Abstract
24
Containing the spread of artemisinin (ART)-resistant Plasmodium falciparum will be 25
assisted by improved u nderstanding of its human-to-mosquito transmission. We 26
compared gametocyte dynamics among field isolates containing K13 mutations 27
conferring ART resistance and K13 wild-type parasites. In Pailin, Cambodia, the male 28
to female gametocyte ratio was higher among K13 mutant infections compared to K13 29
wild-type infections. We also investigated the effects of artesunate and atovaquone -30
proguanil on the transmissibility of an ART-resistant K13 mutant strain, Cam3.IIR539T, 31
in a volunteer infection study. Gametocyte production was higher after a single dose 32
of artesunate (2 mg/kg) in volunteers infected with ART-resistant compared to ART-33
sensitive parasites. Despite the presence of gametocytes in volunteers infected with 34
ART-resistant parasites, there was no infection observed in Anopheles stephensi 35
mosquitoes after atovaquone-proguanil treatment. We report transmission 36
determinants of ART-resistant infections that could be advantageous over ART -37
sensitive infections. Moreover, we show additional benefits of treating ART-resistant 38
infections with atovaquone-proguanil treatment. 39
MAIN TEXT 40
Introduction
41
The appearance and spread of Plasmodium falciparum strains resistant to artemisinin 42
(ART) derivatives, the main component of first-line antimalarial therapies, threatens 43
malaria control and elimination . Infections caused by ART-resistant parasites are 44
characterised by slower parasite clearance after treatment and the presence of point 45
mutations such as C580Y, Y493H, and R539T in the beta-propeller domain of the P. 46
falciparum Kelch13 (K13) protein (PF3D7_1343700)1. ART-resistant infections were 47
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first reported in western Cambodia and the Thailand–Cambodia border in 2002–20042. 48
Over the past 10 to 15 years, ART-resistant parasites have come to dominate across 49
the Greater Mekong Subregion 1. Recently, K13 mutat ions associated with ART 50
resistance have also been detected in other areas such as Guyana, Papua New 51
Guinea and Rwanda3-5. 52
Higher levels of gametocytes - the parasite stage infectious to mosquitoes - have been 53
suggested among patients infected with ART-resistant P. falciparum parasites1. These 54
resistant parasites might, therefore, have higher transmissibility. However, because 55
gametocyte levels can be affected by different variables including genetic 56
background6, accumulation of gametocytes after a long asymptomatic infection7, and 57
antimalarial drug exposure 8-11, a thorough examination of gametocyte dynamics in 58
ART-resistant infections is needed. 59
In addition, antimalarials with transmission -blocking activities against ART-resistant 60
strains are needed to slow down or stop the ir spread. Detailed investigation of the 61
effects of antimalarials on gametocyte dynamics, using data from field studies , has 62
been hampered by several limitations. These include the inability to ascertain the 63
duration of infection s prior to individuals seeking treatment, the difficulty of directly 64
estimating the sexual commitment rate (the number of young gametocytes produced 65
per asexual parasite cycle), and the paucity of data on male to female gametocyte 66
ratios12. 67
Volunteer infection studies are playing an increasingly important role in accelerating 68
antimalarial drug development, and in improving our understanding of P. falciparum 69
gametocyte dynamics13-15. In the Induced Blood Stage Malaria (IBSM) model, healthy 70
volunteers are inoculated intravenously with blood-stage Plasmodium parasites and 71
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monitored closely using molecular assays. In addition, xenodiagnosis by direct skin 72
feeding or membrane feeding assays, using blood samples collected from infected 73
volunteers, can be performed to determine infectiousness to mosquitoes 13,16. 74
Recently, we have reported an IBSM model using the ART-resistant P. falciparum K13 75
mutant Cam3.IIR539T strain17. 76
Herein, w e used data from two complementary studies to test for differences in 77
gametocyte dynamics, including male to female gametocyte ratio s and gametocyte 78
levels, in patients and volunteers infected with K13 mutant and K13 wild -type P. 79
falciparum parasites. We have also leveraged the ART-resistant IBSM model to 80
compare the effect of a single dose of artesunate on gametocyte production in 81
volunteers infected with ART-resistant or ART-sensitive strains and to investigate the 82
effect of atovaquone-proguanil (AP) treatment on the transmissibility of ART-resistant 83
parasites. 84
Results
85
Variation in gametocyte dynamics across field sites from the TRAC study. 86
We used the mean log2 expression ratio of 121 late-stage gametocyte-specific genes 87
to determine gametocyte levels in 771 clinical samples collected from 11 field sites, as 88
this strongly correlated with the ratio of gametocyte to total parasite numbers as 89
counted by microscopy across all sites (r=0.73, p<0.0001) (Supplementary Fig 1A ). 90
Gametocyte transcript levels varied significantly among field sites (Kruskal-Wallis test, 91
p<0.0001) (Fig. 1A). Samples collected from Pailin, Cambodia had statistically 92
significant higher levels of gametocyte transcripts than those originating from Mae Sot 93
in Thailand, Attapeu in Laos, or Ramu in Bangladesh (Fig. 1A), Supplementary Table 94
1). Gametocyte levels were also higher in samples from the Democratic Republic of 95
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the Congo compared to Bangladesh , despite both sites having only K13 wild -type 96
isolates (Fig. 1A-B). These findings suggest that genetic background is an essential 97
contributor to transmission potential. A considerable variation in the male to female 98
gametocyte ratio across and within the different sites was observed, possibly reflecting 99
variation observed during the course of an infection14 (Supplementary Fig. 1 B and 100
Supplementary Table 1). A significant positive but weaker association was also 101
observed between asexual parasite density and the male to female gametocyte ratio 102
(r=0.23, p=0.005; (Supplementary Fig. 1C). When we stratified the gametocytes and 103
male to female gametocyte ratios by sampling site, we found in Pailin that infections 104
with K13 mutants had slightly lower gametocyte gene expression levels than infections 105
with wild-type parasites (~1.3-fold, adjusted p=0.03; Fig. 2 A-B). However, the ratio of 106
male to female gametocytes was significantly higher in K13 mutant than wild -type 107
infections by ~2 -fold (adjusted p=0.004; Fig. 2C, Supplementary Table 1). This 108
suggests that the Pailin K13C580Y parasites may be more infectious to mosquitoes and 109
support higher rates of outbreeding and transmission. 110
Effect of artesunate on the emergence of gametocytes in the K13 versus 3D7 111
study. 112
Artesunate treatment initially reduced the total parasitaemia in all volunteers infected 113
with either ART-resistant (n=13) or ART-sensitive parasites (3D7) (n=9) (Fig. 3A). 114
ART-resistant infected volunteers experienced recrudescence earlier (Day 11) than 115
ART-sensitive infected volunteers (between Day 15 and Day 20). 116
Accordingly, the peak of female and male gametocytemia occurred earlier among 117
volunteers infected with ART-resistant parasites. Female gametocytemia peaked at a 118
median of 12 days post -artesunate (range: 10-14 days) and male gametocytemia at 119
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14 days post-artesunate (range: 10-18 days) in volunteers infected with ART-resistant 120
parasites, while in volunteers infected with ART -sensitive parasites the female and 121
male gametocytaemia both peaked at 17 days post -artesunate (female range:15-21 122
days and male range:14-21 days); p<0.001) (Figure 3B-C and Supplementary Fig. 3). 123
A positive correlation between total parasitaemia pre -artesunate and total 124
gametocytemia 12 days post -artesunate was observed in volunteers infected with 125
ART-resistant parasite s (Supplementary Fig. 2B and Supplementary Table 2). In 126
contrast, no correlation between total parasitaemia AUC pre -artesunate and total 127
gametocytemia AUC 12 days post -artesunate was observed in volunteers infected 128
with ART-sensitive parasites (Supplementary Fig. 2B and Supplementary Table 2). 129
These data suggest, as previously reported, that artesunate inhibits the development 130
of young gametocytes in ART-sensitive strains18. 131
The male to female gametocyte ratio varied over time in each volunteer 132
(Supplementary Figure 4). We log10-transformed the ratio and calculated the mean in 133
three periods: 22 days 134
post-inoculation, and then compared between groups. Overall, the male to female ratio 135
was higher among volunteers infected with ART-resistant than ART -sensitive 136
parasites (0.200 vs 0.096, p=0.004; Supplementary Table 4), translating to ratios of 137
2:10 and 1:10 male to female gametocytes among volunteers with ART-resistant 138
versus ART-sensitive infections respectively (Supplementary Table 4). 139
Effect of artesunate on gametocyte production in volunteers infected with ART-140
resistant parasites. 141
The in vivo sexual commitment rate did not differ significantly between volunteers 142
infected with ART -resistant versus ART -sensitive parasites before artesunate 143
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treatment (Day 9), (median: 0.66, [range: 0.58-0,70; n=13] vs 0.63, [range: 0.55-0.67; 144
n=3]). However, after artesunate treatment (Day 11) volunteers infected with ART -145
resistant parasites experienced recrudescence and had significantly higher sexual 146
commitment rates during recrudescence after artesunate treatment (Day 11) 147
compared to before treatment (Day 9) (Fig. 4A-B). In contrast, ART-sensitive parasite 148
infections did not recrudesce by Day 11 and young gametocytes were not detected 149
after artesunate treatment (Day 11) in volunteers infected with ART -sensitive 150
parasites. 151
After 15 days of ex vivo culture, samples from volunteers infected with ART-resistant 152
parasites taken after artesunate treatment (Day 11) yielded mo re mature male and 153
female gametocytes than samples taken before artesunate treatment (Day 9) (p=0.02, 154
Fig. 5A).This supports our findings that more young gametocytes were present post -155
artesunate treatment than pre-artesunate in the ART-resistant infected volunteers. 156
Moreover, the proportion of male gametocytes was similar in parasite cultures taken 157
pre- and post-artesunate treatment (pre-treatment: 0.9–1.2% vs post-treatment: 0.9–158
1.4%) in volunteers infected with ART-resistant parasites (Fig. 5B), suggesting that 159
artesunate did not affect male to female gametocyte ratios. 160
Before artesunate treatment (Day 9) , blood samples taken from volunteers infected 161
with ART-resistant and ART-sensitive parasites yielded a relatively similar number of 162
gametocytes (ARTr: 2.1%, 2.2% and 3.9%, Fig 5A) vs (ARTs: 0.5%, 2.7% and 4.2%, 163
Supplementary Fig 5A), and with a similar male to female gametocyte ratio (Fig 5B 164
and Supplementary Fig 5B). However, samples taken from volunteers infected with 165
ART-sensitive parasites after artesunate treatment (Day 11) did not develop 166
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gametocytes, consistent with our data showing a loss of viable rings on Day 11 167
following treatment. (Supplementary Fig. 5A). 168
Effect of AP on the infectiousness to Anopheles mosquitoes of volunteers with 169
ART-resistant parasite infection. 170
Transmissibility of volunteers to An. stephensi mosquitoes was analysed by DFA and 171
eMFA in 12/13 volunteers infected with ART -resistant parasites (Supplementary Fig. 172
6). 173
Among volunteers that did not receive AP treatment prior to conducting the 174
transmission assays (n=7), four were infectious to An. stephensi mosquitoes by DFA 175
(57%), and six by eMFA (86%). The median mosquito infection rate among volunteers 176
infected with ART-resistant parasites by DFA was 5% (range: 3–10%, n = 4) and by 177
eMFA was 74% (range: 20–97%; n = 6) (Supplementary Fig. 7A). The four successful 178
infections by DFA had significantly higher male (Mann-Whitney U test; p= 0.03) and 179
female (Mann-Whitney U test; p= 0.03) gametocyte levels than those that were not 180
infectious on the day when transmission assays were performed (Supplementary Fig. 181
7B). 182
Among volunteers that receive d AP treatment prior to conducting the transmission 183
assays (n=5), only two were infectious to mosquitoes, one by DFA with an infection 184
rate of 4% and one by eMFA (Supplementary Fig. 8), with an infection rate of 1 .3%. 185
Interestingly, these five volunteers also had the highest levels of male and female 186
gametocytes among the volunteers infected with ART -resistant parasites at the time 187
of the transmission assays (Supplementary Fig. 8). Thus, in the last cohort of the trial, 188
we decided to evaluate the effect of AP on transmission by conducting a paired 189
comparison, pre- and post -AP treatment with three volunteers infected with ART-190
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resistant parasites. The m osquito infection rates for the three volunteers pre-AP 191
treatment were 0%, 3% and 6.7% (n = 30 mosquitoes) by DFA (Fig. 6A) and 10% (n 192
= 39 mosquitoes), 80% (n=50 mosquitoes) and 91% (n = 47 mosquitoes) by eMFA 193
(Fig. 6B). The infection rates for two volunteers post-AP treatment were all negative 194
by DFA (Fig. 6A), and only one was positive 2% (n= 50 mosquitoes) by eMFA (Fig. 195
6B). No significant difference in gametocytemia was found between pre- and post-AP 196
among ART-resistant infected volunteers (female: pre-AP median: 2,569 [range: 1,115 197
– 11,449] vs post-AP median: 3,449 [range: 475-3,551] gams/mL; p= 0.58; male: pre-198
AP median 978 [range: 236-987] vs post-AP median: 670 [range: 150-1282] gams/mL; 199
p=0.67) (Fig. 6A). 200
Discussion
201
In this study, we investigated the transmissibility of parasites carrying K13 mutations, 202
with the underlying hypothesis that increased transmissibility may be a factor in the 203
spread of ART-resistant strains across the Great er Mekong Subregion. Using an 204
experimental infection model with Cam3IIR539T parasites carrying the K13 mutant 205
allele, we showed that a single dose of artesunate increased the sexual commitment 206
rate in volunteers infected with these parasites compared to volunteers infected with 207
the ART-sensitive reference strain 3D7. 208
Moreover, a survey of male and female gametocyte transcriptomes obtained from 209
patients from various geographical regions revealed a higher ratio of male to female 210
transcriptional signatures particularly in K13 mutants from Pailin, Cambodia, where 211
artemisinin resistance is well established. Although higher overall gametocyte levels 212
have been shown to contribute to increased transmissibility to Anopheles 213
mosquitoes19, mathematical modelling has also predicted that a high male to female 214
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gametocyte ratio in low -density infections could enhance the chances of successful 215
transmission20,21. Thus, the higher male to female gametocyte ratio among K13 -216
mutant infections compared to K13 wild-type in Pailin, a hot -spot of ART resistance, 217
suggests that this could be a contributor to the spread of resistance in the region. 218
We also assessed, for the first time , the in vivo effect of artesunate on the sexual 219
commitment rate of ART-resistant and ART-sensitive parasites. In this study, a single 220
dose of artesunate cleared ART-sensitive asexual parasitemia to a level where young 221
gametocytes could no longer be detected but enhanced the sexual commitment rate 222
in infections with the ART-resistant parasite. This is a key transmission advantage in 223
areas where ART resistance is not present and therefore transmission -blocking 224
antimalarials, such as primaquine, are not routinely administere d22. Similarly, an 225
increase on gametocytemia, after a 6-hour DHA pulse in vitro assay with 700 nM DHA, 226
has been reported in a P. falciparum strain with a different k13 allele conferring 227
artemisinin resistance (Pf IPC-5202C580Y)11. Although in vitro assays measuring sexual 228
commitment rates have been described, the lengthy protocols make them impractical 229
for large field studies23,24. Thus, quantification of the dynamic changes in the sexual 230
commitment rate of parasites in field studies ha s been scarce. However, a new 231
approach combining ex vivo culture and molecular assays targeting young 232
gametocytes such as pfap2g and pfgdv1 proved useful in characterising sexual 233
commitment rates in isolates from Ghana 25. A field study characterising sexual 234
commitment rates in areas of ART resistance would contribute to our understanding 235
of the overall transmission potential of these strains. 236
Likewise, considering the evidence on sexual commitment plasticity i n a murine P. 237
chabaudi parasite model in response to environmental factors (e.g. drop in 238
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11
haematocrit, drug pressure) 26 and the results presented here in, further investigation 239
on the effect of current antimalarial regime s on gametocyte production in ART-240
resistant strains is necessary. 241
Although we did not investigate the mechanism by which artesunate enhanced the 242
sexual commitment rate in ART-resistant infections, a number of possible mechanisms 243
would be worth investigat ing in future studies. For instance, assessing whether 244
artesunate treatment results in changes in host-factors such as 245
lysophosphatidylcholine (LysoPC) content in the plasma27, thereby modulating sexual 246
commitment in the surviving parasites. Another possible explanation is that the ART 247
resistance mechanisms of these strains may have a direct or indirect influence on the 248
sexual commitment rate of drug-resistant parasites. ART-resistant parasites undergo 249
metabolic changes resulting in reduced haemoglobin endocytosis28. It is possible that 250
the lack of amino acids could generate a general cellular stress response in the 251
parasite29,30. Thus, gametocytogenesis might be triggered as a collateral effect of the 252
perceived starvation state in the parasite26. 253
This study used the ART -sensitive strain 3D7 . Ideally, the comparator strain for the 254
investigations performed herein should be an isogenic parasite such as the rev erted 255
K13 wild-type Cambodian strain (Cam3.IIrev) with an identical genetic background as 256
the K13 mutant , Cam3.IIR539T used in this study . Unfortunately, logistic al difficulties 257
inherent in producing a clinical-grade bank of such parasites enabling a clinical trial 258
prevented us from including this control experiment. Hence, we cannot exclude the 259
possibility that other genetic differences between the Cam3.IIR539T parasite and the 260
Reference
strain 3D7 may contribute to the observed effect in sexual commitment 261
rates. These results may be explained by in vitro data, where other non-K13 262
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12
polymorphisms modulate sexual commitment rates and thus may explain the observed 263
higher level of gametocytemia in areas with slower parasite clearance after 264
treatment1,6. More research is required to fill the gaps in identifying determinants of 265
transmission of ART -resistant parasites in endemic settings , including the genetic 266
Background
of the parasites. 267
Using a combination of molecular tools and ex vivo culture, we found that artesunate 268
treatment did not substantially affect the proportion of male gametocytes in ART-269
resistant infections. These results support those of Witmer et al .9, whereby ART-270
resistant male gametocytes carrying the k13 R539T and C580Y mutations from 271
Southeast Asia were not affected by artemisinin derivatives. This suggests that under 272
artemisinin drug pressure , a n ART-resistant strain that is a naturally higher male 273
gametocyte producer will continue to transmit better than a sensitive strain, which is a 274
significant concern considering the observed male gametocyte bias seen in ART -275
resistant K13 mutant isolates from Pailin, Cambodia. 276
To prevent the spread of ART-resistant parasites in areas where they are prevalent , 277
the WHO recommends giving a single low-dose of primaquine (SLD PQ, 0.25mg/kg 278
or 15mg ), the only widely available antimalarial that targets mature gametocytes, 279
added to a standard antimalarial treatment31. However, new antimalarials with 280
transmission-blocking effect are needed as SLD PQ can still cause haemoglobin loss 281
in G6PD deficient patients22. We showed that a 3 -day course of AP was sufficient to 282
prevent the infection of Anopheles mosquitoes. T hese results support further 283
assessment of atovaquone or AP as transmission-blocking antimalarial in areas where 284
ART resistance is prevalent. In support of these data, atovaquone was recently shown 285
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13
to synergize with dihydroartemisinin against Cam3.IIR539T parasites, while not showing 286
this synergy against Cam3.IIWT parasites (Mok et al., manuscript under review). 287
The transmission -blocking effect of AP has been established in vitro with an 288
artemisinin-sensitive strain in standard MFAs 38. Atovaquone was also effective at 289
blocking P. falciparum transmission when applied ectopically to infected Anopheles 290
mosquitoes39. However, this is the first time that the transmission-blocking effect of AP 291
has been tested in a n experimental human infection model with an ART-resistant 292
parasite. Although there has been a reluctance to use this drug combination, due to 293
the rapid development of atovaquone resistance in the parasite32,33, evidence showing 294
that such mutations preclude onward transmission of resistant parasites in the 295
mosquito34 suggests further consideration of this approach. 296
We note that in this study the low number of transmission events observed in the 297
clinical trial did not allow us to determine whether enhanced sexual commitment rates 298
after drug exposure in volunteers infected with ART-resistant parasites translated into 299
increased infecti vity overall. However, s everal studies have reported enhanced 300
infectivity in resistant parasites after treatment 35-38. Other uncontrolled variables 301
including gametocyte maturity39,40, human host genetic factors41-44, and immune 302
responses45,46, could significant ly influence the transmission potential of a P. 303
falciparum infection. 304
In conclusion, this study suggests that ART -resistant infections have a greater 305
transmission potential than ART-sensitive strains. Thus, these data have implications 306
in areas where ART resistance is emerging, as it shows how sub-curative doses of an 307
artemisinin component can favour the propagation of isolates with resistant 308
phenotypes. Moreover, it highlights the importance of considering ART -resistant 309
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14
parasites from various geographical backgrounds when developing antimalarials that 310
target P. falciparum sexual stages , as their effectiveness can vary based on the 311
parasite’s genetic makeup. Finally, this study suggests an additional benefit of a 3 -312
dose AP treatment as a transmission-blocking antimalarial in areas where ART 313
resistance is prevalent. 314
Methods
315
Clinical trials 316
Tracking Resistance to Artemisinin Collaboration I (TRAC I) study. 317
Transcriptome data previously generated for the clinical malaria samples that were 318
collected under the multi -collaborative TRAC I study between 2011 and 2013 were 319
used in this analysis 1,29. The TRAC I microarray data is accessible through GEO 320
Series accession number GSE59099 321
(http://www.ncbi.nlm.nih.gov/geo/query/acc.cgi?acc=GSE59099). At the time of 322
collection, ART resistance was either established (in Pursat and Pailin, Cambodia; 323
Mae Sot and Ranong, Thailand; and Binh Phuoc, Vietnam), newly emerging (in Preah 324
Vihear and Rattanakiri, Cambodia; Attapeu, Laos; and Shwe Kyin, Myanmar) or 325
absent (in Ramu, Bangladesh; and Kinshasa, Democratic Republic of Congo (DR 326
Congo)) 1. Sites with fewer than 15 isolates were excluded (Sisakhet and Khun Han 327
in Thailand; and Ilorin in Nigeria). We also removed isolates that showed 328
heterozygosity or missing genotype data in the k13 allele1. In total, we select ed 771 329
out of 1048 clinical samples from 10 sampling sites in Southeast Asia and one in 330
Africa. 331
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15
Briefly, whole blood was collected from patients arriving at health facilities upon 332
admission. After white blood cell depletion using CF11 columns, RNA was extr acted 333
using TRIzol® 29. cDNA was synthesized and amplified using a 5’ -3’ reverse -334
transcriptase template switching-PCR protocol (SMART) and then hybridized against 335
a reference pool consisting of 3D7 asexual blood stages on a custom long -336
oligonucleotide microarray chip as describ ed previously 29. The average log 2 337
expression ratios of 121 highly abundant gametocyte stage IV and V genes were used 338
as an index to quantify gametocytes present in the samples 47. The male to female 339
gametocyte ratio was estimated by calculating the ratio of the average transcript 340
abundance of six male-specific gene markers to the average transcript abundance of 341
14 female-specific gene markers (listed in Supplementary Table 5). To ensure that this 342
analyses was based on samples with either female or male gametocytes present, we 343
only considered samples that showed average transcript abundance in either male or 344
female gametocyte genes of at least 1.42-fold higher than the asexual reference pool 345
(log2 expression >0.5) (Supplementary Table 1). This totalled 139 samples. 346
This study was approved by the relevant local ethics committees and the Oxford 347
Tropical Research Ethics Committee. All adult patients or the parents of children gave 348
written informed consent. 349
The ART-resistant IBSM model. 350
An IBSM volunteer infection study was undertaken 17 to compare parasite clearance 351
after single -dose artesunate in volunteers infected with either ART -resistant 352
Cam3.IIR539T parasites or the ART -sensitive reference strain 3D7 17. This clinical trial, 353
referred to herein as t he K13 vs 3D7 trial, was a phase 1, open -label trial with 3 354
cohorts, conducted at Q-Pharm Pty Ltd, Brisbane, Australia17. 355
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16
Thirteen healthy malaria -naïve volunteers were inoculated with ART -resistant 356
parasites (Cam3.II R539T) on Day 0, a nd nine volunteers with 3D7 ART -sensitive 357
parasites on Day 1. Parasitaemia was monitored by qPCR of the 18S -rRNA gene48 358
from Day 4 post -inoculation. A single dose of artesunate (2 mg/kg; Guilin 359
Pharmaceutical Shanghai Co. Ltd) was given to all infected volunteers on Day 9 to 360
treat asexual parasitaemia. Piperaquine (960 mg, PCI Pharma Services) was given to 361
all ART -resistant infected volunteers on Day 11 to treat the first recrudescence, 362
whereas for ART -sensitive infected volunteers piperaquine was given between Day 363
15 and Day 20 when asexual parasitemia recrudesced (Supplementary Table 3). AP 364
(Malarone®, GlaxoSmithKline Australia) was given between Day 16 and Day 28 to 365
treat the second recrudescence or as a compulsory treatment at the end of the study 366
for all volunteers (Supplementary Table 3). Primaquine was given between Day 21 367
and Day 35 to eliminate gametocytes at the end of the study (Supplementary Table 368
3). 369
Mature female and male gametocyte levels were measured from Day 9 by quantitative 370
reverse transcriptase PCR (qRT -PCR) of transcripts pfs25 and pfMGET (for female 371
and male gametocytes, respectively, and were converted to gametocytes/mL as 372
previously described49. 373
The K13 versus 3D7 trial was approved by the QIMR Berghofer and Australian Red 374
Cross Blood Service Human Research Ethics Committees. All volunteers gave written 375
informed consent before enrolment. The trial was registered with the Australian New 376
Zealand Clinical Trials Registry: ACTRN12617001394336. 377
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17
Gametocyte dynamics after artesunate treatment in the K13 vs 3D7 trial 378
The area under the curve (AUC) of total parasitaemia and total gametocytemia (sum 379
of female and male gametocytes) was calculated to determine the magnitude of the 380
correlation between them14. The AUC of the total parasite density was calculated using 381
consecutive parasitaemia/mL data from Day 4 until the day of artesunate treatment 382
(Day 9), and the AUC of the total gametocytemia14,49 was from the first positive sample 383
(male and female) until 12 days post artesunate administration (Day 21). This analysis 384
assumed 12 days as the period it would take for gametocytes to mature and return to 385
circulation. 386
The male to female gametocyte ratio was determined by dividing the number of male 387
gametocytes over female gametocytes/mL. For accurate quantification, we only 388
included time points when both male and female gameto cytes were greater than 6 389
gametocytes/mL, which is the lower limit of the reportable range for both gametocyte 390
assays49. 391
Effect of artesunate on sexual commitment rate 392
We evaluated the effect of artesunate on the proportion of young gametocytes 393
produced per asexual cycl e, i.e. the sexual commitment rate. This analysis used a 394
qRT-PCR assay targeting the pfAP2 transcription factor ( pfap2-g, PF3D7_1466400) 395
that is expressed in young gametocyte stages and is required for 396
gametocytogenesis25, as well as the ring-stage transcript skeleton-binding protein 1 397
(pfsbp1, PfE0065w) expressed by asexual ring -stages and young gametocytes 14,50. 398
The sexual commitment rate was defined as the ratio between the log 10-transformed 399
levels of pfap2 and pfsbp1 transcripts, as measured in samples collected from Day 4 400
until Day 12. These time points included the window when young gametocytes stages 401
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18
induced during artesunate treatment first appeared in the blood circulation (i.e. 402
approximately 48 hours after drug administration)51. 403
An ex vivo approach was used to determine whether artesunate induces a change in 404
the male to female gametocyte ratio. Briefly, b lood samples were taken pre - (Day 9) 405
and post- artesunate treatment (Day 11) from volunteers infected with ART -resistant 406
and ART-sensitive parasites. Asexual parasites were removed with 50 mM of N-Acetyl 407
Glucosamine, (NAG, Sigma-Aldrich), and young gametocytes present in the samples 408
were allowed to mature to stage V under standard in vitro culture conditions (5% 409
haematocrit, RPMI complete media (Sigma -Aldrich), 10% human serum, and a fixed 410
gas composition (5% O 2, 5% CO 2, 90% N 2)52. After 15 days, total parasitemia was 411
measured in the culture pellets by qRT -PCR specific to the 18S -rRNA gene, and 412
gametocyte density was measured by qRT -PCR targeting pfs25 and pfMGET 413
transcripts49 (Fig. 7A). 414
Effect of AP on the transmissibility of ART -resistant infected volunteers to 415
Anopheles mosquitoes. 416
Transmissibility of gametocytes from volunteers infected with ART-resistant parasites 417
was assessed by direct skin feeding assays (DFA) and membrane feeding assays 418
using gametocytes enriched from large blood volumes via Percoll gradient 419
centrifugation (eMFA)14. DFA and eMFA we re performed between Day 21 and Day 420
24, on consenting volunteers presenting with more than 100 female gametocytes/mL 421
on the day of these assays. 422
For DFAs, volunteers were exposed to approximately 30 starved female Anopheles 423
stephensi mosquitoes (Sind-Kasur Nijmegen strain) that were allowed to feed for 15 424
minutes on the forearm. For eMFA, parasite-infected erythrocytes were enriched from 425
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19
36 mL of whole blood using a 65% Percoll gradient. The gametocyte -enriched layer 426
was mixed with uninfected red blood cells and AB serum (from a malaria-naïve donor, 427
Australian Red Cross Blood Service) and fed to 60 –100 starved mosquitoes for 30 428
minutes using a membrane -feeding apparatus. Blood -fed mosquitoes were returned 429
to controlled environmental conditions (30°C and 70-80% relative humidity with a 12-430
hour day/night cycle) and maintained on a sucrose-PABA solution for eight days14. P. 431
falciparum infection in the mosquito midguts was determined by qPCR targeting the 432
18S-rRNA gene 53. The mosquito infection rate was defined as the proportion of 433
mosquitoes with infected midguts. 434
The effect of AP on tr ansmission was investigated in three volunteers by comparing 435
the gametocyte levels and mosquito infection rates by DFA and eMFA, before and 436
after AP treatment (Fig. 7B). 437
Statistical Methods 438
In the TRAC study, differences in gametocyte gene expression levels between field 439
sites were assessed using Kruskal -Wallis and corrected for multiple comparisons 440
using Dunn’s test. Differences between male to female ratios between the K13 mutant 441
and wild-type samples for each field site was determined by t-test with correction for 442
multiple comparisons using the Holm-Sidak method. 443
For the K13 vs 3D7 study, GraphPad Prism (version 7), was used for linear regression 444
and to compute AUC measures. The pre -treatment parasitaemia AUC and 445
corresponding total gametocytemia AUC were log 10-transformed to assess their 446
correlation. Mann -Whitney U tests were used to i) compare the AUC of total 447
gametocytemia, from first positive until last positive, between ART-resistant and ART-448
sensitive infected volunteers; and ii) compare the day when male or female peak 449
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20
gametocytemia was reached between ART -resistant and ART -sensitive infected 450
volunteers. R version 3.5.2 was used to calculate the male to female gametocyte ratio. 451
Log10-transformed data and one -way ANOVA tests were used to examine the 452
relationship between male to female gametocyte ratios and day groups. t-tests were 453
used to compare male to female gametocyte ratios between ART-resistant and ART-454
sensitive infections in volunteers. The Wilcoxon’s matched-pairs signed-rank test was 455
used to compare the sexual commitment rate before and after artesunate treatment, 456
as well as gametocyte levels before and after AP treatment. The proportion of female 457
and male gametocytes in culture w as compared using a ratio paired t test. Finally, 458
female and male gametocyte levels between infectious and non-infectious volunteers 459
were compared using the Mann-Whitney U test. 460
DATA AVAILABILITY 461
The authors declare that all other data supporting the findings of this study are 462
available within the article and its supplementary Information files or are available from 463
the authors upon request. 464
465
466
467
468
469
470
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21
Acknowledgements
471
The authors thank all volunteers who participated in the study, all staff from the clinical 472
study site Q-Pharm Pty. Ltd and all staff from the QPID Laboratory for PCR analysis. 473
From the QIMR Berghofer Medical Research Institute we thank Matt Adams and 474
Melanie Rampton for technical assistance with mosquito rearing, Katharine Trenholme 475
for assistance with inoculum preparation, Peter O’Rourke for statistical advice, and 476
Laura Cascales for assistance with manuscript writing and editing support. From the 477
University of Melbourne, we thank Pengxing Cao for critical review of the manuscript. 478
From Uniformed Services University of the Health Sciences, Surendra K. Prajapati 479
and Kim Williamson for sharing the protocol to determine sexual commitment rate. 480
This study was supported by funds from Medicines for Malaria Venture 481
(OPP1111147). JSM was supported by an Australian Government National Health and 482
Medical Research Council (NHMRC) Practitioner Fellowship (APP1135955). JSM, MR 483
and ZP were supported by an NHMRC Program G rant (1132975). DAF gratefully 484
acknowledges funding from the NIH (R01 AI109023) and the US Department of 485
Defence (to DAF and SM, W81 -XWH-19-10-086). SM is the recipient of a long -term 486
fellowship from the Human Frontiers of Science Program (LT000976/2016-L). We are 487
extremely grateful to the TRAC clinical site coordinators, doctors, nurses, laboratory 488
technicians, and patients who participated in the multi-site TRAC clinical study. TRAC 489
was funded by the UK Department for International Development (DFID) for the benefit 490
of developing countries and was coordinated by MORU Tropical Health Network which 491
receives core funding from the Wellcome Trust. Whole -genome sequencing and 492
genotyping for TRAC was funded by the Wellcome Trust through core funding of the 493
Wellcome Trust Sanger Institute (098051). 494
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22
AUTHOR CONTRIBUTION 495
S.M. and D.A.F. conducted the transcriptomic analysis; K.A.C., R.E.W. J.J.M. and 496
J.S.M. designed the K13 vs 3D7 clinical trial; G.J.R. and C.Y.T.W. performed 497
molecular analysis in the K13 vs 3D7 clini cal trial.; Z.P., H.M., S.L. and G.J.R. 498
performed mosquitoes assays; J.G., M.R. and Z.P. conducted culturing experiments; 499
Z.P., L.W., S.M. and L.M. performed formal statistical analysis; A.O., B.B. and J.S.M. 500
conducted clinical assessment of volunteers; and J.S.M., M.W.A.D. and Z.P. designed 501
the transmission experiments. Z.P., S.M., J.S.M. and D.A.F. wrote the manuscript, and 502
all authors read the manuscript and approved its submission. 503
COMPETING INTERESTS 504
I have read the journal’s policy and the authors of this manuscript have the following 505
competing interests: Z.P., K.A.C., M.R., R.E.W., G.J.R., H.M., S.L., J.G., L.W., Sam 506
M., A.O., B.B., L.M., and J.S.M. are employees of the study sponsor QIMR Berghofer 507
Medical Research Institute. J.J.M. is an employee of the Medicines for Malaria 508
Venture, which provided funding for the study. 509
Materials
& CORRESPONDENCE 510
Correspondence to Zuleima Pava at
[email protected]; James McCarthy at 511
[email protected]; David Fidock at
[email protected] and 512
Sachel Mok at
[email protected]. 513
514
515
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23
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FIGURE LEGENDS 700
Figure 1. Levels of gametocyte transcripts in symptomatic clinical samples 701
collected from the TRAC study in 2011 -2013. Levels of gametocyte transcripts in 702
symptomatic clinical samples collected from the TRAC study in 2011-2013. a) Box and 703
whisker plots represent the median and 10 -90 percentile of the mean of 121 704
gametocyte gene log 2 expression ratios in 771 clinical isolates across 11 field sites. 705
*** adjusted p<0.001, **** adjusted p<0.0001. Only statistically significant pairwise 706
comparisons with adjusted p<0.001 as calculated by Dunn’s multiple comparisons test 707
following Kruskal-Wallis test are shown. b) Proportion of K13 mutant genotypes among 708
the 771 clinical samples. 709
Figure 2. Distribution of gametocyte levels and male to female gametocyte ratios 710
by K13 genotype across 11 field sites . a) Number of K13 wild -type or mutant 711
samples in each field site (N=771). b) Box and whiskers represent the median and 10-712
90 percentile of gametocyte transcript levels stratified by K13 genotype status in each 713
field site for 771 clinical isolates. This analysis suggested a slightly lower gametocyte 714
prevalence for K13 mutants relative to wild -type isolates in Pailin, Cambodia. c) Box 715
and whiskers represent the median and 10-90 percentile of male to female gametocyte 716
ratios stratified by K13 genotype status (red – mutant; black - wild-type), in each site 717
for 139 clinical samples ( where the average male or female gametocyte transcript 718
levels were higher than the asexual reference pool by ≥1.42-fold). Numbers listed are 719
the number of clinical samples for K13 mutant or wild -type used in the analyses. Of 720
the five field sites analyzed, the data showed a 2 -fold higher proportion of male 721
gametocyte in K13 mutants relative to wild -type isolates in Pailin, Cambodia. * 722
adjusted p<0.05, ** adjusted p<0.01. See Supplementary Table 2 for transcript levels 723
in isolates. As a point of reference, the ratio of male to female gametocytes for in vitro 724
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perpetuity.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 27, 2020. ; https://doi.org/10.1101/2020.10.26.20214619doi: medRxiv preprint
28
cultured 3D7 mature gametocytes profiled by the same microarray platform is 0.69 725
which is lower than the clinical samples. 726
Figure 3. Parasitaemia counts before and after artesunate and piperaquine 727
treatment. a) Total parasitemia, b) female, and c) male gametocytem ia counts in 728
volunteers infected with ART -resistant (left) and ART -sensitive (right) parasites. 729
Purple and green lines indicate the time points when artesunate and piperaquine were 730
administered, respectively. AP and primaquine treatment days are described in 731
Supplementary Table 3. Thick coloured lines are the median values per day and thin 732
grey lines are the individual values; non-detect data points were substituted by 1. 733
Figure 4. Sexual commitment rate increased after artesunate treatment in ART-734
resistant infected volunteers. a) Sexual commitment rate (ratio of log10 gametocyte 735
ring transcript pfap2g / log10 ring transcripts pfsbp1) over time, as measured by qRT-736
PCR. The purple dashed line indicates administration of 2 mg/kg of artesunate; the 737
green dashed line indicates administration of 960 mg/kg of piperaquine; the solid black 738
line is the median of pfap2g/pfsbp1 ratio per day; and grey lines are the pfap2g/pfsbp1 739
ratio for each participant. b) Sexual commitment rate was significantly higher on Day 740
11 than on Day 9 or 12 (Wilcoxon -paired test). Colours indicate each of the 13 ART -741
resistant infected volunteers. AS: artesunate; PIP: piperaquine. 742
Figure 5. Ex vivo gametocyte cultures from post-artesunate samples developed 743
more gametocytes than th ose from pre -artesunate samples, in volunteers 744
infected with ART-resistant parasites. a) Proportion of total gametocytes (male and 745
female) developed after 15 days of ex vivo culture as measured by qRT-PCR for pfs25 746
and pfMGET, and normalized by total parasitaemia (18S rRNA), in samples taken pre 747
and post artesunate treatment (ratio paired t-test); b) Bar -plots showing the sex 748
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preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 27, 2020. ; https://doi.org/10.1101/2020.10.26.20214619doi: medRxiv preprint
29
composition of the ex vivo cultures 15 days after sample collection on Day 9 and Day 749
11. 750
Figure 6. Prevalence of mosquito infection pre and post -atovaquone-proguanil 751
(AP) treatment on Day 21 in ART -resistant (ARTr) volunteers. a) Infections were 752
carried out by Direct Feeding Assay (DFA) and green bars indicate the proportion of 753
infected midguts, red circles indicate female gametocytemia (gametocytes/mL), and 754
blue circles indicate male gametocytemia (gametocytes/mL) detected by qRT-PCR at 755
the time of feeding, n= number of mosquitoes used in each assay b) Infections were 756
carried out by enriched Membrane Feeding Assay (eMFA) and blue bars indicate the 757
proportion of infected midguts, n= number of mosquitoes used per assays AP. NP: 758
Not performed. 759
Figure 7. Study designs using the ART -resistant IBSM model a) ex vivo 760
gametocyte production in ART -resistant (ARTr) and ART-sensitive (ARTs) infected 761
volunteers. b) effect of atovaquone -proguanil (AP) on transmission in three ART -762
resistant volunteers enrolled in the K13 versus 3D7 clinical trial. 763
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preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 27, 2020. ; https://doi.org/10.1101/2020.10.26.20214619doi: medRxiv preprint
0
1
2
Mean of gametocyte gene
log2 expression ratio
***
****
****
****
*******
***
0
50
100
No. of samples
wild-type
Y493H
R539T
I543T
C580Y
A675V
other mutations
Pu
rsat,
Cambo
dia
Preah V
ihear
,Camb
odia
Rattan
akir
i, C
amb
od
ia
Pai
lin,Camb
odia
Mae
So
t, T
hailan
d
Rano
ng, T
hailan
d
Binh Phu
oc,
Vietnam
Bag
o D
ivision, M
ya
nma
r
Attap
eu,Laos
Ramu,
Banglad
esh
Kinshasa,
DR C
on
go
Field site
Figure 1.
a.
b.
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perpetuity.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 27, 2020. ; https://doi.org/10.1101/2020.10.26.20214619doi: medRxiv preprint
-1
0
1
2
3
Mean of gametocyte gene
log2 expression ratio
wild-type
mutant
Pu
rsat,
Cambo
dia
Preah V
ihear
,Camb
odia
Rattanakir
i, C
amb
od
ia
Pai
lin,Camb
odia
Mae
So
t, T
hailan
d
Ran
ong, T
hailan
d
Binh P
hu
oc, Vi
etn
am
Bag
o D
ivision, M
ya
nma
r
Attap
eu,Laos
Ramu,
Banglad
esh
Kinshasa, D
R C
on
go
0.0
0.5
1.0
1.5
2.0
2.5
Field site
Ratio of male to female
gametocyte gene expression
0
20
40
60
80
100
No. of samples
wild-type
mutant
*
**
4
14
4
5
12
0
14
0
3
23
0
2
10
6
15
5
5
0
6
0
11
0
a.
b.
c.
Figure 2. All rights reserved. No reuse allowed without permission.
perpetuity.
preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 27, 2020. ; https://doi.org/10.1101/2020.10.26.20214619doi: medRxiv preprint
100
101
102
103
104
105
106
107
Parasites/mL
100
101
102
103
104
105
106
Female gametocytes/mL
-
4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50
100
101
102
103
104
105
106
Study Day
Male gametocytes/mL
-
ART-resistant infected volunteers
Artesunate treatment day
Piperaquine treatment day
4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40 42 44 46 48 50
Study Day
ART-sensitive infected volunteers
a.
b.
c.
Figure 3.
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Pre-AS
(Day 9)
Post-AS
(Day 11)
Post-AS
(Day 12)
0.0
0.2
0.4
0.6
0.8
1.0pfap2g / pfsbp1
p=0.01
p<0.001
p= 0.001
2 3 4 5 6 7 8 9 10 11 12 13
0.0
0.2
0.4
0.6
0.8
1.0
Study Day
pfap2g / pfsbp1
AS PIP
b.a.
Figure 4.
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0
20
40
60
Proportion of total gametocytes
produced ex vivo (%)
Pre-Artesunate Post-Artesunate
(Day 9 cultures) (Day 11 cultures)
p = 0.02
ARTr-11ARTr-12ARTr-13 ARTr-11ARTr-12ARTr-13
0
20
40
60
80
100
Proportion of male/female gametocytes
produced ex vivo (%)
FemaleMale
Pre-Artesunate Post-Artesunate
(Day 9 cultures) (Day 11 cultures)
a. b.
Figure 5.
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0
20
40
60
80
100
100
101
102
103
104
105
Prevalence of infection
(% mosquitoes infected)
Gametocytes/mL
0% NP0% 0% 3.3% 6.7%
Pre Post Pre Post Pre Post
n=30 n=30 n=30 n=30 n= 30 n=30
ARTr-11 ARTr-12 ARTr-13 ARTr-11 ARTr-12 ARTr-13
0
20
40
60
80
100
Prevalence of infection
(% mosquitoes infected) 0% NP2%
10%
91%
80%
Pre Post Pre Post Pre Post
n=39 n=50 n=47 n=50 n= 50 n=50
Direct Feeding Assay Enriched Membrane Feeding Assay
a. b.
Figure 6.
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a.
b.
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