Abstract
Research on the emerging COVID -19 pandemic is demonstrating that wastewater
infrastructures can be used as public hea lth observatories of virus circulation in human
communities. Important efforts are being organized worldwide to implement sewage -based
surveillance of SARS -CoV-2 that can be used for preventive or early warning purposes,
informing preparedness and response measures. However, its successful implementation
requires important and iterative methodological improvements, as well as the establishment
of standardized methods. The aim of this study was to develop a continuous monitoring
protocol for SARS-CoV-2 in wastewater, that could be used to model virus circulation within
the communities, complementing the current clinical surveillance. Specific objectives
included (1) optimization and validation of a sensitive method for virus qua ntification; (2)
monitoring the time-evolution of SARS-CoV-2 in wastewater from two wastewater treatment
plants (WWTPs) in the city of Porto, Portugal. Untreated wastewater samples were collected
weekly from the two WWTPs between May 2020 and March 2021, encompassing two
COVID-19 inc idence peaks in the region (mid -November 2020 and mid -January 2021). In
the first stage of this study, we compared, optimized and selected a sampling and analysis
protocol that included RNA virus concentration through centrifu gation, RNA extraction from
both liquid and solid fractions and quantification by reverse transcription quantitative PCR
(RT-qPCR). In the second stage, we used the selected methodology to track SARS -CoV-2 in
the collected wastewater over time. SARS -CoV-2 RNA was detected in 39 and 37 out of 48
liquid and solid fraction samples of untreated wastewater, respectively. The copy numbers
varied throughout the study between 0 and 0.15 copies/ng RNA and a good fit was observed
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2
between the SARS -CoV-2 RNA concentrat ion in the untreated wastewate r and the COVID -
19 temporal trends in the study region. In agreement with the recent literature, the results
from this study support the use of wastewater -based surveillance to complement clinical
testing and evaluate temporal and spatial trends of the current pandemic.
1. Introduction
Municipal WWTPs have an important function in modern urban life, by promoting the
degradation of organic waste, removal of phosphorus and nitrogen, and the reduction of
pathogens before the release of treated water into th e surrounding environment. Thus, these
systems became crucial to maintain public health in urban environments and to reduce the
impact of dense populated areas in the natural ecosystems. However, because WWTPs
receive waste effluents from different uses (e .g. hospitals, industry, agricultural and urban),
they are also considered major hotspots of nutrient enriched waters and of multiple biological
and chemical pollutants. Among biological contaminants, microbial pathogens are a major
problem associated with wastewaters, concerning ecology and human health risks (Bogler et
al., 2020). This underscores a challenge regarding improvement on the disinfection efficiency
of WWTPs effluents and of the resulting residues that will be reused (Bogler et al., 2020) .
On the other hand, the fact that sewage functions as a deposito ry of human excretions, can
make these systems a promising observatory of the incidence of pathogens in the population.
Thus, it has been argued that wastewaters contain valuable information that can be useful to
forecast community health risk (Venkatesan and Halden, 2014).
The idea that wastewater can be a valuable epidemiological data source was particularly
reinforced during the current COVID-19 pandemic, where several studies demonstrated the
presence of SARS-CoV-2 in wastewater (Ahmed et al., 2020a; Gonzalez et al., 2020; Kumar
et al., 2020; Medema et al., 2020; Peccia et al., 2020; Randazzo et al., 2020) . In fact, some
recent studies found a clear positive relation between virus concentratio n in wastewater and
the reported COVID -19 cases in the community (Medema et al., 2020; Peccia et al., 2020) .
Thus, the relevance of monitoring SARS-CoV-2 concentrations in wastewater to track
COVID-19 became a priority for infection surveillance at the po pulation level (Peccia et al.,
2020). As recently recommended by the European Commission, “ Surveillance of SARS-CoV-
2 in wastewater can provide important complementary and independent information to the
public health decision-making process in the context of the ongoing COVID-19 pandemic. As
a consequence, wastewater monitoring needs to be included more systematically in the
national testing strategies for the detection of the SARS -CoV-2 virus.” (Commission, 2021).
Notwithstanding, handling and processing a complex matrix like sewage samples is highly
challenging and the implementation of a successful SARS-CoV-2 monitoring plan requires
iterative methodological improvements, as well as the establishment of standardized methods,
to support the assessment of geographic and temporal trends.
In the present study, we describe the optimization steps for a monitoring program to detect
and quantify SARS-CoV-2 RNA in untreated wastewater, and report, on a weekly basis, the
viral loads between Sep tember 2020 to March 2 021 in the two WWTPs of the city of Porto,
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3
Portugal. By including different sampling, RNA isolation, and SARS -CoV-2 detection
methodologies, this study provides relevant information that can be used in future monitoring
programs for sewage-based surveillance of SARS-CoV-2.
Wastewater treatment in the city of Porto is carried out by two WWTPs: Sobreiras and Freixo
(Figure S1). The Sobreiras WWTP, which serves the westernmost part of the city (including
the largest hospitals), was designed to treat an average daily flow of 54,000 m3 of wastewater
and to serve an equivalent population of 200,000 inhabitants. In turn, the Freixo WWTP
treats wastewater produced in the eastern part of the city of Porto and also part of the
wastewater genera ted in the municipalit y of Gondomar. This facility has the capacity to
receive and treat 34,900 m 3 daily and to serve 170,000 equivalent inhabitants. Currently, and
more specifically in the period under study, an average of 33,000 m 3 and 24,000 m 3 of
wastewater per day flowed a nd were treated, respectively, in the Sobreiras and Freixo
WWTPs. In terms of organic matter, it should be noted that although the concentrations are
similar, the affluent loads are higher in the Sobreiras WWTP (higher average daily flow).
During the perio d of this study, the number of new COVID -19 cases per day in the city of
Porto varied between 0 - 455 and two incidence peaks were observed, one in mid -November
2020 and another in mid-January 2021. To our knowledge, this is the first published report on
SARS-CoV-2 monitoring in Portuguese WWTPs, providing a novel data source that will
contribute to the global effort of monitoring SARS-CoV-2 circulation in human communities.
2. Material and Methods
Composed 24h raw sewage samples were weekly collected from two WWTPs (Sobreiras and
Freixo) in the metropolitan area of Porto (Portugal) during 44 weeks, from May 2020 to
March 2021, with a total of 81 samples processed. Over this period, the detection of SARS -
CoV-2 in sewage followed two stages ( Figure 1 ). The first one (May - September 2020)
included the protocol optimization by testing different procedures of sample precipitation and
filtration, RNA extraction and virus detection. During the second stage, from September 2020
to March 2021, the most successful protocol was selected and used to weekly monitor SARS-
CoV-2 in both liquid (supernatant) and solid (suspended particles) fractions of untreated
wastewater. Although in the present study we report results until the beginning of March
2021, this second stag e is still ongoing and it is currently providing a time -evolution
monitoring of SARS-CoV-2 in Sobreiras and Freixo WWTPs.
Protocol optimization (May - September 2020):
Wastewater sampling and pre -treatment. Sewage samples were collected during 20 weeks
from Sobreiras and Freixo WWTPs (with the exception of the first six weeks when only
Sobreiras was sampled). Pre -treatment of the samples included the adjustment of their pH to
~3.5/4 using 2.0 N HCl. Pre -treatment acidification, as well as liquid phase sepa ration and
RNA extraction were performed according to (Ahmed et al., 2015, 2020a).
Liquid phase separation. A variable volume of acidified sewage sample (ranging from 10 to
80 ml) was sequentially filtered through 3 μm + 0.45 μm pore -size, 90 mm diameter
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electronegative membranes (SSWP04700 and HAWP04700; Merck Millipore), just after
sample collection at WWTPs laboratories.
Virus inactivation . Immediately after filtration, electronegative membranes were
accommodated in the respective collection tubes containing already the solutions for the
inactivation and chemical lysis of the virus, namely PM1 (RNeas y Power Microbiome Kit
Component - Qiagen, GMBH, Germany) and β-mercaptoethanol (Sigma). Samples were then
transported to CIIMAR laboratories, in ice chests, for further molecular analysis and storage.
RNA extraction . RNA was extracted directly from the electrone gative membranes using
three different procedures. Method A_May 2020 : RNeasy Power Soil Kit (Qiagen) was used
according to the manufacturer's protocol; Method B_ June 2020 : 15 -mL falcon tubes from
RNeasy PowerSoil Kit (Qiagen) were used to accommodate the electronegative membranes.
Then RNA was extracted following RNeasy PowerMicrobiome Kit; Method C_July -
September 2020 : 5-mL bead tubes were used to accommodate the electr onegative
membranes following steps 1 -6 of RNeasy PowerWater Kit. From here, RNA was extracted
using RNeasy PowerMicrobiome Kit. Elution of RNA was done in a 100 μl elution buffer for
all RNA extraction methods.
RT-qPCR virus detection and RNA quantificat ion and preservation . The total RNA
extracted was quantified by Nanodrop and divided in two aliquots. One aliquot was reverse
transcribed to cDNA (using QuantiNova Reverse Transcription Kit, Quiagen) and stored at -
80°C. The other aliquot was processed thr ough RT -qPCR by using BGI’s Real -Time
Fluorescent RT-PCR kit for detecting 2019 -nCoV (SARS-CoV-2) (IVD 127 & CE marked;
Catalogue No. MFG030010). Each sample was analysed in duplicate wells in a
StepOnePlus™ Real -Time PCR System. Both positive -control (al l RT -qPCT reagents plus
SARS-CoV-2 rRNA) and negative -control (all RT -qPCR reagents w ithout template) assays
were included for quality control.
Continuous Monitoring with the Selected Protocol (September 2020 - March 2021):
Wastewater sampling. Sewage sam pling (24 h composed samples) was weekly performed
from Sobreiras and Freixo WWTPs be tween September 23th (week 20) to March 10th (week
44). Samples were then directly transferred to CIIMAR laboratories under cool conditions
and processed on the same day of sampling (Method D; Figure 1).
Inactivation. A total volume of 500 ml composed sewa ge samples was pasteurized at 60 °C
for 90 min to inactivate SARS -CoV-2, in order to increase the safety of the laboratory
personnel during sample handling (La Rosa et al., 2020; F. Wu et al., 2020) . Samples were
kept overnight at 4 °C until further processing that started the next morning.
Phase separation, concentration, RNA extraction. A volume of 105 ml of pasteuri zed
sewage was divided in three 50 ml falcon tubes (containing 35 ml of sewage each) and
centrifuged at 4,700 g for 30 min at 4°C. The resu lting supernatant ( liquid) and the pellet
(solid) fractions were carefully separated. RNA was directly extracted from the solid phase
(pellet) using RNeasy PowerMicrobiome Kit (Qiagen). The supernatant was transferred to
new falcon tubes for PEG/NaCl preci pitation to concentrate the viruses from aqueous matrix
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(Ikner et al., 2012; Wyn-Jones and Sellwood, 2001), which was carried out by adding 3.8 g of
Polyethylene glycol 8000 (8% w/v, Millipore Sigma) and 0.8 g of NaCl (0.3 M, Millipore
Sigma) to the supernatant. Samples were then centrifuged at high speed (12000 g, 2 hours at
4°C) and the resulting pellet was resuspended in 400 μl of RNA free water, obtaining what
we call the ‘ concentrate’ phase. The RNA was extracted from 200 μl of this ‘ concentrate’
phase by using Water DNA/RNA Magnetic Bead Kit (IDEXX Laboratories, Inc., Westbrook,
ME) (Pecson et al., 2021) . RNA was eluted in 100 µl elution buffer in both solid and liquid
wastewater fractions.
RT-qPCR virus detection and RNA quantification and preservati on. The total RNA
extracted from the three matrices (concentrate, liquid, solid) was quantified by Nanodrop and
divided in two aliquots. One aliquot was reverse transcribed to cDNA (using QuantiNovaTM
Reverse Transcription Kit, Qiagen) and stored at -80°C. The other aliquot was processed by
using the Water SARS -CoV-2 RT -PCR ready -to-use kit (IDEXX Laboratories, Inc.,
Westbrook, ME), designed to target both the 2019-nCoV_N1 and 2019-nCoV_N2 markers of
the virus. Each sample was quantified by RT -qPCR in dupl icate wells in a Step One Plus
real-time PCR system. A positive detection was considered when the Ct ’s of both replicates
from the same sample were < 42. Both positive -control and negative -control assays were
performed for quality control as previously des cribed. RT-qPCR standards were prepared
through a serial dilution of head -inactivated SARS-CoV-2 (ATCC n umber: VR-1986HK™)
carrying the target genes. Two standard curves were prepared in two independent qPCR runs
and the parameters Y -intercept and slope w ere averaged and used to estimate virus copy
numbers for all weekly measurements. Gene copy number per PC R well was calculated from
the standard curve according to the equation (1):
(1)
Where Ct corresponds to the threshold c ycle of the sample, and a and b correspond to the Y-
intercept and slope of th e logarithmic standard curve, respectively. Copy numbers per well
were then converted to copy numbers per ng of RNA by dividing the total RNA present in the
5 μL of each sample added to the well.
Statistical analysis and data visualization
Differences in total RNA concentration, A260/A230, A260/A280, and the Ct value between
the liquid and solid phases at each WWTP were compared with a two -sample Mann -
Whitney-Wilcoxon test (non -parametric). Simple linear regressions were used to assess the
relationship between Ct values and total RNA concentrations as well as between the SARS -
CoV-2 copy numbers/ng RNA and the COVID -19 moving average at each sampling day.
Significant relationships for all tests were considered at ɑ < 0.01. All statistical analyses and
plots were conducted in the R environment (version 3.2.2. Copyright 2015 The R Foundation
for Statistical Computing), using base R and the “ggplot2” package.
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3. Results and Discussion
Comparison between methods
The concentration of RNA extracted from the collected wastewater samples using the
different methods, as well as the respective qPCR Ct values obtained during the first stage of
this study (protocols optimization) are shown in Table 1. In the first samplin g week (2020-
05-14), we compared method A (PowerSoil) with method B (PowerSoil +
PowerMicrobiome). Method B recovered a higher concentration of total RNA (55.0 ng/µL)
than method A (35.7 ng/µL), but both methods had negative res ults in the qPCR for this
period of sampling. In the third week (2020 -05-28), we included method C (PowerWater +
PowerMicrobiome), previously used to detect SARS -CoV-2 RNA in untreated wastewater
(Ahmed et al., 2020a) . Despite the qPCR detection remaining negative, method C doubled
the amount of total RNA isolated (161.0 ± 13.8 ng /µL), when compared to method B (81.9 ±
41.5 ng/µL ) (Table 1). It is reasonable to expect that higher total RNA concentrations would
increase chances of viral RNA detection in do wnstream qPCR, so method C was selected for
the following weeks. To our knowl edge, the recent literature concerning viral RNA detection
in wastewater do not include information about total RNA yields of the different extraction
protocols (e.g. (Ahmed et al ., 2020a, 2020b; Gonzalez et al ., 2020; Kumar et al., 2020;
Medema et al., 2020; Peccia et al., 2020; Randazzo et al., 2020; Sherchan et al., 2020; F. Wu
et al., 2020)).
From week 3 (2020-05-28) to week 17 (2020-09-03), we used method C due to its high RN A
recovery and its previous validation for sewage samples (Ahmed et al., 2020a). However, we
did not detect the presence of SARS-CoV-2 RNA in any samples analyzed during this period.
In parallel to our analysis, samples were sent to an external service pro vider (Eurofins) that
was able to detect a total of 12 positive results in the same period (30% of tested sample s)
(method E - Table 1). However, it is important to note that the obtained Ct values were not
consistent and were close to the qPCR threshold r eported for the Eurofins method (Ct = 38 ;
(Jørgensen et al., 2020)) and to the threshold recommended by the European Commission (Ct
= 40) to report a sample as positive (Commission, 2021). This inconsistency is probably due
to the relatively low number of COVID-19 cases in the city of P orto before mid -October
2020. Since most positive results with the Eurofins method were detected in the liquid phase
(7 out of 12 positives) and only this phase had positive detection in both WWTPs (Freixo and
Sobreiras), we tested an additional method for detection of the virus in the liquid phase
(method D - IDEXX + PowerMicrobiome; Figure 1). Here we included a step of high -speed
centrifugation with viral RNA precipitation/concentration that have been shown to
successfully detect SARS -CoV-2 RNA in wastew ater samples during the COVID -19
pandemic (Ahmed et al., 2020b; Kumar et al., 2020; F. Wu et al., 2020; Zhang et al., 2020).
On week 18 (2020/09/10), we detected SARS -CoV-2 RNA in one of the tested samples
(Freixo WWTP, liqui d phase) with method D, with a Ct of 34 and a high RNA extraction
yield. On the same sampling day, method C gave negative results for both WWTPs. Since
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then, we started using only method D, that coupled the IDEXX magnetic bead kit to recover
RNA in the liq uid phase with the PowerMicrobi ome kit to isolate RNA from the solid phase
(Figure 1). From week 21 (2020/09/30) onwards, we started d etecting SARS-CoV-2 RNA in
both WWTPs and on week 23 (2020/10/14) we detected SARS -Cov-2 RNA for the first time
in all sam ples collected for this study. The improved detection in mid -October was
concomitant with an increase in the number of COVID -19 cases in the region ( Table 1 ).
From then on, we used only method D to track the SARS -CoV-2 in the liquid and solid
phases of wastewater from Sobreiras and Freixo WWTPs on a weekly basis.
It is also important to mention that, besides the solid and liquid fraction s, we occasionally
analyzed the raw centrifugate obtained after the concentration step, that we called
‘concentrate’. We tested this concentrate recovered from both WWTPs directly in RT-qPCR,
skipping the step of RNA extraction. Although we registered posi tive detection of SARS -
CoV-2 RNA in this matrix, we found that RNA yield and Ct values were not consistent
between replica tes compared with the ones wher e the RNA extraction step was included.
Most probably, impurities of this concentrate limited the effi ciency of RT -qPCT step (data
not shown).
SARS-CoV-2 detection in liquid and solid wastewater fractions
Different procedures are reported in the literat ure to detect SARS -CoV-2 in both liquid and
solid fractions of the wastewater matrix (Michael-Kordatou et al., 2020) . However, there is
still a lack of consensus in literature about which matrix shows better performance for S ARS-
CoV-2 detection (Peccia et al., 2020; F. Wu et al., 2020). In the second stage of this study, we
analyzed the liquid and solid phases of 48 untreated wastewater samples from the two
WWTPs over 24 weeks (from September 23rd, 2020, to March 10th, 2021), by applying
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
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Tables
Table 1. Extracted total RNA concentrations and qPCR Ct values of the different SARS-
CoV-2 RNA detection methods tested during the first stage of this study (protocol
optimization).
Figure Captions
Figure 1. Workflow of SARS -CoV-2 wastewater detection (AdPorto -CIIMAR): on the left,
the first stage of protocol optimization (May - September 2020); on the right, the second stage
of SARS -CoV-2 weekly monitoring in both liquid and solid fractions (September 2020 to
March 2021) in Sobreiras and Freixo WWTPs.
Figure 2. Box-plots representing the total RNA yield (A), RNA purity by A260/230 ratio (B),
by A260/280 ratio (C), and the qPCR Ct values (D) in liquid and solid fractions of Sobreiras
and Freixo WWTPs. The boxes represent the interquartile range (difference between the upper
75% and lower quartile 25%); the inner box lines represent the medians; *p<0.01 (Mann -
Whitney-Wilcoxon test).
Figure 3. Linear regressions between SARS-CoV-2 qPCR Ct values and total RNA
concentrations extracted from the liquid and solid phases of untreated wastewater from
Freixo and Sobreiras WWTPs. The shaded area represents the 95% confidence interval of the
linear regression predictions.
Figure 4. Seven-day moving average of new COVID-19 cases per day in the city of Porto
during the second stage of this study (wastewater monitoring). Data source: Direção Geral de
Saúde.
Figure 5. SARS-CoV-2 RNA abundance in the liquid and solid phases of untreated
wastewater from Freixo and Sobreiras WWTPs in Porto, Portugal. The shaded area
represents the 95% confidence interval of the locally estimated scatterplot smoothing
predictions (solid line). The blue dashed lines represent the two COVID-19 incidence peaks
observed in the city of Porto in mid-November and mid-January.
Figure 6. Linear regressions between SARS-CoV-2 RNA abundance in untreated wastewater
and the 7-day moving average of new COVID-19 cases per day in the city of Porto. The
shaded area represents the 95% confidence interval of the linear regression predictions.
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted April 9, 2021. ; https://doi.org/10.1101/2021.04.06.21254994doi: medRxiv preprint
Supplementary Material
Table S1. Detection of SARS -CoV-2 in wastewater samples during the second stage of this
study (weekly monitoring). Table showing the qPCR Ct values, the total RNA concentrations
(ng/μl), A260, A260/230, A260/280 in liquid and solid samples extracted by method D in
Sobreiras and Freixo WWTPs (S_L= Sobreiras liquid; S_P= Sobreira solid; F_L= Freixo
liquid; F_P= Freixo solid; A and B represent two instrument replicates from the same sample
in qPCR analysis; ND = not detected).
Figure S1. Aerial photos of the sampling locations: A) Sobreiras WWTP, B) Freixo WWTP
. CC-BY-NC-ND 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted April 9, 2021. ; https://doi.org/10.1101/2021.04.06.21254994doi: medRxiv preprint
Wk Date RNAb Ctc RNAd Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct RNA Ct
1 2020-05-14 35.7 - 55.0 (7.1) - 4.9
2 2020-05-21 8.4 1.7
3 2020-05-28 81.9 (41.5) - 161.0 (13.8) - 1.7
4 2020-06-04 97.9 (5.5) - 1.4
5 2020-06-09 18.6 (5.7) - 1.6
6 2020-06-18 13.7 (3.0) 1.9
7 2020-06-23 13.7 - 7.4 - 3.3
8 2020-07-02 17.7 (9.8) - NQ 38 NQ - 12.2 (0.4) NQ - NQ - 3.4
9 2020-07-09 19.5 (4.4) - NQ - NQ 38 18.0 (1.1) - NQ - NQ - 3.0
10 2020-07-16 10.2 (1.5) NQ 39 NQ - 14.0 (1.9) NQ - NQ 38 4.1
11 2020-07-23 9.9 (2.3) NQ 38 NQ 39 11.0 (0.4) NQ - NQ - 1.9
12 2020-07-30 NQ - NQ - NQ - NQ - 2.7
13 2020-08-06 9.1 (1.4) NQ - NQ - 13.3 (1.8) NQ - NQ - 6.4
14 2020-08-13 6.4 (1.3) - NQ 38 NQ - 10.0 (0.5) - NQ - NQ 37 8.9
15 2020-08-20 5.2 (0.9) NQ - NQ - 9.9 (1.3) NQ - NQ 37 4.9
16 2020-08-27 21.9 (9.8) NQ 38 NQ 35 13.6 (0.1) NQ - NQ - 6.3
17 2020-09-03 17.5 (1.3) NQ - NQ 37 45.5 (1.8) NQ - NQ - 4.6
18 2020-09-10 10.8 (2.0) - NQ 38 6.9 - NQ 38 16.6 (0.3) - NQ 38 155.0 34 NQ 38 6.9
19 2020-09-17 NQ 38 8.8 - NQ 36 NQ 38 140.2 39 NQ - 11.4
20 2020-09-23 27.8 - NQ 37 2.7 - NQ 35 106.9 34 NQ 39 122.5 33 NQ 36 14.4
21 2020-09-30 21.8 39 NQ 34 18.3 - NQ 35 71.8 30 NQ 39 90.5 34 NQ 39 18.9
22 2020-10-07 13.5 41 NQ 37 4.7 - NQ 37 26.8 32 NQ 39 165.3 31 NQ 36 46.1
23 2020-10-14 71.8 34 10.9 39 186.4 31 187.5 34 91.1
Average
COVID-19
Casese
WWTP
Matrix