Background
Third COVID-19 vaccine doses are broadly recommended, but immunogenicity data 25
remain limited, particularly in older adults. 26
Methods
We measured circulating antibodies against the SARS-CoV-2 spike protein receptor-binding 27
domain, ACE2 displacement, and virus neutralization against ancestral and Omicron (BA.1) strains 28
from pre-vaccine up to one month following the third dose, in 151 adults aged 24-98 years who 29
received COVID-19 mRNA vaccines. 30
Results
Following two vaccine doses, humoral immunity was weaker, less functional and less durable 31
in older adults, where a higher number of chronic health conditions was a key correlate of weaker 32
responses and poorer durability. Third doses boosted antibody binding and function to higher levels 33
than second-doses, and induced responses in older adults that were comparable in magnitude to those in 34
younger adults. Humoral responses against Omicron were universally weaker than against the ancestral 35
strain after both second and third doses; nevertheless, after three doses, anti-Omicron responses in older 36
adults reached equivalence to those in younger adults. After three vaccine doses, the number of chronic 37
health conditions, but not age per se, was the strongest consistent correlate of weaker humoral 38
responses. 39
Conclusion
Results underscore the immune benefits of third COVID-19 vaccine doses, particularly in 40
older adults. 41
42
Key words: COVID-19, mRNA vaccine, SARS-CoV-2, humoral immunity, older adults, binding 43
antibodies, ACE2 displacement, viral neutralization, Omicron 44
45
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Introduction
46
Older adults are at increased risk of lethal COVID-19 following SARS-CoV-2 infection 47
(SARS-CoV-2) [1-3]. While two doses of a COVID-19 mRNA vaccine broadly protects against 48
hospitalization and death [4-6], weaker vaccine-induced immunity observed in the elderly and certain 49
other groups [7-12] has led to their prioritization to receive third doses [13-16]. Vaccine-induced 50
antibodies also decline over time, which can increase the risk of breakthrough infections [17-19], 51
particularly with the more transmissible and immune evasive Omicron variant (B.1.1.529) [20-22]. 52
We and others have shown that older age is associated with weaker antibody responses to 53
COVID-19 mRNA vaccines, Comirnaty (Pfizer/BioNTech) and Spikevax (Moderna) [10-12]. We 54
previously characterized longitudinal humoral responses up to three months after the second vaccine 55
dose in a cohort of 151 adults 24 to 98 years of age that includes COVID-19 naïve and convalescent 56
individuals [12]. Here, we examine binding and neutralizing antibody responses up to six months 57
following the second vaccine dose, as well as one month following the third vaccine dose. We also 58
evaluate binding antibodies, ACE2 displacement, and virus neutralization against Omicron (BA.1) one 59
month following the second and third doses. 60
61
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Methods
62
Study design. We conducted a prospective longitudinal cohort study in British Columbia, Canada, to 63
examine SARS-CoV-2 specific humoral responses following vaccination with Comirnaty or Spikevax. 64
Our cohort of 151 individuals included 81 healthcare workers (HCW) and 56 older adults (including 18 65
residents of long-term care or assisted living facilities) who were COVID-19 naive at study entry, and 66
14 COVID-19 convalescent individuals with anti-SARS-CoV-2 N antibodies at study entry (including 67
8 HCW and 6 older adults) [12]. Serum and plasma were collected prior to vaccination; one month 68
after the first dose; one, three and six months after the second dose; and one month following the third 69
dose. Specimens were processed same-day and frozen until analysis. 70
71
Ethics approval. Written informed consent was obtained from all participants or their authorized 72
decision makers. This study was approved by the University of British Columbia/Providence Health 73
Care and Simon Fraser University Research Ethics Boards. 74
75
Data sources. Sociodemographic, health and vaccine information was collected by self-report and 76
confirmed through medical records where available. Chronic health conditions were defined as 77
hypertension, diabetes, asthma, obesity (body mass index ≥30), chronic diseases of lung, liver, kidney, 78
heart or blood, cancer, and immunosuppression due to chronic conditions or medication, to generate a 79
score ranging from 0-11 per participant [12]. 80
81
Binding antibody assays. We measured total binding antibodies against SARS-CoV-2 nucleocapsid 82
(N) and spike (S) receptor binding domain (RBD) in serum using the Roche Elecsys Anti-SARS-CoV-83
2 and Anti-SARS-CoV-2 S assays, respectively, on a Cobas e601 module analyzer (Roche 84
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Diagnostics). Following SARS-CoV-2 infection, both assays should be positive, whereas post-85
vaccination only the S assay should be positive, allowing identification of convalescent individuals. 86
Both tests are electro-chemiluminescence sandwich immunoassays, and report results in Arbitrary 87
Units (AU)/mL, calibrated against an external standard. For the S assay, the manufacturer indicates that 88
AU values can be considered equivalent to international binding antibody units (BAU) as defined by 89
the World Health Organization [23]. For the S assay, sera were tested undiluted, with samples above 90
the upper limit of quantification (ULOQ) re-tested at 1:100 dilution, allowing a measurement range of 91
0.4 - 25,000 U/mL. We also quantified plasma IgG binding antibodies against RBD using the V-plex 92
SARS-CoV-2 (IgG) Panel 22 ELISA kit (Meso Scale Diagnostics), which features the ancestral 93
(Wuhan) and Omicron RBD antigens, on a Meso QuickPlex SQ120 instrument. Plasma samples were 94
diluted 1:10000 as directed by the manufacturer, with results reported in Arbitrary Units (AU)/mL. 95
96
ACE2 competition assay. We assessed the ability of plasma antibodies to block the RBD-ACE2 97
receptor interaction by competition ELISA (Panel 22 V-plex SARS-CoV-2 [ACE2]; Meso Scale 98
Diagnostics) on a Meso QuickPlex SQ120 instrument. Plasma was diluted 1:20 as directed by the 99
manufacturer and results reported as % ACE2 displacement. 100
101
Live virus neutralization. Neutralizing activity in plasma was examined using a live SARS-CoV-2 102
infectivity assay in a Containment Level 3 facility. Assays were performed using isolate USA-103
WA1/2020 (BEI Resources) and a local Omicron isolate (BA.1 strain; GISAID Accession # 104
EPI_ISL_9805779) on VeroE6-TMPRSS2 (JCRB-1819) target cells. Viral stock was adjusted to 50 105
TCID50/200 µl in Dulbecco’s Modified Eagle Medium in the presence of serial 2-fold dilutions of 106
plasma (from 1/20 to 1/2560), incubated at 4°C for 1 hour and then added to target cells in 96-well 107
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plates in triplicate. Cultures were maintained at 37°C with 5% CO2 and the appearance of viral 108
cytopathic effect (CPE) was recorded three days post-infection. Neutralizing activity is reported as the 109
highest reciprocal plasma dilution able to prevent CPE in all three replicate wells. Samples exhibiting 110
only partial or no neutralization at the lowest dilution of 1/20 were coded as having a reciprocal 111
dilution of "10", defined as below the limit of quantification (BLOQ) in this assay. 112
113
Statistical analysis. Comparisons of binary variables were performed using Fisher’s exact test. 114
Comparisons of continuous variables were performed using the Mann-Whitney U-test (for unpaired 115
data) or Wilcoxon test (for paired data). Multiple linear regression was used to investigate the 116
relationship between sociodemographic, health and vaccine-related variables and humoral outcomes. 117
Variables included age (per year increment), sex at birth (female as reference group), ethnicity (non-118
white as reference), number of chronic health conditions (per number increment), mRNA vaccine 119
received (Comirnaty as reference), interval between doses (per day increment), sampling date 120
following the most recent dose (per day increment), and convalescent status (COVID-19 naive as 121
reference). Binding antibody half-lives in serum were calculated by fitting exponential decay curves to 122
antibody concentrations at one, three and six months after the second dose. All tests were two-tailed, 123
with p<0.05 considered statistically significant. Analyses were conducted using Microsoft Excel and 124
Prism v9.2.0 (GraphPad). 125
126
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Results
127
Participant characteristics 128
As described previously [12], the cohort is predominantly female (Table 1). HCW, older adults 129
and COVID-19 convalescent individuals at study entry were a median of 41, 79 and 48 years old, 130
respectively. Older adults were predominantly (77%) of white ethnicity (compared to 46% of HCW) 131
and had a higher burden of chronic health conditions (a median of 1, interquartile range [IQR] 0-2, 132
range 0-5, vs. a median of 1, IQR 0-0, range 0-3 in HCW). All participants received two COVID-19 133
mRNA vaccine doses between December 2020-July 2021, where the dose interval was up to 112 days 134
as per national guidelines to delay second doses due to initially limited vaccine supply. A total of 141 135
(93%) and 138 (91%) of participants received Comirnaty as their first and second dose, respectively. At 136
the time of writing, 114 participants had received a third dose between October-December 2021, on 137
average 7 months following their second dose. For participants whose third dose was Spikevax (53% of 138
the cohort), those aged ≥70 years received a full dose, whereas those <70 years received a half-dose, as 139
per national guidelines. An additional six (7.4%) HCW and two (3.6%) older adults developed anti-N 140
antibodies during follow-up, reflecting breakthrough infections. Three of these infections, all in HCW, 141
occurred between December 2021-Jan 2022 and are likely Omicron. In longitudinal analyses that span 142
the entire study, participants with a post-vaccination SARS-CoV-2 infection are retained in their 143
original "COVID-19 naive at study entry" groups but identified in the Figures, while in analyses that 144
focus on third dose responses, they are grouped in a single "prior COVID-19" group. 145
146
After two-dose vaccination, lower binding antibodies are associated with older age and burden of 147
chronic health conditions, but older adults mount strong responses after a third dose. 148
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We measured total anti-RBD binding antibody concentrations in serum before and after 149
immunization (Figure 1A). As reported previously [12], antibody concentrations in older adults were 150
significantly lower than those in HCW one month after the first dose (a median of 2.00 [IQR 1.75-2.25] 151
log10 U/mL in HCW versus a median of 1.50 [IQR 1.05-1.99] in older adults), as well as one month 152
after the second dose (a median of 4.02 [IQR 3.88-4.25] in HCW versus a median of 3.74 [IQR 3.49-153
3.91] in older adults) (Mann-Whitney; both p<0.0001). Three months following the second dose, 154
antibody concentrations had declined by ~0.4 log10 on average, to a median of 3.63 [IQR 3.44-3.83] in 155
HCW versus a median 3.32 [IQR 3.04-3.56] in older adults) (Mann-Whitney p<0.0001 for comparison 156
between groups). Six months following the second dose, antibody concentrations had declined by a 157
further ~0.3 log10 on average, to a median of 3.30 [IQR 3.09-3.47] in HCW versus a median 2.96 [IQR 158
2.68-3.20] in older adults (p<0.0001). This confirms that, following two-dose COVID-19 mRNA 159
vaccination, antibody concentrations remain consistently and significantly lower in older compared to 160
younger adults. By contrast, antibody concentrations in COVID-19 convalescent individuals remained 161
consistently higher than COVID-19 naive individuals at all time points after two doses. Six months 162
after the second dose for example, convalescent individuals maintained median responses of 3.50 (IQR 163
3.40-3.71) log10 U/mL (p=0.027 compared to HCW; p<0.0001 compared to older adults). 164
Multivariable analyses of antibody concentrations after two doses, that adjusted for sex , 165
ethnicity, number of chronic health conditions, first-dose vaccine brand, dosing interval and day of 166
specimen collection post-immunization confirmed that older age remained independently associated 167
with lower antibody concentrations at one and three months after the second dose (Table S1). One 168
month following the second dose for example, each decade of older age was associated with an ~0.06 169
log10 lower antibody concentration (p=0.0067). A higher number of chronic conditions was also 170
independently associated with lower antibody concentrations at both these time points. Six months 171
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following the second dose, a higher number of chronic health conditions remained the strongest 172
independent correlate of lower responses, with each additional condition associated with an 0.14 log10 173
lower antibody concentration (p=0.0001). A longer dose interval was also associated with higher 174
antibody concentrations at all time points after the second dose (all p<0.05), consistent with previous 175
reports [24-26]. COVID-19 convalescent status was also associated with maintaining 0.26 log10 higher 176
antibody concentrations at three and six months following the second dose (both p<0.05), consistent 177
with superior durability of “hybrid” immunity induced by infection followed by vaccination [27-29]. 178
In both HCW and older adults, the third dose boosted antibody concentrations at least ~0.3-0.4 179
log10 higher than peak values observed after two doses (Wilcoxon paired test p<0.0001 for both 180
groups). Binding antibodies in HCW rose to a median of 4.31 (IQR 4.13 to upper limit of quantification 181
[ULOQ]) whereas those in older adults rose to a median of 4.33 (4.14 to ULOQ) (p=0.33), indicating 182
that older and younger adults mounted comparable initial binding antibody responses following a third 183
dose. In multivariable analyses of third-dose responses, a higher number of chronic health conditions 184
was the sole significant correlate of lower antibody concentrations (p=0.0078), while having received 185
Spikevax as the third dose was associated with higher antibody concentrations (p=0.0091) (Table S2). 186
187
After two-dose vaccination, weaker virus neutralizing activity is associated with age and chronic 188
health conditions, but older adults mount strong responses after a third dose. 189
We performed live SARS-CoV-2 neutralization assays to quantify the ability of plasma to block 190
virus infection of target cells (Figure 1B). Neutralizing activity is reported as the highest reciprocal 191
plasma dilution capable of preventing viral cytopathic effects in all wells of a triplicate assay, where a 192
reciprocal dilution of "10" indicates no or limited neutralization. As previously reported [12], one 193
vaccine dose largely failed to induce neutralizing activity in COVID-19 naïve individuals, though two 194
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doses induced this activity in most participants, albeit at consistently lower levels in older compared to 195
younger adults. One month after the second dose for example, the median reciprocal dilution was 160 196
[IQR 80-160] in HCW versus 40 [IQR 20-80] in older adults (p<0.0001). Three months after the 197
second dose, neutralizing activity had declined by more than two-fold on average, to a median 198
reciprocal dilution of 40 (IQR 20-80) in HCW versus a median of 20 (IQR BLOQ-40) in older adults 199
(p<0.0001). Six months after the second dose, neutralizing activity had declined to below the limit of 200
quantification (BLOQ) in 58% of HCW and 83% of older adults (Mann-Whitney p=0.0048 for 201
comparison between groups). COVID-19 convalescent individuals by contrast maintained significantly 202
higher neutralizing activity compared to naive individuals at all time points following two-dose 203
vaccination. Multivariable analyses confirmed that older age remained significantly associated with 204
weaker neutralizing activity at one and three months after two-dose vaccination, while COVID-19 205
convalescent status was associated with superior neutralizing activity at all time points following two-206
dose vaccination (all p≤0.0002) (Table S1). 207
A third vaccine dose boosted neutralizing activity in both HCW and older adults, achieving 208
responses that were two-fold and eight-fold higher than peak values after two doses, respectively 209
(Wilcoxon paired test p≤0.006 for both groups; Figure 1B). Specifically, the median reciprocal dilution 210
in HCW and older adults rose to 320 [IQR 160-320] and 320 [IQR 80-320], respectively (p=0.6), 211
indicating that older adults mounted comparable neutralizing responses to younger adults after three 212
doses. A multivariable analysis identified prior COVID-19 as the strongest independent predictor of 213
higher neutralizing activity after a third vaccine dose (p=0.0044; Table S2). 214
215
After two-dose vaccination, binding antibody responses decline faster in those with a higher burden 216
of chronic conditions. 217
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We next assessed temporal reductions in antibody concentrations after two-dose vaccination 218
(Figure 2A). Assuming exponential decay and restricting the analysis to participants with a complete 219
longitudinal data series with no values above the ULOQ, we estimated antibody concentration half-220
lives to be a median of 59 [IQR 52-75] days in HCW versus a median of 52 [IQR 45-65] days in older 221
adults (p=0.016; Figure 2B). This suggests that, in addition to mounting overall weaker responses to 222
two-dose vaccination compared to younger adults, antibody concentrations in older adults also decline 223
more rapidly. In multivariable analyses however, a higher number of chronic health conditions 224
emerged as the sole independent correlate of antibody decline, with each additional condition 225
associated with a 5-day shorter half-life (p=0.017; Table 2). Furthermore, COVID-19 convalescent 226
status was associated with a 14-day longer antibody half-life after adjustment for other factors 227
(p=0.056), consistent with improved durability of hybrid immunity [27-29]. 228
229
Humoral responses against Omicron following two and three vaccine doses 230
Given the rapid rise of the Omicron variant, we compared peak antibody responses against this 231
strain in plasma collected at one month after the second and third vaccine doses. Here, we grouped all 232
participants with prior COVID-19, regardless of infection timing, in the convalescent category. Overall, 233
IgG binding antibodies against the Omicron RBD, measured using the Meso Scale Diagnostics V-Plex 234
assay, were on average 0.4 to 0.5 log10 U/mL lower than those against the wild type (WT; ancestral 235
Wuhan strain) RBD antigen after two and three doses (all within-group comparisons p≤0.0002; Figure 236
3A). Nevertheless, the third dose universally boosted anti-Omicron IgG concentrations to an average of 237
0.5 log10 higher than levels induced by two doses (all within-group comparisons p<0.05). Consistent 238
with total binding antibody concentrations quantified using the Roche assay (Figure 1A), binding IgG 239
concentrations against the WT RBD were significantly higher in HCW compared to older adults after 240
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two doses (p<0.0001) but reached equivalence after three doses (p=0.4). IgG concentrations capable of 241
binding Omicron followed a similar pattern, with HCW showing marginally higher anti-Omicron IgG 242
levels compared to older adults after two doses (p=0.09), but equivalent levels after three doses 243
(p=0.49). A multivariable analysis of Omicron-specific IgG concentrations after three doses identified a 244
higher number of chronic health conditions as the strongest correlate of poorer responses, with each 245
additional condition associated with a 0.12 log10 reduction in Omicron binding IgG (p=0.0033; Table 246
3). A longer interval between the first and second vaccine doses was marginally associated with a 247
lower third dose response (p=0.02). 248
We also assessed the ability of plasma to block the interaction between WT and Omicron RBD 249
and the cellular ACE2 receptor, which represents a higher throughput approach to estimate potential 250
virus neutralizing activity (also referred to as a surrogate virus neutralization test [30]). This activity 251
was significantly weaker against Omicron compared to WT RBD after both two and three doses in all 252
groups (all within-group comparisons p≤0.0002; Figure 3B), though the discrepancy was most 253
pronounced for older adults after two doses (where median activity against WT was 90% compared to 254
only 23% against Omicron). The third dose universally boosted anti-Omicron activity (all within-group 255
comparisons p<0.05), with, for example, median anti-Omicron activity in older adults rising from 23% 256
after two doses to 66% after three. Consistent with results for binding IgG antibodies, surrogate 257
neutralization of WT RBD was significantly higher in HCW compared to older adults after two doses 258
(p<0.0001), but reached equivalence after three doses (in fact, activities in older adults were slightly 259
higher at this time point; p=0.08). Surrogate neutralization of Omicron RBD followed a similar pattern, 260
with HCW exhibiting significantly higher activity compared to older adults after two doses (p<0.0001), 261
but equivalent levels after three doses (p=0.2). In multivariable analyses, a higher number of chronic 262
health conditions was the strongest correlate of poorer surrogate neutralizing activity against Omicron 263
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after three vaccine doses, with each additional condition associated with a ~6% reduction in this 264
activity (p=0.0046; Table 3). Male sex, a longer interval between the first and second doses, and the 265
number of days elapsed since the third dose also correlated with weaker responses after three doses (all 266
p<0.05). 267
Finally, we assessed plasma neutralizing activity against WT (ancestral USA-WA1/2020 strain) 268
and Omicron using a live virus assay in a subset of 20 HCW and 21 older adults who remained 269
COVID-19 negative throughout the study (Figure 4). Neutralizing activity against Omicron was 270
significantly weaker compared to WT following two and three doses in both groups (all p<0.0001). The 271
third dose nevertheless boosted anti-Omicron activity in both groups, where the increase in older adults 272
was particularly pronounced (from a median of BLOQ after the second dose to a median reciprocal 273
dilution of 40 after the third; p<0.0001). Consistent with binding IgG and surrogate neutralization 274
results, anti-Omicron neutralizing activity was significantly lower in older adults compared to HCW 275
after two vaccine doses (p=0.0003) but reached equivalence after the third dose (p=0.79). 276
277
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Discussion
278
At every time point following two doses of COVID-19 mRNA vaccine, antibody binding and 279
neutralizing activity were significantly weaker in older compared to younger adults. Antibody 280
concentrations were also less durable in older adults , though responses declined substantially in all 281
groups over time (e.g. by six months after the second dose, neutralizing activities had declined to 282
BLOQ in almost 60% of HCW and >80% of older adults). In multivariable analyses adjusting for 283
sociodemographic, health and vaccine-related variables, a higher number of chronic health conditions 284
remained consistently and independently associated with weaker and less durable binding antibody 285
responses, while a longer interval between first and second doses was consistently associated with 286
higher binding antibody responses after the second dose, as previously reported [24-26]. These findings 287
support public health decisions to provide third doses on or before the six-month mark, with older 288
adults receiving priority. 289
Third doses of COVID-19 vaccine increased antibody binding and neutralizing function to 290
levels that were significantly higher than those achieved by two doses, where the magnitude of 291
boosting in older adults was particularly prominent. Indeed, antibody binding, surrogate neutralization 292
and live virus neutralization activities in older adults were equivalent to those observed in younger 293
adults after three doses. Consistent with recent evidence [20, 21, 31-37], antibody responses against 294
Omicron were universally weaker than those against the ancestral strain after both two and three 295
vaccine doses; nevertheless, anti-Omicron responses in older adults reached equivalence to those 296
observed in younger adults after three doses. Notably, the number of chronic health conditions 297
persisted as an independent correlate of weaker anti-Omicron responses, even after three doses. 298
Similar to other reports [27-29], our findings indicate that individuals who have contracted 299
COVID-19 are likely to benefit from vaccination. Compared to naïve participants, convalescent 300
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individuals displayed a slower rate of antibody decline, and multivariable analyses demonstrated that 301
binding and neutralization activity was higher in this group at six months after the second dose . 302
Our study has several limitations. As the precise immune correlates of protection for SARS-303
CoV-2 transmission and disease severity remain incompletely characterized [38], the implications of 304
our results on individual-level protection from SARS-CoV-2 infection and COVID-19 remain 305
uncertain. We did not investigate T-cell responses, which may play critical roles in protection against 306
severe COVID-19, particularly in the context of variants [39-46]. Our study was not powered to 307
investigate potential differences in immune responses between the two mRNA vaccines [47, 48], nor 308
differences in full vs. half-doses of Spikevax when administered as third doses to individuals ³70 309
versus <70 years old, respectively, in Canada. Third dose responses were measured at a single time 310
point, so durability assessments are needed. Nevertheless, results provide additional insight into 311
COVID-19 mRNA vaccine immunogenicity in the elderly and in the context of an extended interval 312
between first and second doses (of up to 112 days). 313
In conclusion, while the observation of strong binding and neutralizing antibody responses to 314
third COVID-19 vaccine doses in older adults, including to Omicron, are encouraging, it will be 315
important to closely monitor the durability of these responses over time in this population. 316
317
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Acknowledgements
318
We thank the leadership and staff of Providence Health Care, including long-term care and 319
assisted living residences, for their support of this study. We thank the phlebotomists and laboratory 320
staff at St. Paul's Hospital, the BC Centre for Excellence in HIV/AIDS and Simon Fraser University for 321
assistance. Above all, we thank the participants, without whom this study would not have been 322
possible. 323
324
FUNDING 325
This work was supported by the Public Health Agency of Canada through a COVID-19 326
Immunology Task Force COVID-19 "Hot Spots" Award (2020-HQ-000120 to MGR, ZLB, MAB). 327
Additional funding was received from the Canadian Institutes for Health Research (GA2-177713 and 328
the Coronavirus Variants Rapid Response Network (FRN-175622) to MAB), the Canada Foundation 329
for Innovation through Exceptional Opportunities Fund – COVID-19 awards (to MAB, MD, MN, RP, 330
ZLB) and the National Institute of Allergy and Infectious Diseases of the National Institutes of Health 331
(R01AI134229 to RP). MLD and ZLB hold Scholar Awards from the Michael Smith Foundation for 332
Health Research. LYL was supported by an SFU Undergraduate Research Award. GU and FHO hold 333
Ph.D. fellowships from the Sub-Saharan African Network for TB/HIV Research Excellence 334
(SANTHE), a DELTAS Africa Initiative [grant # DEL-15-006]. The DELTAS Africa Initiative is an 335
independent funding scheme of the African Academy of Sciences (AAS)’s Alliance for Accelerating 336
Excellence in Science in Africa (AESA) and supported by the New Partnership for Africa’s 337
Development Planning and Coordinating Agency (NEPAD Agency) with funding from the Wellcome 338
Trust [grant # 107752/Z/15/Z] and the UK government. The views expressed in this publication are 339
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those of the authors and not necessarily those of AAS, NEPAD Agency, Wellcome Trust or the UK 340
government. 341
342
FIGURE LEGENDS 343
Figure 1. Longitudinal antibody binding and neutralization responses to spike RBD following 344
one, two and three COVID-19 vaccine doses. Panel A: Binding antibody responses to the SARS-345
CoV-2 spike RBD in serum, in HCW (blue circles) and older adults (orange circles) who were COVID-346
19 naive at study entry, as well as COVID-19 convalescent individuals (black circles) at six timepoints: 347
prior to vaccination (pre-vax), one month following the first dose, one, three and six months following 348
the second dose, and one month following the third vaccine dose. Individuals with post-vaccination 349
infections are indicated by red dots at their first N seropositive time point. Participant Ns are provided 350
at the bottom of the plot. A thick horizontal red bar represents the median; thinner horizontal red bars 351
represent the IQR. P-values were computed using the Mann-Whitney U-test (for comparisons between 352
groups) or the Wilcoxon matched pairs test (for comparisons across time points within a group) and are 353
uncorrected for multiple comparisons. ULOQ/LLOQ: upper/lower limit of quantification. Panel B: 354
same as A, but for virus neutralization activity, defined as the lowest reciprocal plasma dilution at 355
which neutralization was observed in all wells of a triplicate assay. Plasma samples showing 356
neutralization in fewer than three wells at a 1/20 dilution were coded as having a reciprocal dilution of 357
10, corresponding to the LLOQ in this assay. The highest dilution tested was 1/2560, which 358
corresponds to the ULOQ. Note that only a subset of pre-vaccine plasma samples was assayed for this 359
activity. 360
361
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Figure 2: Decay rates of serum binding antibody responses to spike RBD following two COVID-362
19 vaccine doses. Panel A: Temporal declines in serum binding antibody responses to spike RBD 363
following two vaccine doses in HCW (blue) and older adults (orange) who were COVID-19 naive at 364
study entry, as well as COVID-19 convalescent participants (black circles). ULOQ: upper limit of 365
quantification. Only participants with a complete longitudinal data series with no values above the 366
ULOQ are shown. Panel B: Binding antibody half-lives following two COVID-19 vaccine doses, 367
calculated by fitting an exponential curve to each participant's data shown in panel A. Participant Ns 368
are indicated at the bottom of the plot. Red bars and whiskers represent the median and IQR. P-values 369
were computed using the Mann-Whitney U-test and are uncorrected for multiple comparisons. 370
371
Figure 3: Anti-Omicron IgG binding and ACE2 displacement activities one month after the 372
second and third COVID-19 vaccine doses. Panel A: Binding IgG responses in plasma to the wild-373
type (WT, ancestral Wuhan strain) and Omicron (OM) S-RBD, measured using the Meso Scale 374
Diagnostics (MSD) V-Plex assay, in HCW (blue circles) and older adults (orange circles) who 375
remained COVID-19 naive throughout the study, as well as individuals with prior COVID-19 376
regardless of infection timing (COVID-19 convalescent; black circles) at one month after the second 377
and third COVID-19 vaccine doses. Participant Ns are shown at the bottom of the plot. A thick 378
horizontal red bar represents the median; thinner horizontal red bars represent the IQR. P-values were 379
computed using the Wilcoxon matched pairs test (for all within-group comparisons) or the Mann-380
Whitney U-test (for between-group comparisons) and are uncorrected for multiple comparisons. Panel 381
B: same as A, but for ACE2 displacement activity, measured using the V-plex SARS-CoV-2 (ACE2) 382
assay, where results are reported in terms of % ACE2 displacement. 383
384
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Figure 4: Anti-Omicron neutralization activities one month after the second and third COVID-19 385
vaccine doses. Neutralization activities, reported as the lowest reciprocal plasma dilution at which 386
neutralization was observed in all wells of a triplicate assay, against the wild-type (WT, ancestral 387
WA1/2020 strain) and Omicron (OM) virus isolates a subset of HCW (blue circles) and older adults 388
(orange circles) who remained COVID-19 naive throughout the study. Participant Ns are shown at the 389
bottom of the plot. A thick horizontal red bar represents the median; thinner horizontal red bars 390
represent the IQR. P-values were computed using the Wilcoxon matched pairs test (for within-group 391
comparisons) or the Mann-Whitney U-test (for between-group comparisons) and are uncorrected for 392
multiple comparisons. 393
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Table 1: Participant characteristics and sampling information
Variable category Characteristic
Healthcare
Workers
(n=81)
Older Adults
(n=56)
COVID-19
Convalescent at
study entry
(n=14)
Sociodemographic/health Age in years, median [IQR]a 41 [35-51] 78 [73-83] 48 [36-87]
Female sex, n (%) 61 (75%) 38 (68%) 10 (71%)
White/Caucasian ethnicity, n (%) 37 (46%) 43 (77%) 7 (50%)
Chronic health or immunosuppressive conditions, median [IQR] 0 [0-0] 1 [0-2] 0 [0-1]
Vaccine information Comirnaty, First mRNA Vaccine, n (%) 80 (99%) 48 (86%) 13 (93%)
Comirnaty, Second mRNA Vaccine, n (%) 79 (98%) 46 (82%) 13 (93%)
Time between first and second doses in days, median [IQR] 97 [91-102] 76 [45-85] 112 [87-118]
Comirnaty, Third mRNA Vaccine, n (%)b 32/61 (52%) 19/47 (40%) 3/6 (50%)
Time between second and third dose in days, median [IQR] 210 [200-241] 169 [160-231] 189 [170-194]
Specimen collection Specimens collected pre-vaccine, n (%) 80 (99%) 49 (88%) 13 (93%)
Specimens collected one month after first dose, n (%) 79 (98%) 49 (88%) 13 (93%)
Day of specimen collection one month after first dose, median [IQR] days 28 [27-30] 30 [28-32] 31 [28-32]
Specimens collected one month after second dose, n (%) 81 (100%) 55 (98%) 14 (100%)
Day of specimen collection one month after second dose, median [IQR] days 29 [29-32] 29 [29-31] 32 [30-36]
Specimens collected three months after second dose, n (%) 79 (98%) 53 (95%) 13 (93%)
Day of specimen collection three months after second dose, median [IQR] days 90 [90-91] 90 [89-92] 90 [87-91]
Specimens collected six months after second dose, n (%) 78 (96%) 40 (71%) 10 (71%)
Day of specimen collection six months after second dose, median [IQR] days 181 [179-182] 176 [167-182] 180 [179-181]
Specimens collected one month after third dose, n (%) 61 (75%) 47 (84%) 6 (38%)
Day of specimen collection one month after third dose, median [IQR] days 30 [29-31] 32 [29-33] 30 [29-30]
COVID-19 post-vax Anti-N seroconversion during study follow-up 6 (7.4%) 2 (3.6%) -
a interquartile range
b denominators are the n of specimens collected one month after third dose
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Table 2: Multivariable analysis of the relationship between sociodemographic, health and vaccine-related variables on serum
antibody half-life following two-dose COVID-19 mRNA vaccination
Outcome measure Variable Estimate 95% CI p-value
Ab half-life after two vaccine doses Age (per year) 0.058 -0.17 to 0.29 0.61
Male sex 5.31 -2.57 to 13.18 0.18
White ethnicity 3.11 -4.67 to 10.88 0.43
# chronic conditions (per add'l) -4.62 -8.39 to -0.85 0.017
Spikevax as first dose 3.37 -13.26 to 20.00 0.69
Dose interval (per day) 0.00014 -0.16 to 0.16 0.99
COVID-19 convalescenta 13.78 -0.37 to 27.93 0.056
a participants with positive anti-N serology at study entry
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Table 3: Multivariable analyses of the relationship between sociodemographic, health and vaccine-related variables on Omicron-
specific humoral immunogenicity measures following three-dose COVID-19 mRNA vaccination
Humoral measure Variable 1 mo after 3rd dose
Estimate 95% CI p-value
anti-Omicron RBD IgG (log10)a Age (per year) 0.0035 -0.0027 to 0.0097 0.26
Male sex -0.14 -0.34 to 0.054 0.15
White ethnicity -0.018 -0.21 to 0.17 0.85
# chronic conditions (per add'l) -0.12 -0.20 to -0.041 0.0033
Spikevax as third dose (vs. Comirnaty) 0.15 -0.039 to 0.34 0.12
Interval between 1st and 2nd dose (per day) -0.0066 -0.012 to -0.0011 0.020
Interval between 2nd and 3rd dose (per day) 0.00043 -0.0034 to 0.0042 0.83
Days since 3rd vaccine dose -0.0086 -0.038 to 0.021 0.56
Prior COVID-19b 0.1 -0.16 to 0.37 0.43
anti-Omicron ACE2 % displacementa Age (per year) 0.29 -0.046 to 0.63 0.090
Male sex -12.38 -23.16 to -1.60 0.025
White Ethnicity -2.36 -12.74 to 8.01 0.65
# chronic conditions (per add'l) -6.41 -10.80 to -2.03 0.0046
Spikevax as third dose (vs. Comirnaty) 1.69 -8.58 to 11.97 0.74
Interval between 1st and 2nd dose (per day) -0.41 -0.71 to -0.11 0.0079
Interval between 2nd and 3rd dose (per day) -0.038 -0.25 to 0.17 0.72
Days since 3rd vaccine dose -1.82 -3.43 to -0.21 0.027
Prior COVID-19b 12.28 -2.11 to 26.67 0.094
a Measured using the Meso Scale Diagnostics (MSD) V-plex assay system
b Includes all participants with positive anti-N serology at any time during the study (i.e. both pre- and post-vaccine COVID-19 cases)
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-1
0
1
2
3
4
5
Anti-RBD Ab conc (log10 AU/mL): Elecsys assay
HCW
Older Adults
Conv.
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
pre-vax 1 mo
after 1st
1 mo
after 2nd
3 mo
after 2nd
6 mo
after 2nd
1 mo
after boost
1 <0.0001 <0.0001 <0.0001 <0.0001 0.3
n=80 49 13 79 49 13 81 55 14 79 53 13 78 42 10 61 47 6
<0.0001
<0.0001
<0.0001
<0.0001 <0.0001 <0.0001
<0.0001 0.3 0.06 0.027
ULOQ
LLOQ
0.3
0.6
0.3
Conv.
Conv.
Conv.
Conv.
Conv.
4
8
16
32
64
128
256
512
1024
2048
4096neutralization: reciprocal dilution
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
HCW
Older Adults
pre-vax 1 mo
after 1st
1 mo
after 2nd
3 mo
after 2nd
6 mo
after 2nd
1 mo
after boost
1 0.08 <0.0001 <0.0001 0.002 0.6
n=19 12 8 79 49 13 80 52 14 79 53 13 78 42 10 61 47 6
0.006
<0.0001
<0.0001
<0.0001 <0.0001 <0.0001
ns 0.009 0.002 0.005
LLOQ
ULOQ
0.6
0.5
0.6
Conv.
Conv.
Conv.
Conv.
Conv.
Conv.
a
b
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
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0 50 100 150 200
0
5000
10000
15000
20000
25000
days after 2nd dose
Anti-RBD Ab conc (AU/mL): Elecsys assay
HCW
Older adults
Convalescent
ULOQ
HCW Older
Adults
Conv.
0
20
40
60
80
100
120
140
160
antibody half-life in days
0.016
n=67 37 8
0.13
0.016
a b
Figure 2
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted February 21, 2022. ; https://doi.org/10.1101/2022.01.06.22268745doi: medRxiv preprint
WT OM WT OM WT OM WT OM WT OM WT OM
1
2
3
4
5
6
anti-S-RBD IgG (log10 AU/mL): MSD assay
1 mo
post 2nd
HCW
(COVID-19 naive)
1 mo
post 3rd
1 mo
post 2nd
1 mo
post 3rd
1 mo
post 2nd
1 mo
post 3rd
Older Adults
(COVID-19 naive)
Convalescent
(incl. post-vax infection)
n=75 55 52 45 22 13
<0.0001 <0.0001 <0.0001 <0.0001 0.0002
0.04<0.0001<0.0001
<0.0001
0.09
0.40
0.49
<0.0001
a
b
WT OM WT OM WT OM WT OM WT OM WT OM
0
10
20
30
40
50
60
70
80
90
100ACE2 displacement (%)
1 mo
post 2nd
1 mo
post 3rd
1 mo
post 2nd
1 mo
post 3rd
1 mo
post 2nd
1 mo
post 3rd
n=75 55 51 45 22 13
<0.0001 <0.0001 <0.0001 <0.0001 0.0002
0.04<0.0001<0.0001
<0.0001
<0.0001
0.08
0.2
<0.0001
HCW
(COVID-19 naive)
Older Adults
(COVID-19 naive)
Convalescent
(incl. post-vax infection)
Figure 3 . CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
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WT Omicron WT Omicron WT Omicron WT Omicron
4
8
16
32
64
128
256
512
1024
2048neutralization: reciprocal dilutionn=20 n=21
p<0.0001 p<0.0001 p<0.0001 p<0.0001
1 mo post 2nd 1 mo post 3rd 1 mo post 2nd 1 mo post 3rd
p=0.14 p<0.0001
p=0.0003
p=0.79
LLOQ
HCW
(COVID-19 naive)
Older Adults
(COVID-19 naive)
Figure 4
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Table S1: Multivariable analyses of the relationship between sociodemographic, health and vaccine-related variables on immunogenicity
measures following two-dose COVID-19 mRNA vaccination
Humoral
measure Variable 1 mo after 2nd dose 3 mo after 2nd dose 6 mo after 2nd dose
Estimate 95% CI p-value Estimate 95% CI p-value Estimate 95% CI p-value
anti-RBD Age (per year) -0.0061 -0.010 to -0.0017 0.0067 -0.0047 -0.0085 to -0.00077 0.019 -0.0029 -0.0076 to 0.0018 0.22
Abs Male sex 0.012 -0.14 to 0.17 0.88 0.089 -0.052 to 0.23 0.21 0.062 -0.083 to 0.21 0.40
(log10)a White ethnicity 0.098 -0.056 to 0.25 0.21 0.15 0.012 to 0.29 0.033 0.089 -0.055 to 0.23 0.22
# chronic cond. (per add'l) -0.096 -0.17 to -0.022 0.011 -0.11 -0.18 to -0.047 0.001 -0.14 -0.21 to -0.068 0.0001
Spikevax as first dose 0.25 -0.038 to 0.54 0.088 0.32 0.054 to 0.59 0.019 0.26 -0.039 to 0.57 0.087
Dose interval (per day) 0.0034 0.00011 to 0.0067 0.043 0.0054 0.0025 to 0.0083 0.0003 0.0049 0.00194 to 0.0079 0.0014
Days since 2nd dose 0.0039 -0.026 to 0.033 0.80 0.015 -0.0098 to 0.040 0.24 0.00095 -0.0088 to 0.010 0.85
COVID-19 convalescentc 0.16 -0.087 to 0.42 0.20 0.23 0.0081 to 0.46 0.042 0.26 0.00938 to 0.51 0.042
Viral Age (per year) -0.018 -0.033 to -0.0030 0.019 -0.020 -0.034 to -0.0052 0.008 -0.0022 -0.016 to 0.012 0.75
neut Male sex -0.33 -0.85 to 0.18 0.21 0.22 -0.30 to 0.75 0.40 0.14 -0.29 to 0.57 0.53
(log2)b White ethnicity -0.075 -0.59 to 0.43 0.77 0.27 -0.24 to 0.78 0.30 0.067 -0.36 to 0.49 0.76
# chronic cond. (per add'l) -0.10 -0.34 to 0.14 0.42 -0.16 -0.40 to 0.095 0.22 -0.0080 -0.21 to 0.20 0.94
Spikevax as first dose 0.86 -0.098 to 1.82 0.078 0.71 -0.30 to 1.7 0.17 0.81 -0.088 to 1.71 0.077
Dose interval (per day) 0.0066 -0.0044 to 0.018 0.24 -0.00046 -0.011 to 0.010 0.93 0.0074 -0.0015 to 0.016 0.10
Days since 2nd dose 0.0040 -0.094 to 0.10 0.94 -0.066 -0.16 to 0.026 0.16 0.010 -0.019 to 0.039 0.48
COVID-19 convalescent 1.64 0.81 to 2.47 0.0001 1.84 1.0 to 2.7 <0.0001 1.46 0.72 to 2.19 0.0002
a measured using the Elecsys Anti-SARS-CoV-2 S assay
b for viral neutralization, reciprocal plasma dilutions were log2 transformed prior to multivariable analysis.
c participants with positive anti-N serology at study entry
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Table S2: Multivariable analyses of the relationship between sociodemographic, health and vaccine-related variables on
humoral responses following three-dose COVID-19 mRNA vaccination
Humoral measure Variable 1 mo after 3rd dose
Estimate 95% CI p-value
anti-RBD Abs (log10)a Age (per year) 0.0018 -0.0011 to 0.0048 0.22
Male sex 0.0080 -0.086 to 0.10 0.87
White ethnicity 0.0089 -0.082 to 0.10 0.85
# chronic conditions (per add'l) -0.053 -0.091 to -0.014 0.0078
Spikevax as third dose (vs. Comirnaty) 0.12 0.030 to 0.21 0.0091
Interval between 1st and 2nd dose (per day) -0.00064 -0.0033 to 0.0020 0.63
Interval between 2nd and 3rd dose (per day) 0.00037 -0.0014 to 0.0022 0.69
Days since 3rd vaccine dose 0.0016 -0.013 to 0.016 0.82
Prior COVID-19c 0.070 -0.057 to 0.20 0.28
Viral neut. (log2) b Age (per year) 0.022 0.0025 to 0.042 0.028
Male sex -0.075 -0.70 to 0.55 0.81
White ethnicity -0.28 -0.88 to 0.33 0.37
# chronic conditions (per add'l) -0.17 -0.43 to 0.081 0.18
Spikevax as third dose (vs. Comirnaty) 0.70 0.11 to 1.29 0.021
Interval between 1st and 2nd dose (per day) 0.012 -0.0056 to 0.029 0.18
Interval between 2nd and 3rd dose (per day) 0.013 0.00097 to 0.025 0.035
Days since 3rd vaccine dose -0.028 -0.12 to 0.065 0.55
Prior COVID-19c 1.23 0.39 to 2.06 0.0044
a Measured using the Elecsys Anti-SARS-CoV-2 S assay
b Viral neutralization results were log2-transformed prior to multivariable analysis
c Includes all participants with positive anti-N serology at any time during the study (i.e. both pre- and post-vaccine COVID-19 cases)
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The copyright holder for this preprint this version posted February 21, 2022. ; https://doi.org/10.1101/2022.01.06.22268745doi: medRxiv preprint
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