Abstract
As the “baby boomers” age, the percentage of the population over sixty -five years of age is
increasing rapidly. Chronic disease management is an important component in the care of the elderly. The
effects of aging on different organ systems are also pertinent; such as the weakening homeostatic response to
injury in the older individuals. Mucosal surfaces have the largest combined surface area in the body and are
the site of important host microbe interactions, especially in the gut which is prone to injury, both from local
and systemic insult. This susceptibility has been known to increase with age. Therefore it is important to
understand the interplay between aging, injury and recovery at the mucosal surface. Sex hormones play an
important role in the maintenance of the mucosal barrier function as well as the mucosa associated immune
function in both genders. Menopause in women is a defined time period in which major hormonal changes
occur such as a decline in systemic estradiol levels. The differential leve ls of sex hormones contribute to the
sexual dimorphism seen in response to injury at the mucosal surface, prior to and following menopause. Thus
the effect of sex hormone and aging on mucosal mechanisms in response to injury is an important area of
investigation.
Key words: aging, mucosal injury, gut mucosa, epithelial barrier function, microbial translocation, estradiol,
hormones, menopause
By 2050, the total US population ages 65 and older is
estimated to reach 89 million [1]. The prevalence of
chronic diseases is very high in this age group, the likely
consequence of which will include increased health care
costs [2, 3]. Among the most prevalent chronic conditions
are cardiovascular disorders, cancer, respiratory dise ase,
arthritis and gastrointestinal disease [4-7]. All these
diseases have an underlying immune dysregulation
related etiology, which may cause persistent tissue
damage. The increased propensity to tissue damage and
reduced rate of tissue repair in the elderly contribute to
disease progression [7, 8]. Thus, the study of injury and
repair in the aging population is significant.
Mucosal surfaces, particularly those of the urogenital,
repiratory and oro-gastro-intestinal (OGI) tracts, are often
affected by chronic diseases and challenged by
pathologies, due to factors such as infection and chemical
insult. For example, sepsis associated with pneumonia
and urinary tract infections (UTIs) is predominant ly a
disease of the aged, with increased incidence and
mortality occurring in older individuals [9, 10].
Additionally, disorders like dysphagia and gastro -
esophageal reflux disease, present special management
challenges and often led to complications such as
impairment of nutritional status and a reduction in the
quality of life [11, 12]. There is substantial evidence that
the aging mucosal surfaces suffer both struct ural and
functional defense defects, thus changing the homeostatic
baseline and contributing to compounded pathology when
challenged with disease [13, 14]. To be able to facilitate,
via pharmaceutical intervention, enhancement of the
body’s mucosal compartments and their repair following
Volume 5, Number 2; 160-169, April 2014
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 161
injury in an aging population, a better understanding of
age-related changes is required. This review intends to
address the current knowledge of the influence of age and
gender on mucosal injury and repair; and specifically the
contribution of sex hormones to these processes.
Role of sex hormones in immune modulation
In the aging female population increased susceptibility to
mucosal injury comes on the heels of menopause-induced
hormonal alterations. During the reproductive years,
females exhibit a more robust humoral and cellular
immune response as compared to age mat ched males or
post-menopausal counterparts [15]. Immun osenescence
in the aging population is thought, in part, to be a result of
altered hormonal status and decreased production of
estrogen (17β-estradiol; E2) [16]. The major effects of E2
are mediated through two receptors, ERα and ERβ, both
of which are expressed on a variety of cell types including,
but not limited to, immune cells, epithelial cells and
muscle cells [17-19]. Some data also suggest a spatial
difference in immune-regulation by the two receptors with
respect to tissue type [20]. Estrogen has been shown to
regulate many facets of the immune response such as
immune cell differentiation, cytokine p roduction and
regulation of Ca 2+ mobilization and release of inducible
nitric oxide synthase within leukocytes [18, 21]. Thus, it
is likely that decreased E2 produ ction with aging
substantially impacts mucosal health and recovery via
loss of its immune-modulatory effects [22-24].
Like females, aging males also experience a profound
reduction in the levels of sex hormones, specifically
androgens. Though androgen decline in males is
associated with similar defects in mucosal healing and
repair, it should be stressed that “male menopause”
follows a very different progression pattern as compared
to female menopause. It has been documented that from
the ages of 25 -75 years a healthy male experiences
approximately 30% loss of circulating testosterone, with
over 50% of males over the age of 65 years meeting
endocrine criteria for hypogonadism [25, 26]. In addition
to testosterone’s direct immune -modulatory function, it
also acts as a pro -hormone, converted to both 5α -
hihydrotestosterone (DHT) and E2 [27]. Because E2 also
contributes greatly to sex hormone regulation of immune
response in males, the effects of androgen loss with age is
compounded. Independently, androgens con tribute to
both pro - and anti -inflammatory states, modulating
cytokines such as IL-1, IL-2, IL-6 and TNFα in a variety
of cell types including macrophages, Kupffer cells,
fibroblasts and splenocytes [28-30]. Thus, in males, it is
proposed that the major actions of testosterone are
mediated though both aromatization to E2 and E2 -
independent mechanisms; however, it is also the balance
between testosterone a nd E2 which may be responsible
for the immune regulation in mucosal healing following
injury.
Figure 1. H&E staining of the jejunum . Goblet cells,
Enterocytes and Paneth cells contribute to innate
immunity. Lymphocytes present in the lamina propria and
intra-epithelial areas provide acquired immunity. Image
was obtained at 60X magnification.
Gut mucosal function and aging
The oro-gastro-intestinal (OGI) tract carries out the
functions of food processing and digestion, nutrient
absorption, and expulsion of waste. Along with its role in
digestion, the gut also harbors about 90% of the body’s
lymphocytes within the gut associated lymphoid tissue
(GALT) [31]. The intestinal structure is comprised of
simple columnar epithelium, mucosa, submucosa, smooth
muscle and serosa. The absorptive surface area of the
intestine is increased by plicae circulares , villi, and
microvilli. Glandular epithelium is present along the
whole length of the gut in the form of goblet cells, which
secrete mucous that lubricates the passage of food and
protects the tissue from digestive enzymes (Figure 1).
Changes in the microenvironment of the small intestine
are associated with alterations in the composition, pH, and
thickness of the mucous layer [32, 33]. Villi are in
vaginations of the mucosa and increase the overall surface
area of the intestine. The next layer is the muscularis
mucosa, a layer of smooth muscle that aids in the action
of continued peristalsis along the gut. The submucosa
contains nerves, blood vessels, and elastic fiber with
collagen that stretches with increased capacity but
maintains the shape of the intestine. Surrounding this is
the muscularis externa comprised of longitudinal and
smooth muscle that helps with continued peristalsis and
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 162
the movement of digested material out of and along the
gut. Lastly there is the serosa, which is made up of loose
connective tissue and is coated in mucus so as to prevent
friction damage from the intestine rubbing against other
tissue.
Figure 2. Fluorescent immunohistochemical staining of jejunum tight junction proteins . (A).
Goblet cell diameter is marked in yellow. Nucleus: Blue Dapi, Cell Membrane: Orange mask. Image
was obtained at 100X oil immersion confocal microscope. (B and C) IHC demonstrating the expression
of Tight junction proteins, occluding (red) and ZO1 (Green) in small intestinal tissue (60X).
One of the key characteristics of the GI tract
epithelium is the rapid proliferation of cells that
differentiate from immature stem cells, within the crypt,
to terminally maturated cells, which move up the villus.
In the murine model it has been observed that a state of
hyperproliferation, not hypoproliferation, occurs in the
gut mucosal epithelial cells of older (aged) rats compared
to younger rats fed the same diet and with the same living
conditions [34]. This increased turnover of epithelial cells
was hypothesized to be due to increased loss of epithelial
cells at the tips of the intestinal villi. Fur thermore,
abnormalities of the proliferative and differentiation
responses became more evident when gastrointestinal
tissues were stimulated by systemic injury.
Mucosal barrier function is essential to prevent
potentially harmful pathogens within the gastrointestinal
lumen, respiratory tract, and urogenital tract from gaining
access to the body [35]. Increased microbial translocation
into mucosal tissue and the blood stream results in
increased systemic inflammatory cytokine prod uction
[36-39]. Cellular tight junctions (TJs) are dynamic
structures located in the most apical region of cell -cell
contact points and play a critical role in maintenance of
epithelial barrier function, cell polarity, and intercellular
adhesion [40, 41]. Tight junction proteins include zona
occludens, occludin (OLCN), claudins (CLDNs) and
others (Figure 2).
Disorders of the gastrointestinal tract, including
increased incidence of diarrhea and constipatio n, are
common in elderly people; however, the molecular
mechanisms of aging that contribute to the vulnerability
of the gastrointestinal tract have not been fully elucidated.
Studies suggest that patients with gastrointestinal
disorders have increased intestinal permeability. A study
utilizing the baboon model has shown that gastrointestinal
permeability was higher in colonic biopsies in aging
monkeys [42]. Tight junction protein expression was
decreased including zona occluden 1 (ZO-1), OCLN, and
junctional adhesion molecule -A (JAM -A). Claudin 2
(CLDN2), a pore forming tight junction protein,
expression was increased. Inflammatory cytokines
interferon gamma (IFN -γ), interleukin 6 (IL -6), and
interleukin 1 beta (IL-1β) were also found to be increased
in colonic biopsies from old baboons compared to young
baboons, and have previously been shown to directly
hinder tight junction complex formation [14, 42, 43]. IL-
1β also contributes to a disruption of tight junction
integrity [44]. IL-1β levels are consistently higher in older
individuals as well as during the course of systemic
inflammation and injuries like severe burns. IL-1 receptor
(IL1R) also plays an important role in the maintenance of
epithelial integrity in aging [43]. These studies indicate
that increased colonic permeability via age -associated
remodeling of intestinal epithelial tight junction proteins
may be an important component of gastrointestinal
dysfunction.
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 163
Figure 3. Collagen scaffold in small intestinal villus. Collagen is an important
component of the connective tissue scaffold in the mucosa. Collagen I and III
are demonstrated using histochemical staining in the jejunum (Collagen: red)
Collagen provides the connective tissue backbone to
the OGI mucosa (Figure 3). The effect of aging on
connective tissue structure, as it pertains to mucosal tissue
injury and repair, has been extensively investigated in the
rodent model. Connective tissue and collagen deposition
in the rat gastric mucosa increases with aging [46].
Studies have shown that age -induced changes in gastric
connective tissue structure lead to a decreased capacity for
tissue repair in response to gastric acid [45]. Furthermore,
accumulation of oxidative produc ts, observed in the
stomach of older rats, is hypothesized to contribute to
thickening of connective tissue deposition and
replacement of mucosal tissue in the lower part of the
gastric mucosa [46]. It is known that the intestinal milieu
of inflammatory cytokines and systemic circulation of sex
hormones play a significant role in both fibroblast and
keratinocyte migration and proliferation. These cell types
are critical in the deposition and restructuring of collagen
throughout the body. Changes in collagen deposition,
composition, and restructuring in aging may impact not
only function of the OGI mucosa but also response to
injury.
Sex hormones and mucosal barrier function
Mucosal surfaces are un ique anatomical niches, as they
are an interface between a sterile internal environment and
a contaminated external environment [47, 48]. Mucosal
sites require contact with t he external environment to
perform nutrient absorption in the small intestine, gas
exchange in the lungs, water reabsorption in the colon etc.
For this reason, one of the key functions of the epithelial
cells which coat mucosal surfaces is to maintain barr ier
functions from the antigens of the external environment.
The epithelial layer possesses polarity and requires close
contact between the cells to function as an anatomical
barrier. Maintenance of the barrier is critical for mucosal
and systemic health, and is first to be damaged during
external injury. Rapid healing of the epithelium and
revival of barrier function is important in preventing
ongoing immune activation and further infection at
mucosal sites [49, 50]. With age, this process is slowed
and results in some of the co -morbidities such as
endometriosis, increased incidence of UTIs, diarrhea , as
well as increased prevalence of pulmonary hypertension
and protracted recovery from lung disease, associated
with mucosal injuries in the aging population.
Disruption of TJ complexes is associated with a
variety of human d iseases including genital and gastric
cancers, inflammatory bowel disease, and HIV infection
[51-53]. Interestingly, sex hormones such as E2 play an
important role in the maintenance of tight junctions. E2
levels decrease dramatically during the course of the
menopausal transition [54-57]. E2 affects TJ formation,
which can alter the level of bacterial translocation from
any mucosal surface [58, 59]. A recent study showed that
increased E2 in rats induced the expression of TJ protein
OCLN via binding of ERβ [59]. This resulted in decreased
intestinal epithelial permeability [59] and microbial
translocation. Conversely, reduced levels of E2, as occurs
with aging, particularly during female menopause, can
potentially increase epithelial permeability and microbial
translocation (Figure 4). No significant disparities are
observed between the genders with regards to homeostatic
epithelial barrier permeability [27]. Therefore, an E2 -
dependent mechanism for maintenance of the epithelial
barrier may contribute equally in both males and females
to mucosal integrity.
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 164
Figure 4. Schematic of the proposed effects of aging and hormonal changes . Proposed
mechanism of the loss of mucosal epithelial integrity and microbial translocation and the effects
of hormonal changes associated with aging.
Gender differences in OGI mucosal injury
Recently, several large -scale, cross -sectional
epidemiological studies have been performed to
determine whether there is gender -based skewing in
populations of individuals with gastro -esophageal reflux
diseases (GERD) [60-62]. The three conditions that
comprise the majority of this spectrum include Barrett's
esophagus (BE), erosive reflux disease (ERD), and
nonerosive reflux disease (non -ERD). Both Barrett’s
esophagus and ERD are associated with erosive
esophagitis and mucosal injury [61, 63]. Furthermore, it is
generally accepted that there is a sequential progression
from reflux erosive esophagitis, to Barrett's esophagus,
and finally to esophageal adenocarcinoma. Reflux erosive
esophagitis results from exposure of the esophageal
epithelium to the refluxed gastroduodenal contents. A
male-predominant gender bias exists across the spectrum,
although the ratios become higher with the progression
towards esophageal adenocarcinoma. Meanwhile, non -
erosive reflux diseases generally affect women more than
men [60, 62]. These data allude to the gender differences
in the vulnerability or resistance of the es ophageal
epithelium to caustic compounds of the gastroduodenal
contents in males and females.
There have been reports that females are less affected
than males by gastric or intestinal inflammation in
response to chemical insult or bacterial infection [64-66].
In these studies E2 was demonstrated to have anti -
inflammatory activity and thus contributes to tissue
resistance in females. A recent study by Masaka et al.
explored the potential role of E2 in controlling esophageal
tissue damage [63]. Employing a chronic rat reflux
esophagitis model, a significant male -predominant,
gender-related difference in esophageal tissue damage in
the presence of exogenous nitric oxide (NO) as an
exacerbating factor, was found [67]. While in the baseline
model of reflux esophagitis macroscopic esophageal
ulcers and microscopic inflammatory cell infiltrates were
only mildly obse rved in both genders, in males,
exogenous NO exacerbation induced deep esophageal
ulcers and intense inflammation with polymophonuclear
cell and lymphocyte infiltrates. In contrast, in female
reflux esophasitis models, treatment with NO rarely
exacerbated the mild tissue damage observed at baseline.
Further, exogenous 17β -estradiol binding and signaling
through E2 receptors attenuated esophageal tissue damage
in males and ovariectomised rats via a reduction of mast
cell-mediated cytotoxity and cytokine, specifically tumor
necrosis factor alpha (TNFα), driven inflammation [63,
68]. Treatment with 17α -estradiol, which binds but does
not induce downstream signaling, had no effect on tissue
damage. This was the first study showing the prominent
gender difference in the severity of esophageal tissue
damage in a GERD -related animal model. Additional
understanding of the causative luminal or genetic factors
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 165
in yielding the gender -related difference would b e
clinically relevant to predict the etiological factors
involved in the pathogenesis of reflux esophagitis in
humans [69, 70].
Sex hormones in tissue repair
Gender variation in wound healing has been observed at
various mucosal sites throughout the body. Specifically,
variations in healing rates have been attributed to levels of
circulating sex hormones and their effect on modulation
of inflammation as well as fibroblast and keratinocytes
cellular proliferation, differentiation and growth [71-73].
It has been established that both dermal and mucosal
wound healing is significantly altered by the effects of E2
signaling [74-76]. Kumral et al. recently showed that
gastric and colonic tissue damage is alleviated by E2, via
both ERα and ERβ mediation as well as direct antioxidant
effects [76]. In addition to its role in inflammatory
regulation and re -epithelialization, an epidemiological
study by Tuo et al. linked higher circulating E2 levels in
women to the elevated production of duo denal mucosa
bicarbonate secretion (DBS), a compound central in
duodenal mucosal protection against acid -induced injury
[77]. Duodenal ulcers are less prevalent in pre-
menopausal women, compared to age matched men or
post-menopausal women [78, 79]. In their findings, e x
vivo stimulation of duodenal tissues with 17β -estradiol
did not result in a difference in the levels of DBS
secretion. The authors hypothesized that this stemmed
from the result t hat males and females express similar
levels of ERα and ERβ on duodenal epithelial cell surface
[77]. This highlights that the observed sex differences of
DBS were likely due to the gender differences in
circulating E2 levels rather than a dimorphism in
expression levels of E2 receptors between different sexes,
and can possibly be extrapolated to the other effects of E2.
Likewise, metabolites of testosterone, as well as other
androgens [5α -dihydrotestosterone (DHT) and
Dehydroepiandrosterone (DHEA)], have been shown to
affect dermal wound closure by impairing re -
epithelialization and inducing immunosuppressive effects
[80]. As in dermal wounds, a study by Engeland et al.
reported that in oral mucosal damage testosterone levels
were inversely correlated with wound healing rates in pre-
menopausal women and age matched males. Conversely,
in post -menopausal women a positive correlation of
testosterone levels and wound healing rates was observed
[81]. It was hypothesized that the immunomodulatory role
of testosterone in reducing IL -6, which is mitogenic to
keratinocytes, contributes to the effect observed in pre -
menopausal women and men. The effect observed in post-
menopausal women was not linked to age specifically, but
hormonal status. Authors put forth the idea that with the
increased immune activation observed in post -
menopausal women at baseline, higher levels of anti -
inflammatory testosterone decreased this activation thus
being beneficial to tissue healing [82, 83].
Estrogen and Urinary Tract Infections
While UTIs are most prevalent in females aged 18 -24, a
significant number of women over 50 still contract UTIs
[84]. Recurrent infections in healthy , aging women ages
50-70 have been linked to decreased levels of estradiol
[85]. After menopause, decreased levels of E2 cause
vulvovaginal atrophy in 25 -50% of women [13].
Symptoms such as vaginal dryness, itching, increase in
vaginal pH, urinary frequency and incontinence,
contribute to the impairment of defenses against incoming
pathogens at the urogenital mucosa [86]. Thus estradiol
supplementation has been considered as a way to decrease
the risk of recurrent infections in the postmenopau sal
population and has demonstrated moderate success [87].
One of the mechanisms by which estradiol therapy in
post-menopausal women has proven successful may be
related to tight junction formati on enhancement by E2.
Numerous studies have shown that estrogen treatment, in
vitro, increases tight junction protein expression including
ZO1 and CLDN in the vaginal epithelium [88]. In both, a
urothelial cell line and exfoliat ed bladder cells from
postmenopausal women, estradiol treatment increased
transcripts of ZO1 and OCLN as well as e -cadherin
protein [86]. This demonstrates that estrogen’s beneficial
effects on tight junc tion proteins may occur on mucosal
surfaces outside of the vagina [86]. Estrogen -mediated
restoration of a diminished antimicrobial response in post-
menopausal women could also contribute to the decreases
seen in UTIs following treatment. When post-menopausal
women were given estradiol supplementation for two
weeks, 75% showed increases in at least three
antimicrobial peptides in urinary tract cells. The most
highly increased peptides were beta -defensin 3 (hBD3),
beta-defensin 1 (hBD1), and RNase 7 [86].
An alternate mechanism by which estradiol
supplementation can contribute to urogential mucosal
health in post-menopausal women is via its role in vaginal
pH regulation. A number of theories have been proposed
for the contribution of E2 toward vaginal pH control,
including direct effects on the epithelium and altering
vaginal microflora populations [89, 90]. In healthy,
young, menstruating women vaginal microflora is
dominated by Lactobacilli which produce lactic acid,
hydrogen peroxide, and various bacterial proteins which
together inhibit overgrowth of any pathogenic bacterial
species [91]. Thu s, the vaginal microflora confers
I. Grishina et al Aging and sex hormones in mucosal injury
Aging and Disease • Volume 5, Number 2, April 2014 166
protection against pathogens which are associated with
UTIs. Estrogen has been shown to promote lactobacilli
colonization and growth by increasing storage of
glycogen, the substrate for acid production by bacteria, in
vaginal epithelial cells [90]. With a decline in E2 levels
during menopause, along with decreased glycogen stores
and quantity of lactobacilli, acid production decreases
leading to an elevation in vagi nal pH , which facilitates
growth of potential UTI-causing pathogens.
Sex Hormones in Lung Disease
While the prevalence of chronic obstructive pulmonary
disease (COPD) is greater in men, women appear to be
more sensitive to the effects of cigarette smoke in
developing COPD, often developing COPD after smoking
less than men [92]. This may be related to an E2-mediated
difference in metabolism of cigarette smoke toxins at the
lung mucosa. Estradiol increases the activity of
cytochrome P450 (CPY) enzymes, which break down
toxins but create harmful metabolites which can be more
toxic than their precursors [93]. Because complete
metabolism of these toxins requires a rate limiting process
which is not increased by E2, harmful intermediate
metabolites may remain in the lungs of women smokers
longer than their male counterparts, increasing lung
damage and resulting in poorer clinical outcomes.
A gender discrepancy in outcomes of cystic fibrosis
(CF) patients has been seen clinically , with females
having much higher early mortality rates than males [94].
This may be due to an E2 -mediated increase in mucus
production, a principal determinant of mortality in CF
patients. Estradiol has been shown to increase mucin gene
expression in lung epithelium , which may result in
increased mucus overall [95]. Additionally, female CF
patients show lowest lung function just before ovulation,
suggesting that this surge of E2 may be enhancing mucus
production and thereby decreasing lung function [96].
Taken together, these studies demonstrate the wide
variety of ways E2 modulates lung function and affects
disease morbidity. In some ins tances, modulation of sex
hormones may be a viable clinical intervention worthy of
further investigation.
Summary
Aging and sex differences play an important role in the
development of mucosal injury as well as its repair. The
role of sex hormones is controversial at best. The part that
is clear is that aging mucosal surfaces are extremely
susceptible to injury. New studies indicate that the
microbiome may also play an important role in mucosal
health. This too is a rapidly developing area of research
that is poorly is understood and likely plays a role in
healthy aging. The molecular mechanisms that regulate
aging are poorly understood. Taken together
comprehensive studies using relevant animal models are
needed to better understand the interplay between
mucosal injury, gender, sex hormones and aging.
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