Abstract
Background
Halting transmission of Mycobacterium tuberculosis (Mtb) by identifying infectious individuals early
is key to eradicating Tuberculosis (TB). Here we evaluate face mask sampling as a tool for stratifying
infection risk in household contacts of pulmonary TB (pTB).
Methods
Forty-six sputum positive pTB patients in The Gambia (Aug 2016-Nov 2017) consented to mask
sampling prior to commencing treatment. Incident Mtb infection was defined in their 181 household
contacts as QuantiFERON (QFT) conversion or an increase in Interferon-ƴ release of ≥ 1IU/ml, 6
months after index diagnosis. Multilevel mixed-effects logistical regression analysis with cluster
adjustment by household was used to identify predictors of incident infection.
Findings
Mtb was detected in 91% of pTB mask samples with high variation in IS6110 copies (5.3 x102 to 1.2
x107). A high mask Mtb level (≥20,000 IS6110 copies) was observed in 45% of cases and
independently associated with increased likelihood of incident Mtb infection in contacts (AOR
(95%CI) 3.20 (1.26 - 8.12), p=0.01), compared with cases having low/negative mask Mtb levels. Mask
Mtb level was a better predictor of incident Mtb infection than sputum bacillary load, chest
radiographic characteristics or sleeping proximity.
Interpretation
Mask sampling offers a highly sensitive and non-invasive tool to support both diagnosis of pTB and
stratification of individuals who are most infectious. Our findings have the potential to revolutionise
contact screening strategies and outbreak management in high TB burden settings and is of urgent
public health importance.
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Introduction
Tuberculosis (TB) remains a major global health challenge1 which has been compounded by COVID-
19 and its effect on health services worldwide2. The causative organism, Mycobacterium tuberculosis
(Mtb), is reliant on airborne transmission for survival and so, identifying those individuals who are
emitting infectious bacilli is key to global eradication3.
The World Health Organisation (WHO) advocates screening close contacts of pulmonary TB (pTB)
cases to identify recently infected individuals as part of the TB elimination strategy4. For high burden
settings in particular, this dovetails with active case finding programmes to identify subclinical TB,
which is increasingly recognised to be a potentially important contributor to the overall burden of
transmission.5
However, in these settings systematic screening is severely constrained by insufficient resources6. To
overcome this, tools that can rapidly identify the most infectious individuals could enable more
focussed contact screening pathways to be developed. However, traditional clinical markers of
infectivity that include bacillary burden in sputum, extent of disease (particularly cavitation) on chest
x-rays and the presence of cough have repeatedly been shown to be unreliable in the assessment of
transmission at the individual level7-11.
Studies to date suggest direct sampling of infectious aerosolised bacilli from infected individuals
using the Cough Aerosol Sampling System (CASS) can better discriminate between pTB patients with
high and low levels of infectiousness than traditional markers8. CASS detects colony forming unit
(CFU) bacilli captured in an Andersen sampler following two five-minute bouts of coughing. Although
effective, it is a relatively demanding technique, requiring carefully calibrated apparatus, trained
personnel and access to a biocontainment level 3 laboratory.
We have developed face mask sampling (FMS) as an alternative method for quantifying bacilli
exhaled by pTB patients, in association with their natural breathing pattern and coughing. The
approach is simple, non-invasive and applicable in any setting where a mask can be worn. We have
demonstrated the capacity of FMS to reveal individual patterns of Mtb emission over 24 hours and
shown that these are often dissociated from concomitant sputum bacillary output. As a screening
tool for diagnosing pulmonary TB, our studies indicate that FMS can detect active TB more
consistently and with greater sensitivity than conventional sputum analysis12,13.
In this prospective cohort study we extend our evaluation of FMS to investigate its utility for
stratifying infectiousness of pTB. We have hypothesised that emitted bacillary genomic signals
detected by FMS could be correlated with household contact transmission rates. The work was
conducted in household contacts of pTB patients, the high TB burden setting of The Gambia, where
both M. africanum and Mtb cause clinical disease14.
Methods
Study population and design
Sputum acid-fast bacilli (AFB) smear positive pulmonary TB patients were recruited between August
2016- November 2017, in the Greater Banjul Area of The Gambia in West Africa. Recruitment took
place at either the MRC TB clinic (Fajara) or four local health centres (Brikama, Fajikunda, Jammeh
Foundation for Peace Hospital and Serrekunda). Patients aged ≥18 years with at least 3 adult
household members in close contact for at least 3 months were eligible for enrolment to the study.
Recruited patients provided a 60 minute mask sample (see below) prior to treatment. A baseline
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chest X-ray (CXRs) was performed in all patients and scored for disease extent and cavitation
(appendix).
Household contacts of the recruited pulmonary TB cases were assessed at baseline for signs of active
TB with detailed medical history, clinical examination, CXR and, where possible, sputum analysis.
Household contacts in whom active disease was excluded were eligible for the study if they had not
been treated for TB in the previous 12 months, lived with the index TB patient and willing to take
part. All recruited household contacts were tested for HIV at baseline and had blood taken for
QuantiFERON TB Gold-in-Tube testing (QFT, Qiagen, Germany) at enrolment and 6 months. No
treatment was given to patients identified with LTBI during the course of the study.
In addition to routine demographic and clinical data for both TB cases and contacts, specific
information about the whole household was collected, including the number and age of all people
living in each compound and sleeping proximity of each person to the TB case.
Sputum processing
Processing of the initial screening sputum sample for acid-fast bacilli (AFB) analysis was performed at
the community clinic. All other samples for the TB cases were processed at the microbiology
laboratory at the MRC Unit in Fajara. These included sputum AFB smear microscopy, Xpert MTB/RIF
assay (Cepheid, USA) and liquid culture (BACTEC MGIT 960, Becton Dickinson, USA). Mycobacterial
species was determined by spoligotyping15 and radiologic extent of disease was graded on a four-
category ordinal scale independently by two members of the research team (see appendix for
details).
Face mask sampling and processing
Index cases wore a modified face mask containing a gelatine sampling matrix for 1 hour under direct
observation from which Mtb DNA was extracted and quantified, as previously described12. Briefly,
exposed gelatine from the face mask was dissolved in sodium hydroxide (1·5 mL of 2% w/v),
neutralised with 190 μL 4 mol/L hydrochloric acid, centrifuged at 13,400 × g for 10 min, then the
pellet was re-suspended in TE buffer (comprising the pH buffer Tris and the cation chelator EDTA and
stored at −80°C. Cells were subsequently disrupted by bead-beating and DNA extraction based on
the methods of Reddy and colleagues16. Bacillary burden was assayed by IS6110-directed PCR17.
QuantiFERON analysis
At baseline and 6 months, whole blood was collected from the recruited TB contacts and tested for
immunoreactivity to Mtb antigens using the QuantiFERON TB Gold In Tube assay (1 ml per tube for
TB-Ag, NIL and PHA) in accordance with manufacturer’s instructions. Data was analysed using the
manufacturer’s recommended positive cut -off of ≥ 0.35 IU/ML and ≥ 25% of the NIL response after
subtracting the NIL from each antigen-specific response
Statistical Analysis
Our primary exposure variable was mask output of the index case within the household and
correlation of this with infection in their household contact (HHC). To evaluate a relationship between
the quantity of IS6110 captured by mask sampling and QFT conversion, we divided mask output into
two groups after first looking at the trend in risk of QFT conversion by finely divided categories of
genomic copies, as described by Jones -Lopez and colleagues using CASS. 8 On this basis, we defined
two groups: (1) ≥ 20,000 copies and (2) < 20,000 copies or negative.
Our primary outcome measure was incident Mtb infection within the household contact defined by
QFT conversion from negative to positive. Our secondary outcome measure used a quantitative
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increase in the QFT reading from baseline to 6 months of ≥ 1 IU/ml, regardless of baseline IFN-ƴ result.
This secondary measure was included to overcome the inherent risk of missed seroconversion events
in contacts arising from delayed index diagnosis. A threshold increment of ≥ 1 IU/ml was chosen as
studies have suggested that an IFN-ƴ level of < 1 IU/ml is less likely to represent a significant infection
event18,19 and that significant changes in the quantitative value of QFT are associated with a higher
incidence of TB disease progression20,21.
We calculated a Negative Predictive Value (NPV) of FMS to predict incident infection (QFT conversion
and IFN-ƴ increase of ≥ 1 IU/ml) with an average transmission rate to household contacts of 29%.22
We calculated descriptive statistics of clinical and demogr aphic characteristics of contacts of index
cases and compared diffe rences between subgroups with those exposed to high mask output and
low/negative mask output. (see appendix for details) To identify factors associated with new Mtb
infection in contacts, we performed multilevel mixed -effects logistic regression, adjusting for
clustering within households. Parameters achieving a statistical threshold of p<0.1 in univariabl e
analysis were retained for inclusion to the multivariable multilevel mixed effects lo gistic regression
model (Table S4 in supplemental data) . All statistical analyses were performed using STATA version
13.1 (StataCorp LP, USA). Results are presented as unadjusted and adjusted odds ratios (OR and AOR)
with 95% confidence intervals (CI).
Ethics Statement
Written, informed consent was obtained from all participants prior to sample collection. Ethical
approved was provided by the Gambia Government/MRC joint ethics committee (ref: SCC 1486v2).
Results
Between February 2017 and May 2018, we scre ened 64 sputum AFB smear positive pulmonary TB
patients and enrolled 50 participants (Figure 1). Four index cases and their household contacts (HHC)
were later withdrawn from study analysis because all HHC were lost to follow up or had missing
results. In total 181 (85%) of 217 household contacts recruited from households of the 46 index cases
provided serial QFT data for analysis (Figure 1). There was no difference in baseline characteristics
between TB cases and household contacts that were included and excluded from the study (Table S2
& S3 in supplemental data).
TB cases and Mask Output
All 46 index pTB cases had microbiologically confirmed disease, with 14 (30%) participants having M.
africanum infection (Table 1). Median age of the cohort was 26 years and 27 participants (59%) were
male. HIV co-infection was identified in 2 participants (4%). All participants reported cough and other
TB associated clinical symptoms for greater than 3 weeks prior to enrolment and all had moderate or
advanced disease on CXR.
Exhaled Mtb was detected by FMS in 42 (91%) index cases with IS6110 copy numbers varying from 5.3
x102 to 1.2 x10 7 (median 1.8 x10 4) among mask positive individuals. A high mask output (>20,000
copies) was detected in 19 (45%) participants.
The proportion with a high mask output did not differ according to measures of sputum bacterial
burden, defined by smear AFB (p=0.60) or Xpert MTB/RIF (p=0.15) grades, or time to positive culture
with MGIT 960 (p=0.85) (Table 1). There was also no significant differences in CXR severity (p=0.31) or
proportion with cavitation (p=0.38) between high and low/negative Mtb mask output groups (Table
1). Index cases with M. africanum infection were similarly distributed between the high and
low/negative mask output groups (37% vs 22%, p=0.89).
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Household contacts and Prevalent TB infection
The number of household contacts exposed to TB patients with negative, low positive and high
positive mask samples were 10, 98 and 73 respectively. No household contacts were found to ha ve
active TB at baseline. As the number of household contacts ex posed to mask negative patients was
small, we combined this group with contacts of index cases having low positive mask samples , for
comparative analyses with contacts of high mask output inde x cases. The groups were statistically
matched according to sleeping proximity to their index case (p=0.15), proportions with evidence of
previous BCG vaccination (p=0.114) and baseline prevalence of QFT -defined latent Mtb infection
(LTBI) (53% for index mask negative/low positive vs 52% for index high mask output contacts, p=0.933)
(Table 2).
Incident Mtb infection
Primary outcome measure (QFT conversion)
After excluding household contacts that were QFT positive at baseline, there were 41 (47%) contacts
of low or negative mask output and 46 ( 53%) contacts of high mask output index cases available for
assessment of QFT conversion at 6 months. Nineteen QFT conversions (26%) occurred in contacts of
high mask output index cases, compared with 15 (14%) in household contacts of low or negative mask
output index cases, corresponding with a significantly greater risk of incident Mtb infection in contacts
exposed to high mask output index cases (AOR 3.20, 95%CI 1.26 - 8.12, p=0.01, Figure 2, Table S5).
The calculated NPV for FMS for incident infection was 75.5% (95% CI: 71.8-85.5).
Measures of sputum Mtb burden (AFB grade, Xpert grade) radiological extent of disease and sleeping
proximity showed no significant association with QFT conversion in our models (Table 3). However, a
possible association between DTP in MGIT culture and QFT conversion that approached statistical
significance was observed (p=0.07) (Figure 2, Table S5).
Secondary Outcome measure: IFN-ƴ increase of ≥ 1 IU/ml at 6 months
Applying this criterion to the full cohort of 181 household contacts, 25 (34%) new or recently acquired
Mtb infections occurred in contacts of high IS6110 mask output TB cases, compared with 16 (15%)
Mtb infections in contacts of low positive/negative IS6110 index cases. Contacts of TB cases with a
high IS6110 mask output had a greater than threefold increased risk of incident Mtb infection than
contacts of a negative or low positive IS6110 mask (0R 3.62, 95%CI 1.54 - 8.53, p=0.003, Table 4). The
calculated NPV for FMS for incident infection was 80.5% (95% CI: 73.4-86.0).
As for the primary outcome measure, sputum Mtb burden, radiological disease and sleeping proximity
were not statistically associated with incident Mtb infection in household contacts (Figure 2, Table S5).
Finally, we observed no difference in the proportion of contacts with newly acquired infection defined
by either criterion, according to the bacterial strain of the index case (QFT conversion: p=0.28; IFN- ƴ
≥1IU/ml: p=0.22).
Discussion
Our data demonstrate that FMS provides a simple and non-invasive tool to support the clinical
assessment of pTB in a high burden setting, for diagnosis and stratifying risk of TB transmission to
household contacts more effectively than indices of infectivity widely applied in clinical practice.
Specifically, FMS detected exhaled Mtb in a large proportion (91%) of the index pTB cohort and
household contacts of high Mtb output index cases had a greater than threefold increased likelihood
of incident Mtb infection based on QFT conversion after 6 months. This stratification of risk was not
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demonstrated with either sputum bacillary burden or radiological extent of disease, which are
indices currently used by clinicians for this purpose23.
Consistent with previous reports, we also found no difference in disease severity, FMS mycobacterial
output or transmission in contacts associated with pTB caused by M. africanum, in the 28% of our
index cohort infected with this lineage24. Our findings are strengthened by conducting the study,
using the robust TB Case-Control (TBCC) platform based at the Medical Research Council Unit, which
enabled systematic longitudinal evaluation of the recruited cohorts25.
Transmission studies are limited by the absence of a reliable objective biomarker for this outcome.
We used QFT seroconversion as our primary outcome measure of transmission. This is the most
widely used method for identifying incident infection with Mtb complex and presumes transmission
from the index case following recent close contact. Validity of this approach to detect recently
acquired Mtb infection is supported by studies that have demonstrated increased risk of progression
to TB, an outcome associated with recent infection, compared with subgroups that have a
persistently positive serial QFT result20,26,27. However, attribution of incident infection to
transmission is inferred; furthermore although specific, QFT conversion is likely to capture only a
subset of transmission events as exposed contacts may have acquired infection prior to diagnosis of
the index, or from another source in high TB burden settings.
In this study, only 87 (48%) of household contacts could be included to primary outcome analysis;
this compares with 27% of the household contacts in the CASS transmission study8 and emphases
the need for a more accurate measures of transmission. To address this, we included a significant
quantitative increase in QFT18-21 as a secondary outcome measure of transmission, allowing inclusion
of our complete household contact cohort in analyses. The consistency of results between these two
measures of transmission support consideration of quantitative changes in IGRA response for future
studies.
As a tool for measuring exhaled bacilli, FMS is comparable with aerosol sampling methods. In this
respect, there are notable similarities and differences in outcome between our study and reported
studies using CASS. Both FMS and CASS output associate significantly with incident Mtb infection in
household contacts, but this is not observed for traditional markers of infectivity, including sputum
bacillary burden and radiological extent of disease7-9,28-30. Furthermore, our previous studies with
FMS identified inconsistencies in the relationship between mask and sputum bacillary burden that
have also been reported by aerosol studies8,12,29,31-33. Together these observations support the view
that exhaled and aerosolised Mtb constitute a distinct Mtb pool that associates with transmission
more strongly than other measures of bacillary burden30.
In this respect, we note some important differences between FMS and CASS. Firstly, there is a
significant difference between the methods in the proportion of Mtb positive individuals identified
that may influence the stratification of transmission risk. In this study Mtb was detected in 91% of
pTB patients sampled with FMS, compared with 45% of patients in a similarly designed transmission
study using CASS8. In that study the authors reported a greater than 9 fold increased odds of IGRA
seroconversion in household contacts of CASS positive patients with a high aerosol output,
compared with the three-fold difference in odds that we have identified using FMS. However, 36%
of the contacts of index cases with a negative CASS and 47% of the contacts of cases with a low Mtb
CASS output had evidence of recent transmission. In contrast, the present study found only 14% of
contacts of negative or low FMS Mtb output pTB cases had QFT conversion. Together these data
suggest that while aerosol Mtb output measured with CASS is more specific, it is considerably less
sensitive than FMS for informing transmissibility of infectious pTB. From a clinical translational
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perspective. Furthermore, the calculated NPV of FMS at 79.5% and 80.5% indicates the possibility
that FMS could be used to focus contact follow up in resource limited settings.
These differences between FMS and CASS may reflect the difference in sampling type. CASS only
captures culturable bacilli and is therefore likely to collect a much smaller proportion of Mtb
expelled by individuals than mask sampling. By capturing DNA, mask sampling captures a wider
range of bacillary states, including free DNA and non-replicating cells, with a potentially lower but
clinically relevant transmission potential.
This study has some limitations. We were not powered to reliably assess the association between
the existing clinical measures of infectivity and transmission. Although no association was
demonstrated in this study, it is possible that significant associations would be identified in a larger
cohort study. Our finding of a near significant association between DTP in MGIT culture and QFT
conversion would support this view, and a previous larger cohort study did identify an association
between contact sleeping proximity and Mtb transmission34 that was not observed here.
Nevertheless, the consistency of our findings with previous aerosol transmission studies would
indicate the greater importance to transmission of the Mtb population captured in exhaled air.
Our method for measuring transmission is a flawed gold standard and improved measures of
transmission need to be developed to support future transmission studies. We also acknowledge
that the lack of a population control and the 6 month follow-up period used in this study, which is
longer than other transmission studies8,11,35, does introduce further uncertainty about the origins of
any QFT response, particularly in a high TB burden setting. Furthermore, we did not perform FMS in
the contact cohort and although our assessments did not identify any cases of clinically active TB, we
are unable to determine whether any contacts developed transmissible subclinical TB.
Finally, the relatively low HIV-TB co-infection rate in The Gambia makes these results difficult to
generalise for many other high burden TB areas, since the influence of HIV on both index case
infectivity and susceptibility of contacts can potentially alter the findings. However, as a tool to
support pTB diagnosis, the performance of FMS in this study is comparable with the proportions of
patients having a positive Mtb output in our previous published work that was predominately in an
HIV positive cohort. 12. Further work in high HIV high TB burden and low TB burden settings is
needed to fully assess the generalisability of mask sampling as a clinical infectivity tool.
In summary, face mask sampling is a non-invasive, inexpensive and easily deployable tool that
demonstrates capability to stratify transmission risk from individuals with pulmonary TB. This builds
on our previous work supporting a role for mask sampling as a highly sensitive diagnostic tool12.
Together, these studies support the potential of FMS as a clinical tool to enhance TB control
programmes necessary for eradication of TB36 and provides an epidemiological tool to better
characterise Mtb transmission within complex community settings.
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Characteristic
Mask
Negative/Low
Positive
Mask High
Positive Total Cohort p
N 27 19 46 0.43
Age, years 23 (20-33) 30 (21-48) 26 (20-40) 0.19
Sex
Male 17 (63) 10 (53) 27 (59) 0.48
BMI 18 (17-19) 18 (17-21) 18 (17-19) 0.72
Syx >3 weeks prior
to enrolment 27 (100) 19 (100) 46 (100) 1.0
HIV Status
Positive 0 (0) 2 (10) 2 (4) 0.08
CXR findings
Extent of disease
Normal 0 0 0
0.31 Minimal 0 0 0
Moderate 4 (15) 0 4 (9)
Advanced 23 (85) 19 (100) 42 (91)
Presence of Cavities
Yes 8 (30) 8 (42) 16 (35) 0.38
Size of Cavity
if present,
(cm)#
4 (4-5) 4 (3-5) 4 (2-6) 0.60
Sputum Characteristics
Acid Fast Bacilli Smear
Negative 0 0 0
0.60 1+ 8 (30) 7 (37) 15 (33)
2+ 10 (37) 5 (26) 15 (33)
3+ 9 (33) 7 (37) 16 (34)
Xpert MTB/RIF
Negative 0 0 0
0.15 Low 6 (22) 3 (16) 9 (20)
Medium 12 (45) 9 (47) 21 (46)
High 9 (33) 7 (37) 16 (35)
Rifampicin resistance
present 1 (4) 0 1 (2) 0.40
MGIT 960 culture^
(DTP) 11 (8-14) 7 (6-11) 12 (4-40) 0.85
Mycobacterial Species
M. tuberculosis 21 (78) 12 (63) 33 (72) 0.89 M. africanum 6 (22) 7 (37) 13 (28)
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Table 1. TB case demographic, clinical, radiological and microbiological characteristics,
stratified by mask captured IS6110. Mask negative/low positive – IS6110 copies <20,000,
Mask high positive – IS6110 copies ≥ 20,000. Values are median (IQR) or n (%) unless
otherwise stated #N=18 for cavities present on CXR ^Missing data for MGIT 960 culture:
Mask negative/low positive (3); Mask high positive (3); Whole cohort (6)
Characteristic
Mask
Negative/Low
Positive
Mask High
Positive Total Cohort p
N 108 73 181 0.46
Age, years 25 (20-36) 26 (20-40) 25 (20-40) 0.476
Sex
Male 39 (36) 28 (38) 70 (39) 0.968
HIV status
Positive 1 (1) 3 (4) 4 (2) 0.692
BMI 22 (19-27) 20 (19-25) 21 (19-25) 0.300
BCG scar
Present 57 (53) 3 (45) 90 (50) 0.114
Sleeping proximity to Index case
Same room 18 (16) 14 (19) 32 (18)
0.152
Different
room, same
house
59 (55) 50 (68) 109 (60)
Same
household,
different
hut/house
31 (29) 9 (12) 40 (22)
QFT Positivity (%)
Baseline 56 (53) 38 (52) 94 (52) 0.933
6 months 56 (53) 44 (60) 100 (55) 0.295
IGRA
Conversion
(Neg-Pos)
(%)
15 (29) 19 (54) 34 (39) 0.043
Quantitate QFT result
≥ 1 IU/ml
positive 16 (15) 25 (34) 41 (23) 0.005
Table 2. Household contacts’ characteristics, stratified by IC exhaled Mtb measured by
mask sampling using IS6110. Mask negative/low positive – IS6110 copies <20,000, Mask high
positive – IS6110 copies ≥ 20,000. QFT - QuantiFERON TB Gold assay
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Index case screened
for Eligibility:
Confirmed Eligible:
Included in Study:
Analysed:
Figure 1. Study profile. AFB – acid-fast bacilli; IC – Index Case, HHC – Household contact, QFT - QuantiFERON TB Gold assay.
Sputum AFB smear at Community
Clinic
n(IC) = 64
Enrolled Households
n(IC) = 50
n(HHC) = 233
HHC with only 1 QFT taken either at 0 or 6 months (n(HHC) = 52)
Entire HHC from 4 households only 1 QFT therefore 4 IC excluded
Eligible Households
n(IC) = 46
n((HC) = 181
Household Contacts
At Enrolment:
1x QFT (n(HHC) =181)
Baseline assessment for active TB (n(HHC) = 181)
At 6 months:
1x QFT (n(HHC) = 181)
Assessment for active TB (n(HHC) = 181)
IC declined to consent (n(IC) =3)
Entire HHC declined to consent (n(IC) = 4)
Confirmatory Sputum AFB +/- Xpert Negative ((n(IC) = 4)
No HHC sleeping under same roof (n(IC) = 3)
Index Case
At Enrolment:
1x1h Mask Sample (n(IC) = 46)
1x Sputum Sample (n(IC) = 46)
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Figure 2. Adjusted Odds Ratios for Predictors of Transmission associated with 2 infection outcome measures; QFT conversion (Red) or QFT change ≥
+1IU/ml (Blue) in exposed Household Contacts.
Effect Size
Does not predict infectivity
Predicts infectivity
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