Abstract
Transmission of SARS-CoV-2 in community settings often occurs before symptom onset, therefore testing
strategies that can reliably detect people in the early phase of infection are urgently needed. Early detection
of SARS-CoV-2 infection is especially critical to protect vulne rable populations who require frequent
interactions with caretakers. Rapid COVID-19 tests have been pr oposed as an attractive strategy for
surveillance, however a limitation of most rapid tests is their low sensitivity. Low-sensitivity tests are
comparable to high sensitivity tests in detecting early infections when two assumptions are met: (1) viral
load rises quickly (within hours) after infection and (2) viral load reaches and sustains high levels (>10
5–
106 RNA copies/mL). However, there are no human data testing these assumptions. In this study, we
document a case of presymptomatic household transmission from a healthy young adult to a sibling and a
parent. Participants prospectiv ely provided twice-daily saliva samples. Samples were analyzed by RT-
qPCR and RT-ddPCR and we measured the complete viral load profiles throughout the course of infection
of the sibling and parent. This study provides evidence that in at least some human cases of SARS-CoV-2,
viral load rises slowly (over days, not hours) and not to such high levels to be detectable reliably by any
low-sensitivity test. Additional viral load profiles from different samples types across a broad demographic
must be obtained to describe the early phase of infection and d etermine which testing strategies will be
most effective for identifying SARS-CoV-2 infection before transmission can occur.
Introduction
As of early December 2020, nearly one year after the first COVID-19 outbreak in Wuhan, China, there
have been more than 65 million cases and 1.5 million deaths glo bally.
1 Transmission of SARS-CoV-2 in
community settings often occurs before symptom onset,2,3 putting at great risk people who require frequent
interactions with caregivers, such as residents of nursing home s. Better strategies for using the available
COVID-19 diagnostic tests are cr itically needed t o decrease overall transmission, thereby reducing
transmission to these vulnerable populations.4
Transmission from asymptomatic or presymptomatic individuals is c o n s i d e r e d t h e A c h i l l e s ’ H e e l o f
COVID-19 infection control.
3 In a recent epidemiologic inves tigation of 183 confirmed COVID -19 cases
in Wanzhou, China, about 76% of transmissions occurred from ind ividuals without symptoms (either
asymptomatic or presymptomatic). 5 Numerous transmission events originating from individuals with out
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NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
2
symptoms have been documented in a variety of locations, such a s dinner parties, 6 skilled nursing
facilities,2,7 correctional facilities,8 sporting events,9,10 religious ceremonies,6 and spring break trips.11
The importance of effective testing strategies to quell transmi ssion from individuals without symptoms is
underscored by an outbreak at an overnight camp in Wisconsin 12 w h e r e a 9th grade student developed
symptoms the day after arrival, prompting quarantine of 11 clos e contacts. All 11 contacts were
asymptomatic and released from quarantine after receiving negat ive rapid antigen test results. However, 6
of the 11 went on to develop symptoms, and an outbreak ensued, with more than 100 additional individuals
(a total of 3/4 of camp attendees) infected. In contrast, a mor e successful containment of an outbreak was
documented in a skilled nursing facility in Los Angeles, where serial surveillance PCR testing was initiated
immediately after three residents became symptomatic and tested positive.13 PCR results prompted isolation
of 14 infected individuals without symptoms, which limited the outbreak to a total of only 19 out of 99
residents over the course of two weeks. These cases demonstrate the value of testing strategies that can
detect and isolate infected individuals in the early phase in t he infection, reducing the potential for
transmission to others during the elicitation window (the perio d when a person is infectious but not
isolating).14
More than 200 in vitro diagnostics have received Emergency Use Authorization (EUA) from the U.S. Food
and Drug Administration for identification of acute SARS-CoV-2 infection.15 These tests have a wide range
of sensitivities. The most sensitive tests, with limits of detection (LOD) of 102-103 RNA copies/mL, include
the RT-qPCR assays. These tests typically involve more intensiv e sample-preparation methods to extract
and purify RNA and most are run in centralized laboratories (wi th a few exceptions of point-of-care tests
that integrate rigorous sample preparation and RNA detection 15,16). At the other extreme are the low-
sensitivity tests (LODs of ~10 5–107 RNA copies/mL), such as antigen tests or molecular tests that do not
perform rigorous sample preparation. These tests offer tangible advantages, such as being fast (rapid antigen
tests yield results in minutes), less expensive to manufacture, and can be deployable outside of laboratories.
Rapid, low-sensitivity tests are clearly a valuable part of the overall infection control strategy; however, the
use of such tests as a strategy for diagnosing infected persons at the early phase of infection is controversial.
The U.S. Food & Drug Administration (FDA) has authorized such tests for use in symptomatic populations.
Data in several reports suggest that such tests may miss presymptomatic and asymptomatic individuals
early in the infection.
12,17 However, logical arguments have also been made,18,19 in favor of widely deploying
surveillance tests with “analytic sensitivities vastly inferior to those of benchmark tests.”18
Low-sensitivity tests will be equally effective to high-sensitivity tests at minimizing transmission if the
following two assumptions about the early phase of SARS-CoV-2 i nfection hold true: (i) viral load
increases rapidly, by orders of magnitude within hours, and (ii ) viral load reaches and sustains high levels
during the infectious window, such that a rapid low-sensitivity test would have a similar ability to detect
early-phase infections compared with high-sensitivity tests. These two assumptions have not been tested in
humans. Viral load at the early phases of SARS-CoV-2 infection remains a knowledge gap necessary to
inform the use of testing resources to effectively minimize tra nsmission. To fill this knowledge gap, and
inform selection of diagnostic tests appropriate for identifyin g infections in the earliest phases, requires
studies that monitor SARS-CoV-2 viral load with high temporal r esolution (beginning at the incidence of
infection) and in a large, diverse cohort of individuals.
We are conducting a case-ascertained observational study in whi ch community members recently
diagnosed with COVID-19 and their SARS-CoV-2-presumed-negative household contacts prospectively
provide twice-daily saliva samples. We are quantifying absolute SARS-CoV-2 RNA viral load from these
saliva samples using RT-qPCR and RT digital droplet PCR (RT-ddP CR) assays. This article documents
preliminary results from the study, with the complete SARS-Cov- 2 viral load profiles from two cases of
observed household transmission.
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3
Methods
Participant Population
This study was reviewed and approved by the Institutional Revie w Board of the California Institute of
Technology, protocol #20-1026. All participants provided written informed consent prior to participation.
Individuals ages 6 and older were eligible for participation if they lived within the jurisdiction of a
partnering public health departm ent and were recently (within 7 days) diagnosed with COVID-19 by a
CLIA laboratory test or were currently living in a shared residence with at least one person who was recently
(within 7 days) diagnosed with COVID-19 by a CLIA laboratory te st. The exclusion criteria for the study
included physical or cognitive impairments that would affect the ability to provide informed consent, or to
safely self-collect and return samples. In addition, participan ts must not have been hospitalized, and they
must be fluent in either Spanish or English. Individuals withou t laboratory confirmed COVID-19 but with
symptoms of respiratory illness in the 14 days preceding screening for enrollment were not eligible. Study
data were collected and managed using REDCap (Research Electron ic Data Capture) hosted at the
California Institute of Technology.
Symptom Monitoring
Participants in the study completed a questionnaire upon enroll ment to provide information on
demographics, health factors, COVID-19 diagnosis history, COVID -19-like symptoms since February
2020, household infection-control practices and perceptions of COVID-19 risk. Additionally, participants
recorded any COVID-19-like symptoms (as defined by the U.S. Cen ters for Disease Control 20) that they
were experiencing on a symptom-t racking card at least once per day. Participants also filled out an
additional questionnaire at the c onclusion of the study to docu ment behaviors and interactions with
household members during their enrollment.
Collection of Respiratory Specimens
Participants self-collected saliva samples using the Spectrum SDNA-1000 Saliva Collection Kit (Spectrum
Solutions LLC, Draper, UT, USA) at home twice per day (after wa king up and before going to bed),
following the manufacturer's guidelines. Participants were instructed not to eat, drink, smoke, brush their
teeth, use mouthwash, or chew gum for at least 30 min prior to donating. These tubes were labelled and
packaged by the participants and transported at room temperature by a medical courier to the California
Institute of Technology daily for analysis.
Nucleic Acid Extraction
An aliquot of 400 µL from each saliva sample in Spectrum buffer was manually extracted using the
MagMAX Viral/Pathogen Nucleic Acid Isolation Extraction Kit (Ca t. A42352, Thermo Fisher Scientific)
and eluted in 100 µL. Positive extraction controls and negative extraction controls were included in every
extraction batch: Positive extraction controls were prepared by combining 200 µL commercial pooled
human saliva (Cat. 991-05-P, Lee Bioscience) with 200 µL SARS-C oV-2 heat inactivated particles (Cat.
NR-52286, BEI Resources) at a concentration equivalent to 7500 genomic equivalent units/mL, mixed with
the buffer from the Spectrum SDNA-1000 Saliva Collection Device . Negative extraction controls were
prepared by combining 200 µL commercial pooled human saliva and 200 µL Spectrum buffer. Spectrum
buffer contained components that inactivate the virus and stabilize the RNA, facilitating the study.
Quantification of Viral Load by RT-qPCR
An aliquot of 5 µL of eluent was input into duplicate 20 µL RT-qPCR reactions (Cat. A15299, TaqPath 1-
Step RT-qPCR Master Mix, CG) with multiplex primers and probes from Integrated DNA Technologies
(Coralville, IA, USA) targeting SARS-CoV-2 N1 (Cat. 10006821, 1 0006822, 10006823) and N2 (Cat.
10006824, 10006825, 10007050), and human RNase P (Cat. 10006827, 10006828, 10007061). Positive
and negative reaction controls were included on every plate: Te mplates for positive control reactions
contained 4 copies per µL of SARS-CoV-2 genomic RNA from nCoV 2 019-nCoV/USA-WA1/2020 (Cat.
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4
NR-52281, BEI) in 5 µL of nuclease-free water (Cat. AM9932, The rmoFisher Scientific), and negative
reaction controls contained only nuclease-free water. Reactions were run on a CFX96 Real-time PCR
System (Bio-Rad Laboratories) according to the amplification protocol defined in the CDC 2019-Novel
Coronavirus (2019-nCoV) Real-Time RT-PCR Diagnostic Panel, with Ct determination by auto-
thresholding each target channel. Ct values were converted to viral load relative to the resulting value of
known input of SARS-CoV-2 heat-inactivated particles in the pos itive extraction control. The conversion
was done across all qPCR samples, using the average Ct values of the positive control for the two SARS-
CoV-2 gene targets (N1 and N2; each 32.50 and N=11) after auto-thresholding on cycles 10-45.
Quantification of Viral Load by RT-ddPCR
An aliquot of 5.5 µL from a dilution of the eluent (samples were diluted to be within the range required for
ddPCR) was input into 22 µL reactions of the Bio-Rad SARS-CoV-2 ddPCR Kit (Cat. 12013743, BioRad
Laboratories) for multiplex quantification of SARS-CoV-2 N1 and N2 targets, and human RNase P targets.
Droplets were generated on a QX200 droplet generator (#1864002, Bio-Rad Laboratories) and measured
using a QX200 Droplet Digital PCR System (#1864001, Bio-Rad Lab oratories), with analysis using
QuantaSoft Analysis Software.
Conversion of Ct Values to Viral Load
RT-qPCR Ct values from our assay were converted to viral load (copies/mL) using the following equation:
𝑉𝑖𝑟𝑎𝑙 𝐿𝑜𝑎𝑑 ൌ 7500 ∗ ሺ2ଷଶ.ହି௧ሻ
Both the CLIA Laboratory and the laboratory analysis in Kissler et al.21 utilized similar assays to ours, and
therefore we assumed this same equation could be used to estima te viral load from Ct values from those
sources.
Sequencing
Extracted RNA from samples taken from the early, peak, and late infection stages of each of the three
individuals infected with SARS-CoV-2 was sequenced by the Chan Zuckerberg Biohub (San Francisco,
CA, USA). All sequences, throughout infection, and across household contacts, were found to be identical.
Results
and Discussion
We report a case of SARS-CoV-2 transmission in a household of f our individuals, who we refer to as
Parent-1, Parent-2, Sibling-1, and Sibling-2 (Table S1). Siblin g-1 (who reported recent close contact with
someone infected with SARS-CoV-2) and Sibling-2 returned home t ogether from out-of-state and were
CLIA-lab RT-qPCR tested for COVID-19 the next day. The followin g day, Sibling-2’s specimen resulted
negative, and Sibling-1’s specimen resulted positive, prompting Sibling-1 to isolate and all household
members to quarantine. Within hours of receiving Sibling-1’s positive-test result, they were enrolled in the
study. Parent-2 remained SARS-CoV-2-negative in all samples. Pa rent-1 and Sibling-2 were SARS-CoV-
2-negative upon enrollment and b ecame continuously positive sta rting ~36 hours after enrollment. Viral
sequencing determined that the SARS-CoV-2 in samples from Sibli ng-1, Parent-1 and Sibling-2 shared
identical sequences to each other, highly supportive of household transmission.
All nucleic acid measurements from saliva samples included human RNase P target measurements (Figure
S2) as an indicator of sample quality to confirm that viral loa d dynamics were not an artifact of sample
collection. RNase P Ct values were consistent across samples from each participant: during the early phase
of infection (from enrollment to just beyond peak viral load, u p to day 8 of enrollment), the 15 samples
from Parent-1 had an average RNas e P Ct value of 27.28 (±1.12 S D), and the 15 samples from Sibling-2
had an average Ct value of 24.51 (±1.31 SD). Also, a pattern of lower RNase P Ct values (more human
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5
material) in morning samples than evening samples is occasionally discernable, although this pattern does
not appear to dominate viral load signal.
RT-qPCR and RT-ddPCR measurements of viral load from saliva sam ples provided by the three infected
individuals (Figure 1) offer three insights. (i) Presymptomatic viral loads in some humans can rise over the
course of days not hours, which is slower than expected.
18,22 This slow rise increases the utility of sensitive
tests (such as PCR) to enable earlier detection and isolation o f infected individuals before their viral load
increases to a presumably more infectious level. Sibling-2’s viral load rose slowly—within PCR detection
range—for 3 days until viral load reached the limit of detection (LOD) for rapid tests. This slow rise also
makes it more dangerous to assume that most persons with low viral load will not become infectious
19 and
therefore do not need to self-isolate: Sibling-2 produced 6 positive samples in the 103-105 copies/mL range
presymptomatically before peaking at ~10 7 copies/mL. (ii) Peak viral load does not always rise above the
LOD of rapid, low-sensitivity tests, as expected.18,22 Of 88 positive SARS-CoV-2 samples, only one sample
was well above the LOD range of rapid tests. Furthermore, in Si bling-1, the logical source of the two
infections, neither the CLIA-lab test nor our testing detected viral loads above 10 7 copies/mL during the
presumed period of household transmission. (iii) The LOD of a test can affect how early in infection we
can diagnose an infected person, and how consistently we can de tect early-phase infections. Of the 52
positive samples from the first 10 days of the study, 33 were near or above the LOD of the more sensitive
rapid test (ID NOW, as determined by the FDA) whereas only 3 were near or above the least sensitive LOD
of 9.3*106 copies/mL (Table S2). Importantly, there were several days during the presymptomatic period
that Parent-1 and Sibling-2 were detected by RT-qPCR, but may n ot have been reliably detected by many
low-sensitivity tests.
The insights from this study are also supported by analysis of data by Kissler et al.,21 reporting longitudinal
(but less frequent) testing of anterior nares and oropharyngeal swabs from individuals associated with the
National Basketball Association (Figure S1). In Kissler et al.
21, viral loads rose slowly (for up to 5 days in
some individuals) between the first PCR positive test to the LOD of rapid tests. Few of these samples ever
reached viral loads well above the LODs of most rapid antigen tests (Table S2). Low-sensitivity tests have
a role in the COVID-19 testing strategies, but our limited data from this study and data from Kissler et al.21
demonstrate clearly that for at least some individuals, low-sensitivity tests will likely be unable to reliably
diagnose SARS-CoV-2 infection during the early phase of infection. Our limited data are consistent with
the use of low-sensitivity tests for point-of-care confirmation of suspected COVID-19 in symptomatic
individuals, as authorized by the FDA, but not for universal su rveillance testing of asymptomatic
individuals, as has been proposed.
18,19,22
Additional studies are urgently needed to address several limit ations of this work. High-frequency viral
load measurements from the incidence of infection must be observed in a larger, diverse pool of participants
to infer the distribution of viral load profiles in human SARS-CoV-2 infection. Both saliva and nasal swabs
have been proposed as sample types for rapid, low-sensitivity t ests; however, the LOD of these tests is
better defined in nasal swabs. Our study only analyzed saliva; although saliva has been demonstrated to be
a more sensitive sample type than nasopharyngeal swab by some studies,
23 other studies have arrived at the
opposite conclusion. 24,25 The details of saliva collection, sample stabilization, preanalytical handling,
sample-preparation protocols, and timing of sampling may play a role in the apparent sensitivity measured
in different sample types. No previous study has directly compa red saliva with other sample types during
the early phase of SARS-CoV-2 infection. Quantitative compariso ns of multiple respiratory sample types
(including nasal, oropharyngeal, and nasopharyngeal swabs) at t he same time points are needed to clarify
viral load profiles in different respiratory specimen types. La stly, to understand the relationship between
viral load and infectiousness, direct comparisons of RNA viral load to culturable virus titer across the entire
course of infection are needed. Data to address these limitatio ns are needed to inform optimal testing
strategies to reduce SARS-CoV-2 transmission.
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6
Understanding the kinetics of viral load from the incidence of infection and throughout the infectious period
for a broad demographic will have implications on SARS-CoV-2 testing policies, including policies around
travel. For example, several states require recent negative test results for out-of-state visitors prior to arrival.
Although some states acknowledge the risk of false negative results by low-sensitivity tests and require
PCR confirmation,
19,26 others do not specify the type of negative test result require d for arrival.27 If rapid
low-sensitivity tests are used, they would risk missing presymptomatic individuals before they rise to their
highest (and presumably most infectious) viral load. Such fals e negative tests have the potential to create
a costly false sense of security; individuals who may have been recently exposed and receive a negative
Result
from a low-sensitivity test may be more likely—compared to individuals who did not get a test—to
come into contact with other members of the community, including the most vulnerable populations.
All tests have value when used properly and within the right st rategy, and we anticipate that these
preliminary results will stimulate studies that will provide a better understanding of SARS-CoV-2 viral load
in the early stages of infection and lead to the development of effective testing strategies.
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7
FIGURE 1. Quantified SARS-CoV-2 saliva viral load after transmission betw een household contacts relative
to detection limits of rapid tests. SARS-CoV-2 viral load over time for “Sibling-1” (the household index case), as
well as “Parent-1” and “Sibling-2.” All three viral sequences w ere identical. Star indicates the viral load estimated
from the cycle threshold (Ct) result from the commercial CLIA laboratory test used to diagnose Sibling-1. Diamonds
indicate conversion from N1 target cycle threshold values obtained by RT-qPCR to SARS-CoV-2 viral load. Bullseyes
indicate viral load obtained by single-molecule RT droplet digi tal PCR (RT-ddPCR). Black lines represent periods
when participants reported no symptoms; orange lines indicate p eriods when participants reported at least one
symptom. Vertical bars indicate the before noon (white) and aft er noon (grey) periods of each day. Pink shading
indicates the presumed period of the household transmission events. Horizontal blue lines depict the limit of detection
(LOD) of the Abbott ID NOW (3 x 10
5 copies/mL) for upper respiratory specimens from U.S. FDA SARS- CoV-2
Reference
Panel Comparative testing data. Horizontal grey bars depict the range of LODs estimated for commercial
antigen tests for upper respiratory specimens (1.90 x 105 copies/mL to 9.33 x 106 copies/mL; see Table S2).
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8
DATA AVAILABILITY
Raw Ct values and calculated viral loads are available at CaltechDATA,
https://data.caltech.edu/records/1702
COMPETING INTERESTS STATEMENT
The authors report grants from the Bill & Melinda Gates Foundat ion (to RFI) and the Jacobs Institute for
Molecular Engineering for Medicine (to RFI), as well as a Calte ch graduate fellowship (to MMC), two
National Institutes of Health Biotechnology Leadership Pre-doctoral Training Program (BLP) fellowships
(to MKP and JTB) from Caltech’s Donna and Benjamin M. Rosen Bioengineering Center (T32GM112592),
and a National Institutes of Health NIGMS Predoctoral Training Grant (GM008042) (to AW) during the
course of the study. Dr. Ismagilov is a co-founder, consultant, and a director and has stock ownership and
received personal fees from Talis Biomedical Corp., outside the submitted work. In addition, Dr. Ismagilov
is an inventor on a series of patents licensed to Bio-Rad Labor atories Inc. in the context of ddPCR, with
royalties paid.
FUNDING
This study is based on research funded in part by the Bill & Me linda Gates Foundation. The findings and
Conclusions
contained within are those of the authors and do not necessarily reflect positions or policies of
the Bill & Melinda Gates Foundation. This work was also funded by the Jacobs Institute for Molecular
Engineering for Medicine. AW is supported by an NIH NIGMS Predo ctoral Training Grant (GM008042);
MMC is supported by a Caltech Graduate Student Fellowship; and MP and JTB are each partially supported
by National Institutes of Health Biotechnology Leadership Pre-d octoral Training Program (BLP)
fellowships from Caltech’s Donna and Benjamin M. Rosen Bioengineering Center (T32GM112592).
Acknowledgements
We thank Lauriane Quenee, Junie Hildebrandt, Grace Fisher-Adams, RuthAnne Bevier, Chantal D’Apuzzo,
Ralph Adolphs, Victor Rivera, Steve Chapman, Gary Waters, Leona rd Edwards, and Shannon Yamashita
for their assistance and advice on study implementation or administration. We thank Jessica Leong, Jessica
Slagle, and Angel Navarro for volunteering their time to help w ith this study. We thank Kissler et al. for
making their data publicly available to the community. We thank Maira Phelps, Lienna Chan, Lucy Li and
Amy Kistler at the Chan Zuckerberg Biohub for performing SARS-CoV-2 sequencing. We thank Jennifer
Fulcher, Debika Bhattacharya and Matthew Bidwell Goetz for their ideas on potential study populations
and early study design. We thank Martin Hill, Alma Sanchez, Sco tt Kim, Debbie Noble, Nina Paddock,
Whitney Harrison, and Stu Miller for their support with recruitment. We thank Allison Rhines, Karen
Heichman, and Dan Wattendorf for valuable discussion and guidan ce. Finally, we thank all the Pasadena
Public Health Department case investigators and contact tracers for their efforts in study recruitment and
their work in the pandemic response.
SUPPLEMENTARY MATERIALS
Supplemental Tables 1-2
Supplemental Figures 1-2
Supplemental References
Contributions of Non-Corresponding Authors
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9
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. CC-BY 4.0 International licenseIt is made available under a
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