Abstract
Objective To assess risk factors for persistence vs improvement and to describe clinical characteristics and
diagnostic evaluation of subjects with post-acute sequelae of COVID-19/post-COVID-19 syndrome (PCS)
persisting for more than one year.
Design Nested population-based case-control study.
Setting Comprehensive outpatient assessment, including neurocognitive, cardiopulmonary exercise, and
laboratory testing in four university health centres in southwestern Germany (2022).
Participants PCS cases aged 18 to 65 years with (n=982) and age and sex-matched controls without PCS
(n=576) according to an earlier population-based questionnaire study (six to 12 months after acute infection,
phase 1) consenting to provide follow-up information and to undergo clinical diagnostic assessment (phase
2, another 8.5 months [median] after phase 1).
Main outcome measures Relative frequencies of symptoms and health problems and distribution of
symptom scores and diagnostic test results between persistent cases and controls. Additional analysis
included predictors of changing case or control status over time with adjustments for potentially confounding
variables.
Results
At the time of clinical examination (phase 2), 67.6% of the initial cases (phase 1) remained cases,
whereas 78.5% of the controls continued to report no health problems related to PCS. In adjusted analyses,
predictors of improvement among cases were mild acute index infection, previous full-time employment,
educational status, and no specialist consultation and not attending a rehabilitation programme. Among
controls, predictors of new symptoms or worsening with PCS development were an intercurrent secondary
SARS-CoV-2 infection and educational status. At phase 2, persistent cases were less frequently never
smokers, had higher values for BMI and body fat , and had lower educational status than controls.
Fatigue/exhaustion, neurocognitive disturbance, chest symptoms /breathlessness and
anxiety/depression/sleep problems remained the predominant symptom clusters, and e xercise intolerance
with post -exertional malaise for >14 h (PEM) and symptoms compatible with ME/CFS (according to
Canadian consensus criteria) were reported by 35.6% and 11.6% of persistent cases, respectively. In adjusted
analyses, significant differences between persistent cases and stable controls (at phase 2) were observed for
neurocognitive test performances, scores for perceived stress and subjective cognitive disturbances,
symptoms indicating dysautonomia, depression and anxiety, sleep quality, fatigue, and quality of life. In
persistent cases, handg rip strength, maximal oxygen consumption, and ventilator efficiency were
significantly reduced. However, there were no differences in measures of systolic and diastolic cardiac
function, in the level of pro -BNP blood levels or other laboratory measurements (including complement
activity, serological markers of EBV reactivation, inflammatory and coagulation markers, cortisol, ACTH
and DHEA-S serum levels). Screening for viral persistence (based on PCR in stool samples and SARS-CoV-
2 spike antigen levels in plasma in a subgroup of the cases) was negative. Sensitivity analyses (pre-existing
illness/comorbidity, obesity, PEM, medical care of the index acute infection) revealed similar findings and
showed that persistent cases with PEM reported more pain symptoms and had worse results in almost all
tests.
Conclusions
This nested population-based case-control study demonstrates that the majority of PCS cases
do not recover in the second year of their illness, with patterns of reported symptoms remaining essentially
similar, nonspecific and dominated by fatigue, exercise intolerance and cognitive complaints . We found
Objective
signs of cognitive deficits and reduced exercise capacity likely to be unrelated to primary cardiac
or pulmonary dysfunction in some of the cases, but there was no major pathology in laboratory investigations.
A history of PEM >14 h which was associated with more severe symptoms as well as with more objective
signs of disease may be a pragmatic means to stratify cases for disease severity.
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What is already known on this topic
Self-reported health problems following SARS -CoV-2 infection have common ly been
described and may persist for months. They typically include relatively non-specific complaints
such as fatigue, exertional dyspnoea, concentration or memory disturbance and sleep problems.
The incidence of this post-COVID-19 syndrome (PCS) is varying and associated with
sociodemographic variables, pre -existing disease and comorbidities, the severity of the acute
SARS-CoV-2 index infection, and some other factors. The long-term prognosis is unknown and
may differ for different symptoms or symptom clusters . E vidence of measurable single or
multiple organ dysfunction and pathology and their correlation with self-reported symptoms in
patients with non-recovery from PCS for more than a year have not been well described.
What this study adds
The study describes the severity of the index infection, lower educational status, no previous
full-time employment, and (need for) specialist consultation or a rehabilitation programme (the
latter probably due to reverse causation) as factors for non-recovery from PCS , and found no
major changes in symptom clusters among PCS cases persisting for more than a year . After a
comprehensive medical evaluation of cases and controls and adjusted analyses, objective signs
of organ dysfunction and pathology among persistent PCS cases correlated with self -reported
symptoms, were detected more often among cases with longer lasting p ost-exertional malaise,
and included both reduced physical exercise capacity (diminished handgrip strength, maximal
oxygen consumption and ventilatory efficiency), and reduced cognitive test performances while
there were no differences in the results of mu ltiple laboratory investigations after adjustment
for possible confounders.
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Introduction
The severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) pandemic resulted in over
750 million confirmed cases worldwide. [1] Besides morbidity and mortality in the acute phase
of the infection, considerable post -acute health problems and sequelae are reported. [2–5] The
WHO defined post -coronavirus disease 2019 [ COVID-19] condition as the continuation or
development of new symptoms after acute SARS -CoV-2 infection, lasting for at least two
months, and being unexplained by an alternative diagnosis.[6] Slightly different definitions and
alternative wording (such as long COVID-19 [LC]), post -acute sequelae of SARS -CoV-2
infection [PASC], or post -COVID-19 syndrome [PCS]) have been used [7,8] and are in part
relevant for the widely differing prevalence estimates in previous studies. [9] Furthermore,
previous prevalence estimates may have been biased since many of the early studies focused
on hospitalized or healthcare-seeking patients only,[10–12] although most COVID-19 patients
do not require medical treatment for the acute infection. Further l imitations have been the
difficulty of including an uninfected control group to estimate background prevalence s of
symptoms. In fact, many studies have assessed PCS prevalence and trajectories by using various
questionnaires asking for self-reported health problems. Although many of the symptoms may
impact everyday functioning, health -related quality of life and work ability, [3,4] they lack
specificity (i.e. they can have many other causes and overlap with other conditions), are usually
not well evaluable in claims data studies and have often not been validated through systematic
protocol-prespecified diagnostic studies.
More recently, several diagnostic studies have been able to confirm some impaired
neurocognitive functions[13–17] in PCS patients, while the results for cardiac and pulmonary
function tests have been variable and less consistent.[18,19] Laboratory studies have suggested
a number of altered blood biomarkers (such as various cytokines/chemokines, immune cell
markers, plasma metabolites and cortisol) with potential pathophysiologic and diagnostic
relevance in PCS patients .[20–23] Many of the clinical or laboratory diagnostic studies,
however, were small, lacked appropriate controls, adjustments (e.g. for age and sex, smoking
and body composition, educational or socioeconomic status, severity of the acute infection and
pre-existing or concomitant disease ), or showed only subtle changes compared to controls.
Higher body mass index (BMI), for example, has been predictive for persisting dyspnoea in
COVID-19 patients. [24] Obesity has been reported as a risk factor for PCS ,[10,25,26] and
mechanistic evidence of why obesity could make people more susceptible to PCS has been
provided.[27] Outside the COVID-19 context, BMI in association with sex has been found to
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be a major confounder in studies [28] of proinflammatory markers, and obesity has also been
associated with cognitive dysfunction. [29] Cognitive dysfunction, interestingly, has been
measurable after COVID-19 in subjects who w ere asymptomatic or had no more symptoms
than age - and sex -matched uninfected controls. [30,31] Symptom-based phenotypic
stratification of PCS, although attractive and intriguing, thus, may be misleading in diagnostic
studies if not evaluated against adequate controls and adjusted for potential confounders.
The aim of this study w as to medically validate PCS cases that were defined as such in our
previous population -based study of SARS -CoV-2 infected adults (6 to 12 months after
infection) based on self -reported new symptoms with moderate to severe impairment in daily
life plus either impaired general health or work ability.[32] From this population, we invited a
number of PCS case s and control s (the latter being asymptomatic and reporting complete
recovery from SA RS-CoV-2 infection) to undergo a comprehensive outpatient medical
examination and clinical evaluation, including standardized and validated questionnaires,
neurocognitive and cardiopulmonary testing and laboratory investigation s. We hypothesized
that roughly half of the cases following the invitation would be persistent cases at the time of
medical examination and expected that our clinical evaluation of persistent cases would result
in an appreciable proportion of cases with measurable organ dysfunction an d pathology and
would show significant differences in at least one of the medical tests compared to stable
controls. We were also interested in markers and risk factors for more severe disease and its
possible underlying pathophysiology.
Materials and methods
Study design and selection of participants
This study was a prospective, multicentre, observational , nested case -control study. Subjects
with (cases) and without PCS (controls) were recruited from the EPILOC ( Epidemiology of
Long Covid) phase 1 non -interventional, population -based questionnaire study that included
subjects aged 18 to 65 years who had tested positive for SARS-CoV-2 by PCR between October
1st, 2020 and April 1st, 2021, and whose infection had been notified (compulsory according to
the German Infection Protection Act) to the responsible local public health authority (in four
administratively and geographically defined regions in the Federal State of Baden-Württemberg
in southwestern Germany). Briefly, the s tudy[32] (registered with “Deutsches Register
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7
Klinischer Studien”, DRKS 00027012) that was conducted six to 12 months after acu te
infection categorized 28.5% of the 11,710 evaluable respondents as suffering from PCS (cases),
whereas 38% of the respondents were considered as (PCS-free) controls.
The PCS case definition used was “general health or working capacity recovered to a le vel no
more than 80% (compared to pre -COVID-19), and any new symptom (a list of 30 symptoms
was provided, three additional symptoms could be added) of moderate to strong degree
regarding impairment in daily life and not already present before the acute infection (excluding
vomiting, nausea, stomach ache, diarrhoea, chills, fever)”. Subjects who had recovered to >80%
(of general health and work ability perceived in the time before acute infection) and reported
no new symptoms of grade moderate to strong qualified as controls.
From the phase 1 PCS cases and controls, we invited participants into the phase 2 nested case -
control study. A total of 982 case s and 576 frequency-matched age- and sex-matched controls
followed the invitation and underwen t a comprehensive clinical evaluation at one of the four
study sites ( supplementary figure S1 ). The unequal sampling ratio was based on the
assumption that a significant number of phase 1 cases might have had recovered until
presentation in phase 2 , while we expected that only a small number of controls might have
developed new symptoms compatible with PCS at the time of the clinical evaluation in phase
2. The study was registered with “Deutsches Register Klinischer Studien” (DRKS 00027362).
All participants provided written informed consent, and the ethics committees of the respective
universities approved the study.
Data sources and measurements
Besides the information collected during the phase 1 s tudy (see ref. [32]), we again used data
from a number of standardized questionnaires that included sociodemographic characteristics,
lifestyle factors, SARS-CoV-2 vaccines received, medical history and current symptoms. The
symptom questionnaire contained the same items as in phase 1 and asked for medical treatment
of current symptoms, for the grade to which each symptom impaired daily life and activities
(“how much do you feel impaired by this at the moment?”) using a 4-point Likert scale (none,
light, moderate, or strong) and for the degree of general health and working capacity regained
(compared with the time before the index infection). We evaluated individual symptoms , but
also symptom clusters composed of highly interrelated individual symptoms as defined earlier
after analysis of the phase 1 study results .[32] Based on this information, we defined
participants either as persistent (or improved) PCS case or as stably recovered control(dubbed
“stable control”) or “worsened control”, using the same definition as in phase 1.
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Clinical assessments: Apart from taking the medical history, the study physician completed a
modified Med ical Research Council Dyspnoea Scale (mMRC), ask ed for post -exertional
malaise and its duration,[33] and clarified questions and responses to the questionnaires. The
participants underwent a complete physical e xamination, including measurements of height,
weight, heart rate (HR) at rest, and blood pressure.
The maximal grip strength was recorded after three measurements of both hands with a digital
hand dynamometer. Whole body composition was measured using a multifrequency
bioelectrical impedance analysis device and expressed as % body fat. Methodological de tails
are included in supplementary text S1.
Validated questionnaires: Study participants were asked to fill validated questionnaires on sleep
quality (Pittsburgh Sleep Quality Index [PSQI], Insomnia Severity Index [ISI], Epworth
Sleepiness Scale [ESS]), f atigue (Chalder Fatigue Scale [CFQ -11]), health-related quality of
life (Short Form-12 Health Survey [SF-12]), assessing both physical and mental components),
symptoms of depression (Patient Health Questionnaire 9 [PHQ -9]), anxiety (Generalised
Anxiety Dis order 7 [GAD -7]), perceived stress (10 -item Perceived Stress Scale [PSS -10]),
subjective cognition (“Fragebogen zur geistigen Leistungsfähigkeit” [FLei]), and dysautonomia
symptoms (Composite Autonomic Symptom Score 31 [COMPASS -31]). More details and
References
are given in supplementary text S1).
Neurocognitive tests: All subjects were asked to undergo neuropsychological tests administered
by trained clinical staff. The test battery included the Montreal Cognitive Assessment (MoCA),
the Trail Making Test p art B (TMT -B), and the Symbol Digit Modalities Test (SDMT)
(supplementary text S1).
Cardiopulmonary function tests : We recorded resting 12 -lead electrocardiograms (ECG) and
pulse oximeter measurements of peripheral oxygen saturation (SpO2). Resting echocardiograms
were performed according to current guidelines, with determination of the left ventricular
volume and ejection fraction (LV-EF), the ratio between early mitral inflow and mitral annular
early diastolic velocities (LV-E/e'), the ratio of maximal ea rly to late diastolic transmitral flow
velocity (LV-E/A), and grading of diastolic dysfunction (supplementary text S2).
Participants underwent cardiopulmonary exercise testing (CPET) using a ramp protocol on the
cycle ergometer. Before CPET, spirometry was conducted to assess lung function with
recording of the forced expiratory volume in one second (FEV1), and the forced vital capacity
(FVC). During CPET, blood pressure, SpO2, and ECG with HR were monitored. We evaluated
the following CPET parameters: HR, oxygen uptake (VO 2max), breathing reserve (BR),
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9
respiratory exchange ratio (RER), and the slope of minute ventilation to carbon dioxide
production (VE/VCO2 slope). More details are included in supplementary text S2.
Laboratory investigations: Routine labor atory investigations included a rapid chromatographic
immunoassay (for SARS -CoV-2 antigen in nasopharyngeal samples), blood cell counts,
coagulation, clinical chemistry, levels of C -reactive protein (CRP), thyroid stimulating
hormone (TSH), glycated haemog lobin (HbA1c), N -terminal pro -brain natriuretic peptide
(proBNP), classical pathway complement haemolytic activity (CH50) (determined for
participants at two centres), antibodies against CMV, SARS-CoV-2 nucleocapsid (N) protein
and the S1 receptor binding domain of the viral spike glycoprotein, and others (see
supplementary text S 3 for analytes and methods). Cortisol, ACTH and DHEA -S levels in
frozen morning blood samples were measured centrall y using standard methods (see
supplementary text S3 for details). Additional laboratory investigations in our central virology
laboratory included the measurement of antibodies to Epstein -Barr virus (EBV) antigens, of
spike antigen in serum (in a subgroup of persistent cases and controls), and SARS-CoV-2 RNA
by RT-PCR in faecal samples (see supplementary text S3 for detailed methodologies).
Statistical methods
Participant characteristics were analysed descriptively. Predictors of case-control status change
from phase 1 to phase 2 were evaluated using logistic regression. Regression models were run
separately for phase 1 cases and phase 1 control s and mutually adjusted odds ratios were
calculated for improvement in cases (no longer fulfilling the case definition) and worsening in
controls (no longer fulfilling the control definition).
Results
of standardised questionnaires, neurocognitive tests, laboratory measurements,
electrocardiographic, echocardiographic, and spiroergometric parameters were presented as
least square means for persistent cases, improved cases, worsened controls and stable controls.
Due to a high correlation between PSQI, ISI, and ESS, we present only the results for the PSQI
instrument.
We used analysis of covariance with adjustment for sex-age class combinations and university
entrance qualification. Additional adjustments were made as indicated. Geometric instead of
natural means are reported where appropriate. The area under the receiver operating
characteristic curve (AUC) for discrimin ation of persistent cases versus stable controls
(excluding improved cases and worsened controls), based on logistic regression, is also
reported. Statistical procedures were performed with the SAS statistical software package
(release 9.4 SAS Institute Inc.) or R version 4.3.2.
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10
Patient and public involvement
This study was conducted in rapid response to the SARS -CoV-2 pandemic, a public health
emergency of national and international concern. Neither patients nor the public were directly
involved in the design, conduct, or reporting of this research. We were aware from engagement
of and discussion with patient support groups that further information on the medium- and long-
term prognosis of PCS and a comparison with ME/CFS were desired.
Results
Baseline characteristics of the study participants
The study included 982 participants who were phase 1 cases and 576 age and sex -matched
phase 1 controls. As shown in supplementary table S1, the sex and age distributions were (as
expected by design) similar in cases and controls. Most ( circa 65%) participants were female,
and the mean age was 48 years. The mean time between phases 1 and 2 was 9.1 months in cases
(range 3.0 to 14.2 months) and 8.4 months in controls (range 2.9 to 14.0 months), respectively.
A similar proportion of cases versus controls experienced a secondary SARS-CoV-2 infection
(23%) and almost all had been vaccinated against SARS-CoV-2 once or more times before
phase 2 (supplementary table S1).
Differences between cases and controls already kn own from the analysis of phase 1 data
included the proportion of obese participants, smokers, pre -existing diseases, medical care
(outpatient or inpatient versus none) for the earlier index acute SARS -CoV-2 infection (each
higher among cases), and educational level (fewer cases with university entrance qualification).
Healthcare utilization in the last 6 months prior to phase 2 examination (in particular regarding
specialist physician consultation) and attending a rehabilitation programme were also much
more frequent among case s. Supplementary figure S2 describes the probability of
participation in cases and controls by selected baseline characteristics.
Risk for PCS persistence
Roughly two-thirds (67.6%) of the 982 participants classified as phase 1 cases were considered
persistent cases (according to our PCS case working definition) after the phase 2 clinical
assessment. Most of the remaining phase 1 cases (30.1%) had improved until phase 2, but only
very few (2.2%) were classified as complete clinical recovery ( figure 1 ). Conversely, the
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majority (78.5%) of controls from phase 1 who participated in phase 2 were classified as stable
controls, but almost one-fifth (18.9%) reported new symptoms (without fulfilling the PCS case
definition), and 2.6% were clas sified as (new -onset) PCS cases ( figure 1 ). Supplementary
figure S3 displays changes in the prevalence of the five main symptom clusters among the
participating phase 1 cases as evaluated in phase 2. In the overall population, the net prevalence
of all symptom clusters, except anxiety, depression or sleep disorder decreased, most prominent
for smell and taste disorders (supplementary figure S3).
As summarized in figure 1 (and detailed in supplementary table S2 ), predictors of
improvement (either to intermediate or control status) among cases in an adjusted analysis were
educational status ( university entrance qualification ), full-time employment (at phase 1), no
medical care/treatment of the acute index infection (as a proxy for milder acute infection), and
no (need for) specialist consultation within the last six months or participation i n a post -
COVID-19 rehabilitation program (the latter two probably a result of reverse causation). For
controls, the odds of wor sening until phase 2 were higher with lower educational status and
after a secondary SARS -CoV-2 infection since phase 1. SARS -CoV-2 vaccination had no
measurable association with improvement in cases or worsening in controls. Also, age, sex, or
the time between phase 1 and phase 2 was not statistically significantly associated with case-
control status changes (supplementary table S2).
Clinical evaluation of persistent PCS cases
In a comparison of the characteristics of persistent cases with those of improved cases,
worsened controls and stable controls ( table 1), we found differences in educational status,
smoking, BMI (as well as obesity prevalence and body fat), medical care/treatment of the acute
SARS-CoV-2 index infection and prevalence of comorbidities. The proportion of participants
with obesity was highest in persistent case s (30.2% compared with 12.4% in stable control s),
and many more stable controls than persistent cases have had no medical care for their acute
index infection, had obtained university entrance qualification and were never smokers ( table
1). We found a much higher current use of medication in persistent cases versus stable controls
across all anatomical-therapeutic-chemical (ATC) groups (supplementary table S3). The three
drug classes with the largest ratio between persistent cases and stable controls were ATC N06
(including antidepressants), drugs against peptic ulcer disease and reflux (ATC A02B), and beta
blockers (ATC C07).
Predominant symptoms, symptom clusters and symptom severity: An analysis among persistent
cases of the frequency of all reported symptoms with all degrees of impairment
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(supplementary figure S4) showed the predominance of individual complaints and symptoms
that we summarize in the symptom clusters “fatigue”, “neurocognitive disturbance”, “chest
symptoms”, “smell or taste disorder”, and “anxiety/depression/sleep disorder” . As shown in
supplementary figure S4, there were some differences in individual symptom prevalence and
severity between females and males (with females being more affected - similar to findings in
phase 1), and several individual symptoms were scored comparatively low regarding their grade
of daily life impairment (for example dizziness, par aesthesia, confusion and chest pain ).
Abdominal symptoms, fever and chills, and skin problems were rare, similar to what we found
in phase 1.
We next displayed the distribution of (case -defining, i.e. moderate or severe) predominant
symptoms and symptom clusters among persistent cases versus the ot her subgroups, together
with the scoring results from corresponding validated questionnaires either as proportions at
relevant cut-offs (table 2) or as adjusted average ratings (figure 2). As shown in table 2, fatigue,
neurocognitive disturbance , and chest symptoms were among the predominant symptom
clusters of persistent cases. We observed a large overlap of these three clusters among persistent
cases, with a substantial proportion (26.8%) reporting moderate or severe symptoms in all three
main s ymptom clusters ( supplementary figure S5 ). The second large st overlap was the
combination of fatigue and neurocognitive disturbance (prevalence, 20.1%). These three main
symptom clusters comprised the vast majority (90.4%) of persistent cases.
The frequency estimates for a given symptom or symptom cluster varied somehow with more
detailed questioning or rating, allowing a more valid estimation of severity. Fatigue as the most
prevalent self-reported symptom cluster (based on reporting chronic fatigue or rap id physical
exhaustion of moderate or strong grade in the symptom questionnaire), for example, had a
prevalence among persistent cases of 67.6%, while the prevalence assessed with the CFQ -11
scale at a bimodal score >3 (earlier defined as a “fatigue case”) or at a total score >19 was
92.1% and 69.8%, respectively. The prevalence of extreme fatigue (CFQ -11 total score >29)
was relatively low among persistent cases (9.2%) (table 2).
We also assessed the prevalence of fatigue with PEM lasting >14 hours (35.6%) and of
symptoms compatible with an ME/CFS-like condition (11.6%). Interestingly, the frequency of
individual symptoms (of any degree) among PEM (lasting >14 hours) cases differed somehow
from those persistent cases who had no PEM . Persistent cases with PEM had more symptoms
than persistent cases without PEM. In particular , pain syndromes (chest pain, myalgia, joint
pain, melalgia, headache), confusion and dizziness were more often reported by cases with PEM
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(apart from fatigue and exhaustion) (supplementary figure S4 ). PEM was highly prevalent
(>50%) among persistent case s who reported symptoms from all three dominant clusters
(fatigue, neurocognitive disturbances, chest symptoms) (supplementary figure S6).
Neurocognitive impairment remained the second most frequent symptom cluster (per symptom
questionnaire) after fatigue in persistent cases, which correlated well with the FLei
questionnaire results (table 2). Concentration difficulties were slightly more often reported than
memory difficulties, and using a FLei memory subscore at a cut-off >19 confirmed this pattern.
Dyspnea was most often non -severe when assessed with mMRC grading (table 2 ). The
prevalence of mMRC grade 1 dyspnea among persistent cases was 41.8%, and dyspnea of grade
2 or more was seen in 10.5%. Symptoms of anxiety, depression, and sleep disorder s (that had
earlier been classified as a single cluster of highly interrelated symptoms) were also much more
prevalent among persistent cases than among stable controls . Both s leep problems and
depressive symptoms, as reported via the symptom questionnaire , interestingly, appeared
somehow over rated when compared with the results of the validated questionnaire s at
conventional cut-offs ( table 2), whereas anxiety as (moderate or severe) symptom appeared
somehow underrated compared with the frequency of a GAD-7 score >9 (suggesting moderate
to severe anxiety).
The a verage scores of CFQ -11, FLei, GAD-7, PHQ -9 and PSQI differed substantially and
consistently between persistent cases and the other subgroups, and all these instruments
discriminated persistent cases from stable controls very well , with the CFQ -11 having the
highest AUC (>0.90) (figure 2).
Symptoms of dysautonomia : Based on earlier experience that autonomic nervous system
dysfunction may be common among patients with long COVID -19 or with ME/CFS, we
included the COMPASS -31 instrument as a screening questionnaire covering the history of
orthostatic intolerance and o ther components of dysautonomia. As shown in figure 2 , the
average COMPASS-31 score among persistent cases was 13 compared with 19 (suggesting moderate or severe
dysautonomia) was 40.7%. Almost half of the persistent cases (49.7% compared with 7.5% of
stable controls) indicated t hat they experienced weakness, dizziness, lightheadedness, or
difficulty thinking after standing up from sitting or lying down , suggesting orthostatic
problems.
Perceived stress and health -related quality of life : As a measure of stress and health -related
quality of life, we used the PSS -10 instrument (scoring from 0 to 40) and the commonly used
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SF-12 questionnaire with its physical and mental component summary scores, assessing general
health and well -being, including the impact of any illnesses or adverse condition on a broad
range of functional domains. As shown in figure 2, all three scores discriminated well between
persistent cases and stable controls and had similarly high AUCs >0.8, showing strong
discriminative ability. The differences in the average scores between persistent versus improved
cases and between stable versus worsening controls showed a similar pattern as the other
instruments. A direct comparison of the current SF-12 results for both components in persistent
cases with those obtained earlier in the same subjects (at phase 1) indicated no improvement in
health-related quality of life in persistent cases (data not shown).
Neurocognitive testing: The results of the three neurocognitive tests are depicted in figure 2.
In adjusted analysis, the mean MoCA score w as significantly lower among persistent cases
compared with the other groups, and the number of participants with a MoCA score below 26
(suggesting mild to moderate cognitive impairment) was 33.3% among persistent cases and
18.9% among stable controls, respectively. Similar patterns were seen with the two other tests,
SDMT (assessing impaired attention, concentration and speed of information processing) and
TMT-B (to screen executive dysfunction). Although the mean differences betwee n persistent
cases and stable controls were large, t he discrimination in adjusted analysis between the two
groups, however, was relatively poor for each test (AUCs 0.67 compared to 0.63 without
neurocognitive testing). Further adjustment for CFQ-11 and PHQ-9 attenuated the association
with MoCA to some degree, with differences for persistent cases versus stable controls losing
statistical significance (p=0.0672). However, the additional adjustment had little effect on the
association with SDMT and TMT-B (p=0.0086 and p=0.0008).
Grip strength and cardiopulmonary function tests: The mean maximal handgrip strength among
persistent cases was 40.2 kg, significantly lower than that of stable controls (42.5 kg) ( figure
3). As expected, grip strength was lower in women than men and associated inversely with body
fat and BMI (data not shown). As depicted in figure 3, left ventricular function (including LV-
EF, LV-E/e', and LV-E/A) and pro -BNP blood levels were not different between the groups .
We observed a higher prevalence of diastolic dysfunction grade 1 and 2 among persistent cases
compared with controls (30.9% versus 2 1.9%) ( supplementary table S 4). The difference,
however, was not statistically significant after adjustment for sex-age class combinations, study
centre, university entrance qualification, BMI and smoking status . We also did not observe
differences between the subgroups in the mean values for resting HR and BR (figure 3),
respiratory rate and systolic and diastolic blood pressure (data not shown).
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15
Differences were observed for FEV1 and FVC, SpO2 at rest, and several CPET derived
variables. Values for FEV1 (p<0.0001), FVC (p =0.0011), and SpO 2 (p=0.0001) were lower
among persistent cases (versus stable control s), but the differences were small, and the
proportion of subjects with FEV1/FVC < 0.70 was similar in persistent cases versus stable
controls (10.3% versus 9.6%) (supplementary table S4).
In CPET, persistent cases achieved a lower maximal power with lower HR than the participants
of the other subgroups, but RER values at the end of CPET were similar and well above 1. 05,
indicating exhaustion and attai ning VO2max. Also, the median values of the Borg CR10 scale
were similar for persistent cases and controls (data not shown). The most relevant and
significant CPET differences between persistent cases and controls were observed for
VE/VCO2 slope (higher values in persistent cases) and VO2max (lower values in persistent cases)
(figure 3). The proportion of persistent cases with VO 2max <85% of target value (suggesting
reduced exercise capacity possibly due to deconditioning or peripheral muscle limitations) was
significantly greater than that of stable controls in adjusted analyses (35.3% versus 8.4%)
(supplementary table S4). Similarly, the differences in the proportion of participants with
VO2max below defined thresholds for males and females was substantial and highly significant
between persistent cases and stable controls ( supplementary table S4). F urthermore, we
detected a significant difference in the mean VE/VCO 2 slope between persistent cases and
stable controls (28.8 versus 27.1) (figure 3), resulting in a higher proportion of persistent cases
(versus stable controls) with values >30 (34.9% versus 18.5%) or >34 (13.5% versus 4.1%)
(supplementary table S4).
We explored a possible overlap of objective signs of cognition deficits and reduced
cardiorespiratory capacity within the persistent PCS case population ( supplementary table
S5). The proportion of persistent PCS cases with MoCA ≤25 and SDMT <36 increased with
increasing VE/VCO2 slope, and there were more cases with SDMT <36 in persistent cases with
poor VO2max (<85% predicted), but there were no such results for TMT-B, and persistent cases
with differences in the Tiffenau test did not differ in their cognitive test performances
(supplementary table S5).
Laboratory investigations: Besides pro -BNP (see above and figure 3), we measured complete
blood counts, several blood levels including CRP, LSH, ferritin, liver and renal function and
coagulation markers (D -dimer, von Willebrand factor [vWF] antigen and activity), TSH,
cortisol, ACTH, DHEA -S, HbA1c, 25 -hydroxy-vitamin D3, CH50, and others. After
adjustment for sex-age class combinations, study centre, university entrance qualification, BMI
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16
and smoking status, we found no significant differences between persistent cases and stable
controls in any of these laboratory investigations ( supplementary figures S 7 and S8,
supplementary table S6, supplementary text S3). Notably, there was a statistically significant
association for CRP, HbA1c, and D-dimers before adjustment for BMI and smoking (data not
shown).
We did not observe significant differences between persistent cases and stable controls in the
prevalence of S1 and N SARS-CoV-2 antibodies (data not shown) or in the level of antibodies
against SARS -CoV-2 S1 antigen (supplementary figure S 9). Also, positivity rates for
antibodies against CMV and several EBV antigens (VCA, EBNA, and EA -D) did not differ
significantly between groups (supplementary table S7). The proportion of study participants
with EBV serology indicative of reactivation was 13% (194 of 1,468 seropositive participants).
However, we detected no elevated risk for EBV reactivation among persistent cases or controls
reporting new symptoms between phases 1 and 2 ( supplementary table S7). We additionally
looked at EA -D and EBNA IgG antibody levels in participants with evidence for EBV
reactivation but did not detect differences between persistent cases and stable controls with or
without PEM (supplementary figure S10).
All participants were negative for SARS -CoV-2 antigen in oropharyngeal swabs by a rapid
antigen assay at presentation. Using an ultrasensitive antigen E CL assay, we could not detect
SARS-CoV-2 spike antigen in plasma samples from a subgroup of 100 persistent cases and 100
stable controls. Also, RT-PCR for SARS-CoV-2 RNA was negative in all tested stool samples
from a similar subgroup of 156 persistent case s and 103 stable controls (see also
supplementary text S3), allowing to state with a certainty of 95% that the true PCR positivity
prevalence in persistent cases 17 months after infection is less or equal to 1.9%.
Sensitivity analyses
The results of several sensitivity analyses (pre-existing illness/comorbidity, obesity, PEM,
medical care of the index acute infection) are presented in supplementary figures. The general
patterns persisted as described previously , and the differences in the validated questionnaire
scores, in neurocognitive as well as in cardiopulmonary tests that were significant in the full
analysis set, remained significant (supplementary figures S11 to S20). The odds of finding
abnormal neurocognitive and cardiopulmonary test results were higher for female participants
with persistent PCS than for male participants with persistent PCS, but the differences were
significant only for the TMT-B test (supplementary figure S21).
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17
We also show that i n the subpopulation of participants without preexisting diseases and
comorbidity, the changes between phases 1 and 2 in the prevalence of main symptom clusters
among cases were similar to those observed in the full analysis ( supplementary figure S3 ).
When persistent cases were stratified according to PEM (lasting >14 hours) , the burden of
symptoms and complaints as reported and as assessed by validated questionnaires was much
higher among persistent cases with versus those without PEM symptoms, including sleep
problems, depression and anxiety, perceived stress and subjective cognition impairment, fatigue
and dysautonomia (supplementary figures S4 and S17). The analysis of neurocognitive testing
also showed PEM to be associated with substantially worse results ( supplementary figure
S17), particularly in the SDMT, which assesses cognitive processing speed. However,
persistent cases without PEM still had significantly worse results than stable controls in all three
tests. Persistent cases with PEM also showed reduced handgrip strength, lower oxygen
saturation, lower peak heart rate, higher values for VE/VCO2 slope, and reduced VO2max when
compared with persistent cases without PEM (supplementary figure S18), and the proportion
with VO2max <85% of target value was high (41.0% versus 32.5% in persistent cases with versus
without PEM [data not shown]). Several other variables of cardiopulmonary function differed
between the two subgroups (supplementary figure S1 8), although some showed only small
clinically non-relevant differences (for example , LV-E/A). There were no significant
differences in laboratory test results between cases with versus without PEM (data not shown).
Discussion
In this nested population-based case -control study, we found persistence of symptoms and
impairments in roughly two-thirds of cases with PCS after more than one year following acute
SARS-CoV-2 infection. The comprehensive medical evaluation and comparison of persistent
cases with a control group of age- and sex-matched stably convalescent controls demonstrated
that many of the persistent cases had objective signs of cognitive deficits and reduced exercise
capacity. Apart from observing large and discriminant differences in standardized measures of
fatigue, neurocognitive disturbance, sleep quality , perceived stress, depression , anxiety,
dysautonomia and quality of life, we detected significant differences between persistent cases
and stable controls in MoCA, SDMT and TMT -B tests, in grip strength, VO2max, VE/VCO 2
slope and a few other exercise capacity measures, and this finding was independent of age, sex,
BMI and education (as the probably most significant potential confounding variables) and other
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18
variables. In contrast, laboratory tests (including inflammatory and coagulation markers) or
resting echocardiographic results were not different after adjustment for covariates and were
unable to discriminate cases from controls.
Trajectories
In the majority of participants who had developed PCS after 6 to 12 months following acu te
SARS-CoV-2 infection, symptoms and complaints persisted for at least another 6 to 12 months.
Furthermore, most of the 32% of PCS cases who reported an improvement at follow-up did not
fully recover. In a recent Swiss study,[34] the proportion of subjects returning to a normal health
status between 6 and 24 months after acute infection was roughly 25% , while t he rate of
improvement of symptoms associated with PCS was 37%. In another Swiss study [35], the
proportion of PCS patients with improvement between months 7 and 15 after acute infection
was 48%. In both studies as well as in other work, [36–38] there was a tendency of disease
chronification beyond 6 to 12 months after acute infection, and our current findings support
these observations. We saw some differential evolution of the predominant symptom clusters
between phase 1 and phase 2. Fatigue, chest symptoms, and smell/taste disorders showed a net
decrease over time . In contrast, improvement of the cognition and the
depression/anxiety/insomnia clusters was similar to aggravation , resulting in only minor
changes in the net prevalence. Others have also observed a tendency for more persistence of
neurocognitive disturbances rather than other symptom clust ers.[16,39–45] Stratified
longitudinal analyses with objective measures are needed to better evaluate chronicity and
prognosis of cognition deficits or other organic impairments, and such studies may benefit from
advanced methods for defining different recovery clusters and multi-parameter modelling with
validation across different cohorts.[7,46–49]
Interestingly, risk factors for improvement of case status in the present study included higher
educational status, and this was complemented by the finding of lower educ ational status as a
risk factor for worsening health among control s – besides secondary SARS-CoV infection. In
the study reported by Hartung and colleagues, [50] lower education was associated with
cognitive non-recovery but not with persisting fatigue. In a large online survey [45], lower
educational status was associated with worse symptom scores at all time points post -infection,
including <24 months. In our previous phase 1 study, lower educational status was already
found to be associated with symptomatic disease at 6 to 12 months post-infection, and a similar
association has been reported from two large US-cohorts.[51] We cannot exclude that sampling
bias accounts for these observations. The fact that w e found cases without recent specialist
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19
consultation and without participation in rehabilitation between phases 1 and 2 to be more likely
to improve, most likely reflects a less severe acute and post-acute illness with a better prognosis
(i.e. reverse causation).
An important finding was that post-acute vaccination against SARS-CoV-2 did not appear to
be associated with PCS improvement. Several studies have shown a decreased PCS prevalence
after vaccination, but it was often unclear[11] whether one or more of the vaccine shots were
in fact administered after illness onset. Also, many studies were retrospective and did not adjust
for confounders. In the study reported by Tran and colleagues, [52] in which vaccine recipients
with PCS were propensity score matched to non-vaccinated individuals with PCS and observed
for four months, there were positive associations of (a first) vaccination with symptom severity
and remission of PCS. In our study, the proportion of post -infection vaccine recipients was
large. A lmost all participants had already received their first vaccine shot before phase 1
(without measurable effects on symptom prevalence and severity), and many had received their
second or booster doses between phase 1 and phase 2. As almost all had been vaccinated, it is
difficult to ascertain a relationship between vaccination and recovery from PCS.
Symptoms and signs
Symptom ratings and qu estionnaire data consistently showed that fatigue and cognitive
disturbance were the most prevalent health problems (>60% for each cluster) among persistent
cases, a finding confirming the results of other studies [41] with a similar follow -up time. Of
note were the large overlap between self -reported fatigue, cognition problems and chest
symptoms and the correlation o f various symptom ratings with health-related quality of life
scores. Extreme fatigue and symptoms compatible with ME/CFS affected approximately one-
tenth of persistent PCS cases, while PEM lasting >14 h was reported by 36% of persistent cases
and was associated with worse scores in all questionnaires, including those on fatigue, sleep,
perceived stress, dysautonomia and quality of life , but also in cognitive and cardiopulmonary
exercise tests. This underscores the usefulness o f including the history and duration of PEM
when exploring patients with possible PCS. [53,54] Using the full set of DePaul questionnaire
items, estimates for PEM might have been higher. In a Swiss cohort, PEM was observed in 48%
of PCS patients, but in that study, fewer subjects (6%) fulfilled the criteria for ME/CFS.[55] A
prevalence of 45% for PEM was observed in a Dutch cohort[56] of PCS patients.
Cognitive disturbance was the second most frequent symptom cluster, on the basis of both the
symptom reports a nd the FLei questionnaire ratings, with concentration problems being
somewhat more prevalent than memory problems . A similar observation independent of the
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20
time after acute infection has also been made in a large online survey[45] among subjects with
complaints for at least three months after i nfection. In a large claims data network analysis of
neurologic and psychiatric sequelae, Taquet and colleagues, [57] found that risks of cognitive
deficits, dementia, psychotic disorders, and epilepsy/seizures remained increased over a 2-year
follow-up period after SARS -CoV-2 infection , which was unlike the risks of common
psychiatric disorders that rapidly returned to baseline. Other studies[16,39–45] also reported
persisting or increasing cognition or concentration problems with generally decreasing rates of
other symptoms and physical health over time. A large memory questionnaire study[58] found
increased scores indicating worse memory problems up to 3 years after acute infection (when
compared to uninfected controls), and a recent elegant study[59] showed reaction time slowing
with increasing time after acute infection. Taken together, these findings and the results of the
present study indicate that cognition problems might, in fact, tend more to chronicity than other
health problems of PCS patients. Reports of lower prevalences (22 -32%) of cognitive
disturbances in meta-analyses may be due to differences in sample composition (as the majority
of the included studies investigated patients hospitalized during initial disease ) and follow-up
times.
We found sleep disorder, in particular insomnia, being reported as another frequent complaint
among cases. Pooled data of previous studies[60] on >15,000 participants revealed a prevalence
of 40 to 50% for sleep disorder among PCS cases , which is comparable to our data. The
importance of pre -pandemic healthy sleep to prevent PCS has been demonstrated by us and
others.[61,62] It will be interesting to explore whether poor sleep quality remains a risk factor
for continued non-recovery from PCS.
Symptom reports and rating data on depressive and anxiety symptoms generally fit in the meta-
analyses[60,63] on neuropsychiatric manifestations in PCS. The difference among persistent
cases in the proportion reporting depression as a symptom versus having a clinically significant
PHQ-9 score might reflect perceived psychological strain rather than having developed a
manifest depressive syndrome. With regard to anxiety, the opposite effect was observed:
persistent cases subjectively perceived themselves as less anxious than suggested by the anxiety
questionnaire score , which may be attributable to an overlap between PCS (nervousness,
irritability) and GAD-7 questionnaire items.
We note that most of the routine clinical examination results and laboratory measurements did
not discriminate between persistent cases and controls, including resting left ventricular systolic
and diastolic function and the Tiffeneau test . These findings are essentially in line with the
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21
Results
of many other groups.[46,64–68] Small differences in values after crude analyses were
no longer statistically significant after adjustment, in particular for BMI, smoking status and
study site. D-dimer levels, for example, were slightly elevated among persisten t cases, but the
differences were not significant in adjusted analyses, a result similar to those seen in earlier
reports.[65,69,70] Because several studies[20,71,72] suggested hypocortisolism as a possible
explanation for PCS in at least some patients, we included blood levels of cortisol, ACTH and
DHEA-S in our analysis. However, we could not find significant differences between persistent
cases and stable controls , suggesting a low likeli hood of subacute or chronic adrenal
insufficiency as a major contributing factor for PCS symptoms. Other recent studies[23,73,74]
also failed to identify differences in cortisol levels between PCS patients and several control
groups. Furthermore, we were not able to detect differences between persistent cases and stable
controls in complement turnover, a hypothesis recently raised in a num ber of studies.[75,76]
We did, however, screen only for differences in CH50 between PCS cases versus controls, not
for individual complement component blood levels.
Serological investigations indicated that the SARS -CoV-2 spike S1 antibody levels in our
cohort were essentially driven by vaccination rather than associated with PCS (as reported by
Klein and colleagues),[20] and we did not find a significant association between elevated EA-
D IgG antibodies (suggesting EBV reactivation) and PCS in an adjusted analysis. Previous data
on this issue have been conflicting, with studies reporting[20,77,78] or failing to report[79,80]
EBV reactivation markers associated w ith PCS. It has to be kept in mind that EA -D IgG
antibody levels rise early after active viral replication and typically remain positive for only
three to six months, while our samples were collected >12 mont hs after acute SARS-CoV-2
infection. However, we also did not observe increased levels of IgG antibodies against EBNA,
which has been suggested as a longer-lasting surrogate for EBV reactivation and that have
previously been associated with neurocognitive disturbances in PCS patients. [81]
SARS-CoV-2 persistence has been proposed as another mechanism in non-recovery and PCS
development. However, in our analysis, we did not observe antigen positivity in nasopharyngeal
specimens, PCR positivity in stool samples, or viral antigen in plasma, which argues against
persistent virus replication as a driver of PCS . The prevalence of viral persistence in non -
invasive biospecimens from PCS cases as measured by a variety of methods has also been low
in previous studies[80,82–84] with the exception of two small studies[85,86] that showed spike
antigenemia in >60% of PCS patients some of whom were also PCR-positive in plasma samples
and a study reporting S1 protein persistence in monocyte populations of PCS patients up to 15
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22
months post-infection [87]. A recent large study[88] demonstrated that throat swab samples in
a subgroup of PCS patients with repeated PCR positivity in the early post-acute phase became
negative beyond three months after acute infection. Both spike and N protein were detected in
plasma samples of 10 out of 100 patients with severe illness for at least three months (exact
times not stated) after COVID -19,[80] but t here was no apparent link between detectable
antigen and symptoms. No viral RNA was detected in stool samples taken >300 days after acute
infection, and prolonged shedding was associated with gastrointestinal symptoms but not PCS.
In an exploratory study,[89] 4 out of 5 subjects with a variety of symptoms had positive SARS-
CoV-2 RNA detected in rectal biopsies obtained between days 158 and 676 after acute
infection.[90] So far, very few patients with PCS and symptoms >12 months have been
investigated for antigen/protein and/or RNA persistence,[91] and an association between viral
persistence and PCS remains an unproven hypothesis.
Cognitive deficits
Neurocognitive testing showed significant group differences, indicating cogni tion deficits
concerning attention and executive functioning, with problems in divided attention (TMT -B)
and lower processing speed (SDMT) in cases with persistent PCS, and this finding appeared to
be independent of pre-existing illnesses. One-third of the persistent cases (versus 18.9% among
stable controls) showed MoCA values <26, which is slightly higher than observed in previous
studies.[59,92] The mean value among persistent cases was 26.2 (25.8 in cases with PEM)
compared with 26.9 among stable c ontrols and similar values among worsening controls and
improved cases. This small albeit significant difference may at least partly be related to the fact
that the MoCA has limited specificity as a test originally designed to sensitively detect mild
cognitive impairment among the elderly.
Impaired executive functioning and reduced processing speed , as observed in our persistent
cases is in agreement with a report of similar deficits observed in a large registry cohort[15] of
COVID-19 patients followed up with multi -domain cognitive assessment, with pronounced
cognitive slowing in 270 patients from two PCS cohorts,[15,59] and with attention and
executive function deficits in a comprehensive cognitive assessment of PCS[93] patients after
mostly mild initial disease. Although the cognitive findings described in the present study may
be insufficient as a diagnostic aid to differentiate cases from controls because of the small to
medium effect sizes, the data can help to understand the aetiology of cognitive impairments in
PCS. Controlling the group differences in cognitive test results for fatigue or depressive
symptoms attenuated the association of the case status with the MoCA to some degree but had
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23
little effect on the SDMT and TMT -B group differences, indicating that depressive mood and
fatigue alone cannot explain the reduced performance in cognitive tests. This is in accordance
with previous data.[94] Taken together, the information so far supports the concept of different
pathomechanisms with regard to depression and cognitive disorders in PCS.
Reduced physical exercise capacity
An impaired exercise capacity with reduced handgrip strength (or 6-minute walk test ) and
reduced VO2max appear to be hallmark signs of PCS. Both measures were significantly different
between persistent PCS cases and stable controls in the present study. A reduced VO2max (<85%
predicted) was observed in 35% of the persistent cases , which is comparable to the prevalence
found[95] recently in other studies. Similar to earlier observations, [95–99] we also found a
lower peak heart rate among persistent cases , while RERmax and the rate of perceived exertion
were similar. Taken together , these findings are compatible with deconditioning as a major
contributor to the impaired performance [100] capacity, but muscular dysfunction /myopathy
possibly due to mitochondrial lesions , may be an alternative explanation . Ventilatory
inefficiency is likely to be another contributing factor. Breathlessness as a moderate to severe
symptom was reported by almost 50% of persistent case s, which also had significantly higher
VE/VCO2 slope values than stable controls . Other investigators have also found such
differences in VE/VCO2 slope between cases and controls.[68,101,102] The prevalence among
cases of a VE/VCO2 slope >30 (increased) or >34 (abnormal) in our study was substantial (35%
and 14%, respectively), greater than among stable controls and similar to the proportions
reported by Sorensen [95] and colleagues. Even subtle differences in VE/VCO 2 slope may
impact cardiorespiratory symptom severity [97,99] after exercising. Besides hyperventilation,
erratic breathing with high variability in tidal volume and breath ing frequency was described
in quite a number of PCS patients.[103–107] However, there is no universal gold standard for
diagnosing dysfunctional breathing, and the present study did not include systematic screening
for erratic breathing. Again, dysfunctional breathing would also be compatible with respiratory
muscular dysfunction.
In accordance with previous data, [96,101,108] the normal systolic function in the resting
echocardiography in persistent cases described in the present study suggests that the reduced
performance capacity is not caused by central cardiac limitation. Also, bronchial obstruction
does not seem to be a cause for the hyperventilatory response to exercise since Tiffeneau tests
were similar across all subgroups and breathing reserve was not exhausted. The (slightly)
reduced FVC among cases (95.9% versus 99.1% for controls) is small but noteworthy.
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24
Longitudinal studies [68,109,110] assessing FVC changes over time after SARS -CoV-2
infection produced conflicting results , while several cross-sectional studies[68,96,111,112]
have shown reduced lung volume associated with persistent symptoms. In a study with patients
hospitalized for acute infection, [113] reduced FVC at four months correlated with increased
findings in chest tomographs, reduced lung diffusion capacity, lower SpO 2, reduced exercise
capacity, more fatigue and lower quality of life. The reason for the lower lung volume in our
stable cases who had typically not been hospitalized may be respiratory muscle
weakness[107,114,115] which remains to be further elucidated . T here has been no clear
evidence[97,116] for an impairment of lung diffusion capacity among patients with initially
mild acute infection. Lung diffusion capacity was not measured in the present study. However,
SpO2 at cessation of exercise was not different between groups, making such an hypothesis in
our study participants unlikely. Finally we cannot exclude that the CPET r esults were affected
by a lower level of physical fitness already existing prior to infection. The persistent impaired
exercise capacity shown here might best be explained by multisystem dysfunction with a
peripheral limitation, e.g. impaired oxygen extrac tion due to mitochondrial dysfunction[117 –
119] and/or a low preceding fitness level [120] rather than a central cardiac or pulmonary
limitation. The roles of dysfunct ional breathing and chronotropic i ncompetence need to be
further investigated. In addition, it is not clear what the relatively frequent orthostatic
complaints (measured via the COMPASS -31 instrument) contribute to reduced exercise
capacity and how this correlates with dysfunctional breathing and chronotropic incompetence.
Strengths and limitations
One of the strengths of the present study is the nested, population -based approach in defined
geographic regions with a large number of subjects with PCR-confirmed earlier infection ,
regardless of the need for medical treatment. We focussed on adults in the classical working
age. We avoided an overrepresentation of hospitalized elderly patients who are likely to show
more SARS-CoV-2-nonspecific adverse heal th sequelae due to more severe acute infection,
comorbidities and ageing. We used within-participant comparisons considering symptom
frequency before acute SARS-CoV-2 infection and considered only new symptoms not present
before the acute infection. In addition, we included at least moderate severity of symptoms and
considered impaired activities of daily living or work ability in our working definition of PCS.
Another strength is the comprehensive clinical diagnostic work-up of the study participants ,
including both cases and controls , which included medical history and physical examination,
laboratory investigations, CPET and a neuropsychiatric characterization and cognitive
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25
assessment. The study allowed us to provide comparative analyses with adjustmen t for
important confounders such as BMI , smoking, and educational level and to stratify the
population of persistent PCS cases by the presence of PEM (lasting >14 hours) as a probably
important as well as pragmatic and simple surrogate for severity.
An important limitation is that we had no information on exercise capacity before acute
infection. We did not perform lung diffusion capacity measurements or neuroimaging and more
valid measures of dysautonomia that may provide a more comprehensive understanding of the
pathophysiology of PCS. Virological analyses were performed only on serum and – for a
representative part of the cohort – on stool samples, but did not include the analysis of biopsy
material. Furthermore, the time of sample collection >1 year post SARS-CoV-2 infection may
have precluded detection of any transient changes induced in the course of acute infection.
Recall bias may be particularly relevant in subjects with more severe neurocognitive deficits.
Study participation was higher by cases than by controls from phase 1, and subjects with risk
factors (e.g. smoking, obesity) were less likely to respond. Another limitation is the lack of
opportunities to include PCS cases with difficulties attending the study centres because of
disease severity and who would have needed admission or more support by accompanying
relatives or nurses during travelling and outpatient assessment with medical tests. This might
also have caused an underestimation of th e prevalence of both ME/CFS and longer-lasting
PEM. In addition, our screening did not include all DePaul questionnaire item scorings, which
may yield PEM prevalence estimates among subjects with PCS of up to 50% or even
higher.[67,121–125] We note that the selection of cases fulfilling specific PCS criteria and
controls with full recovery after COVID -19 and with out complaints and moderate/severe
symptoms (i.e. extreme phenotype selection) may lead to higher AUCs of the questionnaires
when compared to representative populations. Furthermore, the population is not representative
of Germany since we derived our study partic ipants from a population of medium -sized
university cities in the southwestern part of the country with substantial sociocultural and
socioeconomic differences from other regions in the country. Finally, w e did not include
subjects from phase 1 who had symptoms compatible with PCS but did not meet the working
definition criteria.
Conclusions
and implications
We report that two thirds of PCS cases 6-12 months after acute SARS-CoV-2 infection continue
to report persistent symptoms interfering with daily living and associated with reduced quality
of life and/or work ability another 6-12 months later. The symptoms appear to change slightly
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26
but the predominant symptoms, often clustering together, remain fatigue, cognitive disturbance
and chest symptoms, including breathlessness, with sleep disorder and anxiety as additional
complaints in a substantial proportion of cases. In a thorough medical examination, many
persistent PCS cases show findings that significantly differ from controls and are in part
abnormal/out of reference ; these include i mpaired executive functioning, reduced cognitive
processing speed and reduced physical exercise capacity only in part explained by
deconditioning and typically unrelated to central cardiac or pulmonary limitations. Cases
reporting PEM lasting longer than 14 h complained about more severe symptoms and showed
worse findings in both cognition and exercise capacity testing. Our findings do not support
hypotheses of viral persistence, EBV reactivation , adrenal insufficiency or increased
complement turnover as pathophysiologically relevant for persistent PCS.
The results call for the inclusion of cognitive and exercise testing in the clinical evaluation and
monitoring of patients with suspected PCS. Together with other research findings, they suggest
that further studies should be undertaken to assess the role of skeletal muscle metabolism as
well as neurometabolic and neuroinflammatory disorde rs[126,127] and dysautonomia for an
advanced understanding of PCS development and prognosis. Observational studies with longer
follow-up are urgently needed to evaluate factors for improvement and non-recovery from PCS.
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27
Contributors
WVK led the study conceptualisation and the development of the research question, supported
by AlN, BFB, BM, CS, JMS, PD, SG, and UM. DR, JS, SG, UM and WVK supervised the
study. SG, UM, JMS, PD, BFB, AnN, GE, RG, VG, KK, PM, LM, JS, US, MZ and WVK were
responsible for or involved in the clinical work and assessments, and BM, SP, UM, HGK and
WVK oversaw the laboratory investigations. RSP, AlN, MR, and DR were involved in data
acquisition and statistical a nalysis. AlN coordinated the biobanking procedures. JMS and JS
were responsible for the central evaluation of the echocardiography findings. AnN, BFB, BM,
CS, HGK, JS, PD, RSP, SG, UM, and WVK contributed to the analyses and interpretation of
the data. WVK, A lN, RSP, and DR had full access to and verified the data, take responsibility
for data integrity and the accuracy of the data analysis, and for the decision to submit for
publication. All authors were involved in drafting or critically revising the manuscript, and all
authors approved the final version. The corresponding author attests that all listed authors meet
authorship criteria and that no others meeting the criteria have been omitted.
Funding
This work was funded by the Baden -Württemberg Federal State Ministry of Science and Art
(grant number MR/S028188/1).
Declaration of interests
We declare no competing interests.
Ethical approval
Ethical approval was obtained from the respective ethical review boards of the study centres in
Freiburg (21/1484_1), Heidelberg (S-846/2021), Tübingen (845/2021BO2), and Ulm (337/21).
Data sharing
Data from EPILOC phase 2 areavailable for research purposes upon reasonable request.
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(which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.
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28
The study guarantor (WVK) affirms that the manuscript is an honest, accurate, and transparent
account of the study being reported; that no important aspects of the study have been omitted;
and that any discrepancies from the study as planned have been explained.
Acknowledgements
We thank all study participants with their care-givers and key collaborators (in alphabetic order)
on this work: Julian Böhm, Stefan Brockmann, Stefanie Bröer, Christof Burgstahler, Katharina
Caesar, Bettina Deibert, Xiaohong Du, Nelli Edel, Sabine Gerbersdorf, Jennifer Hermann,
Katja Hirth, Achim Jerg, Johannes Kirsten, Manuela Licka, Jennifer Müller, Hasema Persch,
Patrick Roling, Stephan Rusch, Michaela Schmid , Patrick Schneeweiß, Katarina Stete,
Elisabeth Stoll, Adrian Tassoni, Hanna Tschischka, Shirin Vollrath, Vanessa Walz, Dietrich
Walzer. We acknowledge the participating local laboratories and biobanking facilities for their
technical support.
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29
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37
Figure 1. Change in case/control status of study participants (N=1558) between initial questionnaire survey (phase 1) and clinical exam ination (phase 2). The
time from PCR-confirmed acute SARS-CoV-2 infection to phase 1 was 8.7 months (median), the time from phase 1 participation until clinical examination in
phase 2 was 8.5 months (median), and the median time between acute infection and phase 2 was 17.2 months, ranging from 9.2 to 24.4 months. Significant
predictors for improvement of phase 1 cases and for worseni ng among phase 1 controls were assessed after calculation of ORs with mutual adjustment for the
following variables: sex, age, university entrance qualification , marital status, medical t reatment of acute infection , obesity (BMI ≥ 30kg/m²), f ull-time
employment (phase 1), time between phase 1 and phase 2 (per month), s econdary SARS-CoV-2 infection since phase 1, two or more vaccine shots , (any)
specialist consultation in the last six months, p articipation in a post-COVID-rehabilitation program (see supplementary table 2).
Significant predictors for improvement of phase 1
cases:
Higher education(university entrance
qualification)
No medical treatment of acute infection
Full-time employment
No specialist consultation
No participation in rehabilitation
Significant predictors for worsening among phase 1
controls:
Lower education (no university entrance
qualification
Secondary SARS-CoV-2 infection
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38
Table 1. Characteristics of the phase 2 study participants by case-control status.
Persistent
cases
Cases
improved Controls
worsened
Stable
controls
N Mean or frequency N Mean or frequency N Mean or frequency N Mean or frequency
Male, n (%) 664 227 (34.2) 318 122 (38.4) 124 44 (35.5) 452 153 (33.9)
Female, n (%) 437 (65.8) 196 (61.6) 80 (64.5) 299 (66.2)
Age at phase 1 (years), mean (SD)
664
48.9 (12.1)
318
46.3 (12.5)
124
48.4 (11.9)
452
48.5 (12.4)
Age class at phase 1 (years), n (%)
18-29 74 (11.1) 49 (15.4) 14 (11.3) 55 (12.2)
30-39 76 (11.5) 50 (15.7) 14 (11.3) 55 (12.2)
40-49 128 (19.3) 60 (18.9) 27 (21.8) 91 (20.1)
50-59 267 (40.2) 116 (36.5) 49 (39.5) 159 (35.2)
60+ 119 (17.9) 43 (13.5) 20 (16.1) 92 (20.4)
University entrance qualification, n (%) 664 257 (38.7) 318 163 (51.3) 124 60 (48.4) 452 278 (61.5)
Full -time employment at phase 1, n (%) 663 306 (46.2) 318 194 (61.0) 124 66 (53.2) 451 223 (49.5)
Smoking status, n (%)
662
317
124
452
Current 52 (7.9) 20 (6.3) 10 (8.1) 17 (3.8)
Former 205 (31.0) 78 (24.6) 36 (29.0) 93 (20.6)
Never 405 (61.2) 219 (69.1) 78 (62.9) 342 (75.7)
BMI at phase 2 (kg/m²), mean (SD) 662 28.0 (6.1) 318 26.6 (5.5) 124 26.1 (4.5) 452 25.0 (4.5)
Obese (≥30 kg/m²), n (%) 200 (30.2) 64 (20.1) 25 (20.2) 56 (12.4)
Body fat (per cent), mean (SD) 659 32.2 (10.6) 316 29.3 (9.4) 123 28.5 (9.0) 452 27.4 (8.9)
>25% in men, >35% in women, n (%) 344 (52.2) 122 (38.6) 45 (36.6) 126 (27.9)
Treatment of acute SARS -CoV-2 infection, n (%)
No medical care
655
341 (52.1)
313
200 (63.9)
123
108 (87.8)
450
408 (90.7)
Outpatient care 258 (39.4) 92 (29.4) 12 (9.8) 37 (8.2)
Inpatient care (without ICU) 45 (6.9) 17 (5.4) 3 (2.4) 3 (0.7)
Intensive care 11 (1.7) 4 (1.3) 0 (0.0) 2 (0.4)
Comorbidities, n (%)
664
318
124
452
Cardiovascular disease 29 (4.4) 2 (0.6) 1 (0.8) 3 (0.7)
Chronic pulmonary disease 62 (9.3) 34 (10.7) 6 (4.8) 23 (5.1)
Diabetes mellitus 33 (5.0) 8 (2.5) 2 (1.6) 5 (1.1)
Cancer 13 (2.0) 3 (0.9) 1 (0.8) 4 (0.9)
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39
Table 2. Prevalence of major symptom new clusters/symptoms and associated severity ratings according to validated questionnaires by case-
control status at clinical examination in phase 2.
Persistent
cases Cases
improved Controls
worsened Stable
controls
N Frequency N Frequency N Frequency N Frequency
Fatigue/exhaustion/exertion intolerance, n (%)
Chronic fatigue and/or rapid physical exhaustion as
moderate/severe symptom cluster 661 449 (67.9) 318 51 (16.0) 124 15 (12.1) 452 0 (0.0)
CFQ-11 bimodal score >3
649
598 (92.1)
311
200 (64.3)
122
44 (36.1)
441
35 (7.9)
CFQ-11 total score >19 453 (69.8) 76 (24.4) 15 (12.3) 6 (1.4)
CFQ-11 total score >29 60 (9.2) 3 (1.0) 0 (0.0) 0 (0.0)
Fatigue with PEM lasting >14h 612 218 (35.6) 300 15 (5.0) 122 3 (2.5) 450 0 (0.0)
ME/CFS-like (according to Canadian consensus criteria) 649 75 (11.6) 317 3 (1.0) 124 2 (1.6) 452 0 (0.0)
Neurocognitive disturbance, n (%)
Concentration difficulties as moderate/severe symptom 663 416 (62.8) 317 44 (13.9) 124 15 (12.1) 451 3 (0.7)
Memory difficulties as moderate/severe symptom 664 360 (54.2) 317 40 (12.6) 124 11 (8.9) 451 1 (0.2)
FLei memory subscore >19 662 360 (54.4) 317 73 (23.0) 122 11 (9.0) 451 16 (3.6)
FLei attention subscore >19 643 281 (43.7) 310 46 (14.8) 123 9 (7.3) 448 7 (1.6)
FLei total score >45 629 396 (63.0) 309 80 (25.9) 121 20 (16.5) 445 18 (4.0)
Chest symptoms, n (%)
Chest pain, shortness of breath and/or wheezing as
moderate/severe symptom cluster 664 315 (47.4) 318 42 (13.2) 124 15 (12.1) 452 0 (0.0)
Dyspnea mMRC grade 1
656
274 (41.8)
317
72 (22.7)
124
18 (14.5)
452
10 (2.2)
Dyspnea mMRC grade 2 48 (7.3) 5 (1.6) 2 (1.6) 0 (0.0)
Dyspnea mMRC grade 3-4 21 (3.2) 0 (0.0) 0 (0.0) 0 (0.0)
Anxiety/depression/sleep disorder, n (%)
Anxiety as moderate/severe symptom 663 121 (18.3) 318 18 (5.7) 124 3 (2.4) 452 0 (0.0)
GAD-7 score >9 658 244 (37.1) 316 40 (12.7) 123 8 (6.5) 447 11 (2.5)
Depression as moderate/severe symptom 664 176 (26.5) 318 19 (6.0) 124 10 (8.1) 451 3 (0.7)
PHQ-9 score >14 646 148 (22.9) 308 17 (5.5) 122 6 (4.9) 446 2 (0.5)
Sleep disorder as moderate/severe symptom 664 327 (49.3) 318 57 (17.9) 123 33 (26.8) 452 12 (2.7)
PSQI score >10 625 224 (35.8) 307 40 (13.0) 120 8 (6.7) 439 8 (1.8)
ISI score >14 644 296 (46.0) 313 55 (17.6) 122 17 (14.0) 443 11 (2.5)
ESS score >10 636 259 (40.7) 310 76 (24.5) 119 23 (19.3) 443 31 (7.0)
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Note: CFQ-11 total score >19 or bimodal score >3: fatigue, CFQ-11 total score >29: extreme fatigue. FLei total score >45: subjectively impaired mental performance, FLei
memory subscore >19: subjectively impaired memory, FLei attention subscore >19: subjectively impaired attention. mMRC grade 1: dyspnea when hurrying or walking up a
slight hill, mMRC grade 2: walks slower than people of the same age because of dyspnea or has to stop for breath when walking at own pace, mMRC grade 3-4: stops for breath
after walking 100 meters or after a few minutes, or too dyspneic to leave house or breathless when dressing. GAD-7 score >9: moderate to severe anxiety. PHQ-9 score >14:
moderate to severe depression. PSQI score >10: poor sleep quality. ISI score >14: insomnia; ESS score >10: excessive daytime sleepiness.
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Figure 2 . Means (geometric mean for COMPASS -31 and TMT -B) of self -reported health outcomes and
neurocognitive tests (with 95%-CI) by case-control status at clinical examination in phase 2, adjusted for sex-
age class combinations, study centre, and university entra nce qualification. The reported area under the
curve (AUC) for persistent cases vs. stable controls by the respective instrument also includes sex-age class
combinations and university entrance qualification. The AUC for sex -age class combinations, study c entre
and university entrance qualification alone was 0.64. For comparability, the x-axis is scaled from mean -1 SD
to mean +1 SD for all panels. MoCA: Montreal cognitive assessment scale (points); SDMT: Symbol Digit
Modalities Test (number of correct symbols); TMT-B: Trail making test B (time in seconds).
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Figure 3. Cardiopulmonary function indicators and grip strength (means with 95%-CI) by case-control status
at the clinical examination in phase 2 , adjusted for sex -age class combinations, study centre, university
entrance qualification, BMI, smoking status and use of beta blocking agents. Cardiopulmonary exercise
testing could be completed in 1331 participants (87.2% of stable controls, 83.7% of persistent cases). For
comparability , the x-axis is scaled from mean -1 SD to mean +1 SD for all panels.
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