A Hybrid Framework for Airport Safety Oversight: Integrating FAA Part 139 and ICAO SMS

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Abstract

Oversight of U.S. airports under FAA Part 139 is primarily checklist-driven, whereas the ICAO Safety Management System (SMS) emphasizes proactive, performance-based safety practices. Despite widespread adoption of both approaches, quantitative comparisons remain limited. This study develops a structured mapping framework aligning FAA Part 139 requirements with the four ICAO SMS pillars: safety policy, risk management, safety assurance, and safety promotion. Publicly available FAA inspection findings were normalized using OPSNET operational exposure data and compared with ICAO’s Universal Safety Oversight Audit Programme (USOAP) indicators to identify areas of overlap and divergence and to assess whether checklist compliance and SMS routines produce consistent outcomes. The study presents a detailed crosswalk between the two frameworks, descriptive statistics on inspection deficiencies, and comparative assessments of regulatory coverage. Regression modeling evaluates the relationship between SMS implementation levels and FAA inspection outcomes while controlling for airport size and operational context. Findings indicate that Part 139 oversight performs effectively in high-consequence areas, including Aircraft Rescue and Firefighting (ARFF), while SMS contributes to early hazard detection and strengthens safety culture. Based on these results, a hybrid oversight model integrating mandatory inspections with predictive SMS practices is proposed to enhance U.S. aviation safety and support alignment with international standards.

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europepmc
last seen: 2026-05-20T01:45:00.602351+00:00
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License: CC-BY-4.0