Background
Shigella is a leading cause of diarrhea and dysentery in children in low resource 21
settings, which is frequently treated with antibiotics. The primary goal of a Shigella vaccine 22
would be to reduce mortality and morbidity associated with Shigella diarrhea. However, 23
ancillary benefits could include reducing antibiotic use and antibiotic exposures for bystander 24
pathogens carried at the time of treatment, specifically for fluoroquinolones and macrolides 25
(F/M), which are the recommended drug classes to treat dysentery. 26
27
Methods
We used data from the Etiology, Risk Factors, and Interactions of Enteric Infections 28
and Malnutrition and the Consequences for Child Health and Development (MAL-ED) study to 29
estimate the impact of two one-dose (6 or 9 months) and three two-dose (6 & 9 months, 9 & 12 30
months, and 12 & 15 months) Shigella vaccines on diarrheal episodes, overall antibiotic use, and 31
F/M use. Further, we considered additional protection through indirect and boosting effects. To 32
estimate the absolute and relative reductions in the incidence of diarrhea and antibiotic use under 33
each vaccination scenario, Monte Carlo simulations with random sampling were performed. 34
35
Findings We analyzed 9392 diarrhea episodes and 15697 antibiotic courses among 1715 36
children in the MAL-ED birth cohort study. There were 273.8 diarrhea episodes, 30.6 shigellosis 37
episodes, and 457.6 antibiotic courses per 100-child years. A Shigella vaccine given at 9 & 12 38
months prevented 1.7 (95% CI: 1.3, 2.1) severe Shigella diarrhea episodes (46.5% reduction), 39
11.0 (95% CI: 10.0, 11.9) Shigella diarrhea episodes of any severity (35.9% reduction), 3.1 (95% 40
CI: 2.6, 3.7) F/M courses (2.9% reduction overall), 5.8 (95% CI: 5.2, 6.6) antibiotic courses 41
(1.0% reduction overall), and 6.3 (95% CI: 5.2, 7.5) F/M (3.2% reduction) and 11.2 (95% CI: 42
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3
9.7, 12.9) antibiotic (1.2% reduction) exposures to bystander pathogens, respectively, per 100-43
child years. 44
45
Interpretation A Shigella vaccine could make substantial reductions in Shigella diarrhea, 46
antibiotic use to treat shigellosis, and bystander exposures due to shigellosis treatment. However, 47
the reductions in overall diarrhea episodes and antibiotic use would be modest. 48
49
Funding Wellcome Trust, Bill & Melinda Gates Foundation 50
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4
Introduction
51
Shigella is a leading cause of diarrhea and dysentery in children under the age of five in low- and 52
middle- income countries (LMICs)1. In the multisite Etiology, Risk Factors, and Interactions of 53
Enteric Infections and Malnutrition and the Consequences for Child Health and Development 54
(MAL-ED) cohort study, Shigella-attributed diarrhea was found to have an incidence of 26.1 55
episodes per 100 child years in the first two years of life.2 There are several Shigella vaccines in 56
the pipeline, of which three are in phase IIA and one in phase III trials.3 The World Health 57
Organization (WHO) recently published preferred product characteristics (PPC) for a Shigella 58
vaccine,1 and efforts are underway to define the full value proposition for such a vaccine. The 59
primary goal of a Shigella vaccine is to prevent mortality and moderate-to-severe episodes of 60
shigellosis with an efficacy target set by the WHO of 60% or more. Assuming this target can be 61
met in trials conducted in ideal settings, real world estimates of the reduction in diarrhea 62
episodes that would be expected after vaccine introduction are needed to predict population-level 63
vaccine impact. 64
65
Furthermore, a Shigella vaccine may produce ancillary benefits that need to be quantified, 66
specifically reductions in antibiotic exposures since diarrhea is a major cause of antibiotic use.4,5 67
Previous analyses have identified Shigella as a leading contributor to antibiotic consumption 68
among children in low-resource settings.5 In MAL-ED, Shigella was responsible for 14.8 69
antibiotic courses per 100-child years.4 Furthermore, 20.9% and 16.2% of all fluoroquinolone 70
and macrolide courses given for diarrhea, respectively, were to treat shigellosis.4 71
72
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5
Vaccine impact on fluoroquinolone/macrolide (F/M) use is of particular interest as they are the 73
recommended treatment by the WHO for dysentery,6,7 and 34% of dysentery cases in children 74
under two years of age in the MAL-ED birth cohort were attributed to Shigella. Frequent use of 75
antibiotics drives selection for drug resistant pathogens,8 and drug-resistant shigellosis is of 76
concern.6 Azithromycin and fluoroquinolone resistant strains of Shigella are common in Asia 77
and are growing in prevalence elsewhere.9–11 78
79
In addition to preventing exposures to antibiotics for Shigella, a Shigella vaccine could further 80
reduce selective pressure on asymptomatic enteric pathogens (i.e., bystander pathogens) present 81
in the gut at the time of shigellosis treatment. Bystander pathogens are not the target of 82
treatment, but nonetheless are still exposed to antibiotics and are therefore at risk for 83
development of antimicrobial resistance (AMR). There were more than 7 antibiotic exposures 84
per child-year for bystander enteropathogenic bacteria in MAL-ED.5 85
86
To inform the vaccine value proposition, we aimed to quantify the potential impact of a Shigella 87
vaccine on the incidence of Shigella diarrhea (severe and non-severe), all diarrhea, and antibiotic 88
use in the first two years of life via various potential vaccination strategies. We considered 89
different vaccine efficacies, dosing schedules, and types, including leaky vaccines (i.e., 90
prevention of a fraction of episodes in all children) and all-or-nothing vaccines (i.e., prevention 91
of all episodes in a subset of children who are vaccine responders).12,13 We also quantified the 92
potential impact of indirect protection to children who were too young to be vaccinated and the 93
impact of a vaccine that performs better for children who have been previously exposed to 94
Shigella. 95
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6
96
Methods
97
Study design and participants 98
The MAL-ED study design has been previously detailed.14 Briefly, this study was conducted at 99
eight sites (Dhaka, Bangladesh; Fortaleza, Brazil; Vellore, India; Bhaktapur, Nepal; Loreto, 100
Peru; Naushero Feroze, Pakistan; Venda, South Africa; and Haydom, Tanzania) from November 101
2009 to February 2014. Children were enrolled within 17 days of birth and followed for two 102
years. Fieldworkers conducted twice weekly home visits to collect information on daily 103
antibiotic use and presence of illness. Stool samples were collected monthly (non-diarrheal 104
surveillance samples) and during diarrheal episodes. Diarrhea episodes were defined as three or 105
more loose stools in a 24-hour period or the presence of blood in at least one stool. Diarrhea 106
severity was determined by the modified Vesikari score, previously outlined.15 107
108
Stool testing 109
The QIAamp Fast DNA Stool Mini Kit (Qiagen) was used to extract total nucleic acid from the 110
stool specimens.16 To detect the presence of 29 enteropathogens via quantitative polymerase 111
chain reaction (qPCR), TaqMan Array Cards (TAC) were run using AgPath One Step RT PCR 112
kit (Thermo-Fisher).2 The quantification cycle (Cq) to define pathogen detection was set to <35. 113
Shigella spp. were detected by the ipaH gene, as previously outlined.2 114
115
Modeled vaccine impacts 116
We estimated the impact of vaccines on the following outcomes. First, Shigella diarrhea was 117
defined as diarrhea episodes with an episode-specific attributable fraction for Shigella (AFe) 118
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>0.5, regardless of other pathogens detected. AFes were calculated as 1 - (1/ORe), where ORe 119
was the pathogen-specific and quantity-specific odds ratio (OR) from a generalized linear mixed 120
model associating pathogen quantity with diarrhea.2 Second, severe Shigella diarrhea was 121
defined as Shigella diarrhea with a modified Vesikari score >6.15 Third, the number of severe 122
diarrhea episodes of any etiology was defined as diarrhea due to any cause with a modified 123
Vesikari score >6. Fourth, diarrhea episodes overall included any etiology and severity. 124
125
For vaccine impacts on antibiotic use, we focused on F/Ms as specific drug classes of interest 126
and additionally assessed any antibiotic use. Each diarrhea episode was considered treated with 127
antibiotics if antibiotics were taken during any day of the illness episode. Antibiotic courses 128
overall were defined by antibiotic courses given to the child for any reason, as previously 129
determined.5 Antibiotic courses were separated by two antibiotic-free days. Antibiotic exposures 130
to bystander pathogens (i.e., pathogens present at the time of antibiotic treatment, but that did not 131
cause the illness that was treated) were defined by linking each antibiotic course to the most 132
recent stool sample collected in the preceding 30 days. Any bacterial pathogens (atypical 133
enteropathogenic Escherichia coli (E.coli), Campylobacter, enteroaggregative E. coli, 134
enterotoxigenic E. coli, and typical enteropathogenic E. coli) detected in the linked stool were 135
assumed to be bystander pathogens during the antibiotic course.5 Antibiotic exposures to 136
bystander pathogens were attributed to the treatment of Shigella if the antibiotic course was 137
given during a diarrhea episode with a Shigella AFe > 0.5. 138
139
Vaccination scenarios 140
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8
The characteristics of our simulated Shigella vaccine were modeled after those outlined in the 141
WHO’s PPC for a Shigella vaccine1 and those from vaccines currently in the pipeline. We 142
considered one- and two- dose Shigella vaccines with multiple potential vaccine dosing 143
schedules: a one-dose vaccine with administration at 6 months or 9 months, and two dose 144
vaccines with administration at 6 & 9 months, 9 & 12 months, and 12 & 15 months (Table 1). 145
Vaccine efficacy 14 days after the second dose against severe Shigella diarrhea was simulated at 146
60% or 80% in separate scenarios. Efficacy against non-severe episodes was 40% and 60%, 147
respectively. Vaccine efficacy between the first dose up to 14 days after the second dose was half 148
that which was applied 14 days after the second dose. (Table 1). 149
150
For scenarios that assumed the vaccine would produce indirect protection, we randomly selected 151
20% of Shigella diarrhea episodes that occurred in children under the age of the first dose of 152
vaccine administration to be prevented by the vaccine. These simulated levels of indirect 153
protection were based on what was observed with the Vi-tetanus toxoid conjugate vaccine in 154
Bangladesh.17 For instance, under a scenario with vaccine doses administered at 9 & 12 months, 155
20% of diarrhea episodes occurring in children under the age of 9 months were randomly 156
prevented. For scenarios that assumed the vaccine would perform better among children 157
previously exposed to Shigella (i.e., boosting protection), efficacy was increased by an absolute 158
20% for Shigella diarrhea episodes that occurred in children who had a Shigella infection prior to 159
administration of the first dose of the vaccine. For example, in the 9- & 12-month dosing vaccine 160
scenario with 60% efficacy with 20% boosting effects, if a child was infected with Shigella prior 161
to 9 months of age, their allocated efficacy went from 60% to 80%. 162
163
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Our primary simulated vaccine was a leaky vaccine,12,13 for which we applied a constant 164
proportional reduction (equal to the efficacy) across all diarrhea episodes and antibiotic courses 165
(i.e., the vaccine prevented 60% of all diarrhea episodes or antibiotic courses). In a sensitivity 166
analysis, we simulated an all-or-nothing vaccine,12,13 for which we selected a subset of children 167
who were vaccine responders at random, the size of which was defined by vaccine efficacy, and 168
prevented all diarrhea episodes and antibiotic courses in those children (i.e., all episodes among 169
60% of children were prevented). 170
171
Results
reported primarily in the text correspond to a leaky vaccine with two doses at 9 and 12 172
months with 60% efficacy since these characteristics may be the most realistic among the range 173
of acceptable parameters outlined in the WHO’s PPC.1 Results from all other vaccination 174
scenarios are described in the tables and figures. 175
176
Statistical analysis 177
To estimate the incidence of each diarrhea and antibiotic outcome defined above expected under 178
each vaccination scenario, we performed Monte Carlo simulations using random sampling with 179
replacement of children to a sample size of 50,000. For each simulation, we randomly selected 180
Shigella diarrhea episodes from these children to be prevented by a probability equal to vaccine 181
efficacy and calculated the incidence of each outcome excluding prevented episodes. In a no-182
vaccine scenario, no episodes were selected to be prevented. Estimates and confidence intervals 183
were estimated by the median, 2.5th and 97.5th percentiles of 1,000 iterations of this procedure. 184
To quantify the expected reductions in the outcomes listed above, we estimated absolute and 185
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relative differences and the percent change between each vaccine scenario and the no vaccine 186
scenario. 187
188
All statistical analyses were performed via R software, version 4.0.2 (Foundation for Statistical 189
Computing). 190
191
Ethics approvals and data availability 192
This study involves human participants. For the parent study, ethical approval was obtained from 193
the Institutional Review Boards at the University of Virginia School of Medicine 194
(Charlottesville, USA) (14595) and at each of the participating research sites: Ethical Review 195
Committee, ICDDR,B (Bangladesh); Committee for Ethics in Research, Universidade Federal do 196
Ceara; National Ethical Research Committee, Health Ministry, Council of National Health 197
(Brazil); Institutional Review Board, Christian Medical College, Vellore; Health Ministry 198
Screening Committee, Indian Council of Medical Research (India); Institutional Review Board, 199
Institute of Medicine, Tribhuvan University; Ethical Review Board, Nepal Health Research 200
Council; Institutional Review Board, Walter Reed Army Institute of Research (Nepal); 201
Institutional Review Board, Johns Hopkins University; PRISMA Ethics Committee; Health 202
Ministry, Loreto (Peru); Ethical Review Committee, Aga Khan University (Pakistan); Health, 203
Safety and Research Ethics Committee, University of Venda; Department of Health and Social 204
Development, Limpopo Provincial Government (South Africa); Medical Research Coordinating 205
Committee, National Institute for Medical Research; Chief Medical Officer, Ministry of Health 206
and Social Welfare (Tanzania). For the current study, we obtained ethical approval at the 207
University of Virginia School of Medicine (Charlottesville, USA) (22398) and Emory University 208
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(Atlanta, USA) (STUDY00003285). Participants gave informed consent to participate in the 209
study before taking part. The statistical analysis plan is available at osf.io/3asxh. Deidentified 210
participant data from the MAL-ED study is publicly available at ClinEpiDB.org. 211
212
Role of the funding source 213
The funders of this study did not have any role in the study design, collection, analysis, 214
interpretation of the data, writing of the report, nor in the decision to submit the paper for 215
publication. 216
217
Results
218
These analyses included 1715 children, of which 83% (n=1427) had at least one Shigella 219
infection during their first two years of life (Table 2). There were 273.8 diarrhea episodes of any 220
severity per 100 child-years (n=9392) and 30.6 Shigella diarrhea episodes per 100 child years 221
(n=754). Caregivers reported 457.6 courses per 100 child years of antibiotics (n=15697), 222
amongst which 110.1 courses per 100 child years (n=3775) were to treat diarrhea episodes of any 223
etiology and of which 16.3 courses per 100 child years were attributable to Shigella diarrhea 224
(n=427). Bystander pathogens had 646.1 (n=22161) and 32.9 (n=750) exposures to antibiotics 225
per 100 child years resulting from any antibiotic use and resulting from the treatment of Shigella, 226
respectively. 227
228
Prevention of diarrhea 229
A leaky Shigella vaccine given at 9 & 12 months with 60% efficacy would be expected to 230
prevent 1.7 (95% CI: 1.3, 2.1) severe Shigella diarrhea episodes and 11.0 (95% CI: 10.0, 11.9) 231
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Shigella diarrhea episodes of any severity per 100 child years (Table 3), which corresponds to a 232
46.5% reduction in severe shigellosis episodes and a 35.9% reduction in shigellosis episodes of 233
any severity (Figure 1, Supp Table 1). While the vaccine would reduce the same number of 234
severe and all diarrhea episodes due to any etiology, the percent reductions would be smaller, at 235
3.7% for severe diarrhea episodes of any etiology and 4.0% for diarrhea episodes of any etiology 236
(Table 3, Figure 1, Supp Table 1). 237
238
The 11.0 (95% CI: 10.0, 11.9) prevented Shigella diarrhea episodes per 100 child years increased 239
slightly to 11.5 (95% CI: 10.6, 12.5) when analyses further allowed for 20% indirect protection 240
(Supp Table 2). This same vaccine with 20% boosting protection and no indirect protection 241
would prevent 12.8 (95% CI: 11.7, 14.0) Shigella diarrhea episodes (Supp Table 3). Together, a 242
vaccine with direct effects plus indirect and boosting protection effects would prevent 13.4 (95% 243
CI: 12.3, 14.5) Shigella diarrhea episodes per 100 child years (Supp Table 4), which equates to a 244
43.7% reduction in Shigella diarrhea episodes and a 54.5% reduction in severe Shigella diarrhea 245
episodes (Figure 2, Supp Table 5). 246
247
Prevention of antibiotic use 248
A two-dose Shigella vaccine given at 9 and 12 months with 60% vaccine efficacy could prevent 249
0.5 (95% CI: 0.2, 0.7) F/M treated severe Shigella diarrhea episodes (48.4% reduction), 3.1 (95% 250
CI: 2.6, 3.7) F/M treated Shigella episodes (37.3% reduction), and 6.3 (95% CI: 5.2, 7.5) F/M 251
exposures to bystander pathogens due to Shigella treatment (36.2% reduction) per 100 child 252
years (Table 4, Figure 3, Supp Table 6). However, this vaccine would reduce overall F/M uses 253
and overall F/M exposures to bystander pathogens by only 2.9% and 3.2%, respectively (Supp 254
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Table 6). The 3.1 (95% CI: 2.6, 3.7) prevented F/M treated Shigella diarrhea episodes per 100 255
child years increased to 3.2 (95% CI: 2.7, 3.7) prevented episodes with added indirect protection 256
effects (Supp Table 7), to 3.6 (95% CI: 3.0, 4.3) with added boosting effects (Supp Table 8), and 257
to 3.7 (95% CI: 3.1, 4.4) when both indirect effects and boosting effects were added to the direct 258
effects (Supp Table 9). When indirect and boosting effects were added to the direct effects, there 259
were slight increases in percent reductions of all metrics: F/M treated Shigella diarrhea episodes 260
(37.3% to 45.1%), F/M courses overall (2.9% to 3.5%), F/M exposures to bystander pathogens 261
due to Shigella treatment (36.2% to 44.6%), and F/M exposures to bystander pathogens overall 262
(3.2% to 3.9%) (Figure 4, Supp Table 10). 263
264
While a two-dose Shigella vaccine given at 9 and 12 months with 60% vaccine efficacy would 265
prevent more instances of antibiotic use overall than of F/M specifically, the percent reductions 266
in overall antibiotic use were smaller than what was observed with F/M use (Supp Table 11, 267
Supp Figure 1, Supp Table 12). In this scenario, 1.1 (95% CI: 0.7, 1.4) courses of antibiotic 268
treated severe Shigella diarrhea episodes (41.3% reduction), 5.8 (95% CI: 5.2, 6.6) antibiotic 269
treated Shigella diarrhea episodes (35.6% reduction), and 11.2 (95% CI: 9.7, 12.9) antibiotic 270
exposures to bystander pathogens due to Shigella treatment (35.0% reduction) per 100 child 271
years were prevented (Supp Table 11, Supp Figure 2, Supp Table 12). However, there was only a 272
1.0% and 1.2% reduction in overall antibiotic uses and overall exposures to bystander pathogens, 273
respectively (Supp Table 12). Similar to what was observed with F/M, the addition of indirect 274
and boosting effects onto the direct effects minimally increased the number of prevented 275
outcomes (Supp Table 13-16, Supp Figure 2). 276
277
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All-or-nothing vaccine compared to leaky vaccine 278
A Shigella vaccine given at 9 & 12 months that fully protected 60% of children (i.e., an all-or-279
nothing vaccine) prevented the same number of severe Shigella diarrhea episodes (1.7 (95% CI: 280
1.3, 2.1) episodes per 100 child years) as the leaky vaccine (i.e., prevented 60% of episodes 281
across children) (Table 3, Supp Table 17). However, the all-or-nothing vaccine prevented more 282
Shigella diarrhea episodes of any severity compared to the leaky vaccine (15.6 (95% CI: 14.3, 283
17.0) vs. 11.0 (95% CI: 10.0, 11.9) episodes per 100 child years) (Table 3, Supp Table 17). 284
Similar results were found for the antibiotic outcomes, such that an all-or-nothing vaccine would 285
be expected to prevent more of all outcomes except the severe outcomes, for which it would 286
prevent the same number as a leaky vaccine (Supp Table 18, Supp Table 19). 287
288
The corresponding results for the other vaccine scenarios listed in Table 1 are displayed in 289
Figures 1-2, Tables 3-4, Supp Figure 2, Supp Tables 1-4, 6-9, 11-15, 17-19). In general, the 290
earlier the vaccine is given, the greater the expected reduction in diarrhea episodes and antibiotic 291
use. Additionally, the single dose vaccines were more efficacious than the two-dose vaccines 292
initiated at the same time (e.g., one-dose at 9 months vs. two-doses at 9 and 12 months) since the 293
full efficacy was achieved at an earlier age with the single dose vaccines. 294
295
Discussion
296
A leaky Shigella vaccine administered at 9 and 12 months with 60% vaccine efficacy could 297
provide a substantial reduction in severe Shigella diarrhea episodes, Shigella diarrhea episodes of 298
any severity, and F/M treated Shigella diarrhea episodes. However, given the multitude of causes 299
of diarrhea and antibiotic use in this population, the expected reductions in all-cause diarrhea and 300
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antibiotic use overall were modest (<5%). While single-dose vaccines and vaccines given at 301
younger ages would prevent more diarrhea and antibiotic use, none of the vaccine candidates in 302
clinical development meet those criteria. 303
304
Incorporation of indirect protection and boosting only slightly increased the number of diarrhea 305
episodes and antibiotic courses expected to be preventable, suggesting these nuances will not be 306
major determinants of vaccine success. A Shigella vaccine will likely fall somewhere on the 307
continuum between a leaky (i.e., prevention of a fraction of episodes in all children) and all-or-308
nothing (i.e., prevention of all episodes in a subset of children who are vaccine responders) 309
vaccine.12,13 As expected, the all-or-nothing vaccine effects were larger than the leaky vaccine 310
effects for outcomes that were not limited to severe diarrhea because an all-or-nothing vaccine 311
would provide complete protection in a subset of individuals regardless of disease severity. 312
However, our analysis was limited by assuming that vaccine responders were a random subset of 313
the population. It may be more likely that vaccine responders would be expected to be at lower 314
risk of shigellosis even in the absence of vaccine. Furthermore, while our results estimate the 315
upper limit of the potential benefit of a Shigella vaccine since we assumed 100% vaccine 316
coverage, it is likely that vaccine coverage would be lower in a real-world setting. 317
318
The absolute reductions in F/M use achieved by a Shigella vaccine accounted for roughly half 319
the achievable reduction of all antibiotic use. However, there were greater percent reductions in 320
F/M use compared to all antibiotic use since F/Ms are often targeted for diarrhea treatment, and 321
specifically for dysentery presumed to be shigellosis. F/M use has been associated with 322
resistance in these drug classes,5,8,18 suggesting reductions in use achievable by a Shigella 323
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16
vaccine could limit drug-resistant shigellosis as well as the development of resistance in other 324
enteric bacteria through reductions in bystander exposure. Our predicted reductions in all 325
antibiotic and F/M use could be underestimates if suspicion of Shigella is the main reason for 326
treating diarrhea regardless of etiology, such that treatment rates also decline for other diarrhea 327
etiologies after Shigella incidence is known to have been substantially reduced by the vaccine. 328
As Shigella vaccines are evaluated in large Phase III trials, data on antibiotic treatment should be 329
carefully collected such that the impact of the vaccine on antibiotic use can be measured.1,19 To 330
quantify this impact, it will be important for vaccine effectiveness to be estimated against less-331
severe disease endpoints which account for the bulk of antibiotic use. 332
333
The vaccine scenarios modeled are in line with the WHO PPC guidance. However, some of the 334
current vaccines in the pipeline require more doses. There is one phase III Shigella vaccine 335
(ZF0901 (Beijing Zhifei Lvzhu Biopharmaceutical Co., Ltd.))20 and three phase IIA Shigella 336
vaccines (Shigella4V (Limmatech AG)21, altSonflex1-2-3 (GVGH),22 and GlycoShig3 (Institut 337
Pasteur)23) in the pipeline.3 ZF0901 is 3 doses for infants ages 3-6 months and 2 doses for those 338
aged 6-12 months. Shigella4V is 3 doses for infants (8 months +/- 1 month) and children (2-5 339
years). altSonflex1-2-3 is 3 doses for infants 9 months of age and changes to 2 doses for children 340
24-59 months. GlycoShig3 is 3 doses infants (9 months +/- 1 month) and children (2-5 years). 341
For our age group of interest (children under two years of age), the aforementioned vaccines 342
would all require 2-3 doses. Our estimates of the expected reductions in outcomes would apply 343
to a three-dose vaccine where the full efficacy is achieved after two doses. If full efficacy is not 344
achieved until a third dose, our expected reductions may be overestimated. 345
346
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347
A Shigella vaccine will likely not be protective against all serotypes, but given the lack of 348
serotyping data, we were unable to simulate the prevention of episodes at the serotype level. 349
However, there is no need for a Shigella vaccine to contain all 49 serotypes for broad coverage. 350
Shigella flexneri (S. flexneri) is the leading cause of endemic diarrhea in LMICs while Shigella 351
sonnei (S. sonnei) is the leading cause in high income countries.6 While there are 15 serotypes 352
for S. flexneri, five (2a, 1b, 2b, 3a, 6) accounted for 89% of S. flexneri isolates from the Global 353
Enteric Multicenter Study (GEMS).24 On a yearly basis, there are minimal changes to the 354
dominant Shigella serotypes. Therefore, a quadrivalent vaccine with S. sonnei and S. flexneri 2a, 355
3a, and 6 could provide 64% protection against Shigella with coverage up to 88% via cross 356
protection.24 Our estimates assume 100% cross protection for subtypes not included in the 357
vaccine and therefore may be slightly overestimated depending on the true levels of cross 358
protection observed. 359
360
Finally, we did not consider the potential for waning immunity since we only observed outcomes 361
to two years of age. The effects of waning would likely occur more than 6 months after the last 362
vaccine dose, which was outside of our follow-up period for most vaccine scenarios. However, if 363
efficacy wanes substantially before two years of age, our expected reductions may also be 364
overestimated. Since waning may vary by endpoint (i.e., more pronounced waning for less 365
severe disease), this will be another important feature to monitor in trials. 366
367
It is important to note that while we targeted efficacies at 60% and 80%, those proportions of 368
outcomes were not prevented at the population level for two reasons: 1) targeted efficacies of 369
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60% and 80% were for severe diarrhea only (as per the PPC) whereas efficacy was lower for 370
non-severe diarrhea and 2) episodes that occur prior to vaccination would not be expected to be 371
prevented. Because severe disease is more common in younger children, the expected relative 372
reductions in severe outcomes were particularly less for vaccine strategies with older ages of 373
administration. However, given the high burden of shigellosis and antibiotic treatment of 374
shigellosis, a Shigella vaccine could still make a substantial impact on Shigella diarrhea burden 375
in term of absolute reduction in episodes, and have ancillary benefits in the reduction of 376
antibiotic use. 377
378
Our estimates provide more realistic expectations for the reductions in diarrhea outcomes at the 379
population-level that could be achieved by Shigella vaccines under real world introduction 380
scenarios. A previous modeling study estimated similar absolute reductions in Shigella diarrhea 381
episodes under a more limited set of vaccine assumptions that did not account for partial 382
protection after a first dose, herd immunity, or effects on antibiotic use.25 Uniquely, we 383
demonstrate that Shigella vaccines could provide important reductions in antibiotic use for 384
severe and non-severe Shigella diarrheal episodes, and exposures to bystander pathogens due to 385
Shigella treatment. Given the high burden of enteric infections and antibiotic use among children 386
in LMICs, the value proposition of a Shigella vaccine in this population is strong and 387
substantially augmented by the projected impacts on antibiotic use. 388
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19
Acknowledgement
389
This work was supported by Wellcome (219741/Z/19/Z to ETRM). The Etiology, Risk Factors 390
and Interactions of Enteric Infections and Malnutrition and the Consequences for Child Health 391
and Development Project (MAL-ED) was a collaborative project supported by the Bill & 392
Melinda Gates Foundation (OPP1131125), the Foundation for the NIH, the National Institutes of 393
Health, and the Fogarty International Center. 394
395
DATA SHARING 396
De-identified participant data from the MAL-ED study is publicly available at ClinEpiDB.org 397
after approval of a proposal by the study PIs. 398
399
AUTHORS’ CONTIBUTIONS 400
SAB and ETRM led data analysis, visualization, interpretation, and writing of the report. JAP-M 401
contributed to data analysis, methodology, and visualization. JAP-M and JAL contributed to 402
interpretation. JL led the development of the laboratory assays. ERH led funding acquisition and 403
administration of the parent study. JAP-M, JAL, JL, and ERH contributed to reviewing/editing 404
the report. ETRM led conceptualization, methodology, and funding acquisition. 405
406
DECLARATION OF INTEREST 407
We declare no competing interests. 408
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20
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Table 1. Shigella vaccination scenarios simulated in the MAL-ED dataset, including dosing schedules, efficacies, and inclusion of
indirect and boosting protection.
Scenario Dosing schedule
Shigella
diarrhea
Severity
Efficacy 14
days after
1st dose
Efficacy
14 days
after 2nd
dose
Indirect
effect
Boosting effect after 1st
dose, before 2nd dose
Boosting effect
after 2nd dose
0 No vaccine
-- -- -- -- -- --
1 1st: 6 months
Severe 60% -- 20% +20% (80% VE) --
Non-severe 40% -- 20% +20% (60% VE) --
2 1st: 9 months Severe 60% -- 20% +20% (80% VE) --
Non-severe 40% -- 20% +20% (60% VE) --
3
1st: 6 months
2nd: 9 months
Severe 30% 60% 20% +10% (40% VE) +20% (80% VE)
Non-severe 20% 40% 20% +10% (30% VE) +20% (60% VE)
4
1st: 9 months
2nd: 12 months Severe 30% 60% 20% +10% (40% VE) +20% (80% VE)
Non-severe 20% 40% 20% +10% (30% VE) +20% (60% VE)
5
1st: 12 months
2nd: 15 months Severe 30% 60% 20% +10% (40% VE) +20% (80% VE)
Non-severe 20% 40% 20% +10% (30% VE) +20% (60% VE)
6 1st: 6 months Severe 80% -- 20% +20% (100% VE) --
Non-severe 60% -- 20% +20% (80% VE) --
7 1st: 9 months Severe 80% -- 20% +20% (100% VE) --
Non-severe 60% -- 20% 20% (80% VE) --
8
1st: 6 months
2nd: 9 months Severe 40% 80% 20% +10% (50% VE) +20% (100% VE)
Non-severe 30% 60% 20% +10% (40% VE) +20% (80% VE)
9
1st: 9 months
2nd: 12 months Severe 40% 80% 20% +10% (50% VE) +20% (100% VE)
Non-severe 30% 60% 20% +10% (40% VE) +20% (80% VE)
10
1st: 12 months
2nd: 15 months Severe 40% 80% 20% +10% (50% VE) +20% (100% VE)
Non-severe
30% 60% 20% +10% (40% VE) +20% (80% VE)
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Table 2. Diarrhea episodes, antibiotic use, and bystander pathogen exposures to antibiotics among 1715 children enrolled in the MAL-ED cohort.
<6 months ≥ 6 months,
<9 months
≥9 months, <12
months
≥12 months,
<15 months
≥ 15 months
No. children with their first instance of a Shigella infection, n (%) a,d 163 (9.5) 199 (11.6) 275 (16.0) 251 (14.6) 539 (31.4)
No. severe Shigella diarrhea episodes, n (rate) b,c,d 5 (0.8) 9 (2.9) 10 (3.2) 17 (5.5) 48 (5.2)
No. severe diarrhea episodes of any etiology, n (rate) b,c, 434 (50.6) 286 (66.7) 192 (44.8) 186 (43.4) 290 (22.5)
No. Shigella diarrhea episodes, n (rate) b,c,d 16 (2.6) 43 (14.0) 84 (27.3) 118 (38.3) 493 (53.3)
No. diarrhea episodes of any etiology, n (rate) b,c, 2386 (278.3) 1498 (349.4) 1333 (310.9) 1236 (288.3) 2939 (228.5)
No. antibiotic treated severe Shigella diarrhea episodes, n (rate) b,d 6 (0.9) 6 (1.7) 12 (3.5) 12 (3.5) 32 (3.1)
No. antibiotic treated severe diarrhea episodes of any etiology, n (rate) b 253 (29.5) 206 (48) 145 (33.8) 103 (24.0) 184 (14.3)
No. antibiotic treated Shigella diarrhea episodes, n (rate) b,d 11 (1.6) 24 (6.9) 53 (15.2) 73 (21.0) 266 (25.5)
No. antibiotic treated diarrhea episodes of any etiology, n (rate) b 804 (93.8) 629 (146.7) 588 (137.1) 480 (112.0) 1274 (99.0)
No. antibiotic courses overall, n (rate) b 3478 (405.6) 2283 (532.5) 2164 (504.7) 2105 (491.0) 5667 (440.6)
No. antibiotic exposures to bystander pathogens due to Shigella treatment, n (rate) b,d 25 (3.6) 39 (11.2) 102 (29.3) 133 (38.3) 451 (43.2)
No. antibiotic exposures to bystander pathogens overall, n (rate) b 2736 (319.1) 3404 (793.9) 3641 (849.2) 3527 (822.6) 8853 (688.3)
a denominator = 1715 kids; b Rate is per 100 child years; c Includes episodes that were and were not treated by antibiotics; d Counted among infections/episodes/exposures in which stools
were collected with valid qPCR test results for Shigella; rates are extrapolated to all infections/episodes/exposures
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25
Table 3. Absolute and relative differences in diarrhea outcomes among five vaccine scenarios with 60% and 80% full
vaccine efficacies and no indirect or boosting protection.
Vaccine scenario and efficacy outcome
Absolute difference
(cases per 100 child-years)
Relative difference
60% VE
(95% CI)
80% VE
(95% CI)
60% VE
(95% CI)
80% VE
(95% CI)
One dose - 6 months
Severe Shigella diarrhea episodes 2.0 (1.6, 2.5) 2.7 (2.2, 3.4) 0.43 (0.40, 0.47) 0.24 (0.21, 0.29)
Severe diarrhea episodes of any etiology 2.0 (1.6, 2.5) 2.7 (2.2, 3.4) 0.96 (0.95, 0.96) 0.94 (0.93, 0.95)
Shigella diarrhea episodes 12.6 (11.6, 13.7) 18.6 (17.1, 20.2) 0.59 (0.58, 0.60) 0.39 (0.38, 0.40)
Diarrhea episodes of any etiology 12.6 (11.6, 13.7) 18.6 (17.1, 20.2) 0.95 (0.95, 0.96) 0.93 (0.93, 0.94)
One dose - 9 months
Severe Shigella diarrhea episodes 1.8 (1.4, 2.3) 2.4 (1.8, 3.0) 0.50 (0.45, 0.55) 0.33 (0.27, 0.40)
Severe diarrhea episodes of any etiology 1.8 (1.4, 2.3) 2.4 (1.8, 3.0) 0.96 (0.95, 0.97) 0.95 (0.94, 0.96)
Shigella diarrhea episodes 11.8 (10.8, 12.7) 17.3 (15.9, 18.8) 0.62 (0.60, 0.63) 0.43 (0.42, 0.45)
Diarrhea episodes of any etiology 11.8 (10.8, 12.7) 17.3 (15.9, 18.8) 0.96 (0.95, 0.96) 0.94 (0.93, 0.94)
Two doses - 6 months & 9 months
Severe Shigella diarrhea episodes 1.9 (1.5, 2.4) 2.6 (2.0, 3.2) 0.47 (0.43, 0.51) 0.29 (0.24, 0.34)
Severe diarrhea episodes of any etiology 1.9 (1.5, 2.4) 2.6 (2.0, 3.2) 0.96 (0.95, 0.97) 0.94 (0.93, 0.96)
Shigella diarrhea episodes 12.2 (11.2, 13.2) 17.9 (16.5, 19.4) 0.60 (0.59, 0.61) 0.41 (0.40, 0.43)
Diarrhea episodes of any etiology 12.2 (11.2, 13.2) 17.9 (16.5, 19.4) 0.96 (0.95, 0.96) 0.93 (0.93, 0.94)
Two doses - 9 months & 12 months
Severe Shigella diarrhea episodes 1.7 (1.3, 2.1) 2.2 (1.7, 2.8) 0.53 (0.49, 0.59) 0.38 (0.32, 0.45)
Severe diarrhea episodes of any etiology 1.7 (1.3, 2.1) 2.2 (1.7, 2.8) 0.96 (0.95, 0.97) 0.95 (0.94, 0.96)
Shigella diarrhea episodes 11.0 (10.0, 11.9) 16.2 (14.8, 17.6) 0.64 (0.63, 0.65) 0.47 (0.45, 0.49)
Diarrhea episodes of any etiology 11.0 (10.0, 11.9) 16.2 (14.8, 17.6) 0.96 (0.96, 0.96) 0.94 (0.94, 0.95)
Two doses - 12 months & 15 months
Severe Shigella diarrhea episodes 1.4 (1.0, 1.7) 1.8 (1.4, 2.3) 0.62 (0.56, 0.67) 0.49 (0.42, 0.57)
Severe diarrhea episodes of any etiology 1.4 (1.0, 1.7) 1.8 (1.4, 2.3) 0.97 (0.96, 0.98) 0.96 (0.95, 0.97)
Shigella diarrhea episodes 9.1 (8.3, 10.0) 13.4 (12.2, 14.7) 0.70 (0.69, 0.72) 0.56 (0.54, 0.58)
Diarrhea episodes of any etiology 9.1 (8.3, 10.0) 13.4 (12.2, 14.7) 0.97 (0.96, 0.97) 0.95 (0.95, 0.96)
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26
Table 4. Absolute and relative differences in fluoroquinolone/macrolide (F/M) outcomes in among five vaccine scenarios with 60% and 80% full vaccine
efficacies and no indirect or boosting protection.
Vaccine scenario and efficacy outcome
Absolute difference
(cases per 100 child-years)
Relative difference
60% VE (95% CI) 80% VE (95% CI) 60% VE (95% CI) 80% VE (95% CI)
One dose - 6 months
F/M treated severe Shigella diarrhea episodes 0.5 (0.3, 0.8) 0.7 (0.4, 1.0) 0.45 (0.38, 0.56) 0.27 (0.19, 0.41)
F/M treated severe diarrhea episodes of any etiology 0.5 (0.3, 0.8) 0.7 (0.4, 1.0) 0.92 (0.89, 0.95) 0.90 (0.85, 0.94)
F/M treated Shigella diarrhea episodes 3.4 (2.9, 4.0) 5.1 (4.3, 5.9) 0.58 (0.57, 0.60) 0.39 (0.37, 0.41)
F/M treated diarrhea episodes of any etiology 3.4 (2.9, 4.0) 5.1 (4.3, 5.9) 0.91 (0.90, 0.92) 0.87 (0.85, 0.88)
F/M courses overall 3.4 (2.9, 4.0) 5.1 (4.3, 5.9) 0.97 (0.96, 0.97) 0.95 (0.95, 0.96)
F/M exposures to bystander pathogens due to Shigella treatment 7.2 (5.9, 8.4) 10.6 (8.8, 12.5) 0.59 (0.57, 0.61) 0.39 (0.37, 0.42)
F/M exposures to bystander pathogens overall 7.2 (5.9, 8.4) 10.6 (8.8, 12.5) 0.96 (0.96, 0.97) 0.95 (0.94, 0.95)
One dose - 9 months
F/M treated severe Shigella diarrhea episodes 0.5 (0.3, 0.7) 0.6 (0.4, 1.0) 0.49 (0.41, 0.62) 0.33 (0.22, 0.49)
F/M treated severe diarrhea episodes of any etiology 0.5 (0.3, 0.7) 0.6 (0.4, 1.0) 0.93 (0.90, 0.96) 0.91 (0.86, 0.95)
F/M treated Shigella diarrhea episodes 3.2 (2.7, 3.8) 4.8 (4, 5.6) 0.61 (0.59, 0.63) 0.42 (0.40, 0.45)
F/M treated diarrhea episodes of any etiology 3.2 (2.7, 3.8) 4.8 (4, 5.6) 0.91 (0.90, 0.92) 0.87 (0.86, 0.89)
F/M courses overall 3.2 (2.7, 3.8) 4.8 (4, 5.6) 0.97 (0.97, 0.97) 0.96 (0.95, 0.96)
F/M exposures to bystander pathogens due to Shigella treatment 6.7 (5.6, 8.0) 9.9 (8.3, 11.7) 0.61 (0.59, 0.64) 0.43 (0.40, 0.46)
F/M exposures to bystander pathogens overall 6.7 (5.6, 8.0) 9.9 (8.3, 11.7) 0.97 (0.96, 0.97) 0.95 (0.94, 0.96)
Two doses - 6 months & 9 months
F/M treated severe Shigella diarrhea episodes 0.5 (0.3, 0.8) 0.7 (0.4, 1.0) 0.48 (0.4, 0.58) 0.30 (0.21, 0.45)
F/M treated severe diarrhea episodes of any etiology 0.5 (0.3, 0.8) 0.7 (0.4, 1.0) 0.93 (0.89, 0.96) 0.90 (0.86, 0.94)
F/M treated Shigella diarrhea episodes 3.4 (2.8, 3.9) 4.9 (4.2, 5.8) 0.60 (0.58, 0.61) 0.40 (0.38, 0.43)
F/M treated diarrhea episodes of any etiology 3.4 (2.8, 3.9) 4.9 (4.2, 5.8) 0.91 (0.90, 0.92) 0.87 (0.85, 0.88)
F/M courses overall 3.4 (2.8, 3.9) 4.9 (4.2, 5.8) 0.97 (0.96, 0.97) 0.95 (0.95, 0.96)
F/M exposures to bystander pathogens due to Shigella treatment 6.9 (5.8, 8.2) 10.2 (8.6, 12.0) 0.60 (0.58, 0.62) 0.41 (0.39, 0.44)
F/M exposures to bystander pathogens overall 6.9 (5.8, 8.2) 10.2 (8.6, 12.0) 0.97 (0.96, 0.97) 0.95 (0.94, 0.96)
Two doses - 9 months & 12 months
F/M treated severe Shigella diarrhea episodes 0.5 (0.2, 0.7) 0.6 (0.3, 0.9) 0.52 (0.42, 0.63) 0.35 (0.24, 0.50)
F/M treated severe diarrhea episodes of any etiology 0.5 (0.2, 0.7) 0.6 (0.3, 0.9) 0.93 (0.90, 0.96) 0.91 (0.86, 0.95)
F/M treated Shigella diarrhea episodes 3.1 (2.6, 3.7) 4.5 (3.8, 5.4) 0.63 (0.61, 0.65) 0.45 (0.42, 0.48)
F/M treated diarrhea episodes of any etiology 3.1 (2.6, 3.7) 4.5 (3.8, 5.4) 0.92 (0.91, 0.93) 0.88 (0.86, 0.89)
F/M courses overall 3.1 (2.6, 3.7) 4.5 (3.8, 5.4) 0.97 (0.97, 0.98) 0.96 (0.95, 0.96)
F/M exposures to bystander pathogens due to Shigella treatment 6.3 (5.2, 7.5) 9.3 (7.7, 11.1) 0.64 (0.61, 0.66) 0.47 (0.43, 0.50)
F/M exposures to bystander pathogens overall 6.3 (5.2, 7.5) 9.3 (7.7, 11.1) 0.97 (0.96, 0.97) 0.95 (0.95, 0.96)
Two doses - 12 months & 15 months
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27
F/M treated severe Shigella diarrhea episodes 0.4 (0.2, 0.7) 0.5 (0.3, 0.9) 0.57 (0.47, 0.69) 0.42 (0.29, 0.58)
F/M treated severe diarrhea episodes of any etiology 0.4 (0.2, 0.7) 0.5 (0.3, 0.9) 0.94 (0.91, 0.97) 0.92 (0.87, 0.96)
F/M treated Shigella diarrhea episodes 2.6 (2.2, 3.1) 3.9 (3.2, 4.6) 0.68 (0.66, 0.71) 0.53 (0.50, 0.57)
F/M treated diarrhea episodes of any etiology 2.6 (2.2, 3.1) 3.9 (3.2, 4.6) 0.93 (0.92, 0.94) 0.90 (0.88, 0.91)
F/M courses overall 2.6 (2.2, 3.1) 3.9 (3.2, 4.6) 0.98 (0.97, 0.98) 0.96 (0.96, 0.97)
F/M exposures to bystander pathogens due to Shigella treatment 5.3 (4.3, 6.4) 7.8 (6.4, 9.4) 0.70 (0.67, 0.73) 0.55 (0.51, 0.59)
F/M exposures to bystander pathogens overall 5.3 (4.3, 6.4) 7.8 (6.4, 9.4) 0.97 (0.97, 0.98) 0.96 (0.95, 0.97)
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
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28
Figure 1. Percent reductions in diarrhea outcomes among five vaccine scenarios with 60% (A)
and 80% (B) full vaccine efficacies and no indirect or boosting protection.
Figure 2. Percent reductions in diarrhea outcomes with the addition of indirect and boosting
protection among the 9- and 12-month vaccine dosing scenario with 60% full vaccine efficacy.
Figure 3. Percent reductions in fluroquinolone and macrolide (F/M) use outcomes among five
vaccine scenarios with 60% (A) and 80% (B) full vaccine efficacies and no indirect or boosting
protection.
Figure 4. Percent reductions in fluroquinolone and macrolide (F/M) use outcomes with the
addition of indirect and boosting protection among the 9- and 12-month vaccine dosing scenario
with 60% full vaccine efficacy.
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The copyright holder for this preprint this version posted July 3, 2023. ; https://doi.org/10.1101/2023.07.03.23292159doi: medRxiv preprint
. CC-BY 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 3, 2023. ; https://doi.org/10.1101/2023.07.03.23292159doi: medRxiv preprint
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 3, 2023. ; https://doi.org/10.1101/2023.07.03.23292159doi: medRxiv preprint
. CC-BY 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 3, 2023. ; https://doi.org/10.1101/2023.07.03.23292159doi: medRxiv preprint
. CC-BY 4.0 International licenseIt is made available under a
is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)
The copyright holder for this preprint this version posted July 3, 2023. ; https://doi.org/10.1101/2023.07.03.23292159doi: medRxiv preprint
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