MutaPhy: A clade-based framework to detect genotype-phenotype associations on phylogenetic trees

preprint OA: closed CC-BY-NC-4.0

Abstract

Understanding how genetic variation in pathogens influences clinical phenotypes observed in infected hosts is a fundamental challenge in evolutionary genomics and public health. Phenotypic traits such as infection severity are often non-randomly distributed within the pathogen's phylogeny, suggesting the existence of evolutionary determinants but also violating the independence assumption underlying classical genome-wide association studies and potentially leading to inflated false positive rates. We present MutaPhy, a phylogeny-based method aimed at detecting correlations between a binary host phenotype and the corresponding pathogen genome by directly utilizing the hierarchical structure of phylogenetic trees. MutaPhy encompasses three different scales: (i) a subtree scale, on which relevant clades over-representing the phenotype of interest are detected using permutation-based tests; (ii) a tree scale, which agglomerates local signals into a global association statistics; and (iii) a site scale, whereby candidate mutational events on branches leading to significant clades are examined using ancestral sequence reconstruction. We evaluate the statistical behavior and detection performance of MutaPhy using simulations under diverse evolutionary scenarios. We also compare this tool to several existing phylogenetic association methods. As illustrative applications, we apply MutaPhy to an hepatitis C virus dataset associated to clinical phenotypes in human hosts. Our results highlight the ability of the proposed approach to detect viral lineages associated to over-represented phenotypes while revealing limited evidence for robust mutation-level associations in these particular datasets. Altogether, MutaPhy provides a framework for guiding genotype-phenotype association analyses by leveraging phylogenetic structure, thereby reducing false positive findings and improving the interpretability of association signals.
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Abstract Understanding how genetic variation in pathogens influences clinical phenotypes observed in infected hosts is a fundamental challenge in evolutionary genomics and public health. Phenotypic traits such as infection severity are often non-randomly distributed within the pathogen’s phylogeny, suggesting the existence of evolutionary determinants but also violating the independence assumption underlying classical genome-wide association studies and potentially leading to inflated false positive rates. We present MutaPhy, a phylogeny-based method aimed at detecting correlations between a binary host phenotype and the corresponding pathogen genome by directly utilizing the hierarchical structure of phylogenetic trees. MutaPhy encompasses three different scales: (i) a subtree scale, on which relevant clades over-representing the phenotype of interest are detected using permutation-based tests; (ii) a tree scale, which agglomerates local signals into a global association statistics; and (iii) a site scale, whereby candidate mutational events on branches leading to significant clades are examined using ancestral sequence reconstruction. We evaluate the statistical behavior and detection performance of MutaPhy using simulations under diverse evolutionary scenarios. We also compare this tool to several existing phylogenetic association methods. As illustrative applications, we apply MutaPhy to dengue virus and hepatitis C virus datasets associated to clinical phenotypes in human hosts. Our results highlight the ability of the proposed approach to detect viral lineages associated to over-represented phenotypes while revealing limited evidence for robust mutation-level associations in these particular datasets. Altogether, MutaPhy provides a framework for guiding genotype–phenotype association analyses by leveraging phylogenetic structure, thereby reducing false positive findings and improving the interpretability of association signals. Competing Interest Statement The authors have declared no competing interest.

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europepmc
last seen: 2026-05-20T01:45:00.602351+00:00
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License: CC-BY-NC-4.0