Abstract
Crop diversity is an essential resource for national and international breeding programs aimed
at preparing global agriculture for a changing climate to ensure global food security. To do this
there are related risks that need to be evaluated (1) does the genetic diversity needed for
climate adaptation exist somewhere? And (2) is such genetic diversity accessible? To evaluate
these risks, we consider the test case of publicly available genotyped and georeferenced
sorghum landraces (n = 1,937) to ask if diversity is sufficient to support breeding for climate
change adaptation. Answering these questions allows for characterization of the best potential
parents and the geographies that harbor the most potentially promising genetypes for crop
improvement. We subset this data into national, regional, and global geographic regions, and
complete/mini core collections to understand the potential for climate adaptation in regional
germplasm. Study accessions were given a future climate resilience score based on future
climatic projections and a genomic adaptive capacity score using genomic estimated adaptive
values (GEAVs) generated from environmental genomic selection - EGS) to ask whether this
accessible diversity stored in germplasm repositories is potentially sufficient to meet forecasted
changes in growing environments under climate change. We find that genomic resilience
capacity is highly variable among countries and regions. High geographical variability was also
found for climate resilience. To equitably adapt agriculture to future climate conditions,
increased accessibility to plant genetic resources is essential.
Key Words: Genomic Selection, FIGS, Future Projection, Climate Resilience, Crop Adaptation
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Main
Plant genetic resources are foundational to food system climate adaptation [1-3]. Breeders
leverage genetic diversity to adapt crops to a changing climate by identifying traits or lines from
germplasm repositories, farmers’ fields, or other breeding programs that exhibit climate resilient
variation [4-7]. However, collection utility is dependent on characterization, funding and access
[8-13], and while plants, animals and diseases do not recognize national borders, phytosanitary
regulations that are the mainstay of nation states to limit the spread of potentially infectious
diseases for nearly 80 years [14], can severely limit breeders’ access to novel genetic variation
for adapting local breeding programs to climate change. The Nagoya Protocol to the Convention
on Biological Diversity and the International Treaty for Plant Genetic Resources for Food and
Agriculture (ITPGRFA) has allowed countries to create bilateral arrangements for germplasm
access and benefit sharing, which has facilitated access to genetic resources [15]. However, the
ITPGRFA, which established a multilateral system for germplasm exchange, does not cover all
major staple crops (e.g., soybean, sugar cane, oil palm and groundnut). Thus, for non-treaty
crops, bilateral arrangements are required for access. However, there are ongoing negotiations
at the Treaty's Governing Body to review the list of species covered under the Treaty's
multilateral system and once complete, which could address this challenge. Despite this
progress, phytosanitary restrictions, national/international regulations, and administrative
complications remain major limiting factors in the use of genetic resources for breeding for
abiotic stresses under a future climate [16]. These necessary hindrances to germplasm
exchange create a need for breeders and policy-makers to have access to improved information
on the potential performance of lines in their local environment.
Climate change impact on cultivated plants
Achieving climate change adaptation and mitigation through plant breeding requires both that
the genetic variation exists within a crop gene pool and that this germplasm is accessible to
plant breeders. These two challenges - one biological and the other
social/regulatory/operational - set the broad context required to evaluate the adaptation potential
of different countries’ agricultural systems under climate change. This body of work explores a
range of strategies associated with adapting food systems to climate change, both future biotic
and abiotic threats [17-18]. Presently, academic and grey literature have focused primarily on
the biological risk [19-21]. Thus the need to adapt crops to climate change is a major impetus
for preventing crop genetic erosion [3]. Different methods have been proposed to identify the
best accessions from collections for use in breeding - these include core collections [22-23],
Focused Identification of Germplasm Strategy (FIGS) [24], landscape genomics [25-27], and
germplasm genomics [28]. These strategies aim to reduce the number of accessions to be
evaluated, and subsequently deployed in crosses, thereby increasing the efficiency of the pre-
breeding process [29].
Here, we present an approach for considering the biological and social risks of crop adaptation
at both global and national levels. Our approach combines germplasm genomics with
geographic indices that can be used for national and sub-national decision-making. We apply
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this approach to the example case of sorghum, a staple crop for subsistence farmers in rain-fed
systems across sub-Saharan Africa [30], which shows great potential for adaptation to novel
environments.
Environmental Genomic Selection using the mini core as the training
population
The United States National Plant Germplasm System (NPGS) and the International Crops
Research Institute for the Semi-Arid Tropics (ICRISAT) sorghum collections represent the two
largest collections of sorghum globally, and each contain accessions sourced from all major
sorghum growing areas (Table S1 & S2). These collections came from regions that have
extensive environmental and genetic variation (Figure S1 & S2). From these two major
collections, Lasky et al. (2015) [4] sequenced a single genotype from each of 1,943 accessions
chosen to maximize geographic representation. Of these, 1,937 genotypes (hereafter, study
panel) form the basis of the present study. To operationalize this variation among the 1,937
study genotypes for use in adaptation to climate change, it is important to provide ways to
partition the collection for specific traits of interest that fit different goals. Here we characterize
the value of specific genotypes as parents using an analog to the genomic estimated breeding
value (GEBV) - the genomic estimated adaptive value (GEAV), where climate and soil
information is substituted for observed traits to predict heritable environmental adaptation [31]
We utilize the sorghum mini core collection developed by Upadhyaya et al. (2009) as the
training population [32]. Because the study genotypes are samples of landrace accessions
minimally regenerated through selfing, it is reasonable to assume that they were under selection
for hundreds of generations to enhance adaptation to the local environment. We characterize
the resilience potential of national, regional and global germplasm collections based on this
assumption. Here the predicted genome-wide value of genotypes as parents for adaptation to
specific bioclimatic and biophysical features was assessed. Overall, there was predictive ability
greater than r =0.5 for most of the environmental variables (Figure S3). Evaluating the potential
of germplasm for a local breeding program before navigating phytosanitary and other
restrictions can be understood at the individual molecular marker (e.g. single nucleotide
polymorphism - SNP), chromosomal, or population genomic level (genomic estimate of
resilience -GEAV) (Figure 1-2). Here this is based on the summed marker effects (SNPs) over
chromosomes with genotypes organized by country of origin (Figure 1).
In this case, the chromosomes of certain genotypes are predicted to have higher GEAVs
for specific abiotic/soil stressors (Figure 1A). For example, chromosome 8 is generally
negatively associated with temperature seasonality, but this pattern is reversed for sorghum
genotypes from China. These genotypes represent the northernmost point of origin among
study genotypes, and therefore the environment with the highest temperature seasonality.
Extending this analysis across the germplasm collection allows for identification of contrasting
GEAVs, and thus promising individuals, geographic areas, and genomic regions for both
sources and targets of crop improvement. Further, in genotypes from Tanzania and Uganda, the
entire genome tends to be associated with lower precipitation seasonality and lower pH soils,
while in other geographic regions patterns are more complex (Figure 1A). These patterns of
contrasting GEAVs are also evident across chromosomes when looking at individual marker
effects: for example, on chromosome 3 the genotypes with the top-ranking GEAVs [32] across
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climatic variables show distinctly different patterns of marker effects for precipitation seasonality
when compared to genotypes from Somalia, which have positive chromosomal effects at
chromosome 3, and genotypes from Uganda, which have negative summed marker effects at
chromosome 3 (Figure 1B). Examples can be found for nearly every bioclimatic/biophysical trait
examined. Thus, this approach that relies on a well-known statistical technique and easily
obtained data identifies the most promising genotypes to be used as parents for any of these
potential abiotic stressors.
Figure 1. Here we present the genomic value of a specific chromosome for each line, specifically the
predicted genetic value for a given environmental context. Marker effects for each chromosome were
explored among genotypes originating from different geographic localities. A) Heatmap of chromosomal
effects for the 10 sorghum chromosomes with environmental and soil variables. Columns represent the
1,937 sequenced sorghum genotypes, organized by country (below) and region (above) of original
collection. Rows represent separate chromosomes. Values are the sum of marker effects (404,627 SNPs)
from the genomic prediction across each chromosome. The three variables plotted here (temperature
seasonality, precipitation seasonality, and topsoil pH) represent high genomic prediction accuracy from
their respective category (Figure S3). B) Heatmap of marker effects on precipitation seasonality for 1,115
SNPs (filtered for LD of 0.20) on chromosome 3. Genotypes shown, from outside in, include: the three
genotypes with the highest adaptive capacity, three genotypes from Uganda, and three genotypes from
Somalia.
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Climate Resilience and Adaptive Capacity Scores based on Geolocation
and Genomics
The future climate resilience score for a particular genotype shows the proportion of cropland
under sorghum cultivation within the country of origin where the present climate at the
genotype’s collection site will be present in 2050, using CMIP6 models under the SSP 585
scenario. SSP Scenario 585 considers growing integration across global markets and heavy
reliance on fossil fuels. National and regional scores are the mean scores of all genotypes
collected in the given geographical area. Using this empirical outlier approach, we explored
climate resilience partitioned by global, regional, and national provenance (Figure 2a). The
score given to a region or country represents the maximum extent of present cropland
conditions to which existing genotypes will remain suited in the future. The overall interpretation
is that countries or regions with high scores will have less of a need to import germplasm for
climate change adaptation compared to countries with the low scores. Analyzing the study
genotypes in this way allows for the exploration of which genotypes may have the potentially
promising use in breeding for specific abiotic stressors that will be most relevant under future
projected climates. This method does not consider genetic information, only environmental data
for the location where the accession that the genotype was sampled from was originally
collected. For the study genotypes, global mean resilience was 0.746, regional resiliency ranged
from 0.422-0.781, and national resilience ranged from 0.368-0.987. Central Africa had the
highest regional climate resilience, while West Africa and South Africa were close behind with
Burundi having the highest national resilience. There was not a meaningful difference in
resilience between the mini core collection (mean = 0.731), the full core collection (determined
by Grenier et al, 2001 [33]; hereafter, core collection), (mean = 0.724) and the full study panel
(mean = 0.746). This score may also indicate that climate within the country is not predicted to
change significantly, so current landraces will still be within the range of abiotic stress tolerance
in the coming decades. However, this does not change our interpretation of the score, as
genotypes from regions not predicted to experience large climatic changes still can be said to
be resilient under climate change, while low scores identify genotypes with low climate
resiliency and regions lacking well-adapted germplasm under future climates.
In our analysis, we consider two scenarios of germplasm availability: one in which
germplasm is readily available globally, and a second one with restricted exchange of
germplasm that assumes that germplasm is only available within its country of origin. The
climate resilience score suggests that some genotypes will still be useful for climate adaptation
in 2050. While there will obviously be maladaptation for a small proportion of the genotypes,
particularly in the case of novel climates, there is potentially enough diversity to help adapt
cultivated types. In a scenario of restricted germplasm exchange the spatial variation in climatic
conditions within countries leads to broad adaptability amongst the genotypes implying that
even where climatic conditions change as it is predicted/expected to, it is still possible to obtain
genetic materials with the necessary adaptive capacity from within the country. In case of novel
climates, genotypes available in the overlap areas within a country will harbor potentially useful
variation to adapt in the future climates.
Further, we extend the use of EGS to create a genomic adaptive capacity score to
explore the value of different genotypes (Figure 2b). This score provides multiple types of
information for breeders. First, for those geographies that score high, it suggests to breeders
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where there are genotypes with potentially broadscale adaptation. Second, for those areas with
a moderate score, it suggests that germplasm may be regionally adapted, and thus be useful to
neighboring countries. Lastly, the locations scoring lowest predict the highest levels of local
adaptation.
Using these general interpretive benchmarks, we observe that global adaptive capacity
was 0.103, whereas regional resiliency ranging from 0.003-0.118 and national adaptive capacity
ranging from 0-0.279. The region with the lowest genomic adaptive capacity was South Africa
(0.166). The country with the highest genomic adaptive capacity was Somalia (0.279). Further,
we see a large concentration of genotypes with high genomic adaptive capacity around the
Punjab region of India, indicating the large capacity for broad climate resilience for genotypes
collected from this region. This genomic adaptive capacity score showed a different pattern than
the future climate resilience score (Figure S6), indicating that bioclimatic/biophysical and
genetic data provide different information regarding which geographies (regional and national)
may provide the best parental material for breeding in response to climate change.
Using the Indices for Decision Support
Burundi had the highest national future climate resilience score (the maximum extent of present
cropland conditions to which existing genotypes will remain suited in the future) based on study
genotypes collected in the country; however, it also showed the lowest genomic adaptive
capacity score based on genetic data (lowest proportion of genotypes that can serve as
promising parents). This implies that the country is potentially well-positioned to respond to
climate change using germplasm collected within the country. However, the low genomic
adaptive capacity score means that genotypes in the study panel that originated in Burundi may
not be as valuable internationally for breeding in response to climate change. Ethiopia in
contrast, has a below average future climate resilience score and very low genomic adaptive
capacity score based on the study genotypes collected in the country. These low scores
suggest that these genotypes do not show broad climate adaptation and are not resilient to
predicted climate change in the country, possibly because the genotypes are narrowly adapted
to specific climate conditions (Figure 2; Figure S4; Figure S5). This suggests that Ethiopia
may need to undertake more significant breeding aimed at adaptation to climate change
compared to countries with higher scores.
The indices are capturing different information as seen by the low correlation (Figure
S6). One advantage of the EGS approach is that it infers likely climate resilience (as opposed to
simply making inferences from where a landrace was collected). Additionally, the relationship
between phenotype and allelic contributions may be obscured for complex traits, similar to wild
tomato (Lycopersicon pimpinellifolium) genotypes that can contribute alleles for large fruit size
despite their own small-fruited phenotype [34]. This can be extended to environmental
adaptation, for example in rice where progeny in a large backcross breeding program often
showed submergence and salinity tolerance, among other abiotic stress tolerances, regardless
of donor performance [35]. If one relied on collection site data only, one would not be able to
detect such mismatches. Ultimately, this information has implications for both national-level
strategies in adapting breeding programs and specific breeding program strategy. We outline
some of the different decision points when exploring the utility of germplasm collections to be
used; these include different decision makers, questions, and results (Table 1).
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Table 1. The role of different types of information in decision making for utilizing genetic
resources for adaptation to climate change.
Decision-maker Scale Decision Relevant
Information
Indicator /
Important
Question
National
Departments of
Agriculture
Country Develop and
disseminate
information on the
suitability of national
germplasm under
current and future
climates
Figure 2 Is your national
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