Abstract
Background. Detection of viral RNA by nucleic acid amplification testing (NAAT) remains the
gold standard for diagnosis of SARS-CoV-2 infection but is limited by high cost and other
factors. Whether serology-based assays can be effectively incorporated into a diagnostic
algorithm remains to be determined. Herein we describe the development of a serology-based
testing algorithm for SARS-CoV-2 infection.
Patients and Methods. Between July 2020 and February 2021, we included symptomatic
unvaccinated patients evaluated in the Emergency Department of our institution for suspected
SARS-CoV-2. All patients had testing by real-time Reverse Transcription Polymerase Chain
Reaction. The performance characteristics of five commercial enzymatic serology assays testing
for different antibody isotypes were evaluated in a derivation cohort and the assay with the best
performance was further tested on a validation cohort. Optimal cut-off points were determined
using receiver operating characteristic (ROC) curves and further tested using logistic regression.
Results. The derivation and validations cohorts included 72 and 319 patients, respectively.
Based on its initial performance, the Elecsys Anti-SARS-CoV-2 assay (Roche Diagnostics) was
further tested in the validation cohort. Using ROC curve analysis, we estimated the diagnostic
performance for different cut-off points assuming a prevalence of positive tests of 5%. At any
given cut-off point the NPV was over 97%.
Discussion. This study suggests that an initial diagnostic strategy using the Elecsys Anti-SARS-
CoV-2 serology test in symptomatic unvaccinated patients could help to rule out an acute SARS-
CoV2 infection and potentially lead to appropriately tailored infection control measures or
rational guidance for further testing with a potential cost reduction and increased availability.
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1. Introduction
Effective diagnosis of SARS-CoV-2 infection remains a cornerstone of clinical and public health
responses to the current pandemic. Since the initial outbreak of the COVID-19 pandemic in
December 2019, significant advances have been made in the diagnosis, management and
prevention of SARS-CoV-2 infection (1-3). Detection of viral RNA by nucleic acid
amplification testing (NAAT) remains the gold standard for diagnosis of SARS-CoV-2 infection.
However, NAAT-based testing is complicated by high cost, technical complexities and
scalability which can all lead to long turn-around-time, often exceeding 24 hours. Complex
technical requirements, including technical expertise, instruments availability, as well as
accessibility to large scale collection centres limit its implementation, particularly in resource-
constrained settings, thus impacting clinical management and infection control measures.
Considering the limitations, there has been a proliferation of alternative testing methods for
SARS-CoV-2 infection, primarily in the form of serology-based assays, which offer advantages
of lower cost and more rapid turn-around-time relative to NAAT (4, 5). While serology-based
testing has been applied in some healthcare settings, more widespread adoption remains limited
by lack of clarity of performance relative to gold standard NAAT-based testing, and failure to
incorporate within diagnostic algorithms for patients with suspected SARS-CoV-2 infection.
We previously evaluated the performance of five SARS-CoV-2 serology assays in samples from
patients tested for SARS-CoV-2 infection by NAAT, demonstrating high sensitivity and
specificity of several serology-based assays(6). Whether specific cut-off values for serology-
based assays can accurately predict negative NAAT testing and be effectively incorporated into a
diagnostic algorithm remains to be determined. Herein we describe the development of a
serology-based testing algorithm for SARS-CoV-2 infection based on a cohort of patients
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presenting with symptoms of acute infection who underwent both serologic- and NAAT-based
testing. We describe an approach using up-front serology testing to predict negative NAAT result
and effectively rule out SARS-CoV-2 infection in symptomatic patients.
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2. Materials and methods
2.1 Study Design and population
This study was conducted at a tertiary care centre in Ontario, Canada, after approval by the
institutional Research Ethics Board. The derivation phase consisted of a retrospective cohort of
patients assessed between March and April 2020. The validation phase consisted of a prospective
cohort including patients assessed between July 2020 and February 2021. We included patients
evaluated in the Emergency Department (ED) for suspected symptomatic SARS-CoV-2 infection
and who underwent NAAT testing, for whom clinical information was available and had
available stored serum or plasma samples collected for other purposes around the time of NAAT
testing. We collected demographic and clinical data including age, sex, comorbidities, time to
symptom onset, and laboratory data. We also documented duration of symptoms at time of
NAAT testing for SARS-CoV-2 infection.
2.2. SARS-CoV-2 testing
Serology and NAAT testing were performed in independent laboratories in a blinded fashion. All
patients included had testing by real-time Reverse Transcription Polymerase Chain Reaction
(rRT-PCR), using a research-use only E-gene / EAV assay (Cat No. 40-0776-96, TIB Molbiol
Syntheselabor GmbH, Berlin, Germany) and RNA Virus Master (Cat No. 06754155001, Roche
Diagnostics International Ltd., Rotkreuz, Switzerland). Extraction and amplification were
respectively performed on the Hamilton STAR (Hamilton Company, Reno NV, USA) and Roche
LightCycler 480 II instruments according to manufacturer’s instructions. In the derivation cohort
serology was tested using five commercially available assays. The EUROIMMUN Anti-SARS-
CoV-2 ELISA IgA and ELISA IgG assays were performed on an EUROIMMUN Analyzer-I
(EUROIMMUN Medizinische Labordiagnostika AG, Lübeck, Germany). These are
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semiquantitative assays for the detection of IgG or IgA antibodies against the Domain S1 of the
SARS-CoV-2 spike protein and are reported as ratios (Negative <0.8). The DiaSorin’s
LIAISON SARS-CoV-2 S1/S2 IgG assay was performed on the Liaison XL instrument (Diasorin
S.p.A., Saluggia, Italy). This is a quantitative assay for the detection of IgG antibodies against
the S1/S2 antigens and results are reported as arbitrary units per millilitre (Negative <12). The
Epitope Diagnostics Novel Coronavirus COVID-19 IgM assay (Epitope Diagnostics Inc., San
Diego, CA, USA) is a qualitative assay designed to detect multiple epitopes of the SARS-CoV-2
nucleocapsid protein. This test was manually performed in a Multiskan™ FC Microplate
Photometer (ThermoFisher Scientific, Waltham MA, USA) and reported as a ratio based on
optical density at 450 nm (Negative
≤ 0.9). The Elecsys Anti-SARS-CoV-2 was performed on an
automated Cobas e801 analyzer (Roche Diagnostics International Ltd., Rotkreuz, Switzerland). It
is a qualitative electro-chemiluminescence immunoassay (ECLIA) for the detection of total
antibodies against the nucleocapsid antigen reported as a cut-off index based on the provided
calibrators (Negative <1). Serology-based assays were performed on peripheral blood serum or
plasma samples collected at the time of NAAT testing, according to manufacturers instructions.
These assays have demonstrated high sensitivity and specificity for detection of SARS-CoV-2
infection in prior studies(6) and have a rapid turn-around-time on high volume automated ELISA
analyzers.
2.3. Data analysis
In the derivation cohort baseline characteristics were compared for NAAT-positive and negative
samples using Pearson Chi-square, Student’s t, or Mann-Whitney tests, as appropriate. Single
and multiple variable stepwise logistic regression analyses were conducted to determine the
strength of association between each potential predictor and a positive NAAT test. Results for all
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serology tests were dichotomized using receiver operating characteristic (ROC) curves to
determine optimal cut-off points for each test’s reporting units using Youden indices. Logistic
regression models were constructed to determine the strength of association of dichotomous
serology results with positive NAAT testing and adjusted for the time differential between
NAAT and serology testing. Goodness-of-fit was assessed using Hosmer-Lemeshow tests and
models were internally validated using non-parametric bootstrapping with 1,000 iterations. Pre-
specified subgroup analyses were conducted using regression models for samples with a time
differential between NAAT and serology testing of plus or minus 48 hours. For all dichotomous
serology cut-off values, we calculated sensitivity, specificity, and negative likelihood ratios.
Negative predictive values (NPV) were calculated assuming a prevalence of positive tests of up
to 5%.
For the validation cohort, subsequent serology testing was chosen based on tests’ procedural
considerations and statistical performance. Logistic regression models were constructed as
previously described and were further adjusted for time from symptoms onset to testing.
Sensitivity ROC curve analyses were conducted for different cut-off points and for the subgroup
of samples with a time differential between testing within 48 hours. All analyses were conducted
using SPSS 22.0 software (IBM Corp., Armonk NY, USA) and MedCalc Statistical Software
version 19.2.6 (MedCalc Software Ltd, Ostend, Belgium).
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3. Results
3.1. Patient characteristics
The derivation and validations cohorts included 72 and 319 patients, respectively. All patients
presented to the ED with symptoms and underwent testing by NAAT. Approximately half of all
patients were male, and the mean age was approximately 65 years. Patient characteristics are
summarized in Table 1.
3.2. Performance of serology-based assays
In the derivation cohort serology testing was performed using Elecsys Anti-SARS-CoV-2
(N=57), EUROIMMUN Anti-SARS-CoV-2 ELISA IgA (N=59), EUROIMMUN Anti-SARS-
CoV-2 ELISA IgG (N=72), DiaSorin’s LIAISON SARS-CoV-2 S1/S2 IgG (N=59), and Epitope
Diagnostics Novel Coronavirus COVID-19 IgM (N=38). Diagnostic performance for the cut-off
points as determined by ROC curve analysis and results of logistic regression analysis are shown
in Table 2. All cut-off points identified were below the negative reference value for each
reagent, except for the Euroimmun IgA assay. Of the included reagents, the Elecsys Anti-SARS-
CoV-2 showed the best performance in primary and sensitivity analysis with the highest β-
coefficient in the latter. The validation cohort was then tested with the Elecsys Anti-SARS-CoV-
2 reagent. Using ROC curve analysis we estimated the diagnostic performance for 3 cut-off
points: 0.1 (as estimated in the derivation cohort), 0.114 (estimated from the whole validation
cohort), and 0.095 (estimated for the derivation cohort samples with a time differential between
NAAT and serology within 48 hrs.). Results are shown in Table 3. At any given cut-off point the
NPV was over 97%.
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4. Discussion
Despite advances in serology-based testing for SARS-CoV-2 infection, NAAT-based testing
remains the gold standard but comes with disadvantages of availability, high cost and slower
turn-around-time. These limitations are particularly important in resource-constrained settings.
Over 18 months since the onset of the COVID-19 pandemic, as cases of COVID-19 continue to
spread worldwide there remains a strong need for rapid, readily available diagnostic testing for
SARS-CoV-2 infection. In this study, our findings suggest that by lowering the manufacturers’
recommended cut-off values for commercially available anti-SARS-CoV-2 antibodies serology
we can accurately predict negative NAAT testing. In our population we would have had 77.4%
(95% CI 72.5-81.7) of the samples categorized as highly likely to be negative by NAAT testing.
Based on this data, we propose a ‘serology-first’ diagnostic algorithm that can be used to rule out
SARS-CoV-2 infection in unvaccinated symptomatic patients presenting to the ED. This
serology-based diagnostic algorithm offers a lower cost alternative to universal NAAT testing, in
addition to rapid turnaround times to enable efficient triage, clinical management and infection
control. Such an algorithm could be used to facilitate more judicious use of NAAT-based testing,
contributing to more effective utilization of hospital resources, minimize healthcare worker
exposure risk and nosocomial spread.
These findings could have significant implications for the diagnosis and management of SARS-
CoV-2 infection in acute care settings. The high NPV of the serologic testing would not only
reduce the need for NAAT testing but could allow early identification of the lower risk patients.
Based on our observations, it could be reasonable to minimize isolation measures in serologically
negative patients with a low probability of having a positive NAAT result such as those
presenting with non-febrile illnesses. However, for others who have other indications for
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isolation such as respiratory tract symptoms with fever, isolation would still be required due to
the risk of other respiratory pathogens.
The proposed approach has the additional advantage of using enzymatic methods that are
standard for multiple applications in medicine and are widely available. In addition to a valuable
tool for clinicians, an algorithm may find widespread application given the limited availability of
NAAT-based testing especially in resource-constrained areas, in which NAAT testing may not
be available, or the turn-around time for the results may be delayed by several days. Based on
our observations, it could be reasonable to minimize isolation measures in patients with a low
probability of having a positive NAAT result.
The current approach has some disadvantages, the most important of which are that it only
applies to unvaccinated populations, and that its performance depends on the prevalence of
positive SARS-CoV2 cases in the population in which it will be applied. As vaccination
coverage increases, the performance of this method is yet to be determined but given the large
disparities observed in many countries we believe that it still has a valuable place in clinical
practice. Our study has some potential limitations. Our cohort was limited to patients who
presented to the emergency department and were ill enough to require blood tests. It is unclear if
the performance will be equivalent in a community setting such as an assessment center in which
blood testing might have been deemed unnecessary. Another potential limitation is the fact that
not all samples were obtained on the same day as the NAAT testing was performed. However,
exhaustive sensitivity analyses confirmed robust results for this approach. Another consideration
is that the derivation phase of this study showed that although potentially the use of different
reagents might be useful in theory, inherent differences in the performance and characteristics of
each test are likely going to affect the usefulness of our approach. The validated reagent detects
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total antibodies directed against the nucleocapsid of the SARS-CoV2 which are the ones that are
elevated first during the immune response to the virus(7). That might explain to some extent the
difference in the performance compared to other assays which detect antibodies against the spike
protein. We hypothesize that given that our approach is only applicable to symptomatic patients,
and that the mean duration of symptoms in this study was around 5 days, the early phase immune
response mounting at the time of testing would not reach levels to meet the manufacturer’s
diagnostic threshold, but by lowering the threshold the performance of the test can be modified.
In other words, lowering the threshold of these tests will not help to identify SARS-CoV2
positive symptomatic patients, but can help to identify negative ones. This approach needs to be
further explored using alternative automated or semi-automated platforms. Finally, our cohorts
were assessed prior to the emergence of the delta wave in Canada. It has been reported that the
viral load rises more rapidly and earlier in delta infections than in previous strains, although the
time to symptom onset is less clear(8). Whether the serological results reported here in early
infection will perform as well in patients infected with the delta strain will require further study.
In summary, this study suggests that a SARS-CoV2 diagnostic strategy using the Elecsys Anti-
SARS-CoV-2 serology test in the initial evaluation of symptomatic unvaccinated patients could
be of clinical value to initially rule out an acute SARS-CoV2 infection and could potentially lead
to appropriately tailored infection control measures or rational guidance for further testing with a
potential reduction in costs and increased availability. The adequacy of this strategy with other
reagents and in areas with a very high prevalence of positive cases needs further research.
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Authors’ contributions. AL-L, BCY, ICY, MK, JD, VB and MS were involved in study design.
JT, LL and BCY were involved in data extraction. BDH, JH, VB, and MK were involved in
laboratory analysis. AL-L was involved in data analysis and manuscript draft. All authors
provided revisions to the final manuscript.
Acknowledgements. Authors wish to thank Husam Abdoh for helping with sample
management.
Funding. This study was funded by a grant from the Academic Medical Organization of
Southwestern Ontario (AMOSO).
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5. References
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4. Charlton CL, Kanji JN, Johal K, Bailey A, Plitt SS, MacDonald C, et al. Evalua tion of Six
Com mercial Mid- to High-Volume Ant ibody and Six Point-of-Care Lateral Fl ow Assays for
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5. Van Caeseele P, Bailey D, Forgie SE, D ingle TC, Krajden M. SARS -CoV -2 (CO VID-19)
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6. Knauer MJ, Hedley BD, Bhayana V, Payne M, Chin-Yee I, Delport J. Interim analysis of the
clinica l perfo rmance of f ive SARS-Cov -2 serology assays. Clinical bio chemistry. 2020;86:28 -30 .
7. Caruana G, Croxatto A, Coste AT , Opota O, Lamoth F, Jaton K, et al. Diagnostic st rategies
for SARS-CoV -2 infection and in terpre tation o f microbio logical resu lts. Clini cal Microb iology and
Infection. 2020;26(9):1178 -82.
8. Jing L, Baisheng L, Aiping D, Kuibiao L, Yao H, Zhencui L, et al. Viral in fect ion and
transmission in a la rge, well-traced o utbreak caused by the SARS-CoV- 2 Delta varian t (PrePrint).
Research Square. 2021. [https://doi.org/10.2 1203 /rs.3.rs-7 38164 /v1]
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Table 1. Population characteristics
Derivation Cohort
(N=72)
Validation Cohort
(N=319)
Age, meana 64 (18) 65(18)
Male Sex 38 (53%) 166(52%)
Time between symptom onset and
NAATa
5.5 (6.1) 6.2(8.8)
Co-morbidities
Chronic obstructive pulmonary
disease
15(21%) 61(19%)
Cancer 21(29%) 79 (25%)
Laboratory Characteristics
Positive NAAT 28(40%) 47 (15%)
Neutrophil count (x 109/L) a 7.2(4.4) 8.4(5.2)
Lymphocyte count (x 109/L) a 1.2 (0.84) 2.2 (15.1)
Neutrophil-to-lymphocyte ratioa 8.3(6.7) 11.2(14.9)
Abbreviations. NAAT nucleic acid amplification test
aMean (Standard deviation)
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Table 2. Performance characteristics for serology assays
Reagent Cut-off
value
Sensitivity Specificity -LR NPV a Exp(β)b 95% CI Sig. Exp(β)b 95% CI Sig.
Elecsys
(N=57)
0.1 76.9 96.8 0.24 98.8 77.2 11.7-
510.5
<0.001 66 3.5-1254.6 0.005
Euroimmun
IgA (N=59)
1.94 76.2 89.5 0.27 98.6 19.3 4.3-85.3 <0.001 13.5 1.34-134 0.027
Euroimmun
IgG (N=72)
0.445 67.9 90.9 0.35 98.2 22.4 5.7-87.3 <0.001 17.5 2.3-134-3 0.006
Diasorin IgG
(N=59)
5.7 75.0 97.7 0.26 98.7 126.5 11.9-
1342.9
<0.001 NE NE NE
Epitope IgM
(N=38)
0.153 83.3 95.0 0.18 99.1 116.6 8.2-
1661.6
<0.001 NE NE NE
Abbreviations. -LR negative likelihood ratio; NPV negative predictive value; NE not estimable
aValues assume a 5% prevalence of positive tests.
bAdjusted for Time differential between NAAT and serology testing
bSubgroup analysis in samples with a time differential between NAAT and serology testing within 48 hrs.
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Table 3. Performance characteristics of the Elecsys Anti-SARS-CoV-2 in the validation cohort
Cut-off value Sensitivity Specificity -LR NPV a Exp(b) b 95% CI Sig.
Whole Cohort
0.1 91.5 89.3 0.1 99.5 90.7 26.0-316.2 <0.001
0.114 87.2 95.6 0.13 99.3 118.7 40.8-345.6 <0.001
Sensitivity analysis in samples with a time differential between NAAT and serology testing within 48 hrs.
0.095 75 86.18 0.29 98.5 (5%)
99.1 (3%)
99.7 (1%)
21.5 2.0-228.2 0.011
0.1 50 93.4 0.54 97.3 (5%)
98.4(3%)
99.5(1%)
14.2 1.1.8-111.7 0.012
0.114 66.7 96.05 0.35 98.2(5%)
98.9(3%)
99.7(1%)
20.8 2.4-179.0 0.006
Abbreviations. -LR negative likelihood ratio; NPV negative predictive value; NE not estimable
aValues in brackets indicate disease prevalence assumptions. Default assumption is 5%.
bAdjusted for Time differential between NAAT and serology testing
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