Abstract
Background: The effects of novel-dose Sacubitril/Valsartan (S/V) in patients with
heart failure (HF) in the real world have not been adequately studied. We examined
the risk for all-cause re-admission in the patients with HF taking novel-dose S/V and
the possible mediator role of left ventricular reverse remodeling (LVRR).
Methods
and Results:There were 464 patients recruited from December 2017 to
September 2021 in our hospital with a median follow-up of 660 days (range, 17-1494).
Model 1 and 2 were developed based on the results of univariable competing risk
analysis, least absolute shrinkage and selection operator approach, backward stepwise
regression and multivariable competing risk analysis. The internal verification
(data-splitting method) indicated that Model 1 had better discrimination, calibration,
and clinical utility. The corresponding nomogram showed that patients aged 75 years
and above, or taking the lowest-dose S/V (≤50mg twice a day), or diagnosed with
ventricular tachycardia, or valvular heart disease, or chronic obstructive pulmonary
disease, or diabetes mellitus were at the highest risk of all-cause readmission. In the
causal mediation analysis, LVRR was considered as a critical mediator that negatively
affected the difference of novel-dose S/V in readmission.
Conclusions
A significant association was detected between novel-dose S/V and
all-cause readmission in HF patients, in part negatively mediated by LVRR. The
web-based nomogram could provide individual prediction of all-cause readmission in
HF patients receiving novel-dose S/V . The effects of different novel-dose S/V are still
needed to be explored further in the future.
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Keywords
novel-dose Sacubitril/Valsartan; readmission; left ventricular reverse
remodeling; competing-risk nomogram; causal mediation
Introduction
Heart failure (HF) was a complex clinical syndrome that negatively impacted quality
of life, and placed a huge and costly burden on global healthcare system probably
causing by high readmission rates1-3. As the first agent of angiotensin
receptor-neprilysin inhibitor (ARNI) , Sacubitril/Valsartan (S/V) has been proven to
significantly reduce all-cause readmission and mortality of patients diagnosed with
HF with reduced ejection fraction (HFrEF)4-7. In clinical practice, however, many
patients cannot achieve standard dose (97/103 mg twice a day [b.i.d.]) , or even the
lowest approved dose (24/26 mg b.i.d.) due to several factors (i.e., hypotension,
hyperkalemia, renal dysfunction)8-10. Given novel-dose S/V (below the standard dose)
would be used to treat HF patients in the real world, the clinical effects were of
particular concern to clinicians.
A clear and early benefit of S/V was to reduce hospital readmissions of HF patients
due to any causes
11. McMurray et al. and Desai et al. pointed out that S/V was
superior to enalapril in improving HF patient outcomes4,5. Lately, Carnicelli et al.
reported that patients with higher adherence to S/V showed a significant reduction in
all-cause readmission at 3 months or 1 year12. Unfortunately, there remained poor
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understanding of novel-dose S/V13. It would be of importance and interest to estimate
the effects of novel-dose S/V on patients’ readmissions.
Moreover, left ventricular reverse remodeling (LVRR) has the potential to play a role
in the beneficial effects of S/V14-16. Specially, some previous studies have
demonstrated a strong favorable effect conferred by S/V on LVRR15,17,18, meanwhile
some have reported a positive association between LVRR and clinical outcomes of HF
patients19,20. It was well known that LVRR was pivotal to the progression of HFrEF
patients21-23, while far fewer studies have examined its mediation effects on the
relationship between S/V and patients’ outcomes.
Herein, this study would estimate the effects of novel-dose S/V on hospital
readmissions, construct a risk prediction model, as well as investigate the possible
role of LVRR. The findings of our study would hopefully provide crucial insights into
the novel-dose S/V , and assist clinicians in selecting treatment options for patients to
improve therapeutic outcomes.
Methods
Data sources
The present study complied with the Declaration of Helsinki and was approved by the
ethics committee of Xinqiao Hospital, Army Medical University (Third Military
Medical University) in Chongqing, China. We retrieved the data of 2424 patients
diagnosed with HF from Xinqiao Hospital from December 29st, 2017 to September
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17st, 2021. Patients would be included in our study if the following criteria were met:
(1) age ≥18 years, (2) LVEF <50%, (3) an echocardiography was performed as
historical data, and another would be performed as a comparison, (4) receiving
novel-dose S/V , and would not discontinue therapy during the study period. Exclusion
criteria included:(1) underwent CRT or cardiac transplantation therapy before or
during the follow-up, (2) loss of follow-up. The flowchart of patients’ selection was
shown in Figure 1.
Data collection
HF-associated raw data was to be mainly collected from the medical records as
following: (1) demographic characteristics, i.e., identification number, sex, date of
birth, height, weight, etc., (2) comorbidities, i.e., dilated cardiomyopathy (DCM),
myocardial infarction (MI), hypertension, coronary heart disease (CHD), valvular
heart disease (VHD), chronic obstructive pulmonary disease (COPD), diabetes
mellitus (DM), severe renal impairment (SRI), (3) electrocardiogram, i.e., premature
atrial contractions (PACs), premature ventricular contractions (PVCs), ventricular
tachycardia (VT), (4) echocardiography, i.e., left ventricular ejection fraction (LVEF),
left ventricular end-diastolic diameter (LVEDD).
All included patients were followed up about 1 year (as of September 1st, 2022). The
primary outcome was all-cause readmission, and other outcomes of interest was
all-cause death.
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Statistical analysis
Given the study aimed to estimate the effects of different novel-dose levels, all
patients were divided into three groups based on the time-weighted average dose24,
that was, lowest dose (≤50mg b.i.d.), lower dose (50-<100mg b.i.d.) and low dose
(100+mg b.i.d.), respectively. Then we split the dataset into training dataset and
testing dataset with the ratio of 6:4 stratified by dose groups, which were used to
develop predictive model (nomogram) and assess the performance, respectively. All
statistical analyses were performed with R-4.2.1.
In order to correctly estimate the probability of the primary outcome of interest (i.e.,
all-cause-readmission), an extension of survival analysis, competing risk analysis,
would be employed to predict all-cause readmission associated with different
novel-dose S/V , which took into account the fact that competing outcomes (i.e.,
all-cause death) could prevent the occurrence of primary endpoint25. Firstly,
cumulative incidence function (CIF) was used for showing the probability of clinical
outcomes (all-cause readmission or death) in those receiving novel-dose S/V over
follow-up time, and Gray’s Test was employed to test the equality of CIF curves in
novel-dose subgroups. Secondly, univariable competing risk analysis was applied to
explore the associations between covariates (i.e., demographic characteristics,
comorbidities, electrocardiogram) and all-cause readmission, and those with a P-value
< 0.2 would be identified as the potential prognostic variables26. If one of dummy
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variables was significant or met the inclusion criteria, the variable should be remained
and considered as a unit in a model27. Thirdly, in order to avoid missing covariates
that were clinically significant, two variable selection methods would be combined to
determine the potential predictors for multivariable competing risk analysis, that was,
least absolute shrinkage and selection operator (LASSO) approach with 5-fold cross
validation and multivariable regression using stepwise backward selection based on
Akaike’s Information Criterion (AIC)1. Fourthly, our study would produce two
potential models with different predictors using multivariable competing risk analysis,
that was, Model 2 (statistically significant variables with P-value < 0.05, and
marginally significant with 0.05 < P-value < 0.1 according to the results of LASSO
and AIC), Model 2 (statistically significant variables with P-value < 0.05),
respectively. Meanwhile, two nomograms based on the multivariable regression
models would be constructed to predict all-cause readmission of individual with HR
receiving novel-dose S/V by weighting prognostic factors. Fifthly, a precise
prognostic nomogram would be selected through evaluating the performance,
including discrimination (i.e., concordance index (C-index) based on bootstrap,
time-dependent area under the curve (AUC)), calibration (i.e., calibration curve), and
net benefit (i.e., decision curve analysis (DCA)). C-index and time-dependent AUC
values exceed 0.7 suggested a reasonable estimation28. Accordingly, a web-based
dynamic nomogram would be built as a decision-making tool.
Moreover, non-linear causal mediation analysis was used to further clarify the
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association between novel-dose S/V and all-cause readmission through LVRR as the
potential mediation (Figure S1). Specially, to promote LVRR was defined as an
improvement ≥10% in left ventricular ejection fraction (LVEF) accompanied by a
reduction of left ventricular end-diastolic diameter (LVEDD) ≥ 10%, or a LVEF
increase ≥10% with at least 6-month follow-up29-31. First and foremost, S/V dosage
was considered as a continuous variable to assess the significance of omnibus
mediation effect. Then categorical novel-dose S/V was used to estimate the relative
mediation effect, of which the lowest was the reference. Note that the estimated effect
values were measured in terms of the log of hazards (odds of having all-cause
readmission), which could be interpreted as the average differences in the log(hazards)
between different levels of novel-dose S/V . Mediation analysis commonly
decomposed the total effect into direct effect and indirect effect through mediators32-33,
as shown in Figure S1.
Results
Study population
A total of 464 patients with a median follow-up of 660 days (interquartile range
(IQR):17-1494) were entered into our dataset, which comprised 122, 173 and 169
receiving lowest-, lower- and low-dose S/V , respectively. 278 patients (median
follow-up 646 days, IQR: 21-1487) and 186 patients (median follow-up 687 days,
IQR: 17-1494) were divided into the training dataset (model development) and testing
dataset (model performance), respectively. The baseline characteristics of these
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patients were summarized in Table S1. In general, a greater proportion of these three
groups of patients (lowest-, lower- and low-dose S/V) were male, or those aged <55
years old, or diagnosed with DCM or VHD.
Novel-dose related cumulative incidence
Gray’s Test showed that there was statistically significant difference in all-cause
readmission (P-value < 0.001) across the three novel-dose groups, whereas no
significant difference in all-cause death (P-value = 0.307). As illustrated in Figure 2,
the estimated cumulative incidences of all-cause readmission of patients receiving the
lowest-dose S/V were 4%, 10%, 15%, 25%, 30%, 43% at 30 days, 3 months, 6
months, 1 year, 2 years, 3 years, respectively. The corresponding estimates for patients
taking lower-dose S/V were 0%, 1%, 2%, 4%, 11%, 18%, and for those with low-dose
S/V were 0%, 2%, 3%, 4%, 6%, 8%, respectively.
Risk prediction model
Univariate competing risk analysis (Table 1) revealed that age, BMI, VHD, PACs,
PVCs, VT, COPD, DM, SRI, dose were identified as the potential prognostic factors
on all-cause readmission of HF patients. Then LASSO approach (Figure S2) and
stepwise backward elimination method (Table S2) suggested that age, VT, DM and
dose were significantly associated with patients’ readmission, while VHD and COPD
were marginally significant variables. As shown in Table 1, our study constructed two
models to predict primary outcome of HF patients with novel-dose S/V therapy, that
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was, Model 1(age, VT, VHD, COPD, DM and dose) and Model 2 (age, VT, DM and
dose).
C-index was 0.752 ( 95% confidence interval (CI) : 0.724, 0.78 9) and 0.702
(95%CI: 0.663, 0.743 ) , time-dependent AUC ( Figure S3) was more than 0.677 and
0.556 over the follow-up period for Model 1 and 2 , respectively . The calibration
curves depicted that observed and predicted values of two models were almost
consistent (Figure S4) . Decision curves were illustrated in Figure S5 , and exhibited
that clinical net benefit gained from Model 1 was higher than two hypothetical
scenarios ( none readmission, all readmission ) and Model 2 when the threshold
probabilities were within the range of 0%-31% and 0%-7% for 30-day and 6-month
readmission, respectively. Model 1 also had a wider range of threshold probabilities
(0%-10%, 17%-20%, 23%-33%, 39%-50%) in predicting 3-month readmission.
Therefore , Model 1 had considerable discriminative and calibrating abilities, and
clinical utility, which was displayed as a static nomogram (Figure3) and a web-based
dynamic nomogram ( https://haoxx.shinyapps.io/DynNom_HF/).
The Nomogram implied that patients aged 75 years and above were at the highest risk
of having novel-dose related readmission, followed by those aged <55y, 65-<75y,
55-<65y. Then all-cause readmission mainly occurred in patients with the lowest-dose
S/V , followed by the lower- and low-dose. Lastly, other factors associated with an
increase in all-cause readmission included history of VT, VHD, COPD and DM.
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Causal mediation effects
An omnibus mediation effect analysis (Figure 4) indicated that LVRR had a
significant negative indirect effect on the difference of novel-dose S/V in all-cause
readmission, accounting for 20.3% of the total effect. Then the relative mediation
effect analysis showed that the odds of having readmission for the lower- and
low-dose were respectively on average 0.45 (95% CI: 0.37, 0.56) and 0.14 (95%CI:
0.10, 0.19) times that for the lowest-dose in total effect, while the corresponding odds
of indirect effect of LVRR were 0.92 (95%CI: 0.91, 0.94) and 0.978 (95%CI: 0.971,
0.984) times.
Discussion
Although S/V has been recommended in clinical practice guidelines for patients with
HFrEF, some were only able to tolerate novel dosage (below the standard) dominantly
due to hypotension. Our study was an attempt to assess the effects of novel-dose S/V
on hospital readmissions in these patients, establish clinical prediction models, as well
as explore the possible mediation effect of LVRR. Berg et al stated that the efficacy
and safety of different S/V levels seemed to be consistent no matter whether patients
obtained the maximum dose34. Consistently, our study showed significantly different
cumulative incidences of all-cause readmission. The risk of all-cause readmission for
patients with lowest-dose S/V were much higher than those with the lower- and
low-dose, and mostly occurred within 1 year. However, in our small sized cohort, no
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difference in all-cause death among the three novel-dose S/V were observed. The
clinical effects of novel-dose S/V remained to be further investigated.
Reducing hospital readmission was one of the primary targets of the HF treatment.
However, it remained unsolved that how to predict which patients with HF would
suffer hospital readmission. In this ARNI therapy cohort, we built a nomogram model,
which revealed that age, VT, VHD, COPD, DM and dose were associated with an
increased risk of all-cause readmission. As expected, patients who taken the
lowest-dose S/V were at the highest risk of all-cause readmission, followed by those
who taken lower- and low-dose, which was in accordance with cumulative incidence
curves. Previous studies have reported some factors associated with hospital
readmission of HF patients, such as, male gender
35, age36, DM36, VT37, VHD38,
COPD35,39, renal dysfunction40, psychiatric illness40, etc. Similarly, our study
suggested that patients aged 75+y were the high-risk population, followed by those
aged <55y, 65-<75y, 55-<65y. The elderly patients were mostly observed to have low
degrees of physical activity and depression and anxiety, as well as concomitant
chronic diseases, which were likely to result in increasing disease risk and aggravating
clinical outcomes41,42. Whellan et al. pointed out a dichotomous relationship between
age and risk of death or readmission, namely, risk of readmission or death decreased
as age increased up to 55 years of age, then increased in those older than 55 years43.
Thus, there might be a tick-shaped relationship between age and all-cause readmission
in patients taking novel-dose. Future studies might help more finely identify the
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high-risk population. In addition, patients with VT, or COPD, or DM were at
significantly higher risk of all-cause readmission. This might indicate that targeted
treatments of these comorbidities would provide a potential opportunity to improve
outcomes in patients with HF.
Reverse cardiac remodeling refers to the recovery of ventricular function and
reduction in cardiac volumes. Reverse remodeling has become a primary objective in
HF treatment. Guideline directed medical and device therapies has been proven to
Result
in the reverse cardiac remodeling. Numerous studies have highlighted the role
for RAAS blockade in promoting reverse remodeling in patients with HFrEF. The
SOLVD and Val-HeFT studies have demonstrated the beneficial effects of ACEI and
ARB on LVRR
44-47, respectively. Since the landmark of PARADIGM-HF study 4, the
data support the link between ARNI and LVRR was growing. A meta-analysis
including more than 10,000 population showed that ARNI has significant
improvement over ACEI/ARB on the left LV dimensions and EF48. The
EV ALUATE-HF and PROVE-HF trial both observed the reduction of multiple atrial
and ventricular parameters of remodeling after initiation of ARNI 49,50. However, the
relations between ARNI dosage and the LVRR are not addressed. In our study, we
classified the patients into different dosage group and revealed that the under target
novel dose remained effective on LVRR.
Mechanistically, LVRR might be a part of the explanation of reduced readmission.
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The mediation effects of a variety of covariates on all-cause readmission was explored.
The omnibus mediation effect analysis revealed that novel-dose S/V was negatively
related to all-cause readmission through its effect on LVRR, which has been identified
as a critical mediator accounting for approximately 20.3% of total effect. Meanwhile,
our study demonstrated that the lower- and low-dose S/V decreased the risk of
readmission by 55% (1-0.45) and 86% (1-0.14) as compared with the lowest-dose,
respectively, whereas only on average 8% (1-0.92) and 2.2% (1-0.978) of the
readmission risk were correspondingly reduced through the mediation of LVRR.
Although LVRR had a significant negative indirect effect on the difference of
novel-dose S/V in all-cause readmission, the relative effect caused by LVRR was
similar between the lower- (or low-) and lowest-dose levels. It seemed that the
novel-dose S/V might exert its effect through other undermined mechanisms.
There were several limitations with our study. First, as a single-center retrospective
study, our study performed internal validation for the prediction models, which still
needed further external validation using an independent cohort. Second, VHD and
COPD were marginally significant variables in our proposed Model 1, probably
because the sample size was relatively small. Future studies with a larger sample size
would be required to confirm the model.
Conclusion
Our study developed a clinically useful competing-risk nomogram for predicting
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all-cause readmission in HF patients receiving novel-dose S/V therapy. The findings
revealed that the novel-dose S/V , especially the lowest, significantly affected the
hospital readmissions, in part mediated by LVRR. However, the clinical benefits of
different novel-dose S/V and more potential novel mechanisms still required further
in-depth examination.
Supplementary Material
The Supplementary Material for this article can be found online as additional file 1.
Acknowledgments
We would like to thank Lili Yang for her technical assistance in the data search and
process.
Sources of Funding
This study was supported by the National Natural Science Foundation of China (No.
82000295) and Project for Young Talented Doctors of Xinqiao Hospital Affiliated to
Army Medical University (No. 2022YQB001).
Disclosures
The authors declare that there is no conflict of interest.
Authors' contributions
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Zhexue Qin Xiaolin Luo and Xi Liu were involved in conception and design.
Changchun Hou, Ling Chen, and Juhao Yang carried out the acquisition of data. Ning
Sun, Enpu Yang, Zebi Wang, Yun Cui, Jing Zhong and Luyu Wang contributed to the
follow up of the patients. Xinxin Hao and Changchun Hou performed the statistical
analysis and drafted the manuscript. Xiaolin Luo and Zhichun Gao contributed to
interpretation of data. All authors contributed to critical revision of the manuscript for
important intellectual content. Xinxin Hao, Changchun Hou, Xi Liu and Zhexue Qin
were involved in final revision of manuscript. All authors read and approved the final
manuscript.
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What is new?
The study was the first attempt to explore the effects of the novel-dose
Sacubitril/Valsartan (S/V) on all-cause readmission in patients with heart failure
(HF) using the competing-risk analysis, as well as investigate the possible
mediator role of left ventricular reverse remodeling (LVRR).
A nomogram based on the competing-risk regression model was established to
predict all-cause readmission of patients who taken novel-dose S/V . Moreover,
our study was useful in gaining a better understanding of the relationship and
mediating mechanism between novel-dose S/V , LVRR, all-cause readmission.
What are the clinical implications?
So far there was little data on the novel-dose S/V in a real world setting. The
findings of our study would provide new insights on the effects of novel-dose
S/V , as well as useful information for health decision-making.
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Table 1. Univariate and multivariate competing risk analysis of patients’ characteristics influencing primary outcome (all-cause readmission) based on training dataset
Characteristics
Univariable competing risk analysis Multivariable competing risk analysis
HR (95%CI, P-value) HR (95%CI, P-value)a HR (95%CI, P-value)b HR (95%CI, P-value)c
Gender (Male) 0.97 (0.48-1.94, p=0.930) - - -
<55y Reference Reference Reference Reference
Age 55-<65y 0.42 (0.14-1.22, p=0.110) 0.32 (0.11-0.96, p=0.04 1) 0.34 (0.12-0.95, p=0.040) 0.38 (0.13-1.12, p=0.080)
65-<75y 1.61 (0.73-3.55, p=0.240) 1.13 (0.50-2.55, p=0.770) 1.23 (0.54-2.83, p=0.620) 1.53 (0.71-3.29, p=0.270)
75+y 3.09 (1.21-7.84, p=0.018) 1.72 (0.55-5.42, p=0.350) 2 .42 (0.94-6.19, p=0.065) 2.95 (1.18-7.35, p=0.021)
<18.5kg/m 2 Reference Reference - -
BMI 18.5-<24kg/m 2 0.66 (0.18-2.39, p=0.530) 1.31 (0.30-5.76, p=0.720) - -
24-<28kg/m 2 0.23 (0.06-0.94, p=0.041) 0.48 (0.09-2.62, p=0.390) - -
28+kg/m 2 0.41 (0.10-1.60, p=0.200) 1.26 (0.26-6.16, p=0.770) - -
DCM (Presence) 0.96 (0.41-2.25, p=0.920) - - -
Hypertension (Presence) 1.13 (0.56-2.27, p=0.730) - - -
CHD (Presence) 1.13 (0.45-2.83, p=0.800) - - -
MI (Presence) 1.51 (0.37-6.27, p=0.570) - - -
VHD (Presence) 2.80 (1.25-6.28, p=0.013) 2.35 (0.94-5.86, p=0 .068) 2.14 (0.89-5.17, p=0.090) -
Bradycardia (Presence) 0.94 (0.28-3.17, p=0.920) - - -
PACs (Presence) 2.12 (0.97-4.62, p=0.060) - - -
PVCs (Presence) 2.95 (1.57-5.55, p=0.001) 1.77 (0.75-4.17, p= 0.190) - -
VT (Presence) 4.38 (1.81-10.55, p=0.001) 2.93 (1.05-8.23, p=0 .041) 3.59 (1.33-9.69, p=0.012) 3.50 (1.32-9.32, p=0.012)
COPD (Presence) 3.45 (1.27-9.38, p=0.015) 2.92 (0.91-9.42, p= 0.073) 2.70 (0.97-7.51, p=0.056) -
DM (Presence) 2.28 (1.02-5.10, p=0.045) 3.22 (1.35-7.66, p=0. 008) 2.70 (1.17-6.22, p=0.020) 2.26 (1.05-4.86, p=0.038)
SRI (Presence) 1.93 (0.31-11.86, p=0.480) - - -
≤ 50mg Reference Reference Reference Reference
Dose 50-<100mg 0.38 (0.20-0.74, p=0.004) 0.51 (0.24-1.07, p=0 .077) 0.45 (0.23-0.89, p=0.021) 0.39 (0.20-0.80, p=0.009)
100+mg 0.14 (0.05-0.38, p<0.001) 0.24 (0.08-0.77, p=0.016 ) 0.21 (0.07-0.59, p=0.003) 0.16 (0.06-0.45, p<0.001)
Note: a Variables from least absolute shrinkage and selection operator approach and Akaike’s Information Criterion, b Model 1, c Model 2. Abbreviations: BMI, body mass index; DCM,
dilated cardiomyopathy; CHD, coronary heart disease; MI, myocar dial infarction; VHD, valvular heart disease; PACs, premature a trial contractions; PVCs, premature ventricular
contractions; VT, ventricular tachycardia; COPD, chronic obstructive pulmonary disease; DM, diabetes mellitus; SRI, severe renal impairment; HR, hazard ratio; CI, confidence interval.
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Figure 1. The flowchart of patients’ selection
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Figure 2. Cumulative incidence curves for all-cause readmission and death stratified by novel-dose Sacubitril/Valsartan on the
basis of all dataset.
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Figure 3. Nomogram for predicting 30-day, 3-month and 6-month cumulative incidence of patients with
heart failure (in accordance with Model 1 developed by training dataset). Abbreviations: VHD, valvular
heart disease; VT, ventricular tachycardia; COPD, chronic obstructive pulmonary disease; DM, diabetes
mell
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Figure 4. Estimated mediation effects (with 95% confidence intervals) of left
ventricular reverse remodeling on the association between novel -dose
Sacubitril/Valsartan (S/V) and hospital readmission of patients with heart failure. Note:
Predictor variable (S/V dosage) was continuous and categorical in omnibus and relative
mediation effect analysis. Black line with error bars represented the 95% confidence
intervals corresponding to quantile estimators from the bootstrap. Additionally, total
effect = indirect effect + direct effect (see Figure S1). # Lowest -dose S/V was the
reference.
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