Mechanical mechanism of surrounding rock's energy accumulation-release adjustment in the deep roadway

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Abstract The mine disaster's essence is the accumulation and release of surrounding rock's energy. By focusing on the full cycle process of rectangular roadway's “excavation-deformation-instability” in a deep non-isobaric stress environment, the mechanical equations of surrounding rock's each part's energy in the elastic/plastic stage are obtained by considering the influence of softening characteristics on the energy evolution. Herein, the mechanical mechanism of deep roadway surrounding rock's energy accumulation-release adjustment is revealed. Based on a specific engineering case, the mechanical derivation process is verified, and the sensitivity analysis for influencing parameters of each part's energy is carried out. The results show that in the elastic stage, the sensitivity ranking is lateral pressure coefficient > initial ground stress > roadway size > supporting force. In the plastic stage, the sensitivity ranking is initial ground stress > lateral pressure coefficient > roadway size > softening modulus > supporting force. The difference between the accumulated energy and the released energy can be defined as the kinetic energy by inducing rockbursts. Combined with the distribution characteristics of the released energy in the roadway side's different parts, the idea of the roadway side's energy release zoning control is formed based on reducing the kinetic energy's goal.
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Mechanical mechanism of surrounding rock's energy accumulation-release adjustment in the deep roadway | Research Square window.SnipcartSettings = { analytics: { enabled: false } }; (function() { var accessVector = localStorage.getItem('access_vector') || ''; window.dataLayer = window.dataLayer || []; if (accessVector) { window.dataLayer.push({ user: { profile: { profileInfo: { snid: accessVector } } } }); } })(); (function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-K279D39R'); Browse Preprints In Review Journals COVID-19 Preprints AJE Video Bytes Research Tools Research Promotion AJE Professional Editing AJE Rubriq About Preprint Platform In Review Editorial Policies Our Team Advisory Board Help Center Sign In Submit a Preprint Cite Share Download PDF Research Article Mechanical mechanism of surrounding rock's energy accumulation-release adjustment in the deep roadway Yunliang Tan, Shenglong Yang, Xuesheng Liu, Golsanami Naser, Sarfarazi Vahab, and 1 more This is a preprint; it has not been peer reviewed by a journal. https://doi.org/ 10.21203/rs.3.rs-7055619/v1 This work is licensed under a CC BY 4.0 License Status: Under Review Version 1 posted 16 You are reading this latest preprint version Abstract The mine disaster's essence is the accumulation and release of surrounding rock's energy. By focusing on the full cycle process of rectangular roadway's “excavation-deformation-instability” in a deep non-isobaric stress environment, the mechanical equations of surrounding rock's each part's energy in the elastic/plastic stage are obtained by considering the influence of softening characteristics on the energy evolution. Herein, the mechanical mechanism of deep roadway surrounding rock's energy accumulation-release adjustment is revealed. Based on a specific engineering case, the mechanical derivation process is verified, and the sensitivity analysis for influencing parameters of each part's energy is carried out. The results show that in the elastic stage, the sensitivity ranking is lateral pressure coefficient > initial ground stress > roadway size > supporting force. In the plastic stage, the sensitivity ranking is initial ground stress > lateral pressure coefficient > roadway size > softening modulus > supporting force. The difference between the accumulated energy and the released energy can be defined as the kinetic energy by inducing rockbursts. Combined with the distribution characteristics of the released energy in the roadway side's different parts, the idea of the roadway side's energy release zoning control is formed based on reducing the kinetic energy's goal. Non-isobaric stress environment Rectangular roadway Softening characteristics Energy adjustment Elastic/plastic deformation Full Text Additional Declarations No competing interests reported. Cite Share Download PDF Status: Under Review Version 1 posted Editorial decision: Revision requested 04 Feb, 2026 Reviews received at journal 19 Dec, 2025 Reviews received at journal 13 Dec, 2025 Reviews received at journal 09 Dec, 2025 Reviews received at journal 08 Dec, 2025 Reviews received at journal 08 Dec, 2025 Reviewers agreed at journal 03 Dec, 2025 Reviewers agreed at journal 02 Dec, 2025 Reviewers agreed at journal 01 Dec, 2025 Reviewers agreed at journal 01 Dec, 2025 Reviewers agreed at journal 01 Dec, 2025 Reviewers agreed at journal 30 Nov, 2025 Reviewers invited by journal 30 Nov, 2025 Editor assigned by journal 23 Sep, 2025 Submission checks completed at journal 08 Jul, 2025 First submitted to journal 05 Jul, 2025 You are reading this latest preprint version Research Square lets you share your work early, gain feedback from the community, and start making changes to your manuscript prior to peer review in a journal. As a division of Research Square Company, we’re committed to making research communication faster, fairer, and more useful. We do this by developing innovative software and high quality services for the global research community. Our growing team is made up of researchers and industry professionals working together to solve the most critical problems facing scientific publishing. Also discoverable on Platform About Our Team In Review Editorial Policies Advisory Board Help Center Resources Author Services Accessibility API Access RSS feed Manage Cookie Preferences © Research Square 2026 | ISSN 2693-5015 (online) Privacy Policy Terms of Service Do Not Sell My Personal Information {"props":{"pageProps":{"initialData":{"identity":"rs-7055619","acceptedTermsAndConditions":true,"allowDirectSubmit":false,"archivedVersions":[],"articleType":"Research Article","associatedPublications":[],"authors":[{"id":553251117,"identity":"525d0134-9611-4a6d-a06c-5a64382cfa45","order_by":0,"name":"Yunliang Tan","email":"","orcid":"","institution":"Shandong University of Science and Technology","correspondingAuthor":false,"prefix":"","firstName":"Yunliang","middleName":"","lastName":"Tan","suffix":""},{"id":553251118,"identity":"365989e6-6d73-40a4-b56f-63f759f49c02","order_by":1,"name":"Shenglong 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