due to their limitations in the Syrian context. These indicators were then tested in the expert panel to see if they were suitable or if they required adaptation. The relevant humanitarian indicators to explain key dimensions of the Syrian conflict include: 1) the number of IDPs ;2) the number of people in need of humanitarian assistance; 3)the number or frequency of internal movements (displacements) due to the conflict and violence only. As Syria did not witness significant natural disasters during this period, the number of internal movements due to natural disasters was at the most 2,300 until the beginning of 2017. It then increased to 27,000 in 2018 and dropped to 17,000 in 2019. 27 4) the decline in Syria’s population between 2011 and 2019. After expanded discussion with the experts in the panel, we concluded that, although there were limitations associated with each indicator individually, quantitatively, reading these four indicators together would best express the crisis timeline in Syria. 3.2.1 Data Sources Data on internal movements and IDPs were collected from the Internal Displacement Monitoring Centre (IDMC), which is a comprehensive source of data and analysis of internal displacement worldwide. The Centre was established as part of the Norwegian Refugee Council (NRC) in 1998. 27 And data on the Syrian population were collected from United Nations – Department of Economic and Social Affairs / Population Division. Data on people in need of humanitarian assistant were collected from Syria Humanitarian Needs Overviews, Syrian Arab Republic Humanitarian Assistance Response Plans, Strategic Response Plans, and Syrian Arab Republic Humanitarian Response Plans issued by OCHA over the study period. Data on humanitarian and health aid for Syria were collected from the OECD's Creditor Reporting System (CRS). 28 Despite some limitations of the CRS, this database is the most comprehensive one for tracking health and humanitarian aid for conflict-affected countries; it enables analysis of different aid activities, multilateral and philanthropic donors, country donors and recipients, purpose, policies, and over years. 7,29 As per our knowledge, we did not find any other comprehensive sources that track aid in Syria. The data, in the CRS, are reported by 42 multilateral donors (i.e., multilateral institutions such as UN agencies); 49 bilateral donors (i.e., country), and 36 private donors (i.e., entities such as the Bill and Melinda Gates Foundation). The CRS provides financial data for 2002 -2020 with almost 200,000 – 300,000 data entries per year.Furthermore, it covers the specific economic or social programs that the aid seeks to support in a recipient country and classifies them into sectors. In addition, some contributions are not subject to sector-specific allocations and are reported as non-sector allocable aid. 30 Donors report which country is receiving aid and the purpose of aid. In addition, some descriptive information about the projects is also provided. 31 The CRS data used in this study are based on the 31 April 2021 update 28 and were downloaded to Excel sheets on 15 August 2021. The DAC and CRS list of codes were updated on 24 April 2021. 32 The scope of the study is the whole of Syria whether the government- controlled area or the non-government-controlled territories. 3.2.2 Quantitative variables Based on the databases mentioned earlier, we identified several variables representing crisis timelines, health aid and humanitarian aid. Table 1 provides a summary of the variables used in the quantitative analysis: Table 1 List of variables included in the quantitative analysis Domain Variable Source Comments Donors’ disbursements Health aid CRS This variable was a sum of the following variables*: Health General (121) Basic Health (122) Non-communicable diseases (123) Population Policies/Programmes & Reproductive Health (130) Humanitarian aid CRS This variable was a sum of the following variables*: Emergency response (720) Reconstruction, relief, and rehabilitation (730) Disaster prevention and preparedness (740) Crisis Timeline Number of IDPs IDMC Refers to people who are forced to leave their home but have not crossed their national borders to find safety, unlike refugees, who have settled in or left for areas outside the national border. 33 Number of people in need of humanitarian assistance OCHA Humanitarian aid programmes focus on saving lives in the short term, 34 Frequency of internal movements due to the conflict and violence only IDMC Conflict, violence, and disasters, including floods, storms and droughts, force many people who have already been displaced to flee again; if the same person moves four times a year, four moves are recorded. 35 Decline in Syria’s population UN This variable was extracted from United Nations – Department of Economic and Social Affairs / Population Division. *The CRS has “purpose codes”; 30 health aid was outlined by DAC 5 CODE 120: I.2. to 130: I.3. which includes Health General (121), Basic Health (122), Non-communicable Diseases (123), and Population Policies/Programmes & Reproductive Health (130). Therefore, health aid represents only non-humanitarian health, so there is no duplication with humanitarian aid. Humanitarian aid was outlined by DAC 5 CODE with 700: III, which includes Emergency Response (720), Reconstruction, Relief, and Rehabilitation (730), and Disaster Prevention and Preparedness (740). In these subcategories, several health-related aspects are included within emergencies and humanitarian aspects. However, they do not intersect with non-humanitarian health subcategories in the health sector. 36 3.2.3 Quantitative data analysis We collected information about the Syrian conflict's key dimensions from various sources annually between 2011 and 2019. Then we drew their trends to understand the relationship between them on the one hand and the relationship between the crisis timeline and the health and humanitarian aid trends on the other. CRS financial data were collected and analysed in Excel from 2011, the year the protests began in Syria, until 2019, the last year with available data at the CRS database at the moment of downloading the data. In this analysis, our definition of aid includes “Official Development Assistance”: “ODA grants” and “ODA loans” and “Private Development Finance” from the Bill & Melinda Gates Foundation (BMGF). In addition, aid excludes “Equity Investment” and “Other Official Flows.” 7,28,37 This combination is consistent with other recent analyses. 7 Data on regional and non-country-specific aid was not included in this analysis, and the focus was solely on aid flow to the Syrian territories. We extracted data on gross disbursements rather than commitments because we were looking for “the actual international transfer of financial resources, or goods or services valued at the cost to the donor.” 38 To analyse aid trends over this long timeframe, we relied on constant 2019 US dollars rather than the current value to account for fluctuations in exchange rates and inflation. The Development Assistance Committee (DAC) deflator converts the amounts back to the value they held in a specific year. This means the expression of flows to multilateral donors and recipient countries is in terms of the purchasing power of the US dollar in each year of the study period. 39,40 The aid database includes the bilateral ODA of the DAC members and excludes their contributions to the regular budgets of multilateral institutions when accounting for bilateral aid. 39 We considered that a decrease in health aid while an increase in humanitarian aid in a given year as a sign of health aid displacement. The scope of the study is the whole of Syria whether the government- controlled area or the non-government-controlled territories. 3.3. Qualitative data 3.3.1 Data Sources We also conducted semi-structured interviews by constituting a panel of humanitarian sector experts, humanitarian practitioners, and public sector officials; this was a crucial step, especially in this setting where quantitative data alone is often not an entirely accurate reflection of what is happening on the ground. We used purposive sampling followed by snowballing sampling approaches to identify the participants. The research team invited 31 humanitarian workers in senior positions from health NGOs and INGOs, local authorities, technical entities, and the Turkey Cross-border health cluster for Syria's response to an Expert Panel in Turkey – Mersin in August 2021. Twenty-five out of 31 accepted and attended the panel, 88% of the participants were from a health and medical background with vast experience in humanitarian and health programs. The discussions were conducted in Arabicwith 3 research assistants writing notes as the participants did not agree on recording the session. We also followed up findings from the Expert Panel with four key informants interviews (KIIs) with representatives of the four leading donors in September-October 2021 to understand the key stakeholders' perspectives. The feedback from these key informants aligned strongly with the areas discussed in the Expert Panel. The KIIs were conducted in English and recorded. They were later transcribed and anonymized using a unique identifier for each participant. Following a thematic analysis approach, data from the Expert Panel and interviews were extracted and categorised into different themes. 3.3.2 Qualitative data analysis For qualitative data we used a thematic analysis approach, data from the Expert Panel and interviews were extracted and categorised into different themes. The qualitative approach was aimed at completing, interpreting, and understanding the quantitative data-related results, comprehensiveness of the aid databases, and scope of the humanitarian and health interventions (emergency and/or development). 4. Results 4.1. Key dimensions of the Syrian conflict It can be seen from Figure 2 that the population of Syria is constantly decreasing, as the number dropped by about 4.7 million over the study period. The numbers of IDPs steadily rose until a peak in 2014 and then witnessed other increases in 2017 and 2019. The volume of internal movements peaked in 2013 and in 2017. Finally, the number of people in need peaked in 2016 and 2017 with 13.5 million people in both years. The four indicators reflect the severity of the humanitarian crises which showed an increase in the years 2013, 2014, 2016, 2017, and 2019. However, it seems that the year 2017 was worse due to the length of the crisis and the large number of violent incidents that occurred in 2016. A total of 338 attacks on health facilities were recorded across Syria, 38 attacks on education facilities and a quarter of the Syrian population lived in besieged or hard-to-reach areas. 50 Health aid displacement will be examined herein in response to the crisis timeline indicated in Figure 2. 4.3. Trends in aid flow concerning the key conflict and crises parameters When considering aid trends against the crisis timeline, we notice a significant rise in health aid in 2017, which corresponds to the four indicators: the number of IDPs in Syria (6.78 m), number of internal movements (2.91m), people in need (13.5m), and the total population (17m) (Figure 4-Chart A). Notably, there were two peaks in humanitarian aid in 2013 and 2016 which corresponds to the number of internal movements index in 2013 (3.5m) and the people in need index in 2016 (6.8m). However, in 2014 there was no clear parallel with the humanitarian crisis expressed through the number of IDPs in Syria indicator, which peaked in 2014 at 7.6m. Moreover, in 2017, which represents the peak of the humanitarian crisis in Syria, humanitarian funding decreased by 159 million compared to 2016 (Figure 3 -Chart B). With reference to Figure 3, it seems that such indicators are not the major criteria for the allocation of humanitarian aid to Syria as none of them seem to strongly impact donor decisions for mobilization of funds. Participants in the Expert Panel and interviews emphasized that there is no clear relationship between health and humanitarian funding allocations and the four indicators and that it is not clear that donors rely on need assessments before allocating funding. For example, the 2020 HRP, which was supposed to be released before the start of the year, was issued in December 2020, and the 2021 HRP was not released at the time of the workshop in Mersin in August 2021. This raises an important question: Are HRPs developed after the projects are implemented? 4.2. Health aid displacement The trend in the volume of health aid vis-à-vis humanitarian aid evident from the CRS for all donors (except Turkey) indicates the latter to be about 50 times higher than health aid (Figure 3). We excluded the Turkish donor from this analysis due to a classification error in their reporting on the CRS system; Turkish funds were spent on Syrian refugees in Turkey and not within Syrian territory. 36 It can be seen that health aid and humanitarian aid trends are, in fact, inversely correlated as health aid decreased by 7 $million, whereas humanitarian aid increased by 1.5 $billion between 2011 and 2013, and health aid increased when humanitarian aid decreased after 2016. However, the magnitude of financial flows is very different. The increase in humanitarian aid from 2011 to 2013 was far more significant in scale than the corresponding decrease in health aid, so this aid displacement is negligeable. Moreover, between 2013 and 2019, there was no health aid displacement at this aggregate level. The Expert Panel and KIIs all stated that although CRS database is a great resource, they questioned the reliability of data presented in this work given funds from Gulf countries at the beginning of the crisis were not recorded, as well as other sources of private funding such as individual donations, therefore CRS misses an important source of funding. This finding is in accordance with the literature which also states that a major limitation in CRS is the omission of data from countries which do not report their aid disbursements to the CRS which includes China, Qatar, and Saudi Arabia. 29,51 The participants also stressed the importance of excluding Turkey as a donor and that the amounts registered as humanitarian aid within Syria are, in fact, aid that was disbursed to Syrian refugees within Turkey, also emphasizing that there are not many precise details on how these amounts were spent. 4.4. Health aid displacement for individual donors The following six charts show the health aid displacement at the level of the six largest donors in the health and humanitarian sectors in Syria between 2011 and 2019: the USA, Germany, the UK, EU, Norway, and Canada (Figure 5). The United States did not spend on health during the study period. Instead, it focused on humanitarian aid, so there is no displacement of health aid for this donor. For Germany, there was an apparent decrease in spending on health with $2.3 million per year between 2015 and 2017 and spending reached zero in 2018 and 2019; this was accompanied by an increase in spending on humanitarian aid with $545 million per year between 2015 and 2017, which, theoretically, could be considered a displacement of health aid. The UK did not spend on health in the first six years, while its spending has increased steadily in the last three years; no evidence of health aid displacement from the UK. In the first six years, European Union spending on health was close to zero, then increased in the following three years. In 2017 and 2019 there was a shift in EU investment in favour of health aid, while, in 2018, spending on health decreased by $4 million, and there was an increase in spending on humanitarian funding by approximately $2.3 million in the same year; this could be considered health aid displacement. For Norway, in 2019, the decrease in health funding from $3.4 million to zero was accompanied by an increase in humanitarian funding by nearly $27 million, and this can be considered a health aid displacement. Finally, for Canada, there was an apparent decrease in health funding after 2016 from almost $1.6 million per year until it reached 0 in 2019, and this was accompanied by an increase in humanitarian funding by almost $37.5 million per year during the same period, which can be considered health aid displacement. A key takeaway is that although there is slight health aid displacement at the level of some donors in specific years especially after 2015 there is no consistent evidence of displacement over the study period, Also, by comparing the individual donors’ result with aggregate data in figure 4, the health aid displacement was at individual donors’ level for some years but was not accompanied by health aid displacement across donors. 4.5. Comparison between health aid in Syria and other fragile states Figure 6 shows that the proportion of health aid to the combined total of health and humanitarian aid in Syria is 2% compared to 22% in other highly fragile countries on average. This means that in the Syrian context, donors' are prioritizing the humanitarian sector relative to health, and this was confirmed among our participants in the Expert Panel and KIIs. The reason for humanitarian aid favouritism between 2011 and 2019 mentioned by participants in the Expert Panel and KIIs is the weakness of a governance structure in opposition-led areas such as north west Syria and north east Syria. This might discourage funding health programs as a development investment. So, donors prefer funding emergency health programs defined as humanitarian through UN agencies because it is less risky in terms of aid diversion and tends to be less politicised. Also, the participants in the Expert Panel and KIIs pointed out that the multiplicity of governments, the different areas of military control, and the governance complexity make donors more inclined towards humanitarian aid rather than health aid of a developmental nature. The dramatic change in military influence over the last decade was accompanied by significant changes at the level of governance and the management of humanitarian and health aid. In addition, the participants in the Expert Panel and KIIs mentioned the “blurred lines” between humanitarian and development health aid. Most of the participants confirmed that many humanitarian actors provide health services in a development sense, and that could be because many local NGOs are led and managed by individuals from a health and medical background. The definition of health programs in humanitarian emergency and development settings is confusing, and the boundaries between the two scopes are unclear. In the same course, the participants questioned the standardised methodology and definitions used to classify health programs implemented inside Syria by donors in CRS database, and whether the mix between humanitarian and developmental activities on the ground also affects the reporting and thus the reliability of the distinction between humanitarian and health aid in CRS database. 5. Discussion To the best of our knowledge, this is the first study that provides an analysis of health and humanitarian aid trends and explores health aid displacement in a conflict-affected setting in the MENA region. It covers the Syrian crisis from its start in 2011 until the year 2019, the latest available information on the CRS database at the downloading data moment; we wanted to look at all the available conflict years to study the trends. We present a crisis timeline while considering different criteria -number of IDPs, total population, number of internal movements, and number of people in need. However, it seems that none of these indicators strongly influenced donor aid allocation in Syria. This is consistent with other literature which identifies alternative criteria that donor countries take in their decision- making process such as perceived risk of investment, colonial/post-colonial links, nationalist policies, domestic concerns, dynamics of a conflict. 52,53 Although we observed reductions in health aid disbursements alongside increases in humanitarian aid among donors such as the EU, Germany, Norway and Camada, the scale of the increased humanitarian funding in all cases except the EU far exceeded that of reductions in health aid. This suggests that while health aid displacement may have occurred, most of the increase in humanitarian aid was additional, increasing the overall health and humanitarian aid envelope. However, when comparing the ratio of humanitarian aid to health aid given to Syria to that of all other fragile states, there is a strong indication that donors prefer to fund humanitarian activities in Syria as the ratio is 2 to 98 in favor of humanitarian aid compared to 22 to 78 in the other fragile countries. Humanitarian aid can include funding to the health sector, and sometimes donors label health aid as humanitarian aid in humanitarian crisis settings. According to OCHA, in 2019, 8,6% of Syria's humanitarian aid was health-related. 23 This part includes, primarily, life-saving health aid and sometimes health aid of a developmental nature. A clear example of that, the German Donor / Federal Minister for Economic Cooperation and Development (BMZ) supported 8 health directorates in the area outside of the Syrian Regime's control, which are health local authorities, between 2017 and 2019 through Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) in a development sense. 54 The GIZ mandate is “sustainable development and international education work.” 55 We see in figure 5 that Germany’s health aid to Syria in 2018 and 2019 was zero. That means even strengthening health system activities through development entities have been provided under the humanitarian, not health, umbrella. One would also argue that given the protracted nature of the Syrian conflict, humanitarian aid would somehow cross with development health aid given that most humanitarian agencies, donors and INGOs try to adopt the humanitarian-development-peace nexus 56 which calls for using a holistic approach where coherence among the development, humanitarian and peace-related actors, policies and operations should be ensured. These “blurred lines” between humanitarian and development aid have been mentioned in the literature with more people speak of a humanitarian development “continuum”. 57–59 However, major challenges in implementing the nexus in other conflict settings like Uganda. 60 Preference for humanitarian aid was confirmed by the participants in the Expert Panel and KIIs due to the governance challenges and donors’ desire to avoid dealing with the Syrian Regime largely due to its involvement in war crimes and crimes against humanity. This is consistent with the literature on health governance in opposition-held areas that shows that although there is a form of quasi-governance in both NES and NES, donors are hesitant to support health directorates as they believe they lack capacity. Donors also prefer to work through NGOs partially due to concerns about treating opposition-controlled health authorities as political substitutes for the Syrian regime. 61,62 Also, this can be because at the earlier stages of the Syrian crisis, many countries, including major donors, imposed unilateral sanctions 63–65 on the Assad regime which made it less likely for them to provide health aid. However, those sanctions were designed while ensuring that they would not affect humanitarian assistance, 66 which made it much easier and more realistic to focus primarily on humanitarian aid. This is contrary to the situation in other conflict settings like South Sudan, Sierra Leone, and Lebanon where humanitarian aid was added to the health aid and did not replace it. 7–9 The reason why the United States did not invest in health aid of a developmental nature is mostly its stance against the violations of the Syrian regime since the protests began. First, the US government imposed economic sanctions on officials in the Syrian regime less than a month after the protests began, 67 then, followed by a series of sanctions against many officials, including the Syrian president, 67 his wife, 68 his foreign minister, 69 and many businesspeople close to the Assad family. 68,69 Despite its limited amounts, health aid by most donors seems to be decreasing annually, except for UK and EU donors, at a faster pace than that of humanitarian aid. However, this is not the case with the overall trends where health aid is slightly increasing annually, contrary to humanitarian aid which is decreasing. This slight increase in “interest” in health aid by UK and EU may be primarily due to a major change in the political climate in Syria: the international community has partially resigned to the fact that the Assad regime is going to stay in power, so a political transition is unlikely. A few of the European embassies and Arab countries have reopened in Damascus with Assad’s diplomatic visits on the rise. 70,71 Western countries are gradually easing restrictions on supporting and dealing with Syrian state institutions, so it is expected that development aid will increase in the coming years. Based on the Expert Panel and KIIs, this shift in the political environment would pose critical ethical challenges for the donors and the international community: How can donors support developmental health aid in light of a complex governmental reality in Syria? This is astounding given that the Syrian government has almost completely controlled state institutions for more than five decades. Therefore, UN agencies have called for greater support and have taken steps toward increasing early recovery projects inside the country and thus re-adding development aid, including health aid, to major donors’ agendas. Indeed, late last year, the US Treasury Department’s Office of Foreign Assets Control (OFAC) announced its decision to expand authorizations for NGOs to engage in additional activities in Syria. 72 Estimates in this study may be incomplete as some donors, such as China, Qatar, and Saudi Arabia, also, other sources of private funding, do not report their aid disbursements to the CRS. 29,51,73,74 And some donors, such as Turkey, do not report their aid with complete accuracy. 36 The population indicator may not be an ideal indicator of the crisis timeline, but it has been used due to the lack of regular updates on the number of refugees, deaths, and new births. Although the number of IDPs and internal movements are suitable indicators for expressing the fundamental crises, they cannot represent the entirety of all the crises in the Syrian context, as many areas have witnessed significant humanitarian crises due to the military siege. For example, a high-level UN investigation reported in 2018 that the more than five-year siege of Eastern Ghouta in a war-torn country is “barbaric and medieval”. 75 However, this disaster did not significantly affect the number of IDPs and internal movements over the years because 400,000 people, including wounded people, were prevented from leaving their homes due to the military blockade. 76 In addition, there are significant numbers of people who migrated outside Syria. According to the UNHCR, the number of the Syrian refugees worldwide was 6.8 million in 2022. 11 This is in addition to more than 874,000 deaths since 2011 due to the conflict. 14 6. Recommendations We highlighted above several challenges of aid that are faced in Syria, a highly complex conflict setting with multiple local, regional, and international players along with state and non-state actors and combatants. A few recommendations can be made which would help in improving aid at different levels: the OECD should do more to ensure having more inclusive databases that go beyond the current donors reported to CRS, such as including China and other so-called “emerging” donors that do not share comprehensive information about their aid funds. And there should be a clear distinction between humanitarian and health aid categories at the levels of the UN, OECD, donors, and recipient governments. Also, the OECD Secretariat should ensure quality and comparability by regularly reviewing donor input. UN-OCHA should encourage donors to invest more in the health sector in Syria. It can prepare an annual response/development plan independent of the humanitarian response plan with more involvement for the local governance bodies in different areas. Given that “new de-facto borders” in Syria have already been drawn, it is time for UN agencies and donors to work more on directly improving health governance in NWS and NES Syria by supporting the establishment of alternative national governmental structures to contribute to the development of national needs strategy. This would automatically feed into improved development health aid in Northern Syria. Donors must negotiate with the Syrian regime to create mechanisms to ensure that aid reaches its beneficiaries and is not used as a tool of war, and partnerships must be made directly with local partners such as the health directorates and local NGOs in the different areas of control based on human rights. That helps reduce the politicization of aid, empower local communities, and increase their ownership of development plans until a political solution matures in Syria. 7. Conclusion In this study, we realized that in contexts as complicated as that of Syria, there was unclear evidence of health displacement across donors. Yet there seems to be evidence of slight displacement for individual donors. There is a strong indication that donors prefer to fund humanitarian activities, including health, in favor of humanitarian aid in Syria compared to other fragile countries. Especially that humanitarian aid was 50 folds more than development health aid, as humanitarian projects are easier to implement with sanctions and highly dynamic borders. UN agencies and INGOs should work more on providing more inclusive and better-defined aid reporting systems to ensure that all the received aid to a given country is recorded and that there is a clear distinction between humanitarian and development aid. This will provide more reliable evidence for policymakers to advocate for more development projects, especially in protracted conflicts as that of Syria, where humanitarian projects cannot meet local needs. The humanitarian-development-peace nexus should also be implemented by working together or establishing governance systems in the various areas in Syria and not limit the work with the Assad regime whose legitimacy will remain to be questioned until it is held accountable of all the crimes it committed against Syrian civilians. The data used for quantitative analysis herein are based on donor reporting and donors' inputs without results and achievement-based reflection. And therefore, future work should focus on aid effectiveness in reference to the five goals of the 2005 Paris declaration: Alignment, Harmony, Ownership, Results and Mutual Accountability. Declarations Acknowledgement Not applicable. Authors’ contributions The initial framing, outlines, literature review, and initial drafting of the piece, multiple rounds of edits, and producing the final manuscript were carried out by MAK. MAK, MAA, HM, ZZ, AE contributed to data collection and data analysis. All the authors contributed to further literature review, additional content, and a round of edits. SB, JB and PP contributed to the overall structuring and producing the final draft. All authors read, edited and approved the manuscript. Availability of data and materials All of the data sources used in this study were publicly accessible. Funding statement This publication is funded through the National Institute for Health Research (NIHR) 131207, Research for Health Systems Strengthening in northern Syria (R4HSSS), using UK aid from the UK Government to support global health research. The views expressed in this publication are those of the author(s) and do not necessarily reflect those of the NIHR or the UK government. Declaration of Competing Interest The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper. Ethical approval and consent to participate Ethical approval to conduct the Expert Panel was obtained from the Idlib Health Directorate in northwest Syria (16 June 2021, reference number 2307). Another ethical approval for the rest of the research, including KIIs, was sought from King’s College London (22 September 2021; MRA-21/22-26339). The study has assured that all quotes of interviewees remain anonymous. Consent for publication N/A. References UNHCR. UNHCR - UNHCR: Global displacement hits another record, capping decade-long rising trend. Published 2022. Accessed September 23, 2022. https://www.unhcr.org/uk/news/press/2022/6/62a9d2b04/unhcr-global-displacement-hits-record-capping-decade-long-rising-trend.html Olin E, Schreeb J von. Funding Based on Needs? 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Strand Campus: King's College London","correspondingAuthor":false,"submittingAuthor":false,"prefix":"","firstName":"Preeti","middleName":"","lastName":"Patel","suffix":""}],"badges":[],"createdAt":"2022-11-25 12:15:40","currentVersionCode":1,"declarations":"","doi":"10.21203/rs.3.rs-2312441/v1","doiUrl":"https://doi.org/10.21203/rs.3.rs-2312441/v1","draftVersion":[],"editorialEvents":[],"editorialNote":"","failedWorkflow":false,"files":[{"id":31116668,"identity":"ebaac3e6-5e70-4969-9926-b1e6d7a67143","added_by":"auto","created_at":"2023-01-04 18:53:52","extension":"jpg","order_by":1,"title":"Figure 1","display":"","copyAsset":false,"role":"figure","size":124229,"visible":true,"origin":"","legend":"\u003cp\u003eAreas of control in Syria as of Jan 2019 - Source: Live Universal Awareness Map (Liveuamap)\u003c/p\u003e","description":"","filename":"1.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/5ab2ba3921727a5c238396d3.jpg"},{"id":31116667,"identity":"1cf88347-99b3-498b-9eed-51d7eb6767a7","added_by":"auto","created_at":"2023-01-04 18:53:52","extension":"jpg","order_by":2,"title":"Figure 2","display":"","copyAsset":false,"role":"figure","size":54310,"visible":true,"origin":"","legend":"\u003cp\u003eCrisis Timeline in Syria, 2011-2019\u003csup\u003e35,41–49\u003c/sup\u003e\u003c/p\u003e","description":"","filename":"2.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/c1dfa44cf2b5e0a323a2a301.jpg"},{"id":31116670,"identity":"7abd5aa3-6b53-43bc-af12-a0570712783b","added_by":"auto","created_at":"2023-01-04 18:53:52","extension":"jpg","order_by":3,"title":"Figure 3","display":"","copyAsset":false,"role":"figure","size":83172,"visible":true,"origin":"","legend":"\u003cp\u003eHumanitarian and health aid trends against the crisis timeline, 2011-2019\u003c/p\u003e","description":"","filename":"3.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/794278ca4906e213caa07e2f.jpg"},{"id":31116669,"identity":"07092617-6383-4f21-9cf4-d3f456c93eaf","added_by":"auto","created_at":"2023-01-04 18:53:52","extension":"jpg","order_by":4,"title":"Figure 4","display":"","copyAsset":false,"role":"figure","size":53504,"visible":true,"origin":"","legend":"\u003cp\u003eHumanitarian and health aid trends in Syria, 2011-2019\u003c/p\u003e","description":"","filename":"4.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/dc6742410be12d9c5d004008.jpg"},{"id":31119001,"identity":"8af6dad7-eb6f-4a31-94b4-ce18aeb0f120","added_by":"auto","created_at":"2023-01-04 19:01:52","extension":"jpg","order_by":5,"title":"Figure 5","display":"","copyAsset":false,"role":"figure","size":98948,"visible":true,"origin":"","legend":"\u003cp\u003eAid trends at individual donor's level, 2011-2019\u003c/p\u003e","description":"","filename":"5.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/11fb523b5f2132be4591ca05.jpg"},{"id":31116672,"identity":"5aac332b-a141-466e-838d-cb55c714a728","added_by":"auto","created_at":"2023-01-04 18:53:52","extension":"jpg","order_by":6,"title":"Figure 6","display":"","copyAsset":false,"role":"figure","size":42357,"visible":true,"origin":"","legend":"\u003cp\u003ethe percentage of health aid out of the humanitarian and health aid in Syria compared to other fragile states (CRS), USD 2019, Millions\u003c/p\u003e","description":"","filename":"6.jpg","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/47cd965333d2f207af64e30e.jpg"},{"id":31974393,"identity":"ca0e2414-6ab8-4a21-b1f6-8ad9660d56a4","added_by":"auto","created_at":"2023-01-24 02:12:29","extension":"pdf","order_by":0,"title":"","display":"","copyAsset":false,"role":"manuscript-pdf","size":796980,"visible":true,"origin":"","legend":"","description":"","filename":"manuscript.pdf","url":"https://assets-eu.researchsquare.com/files/rs-2312441/v1/d10dcb03-1375-409c-9086-47945690611e.pdf"}],"financialInterests":"","formattedTitle":"Health aid displacement during a decade of conflict (2011-19) in Syria: \nAn exploratory analysis","fulltext":[{"header":"Key Messages","content":"\u003cul\u003e\n \u003cli\u003eHealth aid displacement is not an effective tool for aid-effectiveness used by donors in Syria.\u003c/li\u003e\n \u003cli\u003eSome health aid displacement is evident for some leading donors such as\u0026nbsp;the EU, Germany, Norway and Canada.\u003c/li\u003e\n \u003cli\u003eDonors prefer to fund humanitarian activities with humanitarian aid being 50 fold more than development health aid; this is largely because humanitarian projects are easier to implement with sanctions and highly dynamic borders.\u003c/li\u003e\n\u003c/ul\u003e"},{"header":"1. Introduction","content":"\u003cp\u003eThe unprecedented number of protracted humanitarian emergencies in the last decade, including armed conflicts, natural disasters, political violence, human rights violations, climate change and COVID-19, have contributed to the greatest humanitarian challenges since World War II, leading to more than 100 million forcibly displaced persons, including refugees and internally displaced persons (IDPs) in May 2022.\u003csup\u003e1\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eMany conflict and crisis-affected countries depend on donor aid (both humanitarian and development), particularly during times of crisis. However, it is unclear where humanitarian aid is additional or displaces other aid and whether crises affect the quality of aid. Also, it is unclear how donors used needs\u0026rsquo; assessment data for decisions to allocate funds.\u003csup\u003e2\u0026nbsp;\u003c/sup\u003eReallocation of domestic health funds due to receiving donor health aid by the recipient government to match other priorities is known as health aid fungibility,\u003csup\u003e3,4\u003c/sup\u003e which has been long recognized with many studies showing donor aid is fungible in certain countries and sectors. For example, foreign aid is fungible in health, education, and agriculture, partially fungible in energy, but non-fungible in transport and communication.\u003csup\u003e5\u003c/sup\u003e Lu et al. found that between 1995 and 2006, there had been a decrease of almost US$ 0.43 in domestic health spending for each extra dollar of development assistance for health (DAH);\u003csup\u003e6\u003c/sup\u003e so that health aid has a negative impact on domestic spending on health.\u003c/p\u003e\n\u003cp\u003eIn comparison, very few studies have considered health aid displacement at the donor level, which refers to shifting funding from the health sector to other sectors, such as the humanitarian sector during crises to reflect the humanitarian needs and/or shifting priorities of donors; this displacement does not always consider domestic health needs during decision-making.\u003csup\u003e7\u003c/sup\u003e The limited existing evidence suggests that the flow of humanitarian aid during humanitarian crises was not at the cost of health aid. For instance, in Sierra Leone, South Sudan and Lebanon there was no evidence of health aid displacement during times of crisis.\u003csup\u003e7\u0026ndash;9\u003c/sup\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eHowever,\u0026nbsp;there are no studies on health aid displacement in conflict settings in the MENA region. Syria offers a unique example of a protracted conflict for more than a decade, which has left a humanitarian crisis described as the worst of the twenty-first century.\u003csup\u003e10\u003c/sup\u003e With around 60% of Syrians (13.7 million) currently internally\u0026nbsp;displaced or living as refugees.\u003csup\u003e11\u003c/sup\u003e Over 98% of individuals in Syria live in extreme poverty, living on less than $ 1.90 per person a day according to the Humanitarian Needs Assessment in September 2021.\u003csup\u003e12\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe main objectives of this paper are to analyse trends in humanitarian and health aid in Syria between 2011 and 2019 and their alignment with need in terms of key dimensions of the Syrian conflict. We also examine whether there is evidence of health aid displacement across all donors, assess whether and how this differs between donors, and compare the volume of health and humanitarian aid in Syria to other fragile states.\u003c/p\u003e"},{"header":"2. Study Setting","content":"\u003cp\u003eSyria has been in a state of continuous conflict since 2011, resulting in more than 874000 \u0026ndash; directly and indirectly deaths,\u003csup\u003e13,14\u003c/sup\u003e The areas of military influence have changed dramatically in Syria between 2011 and 2019. The Syrian government control is limited to the red area in 2019 (figure 1) and has contested power with four de facto local governments that arose during different times.\u003csup\u003e15\u0026ndash;21\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eIn 2014, UN Security Council Resolution 2165 was issued to allow donors to provide humanitarian aid through four border crossings: Bab al-Salam and Bab al-Hawa on the Syrian-Turkish border, Al-Yarubiyah on the Syrian-Iraqi border and Al-Ramtha on the Syrian-Jordanian border, which were all not under the control of the Syrian government. This Resolution is to support areas outside the control of the Syrian government and does therefore not require its approval. At the same time, humanitarian aid continued to flow to the Syrian Governmental-held areas through many humanitarian agencies in collaboration with the Syrian Regime.\u003csup\u003e22\u0026nbsp;\u003c/sup\u003e After that three of these border crossings were closed in 2020 due to further UN Security Council Resolutions, and only the Bab al-Hawa crossing is maintained thus far.\u003c/p\u003e\n\u003ch2\u003e2.1. The humanitarian funding landscape\u003c/h2\u003e\n\u003cp\u003eThe ten most significant humanitarian donors according to OCHA in 2019 (the last year of our study) were: the USA, Germany, UK, EU, Canada, Norway, Denmark, Japan, France, and Sweden, respectively.\u003csup\u003e23\u003c/sup\u003e The sectors which received most of the humanitarian funding in 2019 were food security (not specified), health, multiple shared sectors, education, water sanitation and hygiene, emergency shelter/non-food items (NFI), and protection, respectively.\u003csup\u003e23\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe humanitarian clustering model was established in Turkey for the humanitarian response in Syria across border in 2014.\u003csup\u003e24\u003c/sup\u003e It is led by the Office for the Coordination of Humanitarian Affairs (OCHA), which is responsible for leading the Humanitarian Response Plans (HRPs) and Humanitarian Needs Overviews (HNOs) and documenting the development process.\u003csup\u003e25\u003c/sup\u003e Humanitarian intervention was carried out by the health cluster mechanisms through three leading platforms: Syria hub, Turkey Cross-border and Jordan Cross-border, the three platforms working together through the Whole of Syria approach (WoS) established in 2015.\u003csup\u003e26\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eMoreover, another humanitarian hub emerged inside Syria in Al Hasaka governorate in 2017, coordinated by the North East Syria (NES) NGOs Forum. It manages several technical working groups and has loose links with the WoS approach in Amman, Jordan.\u003c/p\u003e"},{"header":"3. Data And Methods","content":"\u003ch2\u003e3.1. Study design\u0026nbsp;\u003c/h2\u003e\n\u003cp\u003eThis is a mixed methods country case study that tracks aid trends and allocation from donor countries and organisations in response to the humanitarian crises in Syria. It is then combined with follow-up qualitative interviews with an expert panel of key informants and stakeholders\u0026nbsp;in the humanitarian and health sectors in Syria to complete and corroborate results obtained by analysing aid repository data.\u003c/p\u003e\n\u003ch2\u003e3.2. Quantitative data\u003c/h2\u003e\n\u003cp\u003eThe research team charted the crisis timeline based on four quantitative indicators after excluding many others due to their limitations in the Syrian context. These indicators were then tested in the expert panel to see if they were suitable or if they required adaptation. The relevant humanitarian indicators to explain key dimensions of the Syrian conflict include: 1) the number of IDPs ;2) the number of people in need of humanitarian assistance;\u0026nbsp;3)the number or frequency of internal movements (displacements) due to the conflict and violence only. As Syria did not witness significant natural disasters during this period, the number of internal movements due to natural disasters was at the most 2,300 until the beginning of 2017. It then increased to 27,000 in 2018 and dropped to 17,000 in 2019.\u003csup\u003e27\u003c/sup\u003e 4) the decline in Syria\u0026rsquo;s population between 2011 and 2019. After expanded discussion with the experts in the panel, we concluded that, although there were limitations associated with each indicator individually, quantitatively, reading these four indicators together would best express the crisis timeline in Syria.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003e3.2.1 Data Sources\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eData on internal movements and IDPs were collected from the Internal Displacement Monitoring Centre (IDMC), which is a comprehensive source of data and analysis of internal displacement worldwide. The Centre was established as part of the Norwegian Refugee Council (NRC) in 1998.\u003csup\u003e27\u003c/sup\u003e And data on the Syrian population were collected from United Nations \u0026ndash; Department of Economic and Social Affairs / Population Division. Data on people in need of humanitarian assistant were collected from\u0026nbsp;Syria Humanitarian Needs Overviews, Syrian Arab Republic Humanitarian Assistance Response Plans, Strategic Response Plans, and Syrian Arab Republic Humanitarian Response Plans issued by OCHA over the study period.\u003c/p\u003e\n\u003cp\u003eData on humanitarian and health aid for Syria were collected from the OECD\u0026apos;s Creditor Reporting System (CRS).\u003csup\u003e28\u003c/sup\u003e Despite some limitations of the CRS, this database is the most comprehensive one for tracking health and humanitarian aid for conflict-affected countries; it enables analysis of different aid activities, multilateral and philanthropic donors, country donors and recipients, purpose, policies, and over years.\u003csup\u003e7,29\u003c/sup\u003e As per our knowledge, we did not find any other comprehensive sources that track aid in Syria.\u003c/p\u003e\n\u003cp\u003eThe data, in the CRS, are reported by 42 multilateral donors (i.e., multilateral institutions such as UN agencies); 49 bilateral donors (i.e., country), and 36 private donors (i.e., entities such as the Bill and Melinda Gates Foundation).\u003c/p\u003e\n\u003cp\u003eThe CRS provides financial data for 2002 -2020 with almost 200,000 \u0026ndash; 300,000 data entries per year.Furthermore, it covers the specific economic or social programs that the aid seeks to support in a recipient country and classifies them into sectors. In addition, some contributions are not subject to sector-specific allocations and are reported as non-sector allocable aid.\u003csup\u003e30\u003c/sup\u003e Donors report which country is receiving aid and the purpose of aid. In addition, some descriptive information about the projects is also provided.\u003csup\u003e31\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe CRS data used in this study are based on the 31 April 2021 update\u0026nbsp;\u003csup\u003e28\u003c/sup\u003eand were downloaded to Excel sheets on 15 August 2021. The DAC and CRS list of codes were updated on 24 April 2021.\u003csup\u003e32\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe scope of the study is the whole of Syria whether the government- controlled area or the non-government-controlled territories.\u0026nbsp;\u003c/p\u003e\n\u003ch3\u003e3.2.2 Quantitative variables\u003c/h3\u003e\n\u003cp\u003eBased on the databases mentioned earlier, we identified several variables representing crisis timelines, health aid and humanitarian aid. Table 1 provides a summary of the variables used in the quantitative analysis:\u003c/p\u003e\n\u003cp\u003eTable\u0026nbsp;1\u0026nbsp;List of variables included in the quantitative analysis\u003c/p\u003e\n\u003ctable border=\"1\" cellpadding=\"0\" cellspacing=\"0\"\u003e\n \u003ctbody\u003e\n \u003ctr\u003e\n \u003ctd valign=\"top\" width=\"16.987179487179485%\"\u003e\n \u003cp\u003eDomain\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"29.96794871794872%\"\u003e\n \u003cp\u003eVariable\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"9.134615384615385%\"\u003e\n \u003cp\u003eSource\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"43.91025641025641%\"\u003e\n \u003cp\u003eComments\u003c/p\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd rowspan=\"2\" valign=\"top\" width=\"16.987179487179485%\"\u003e\n \u003cp\u003eDonors\u0026rsquo; disbursements\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"29.96794871794872%\"\u003e\n \u003cp\u003eHealth aid\u0026nbsp;\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"9.134615384615385%\"\u003e\n \u003cp\u003eCRS\u0026nbsp;\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"43.91025641025641%\"\u003e\n \u003cp\u003eThis variable was a sum of the following variables*:\u0026nbsp;\u003c/p\u003e\n \u003col\u003e\n \u003cli\u003eHealth General\u0026nbsp;(121)\u003c/li\u003e\n \u003cli\u003eBasic Health (122)\u003c/li\u003e\n \u003cli\u003eNon-communicable diseases (123)\u0026nbsp;\u003c/li\u003e\n \u003cli\u003ePopulation Policies/Programmes \u0026amp; Reproductive Health (130)\u003c/li\u003e\n \u003c/ol\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd valign=\"top\" width=\"36.1003861003861%\"\u003e\n \u003cp\u003eHumanitarian aid\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"11.003861003861005%\"\u003e\n \u003cp\u003eCRS\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"52.8957528957529%\"\u003e\n \u003cp\u003eThis variable was a sum of the following variables*:\u0026nbsp;\u003c/p\u003e\n \u003col\u003e\n \u003cli\u003eEmergency response (720)\u0026nbsp;\u003c/li\u003e\n \u003cli\u003eReconstruction, relief, and rehabilitation (730)\u003c/li\u003e\n \u003cli\u003eDisaster prevention and preparedness (740)\u003c/li\u003e\n \u003c/ol\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd rowspan=\"4\" valign=\"top\" width=\"16.987179487179485%\"\u003e\n \u003cp\u003eCrisis Timeline\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"29.96794871794872%\"\u003e\n \u003cp\u003eNumber of IDPs\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"9.134615384615385%\"\u003e\n \u003cp\u003eIDMC\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"43.91025641025641%\"\u003e\n \u003cp\u003eRefers to people who are forced to leave their home but have not crossed their national borders to find safety, unlike refugees, who have settled in or left for areas outside the national border.\u003csup\u003e33\u003c/sup\u003e\u003c/p\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd valign=\"top\" width=\"36.1003861003861%\"\u003e\n \u003cp\u003eNumber of people in need of humanitarian assistance\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"11.003861003861005%\"\u003e\n \u003cp\u003eOCHA\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"52.8957528957529%\"\u003e\n \u003cp\u003eHumanitarian aid programmes focus on saving lives in the short term,\u003csup\u003e34\u003c/sup\u003e\u003c/p\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd valign=\"top\" width=\"36.1003861003861%\"\u003e\n \u003cp\u003eFrequency of internal movements due to the conflict and violence only\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"11.003861003861005%\"\u003e\n \u003cp\u003eIDMC\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"52.8957528957529%\"\u003e\n \u003cp\u003eConflict, violence, and disasters, including floods, storms and droughts, force many people who have already been displaced to flee again; if the same person moves four times a year, four moves are recorded.\u003csup\u003e35\u003c/sup\u003e\u003c/p\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003ctr\u003e\n \u003ctd valign=\"top\" width=\"36.1003861003861%\"\u003e\n \u003cp\u003eDecline in Syria\u0026rsquo;s population\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"11.003861003861005%\"\u003e\n \u003cp\u003eUN\u003c/p\u003e\n \u003c/td\u003e\n \u003ctd valign=\"top\" width=\"52.8957528957529%\"\u003e\n \u003cp\u003eThis variable was extracted from\u0026nbsp;United Nations \u0026ndash; Department of Economic and Social Affairs / Population Division.\u003c/p\u003e\n \u003c/td\u003e\n \u003c/tr\u003e\n \u003c/tbody\u003e\n\u003c/table\u003e\n\u003cp\u003e*The CRS has \u0026ldquo;purpose codes\u0026rdquo;;\u003csup\u003e30\u003c/sup\u003e health aid was outlined by DAC 5 CODE 120: I.2. to 130: I.3. which includes Health General (121), Basic Health (122), Non-communicable Diseases (123), and Population Policies/Programmes \u0026amp; Reproductive Health (130). Therefore, health aid represents only non-humanitarian health, so there is no duplication with humanitarian aid.\u003c/p\u003e\n\u003cp\u003eHumanitarian aid was outlined by DAC 5 CODE with 700: III, which includes Emergency Response (720), Reconstruction, Relief, and Rehabilitation (730), and Disaster Prevention and Preparedness (740). In these subcategories, several health-related aspects are included within emergencies and humanitarian aspects. However, they do not intersect with non-humanitarian health subcategories in the health sector.\u003csup\u003e36\u003c/sup\u003e\u003c/p\u003e\n\u003ch2\u003e3.2.3 Quantitative data analysis\u003c/h2\u003e\n\u003cp\u003eWe collected information about the Syrian conflict\u0026apos;s key dimensions from various sources annually between 2011 and 2019. Then we drew their trends to understand the relationship between them on the one hand and the relationship between the crisis timeline and the health and humanitarian aid trends on the other.\u003c/p\u003e\n\u003cp\u003eCRS financial data were collected and analysed in Excel from 2011, the year the protests began in Syria, until 2019, the last year with available data at the CRS database at the moment of downloading the data. In this analysis, our definition of aid includes \u0026ldquo;Official Development Assistance\u0026rdquo;: \u0026ldquo;ODA grants\u0026rdquo; and \u0026ldquo;ODA loans\u0026rdquo; and \u0026ldquo;Private Development Finance\u0026rdquo; from the Bill \u0026amp; Melinda Gates Foundation (BMGF). In addition, aid excludes \u0026ldquo;Equity Investment\u0026rdquo; and \u0026ldquo;Other Official Flows.\u0026rdquo;\u0026nbsp;\u003csup\u003e7,28,37\u003c/sup\u003eThis combination is consistent with other recent analyses.\u003csup\u003e7\u003c/sup\u003e Data on regional and non-country-specific aid was not included in this analysis, and the focus was solely on aid flow to the Syrian territories.\u003c/p\u003e\n\u003cp\u003eWe extracted data on gross disbursements rather than commitments because we were looking for \u0026ldquo;the actual international transfer of financial resources, or goods or services valued at the cost to the donor.\u0026rdquo;\u003csup\u003e38\u003c/sup\u003e To analyse aid trends over this long timeframe, we relied on constant 2019 US dollars rather than the current value to account for fluctuations in exchange rates and inflation. The Development Assistance Committee (DAC) deflator converts the amounts back to the value they held in a specific year.\u0026nbsp;This means the expression of flows to multilateral donors and recipient countries is in terms of the purchasing power of the US dollar in each year of the study period.\u003csup\u003e39,40\u003c/sup\u003e The aid database includes the bilateral ODA of the DAC members and excludes their contributions to the regular budgets of multilateral institutions when accounting for bilateral aid.\u003csup\u003e39\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eWe considered that a decrease in health aid while an increase in humanitarian aid in a given year as a sign of health aid displacement. The scope of the study is the whole of Syria whether the government- controlled area or the non-government-controlled territories.\u0026nbsp;\u003c/p\u003e\n\u003ch2\u003e3.3. Qualitative data\u003c/h2\u003e\n\u003cp\u003e\u003cstrong\u003e3.3.1 Data Sources\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eWe also conducted semi-structured interviews by constituting a panel of humanitarian sector experts, humanitarian practitioners, and public sector officials; this was a crucial step, especially in this setting where quantitative data alone is often not an entirely accurate reflection of what is happening on the ground.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eWe used purposive sampling followed by snowballing sampling approaches to identify the participants. The research team invited 31 humanitarian workers in senior positions from health NGOs and INGOs, local authorities, technical entities, and the\u0026nbsp;Turkey Cross-border\u0026nbsp;health cluster for Syria\u0026apos;s response to an Expert Panel in Turkey \u0026ndash; Mersin in August 2021. Twenty-five out of 31 accepted and attended the panel, 88% of the participants were from a health and medical background with vast experience in humanitarian and health programs. The discussions were conducted in Arabicwith 3 research assistants writing notes as the participants did not agree on recording the session.\u003c/p\u003e\n\u003cp\u003eWe also followed up findings from the Expert Panel with four key informants interviews (KIIs) with representatives of the four leading donors in September-October 2021 to understand the key stakeholders\u0026apos; perspectives. \u0026nbsp;The feedback from these key informants aligned strongly with the areas discussed in the Expert Panel. The KIIs were conducted in English and\u0026nbsp;recorded. They were later transcribed and anonymized using a unique identifier for each participant. Following a thematic analysis approach, data from the Expert Panel and interviews were extracted and categorised into different themes.\u003c/p\u003e\n\u003ch2\u003e3.3.2 Qualitative data analysis\u003c/h2\u003e\n\u003cp\u003eFor qualitative data we used a thematic analysis approach, data from the Expert Panel and interviews were extracted and categorised into different themes. The qualitative approach was aimed at completing, interpreting, and understanding the quantitative data-related results, comprehensiveness of the aid databases, and scope of the humanitarian and health interventions (emergency and/or development).\u003c/p\u003e"},{"header":"4. Results","content":"\u003cp\u003e\u003cstrong\u003e\u003cem\u003e4.1. Key dimensions of the Syrian conflict\u003c/em\u003e\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eIt can be seen from Figure 2 that the population of Syria is constantly decreasing, as the number dropped by about 4.7 million over the study period. The numbers of IDPs steadily rose until a peak in 2014 and then witnessed other increases in 2017 and 2019.\u003c/p\u003e\n\u003cp\u003eThe volume of internal movements peaked in 2013 and in 2017. Finally, the number of people in need peaked in 2016 and 2017 with 13.5 million people in both years.\u003c/p\u003e\n\u003cp\u003eThe four indicators reflect the severity of the humanitarian crises which showed an increase in the years 2013, 2014, 2016, 2017, and 2019. However, it seems that the year 2017 was worse due to the length of the crisis and the large number of violent incidents that occurred in 2016. A total of 338 attacks on health facilities were recorded across Syria, 38 attacks on education facilities and a quarter of the Syrian population lived in besieged or hard-to-reach areas.\u003csup\u003e50\u003c/sup\u003e Health aid displacement will be examined herein in response to the crisis timeline indicated in Figure 2.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003e\u003cem\u003e4.3. Trends in aid flow concerning the key conflict and crises parameters\u003c/em\u003e\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eWhen considering aid trends against the crisis timeline, we notice a significant rise in health aid in 2017, which corresponds to the four indicators: the number of IDPs in Syria (6.78 m), number of internal movements (2.91m), people in need (13.5m), and the total population (17m) (Figure 4-Chart A). Notably, there were two peaks in humanitarian aid in 2013 and 2016 which corresponds to the number of internal movements index in 2013 (3.5m) and the people in need index in 2016 (6.8m). However, in 2014 there was no clear parallel with the humanitarian crisis expressed through the number of IDPs in Syria indicator, which peaked in 2014 at 7.6m. Moreover, in 2017, which represents the peak of the humanitarian crisis in Syria, humanitarian funding decreased by 159 million compared to 2016 (Figure 3 -Chart B).\u003c/p\u003e\n\u003cp\u003eWith reference to Figure 3, it seems that such indicators are not the major criteria for the allocation of humanitarian aid to Syria as none of them seem to strongly impact donor decisions for mobilization of funds.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eParticipants in the Expert Panel and interviews emphasized that there is no clear relationship between health and humanitarian funding allocations and the four indicators and that it is not clear that donors rely on need assessments before allocating funding. For example, the 2020 HRP, which was supposed to be released before the start of the year, was issued in December 2020, and the 2021 HRP was not released at the time of the workshop in Mersin in August 2021.\u003c/p\u003e\n\u003cp\u003eThis raises an important question: Are HRPs developed after the projects are implemented?\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003e\u003cem\u003e4.2. Health aid displacement\u003c/em\u003e\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThe trend in the volume of health aid vis-\u0026agrave;-vis humanitarian aid evident from the CRS for all donors (except Turkey)\u003cstrong\u003e\u003cem\u003e\u0026nbsp;\u003c/em\u003e\u003c/strong\u003eindicates the latter to be about 50 times higher than health aid (Figure 3).\u0026nbsp;We excluded the Turkish donor from this analysis due to a classification error in their reporting on the CRS system; Turkish funds\u0026nbsp;were spent on Syrian refugees in Turkey and not within Syrian territory.\u003csup\u003e36\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eIt can be seen that health aid and humanitarian aid trends are, in fact, inversely correlated as health aid decreased by 7 $million, whereas humanitarian aid increased by 1.5 $billion between 2011 and 2013, and health aid increased when humanitarian aid decreased after 2016. However, the magnitude of financial flows is very different. The increase in humanitarian aid from 2011 to 2013 was far more significant in scale than the corresponding decrease in health aid, so this aid displacement is negligeable. Moreover, between 2013 and 2019, there was no health aid displacement at this aggregate level.\u003c/p\u003e\n\u003cp\u003eThe Expert Panel and KIIs all stated that although CRS database is a great resource,\u0026nbsp;they questioned the reliability of data presented in this work given funds from Gulf countries at the beginning of the crisis were not recorded, as well as other sources of private funding such as individual donations, therefore CRS misses an important source of funding. This finding is in accordance with the literature which also states that a major limitation in CRS is the omission of data from countries which do not report their aid disbursements to the CRS which includes China, Qatar, and Saudi Arabia.\u003csup\u003e29,51\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe participants also stressed the importance of excluding Turkey as a donor and that the amounts registered as humanitarian aid within Syria are, in fact, aid that was disbursed to Syrian refugees within Turkey, also emphasizing that there are not many precise details on how these amounts were spent.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003e\u003cem\u003e4.4. Health aid displacement for individual donors\u003c/em\u003e\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThe following six charts show the health aid displacement at the level of the six largest donors in the health and humanitarian sectors in Syria between 2011 and 2019: the USA, Germany, the UK, EU, Norway, and Canada (Figure 5).\u003c/p\u003e\n\u003cp\u003eThe United States did not spend on health during the study period. Instead, it focused on humanitarian aid, so there is no displacement of health aid for this donor. \u0026nbsp; For Germany, there was an apparent decrease in spending on health with $2.3 million per year between 2015 and 2017 and spending reached zero in 2018 and 2019; this was accompanied by an increase in spending on humanitarian aid with $545 million per year between 2015 and 2017, which, theoretically, could be considered a displacement of health aid.\u003c/p\u003e\n\u003cp\u003eThe UK did not spend on health in the first six years, while its spending has increased steadily in the last three years; no evidence of health aid displacement from the UK.\u003c/p\u003e\n\u003cp\u003eIn the first six years, European Union spending on health was close to zero, then increased in the following three years. In 2017 and 2019 there was a shift in EU investment in favour of health aid, while, in 2018, spending on health decreased by $4 million, and there was an increase in spending on humanitarian funding by approximately $2.3 million in the same year; this could be considered health aid displacement.\u003c/p\u003e\n\u003cp\u003eFor Norway, in 2019, the decrease in health funding from $3.4 million to zero was accompanied by an increase in humanitarian funding by nearly $27 million, and this can be considered a health aid displacement.\u003c/p\u003e\n\u003cp\u003eFinally, for Canada, there was an apparent decrease in health funding after 2016 from almost $1.6 million per year until it reached 0 in 2019, and this was accompanied by an increase in humanitarian funding by almost $37.5 million per year during the same period, which can be considered health aid displacement.\u003c/p\u003e\n\u003cp\u003eA key takeaway is that although there is slight health aid displacement at the level of some donors in specific years especially after 2015 there is no consistent evidence of displacement over the study period, Also, by comparing the individual donors\u0026rsquo; result with aggregate data in figure 4, the health aid displacement was at individual donors\u0026rsquo; level for some years but was not accompanied by health aid displacement across donors.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003e\u003cem\u003e4.5. Comparison between health aid in Syria and other fragile states\u003c/em\u003e\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eFigure 6 shows that the proportion of health aid to the combined total of health and humanitarian aid in Syria is 2% compared to 22% in other highly fragile countries on average. This means that in the Syrian context, donors\u0026apos; are prioritizing the humanitarian sector relative to health, and this was confirmed among our participants in the Expert Panel and KIIs.\u003c/p\u003e\n\u003cp\u003eThe reason for humanitarian aid favouritism between 2011 and 2019 mentioned by participants in the Expert Panel and KIIs is\u0026nbsp;the weakness of a governance structure in opposition-led areas such as north west Syria and north east Syria. This might discourage funding health programs as a development investment. So, donors prefer funding emergency health programs defined as humanitarian through UN agencies because it is less risky in terms of aid diversion and tends to be less politicised.\u003c/p\u003e\n\u003cp\u003eAlso, the participants\u0026nbsp;in the Expert Panel and KIIs\u0026nbsp;pointed out that the multiplicity of governments, the different areas of military control, and the governance complexity make donors more inclined towards humanitarian aid rather than health aid of a developmental nature. The dramatic change in military influence over the last decade was accompanied by significant changes at the level of governance and the management of humanitarian and health aid.\u003c/p\u003e\n\u003cp\u003eIn addition, the participants in the Expert Panel and KIIs mentioned the \u0026ldquo;blurred lines\u0026rdquo; between humanitarian and development health aid. Most of the participants confirmed that many humanitarian actors provide health services in a development sense, and that could be because many local NGOs are led and managed by individuals from a health and medical background. The definition of health programs in humanitarian emergency and development settings is confusing, and the boundaries between the two scopes are unclear. In the same course, the participants questioned the standardised methodology and definitions used to classify health programs implemented inside Syria by donors in CRS database, and whether the mix between humanitarian and developmental activities on the ground also affects the reporting and thus the reliability of the distinction between humanitarian and health aid in CRS database. \u0026nbsp;\u003c/p\u003e"},{"header":"5. Discussion","content":"\u003cp\u003eTo the best of our knowledge, this is the first study that provides an analysis of health and humanitarian aid trends and explores health aid displacement in a conflict-affected setting in the MENA region. It covers the Syrian crisis from its start in 2011 until the year 2019, the latest available information on the CRS database at the downloading data moment; we wanted to look at all the available conflict years to study the trends.\u003c/p\u003e\n\u003cp\u003eWe present a crisis timeline while considering different criteria -number of IDPs, total population, number of internal movements, and number of people in need. However, it seems that none of these indicators strongly influenced donor aid allocation in Syria. This is consistent with other literature which identifies alternative criteria that donor countries take in their decision- making process such as perceived risk of investment, colonial/post-colonial links, nationalist policies, domestic concerns, dynamics of a conflict.\u003csup\u003e52,53\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eAlthough we observed reductions in health aid disbursements alongside increases in humanitarian aid among donors such as the EU, Germany, Norway and Camada, the scale of the increased humanitarian funding in all cases except the EU far exceeded that of reductions in health aid. \u0026nbsp;This suggests that while health aid displacement may have occurred, most of the increase in humanitarian aid was additional, increasing the overall health and humanitarian aid envelope. \u0026nbsp;\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eHowever, when comparing the ratio of humanitarian aid to health aid given to Syria to that of all other fragile states, there is a strong indication that donors prefer to fund humanitarian activities in Syria as the ratio is 2 to 98 in favor of humanitarian aid compared to 22 to 78 in the other fragile countries.\u003c/p\u003e\n\u003cp\u003eHumanitarian aid can include funding to the health sector, and sometimes donors label health aid as humanitarian aid in humanitarian crisis settings. According to OCHA, in 2019, 8,6% of Syria's humanitarian aid was health-related.\u003csup\u003e23\u003c/sup\u003e This part includes, primarily, life-saving health aid and sometimes health aid of a developmental nature. A clear example of that, the German Donor / Federal Minister for Economic Cooperation and Development (BMZ) supported 8 health directorates in the area outside of the Syrian Regime's control, which are health local authorities, between 2017 and 2019 through Deutsche Gesellschaft für Internationale Zusammenarbeit (GIZ) in a development sense.\u003csup\u003e54\u003c/sup\u003e The GIZ mandate is “sustainable development and international education work.”\u003csup\u003e55\u003c/sup\u003e We see in figure 5 that Germany’s health aid to Syria in 2018 and 2019 was zero. That means even strengthening health system activities through development entities have been provided under the humanitarian, not health, umbrella.\u003c/p\u003e\n\u003cp\u003eOne would also argue that given the protracted nature of the Syrian conflict, humanitarian aid would somehow cross with development health aid given that most humanitarian agencies, donors and INGOs try to adopt the humanitarian-development-peace nexus\u003csup\u003e56\u003c/sup\u003e which calls for using a holistic approach where coherence among the development, humanitarian and peace-related actors, policies and operations should be ensured. These “blurred lines” between humanitarian and development aid have been mentioned in the literature with more people speak of a humanitarian development “continuum”.\u003csup\u003e57–59\u003c/sup\u003e However, major challenges in implementing the nexus in other conflict settings like Uganda.\u003csup\u003e60\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003ePreference for humanitarian aid was confirmed by the participants in the Expert Panel and KIIs due to the governance challenges and donors’ desire to avoid dealing with the Syrian Regime largely due to its involvement in war crimes and crimes against humanity. \u0026nbsp;This is consistent with the literature on health governance in opposition-held areas that shows that although there is a form of quasi-governance in both NES and NES,\u0026nbsp;donors are hesitant to support health directorates as they believe they lack capacity. Donors also prefer to work through NGOs partially due to concerns about treating opposition-controlled health authorities as political substitutes for the Syrian regime.\u003csup\u003e61,62\u003c/sup\u003e Also, this can be because at the earlier stages of the Syrian crisis, many countries, including major donors, imposed unilateral sanctions\u003csup\u003e63–65\u003c/sup\u003e on the Assad regime which made it less likely for them to provide health aid. However, those sanctions were designed while ensuring that they would not affect humanitarian assistance,\u003csup\u003e66\u003c/sup\u003e which made it much easier and more realistic to focus primarily on humanitarian aid. This is contrary to the situation in other conflict settings like\u0026nbsp;South Sudan, Sierra Leone, and Lebanon where humanitarian aid was added to the health aid and did not replace it.\u003csup\u003e7–9\u0026nbsp;\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe reason why the United States did not invest in health aid of a developmental nature is mostly its stance against the violations of the Syrian regime since the protests began. First, the US government imposed economic sanctions on officials in the Syrian regime less than a month after the protests began,\u003csup\u003e67\u003c/sup\u003e then, followed by a series of sanctions against many officials, including the Syrian president,\u003csup\u003e67\u003c/sup\u003e his wife,\u003csup\u003e68\u003c/sup\u003e his foreign minister,\u003csup\u003e69\u003c/sup\u003e and many businesspeople close to the Assad family.\u003csup\u003e68,69\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eDespite its limited amounts, health aid by most donors seems to be decreasing annually, except for UK and EU donors, at a faster pace than that of humanitarian aid. However, this is not the case with the overall trends where health aid is slightly increasing annually, contrary to humanitarian aid which is decreasing.\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eThis slight increase in “interest” in health aid by UK and EU may be primarily due to a major change in the political climate in Syria: the international community has partially resigned to the fact that the Assad regime is going to stay in power, so a political transition is unlikely. A few of the European embassies and Arab countries have reopened in Damascus with Assad’s diplomatic visits on the rise.\u003csup\u003e70,71\u003c/sup\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eWestern countries are gradually easing restrictions on supporting and dealing with Syrian state institutions, so it is expected that development aid will increase in the coming years. Based on the Expert Panel and KIIs, this shift in the political environment would pose critical ethical challenges for the donors and the international community: How can donors support developmental health aid in light of a complex governmental reality in Syria? This is astounding given that the Syrian government has almost completely controlled state institutions for more than five decades.\u003c/p\u003e\n\u003cp\u003eTherefore, UN agencies have called for greater support and have taken steps toward increasing early recovery projects inside the country and thus re-adding development aid, including health aid, to major donors’ agendas. Indeed, late last year, the US Treasury Department’s Office of Foreign Assets Control (OFAC) announced its decision to expand authorizations for NGOs to engage in additional activities in Syria.\u003csup\u003e72\u003c/sup\u003e\u0026nbsp;\u003c/p\u003e\n\u003cp\u003eEstimates in this study may be incomplete as some donors, such as China,\u0026nbsp;Qatar, and Saudi Arabia,\u0026nbsp;also,\u0026nbsp;other sources of private funding, do not report their aid\u0026nbsp;disbursements\u0026nbsp;to the CRS.\u003csup\u003e29,51,73,74\u003c/sup\u003e And some donors, such as Turkey, do not report their aid with complete accuracy.\u003csup\u003e36\u003c/sup\u003e\u003c/p\u003e\n\u003cp\u003eThe population indicator may not be an ideal indicator of the crisis timeline, but it has been used due to the lack of regular updates on the number of refugees, deaths, and new births.\u003c/p\u003e\n\u003cp\u003eAlthough the number of IDPs and internal movements are suitable indicators for expressing the fundamental crises, they cannot represent the entirety of all the crises in the Syrian context, as many areas have witnessed significant humanitarian crises due to the military siege. For example, a high-level UN investigation reported in 2018 that the more than five-year siege of Eastern Ghouta in a war-torn country is “barbaric and medieval”.\u003csup\u003e75\u003c/sup\u003e However, this disaster did not significantly affect the number of IDPs and internal movements over the years because 400,000 people, including wounded people, were prevented from leaving their homes due to the military blockade.\u003csup\u003e76\u003c/sup\u003e\u0026nbsp; In addition, there are significant numbers of people who migrated outside Syria. According to the UNHCR, the number of the Syrian refugees worldwide was 6.8 million in 2022.\u003csup\u003e11\u003c/sup\u003e \u0026nbsp;This is in addition to\u0026nbsp;more than 874,000 deaths since 2011 due to the conflict.\u003csup\u003e14\u003c/sup\u003e \u003c/p\u003e"},{"header":"6. Recommendations","content":"\u003cp\u003eWe highlighted above several challenges of aid that are faced in Syria, a highly complex conflict setting with multiple local, regional, and international players along with state and non-state actors and combatants. A few recommendations can be made which would help in improving aid at different levels: the OECD should do more to ensure having more inclusive databases that go beyond the current donors reported to CRS, such as including China and other so-called \u0026ldquo;emerging\u0026rdquo; donors that do not share comprehensive information about their aid funds. And there should be a clear distinction between humanitarian and health aid categories at the levels of the UN, OECD, donors, and recipient governments. Also, the OECD Secretariat should ensure quality and comparability by regularly reviewing donor input.\u003c/p\u003e\n\u003cp\u003eUN-OCHA should encourage\u0026nbsp;donors to invest more\u0026nbsp;in the health sector in Syria. It can prepare an annual response/development plan independent of the humanitarian response plan\u0026nbsp;with more involvement for the local governance bodies in different areas.\u003c/p\u003e\n\u003cp\u003eGiven that \u0026ldquo;new de-facto borders\u0026rdquo; in Syria have already been drawn, it is time for UN agencies and donors to work more on directly improving health governance in NWS and NES Syria by supporting the establishment of alternative national governmental structures to contribute to the development of national needs strategy. This would automatically feed into improved development health aid in Northern Syria.\u003c/p\u003e\n\u003cp\u003eDonors must negotiate with the Syrian regime to create mechanisms to ensure that aid reaches its beneficiaries and is not used as a tool of war, and partnerships must be made directly with local partners such as the health directorates and local NGOs in the different areas of control based on human rights. That helps reduce the politicization of aid, empower local communities, and increase their ownership of development plans until a political solution matures in Syria.\u003c/p\u003e"},{"header":"7. Conclusion","content":"\u003cp\u003eIn this study, we realized that in contexts as complicated as that of Syria, there was unclear evidence of health displacement across donors. Yet there seems to be evidence of slight displacement for individual donors.\u003c/p\u003e\n\u003cp\u003eThere is a strong indication that donors prefer to fund humanitarian activities, including health, in favor of humanitarian aid in Syria compared to other fragile countries. Especially that humanitarian aid was 50 folds more than development health aid, as humanitarian projects are easier to implement with sanctions and highly dynamic borders.\u0026nbsp;UN agencies and INGOs should work more on providing more inclusive and better-defined aid reporting systems to ensure that all the received aid to a given country is recorded and that there is a clear distinction between humanitarian and development aid. This will provide more reliable evidence for policymakers to advocate for more development projects, especially in protracted conflicts as that of Syria, where humanitarian projects cannot meet local needs. The humanitarian-development-peace nexus should also be implemented by working together or establishing governance systems in the various areas in Syria and not limit the work with the Assad regime whose legitimacy will remain to be questioned until it is held accountable of all the crimes it committed against Syrian civilians.\u003c/p\u003e\n\u003cp\u003eThe data used for quantitative analysis herein are based on donor reporting and donors\u0026apos; inputs without results and achievement-based reflection. And therefore, future work should focus on aid effectiveness in reference to the five goals of the 2005 Paris declaration: Alignment, Harmony, Ownership, Results and Mutual Accountability.\u003c/p\u003e"},{"header":"Declarations","content":"\u003cp\u003e\u003cstrong\u003eAcknowledgement\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eNot applicable.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eAuthors’ contributions\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThe initial framing, outlines, literature review, and initial drafting of the piece, multiple rounds of edits, and producing the final manuscript were carried out by MAK. MAK, MAA, HM, ZZ, AE contributed to data collection and data analysis. All the authors contributed to further literature review, additional content, and a round of edits. SB, JB and PP contributed to the overall structuring and producing the final draft. All authors read, edited and approved the manuscript.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eAvailability of data and materials\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eAll of the data sources used in this study were publicly accessible.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eFunding statement\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThis publication is funded through the National Institute for Health Research (NIHR) 131207, Research for Health Systems Strengthening in northern Syria (R4HSSS), using UK aid from the UK Government to support global health research. The views expressed in this publication are those of the author(s) and do not necessarily reflect those of the NIHR or the UK government.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eDeclaration of Competing Interest\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eThe authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eEthical approval and consent to participate\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eEthical approval to conduct the Expert Panel was obtained from the Idlib Health Directorate in northwest Syria (16 June 2021, reference number 2307). Another ethical approval for the rest of the research, including KIIs, was sought from King’s College London (22 September 2021; MRA-21/22-26339). The study has assured that all quotes of interviewees remain anonymous.\u003c/p\u003e\n\u003cp\u003e\u003cstrong\u003eConsent for publication\u003c/strong\u003e\u003c/p\u003e\n\u003cp\u003eN/A.\u003c/p\u003e"},{"header":"References","content":"\u003col\u003e\n \u003cli\u003eUNHCR. UNHCR - UNHCR: Global displacement hits another record, capping decade-long rising trend. Published 2022. Accessed September 23, 2022. https://www.unhcr.org/uk/news/press/2022/6/62a9d2b04/unhcr-global-displacement-hits-record-capping-decade-long-rising-trend.html\u003c/li\u003e\n \u003cli\u003eOlin E, Schreeb J von. Funding Based on Needs? A Study on the Use of Needs Assessment Data by a Major Humanitarian Health Assistance Donor in its Decisions to Allocate Funds. \u003cem\u003ePLoS Curr\u003c/em\u003e. 2014;6. doi:10.1371/CURRENTS.DIS.D05F908B179343C8B4705CF44C15DBE9\u003c/li\u003e\n \u003cli\u003eDieleman JL, Graves CM, Hanlon M. 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Siege of Syria\u0026rsquo;s eastern Ghouta \u0026lsquo;barbaric and medieval\u0026rsquo;, says UN Commission of Inquiry | | UN News. Accessed June 23, 2022. https://news.un.org/en/story/2018/06/1012632\u003c/li\u003e\n \u003cli\u003eAMNESTY INTERNATIONAL UK. Syria: The siege of Eastern Ghouta | Amnesty International UK. Accessed June 23, 2022. https://www.amnesty.org.uk/syria-siege-eastern-ghouta\u003c/li\u003e\n\u003c/ol\u003e"}],"fulltextSource":"","fullText":"","funders":[],"hasAdminPriorityOnWorkflow":false,"hasManuscriptDocX":true,"hasOptedInToPreprint":true,"hasPassedJournalQc":"","hasAnyPriority":true,"hideJournal":true,"highlight":"","institution":"","isAcceptedByJournal":false,"isAuthorSuppliedPdf":false,"isDeskRejected":"","isHiddenFromSearch":false,"isInQc":false,"isInWorkflow":false,"isPdf":false,"isPdfUpToDate":true,"isWithdrawnOrRetracted":false,"journal":{"display":true,"email":"[email protected]","identity":"researchsquare","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":true,"externalIdentity":"","sideBox":"","snPcode":"","submissionUrl":"/submission","title":"Research Square","twitterHandle":"researchsquare","acdcEnabled":true,"dfaEnabled":false,"editorialSystem":"","reportingPortfolio":"","inReviewEnabled":false,"inReviewRevisionsEnabled":true},"keywords":"health aid displacement, fungibility, Syrian crisis, conflict, IDPs, humanitarian aid, health aid, development","lastPublishedDoi":"10.21203/rs.3.rs-2312441/v1","lastPublishedDoiUrl":"https://doi.org/10.21203/rs.3.rs-2312441/v1","license":{"name":"CC BY 4.0","url":"https://creativecommons.org/licenses/by/4.0/"},"manuscriptAbstract":"Background \nSyria has been in continuous conflict since 2011, resulting in more than 874000 deaths and 13.7 million internally displaced people (IDPs) and refugees. The health and humanitarian sectors have been severely affected by the protracted, complex conflict and have relied heavily on donor aid in the last decade. This study examines the extent and implications of health aid displacement in Syria during acute humanitarian health crises from 2011 to 2019.\nMethods \nWe analysed data on humanitarian and health aid for Syria between 2011 and 2019 from the OECD’s Creditor Reporting System. We linked the data obtained for health aid displacement to four key dimensions of the Syrian conflict. The data were compared with other fragile states. We conducted a workshop in Turkey with a panel of experts and key informants with experts, policy makers and aid practitioners involved in the humanitarian and health response in Syria between August and October 2021 to corroborate the quantitative data obtained by analysing aid repository data. \nResults \nThe findings suggest that there was health aid displacement in Syria during key periods of crisis by a few key donors, such as the EU, Germany, Norway and Canada supporting responses to certain humanitarian crises. However, considering that the value of humanitarian aid is 50 times that of health aid, this displacement cannot be considered as critical. Also, there was unclear evidence of health displacement across all donors.\nThe results also showed that the value of health aid as a proportion of aggregate health and humanitarian aid is only 2% in Syria, compared to 22% for the combined average of fragile states, which further indicates the predominance of humanitarian aid over health aid in the Syrian crisis context.\nConclusion \nThis study highlights that in very complex conflict-affected contexts such as Syria, it is difficult to suggest the use of health aid displacement as an effective tool for aid-effectiveness for donors as it does not reflect domestic needs and priorities. Yet there seems to be evidence of slight displacement for individual donors. However, we can suggest that donors vastly prefer to focus their investment in the humanitarian sector rather than the health sector in conflict-affected areas. There is an urgent need to increase donors’ focus on Syria’s health development aid and adopt the humanitarian-development-peace nexus to improve aid effectiveness that aligns with the increasing health needs of local communities, including IDPs, in this protracted conflict.","manuscriptTitle":"Health aid displacement during a decade of conflict (2011-19) in Syria: \nAn exploratory analysis","msid":"","msnumber":"","nonDraftVersions":[{"code":1,"date":"2023-01-04 18:53:47","doi":"10.21203/rs.3.rs-2312441/v1","editorialEvents":[{"type":"communityComments","content":0}],"status":"published","journal":{"display":true,"email":"[email protected]","identity":"researchsquare","isNatureJournal":false,"hasQc":true,"allowDirectSubmit":true,"externalIdentity":"","sideBox":"","snPcode":"","submissionUrl":"/submission","title":"Research Square","twitterHandle":"researchsquare","acdcEnabled":true,"dfaEnabled":false,"editorialSystem":"","reportingPortfolio":"","inReviewEnabled":false,"inReviewRevisionsEnabled":true}}],"origin":"","ownerIdentity":"1da962b4-2e77-4a05-8cf9-48ebf0815c0a","owner":[],"postedDate":"January 4th, 2023","published":true,"recentEditorialEvents":[],"rejectedJournal":[],"revision":"","amendment":"","status":"posted","subjectAreas":[],"tags":[],"updatedAt":"2023-03-15T09:35:44+00:00","versionOfRecord":[],"versionCreatedAt":"2023-01-04 18:53:47","video":"","vorDoi":"","vorDoiUrl":"","workflowStages":[]},"version":"v1","identity":"rs-2312441","journalConfig":"researchsquare"},"__N_SSP":true},"page":"/article/[identity]/[[...version]]","query":{"redirect":"/article/rs-2312441","identity":"rs-2312441","version":["v1"]},"buildId":"WrCJVZZCHTDjtuVLN7oU0","isFallback":false,"isExperimentalCompile":false,"dynamicIds":[84888],"gssp":true,"scriptLoader":[]}