Sequencing meets cryptography: quadratic substitution error suppression through homotrimer redundancy

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This paper formally interprets the error suppression achieved by homotrimer unique molecular identifiers in DNA sequencing using information theory and repetition coding principles, analogous to cryptographic triple modular redundancy.

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The paper studies how homotrimer unique molecular identifiers (UMIs) in sequencing suppress quadratic substitution errors, drawing an analogy to triple modular redundancy from cryptography and fault-tolerant communication. Using an information-theoretic framing based on repetition coding and error correction, the authors explain why tripling each nucleotide (e.g., A→AAA) enables majority voting to correct most synthesis errors and reduce PCR artefacts, improving molecular quantification accuracy. A stated caveat is that, while empirical benefits of homotrimer UMIs are well established, the paper’s contribution is primarily theoretical and interprets prior observations rather than presenting new experimental performance validation. This paper does not explicitly discuss endometriosis or adenomyosis; it was included in the corpus via a keyword match in the upstream search index.

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Abstract

Abstract In cryptography, triple modular redundancy (TMR) is a fault-tolerant error correction technique in which a single data bit is copied and transmitted three times (e.g., 0 is encoded as 000)1. This technique has widely been used to protect data integrity in noisy communication channels across fields, such as aerospace systems2, satellite communications3, and safety-critical embedded devices4. In sequencing, the same principle of redundancy has been echoed and applied in homotrimer unique molecular identifier (UMI) demultiplexing to counteract synthesis errors and then remove PCR artefacts, ensuring accurate molecular quantification5. A homotrimer UMI consists of building blocks in which each nucleotide is tripled (e.g., A turns to AAA). Despite this being a simple modification, it has a positive impact on sequencing accuracy: most synthesis errors are effectively corrected through majority voting. While the empirical benefit of this approach is well established, its theoretical basis has not been formally articulated. Here, we present an interpretation grounded in information theory, specifically through the lens of repetition coding and error correction mechanisms.
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Cribbs This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-6710367/v1 This work is licensed under a CC BY 4.0 License Status: Posted Version 1 posted You are reading this latest preprint version Abstract In cryptography, triple modular redundancy (TMR) is a fault-tolerant error correction technique in which a single data bit is copied and transmitted three times (e.g., 0 is encoded as 000) 1 . This technique has widely been used to protect data integrity in noisy communication channels across fields, such as aerospace systems 2 , satellite communications 3 , and safety-critical embedded devices 4 . In sequencing, the same principle of redundancy has been echoed and applied in homotrimer unique molecular identifier (UMI) demultiplexing to counteract synthesis errors and then remove PCR artefacts, ensuring accurate molecular quantification 5 . A homotrimer UMI consists of building blocks in which each nucleotide is tripled (e.g., A turns to AAA). Despite this being a simple modification, it has a positive impact on sequencing accuracy: most synthesis errors are effectively corrected through majority voting. While the empirical benefit of this approach is well established, its theoretical basis has not been formally articulated. Here, we present an interpretation grounded in information theory, specifically through the lens of repetition coding and error correction mechanisms. Molecular Biology Computational Biology Information Theory Biotechnology and Bioengineering Mathematical and Theoretical Biology Homotrimer UMI substitution errors sequencing error correction repetition code cryptography transcriptomics Full Text Additional Declarations The authors declare potential competing interests as follows: A.P.C is co-founder of Entelo Bio and inventor on several patents related to sequencing technologies filed by Oxford University Innovations. J.S declares no competing interests. Cite Share Download PDF Status: Posted Version 1 posted You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. As a division of Research Square Company, we’re committed to making research communication faster, fairer, and more useful. We do this by developing innovative software and high quality services for the global research community. Our growing team is made up of researchers and industry professionals working together to solve the most critical problems facing scientific publishing. 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