Introduction
Ovarian cancer is the most common cause of death from
gynecologic malignancies and the second most common
gynecologic cancer [ 1]. Epithelial neoplasms are the most
common malignant ovarian neoplasm [ 2]. Most cases are
diagnosed late, resulting in poor clinical outcome. Survival
of epithelial ovarian cancer (EOC) patients remains <50%
at 5 years in spite of recent advances in cytoreductive
surgery and chemotherapeutic agents [ 1]. Despite the
promise for better outcomes in recurrent EOC and
advanced-stage ovarian cancer through biologic therapies,
a better strategy could be achieved by detecting high-risk
patients and offering risk-reducing surgery that has been
shown to be successful in patients at high risk due to
genetic mutations [ 3]. Conversely, EOCs are considerably
heterogeneous. For instance, subtypes such as endome-
trioid, serous, mucinous, a nd clear cell all manifest
differently and involve unique pathogenic molecular blue-
prints [ 4]. Among serous tumors, low- versus high-grade
tumors also have different molecular pathogenesis. Consid-
A. F. Saad
Department of Obstetrics and Gynecology,
U.T.M.B. Galveston Branch,
301 University Blvd,
Galveston, TX 77555, USA
W. Hu
: A. K. Sood
Department of Gynecologic Oncology,
U.T.M.D. Anderson Cancer Center,
1155 Herman Pressler, Unit 1362,
Houston, TX 77030, USA
A. K. Sood
Department of Cancer Biology,
U.T.M.D. Anderson Cancer Center,
1515 Holcombe Boulevard, Unit 173,
Houston, TX 77030, USA
A. K. Sood
Center for RNA Interference and Non-Coding RNA,
1515 Holcombe Boulevard,
Houston, TX 77030, USA
A. K. Sood ( *)
Departments of Gynecologic Oncology and Cancer Biology,
The University of Texas M.D. Anderson Cancer Center,
1155 Herman Pressler, Unit 1362,
Houston, TX 77030, USA
e-mail:
[email protected]
HORM CANC (2010) 1:277 –290
DOI 10.1007/s12672-010-0054-2
erable progress has been made in comprehending the
genetic makeup and physiological processes involved in
ovarian cancer, but its underlying etiology is not well
understood. In this review, we will focus on the existing
science in characterizing the initial events in EOC.
Etiology of Sporadic Epithelial Ovarian Cancer
During embryogenesis, the coelomic layer develops into
peritoneal mesothelium that surrounds the ovary and later
differentiates through metaplasia to an epithelial layer [ 5].
Interestingly, contrary to other malignancies, as the ovarian
epithelium acquires a malignant phenotype, it becomes
more, rather than less, differentiated. This feature may
explain its ability to transform into any cell type found in
the Müllerian tract, such as those in the fallopian tube,
uterus, cervix, and ovarian stroma [ 6]. Germline mutations
are responsible for about 10% of ovarian malignancies and
commonly involve BRCA1, BRCA2, or mismatch repair
genes. Here, we will first focus on features of sporadic
epithelial ovarian cancer.
For carcinogenesis to occur, the progenitor cell must
surmount the physiologic checks and balances in order to
become a clinically evident tumor [ 6]. Examples of such
mechanisms include impairment of apoptosis, uncontrolled
cell proliferation, angiogenesis, and metastasis. Several
hypotheses have been proposed with regard to the possible
origins of ovarian cancer (Table 1). The fact that there is a
positive correlation between the number of ovulatory cycles
with risk of ovarian cancer paved the way to the incessant
ovulation hypothesis by Fathalla in 1971 [ 7]. According to
this theory, with every ovulatory cycle, ovarian surface
epithelial cells are injured, and subsequently, through repair
mechanisms, the cells are predisposed to development of
mutations and later malignancies. Coherent with this
hypothesis, multiparity [8–10], length of lactation [ 11], and
oral contraceptive usage [ 8, 12] all decrease the risk of
developing ovarian cancer. Moreover, confirmatory data
from animal studies support the incessant ovulation hypoth-
esis [ 13, 14]. But, this hypothesis is somewhat undermined
by the fact that progesterone-only oral contraceptives are as
effective as ovulation-inhibiting contraceptives despite not
inhibiting ovulation [15]. In addition, although patients with
polycystic ovarian syndrome (PCOS) are known to have
decreased ovulatory or rather anovulatory cycles, these
women are still at increased risk of EOC [ 16].
Pitfalls in the incessant ovulation theory and evidence of
increased risk among women using fertility drugs in order
to conceive led to the gonadotropin hypothesis. It states that
ovarian epithelial cells are more predisposed for tumor
transformation after exposure to follicle-stimulating hor-
mone (FSH) and luteinizing hormone (LH). Gonadotropin
hormones (FSH, LH, and human chorionic gonadotropin)
are known to activate EOCs to proliferate, and this process
involves the mitogen-activated kinase pathway [ 17]. A
recent study using human ovarian cancer cell lines (CaOV-3
and SKOV-3) showed that FSH/LH promote PGE2 pro-
duction through cox-1 and cox-2 upregulation and increase
cell invasion. In addition, treatment of these cells with cox
inhibitors abrogated the stimulatory effects of gonadotro-
pins on cell motility and cell invasion [ 18]. In addition,
when the FSH receptor was overexpressed in non-
tumorigenic SV40 Tag-immortalized ovarian surface epi-
thelium (OSE)-derived cell lines, other proteins such as
EGFR, HER-2, and c-myc were also upregulated [ 19]. The
same was also shown when measuring other potential
oncogenes in vitro such as cyclin G2, Meis-1, β-catenin, β-
1 integrin, and IGF-1[ 20, 21]. In a case –control study,
Whittemore et al. [ 8] found that infertile women have a
Table 1 Hypotheses on physiologic susceptibilities to epithelial ovarian cancer
Hypothesis Proposed mechanism Evidence
Incessant ovulation Ovulation leads to OSE damage and repair,
making cells more predisposed to mutations
OCP use, breastfeeding, and pregnancy all decrease risk
for EOC by diminishing the number of ovulatory cycles
Gonadotropin stimulation FSH and LH activation leads to cell growth,
cell mitosis, and genetic aberrations
Risk factors for EOC include PCOs and Infertility, whereas
progestin-only OCPs are protective. In preclinical studies,
FSH promotes oncogenes overexpression and cell proliferation
Hormonal stimulation High levels of androgens in the tumor
microenvironment are pro-oncogenic,
where as progestins are protective
High androgenic conditions (PCOS, hirsutism, acne) increase
risk, androgen is the predominant hormone in ovarian inclusion
cysts; progestin use decreases risk of EOC, induces OSE cell death
Inflammation Inflammation is involved in ovulatory
damage of OSE, thus promoting
reconstruction and mutation susceptibility
NSAIDS are believed to reduce risk; talc and asbestos have
been associated with EOC; inflammatory mediators have
been found in the microenvironment of tumor cells
Adapted from JCO 2008:995 –1005 (Feb 20) with permission
OSE ovarian surface epithelium, EOC epithelial ovarian cancer, FSH follicle stimulating hormone, LH luteinizing hormone, PCOS polycystic
ovarian syndrome, OCPs oral contraceptive pills
278 HORM CANC (2010) 1:277 –290
higher chance of developing EOC (OR=2.8) and borderline
tumors (OR=4.0) after taking infertility medications.
However, other studies [22] have reported conflicting results,
which prompted the idea that it is the infertility state, rather
than gonadotropin medical therapy, that increases the risk of
EOC [ 23]. Moreover, it has already been shown that FSH
and LH receptors are frequently found on normal ovarian
surface epithelial cells and 60% of malignant ovarian cancer
cells [24]. Thus far, no evidence has been published showing
that gonadotropins promote alterations of OSE to a malig-
nant phenotype. However, animal studies have shown that
gonadotropins play a key role in tumor growth [ 25],
angiogenesis [ 25], vascular endothelial growth factor
(VEGF) expression [ 26], and cell adhesion [ 27]. Therefore,
current studies suggest a role for gonadotropins in ovarian
cancer progression, but not necessarily in causality.
Progesterone has been shown to reduce the risk for ovarian
cancer [ 15]. Similarly, progestin-only contraceptives are as
valuable as combined OCPs in reducing the risk for ovarian
cancer [ 15, 28]. The mechanism for this effect may be
related to reduced ovarian testosterone levels [29]. Moreover,
cell proliferation in OSE cells can occur through androgen
receptors [ 30]. Developing follicles contain the highest
androgen levels [ 31], providing an androgen-rich microen-
vironment around the epithelial cells. However, in vitro
studies have not validated the effect of androgen derivatives
on cancer cell growth [32]. Known hyperandrogenic diseases
such as PCOS, hirsutism, and acne have been shown to be
linked with increased EOC risk [ 16].
V arious inflammatory processes are involved with each
ovulation and are believed to be the causative process
responsible for priming OECs to genetic damage and
carcinogenesis. With every ovulatory cycle, inflammation
occurs through the action of cytokines and chemotaxis of
inflammatory cells and plays an important role in tissue
repair [ 23]. The inflammation theory is supported with the
observation that women taking anti-inflammatory medications
(NSAIDS, ASA) have lower incidence of ovarian cancer [33].
The molecular pathway in this process involves intracellular
effectors implicated in malignant transformation such as
VEGF, NF-κB, nitric oxide synthase, and cyclooxygenase-2
[33]. Other pro-inflammatory chemicals such as talc and
asbestos have been shown to predispose patients to ovarian
cancer [ 34]. However, no confirmation of the relationship
between talc or asbestos exposure and ovarian carcinogenesis
in an animal model has ever been established.
All of the aforementioned pathways may play a part in
the overall process of ovarian carcinogenesis in certain
groups of patients, but their direct relationship may be in
doubt and suggests that other mechanisms may be involved.
To enable detection of high-risk patients early, more
research is required to identify key genetic and epigenetic
factors.
Earliest Identifiable Processes in Tumor Progression
It is believed that EOCs originate from a single cell that has
become abnormal. This belief is based on studies showing
common characteristics between primary and metastatic
lesions when analyzing loss of heterozygosity (LOH), X-
chromosome inactivation, and DNA mutations [ 35]. Iden-
tification of early processes involved in tumor progression
is complex since the tumors usually present late, making it
difficult to clearly identify the earliest events.
Comparison of Genetic Makeup of Early- V ersus
Late-Stage High-Grade Ovarian Cancers
Analyses of high-grade tumors have revealed overexpression
of genes potentially responsible for cancer development and
predicting clinical outcome (described later). While the
earliest genetic events in ovarian cancer remain elusive, with
the emergence of new technologies such as microarray
expression profiling and comparative genome hybridization
(CGH), many potential early genetic incidents have been
discovered. At the expression level, early-stage tumors have
profound changes in gene expression, which can be surpris-
ingly similar to those found in late-stage tumors [ 36]. This
goes against the hypothesis that advanced-stage tumors
originate or progress from early-stage ones. But, when
CGH analysis was used in the same study, differences were
found at the genome levels that were more congruent with
the evolution of cancer theory. Another study analyzing
cancer specimens obtained from the ovary and omentum
revealed 27 genetic changes that can be used to distinguish
primary from metastatic cells [ 37]. The main pathway found
to be altered was the P53 cascade; hence, this study revealed
that this pathway may be critical for peritoneal seeding of
ovarian cancer cells. Further studies are needed with larger
power and microdissected specimens to elucidate differences
between stromal and tumoral changes.
Genetic Disorders In general, the pattern of transmission
for familial ovarian cancer is autosomal dominant with
variable penetrance. Women with genetic predisposition for
ovarian cancer are at high risk to develop the disease on
average a decade earlier, with risk of clinical cancer
increasing in the fifth decade [ 38]. BRCA1 and BRCA2
mutations constitute almost 90% of hereditary genetic
disorders responsible for ovarian cancer. The lifetime risk
of ovarian cancer in this population is estimated to be as
high as 56% and 27%, respectively [ 39]. BRCA genes are
the housekeepers of the cell ’ s genome by mediating signals
related to DNA injury, alerting and activating DNA repair
mechanisms, monitoring the cell cycle though checks and
balances, and promoting apoptosis [ 40–42]. BRCA has a
close relationship with an array of important transcription
HORM CANC (2010) 1:277 –290 279
factors, including p53, STA T1, c-Myc, JunB, A TF-1, and
others [ 43]. If the BRCA gene malfunctions, the cell will
have an increased number of centrosomes, inadequate
repair of damaged DNA, and will succumb to aneuploidy
and will be predisposed to mutations [ 43]. Although
cancers positive for these mutations will proliferate faster,
better prognosis is observed [ 44]. Genetic evaluation
revealed that BRCA1 and BRCA2 mutant tumors each
have different gene expression profiles, while sporadic
tumors had a profile similar to both BRCA1 and BRCA2
mutant tumors [ 45]. In the sporadic ovarian cancer popula-
tion, mutations in the BRCA gene are uncommon [ 46].
Meanwhile, in the Jewish population, BRCA1 and BRCA2
mutations were only found in 4% of borderline tumors
compared to early-stage ovarian tumors (24.2%), implicating
a role for BRCA mutations in cancer initiation [ 47]. Factors
affecting BRCA function include alternate splicing, epige-
netic factors, and other genetic causes [ 48–50].
The remaining 10% of hereditary ovarian cancers consist
of Lynch syndrome or hereditary nonpolyposis colorectal
cancer (HNPCC). This syndrome is associated with alterations
in DNA mismatch repair genes. It affects 5% of the
population, and patients with this syndrome carry a risk of
developing ovarian cancer of about 12% [ 51]. When the cell
DNA repair apparatus malfunctions, DNA instability occurs
and the cell becomes predisposed to unchecked mutations,
leading to cell proliferation. Although ovarian carcinogenesis
occurs in women with HNPCC, it has not been well studied.
Other familial syndromes associated with stromal ovarian
tumors include Peutz –Jeghers syndrome, which consists of
hamartomatous polyposis (mutation in the STK11 gene, 21%
lifetime risk), and Gorlin syndrome (mutation in PTCH, 20%
lifetime risk), respectively.
Animal Models Several animal models have been designed
in order to explore the pathogenesis of early ovarian
carcinoma. To study the cell impact of various oncogenes,
Orsulic et al. [ 52] used transgenic ovarian surface epithelial
cells (p53-deficient) expressing the avian receptor TV A.
After exposure to a variety of oncogenes, cells became
tumorigenic when two out of three genes (c-myc, k-ras,
Akt) were overexpressed. The transformed cells were then
implanted into the bursal sac around the ovary of mice and
later developed into peritoneal carcinomatosis similar to the
metastatic pattern observed in human ovarian tumors.
Connolly et al. [ 53] used genetically modified mice that
express the transforming region of SV40 T-antigen con-
trolled by the Müllerian inhibitory substance type II
receptor gene promoter, resulting in de novo ovary-
specific oncogenesis. In this model, the tumors were of
high grade and were found in 50% of the mice along with
carcinomatosis and ascites. Dinulesco et al. [ 54] established
a model of endometrioid ovarian carcinogenesis. In this
study, ovarian bursal cavity was injected with adenoviral
vectors expressing Cre recombinase, which resulted in the
overexpression of k-ras and conditional PTEN deletion.
Cells that overexpressed k-ras alone resulted in lesions
histologically consistent with endometriosis, whereas cells
that overexpressed k-ras along with PTEN knockout
underwent rapid transformation to endometrioid carcino-
mas. Wu et al. [ 55] have introduced mouse models of
ovarian endometrioid cancer containing deletion of APC
and PTEN tumor suppressor genes resulting in a profile
very similar to human cancer. A recent study used a
syngeneic mouse model of human epithelial ovarian cancer
model by orthotopically injecting murine ovarian carcino-
ma cells into transgenic mice [ 56]. This study allows
research of the spread of disease to the peritoneum. Due to
their ability to develop spontaneous ovarian tumors, the
laying hen has also been a model animal used for ovarian
cancer research. The CA125 ovarian cancer marker is also
expressed in chicken ovarian cancer cells while absent in
normal chicken ovarian cells [ 57]. Molecular studies of
ovarian cancer have taken advantage of Drosophila
melanogaster models. This model has given insight into
genes involved in border cell migration and motility [ 58].
Recent studies in Drosophila have elucidated the role of
transcriptional coactivator Yap as an ovarian cancer
oncogene [ 59]. Wistar and Sprague
–Dawley rats have also
been found to develop spontaneous ovarian tumors and
thus have served as models for cancer research [ 60].
Collectively, these models are aiding scientists to uncover
the oncogenes responsible for early cancer development.
Foreseen limitations to the application of these models
include the difficulty in th e delivery of genetically
modified cells and the unclear role of SV40 T-antigen in
human cancer.
Models of Ovarian Cancer
Clinical, translational, as well as genetic studies have
elucidated two major categories of ovarian carcinogenesis
based on the idea that tumors are heterogeneous: high-grade
malignancies tend to be fast growing and chemosensitive,
and the low-grade neoplasms typically grow slowly, but are
less sensitive to chemotherapy [ 61]. Gershenson et al.
presented a study comprising 112 low-grade ovarian serous
carcinoma patients which identified the average age at
diagnosis to be 43, much lower than the age for women
with high-grade cancer. Women with low-grade ovarian
cancer had prolonged median survival of 81 months
compared to 57 –65 months in those with high-grade
epithelial ovarian cancer [ 62–64]. Pathologic findings show
that 60% of low-grade ovarian serous carcinomas are
280 HORM CANC (2010) 1:277 –290
associated with a low malignant potential (LMP) neoplasm,
whereas it was found in only 2% of high-grade ovarian
carcinomas. Moreover, recurrent serous ovarian tumors of
LMP are mostly low-grade lesions and have slow progres-
sion [ 65, 66]. Genetic and protein alterations in tumor cells
also support the idea that the different types of ovarian
cancers have unique pathogenesis (Table 2). Gene analyses
have shown that b-raf, k-ras, and PTEN mutations occur
more often in LMP tumors compared to high-grade tumors
(30–50% versus 20%, respectively) [ 61, 67–69]. Converse-
ly, HLA-G, HER2, and AKT levels are increased in high-
grade tumors (61%, 20 –66%, and 12 –30%, respectively) as
compared to LMP tumors [ 70, 71, 72]. While P53 is found
to be mutated in >80% of high-grade tumors, it is rarely
mutated in LMP tumors [ 73–75].
Assessment of whole genome profiles of ovarian cancers
of various grades has shed light on the developmental
association amongst the tumors. In such an approach, LMP
tumors show closer similarity to normal ovarian epithelial
cells rather than invasive cancers [ 4, 76]. Low-grade
invasive cancers were also similar to borderline tumors.
For example, wild-type P53 was found in LMP and low-
grade tumors [ 4], suggesting that p53 dysfunction may not
be required for these tumors. Moreover, developmental
origin of these tumors was elucidated in loss of heterozy-
gosity [ 77] and CGH [ 78] studies where LMP and benign
adenomas share common genetic aberrations compared to
high-grade tumors. Benign cystadenomas, LMP tumors,
and mucinous adenocarcinomas have similar gene ex-
pression, which may be indicative of the sequential
progression from adenoma to LMP and then to adeno-
carcinoma [ 79, 80].
In a recent study, Pothuri et al. [ 81] elucidated potential
early aberrations in ovarian tumorigenesis. In this study,
molecular, genetic, and morphologic analyses of early
ovarian tumors and normal ovarian tissues revealed that
EOCs originate from dysplastic precursor lesions within
ovarian inclusion cysts. In addition, laser microdissection and
gene expression profiling of ovarian cystic epithelium
revealed a quasi-neoplastic signature involving signal trans-
duction, cell cycle control, and mitotic spindle formation.
Moreover, these cells had a high proliferation index and
aneuploidy. These findings suggest that at least some EOCs
may arise in ovarian cystic inclusion sites, and these tumors
may be preceded by identifiable dysplastic precursor lesions.
Compelling data offer evidence for a model where the
distal fallopian tube is believed to be an early precursor for
pelvic serous tumors. This theory emerged when pathology
of specimens obtained from prophylactic bilateral salpingo-
oophorectomy in BRCA-positive patients revealed the
presence of premalignant lesions/early serous carcinomas
in the distal fallopian tubes. Moreover, the same findings
were found in more than 50% of patients with unknown
BRCA status with pelvic serous carcinoma, establishing a
potential link between the fallopian tube and pelvic serous
cancer. Further analysis of tubal intraepithelial carcinoma
(TIC) and their adjacent serous carcinoma showed shared
P53 mutations [ 82], thus supporting an origin in the distal
fallopian tube [ 83, 84]. Przybycin et al. [ 85] showed that
TIC was found in 59% of high-grade serous carcinomas
and 92% were found in the fimbriated end of the tube.
When concomitant invasive serous carcinoma was present,
TIC was found in 71% of cases. Additional work is needed
to provide the mechanistic links between these potential
precursor lesions and ovarian cancer.
Genetic and Protein Alterations in Ovarian Cancer
Most of the information about genetic and protein changes
in ovarian cancer is based on advanced-stage tumor studies.
However, it is important to examine low-stage cancers to
understand some of the earliest genetic lesions. Therefore,
based on the attributes that cancer cells need to obtain in
order to become immortal [ 86], we will discuss these
processes in the context of ovarian cancer (Table 3).
Independence from Growth Signals
Several oncogenes have been studied in ovarian pathology
that enable cells to proliferate. One example is src, a
tyrosine kinase that plays a functional role in cell
proliferation, adhesion, angiogenesis, cell survival [ 87–
89], and in chemotherapeutic drug resistance [ 90]. Src
overexpression is found in 93% of late-stage ovarian
cancers and in more than 80% of cell lines [ 91]. Inhibiting
this proto-oncogene with antisense oligonucleotides or
small molecule inhibitors results in the diminished growth
of ovarian cancer in mouse models through inhibition of
angiogenesis [ 87]. Another group of proteins that are
Table 2 V ariability in biology in low- and high-grade tumors
Characteristic LMP/low-grade High-grade
p53 inactivity Rare 50 –80%
HLA-G Rare 61%
HER2/neu amplification Rare 20 –66%
Akt amplification Rare 12 –30%
Apolipoprotein E expression 12% 66%
b-raf mutation 30 –50% Rare
k-ras mutation 30 –50% Rare
PTEN mutation 20% (endometrioid) Rare
MSI 50% (endometrioid) 8 –28%
ARID1A mutation 30% (endometrioid) Rare
Adapted from JCO 2008:995–1005 (Feb 20) with permission
HORM CANC (2010) 1:277 –290 281
altered in tumorigenesis include the type I tyrosine kinase
receptor family HER (Erb). It comprises four monomers:
epidermal growth factor receptor (aka EGFR/Erb1/HER-1),
HER-2 (proto-oncogene neu), HER-3, and HER-4. EGFR
is the most common of the four and is overexpressed in 35 –
70% of epithelial ovarian cancers [ 92]. HER-2 lacks an
extracellular ligand-binding domain, yet it dimerizes with
other type I receptors. HER-2 is overexpressed in 20 –30%
of ovarian cancer cases [ 93].
Another well-known oncoprotein is RAS. It is a G-
protein involved in cell proliferation. Activated RAS turns
on a series of serine/threonine and tyrosine non-receptor
kinases, leading to phosphorylation of Erk1 and Erk2
transcription factors, which function in cell growth and
proliferation. K-ras mutations have been detected in 61% of
borderline tumors, 68% of low-grade tumors, 50% of
mucinous adenocarcinomas, and only in 5% of high-grade
serous carcinomas [ 69, 94]. However, Wong et al. [ 95]
Protein Function Rate in EOC
Growth promotion
EGFR(HER-1) Membrane TK receptor, promotes growth 35 –70%
HER-2 Membrane TK receptor, promotes growth 20 –66% (HGS)
Src TK, promotes growth, angiogenesis, survival 80 –90%
CSF-1/fms Ligand/receptor, inhibits anoikis 50 –70%
ILGF/ILGFR Peptide hormone/receptor, promotes growth 21 –25%
k-ras G-protein, promotes growth through MAP kinase pathway 30 –50% (LGS)
b-raf Promotes growth through MAP kinase pathway 30 –50% (LGS)
Insensitivity to anti-growth signals
TGF-β Ligand, inhibits growth through Rb activation Lost in 40%
myc Transcription factor, cell cycle mediator 30%
Cyclin D/Cdk4/6 Advance from G1 to S phase 30 –90%
Cyclin E/Cdk2 Advance from G1 to S phase 30 –70%
Cyclin B/Cdk1 Advance cell cycle into M phase 80%
p16 Inhibits cyclin D/Cdk4/6 Lost in 30%
p27 (kip-1) Inhibits cyclin E/Cdk2 Lost in 55%
p21 (W AF-1) Inhibits cyclin B/Cdk1 Lost in 25 –40%
NFκB Transcription factor, effector of many survival pathways Unknown
NOEY(ARHI) GTPase tumor suppressor, induces apoptosis through p21 40% LOH
Inhibition of apoptosis and immune surveillance
PIP3/Akt Akt (activated by PIP3) inhibits apoptosis 12 –18% (HGS)
PTEN Decrease Akt 20% (Endo)
p53 Promotes cell cycle arrest/apoptosis with DNA damage 50 –90% (HGS)
BRCA1 Co-factor for transcription factors, “caretaker” of genome 6 –82%
a
BRCA2 Co-factor for transcription factors, “caretaker” of genome 1 –3%
MLH1/MSH2 Mediates mismatch repair, promotes genetic stability 30% (Endo)
Fas ligand Produced by tumor cells to induce apoptosis of T-cells 50 –80%
HLA-G Secreted by tumor cells to inhibit cytotoxic immune cells 61% (HGS)
Limitless replicative potential
hTERT Subunit of telomerase, maintains telomere length 80 –85%
Enhanced angiogenesis
VEGF/VEGFR Ligand/receptor complex induces angiogenesis 40 –100%
IL-8 Cytokine promoting angiogenesis Unknown
EphA2 TK promotes angiogenesis and vasculogenic mimicry 76%
Promotion of invasion and metastasis
MMPs Matrix metalloproteinases degrade extracellular matrix 40 –100%
αvβ3 Integrin, promotes survival and angiogenesis 95%
FAK Co-factor TK promotes adhesion, proliferation, survival 70%
E-cadherin Promotes adhesion 90 –100%
Table 3 Select contributors to
ovarian carcinogenesis
Adapted from JCO 2008:995–
1005 (Feb 20) with permission
TK tyrosine kinase, LOH loss of
heterozygocity, HGS high grade
serous, LGS low-grade serous,
Endo endometrioid
a Inherited mutation in 6 –7% of all
cancers may play a role in up to
82% of sporadic cancers
282 HORM CANC (2010) 1:277 –290
analyzed 91 human ovarian tumor samples and found that
among the low-grade serous carcinomas, only 19%
expressed a KRAS mutation.
Non-responsiveness to Anti-growth Signals
For early malignant transformation to occur, anti-growth
pathways must be surpassed. Although not much is known
about the genetic mechanisms or the sequence of events,
anomalies in cell cycle proteins have been noted. Examples
of cell cycle mediators include cyclins, cyclin-dependent
kinases (CDK), CDK inhibitors (block the binding of
cyclins to CDK), and transcription factors such as pRb,
TP53, and E2F. The G
1 phase checkpoint (the restriction
point), after which the cells are committed to enter S phase,
is controlled by cyclins D and E ’ s phosphorylation of Rb
and release of E2F. Cyclin E is associated with poor patient
outcome and is expressed in borderline and malignant
tumors (40% and 70%, respectively), whereas it is
expressed in only 9% of benign tumors [ 96]. Cdk2, another
protein involved in G1-S phase transition with cyclin E, is
also found to be elevated in high-grade malignant ovarian
tumors as compared to low-grade or even benign tumors
[96]. Cyclin D1 is abundantly found in ovarian cancer cell
cytoplasm (89%) and nucleus (30%) and scarcely found in
normal epithelial ovarian cells [ 97]. Entry to the M phase is
regulated by CDK1/cyclin B complex, which is highly
expressed in 80% of malignant cells, but largely undetect-
able in normal ovarian epithelial cells [ 98].
Another pathway important in cell cycle control is the
RAS-Raf pathway, which involves the myc oncogene/
transcription factor. Myc is overexpressed in 30% of
ovarian cancers. Moreover, AHRI (aka NOEY2, a GTPase
tumor suppressor gene) [ 99] is a protein found in normal
epithelial ovarian cells, but is completely absent in cancer
cells. Y u et al. [ 100] suppressed the clonogenic growth of
cancer cells after re-expression of NOEY2 by transfection.
Therefore, we can conclude that various genetic anomalies
are involved in the disruption of the cell cycle and may give
ovarian cancer cells the advantage needed to expand and
grow without host supervision.
Surviving Apoptosis
Many proponents of this mechanism strongly believe that
avoiding cell death is the most critical step in order to
achieve carcinogenesis rather than cell proliferation alone.
V arious genes and proteins play a part in the mechanism of
cell death evasion. One example is the p53 gene and its
protein TP53. In normal physiology, it functions by
detecting damaged DNA, arresting the cell cycle, initiating
mechanisms of repair, and directing the cell cycle into the
path of apoptosis [ 101, 102]. When endogenous p53 is
knocked down with small interfering RNA, serous ovarian
borderline cancer cells show increased cell invasion and
cell survival [ 102]. Most p53 aberrations are missense
mutations [ 103]. P53 null mutations tend to be associated
with a more aggressive disease pattern in ovarian cancer
patients and may play a role in the metastatic process [ 104].
When p53 mutations are absent, its function can also be
altered through degradation by ubiquitination, or through
translation of TP53 binding protein. Moreover, pathology of
ovaries obtained from prophylactic surgery in BRCA1
patients revealed that p53 mutations are detected in inclusion
cysts adjacent to cystadenocarcinomas and in microscopic
ovarian malignant cells [ 105]. Collective data suggest that
p53 mutations and dysfunction may be one of the critical
early steps toward tumor transformation and progression.
Another pathway involved in apoptosis evasion is the
PI3-kinase/Akt pathway. It is present in 30% of ovarian
pathology [ 70]. It is also involved in neoangiogenesis, cell
invasion, and resistance to chemotherapy [ 106]. PTEN is
the major regulator in this pathway, which acts as a tumor
suppressor gene by dephosphorylating PIP3 back to PIP2
and leading the cell to apoptosis. Animal models have
shown that PTEN mutations may be an important early
event in the pathogenesis of the endometrioid subtype of
ovarian cancer [ 54].
BAF250A, the protein encoded by ARID1A [the AR-
rich interactive domain 1A (SWI-Like) gene], is one of the
accessory subunits of the SWI –SNF complex that is
believed to be responsible for providing specificity in gene
expression regulation. The SWI –SNF complex is ubiqui-
tous in eukaryotic cells and is involved in cellular
development, differentiation, proliferation, DNA repair,
and tumor suppression [ 107 ]. It consists of A TP-
dependent motion of nucleosomes, therefore controlling
the accessibility of transcription genes to promoters. RNA
sequencing revealed that ARID1A mutations were found in
46% of ovarian clear cell carcinomas and in 30% of
endometrial cancers [ 108
]. These findings correlated with
BAF250A loss by immunohistochemistry and were absent
in high-grade serous ovarian serous ovarian carcinomas.
Hence, ARID1A is a new potential tumor suppressor gene
that may play a part in early events leading to ovarian
carcinogenesis.NF-KappaB (NF κB), a pleiotropic transcrip-
tion factor, inhibits cell apoptosis and promotes cancer cell
survival. Deregowski et al. [ 109] used RT-PCR and DNA
hybridization microarrays to show that when NF κBi s
upregulated in transfected cells, BCL-2 family members are
also upregulated along with apoptotic inhibitors and other
genes important for cell survival. Another study also
showed that when NF κB was blocked in mice, the levels
of interleukin-8 (IL-8) and VEGF were also decreased,
resulting in diminished malignant potential in these ovarian
cancer cell lines [ 110].
HORM CANC (2010) 1:277 –290 283
Cell Immortality
Cell senescence followed by apoptosis is achieved after the
normal cell divides a number of times. The ends of the
chromosomes contain DNA/protein complexes that protect
the DNA from degradation. If the telomeres are lost, the
chromosomes are exposed to defects, which allow p53 and
other proteins to initiate apoptosis. Using telomere-specific
fluorescence in situ hybridization, 82% of serous tubal
intraepithelial carcinomas (STIC), a putative precursor of
ovarian high-grade serous carcinoma (HGSC), were found
to have short telomeres compared to normal tubal epithe-
lium. In contrast, HGSC had longer telomeres than STIC.
These findings suggest that telomerase activity is an
important occurrence in the initiation of ovarian tumori-
genesis [ 111]. Most ovarian cancer cells (81 –86%) over-
come the apoptosis pathway by producing telomerase,
which is a reverse transcriptase made of RNA (hTR) and
protein (hTERT) [ 112]. The major subunit linked to
tumorigenesis is the overexpression of hTERT [ 113].
Expression of hTERT and p53 knockdown can transform
ovarian surface epithelial cells [ 114]. Inhibition of telomer-
ase activity is achieved via a functional BRCA [ 115]. These
findings suggest that telomerase activation is an important
occurrence in the initiation of ovarian tumorigenesis.
Early Events in the Tumor Microenvironment:
Angiogenesis, Invasion, and Metastasis
The tumor microenvironment consists of tumor cells,
matrix components, inflammatory cells, and stromal cells.
The communication between these various components
allows for angiogenesis, invasion into stroma, and meta-
static growth in distant organs. The concept of metastasis
usually is synonymous with advanced stage of disease, but
it has been shown in breast cancer that early tumors may
also have subclinical metastasis [ 116]. In ovarian cancer,
changes in the stroma and peritoneum may allow the tumor
to spread [ 117]. Oxygen and nutrients are essential for all
cells, including malignant, benign, or normal cells. For cells
to receive this basic need, they must reside within 100 μm
of a capillary [ 118]. For a malignant cell to increase in size
beyond 1 mm
3, genesis of new vessels around its premises
must occur. Angiogenesis consists of a complex balance
between pro- and anti-angiogenic factors in the cellular
microenvironment. VEGF-A is the primary regulator of
angiogenesis [ 119, 120]. It augments vascular permeability,
acts as a positive effector for endothelial cell proliferation
and migration, modifies endothelial cell gene expression,
and allows the cell to evade apoptosis [ 121, 122]. Studies
have shown that VEGF expression induces ovarian cancer
cell lines to metastasize and produce ascites and carcino-
matosis [ 123]. The clinical outcomes of ovarian cancer
patients are correlated with VEGF levels [ 124, 125].
Mediators of angiogenesis can either originate from the
host or from the tumor cells. Among these, IL-8 is elevated
in ovarian cancer patients [ 126] and is believed to be a key
factor for cancer growth and new vessel formation [ 127].
Integrin subunits also play a key role in invasion and
angiogenesis. Davidson et al. [ 128] studied the expression
of αva n d β3 integrin subunits in cancer cells and
endothelial cells. The αvβ3 integrin was primarily located
on newly developing vascular endothelial cells and on
ovarian cancer cells. Another group concluded that EphA2,
a tyrosine kinase receptor involved in oncogenesis, is
overexpressed in 75% of ovarian cancers [ 129]. When
EphA2 is inhibited, cancer growth was also slowed down
by anti-angiogenic mechanisms [ 130, 131]. The patient-
specific tumor microenvironment is an important feature
that will regulate tumor angiogenesis and modulate the
outcome of anti-angiogenic therapy [ 132].
For metastasis to occur, the basement membrane must be
invaded. This involves interactions between the invading
cell and the surrounding stroma. To allow endothelial cell
migration during angiogenesis, remodeling of the extracel-
lular matrix is necessary and key proteins in this process
include the matrix metalloproteinases (MMPs). MMPs are
zinc-dependent endopeptidases that degrade collagen and
other ECM constituents. They also have the capability to
promote angiogenesis through VEGF [ 133]. Ovarian
cancers have been shown to express high levels of MMP2
and MMP9 [ 18, 134] and at the same time are associated
with clinical stage [ 135] and patient outcome [ 131]. Huang
et al. [ 136] showed that host-derived MMP-9 expression
appears to play a major role in angiogenesis and progres-
sion of human ovarian tumors compared to MMPs from
tumor cells. Another theory that may potentiate invasion is
the psychoneuroimmunomodulation hypothesis where cat-
echolamines are released due to chronic stress. Abundant
preclinical evidence supports the role of chronic stress in
activating the cholinergic/sympathetic pathways, which can
lead to increased invasion and metastasis [ 137, 138].
Moreover, epidemiological studies show that patients with
poor social support status and chronic stress may be at
greater risk for worse cancer outcome [ 138].
The tumor microenvironment consists of inflammatory
cells that have the ability to recognize foreign components
of the tumor cell and promote tumor cell apoptosis. In an
effort to evade recognition by the immune system, which
would eventually lead to their destruction, tumor cells have
acquired the ability to produce Fas ligand that induces
apoptosis in lymphocytes [ 139] as well as secretion of
HLA-G that can inhibit NK cell activity [ 72, 140].
Cytokine production by mesenchymal cells as well as by
the tumor cells helps the tumors to grow and prevent
284 HORM CANC (2010) 1:277 –290
Fig. 1 Proposed model of ovarian carcinogenesis (adapted from JCO
2008:995–1005 (Feb 20) with permission). Normal ovarian epithelium
is exposed to physiologic processes that may predispose to malignant
transformation, such as prolonged androgen exposure. A number of
characteristics must be obtained, primarily through mutations or other
genetic changes, to be transformed to a malignant state. These include
unregulated growth, resistance to anti-growth signals, inhibition of
apoptosis, evasion of recognition by the immune system, achieving
limitless replicative potential, induction of angiogenesis, and invasion
of the basement membrane. Examples of specific proteins known to
play a role in each of these processes in ovarian cancer are listed in
italics. The order in which these mutations may occur is not well
understood, but the timing and specific protein affected may be
significant in producing different histological subtypes and grades of
ovarian cancer. For example, if mutations favoring growth and
resistance to apoptosis occurred early, prior to achieving the potential
for invasion and metastasis, an intermediate pathologic subtype would
be noted more often, such as k-ras mutations in LMP tumors. A
mutation leading to genetic instability, such as p53, that occurred early
would predispose cells to other mutations and rapid progression to a
metastatic phenotype, as seen in high-grade malignancies. Permissive
or contributing factors of the microenvironment, such as production of
MMPs by fibroblasts ( pictured in red ), infiltration of inflammatory
cells ( pictured in blue ), and proliferation of endothelial cells for
angiogenesis, may be just as important as mutations in the tumor cells
HORM CANC (2010) 1:277 –290 285
apoptosis [ 141, 142]. Immunohistochemistry in 186 speci-
mens showed that increased numbers of T cells correlate
with an improvement in survival [ 143]. The role of specific
immune cell populations in controlling versus promoting
tumor growth remains to be fully defined [ 144].
An advanced stage of tumor usually is associated with
metastasis, which may occur earlier than once thought
[116]. Although cells escape from the primary tumor into
the vasculature, this does not necessarily mean that they
will anchor and grow in different distant organs [ 145]. Only
30% of stage I cancers showed positive peritoneal cytology
[146]. Due to the shedding capability of ovarian cancer, an
early role may be played by cell survival promoters such as
focal adhesion kinase (FAK) and E-cadherin [ 147–150].
Moreover, E-cadherin is expressed only in tumor cells
(LMP , benign, or low and high grade) and notably in
ovarian inclusion cysts, but absent in normal ovarian
epithelial cells [ 151].
Proposed Model of Ovarian Carcinogenesis
and Concluding Remarks
The understanding and identification of key players in the
development of ovarian cancer is important in order to
provide better targeted therapies. In the broad dual-pathway
model of ovarian carcinogenesis, we propose that not only
are the early genetic events important but also that the
stroma plays a significant role in tumorigenesis (Fig. 1).
The sequence of events is quite variable, but important
genetic alterations may lead to specific tumor types. For
example, KRAS mutations can lead to a LMP tumor,
whereas a p53 or BRCA mutation can lead to cancer
development through the high-grade pathway. Both path-
ways include certain characteristics such as evasion from
the immune system and invasion into the stroma and
peritoneal cavity while continuing to grow and to vascu-
larize. Despite similarities in both pathways, clinically and
histologically, each cancer is distinct and a large spectrum
of unknown genetic transformations or pathways may play
a role in the early steps in carcinogenesis. Therefore, strife
exists to identify these early factors responsible for the
initiation of oncogenesis in ovarian pathology, enabling
clinicians to detect cancer early and to target specific
factors to improve clinical therapy outcomes.
Acknowledgments The authors would like to acknowledge support
from the NIH (CA 110793, CA 109298, P50 CA083639, P50
CA098258, CA128797, RC2GM092599, U54 CA151668); the Ovarian
Cancer Research Fund, Inc. (Program Project Development Grant); the
DOD (OC073399, W81XWH-10-1-0158, BC085265); the Zarrow
Foundation; the Marcus Foundation; the Kim Medlin Fund; the Betty
Anne Asche Murray Distinguished Professorship; and the Meyer and Ida
Gordon Foundation 2.
Conflict of Interest The authors declare that they have no conflict
of interest.
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