Clinical trials, Biomarkers, Microbiology 55
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1. Introduction 56
Crohn's disease (CD) and ulcerative colitis (UC), summarized under the term inflammatory bowel diseases 57
(IBD), are chronic, recurrent inflammations of the intestinal tract that place enormous physical and 58
psychosocial burdens on the patient [1, 2]. IBD has been shown to be linked to the patient's genetics and 59
environmental factors . However, the patient's intestinal microbiome also plays a special role in the 60
etiology [3–6]. The permanent exposure of the intestinal epithelium to diverse microbial antigens requires 61
a fine orchestration of the immune response in the case of pathogen infection, while still exhibiting a 62
tolerance of commensal microorganisms [7]. This is ensured in the intestine of healthy individuals by an 63
intact epithelial barrier as well as a broad spectrum of immunologically active substances, such as 64
cytokines or adhesion molecules. In patients with IBD, the inflammatory response is inappropriate and the 65
epithelial barrier is damaged, which can lead to infiltration of the intestinal tissue with microorganisms 66
and consequent inflammatory cascades [8]. 67
Various therapeutic approaches such as drug, surgery, nutritional intervention, and fecal transplantation 68
are used to treat this inflammation and to achieve remission, a medical condition characterized by 69
decreasing severity of disease symptoms and mucosal healing [9]. Typical drugs are small-molecule drugs 70
and biologics. Small molecule drugs, such as thiopurines, aminosalicylates , or steroids, are inexpensive, 71
non-immunogenic molecules, but are characterized by a short half-life and low selectivity and efficacy [10, 72
11]. In contrast, biologics are large complex molecules, in the form of monoclonal antibodies or antibody-73
drug-conjugates, which specifically bind to certain molecules involved in IBD pathogenesis, particularly 74
those that interfere with immune cell communication or migration [12]. Although monoclonal antibodies 75
have a higher half -life, effectiveness , and selectivity, antibodies can be recognized as antigens by the 76
patient's immune system and thus their long-term effectiveness can be severely limited. In addition to the 77
immunogenicity of the antibodies, other factors contribute to widely varying efficacies of treatments in 78
different patients, such as genetic polymorphisms or metabolic potential of the patient's gut microbiome 79
[13–15]. 80
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Despite increasing efforts and the introduction of novel targeted therapies in the treatment of IBD (anti-81
TNF, anti -a4b7 integrin, anti -IL12/23, anti -IL23, JAK inhibitors, S1P modulators) the overall long -term 82
disease control is still considerably low at approximately 40% [16]. 83
The early assessment of biomarkers that are associated with a favorable or unfavorable treatment 84
response to biologic therapies might therefore help to guide early treatment decision (e.g. swit ch 85
treatment class). Huge efforts have been undertaken to investigate the role of the intestinal microbiome 86
as a potential driver of treatment response in IBD. In this context most studies have initially focused on 87
analysis species diversity using 16S analysis, whilst lately metabolic properties (in -silico metabolic 88
modelling [17], fecal metabolomics [18]) have been the focus of investigation. 89
90
Although the metaproteome reflects the actual proteins expressed in the microbiome and the human 91
proteins in the stool sample and might show a stronger association with the inflammation state as gen-92
based methods [19], there are only very few publications on longitudinal studies of IBD patients using 93
metaproteomic methods compared to a multitude of metagenomic studies [20–24]. Therefore, this study 94
aimed to use metaproteomic approaches to investigate the host and microbial metabolism as well as the 95
abundance of proteins representing the host's immune response , to determine differences between 96
patients who achieved remission with biologics therapy and those who did not. 97
98
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2. Material and Methods 99
Patients and sampling 100
In the course of this study, the 26 patients with IBD, including 13 patients diagnosed with CD and 13 101
patients diagnosed with UC, were treated with three different therapeutic agents (Infliximab: n=7, 102
Vedolizumab: n=9, Olamkizept n=10) at the University Hospital Schleswig Holstein , as described before 103
[13, 25] . At baseline and after 14 weeks of treatment, C-reactive protein (CRP) and Interleukin 6 (IL-6) in 104
the blood, calprotectin and blood leukocytes in the stool of the patients were measured by ELISA. Disease 105
intensity was characterized using the MAYO score for UC and the Harvey -Bradshaw index (HBI) for CD 106
patients. The participants provided paired stool samples at baseline and after 14 weeks of therapy. To 107
inactivate potential pathogenic material during sample processing, 200 µL of 1% Sodium docecyl sulfate 108
(SDS) solution were added to 200 µg of the stool samples and this solution was heated to 99°C for 10 109
minutes. 110
Metaproteomic analysis 111
Metaproteomic analysis was performed according to a previously established workflow [26, 27] . The 112
proteins of the solutions were extracted using phenol in a ball mill. The protein concentration was then 113
determined using the Amido Black assay. Subsequently, 10 µg protein of the samples were tryptically 114
digested (enzyme-substrate ratio 1:100) on a filter according to the filter-aided sample preparation (FASP) 115
protocol [28]. LC/MS -MS measurements were performed using an UltiMate 3000 RSLCnano 116
chromatography system (Thermo Fisher Scientific, Bremen, Germany) with a C18 reversed phase pre -117
column (Acclaim PepMap100 C18, Thermo Fisher Scientific, Bremen, Germany) and a C18 reversed-phase 118
separation column (Acclaim PepMap100 C18, Thermo Fisher Scientific, Bremen, Germany) coupled to a 119
timsTOF mass spectrometer (Bruker Daltonik GmbH, Bremen, Germany). Further details are summarised 120
in Supplementary Note 1. Compass DataAnalysis 5.1 software (Bruker Daltonik GmbH, Bremen, Germany) 121
was used to process and analyze the mass spectra. Using the search engine Mascot™ 2.6 (Matrix Science, 122
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London, Great Britain) and the following parameters: enzyme trypsin, one missed cleavage, monoisotopic 123
mass, carbamidomethyl as fixed and oxidation as variable modification, ±0.02 Da precursor and ±0.02 Da 124
MS/MS fragment tolerance and a false discovery rate of 1 %, the peptides were annotated with the entries 125
of UniProtKB/SwissProt (16/01/2019) and a metagenome database published by Qin et al. [29], used in a 126
previous IBD study [30]. Identifications of redundant homologous proteins generated by these searches 127
were combined into protein groups (hereafter referred to as metaproteins) based on shared peptides 128
using MetaProteomAnalyzer, version 3.4. Metaproteins without functional or taxonomic annotation were 129
assigned using the BLAST and the UniProtKB/SwissProt database. Blast hits with an e -value <10 - 4 were 130
used for annotation according to the lowest common ancestor rule. Metaproteins with less than 10 spectra 131
were excluded from the following analysis. Subsequently, the spectral counts of the protein groups were 132
normalized to the total spectral count of the respective sample. Finally , a result matrix additionally 133
consisting of taxonomic annotation, enzyme commission (E.C.) number, Kyoto Encyclopedia of Genes and 134
Genomes (KEGG) orthologies, UniProtKB reference cluster, and UniProt keywords was generated, which 135
was used for the analysis. The MS files are available under accession number PXD053257 in the PRIDE 136
Archive. 137
Orthogonal validation of Lysosomal-associated membrane protein 1 (LAMP1) with independent validation 138
cohort using ELISA 139
For validation of biomarker discovery from metaproteomics experiments, fecale aspirates of n = 58 140
patients with UC aged 20-80 years were sampled between 2021 and 2023 at the First Medical Department 141
of University Hospital Schleswig-Holstein, Campus Kiel, Germany. All patients provided written informed 142
consent and biomaterial sampling from patients was approved by the local ethics committee of Kiel 143
University (Vote#: B231/98). Fecale aspirates were sampled during colonoscopy by flushing the distal 144
colon with water followed by aspiration of the fluids. Patients were recruited as a broad cross -sectional 145
cohort at different stages of disease activity and displayed an equal distribution of endoscopic Mayo 146
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(eMayo) scores (0 – 3) and complete Mayo scores (0 – 11). Remission was defined as an endoscopic Mayo 147
Score of ≤ 1 and a complete Mayo score of ≤ 2. Samples were kept frozen at -80 degrees and measured by 148
ELISA according to the manufacturer (LAMP1: Abcam, ab277464) at the First Medical Department of 149
University Hospital Innsbruck, Austria. Measurements below the detection level were excluded from the 150
final analysis. 151
Statistical analysis 152
For statistical analysis, R-statistics (version 1.3.1093) was used. Unpaired samples (samples at baseline or 153
week 14 from patients with and without remission) were analyzed applying Wilcoxon rank sum test, paired 154
samples (samples at baseline and week 14 from patients with remission, samples at baseline and week 14 155
from patients without remission) were analyzed applying Wilcoxon signed rank test using the method 156
“wilcox.test”. The visualization with viol in plots was realized using the libraries “ggplot2” and 157
“ggstatsplot”. Volcano plots were created using Python (version 3.8.13) and the libraries “pandas”, 158
“numpy”, and “matplotlib”. 159
160
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3. Results 161
Characteristics of the study cohort 162
163
In total, 26 patients provided fecal samples before and after 14 weeks of biologics therapy. The therapy 164
with one of three biologics (Infliximab: n=7, Vedolizumab: n=9, Olamkizept n=10) led to an overall 165
significant decrease in clinical disease scores (HBI: from 9.91 ± 7.32 to 4.18 ± 4.78, p-Value 0.042)(Mayo 166
score: from 7.15 ± 2.48 to 3.00 ± 2.99, p-value < 0.001)(Figure 1). As remission was characterized as a Mayo 167
score ≤2 respectively an HBI≤4 and a concentration of serum CRP ≤5 mg/L, 12 out of 26 patients reached 168
by definition a remitting state of the disease, 12 did not achieve remission and 2 patients were in remission 169
during the whole therapy. 19 patients showed an overall response to the therapy. In line with the MAYO 170
and HBI score, the concentration of Calprotectin decreased significantly by 77%, CRP by 73% and blood 171
leucocytes by 33% across all patients. The concentration of IL-6 was also reduced after therapy by 27%, 172
but this difference was not statistically significant (Figure 1). 173
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174
Figure 1. Clinical and blood parameters of individuals with IBD at baseline and after 14 weeks of therapy with Infliximab, 175
Vedolizumab, or Olamkicept. Data are presented as violin plots, displaying the distribution of the data. Boxes depict the inner 176
quartile range, with the median (black line) and mean (red dot). The outer shape clarifies the kernel probability density of the 177
data. The dashed black lines indicate changes in the values for each patient . To analyze differences in paired samples Wilcoxon 178
signed-rank test was used (* p<0.05, ** p<0.01, *** p<0.001). Abbreviations: HBI (Harvey Bradshaw Index), CRP (C -reactive 179
protein), IL-6 (Interleukin-6) 180
181
Metaproteomics analysis 182
183
To more specifically characterize the developments of the host inflammation and metabolism as well as 184
the gut microbiome due to the induction of remission, we compared the fecal metaproteomes of remitting 185
patients (n=12) at baseline (BL), and after 14 weeks (W14) of biologics therapy. Furthermore, we analyzed 186
the changes in the fecal metaproteomes from patients (n=12) who did not achieve remission throughout 187
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the therapy and, to check for possible metaprotein signatures predictive of therapy success, we compared 188
the metaproteomes of the two groups of patients before the therapy started. 189
On average over all measured samples, 10,268 (±2,149) metaproteins were identified and 31 % of spectra 190
were assigned to bacteria, 1 % to archaeal species, and 0.5 % were assigned to viral proteins. Moreover, 191
40 % of spectra were assigned to eukaryotic proteins (Supplementary Table 1). 192
193
194
195
Fecal metaproteome alterations through therapy in patients with remission 196
197
Numerous changes in the fecal metaproteomes of remitting patients (n=12) were observed. 198
The proportion of spectra assigned to human proteins decreased significantly from 15.7 % to 12.8% (p 199
<0.01) after the therapy in remitting patients (Figure 2A). Furthermore, 1,164 proteins were identified with 200
significantly altered abundance (p -value<0.05, Figure 2B). These included human proteins such as 201
immunoglobulin lambda variable 1-44 (p<0.001, fold change W14/BL: 0.52), lactotransferrin (p<0.001, fold 202
change W14/BL: 0.3), progranulin (p<0.001, fold change W14/BL: 0.43), stomatin-like protein 3 (p<0.001, 203
fold change W14/BL: 0.4) or peptidoglycan recognition protein 1 (PGLYRP1, p<0.001, fold change 204
W14/BL: 0.42), which were significantly reduced. In addition, the abundance of various microbial proteins 205
was also altered. The proteins with the lowest p -value included 50S ribosomal protein L7/L12 (p<0.001, 206
fold change W14/BL: 0.31), 3 -octaprenyl-4-hydroxybenzoate carboxy -lyase (p<0.001, fold change 207
W14/BL: 0.60), DNA-directed RNA polymerase subunit beta (p<0.001, fold change W14/BL: 0.41), PAN2-208
PAN3 deadenylation complex catalytic subunit (p<0.001, fold change W14/BL: 0.33) and small ribosomal 209
subunit biogenesis GTPase RsgA (p<0.001, fold change W14/BL: 0.32)(Table 1). 210
211
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212
Figure 2. Proportion of spectra assigned to human proteins and differentially expressed metaproteins. A: Proportion of spectra 213
assigned to human proteins in samples from non -remitting and remitting patients at baseline and after 14 weeks of therapy 214
(Wilcoxon signed-rank test: ** p < 0.01. B: Volcano plot showing enrichment and depletion of metaproteins in baseline samples 215
from non-remitting patients compared to baseline samples from remitting patients. C: Volcano plot showing enrichment and 216
depletion of metaproteins in samples from remitting patients after 14 weeks of therapy compared to baseline. D: Volcano plot 217
showing enrichment and depletion of metaproteins in samples from non-remitting patients after 14 weeks of therapy compared 218
to baseline. In (B), (C), and (D), red dots describe sequences that have been enriched or depleted by factor 2 with a signifi cance 219
level of p < 0.05, calculated by Wilcoxon signed-rank test (B, C) and Wilcoxon rank sum test (D). The p -values and fold changes 220
depicted in (B), (C), and (D) are shown in Table S2. 221
222
Table 1. Significantly altered human and microbial metaproteins with lowest p -values (calculated with Wilcoxon signed -rank 223
test) in samples from patients with remission at week 14 compared to baseline. Unknown metaproteins were excluded. The 224
taxonomy column shows the lowest confirmed taxonomic rank. Metaproteins assigned to the kingdom Metazoa were considered 225
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as host (human) metaprotein. Wilcoxon rank sum test was used to analyze differences between unpaired samples (n=24). The 226
function was inferred by UniProt keywords or GO term annotation. 227
Human
metaproteins (ID)
Description Function Taxonomy Average %
abundance
Fold change
(W14/BL)
p-Value
8343 Immunoglobulin lambda variable 1-44 Adaptive immunity Species: Homo Sapiens 3.93 x 10
-1 0.52 <0.001
10087 Lactotransferrin Antimicrobial Phylum: Chordata 1.34 x 10
-1 0.30 <0.001
12875 Granulins Cytokine Class: Mammalia 2.95 x 10
-2 0.43 <0.001
138 Stomatin-like protein 3 signal transduction Species: Homo Sapiens 8.96 x 10
-2 0.40 <0.001
11321 Peptidoglycan recognition protein 1 Innate immunity Species: Homo Sapiens 5.49 x 10
-2 0.42 <0.001
Microbial
metaproteins (ID)
Description Function Taxonomy
Average %
abundance
Fold change
(W14/BL)
p-Value
15670 50S ribosomal protein L7/L12 Ribosomal protein Species: Persephonella marina 3.42 x 10
-2 0.31 <0.001
17989 3-octaprenyl-4-hydroxybenzoate carboxy-lyase Ubiquinone biosynthesis Species: Vibrio vulnificus 1.56 x 10
-2 0.60 <0.001
17075 DNA-directed RNA polymerase subunit beta Transcription Species: Clostridium novyi 1.12 x 10
-2 0.41 <0.001
15292 PAN2-PAN3 deadenylation complex catalytic subunit mRNA processing Species: Lodderomyces
elongisporus
6.09 x 10
-3 0.33 <0.001
13358 Small ribosomal subunit biogenesis GTPase RsgA Ribosome biogenesis Genus: Bacillus 5.16 x 10
-3 0.32 <0.001
228
The comparison of functionally grouped proteins showed that intestinal barrier (p=0.034, fold change 229
W14/BL: 0.79), neutrophil granulocytes (p=0.009, fold change W14/BL: 0.56), "other immune cells" 230
(p=0.003, fold change W14/BL: 0.51) and immunoglobulin light chain proteins (p<0.001, fold change 231
W14/BL: 0.71) were significantly reduced in remission patients at week 14, compared to baseline (Figure 232
2 A, B). In contrast, we observed several microbial processes such as butyrate fermentation (p=0.042, fold 233
change W14/BL: 2.76), the pentose phosphate pathway ( PPW, p=0.007, fold change W14/BL: 1.79), 234
succinate synthesis (p=0.016, fold change W14/BL: 1.71) and sugar (p=0.003, fold change W14/BL: 1.97) 235
and peptide transport (p=0.029, fold change W14/BL: 2.83), that were significantly increased in patients 236
with clinical remissions (Figure 1C). Furthermore, we observed changes in the abundance of p roteins of 237
the blood (p=0.052, fold change W14/BL: 0.33), microbial lactate fermentation (p=0.569, fold change 238
W14/BL: 8.41) or the complement system (p=0.107, fold change W14/BL: 0.30) which however, were not 239
significant. 240
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15
242
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Figure 3. Overview of the functional assignment of identified metaproteins from patients at baseline and after 14 weeks of therapy. Data from patients who did not achieve remission 243
are displayed in blue, data from patients who achieved remission are displayed in orange. Significant changes are marked with *. Identified metaproteins were functionally assigned 244
to host metaproteins (A), microbial and human hydrolysis enzymes (B), microbial metabolism (C), and microbial transporters (D ) (Supplementary Table 3). Data are presented as 245
normalized average spectral abundance. All metaproteins assigned to the kingdom Metazoa were considered as host metaproteins. “Human trypsin” was shown as separated bar in 246
(B) since its abundance was potentially increased due to the trypsin used for tryptic digestion. The Wilcoxon rank sum test was used to analyze differences in independent samples (n 247
= 26, * p < 0.05, ** p < 0.01). The Wilcoxon signed rank test was used to analyze differences in dependent samples (n = 26, * p < 0.05, ** p < 0.01 for patients who achieved remission, 248
n = 26, * p < 0.05, ** p < 0.01 for patients who did not achieve remission ). Bar graphs show ± standard deviation.249
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17
250
Fecal metaproteome alterations through therapy in patients without remission 251
252
In patients without remission (n=12), the proportion of spectra assigned to human proteins increased non-253
significantly from 14.8 % to 16.3 % and only 375 metaproteins changed significantly in abundance 254
(p<0.05). Human metaproteins which increased significantly, include LAMP1 (p=0.00 2, fold change 255
W14/BL: 3.0 5), polymeric immunoglobulin receptor ( PIGR, p=0.005, fold change W14/BL: 1.5 8), 256
pantetheinase (VNN1, p=0.005, fold change W14/BL: 1.70), calcium-activated chloride channel regulator 257
1 (CLCA1, p=0.007, fold change W14/BL: 1.84) and neutrophil defensin 3 ( DEF3A, p=0.007, fold change 258
W14/BL: 2.88). Microbial metaproteins which were significantly altered include e.g., ribosomal RNA large 259
subunit methyltransferase H (p<0.001, fold change W14/BL: 2.76) and anthranilate synthase component 260
2 (p=0.003, fold change W14/BL: 2.56) (Table 2). 261
Table 2. Significantly altered human and microbial metaproteins with lowest p -values (calculated with Wilcoxon signed -rank 262
test) in samples from patients without remission at week 14 compared to baseline. Unknown metaproteins were excluded. The 263
taxonomy column shows the lowest confirmed taxonomic rank. Metaproteins assigned to the kingdom Metazoa were considered 264
as host (human) metaprotein. The function was inferred by UniProt keywords or GO term annotation. 265
Human
metaproteins (ID)
Description Function Taxonomy
Average %
abundance
Fold change
(W14/BL)
p-Value
12709 Lysosome-associated membrane glycoprotein 1 host-virus interaction Class: Mammalia 9.25 x 10
-3 3.05 0.002
8549 Polymeric immunoglobulin receptor polymeric Ig binding Class: Mammalia 5.75 x 10
-1 1.58 0.005
11174 Pantetheinase acute inflammatory response Class: Mammalia 4.69 x 10
-2 1.70 0.005
102 Calcium-activated chloride channel regulator 1 calcium transport Species: Homo sapiens 3.80 x 10
-1 1.84 0.007
368 Neutrophil defensin 3 Antimicrobial Order: Primates 1.29 x 10
-1 2.88 0.007
Microbial
metaproteins (ID)
Description Function Taxonomy
Average %
abundance
Fold change
(W14/BL)
p-Value
14309 Ribosomal RNA large subunit methyltransferase rRNA processing Species: Clostridium difficile 7.77 x 10
-3 2.76 <0.001
15465 Anthranilate synthase component 2 tryptophan biosynthesis Species: Salmonella enterica 8.41 x 10
-3 2.56 0.003
11588 Uncharacterized protein HI_0392 acyltransferase activity Species: Bacillus subtilis 9.08 x 10
-3 2.01 0.005
11586 Alpha-monoglucosyldiacylglycerol synthase Carbohydrate metabolism Species: Streptococcus
pneumoniae
1.03 x 10
-2 2.27 0.005
22126 Putative oligopeptide transport ATP-binding protein
YkfD
Translocase Species: Bacillus subtilis 8.44 x 10
-3 2.06 0.007
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267
Even in patients who did not achieve remission, differences in the metabolic processes and host protein 268
abundance in stool metaproteome were observed after 14 weeks of therapy (Figure 3). Proteins of the 269
intestinal barrier (p=0.035, fold change W14/BL: 1.40), IG-J chains (p=0.017, fold change W14/BL: 2.22) 270
and human carbohydrate metabolism (p=0.011, fold change W14/BL: 1.49) were significantly increased in 271
abundance. An insignificant increase was observed for e.g., immunoglobulin light chain s (p=0.850, fold 272
change W14/BL: 1.07) and proteins from neutrophilic granulocytes (p=0.428, fold change W14/BL: 1.14). 273
In contrast, the microbial metabolic pathways of formate fermentation (p=0.013, fold change 274
W14/BL: 0.34) and pyruvate synthesis (p=0.004, fold change W14/BL: 0.50) were significantly decreased, 275
whereas vitamin B12 transport (p<0.001, fold change W14/BL: 1.60) was significantly increased. Human 276
blood (p=0.296, fold change W14/BL: 0.50) and complement system (p=0.266, fold change W14/BL: 0.65) 277
proteins were not significantly decreased. 278
279
280
Fecal metaproteome alterations between patients with and without remission at baseline 281
282
Whereas the proportion of spectra assigned to human proteins was not significantly different at baseline 283
between remitting and non-remitting patients (Figure 2A), a total of 550 metaproteins were significantly 284
altered between patients with and without remission at baseline (p-value < 0.05, Figure 2B). Human 285
proteins that were significantly increased in remission patients included DEF3A (p=0.003, ratio R/NR: 4.37), 286
HLA class II histocompatibility antigen, DR alpha chain (p=0.003, ratio R/NR: 5.27), or CLCA1 (p=0.004, ratio 287
R/NR: 2.74) (Table 3). In contrast, human metaproteins like centromere protein F were significantly 288
increased in non -remitting patients (p=0.002, R/NR: 0.17). Significantly changed microbial proteins 289
included riboflavin biosynthesis protein RibBA (p=0.002, ratio R/NR: 12.24), chloramphenicol 290
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acetyltransferase 2 (p=0.002, R/NR: 0.17) and polyphosphate kinase (p=0.001, only in patients with 291
Remission). 292
293
Table 3. Significantly altered human and microbial metaproteins between patients with and without remission at baseline with 294
lowest p-Values. Unknown metaproteins were excluded. The taxonomy column shows the lowest confirmed taxonomic rank. 295
Metaproteins assigned to the kingdom Metazoa were considered as host (human) metaprotein. Wilcoxon rank sum test was used 296
to analyze differences between unpaired samples (n=24). The function was inferred by UniProt keywords or GO term annotation. 297
Human
metaproteins (ID)
Description Function Taxonomy Average %
abundance
Fold change
(R/NR)
p-Value
9938 Double homeobox protein 4-like protein 4 transcription regulation Species: Homo Sapiens 9.1 x 10
-2 7.65 0.001
23146 Centromere protein F cell cycle Species: Homo Sapiens 1.43 x 10
-3 0.17 0.002
368 Neutrophil defensin 3 antimicrobial Order: Primates 1.79 x 10
-1 4.37 0.003
17966 HLA class II histocompatibility antigen, DR alpha chain adaptive immunity Species: Homo Sapiens 8.36 x 10
-3 5.27 0.003
17342 Calcium-activated chloride channel regulator 1 calcium transport Class: Mammalia 1.29 x 10
-2 2.74 0.004
Microbial
metaproteins (ID)
Description Function Taxonomy Average %
abundance
Fold change
(R/NR)
p-Value
8869 Riboflavin biosynthesis protein RibBA riboflavin biosynthesis Superkingdom: Bacteria 1.65 x 10
-3 12.24 0.002
23145 Chloramphenicol acetyltransferase 2 antibiotic resistance Species: Escherichia coli 1.43 x 10
-3 0.17 0.002
23148 UDP-N-acetylmuramoyl-tripeptide--D-alanyl-D-alanine
ligase
cell wall biogenesis/degradation Species: Synechocystis sp. PCC 6803 1.04 x 10
-2 0.10 0.003
20508 Polyphosphate kinase kinase Class: Gammaproteobacteria 2.03 x 10
-1 only in patients
with remission
0.003
3908 N-acetylneuraminate epimerase carbohydrate metabolism Family: Enterobacteriaceae 1.11 x 10
-3 only in patients
without remission
0.003
298
299
To disentangle host and microbial processes , we independently assessed metaproteomes attributed to 300
humans or microbiota (Figure 3) . Concerning the functional processes of the gut microbiome, the 301
abundance of proteins involved in vitamin 12 transport was significantly higher (p=0.014, ratio R/NR: 1.86) 302
and the abundance of proteins of microbial methanogenesis (p =0.003, ratio R/NR: 0.34) was found 303
significantly lower in patients who achieved remission. (Figure 3C). Other non -significantly different 304
processes in terms of their protein abundance included bacteriocin transport (p=0.059, ratio R/NR: 3.88), 305
glycerol metabolism (p=0.159, ratio R/NR: 0.26) or succinate metabolism (p=0.143, ratio R/NR 0.74). 306
No processes to which human proteins were grouped, were significantly altered , except for proteins 307
assigned to carbohydrate hydrolysis (p=0.024, ratio R/NR: ). Proteins of neutrophil granulocytes (p=0.143, 308
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ratio R/NR: 1.28) and proteins of mucosal functions (p=0.060, ratio R/NR: 1.42) were present in lower 309
abundance in patients who did not achieve remission. 310
311
312
Identification of disease-specific biomarker candidates for monitoring the success of IBD therapy 313
314
For the identification of disease-specific biomarker candidates for monitoring or predicting the success of 315
IBD therapy, only metaproteins with an average relative abundance of at least 0.01% in at least one patient 316
group (R -BL, R -W14, NR -BL, NR -W14) were considered. The most promising human and microbial 317
biomarkers, in our opinion, for which a pathogenesis contribution can be traced, are shown in Figure 4. 318
The first microbial biomarker shown, anthranilate synthase component 2 (Meta-Protein 15465, Salmonella 319
enterica) increases significantly during therapy in patients who did not achieve remission (NR-BL/NR-W14: 320
p<0.005). Furthermore, 3-octaprenyl-4-hydroxybenzoate carboxy -lyase (Meta -Protein 17989, Vibrio 321
vulnificus, R-BL/R-W14: p<0.001) was found significantly decreased and glutamate dehydrogenase (Meta-322
Protein 1031, Unknown Superkingdom , R-BL/R-W14: p=0.002 ) was found significantly increased in 323
remitting patients. 324
The abundance of the human proteins S100 -A8 (R-BL/R-W14: p=0.012) and CRP (R-BL/R-W14: p=0.036) 325
decreased in patients with remission in the course of therapy. Significant changes were also observed for 326
the human protein DEF3A (R-BL/NR-BL: p=0.001, R-BL/R-W14: p=0.021, NR-BL/NR-W14: p=0.007). Only in 327
patients without remission does the human protein LAMP1 (NR-BL/NR-W14: p=0.003) increase. In 328
contrast, the PGLYRP1 decreases significantly in patients with remission (R-BL/R-W14: p=0.001). Likewise, 329
the protein Granulins decreases significantly in remission patients (R-BL/R-W14: p<0.001). 330
In a first attempt to validate the finding from the metaproteomic biomarker discovery, LAMP1, as a 331
probable indicator for the failure of the therapy, was measured with ELISAs in fecal washes of UC patients 332
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(Figure S1). A large but statistically insignificant (p=0.069) increase in the abundance of LAMP1 in was 333
found in patients, who were not in remission. 334
335
336
337
Figure 4. Panel of potential marker metaproteins as violin plots. Relative abundance of the marker metaproteins in fecal samples 338
from IBD patients who achieved remission (R) and IBD patients who did not achieve remission (NR) at baseline and after 14 weeks 339
of biologics therapy. The means are illustrated as red dots. P -values were calculated with Wilcoxon signed -rank test (between 340
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timepoints of remitting or non-remitting patients) and Wilcoxon rank sum test (between remitting and non-remitting patients at 341
baseline). 342
343
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4. Discussion 344
Fecal metaproteome alterations through therapy in patients with remission 345
With the help of the analysis of the fecal metaproteomes from patients who achieved remission, a large 346
number of changes in the course of therapy could be determined. These are obvious by the large number 347
of significantly altered proteins and the significantly decreased proportion spectra assigned to human 348
proteins in the course of the therapy , which was described previously to be indicative of disease activity 349
[31]. 350
The changes indicate on the one hand that the immune response of this group of patients has decreased 351
and on the other hand that proteins of the microbial metabolism are present in increased abundance. 352
The significantly decreased abundance of intestinal barrier proteins, as well as the decrease in blood 353
proteins, indicate an increased integrity of the epithelial layer of the intestine [32, 33]. Furthermore, the 354
decreased abundance of proteins from neutrophilic granulocytes is a sign of less translocation to the gut 355
of these immune cells [34, 35], which are an important driver of inflammation in IBD. The significantly 356
decreased human proteins, immunoglobulins, lactotransferrin , or progranulin have already been 357
associated with IBD [36–38]. Their decline in abundance suggests an ameliorated disease course. The 358
significant decrease in PGLYRP1 also indicates less dysbiosis with the gut microbiome, as this protein , 359
which is also part of neutrophil extracellular traps ( NETs), recognizes bacterial cell wall structures and 360
initiates the inflammatory response [39, 40]. 361
The reduced dysbiosis is also recognizable in the significantly increased abundance of microbial metabolic 362
pathways, such as the PPW, the tricarboxylic acid cycle /succinate metabolism, or butyrate fermentation. 363
The PPW is crucial for biomass increase and growth and an increased abundance of its enzymes may 364
indicate a prosperous intestinal microbiome [41], further supported by increased transport of sugars and 365
peptides. The increased metabolism of succinate, which promotes the release of pro -inflammatory 366
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cytokines, could prevent the accumulation of it in the feces, which is a phenomenon observed in IBD 367
inflammation, and thereby further improve growth conditions [42]. Finally, butyrate fermentation in 368
particular is of great importance for the well-being of the patient, as butyrate serves as an energy source 369
for colonocytes and has great anti -inflammatory potential [43, 44]. The increased synthesis of butyrate 370
can also serve as an indicator of the stability of remission [45]. 371
372
Fecal metaproteome alterations through therapy in patients without remission 373
Based on the altered processes and proteins of the patients who did not achieve remission, a strongly 374
deviating reaction of the intestinal immune system and the gut microbiome to the therapy can be stated. 375
Immune-relevant processes and protein groups, like proteins from neutrophils or immunoglobulins, which 376
showed a clear decline in patients with remission, are not significantly decreased in this group of patients. 377
The increase of immunoglobulin light chain and immunoglobulin J -chain could also be a hint at the 378
formation of anti-drug antibodies, which are a major cause of therapy failure in biologics treatment [46], 379
The increased formation of microbiome targeting immunoglobulins was observed in active IBD [47], so 380
th95e target of those antibodies needs to be elucidated. Nevertheless, the secretion of immunoglobulins 381
into the gut lumen depends on the PIGR [48], which is one of the most significantly increased proteins in 382
non-remitting patients, supporting the hypothesis of an increased antibody response. 383
Other individual proteins, that have been described as the IBD susceptibility locus, such as VNN1 [49], or 384
that are associated with the immune response in IBD, like LAMP1 [50], are present in significantly 385
increased abundance after therapy. These findings indicate an ongoing inflammation whose character has 386
changed due to the induction of therapy. The reason for an ongoing inflammation could be the expansion 387
of apoptosis-resistant immune cells, which was observed in non -responding IBD patients in reaction to 388
biologics therapy. Immune modulatory therapies have also been shown to increase LAMP1 abundance 389
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[51], which is often used to measure degranulation and cytotoxic potential of cytotoxic lymphocytes [52]. 390
Increased cytotoxicity was observed in IBD patients in association with increased apoptosis in the intestinal 391
mucosa [53]. Identification of epithelial proteins like VNN1, PIGR, and CLCA1 among the most significantly 392
increased proteins and the significant increase in the abundance of intestinal barrier proteins in general, 393
would support this hypothesis. Increased abundance of proteins from neutrophilic granulocytes, especially 394
antimicrobial DEF3A, could be a reaction to increased microbial evasion due to barrier defects. As microbial 395
metabolite synthesis, like butyrate fermentation or formate synthesis, which is significantly decreased in 396
non-remitting patients, potentially limits the cytotoxic effects of immune cells [54, 55], the lack of a healthy 397
microbiome could contribute to therapy failure. 398
Nevertheless, there are some changes in the metaproteome of these patients that indicate at least a 399
slightly beneficial response to therapy. Proteins of microbial vitamin B12 transport were significantly 400
increased, which could indicate a reduced dysbiosis of the gut microbiome [56]. Furthermore, the 401
abundance of human blood proteins was halved. As fecal hemoglobin was previously identified as a 402
biomarker for intestinal inflammation [57], the decline of blood proteins could indicate at least a minor 403
amelioration of the disease. This is also supported by the reduction of proteins coupled to the complement 404
system. As this pathway is part of the innate immune response and the response to microbial -associated 405
molecular patterns this could also be a hint to less pronounced microbial dysbiosis. 406
407
Fecal metaproteome alterations between patients with and without remission at baseline 408
As there are no reliable biomarkers to predict the success of a therapy and clinicians often empirically try 409
different drugs to achieve remission [58], our final comparison aimed to identify metaprotein patterns, 410
that are likely to predict the success of biologics therapy before the therapy started. 411
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In healthy individuals, the defense against pathogenic organisms in the human intestine takes place 412
through a balanced reaction of the innate and adaptive immune system [59]. Increased immune response 413
is seen at the onset of therapy, particularly in patients who subsequently achieve remission. Proteins of 414
the innate immune system, such as neutrophil DEF3A, and the adaptive immune system, such as HLA class 415
II histocompatibility antigen, are increased significantly in remitting patients . A high amount of alpha -416
defensins was indeed described as a prediction of therapy response in IBD therapy before [60]. 417
Furthermore, ROS are an important instrument of the intestinal immune response. But they represent a 418
double-edged sword in the pathogenesis of IBD, as a fine -tuned regulation is necessary to eliminate 419
pathogens, but at the same time avoid killing commensal microorganisms and damage tissue. The 420
increased abundance of microbial proteins that synthesize the antioxidants riboflavin and polyphosphate 421
in patients, who achieve remission suggests an active contribution of the gut microbiome to tissue 422
protection in these individuals [61]. In contrast, microbial processes that act as a sink for the anti -423
inflammatory molecule hydrogen [62], such as methanogenesis and glycerol metabolism, are more 424
prevalent in patients who do not achieve remission. These changes indicate an imbalance of the immune 425
response and the microbiome concerning oxidative stress, which possibly promotes the depletion of 426
beneficial microorganisms and tissue damage, which seems to extend during the therapy, as stated above. 427
This hypothesis is underlined by the increased abundance of blood proteins in patients without remission. 428
Furthermore, the increased abundance of chloramphenicol acetyltransferase 2 in non-remitting patients 429
hints at an involvement of the gut resistome, which is expanded in many diseases [63]. 430
For other significantly changed proteins like Double home obox protein 4-like protein 4 , a transcription 431
factor or centromere protein F, a marker for poor prognosis in cancer [64, 65], no connection to IBD or gut 432
immunity is described underlining the knowledge gaps still existing. 433
In general, predictive biomarkers are described as dependent on used biologic [66], which renders the 434
general assessment of predictive biomarkers hard in the present study. Nevertheless, as microbiome 435
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fitness and human protein biomarkers are included in nearly all predictive models, the prediction of 436
therapy success using metaproteomics appears feasible. Taking into account other omics levels, like 437
metabolomics, and a personalized approach, thereby benefitting from knowledge about e.g., individual 438
polymorphisms of a patient, would further improve prediction potential [67]. 439
Identification of disease-specific biomarkers 440
To be able to predict the success of therapy before medication or to assess the effectiveness of ongoing 441
therapy, the search for biomarkers is a central topic of ongoing research. As we opted to identify markers, 442
which are present in easily detectable abundances, we only considered metaproteins with an average 443
relative abundance of at least 0.01% in at least one patient group (R-BL, R-W14, NR-BL, NR-W14). 444
In particular, fecal calprotectin (FC) and CRP have been investigated in a large number of studies using 445
antibody-based methods such as ELISA [68–70]. Although their use is often hindered by disadvantages 446
such as a lack of specificity [71], we considered them as biomarkers in our cohort. Both show a significant 447
decrease in patients with remission, but there is n o significant difference between patients with and 448
without remission at baseline to predict therapy success. Taken together with the observation of outlying 449
individuals, the need for more specific biomarkers or a panel of biomarkers is obvious. 450
The earlier-mentioned increased antimicrobial potential in patients without remission is supported by the 451
consideration of DEF3A. Furthermore, the data presented in Figure 4 regarding the abundance of the 452
proteins of neutrophil granulocytes are depicted reliably, so the protein seems to be suitable as a marker 453
protein for the invasion of this type of leukocyte. The violin plot (Figure 4) further implies that a high 454
amount of DEF3A, which has broad antimicrobial activity [72], in a patient's feces predicts therapy success 455
at baseline, whereas a low amount could be proof of a successful therapy after termination. Interestingly, 456
high DEF3A was also evaluated as a positive predictive marker in cancer immunotherapy [73]. 457
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A marker for reduced dysbiosis in remission patients could also be the human PGLYRP1. Since this protein 458
is involved in antigen recognition [40], the decrease in this protein may indicate reduced invasion of 459
intestinal tissue by microorganisms. The significant decrease in granulins also indicates a decrease in 460
immune response and inflammation in remission patients. 461
In contrast, the significant increase in LAMP1, an essential protein of natural killer cell cytotoxicity [74], 462
may indicate a change in the nature of inflammation in patients without remission. This means physicians 463
may have to change the therapeutic strategy, for example to antibodies against NKG2D, which induces 464
cytolytic natural killer cells and T-cells upon interaction with stress-related molecules [75]. The validation 465
of LAMP1 with an ELISA also showed a higher abundance in non -remitting patients, but the increase was 466
not significant. Nevertheless, the strong elevation in distinct patients showed the relevance of the protein 467
for specific individuals supporting a precision medicine approach to the treatment of IBD patients. 468
As all human markers depicted in Figure 4 are also described in other malignancies [73, 76–80], their 469
specificity in IBD has to be evaluated further. Since microbial dysbiosis and associated functional and 470
taxonomic differences are hallmarks of IBD, there are also many attempts to discover microbial biomarkers 471
for disease monitoring or responsiveness to therapies . The significant differences in the microbial 472
biomarkers proposed in Figure 4 show, that they are suitable for disease monitoring. Markers for the 473
different development of microbial metabolism in patients with and without remission could be 474
anthranilate synthase component 2 (Meta-Protein 15465, Salmonella enterica), which is involved in of the 475
tryptophan metabolism and quorum sensing [81]. An increased tryptophan metabolism is under 476
investigation to aggravate disease activity in IBD patients [82]. Furthermore, anthranilate has antimicrobial 477
potential and by increasing in patients who did not achieve remission, the antimicrobial milieu in these 478
patients could be further worsened. Furthermore, the species the metaprotein is annotated to, Salmonella 479
enterica, is described to benefit from inflammation, to overcome colonization resistance and to play a role 480
in the onset of IBD [83, 84]. 481
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In contrast a decreasing abundance of 3 -octaprenyl-4-hydroxybenzoate carboxylyase (Meta-Protein 482
17989, Vibrio vulnificus ), which catalyzes an intermediate step in the biosynthesis of ubiquinone, an 483
antioxidant and tested as supplement in inflammatory diseases, could serve as a marker of less oxidative 484
stress and a more hospitable environment for microorganisms. A similar sign of regrowth of a beneficial 485
gut flora could be glutamate dehydrogenase (Meta-Protein 1031, Unknown Superkingdom) , which has 486
great importance for microbes in gut colonization and is the most abundant metaprotein found in fecal 487
samples from healthy individuals [85, 86] . Nevertheless, as the gut microbiome underlies huge 488
interindividual and intraindividual changes, finding a single microbial marker protein remains a challenging 489
task, and a panel of marker proteins or the functional assessment of the microbiome might be more 490
promising. 491
492
Despite the ability of metaproteomics to characterize the induced changes in the remission of IBD patients 493
in contrast to non-remitting patients, the present study has limitations. Due to the small number of study 494
participants, the power of the statistical data analysis is limited. Furthermore, the field of participants is 495
quite heterogeneous with regard to their disease. In the evaluation, neither the type of disease (UC, CD) 496
or its local occurrence nor the type of therapeutic agent was considered. Due to the different mechanisms 497
of action of the drugs, different changes in the gastrointestinal microbiome are to be expected [87], 498
leading to specific metaproteome patterns especially between patients treated with different biologics. 499
This could minimalize the observations on the microbial aspects of the analysis. Larger clinical panels , 500
taking into account the different biologics and disease subtypes, to evaluate the differences identified here 501
would be useful. 502
Furthermore, the influence of environmental influences, e.g. changes in the patient’s diet in the course of 503
therapy, on the metaproteome of the study participants is difficult to assess, which could make the already 504
large interindividual differences even more significant. 505
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Moreover, many identified meta-proteins, some of which changed significantly in the course of therapy, 506
could not be annotated. Analyzing different metaproteomic data sets may hold potential to help in 507
annotation of these potentially disease relevant features [88]. 508
509
Fecal metaproteomics enabled us to monitor the success of biological -based IBD therapy deduced from 510
proteins linked with inflammation and bacterial metabolisms, showing its potential for clinical application. 511
Remitting patients showed a decrease in immune functions, in particular, decreased abundance of 512
neutrophilic proteins and an increased abundance of several microbial functions, like butyrate synthesis. 513
The fecal metaproteomes of patients with an unsuccessful therapy were marked by increased abundance 514
of immunoglobulin proteins and signs of cytotoxicity and tissue damage. Furthermore, we proposed 515
several new potential biomarker candidates, which could also be of interest for further antibody -based 516
monitoring of IBD therapy. 517
518
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5. Funding 519
This research was supported by the German Research Foundation (Deutsche Forschungsgemeinschaft, 520
DFG) under Germany’s Excellence Strategy –EXC2167-Project ID 390884018 “Precision Medicine in Chronic 521
Inflammation” (K.A.) the RU5042-miTarget (to K.A.), the EKFS (Clinician Scientist Professorship, K.A.), the 522
BMBF (eMED Juniorverbund “Try-IBD” 01ZX1915A). 523
524
6. Acknoledgements 525
Not applicable. 526
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7. Data Availability Statement 527
The mass spectrometry proteomics data have been deposited to the ProteomeXchange Consortium via 528
the PRIDE partner repository with the dataset identifier PXD053257. 529
Reviewer access details 530
Log in to the PRIDE website using the following details: 531
Project accession: PXD053257 532
Token: ZUI01Soinr2K 533
Alternatively, reviewer can access the dataset by logging in to the PRIDE website using the following 534
account details: 535
Username:
[email protected] 536
Password: z6IsKunGzcvs 537
8. Conflicts of Interest: 538
Not applicable. 539
540
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9. Author contributions: 541
● Conceptualization: R.H., K.A. 542
● Experiments metaproteomics: J.L., P.H. 543
● ELISA experiments: L.W., S.N., F.T., S.T. 544
● Data evaluation: J.L., M.W., L.W., S.N., F.T., S.T. 545
● Bioinformatics: K.S., J.L., M.W. 546
● Graphical abstract: K.S. 547
● Supervision: R.H., K.A. 548
● critical revision of the manuscript: D.B., M.G., R.H., K.A., K.S., U.R., P.R. 549
● writing—original draft: M.W. 550
● writing—review and editing: R.H., K.A. 551
552
All authors have read and agreed to the published version of the manuscript. 553
554
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