Keywords
Auditory processing, harmonic stacks, functional connectivity, in vivo imaging , 20
spectral integration 21
22
Acknowledgements
& Contributions: YC and POK designed research. YC performed imaging 23
experiments and analysis. YG performed imaging analysis. CC and YC performed 24
electrophysiological experiments and analysis. YC and POK drafted paper. All authors edited the 25
manuscript. Supported by NIH RO1DC017785 and NIH RO1DC009607 (POK). 26
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Abstract
27
Sound harmonicity is foundational in complex auditory stimuli like music and vocalizations but it 28
remains unclear how such spectrally complex stimuli are processed in the auditory cortex (ACtx). 29
Subregions of the auditory cortex process are thought to process harmonic stimuli differently, and 30
secondary ACtx (A2) layer (L) 2/3 is believed to be the most selective. Selective responses to 31
sound features in ACtx are thought to emerge hierarchically starting from A1 L4. Since the spectral 32
complexity of harmonic stacks can range from two to more than ten components, harmonic 33
selectivity and sensitivity might also arise hierarchically across layers and areas . We studied 34
responses to simple and complex harmonic stacks across A1 L4, A1 L2/3 , and A2 L2/3 in adult 35
mice using in vivo two -photon microscopy . We found harmonic -sensitive neurons (HN) 36
responding only to harmonic stacks but not to their pure -tone components in all areas at similar 37
proportions. HNs showed non-linear processing of component tones with onset-responsive HNs 38
showing greater nonlinearity, which decreased with harmonic complexity. Co-tuned HNs in A1 39
L4 exhibited the highest signal correlation, regardless of harmonic complexity. A1 L4 HNs also 40
showed the lowest noise correlation with other neurons. Moreover, A1 L4 HNs achieve robust 41
spectral integration and harmonic sensitivity by receiving diverse inputs and maintaining high 42
signal correlation, ensuring independent, strong responses to harmonic stimuli. Therefore, 43
harmonic sensitivity is present in A1 L4 and is not a unique feature of A2. Thus, tuning to complex 44
spectral sounds is a fundamental property of ACtx and is already established in A1 L4. 45
46
Significance statement 47
Harmonics are essential in auditory perception, influencing how we process complex sounds like 48
music and speech. This study reveals that neurons in the primary auditory cortex (A1) and 49
secondary auditory cortex (A2) integrate simple and complex harmonic structures with distinct 50
mechanisms of neuron al recruitment. A1 L 4 harmonic-sensitive neurons (HNs) demonstrated 51
strong, independent responses through high signal correlation and minimal noise correlation, 52
suggesting a robust mechanism for spectral integration . Our results show that harmonic 53
relationships are already extracted at the input layers of A1, and that HN s show non -linear 54
facilitative integration. Thus , tuning to sounds of complex spectral contents might be a 55
fundamental processing function of the auditory cortex and is already established in A1 L4, which 56
receives major thalamic inputs. 57
58
Introduction
59
Harmonicity is a fundamental feature of human speech , music and animal vocalization 60
(Ehret and Riecke, 2002) . Harmonic stacks are compound sounds made up of one or more 61
frequencies that have a positive integer multiple of the fundamental frequency (F0) (Terhardt, 1974; 62
Plack, 2010; McLachlan et al., 2013) . Both simple sounds such as pure tones and sweeps and 63
complex sounds like animal vocalizations are represented in the cochlea and, more sparsely, in the 64
central nervous system (Nelken, 2004; Hromadka et al., 2008; Chechik and Nelken, 2012). In mice, 65
ultrasonic and middle frequency vocalization usually consist of a few frequency components, 66
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whereas vocalization in low frequency harmonics is composed of multiple frequencies. Behavioral 67
studies reveal that a high proportion of low frequency harmonic vocalizations are associated with 68
stress in mice (Grimsley et al., 2013; Grimsley et al., 2016) and serve as a distress call to listeners 69
(Chen et al., 2009). As a central hub for sound processing, the auditory cortex (ACtx) encodes the 70
spectral and temporal information in harmonic stacks to form a neural representation of presented 71
auditory stimuli (Zatorre and Belin, 2001; Kadia and Wang, 2003; Linden et al., 2003; Bendor et 72
al., 2012; Herdener et al., 2013) . Studies in animal models have shown that the ACtx represents 73
various sound types-such as sweeps, white noise, and pure tones-through sparse coding (Hromadka 74
et al., 2008; Liang et al., 2019; Kang and Kanold, 2024). Specifically, neurons that are selective to 75
harmonic stacks have been identified in both the core and belt areas in ACtx of ferrets (Bizley et 76
al., 2010), the primary auditory cortex (A1) of cats (Abeles and Goldstein, 1970; Phillips and 77
Irvine, 1981; Sutter and Schreiner, 1991) , in A1 of marmosets (Kadia and Wang, 2003; Bendor 78
and Wang, 2005; Song et al., 2016). In mouse A1, L2/3 and L4 display distinct responses of pure 79
tones and unique integration patterns for the spectral content of harmonic stacks (Sołyga and 80
Barkat, 2022). Others suggested that A2 L2/3 shows a preferential response to harmonics than 81
individual pure tone components compared to A1 and anterior auditory field (AAF) (Kline et al., 82
2021). Thus, harmonic processing might vary between ACtx subareas and layers. The mammalian 83
brain contains two hemispheres and in mice, imaging has shown that A2 in the left hemisphere of 84
mice exhibits a stronger response to high -frequency tones and vocalizations than the right 85
hemisphere, analogous to human left-hemisphere specialization for speech (Calhoun et al., 2023), 86
suggesting that harmonic processing might also vary between hemispheres. 87
Furthermore, studies suggest that neurons may integrate simpler and more complex 88
harmonic stacks differently. In marmosets, neurons in A1 have been shown to respond to more 89
complex harmonic structures selectively, exhibiting non-linear facilitation compared to responses 90
to pure tones or two -tone harmonic stacks (Song et al., 2016; Feng and Wang, 2017) . This 91
sensitivity is further underscored by the disruption of neuronal activation when the spectral content 92
of perfect-octave harmonic stacks is shifted, indicating high sensitivity for precise spectral 93
composition. While sparse coding in the cortex is well -documented, it remains unclear how this 94
coding differs for simple versus complex harmonic stacks. Specifically, it is unknown whether a 95
fundamental neural network recruits additional neurons or strengthens neuronal connections to 96
process more complex harmonics that are composed of simpler harmonics. 97
The mammalian ACtx is organized into layers. In rodents, layer (L) 4 (L4) neurons receive 98
primary thalamic inputs (Winer et al., 2005; Sherman et al., 2013; Ji et al., 2016) , while L2/3 99
neurons receive inputs from both L4 and other L2/3 neurons within auditory cortical subregions 100
through horizontal connections (Oviedo et al., 2010; Covic and Sherman, 2011; Watkins et al., 101
2014; Meng et al., 2017; Chang and Kanold, 2021). Since inputs and outputs of each ACtx subarea 102
are unique (Hackett, 2011) , harmonic stimuli might be processed differentially by specialized 103
neuronal populations distributed across layers in both primary and higher-order auditory fields. 104
While the spectral integration of complex sounds in A1 L2/3 and L4 has been investigated 105
using electrophysiology (Sołyga and Barkat, 2022), there is a lack of a direct comparison of how 106
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selectively tuned neuron populations across layers and subregions are recruited and interconnected 107
to process the same harmonic stacks . Moreover, it remains an open question whether the 108
integration of complex harmonic stacks builds upon the integration of simpler harmonic stacks, 109
and whether this integration occurs hierarchically or in parallel across A1 L4, A1 L2/3 , and A2 110
L2/3. 111
In this study, we aimed to determine (i) whether harmonics of varying spectral complexity 112
are represented in similarly sparse manner across A1 L4, A1 L2/3 , and A2 L2/3, (ii) whether 113
harmonic-sensitive neurons encode harmonic stacks with comparable consistency across these 114
subregions, and (iii) whether functional connectivity between harmonic -sensitive neurons and 115
other sound-responsive neurons differs among three populations. We analyzed sound -evoked 116
activity in mouse left ACtx subregions using in vivo two-photon Ca2+-imaging to capture the 117
simultaneous activity of large neuron populations. We used awake adult CBAxThy1GCaMP6s F1 118
mice that have good high-frequency hearing (Frisina et al., 2011; Bowen et al., 2020) and express 119
the calcium indicator GCaMP6s in excitatory neurons. We find that harmonic-sensitive neurons 120
(HNs) are present in similar proportions in A1 L4, A1 L2/3, and A2 L2/3, regardless of harmonic 121
complexity. However, co-tuned HNs in A1 L4 displayed the highest functional connectivity, the 122
highest signal correlation, and the lowest noise correlation compared to A1 L2/3 and A2 L2/3. We 123
also observed nonlinear integration of the harmonic component frequencies. The integration of 124
component frequencies became more linear with increasing spectral complexity . These results 125
suggest that while HNs maintain similar sparseness across cortical subregions , A1 L 4 uniquely 126
supports efficient, robust integration of spectral contents through strong co -tuning and minimal 127
noise, enabling consistent encoding of both simple and complex harmonic structures. Thus, 128
harmonic stimuli are processed in all auditory subareas , starting with the input layers of ACtx , 129
suggesting that harmonic processing might be a core function of ACtx. 130
131
Methods
132
Animal Preparation 133
For in vivo two photon imaging, mice were 12-24 weeks old at the time of the experiments. Mice 134
(n=28) of both sexes were first generation (F1) of CBA/CaJ (Jax # 000654) and C57BL/6J -135
Tg(Thy1-GCaMP6s)GP4.3Dkim/J (Jax # 024275) crosses. For electrophysiology recording, mice 136
were Tlx3-Cre;Rosa26-LSL-GCaMP6s;cdh23Ahl/ahl mice on a C57BL/6J background with fixed-137
hearing (Babola et al., 2025) All mice were housed with a reverse light cycle (12h light, 12h 138
darkness). All experiments were conducted during the dark cycle of the mice. All animal 139
procedures were approved by the Johns Hopkins University Animal Care and Use Committee. 140
141
Surgery 142
In brief, mice were prepared for surgery by inducing anesthesia with 4% isoflurane in 100% 143
oxygen and later reduced to 1 -2% isoflurane for maintenance until the surgery ended. 144
Dexamethasone (2mg/mL) was injected 1 hour before the surgery started to prevent inflammation. 145
During the surgery, body temperature was maintained with a feedback -controlled heating pad 146
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maintained at 35-36oC. Hair on the top of the head was shaved and removed using a hair remover 147
(Nair) followed by disinfections with 70% ethanol and iodine. The skin and soft tissues were then 148
exposed by detaching and pushing away muscle on the surface of the skull. Craniotomy of a 149
circular area with 4mm diameter was performed above the left ACtx, covering both A1 and A2, 150
by using a dental drill. A stack of round glass coverslips (one 4mm glass, catalog #640724-CS4R, 151
Warner Instruments, on two stacked 3mm glasses, catalog #64-0720-CS-3R, Warner Instruments, 152
and fixed with optic glue, catalog #NOA71, Norland Products) was secured onto the exposed brain 153
with SuperGlue around the edge of the window. The exposed skull was covered with dental cement 154
(C&B Metabond). To prepare mice for imaging, a customized metal headplate was fixed onto the 155
cement along the midline of the skull. After the surgery, 5 mg/kg carprofen and 500 mg/kg 156
cefazolin were injected subcutaneously after the surgery and in the following 1-2 days of surgery. 157
Mice rested in the home cage and recover ed for at least 14 days before the first imaging session. 158
The s urgical procedure for acute electrophysiological experiments was similar to the imaging 159
experiments described above, except that the circular craniotomy was done with dura removed . 160
The exposed brain was covered by a 4mm glass with saline filling the gap . We used silicone 161
adhesive (KWIK-SIL, World Precision Instruments ) to seal the cranial window for the ease of 162
removal before the experiment. Cefazolin, dexamethasone, and m eloxicam (5mg/mL) were 163
injected after surgery, and the animal was put in a recovery cage for at least one hour before the 164
experiment started. 165
166
Sound Stimuli 167
All sound stimuli were pre-generated using MATLAB (Mathworks, version R2023a). 168
Stimuli were loaded into a Tucker-Davis Technologies (TDT) RX6 processor and presented by a 169
ES1 speaker, via a PA5 attenuator, 10 cm away from the right ear of the mouse. The speaker was 170
first calibrated using customized MATLAB (Mathworks, version R2020b) scripts by recording 4–171
64 kHz pure tone frequencies at 70 decibels (dB) sound pressure level (SPL), with a calibrated 172
microphone to find the natural transfer function of the speaker. We then calculated the inverse of 173
the function, which when added to the natural transfer function of the speaker, will equalize the 174
speaker’s output, giving a flat frequency/dB curve. We then used the calibration curve to generate 175
each pure tone frequency at 70 dB SPL and attenuated each frequency to 60 dB SPL. We ensured 176
that the recorded sound level of each frequency component was <1 dB from the target for all 177
sounds played using MATLAB (Mathworks, version R2023a) . To study the effect of the 178
complexity of the spectral contents in a harmonic complex, we generated harmonic complexes that 179
are composed of two to ten frequencies with base frequency 4kHz as well as complexes that are 180
composed of two to five frequencies with base frequency 8kHz. Similar to multiple published 181
studies that focus on the encoding of complex sounds in mice (Wang et al., 2020; Kline et al., 2021; 182
Sołyga and Barkat, 2022; Kang and Kanold, 2024; Efron et al., 2025) , we chose this frequency 183
range because sounds composed of low -to-mid frequencies have been shown in mouse 184
vocalizations, pup calls, and alarm calls in mice , which makes the encoding of these sounds 185
relevant and potentially critical to social behaviors (Ehret and Bernecker, 1986; Ehret and Riecke, 186
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2002; Grimsley et al., 2013; Grimsley et al., 2016) . To generate harmonic stacks with varied 187
spectral complexities, each frequency component was generated at 60dB SPL and stacked to 188
generate the harmonic stacks without further attenuation. By doing this, each frequency component 189
during presentations of harmonic stacks or pure tones has the same sound intensity. The sound 190
intensity of resulting harmonic stacks can vary from 63 dB (two -tones harmonic) to 70dB (ten -191
tones harmonic). For spectrally shifted two-tone harmonic stacks (SH), we generated each 192
frequency component similarly and stacked two 60dB SPL frequency components, so the sound 193
intensity of the resulting two -tone JH was 63dB SPL, comparable to two -tone harmonic stacks. 194
During two-photon imaging, each session started with a 10-second of silence period to record the 195
spontaneous activity of neurons. Each trial comprises of 0.5 s of pre-stimulus silence, 1 s of sound 196
presentation, followed by 3.5 s post-stimulus silence (Fig. 1A). The order of sound presentation, 197
including harmonic stacks and pure tones, is pseudo -randomized to ensure all stimuli are played 198
once before beginning the next randomized sequence . Each sound was repeated for 10 times to 199
increase statistical confidence. 200
201
In vivo two-photon calcium imaging 202
The lo cation of the ACtx and subareas , including A1, A2, and AAF , was acquired by the 203
characteristic tonotopic axes using widefield imaging (Liu et al., 2019). During wide field imaging, 204
mice were head-fixed on a customized imaging station under the 2x objective. Mice were presented 205
with 100ms 4kHz to 64kHz pure tone frequencies in three sound levels (60-, 75-, and 90-dB SPL). 206
For two-photon imaging, mice were head -fixed on a customized imaging station under the 16x 207
Objective
attached to the two -photon microscope within a sound -attenuating chamber. In one 208
imaging session, harmonic stacks and the stack components were randomized and played as 209
described above. GCaMP6s was excited at 940 nm, and the field of view contained 1024 x 1024 210
pixels covering 1120 x 1120 μm2. Images were acquired from either L2/3 (150-230 um below the 211
surface) or L4 (370-430 μm below the surface) using the Prairie View software at 15 frames per 212
second. Data from each subarea was acquired in separate sessions. For recording in A2 L2/3, 1.1x-213
1.5x zoom is used to restrict the field of view to contain only the tonotopy -mapped A2. Sound 214
stimulation was synchronized with the image acquisition using a hardware trigger signal. 215
216
Two-photon data analysis 217
Motion correction and cell extraction were performed using the suite2p software with denoising 218
(Pachitariu et al., 2017) . Neuron fluorescence traces and neuropil fluorescence traces were 219
extracted by processing recorded signals with Suite2P software. Pixels that overlapping more than 220
one cell were excluded from processing. Denoising was enabled for data processing in Suite2P. 221
Neuron fluorescence were further corrected as: F cell, corrected = Fcell – 0.9 * F neuropil. We calculated 222
the change of fluorescence (∆F/F) during response period by dividing fluorescence 3 seconds after 223
the sound onset from each trial by the average fluorescence of silent frames in 0.5 seconds 224
preceding the sound onset (F0). To determine that a neuron has facilitated response to a sound, we 225
calculated the confidence for F 0 and ∆F/F in all trials of one sound , respectively, and set our 226
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criterion to be that the lower bound of ∆F/F must be larger than the upper bound of F0 at 5% 227
confidence level. The suppressed response is not considered in this study. 228
229
Classification of neurons by sound-evoked response 230
To categorize neurons into harmonic -, pure tone -, or both -sensitive neurons, we compared their 231
sound-evoked response calculated as described above. Neurons with no significant facilitative 232
response to any pure tone but with significant response to any harmonic stacks were categorized 233
as harmonic-sensitive neurons (HNs). Similarly, those with no significant facilitative response to 234
any harmonic stacks but with significant facilitative response to any pure tone sounds were 235
categorized as pure tone-sensitive neurons (PTNs). Those with significant facilitative response to 236
both harmonic stacks and pure tone sounds were considered as both-sensitive neurons (BNs). 237
238
Linearity analysis 239
To evaluate the linearity and nonlinearity of harmonic neurons responding to harmonic stacks, we 240
used customized MATLAB scripts to perform univariate and multivariate linear regressions as 241
well as Support Vector Regression for nonlinear regression on the mean response to pure tone 242
frequencies and harmonic stacks. For univariate linear regression, we used the MATLAB function 243
“polyfit” with degree of 1 to linearly reconstruct harmonic response , y n, by adjusting the 244
coefficient assigned to each pure tone response X separately. n represents reconstructed harmonic 245
response by response to pure tone n. We reported the highest R2 values of all univariate regressions 246
for one harmonic response. 247
𝑦! = 𝑎!𝑋! 248
249
For multivariate linear regression, we used MATLAB function “regress” to perform linear 250
reconstruction by response to all corresponding pure tone components. 251
𝑦 = & 𝑎!𝑋!
"
!#$
252
To evaluate the effects of varied number of predictors on the multivariate regression, we permuted 253
predictor data, or response to pure tone, then performed multivariate regression again and 254
compared the R2 between original data and permuted data. To perform Support Vector Regression 255
analysis, we used the MATLAB function “fitrsvm” with the radial basis function (“rbs”) kernel 256
and data standardization. 257
258
Granger causality analysis 259
We investigated functional connectivity by performing Granger causality analysis on the 260
∆F/F traces of HNs and BNs. We used the multivariate Granger causality framework implemented 261
in the MVGC toolbox (Barnett and Seth, 2014). For neuron in this analysis, we extracted all trials 262
for all sounds and concatenate all traces into one time-series data, which were then detrended and 263
z-scored. To reduce the effect of slow fluctuations, we applied a first-order difference filter to each 264
time-series data. GC was then estimated using vector autoregressive (VAR) models fit to each pair 265
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of neuron traces between every HN and every BN within each FOV. The optimal model order was 266
selected to be 1 due to the slow calcium dynamics. 267
Statistical significance of GC links between one HN and any BN within the same FOV was 268
determined by comparison to a nonparametric null distribution generated through bootstrapped 269
surrogate data. For each BN-HN pair, we generated 5 surrogate traces by permutating frames of 270
the BN’s time series data, totally disrupting the temporal dependency between the pair. GC values 271
from real data were considered significant if they exceeded the 9 5th percentile of the surrogate 272
distribution (p < 0.05, one-tailed). To obtain ∆GC values, we subtracted the real GC value of each 273
BN-HN pair by the mean of GC values of surrogate data. 274
All GC values were calculated across the entire stimulus period (or spontaneous window, 275
where relevant), and results were analyzed at the individual neuron -pair level and aggregated to 276
quantify the distribution of ∆GC strength across sound conditions and subareas. Only neuron pairs 277
with sufficient activity (above threshold signal variance and number of time points) were included 278
in the final analysis. The distance between BN-HN is normalized by dividing the absolute distance 279
by the maximum value of distances of all BN -HN pairs within the same FOV. To perform 280
Spearman correlation analysis, we used the built -in MATLAB function “corr” with type of 281
correlation being “Spearman”. 282
283
Onset-offset bias index (OBI) 284
We investigated the onset -offset bias index using the same methods described in our 285
previous study (Liu et al., 2019) . We defined the onset response window to be the 0.5 seconds 286
immediately following sound onset, and the pre -onset baseline window to be 0.5 seconds before 287
the sound onset. Similarly, we defined the offset response window to be 0.5 seconds immediately 288
following the sound offset, and the baseline for the offset response to be 0.5 seconds before the 289
sound offset. For each neuron, we first averaged the ∆F/F of ten trials for each window, then 290
calculated the onset response as the mean activity in the onset window minus the mean of the pre-291
onset window, and the offset response as the mean activity in the offset window minus the mean 292
of the pre-offset window. These values were then used to compute the OBI as: 293
OBI = (offset response – onset response) / (offset response + onset response) 294
295
Electrophysiology experiment and data preprocessing 296
Extracellular recordings were performed with a 4-shank high-density probe ( Neuropixels 2.0 ) 297
(Steinmetz et al., 2021) in a n anechoic chamber , where the animal was head -fixed and awake 298
during the recording. Audio stimuli were presented with a free-field speaker (ES1, TDT) 299
positioned 10cm from the animal’s right ear , contralateral to the recording hemisphere . The 300
speaker was driven by a pre-amplifier (ED1, TDT) receiving input from a data acquisition device 301
(NI USB-6343). Neuropixels recordings were acquired using the SpikeGLX software system, and 302
the data was digitized at 30kHz . The neural recording system and the sound stimulation were 303
coordinated by custom scripts in MATLAB. For spike analysis, a global demuxed CAR (common 304
average referencing) filter and a bandpass filter (300 Hz -9000 Hz) were applied to correct for 305
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temporal misalignment across channels due to multiplexing during analog-to-digital conversion at 306
the electrode sites and remove irrelevant signals using post-processing tool CatGT. Spike sorting 307
was done by Kilosort4 (Pachitariu, 2023) , and we only included those clusters that were classified 308
as single units in the analysis. Current source density (CSD) was derived from the second 309
derivative of local field potential (LFP) (Mitzdorf and Singer, 1978)with a spacing of 200𝜇m. The 310
LFPs were obtained from applying a bandpass filter at lower frequencies (0.1Hz-500Hz) to the 311
recordings of all channels. We used CSDs to localize the relative laminar po sition of each 312
recording site. L4 was characterized by a short latency sink after the stimulus onset, whereas the 313
peaks of current sources marked L2/3 and L5. 314
315
Analysis of electrophysiology data 316
To determine if the single unit was responsive to the stimuli, we counted the spike number before 317
and after the stimulus onset for each trial and used paired t -test to determine whether the spike 318
count within 0.2s after the sound onset is significantly different from the spike count within 0.2s 319
before the sound onset. Similarly, to account for the offset response, we used a paired t-test to 320
determine whether the spike count within 0.2 before the sound offset is significantly different (p < 321
0.001) from the spike count within 0.2 after the sound offset. Clusters with significant onset or 322
offset response with increased spike counts were then further classified into three categories: PTN, 323
HN, and BN based on whether the clusters had evoked facilitated response to pure tones and/or 324
harmonic stacks. 325
326
Correlation analysis 327
To compute signal correlation s, the pair-wise cross-correlation of sound-evoked activity was 328
calculated between co-tuned neurons using 2 seconds after the sound onset , covering the offset 329
period, similar to our previously published studies (Winkowski and Kanold, 2013) . To compute 330
the pair-wise noise correlation s between each neuron pair, ∆F/F of each trial of a sound is 331
subtracted by the mean ∆F/F of all trials of the sound, then the cross correlation between the time 332
sequences was calculated for each trial between paired neurons with significant sound -evoked 333
facilitated response by using the MATLAB function “xcorr” at zero lag and normalized by using 334
“coeff” as the normalization parameter. 335
336
Statistical analysis 337
All statistical tests were performed in MATLAB R2024b. The Anderson-Darling test was used on 338
each data group to test for normal distribution. For data that does not form normal distribution, a 339
two-sided Wilcoxon rank sum test or a Kruskal-Wallis test was performed and corrected by 340
Bonferroni correction for statistics obtained by multiple comparisons Dunn’s test followed by 341
Dunn-Sidak multiple comparison correction. For data that follows normal distribution, an N-way 342
Analysis of Variance ( ANOVA) test is performed followed by post -hoc t-test and corrected by 343
Tukey-Kramer. 344
345
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Results
346
To explore the neural representation of harmonic stacks across three auditory subregions (A1 L4, 347
A1 L2/3, and A2 L2/3), we first used widefield imaging to identify tonotopic maps and localize 348
A1 and A2 in each mouse (Fig. 1B) as described previously (Liu et al., 2019). We then performed 349
in vivo two-photon imaging in A1 L4, A1 L2/3, and A2 L2/3 in separate sessions (3 sessions per 350
animal) on awake young adult mice (A1 L4: n=11; A1 L2/3: n=10; A2 L2/3: n=10 animals). We 351
used F1 mice with a CBA background, which retain high -frequency hearing into adulthood 352
(Frisina et al., 2011; Bowen et al., 2020), to ensure responses to the high sound frequencies in 353
complex harmonic stacks. We presented either pure tones (PT) or harmonic stimuli (H) with varied 354
numbers of components (2 –10 components), covering frequencies from 4 –40 kHz at 60 –70 dB 355
SPL. Harmonic complexes were centered on fundamental frequencies (F0) of 4 kHz and 8 kHz 356
(Fig. 1C). 357
358
HNs exhibit high sensitivity for harmonic tuning at one sound level 359
The ACtx is thought to have a sparse representation of sound features, so we first 360
investigated whether a subset of excitatory neurons responded exclusively to harmonic stimuli 361
without responding to any pure -tone components of the harmonic stacks at one sound level and 362
whether different subfields displayed a varying fraction of harmonically responsive neurons . We 363
recorded sound-evoked responses to harmonic stimuli with varied component numbers, as well as 364
to individual pure tones (A1 L4: 10 animals, 4974 neurons; A1 L2/3: 12 animals, 10,913 neurons; 365
A2 L2/3: 7 animals, 1792 neurons). Imaging sessions in A1 L4, A1 L2/3, and A2 L2/3 were 366
conducted when the targeted subarea was clearly identified in widefield imaging and suitable for 367
two-photon imaging. Each frequency was presented at the same sound intensity to ensure the same 368
intensity of each component of one harmonic sound compared to when each frequency is played 369
at pure tone stimulus. 370
We classified neurons into three types based on their facilitated (positive DF/F) responses 371
to sounds : pure -tone neurons (PTNs; responsive only to pure tones), harmonic neurons (HNs; 372
responsive only to harmonic stimuli), and broadly -tuned neurons (BNs; responsive to both pure 373
tones and harmonic stacks) (Fig. 1D). All three subregions exhibited similar proportions of HNs, 374
PTNs, and BNs (Fig. 4A-C), suggesting comparable sparseness in harmonic encoding across these 375
areas. We further quantified the proportion of neurons activated by different levels of harmonic 376
complexity in each individual recording session, and found that the number of neurons with 377
facilitated responses remained largely consistent between areas as the harmonic stacks became 378
more complex (Fig. 4). Male and female mice had the same proportions of sound-evoked neurons 379
(Fig. 4A-C); therefore, data from both sexes were combined in further analyses. Even though we 380
did not observe an effect of increasing the spectral complexity of harmonic stacks, we found that 381
the proportion of neurons activated by harmonic stacks sound in A2 L2/3 was higher than those in 382
A1 (Fig. 4D, left). When we considered the tuning properties, A2 L2/3 also contained a larger 383
fraction of BNs than A1 L4 and L2/3 across a range of complexities (Fig. 4D, middle), while A1 384
L4 contained a smaller fraction of HNs than A1 L2/3 and A2 L2/3 (Fig. 4D, right). These results 385
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indicated that all subareas contain a similar proportion of neurons responsive to only the harmonic 386
stacks, but that A2 contains more neurons responsive to pure tones and harmonic stacks (BNs). 387
The proportion of activated neurons reflects the network size representing harmonic stacks, 388
while response amplitudes of individual neurons may reflect the robustness of the sound 389
representation by the neuronal network, which is crucial for stable perception. We thus calculated 390
the response amplitude of each HN to its "best harmonic" —the harmonic stimulus eliciting the 391
strongest average response. Our results revealed that HNs in A1 L2/3 showed significantly higher 392
response amplitudes to their best harmonic stacks compared to HNs in A1 L4 (Fig. 4E). Together, 393
these findings suggest that neurons in all three subregions exhibit sensitive tuning to harmonic 394
stacks, with HNs in A1 L2/3 showing the highest activation by harmonic stacks. Additionally, our 395
Results
also show that the sensitivity is observed at the thalamorecipient layer (A1 L4), suggesting 396
that the source of selectivity could reflect both cortical processing and thalamic inputs. However, 397
the higher response amplitudes in A1 L2/3 suggest a more robust representation of the harmonic 398
stacks in this layer compared to A1 L4. We observed no differences in amplitude between A2 L2/3 399
and the other two subareas, which suggests that A2 L2/3 HNs are more heterogeneous in terms of 400
response amplitude to the same sounds that are represented significantly differently in A1 L2/3 401
and A1 L4. 402
To identify the sensitivity of HN neurons to harmonic stacks as opposed to sounds having 403
multiple frequency components that are not harmonically related, we performed separate imaging 404
sessions presenting two-tone harmonic stacks and non-harmonic two-tone sounds with the upper 405
frequency component spectrally shifted downward (SHs) (Fig. 5A). We found that in all three 406
subareas fewer HNs responded to both the harmonic and its spectrally shifted counterpart (Fig. 407
5B). We observed no differences in the proportion of neurons responsive to 25%, 50%, and 75% 408
spectrally shifted harmonic stacks across the three subareas (Fig. 5C). These results suggest that a 409
subset of excitatory neurons in three imaged subregions have sound-evoked facilitative response 410
only to the specific frequency combination forming a harmonic stack and are sensitive to the 411
downward spectral shifts of the higher frequency in a two-tone harmonic stack. 412
Our findings show that HNs display high selectivity to harmonic stacks , and the 413
representation of more complex harmonic stacks does not rely on recruiting additional HNs that 414
respond to simpler harmonic stacks, as shown by similar proportions of neurons evoked by 415
harmonic stacks of varied complexity. This further supports the hypothesis that ACtx neurons are 416
finely tuned to spectral information within harmonic stacks and represent these features in a sparse 417
and selective manner. 418
419
Electrophysiology recording of HN response to harmonic stacks in both L4 and L2/3 420
Two-photon imaging in deeper layers has the potential of contamination by neuropil signal 421
from more superficial layers. Thus, to confirm our observation about harmonic-sensitive neurons 422
in L4 by two-photon imaging, we performed electrophysiology recording in awake hearing-fixed 423
mice mice on a C57BL/6J background (Babola et al., 2025). To record across the depth of A1 we 424
used Neuropixel arrays (REF) and identified cortical layers using CSD analysis (Fig. 2B). We 425
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12
identified recording locations in L4 as sites showing the first current sink shortly after sound onset 426
as L4 and sites 200 µm above the early current sink as L2/3. We then identified clusters with 427
significant sound response within 0.2 after onset or offset and found clusters that show similar 428
sensitivity to harmonic sounds (HNs) but not to pure tones (Fig. 2C). We found HNs in both A1 429
L2/3 and L4 (Fig. 2D). This result is consistent with our in vivo two photon imaging results (Fig. 430
1) and suggest the existence of neurons that are responsive selectively to harmonic stacks but not 431
to any individual pure tones in both L4 and L2/3 of A1. 432
433
BN shows broader frequency response profiles compared to PTN 434
In our previous work (Liu and Kanold, 2021; Maximov and Kanold, 2025) , we identified 435
six distinct shapes of frequency response area (FRA) of neurons that respond to pure tones of 436
different frequencies at different sound levels . We here again studied the FRAs of the neurons 437
responding to pure tones and/or harmonic stacks as a separate experiment. We imaged A1 L2/3 438
and A1 L4 in hearing-fixed mice and played pure tones and harmonic stacks at three sound levels, 439
40dB, 55dB and 70dB. For harmonic stacks, each frequency is calibrated to 40dB, 55dB or 70dB 440
then combined to generate the harmonic stacks. We found the best frequency for each BN and 441
PTN and used the best frequency as the center of the FRA. We then clustered the centered FRA of 442
each BN and PTN similarly, as in our previous work (Liu and Kanold, 2021) , into one of the 443
clusters V, H, I, S1, S2, S3 (Fig. 3D). We found that tSNE plot exhibited distinct clusters (Fig. 444
3A). BN and PTN occupied different regions of the tSNE plots (Fig. 3B) which is further analyzed 445
by quantifying the proportions of BN and PTN in each cluster (Fig. 3C). We found that proportions 446
of PTNs in S1 and S3 clusters are significantly higher than the proportions of BNs (Fig. 3C). For 447
cluster S2, proportion of PTNs showed a trend to be higher but not significant compared to the 448
proportion of BN. This result indicates that PTNs usually respond to their best frequency at one 449
level and have much narrower tuning regarding pure tones compared to BNs. Additionally, for 450
cluster H, proportion of PTNs showed a trend to be lower but not significant compared to the 451
proportion of BNs. This result further suggests that, compared to PTNs, BNs tend to have broader 452
tuning reflected by FRA shape and they respond to more neighboring frequencies around the best 453
frequencies when the sound becomes louder. 454
Together with our criteria to classify neurons as BNs in Figure 1, these result s further 455
suggest that BNs may contribute more to the encoding of spectral combinations and may serve as 456
an intermediate population bridging basic and complex spectral features , whereas PTNs serve in 457
precise frequency resolution at one sound level. 458
459
Nonlinear and linear integration of pure-tone components in harmonic sensitive neurons 460
How does the sensitivity to harmonic stacks emerge? Harmonic responses can occur via 461
linear or non-linear processing of the individual sound components. Given that we identified HN 462
neurons in all areas, these processes might vary between areas. We examined if the responses of 463
HN neurons to harmonic stacks could be due to processes beyond the simple summation of 464
responses to each pure -tone component, which suggests a potential nonlinearity that might vary 465
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with increasing spectral complexity of harmonic stimuli. We thus investigated whether HN 466
responses to harmonic stacks were constructed linearly or non -linearly from the individual pure-467
tone components . We classified harmonic responses as linear if they could be accurately 468
approximated by a weighted sum of these components as a first -order polynomial function (Fig. 469
6A). Conversely, if the sum could not fully account for the harmonic response, we inferred the 470
presence of nonlinear processing. 471
To quantify linearity, we first isolated HN responses to their optimal harmonic stimuli and 472
their constituent pure-tone components (Fig. 6B). Using these responses, we reconstructed the HN 473
response to harmonic stacks by summing the pure-tone responses through first-order polynomial 474
fitting (Fig. 6C). Additionally, we employed support vector regression (SVR) to capture further 475
nonlinear relationships between harmonic and pure -tone responses (Fig. 6D). To assess the 476
linearity, we calculated the R² as a measure of the goodness of fit for each polynomial function. 477
To control for the number of predictors in the multivariate function’s effect on R², we permuted 478
values across the averaged neuron al responses and conducted the same linear reconstruction, 479
allowing us to perform a three -way ANOVA to compare R² across spectral complexity, cortical 480
subareas (A1 L4, A1 L2/3, and A2 L2/3), and data type (original versus permuted) (Fig. 6E). Our 481
ANOVA revealed significant effects for spectral complexity, data type, and their interaction . 482
However, no significant differences were found between subareas, suggesting that HNs in these 483
regions integrate individual frequencies similarly across simple and complex harmonic stacks. 484
The analysis further revealed that R² values increased with harmonic complexity, 485
indicating that more responses to spectrally complex harmonic stacks are due to a more linear 486
computation to integrate individual frequency components. We then examined whether this linear 487
reconstruction was driven by responses to one or multiple frequency components by comparing 488
R² values from single -component and multi -component reconstructions (Fig. 6F). For more 489
complex harmonic stacks, all-components reconstructions yielded significantly higher R² values, 490
implying that the response integration for complex harmonic stacks leverages the contributions of 491
multiple frequency components more linearly. 492
To probe further into the nonlinear aspects of harmonic processing, we applied SVR to 493
account for nonlinearities in HN responses. We observed improved R² with SVR relative to linear 494
reconstruction. However, the degree of improvement diminished as harmonic stacks became more 495
complex (Fig. 6G), supporting our finding that HNs exhibit greater linearity with increasing 496
spectral complexity. This heightened linearity in complex harmonic stacks may be due to reduced 497
inhibitory modulation in HNs, while nonlinearity might stem from two primary sources: (i) 498
threshold effects due to intrinsic properties (e.g., ion channel density, leaky conductance, and 499
inhibitory inputs) (Gerstner et al., 2014) , and (ii) amplification effects from positive feedback 500
mechanisms that exponentially boost the pure -tone response into a harmonic response (Wu and 501
Zenke, 2021). In conclusion, our data suggest that HNs processing complex harmonic stacks might 502
experience reduced inhibition and positive feedback compared to those processing spectrally 503
simpler harmonic stacks (Fig. 6E-G). To summarize these effects, we propose a simple model 504
microcircuit (Fig. 6H) in which an excitatory HN tuned to two-tone harmonic stacks receives both 505
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inhibitory and excitatory inputs from PTNs. When only one pure tone is present, the HN is non -506
responsive due to balanced excitation from a single PTN and inhibition. However, when both tones 507
are presented as a two-tone harmonic, the HN’s response is facilitated by simultaneous excitation 508
from both PTNs and the disinhibition effect, leading to a nonlinear, harmonic -sensitive response. 509
Given that all subareas show similarities in the HNs we propose that such a circuit is present across 510
ACtx. 511
512
A1 L4 shows the highest BN-HN directed functional connectivity 513
As we revealed that the response of HN to harmonic stacks cannot be reconstructed by a 514
linear weighted sum of the neuron’s response to pure tone components, we performed the same 515
analysis for BNs. This analysis showed that the reconstructed response of BN to harmonic stacks 516
is more linear (Fig. 7A-C). Combined with its broad tuning, BN might play a critical role in 517
enabling selective response to harmonic stacks in HNs. Here, we proposed a micronetwork to 518
explain the source of harmonic -sensitive tuning of HNs as excitatory neurons (Fig. 7D). We 519
focused on investigating the potential differences of functional connectivity (FC) from BN to HN 520
by applying Granger Causality (GC) analysis on the sound-evoked response of BNs and HNs. We 521
aimed to answer two questions: first, does BN -HN have significant FC compared to the shuffled 522
control? Second, does the FC differ between subareas and across distances? 523
To answer these questions, we performed the Granger causality analysis on every pair of 524
BN-HN to explore their functional connectivity. We used the metric, ∆GC link strength, to 525
quantify the relative strength of GC links by subtracting absolute GC link values of the real data 526
by the mean of absolute GC link values of the surrogate data . By doing this, we extracted the 527
strength of GC links in real data compared to chance, which would still generate values of GC 528
links. To answer the first question of significant GC link between BN and HN, we found that more 529
than one BN-HN pair for each mouse showed significant GC links (Fig. 7F), despite the absolute 530
values of GC links being small (<0.05), which can be due to the slow calcium dynamics or sparse 531
functional coupling. We then answered the second question by performing statistic tests on two 532
main factors: subareas and distances. We found no significant effect of distances between BN and 533
HN on the strength of GC links (Fig. 7G). However, the test revealed a significant effect of 534
subareas (Fig. 7G). Post-hoc test further showed that BN-HN in A1 L4 had the strongest significant 535
GC links compared to A1 L2/3 and A2 L2/3, respectively. This result suggests that the proposed 536
micronetwork is more well-represented in A1 L4 compared to the upper cortical layers. 537
Additionally, we explored the potential trend of decreased FC as the distances between BN 538
and HN increases by performing Spearman correlation analysis. While A1 L4 and A2 L2/3 showed 539
no significant trend as the distances changed, A1 L2/3 showed a small but significant trend of 540
decrease of the mean values of top 5% GC links as the distance increased. Such result suggests 541
that BNs in A1 L4 and A2 L2/3 does not preferably transfer information only to HNs in its 542
neighborhood but also coordinate with HNs that are farther in the FOV. 543
Together, we showed that BNs can have significant but small directed excitatory influence 544
onto HNs which is stronger in A1 L4 and weaker in L2/3 of A1 and A2. Specifically, the relatively 545
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stronger functional connectivity from BN to HN compared to randomized data could indicate that 546
the linear inputs from BNs can serve as essential and meaningful building blocks for the nonlinear 547
integration performed by HNs, ultimately shaping their sensitive responses to harmonic stacks. 548
Such BN-HN connectivity is more well-represented in A1 L4. 549
550
Parallel pathway contributions to response properties and nonlinear integration in ACtx neurons 551
ACtx receives parallel ascending inputs from the lemniscal and non -lemniscal pathways 552
(Hackett et al., 2011; Saldeitis et al., 2014; Liu et al., 2019). These pathways shape the functional 553
properties of ACtx neurons, with lemniscal input from the ventral medial geniculate body (MGBv) 554
preferentially driving onset responses (Aitkin and Webster, 1972; Imig and Morel, 1983; Redies 555
and Brandner, 1991; Hackett et al., 2011) , while non-lemniscal input from the dorsal medial 556
geniculate body (MGBd) is thought to preferentially driving offset responses (He, 2001; Liu et al., 557
2019). We investigated whether the temporal response properties of the three neuron types —558
harmonic-sensitive neurons (HNs), pure -tone neurons (PTNs), and broadly -tuned neurons 559
(BNs)—aligned with lemniscal or non -lemniscal input patterns, focusing on their responses to 560
sound onset and offset. 561
To characterize these temporal properties, we applied K -means clustering to the temporal 562
response profiles of neurons, revealing distinct clusters dominated by onset or offset responses 563
(Fig. 8A-B). We further quantified each neuron's onset-offset bias using the offset bias index (OBI, 564
OBI = (offset response – onset response) / (offset response + onset response)) (Liu et al., 2019) 565
and compared OBIs across neuron populations (Fig. 8C-E). We observed differences in the OBI 566
of sound-evoked responses of BNs from A1 L 4 to A2 L2/3 and then to A 1 L2/3 from onset - to 567
offset- bias, with progressively greater onset bias for BNs in A2 L2/3 versus A1 L4 . BNs in A1 568
L2/3 displayed significantly less onset bias than those in A1 L4 and A2 L2/3, with A2 L2/3 569
exhibiting an intermediate onset response (Fig. 8C). These findings suggest that BNs in A1 L4 570
may be more specialized in encoding the onset of sounds, while BNs in A1 L2/3 showed less 571
preference for the onset of sounds. In contrast, OBIs for HNs were similar across areas (Fig. 8D), 572
which indicates the similarity between harmonic -responsive neurons in A1 L4, A1 L2/3 , and A2 573
L2/3 in detecting the initiation and termination of the harmonic stacks. The OBIs of PTNs in A2 574
L2/3 exhibited a significantly higher onset bias than A1 L4 (Fig. 8E), consistent with previous 575
findings that A2 L2/3 neurons are more onset -biased in response to pure tones (Liu et al., 2019). 576
We next analyzed OBIs of HNs to harmonic stacks of varied complexity (Fig. 8F) and found that 577
OBIs of HNs were largely independent of both subareas and sound complexity. In summary, BNs 578
show the most obvious subareal differences in onset-offset bias, PTNs in A1 L4 are significantly 579
shifted to offset response compared to A2 L2/3, and HNs have homogeneous OBIs among the 580
three subareas. 581
HNs exhibit nonlinear responses to simpler harmonic stacks, consistent with underlying 582
mechanisms such as thresholding, where responses are only elicited when the summed input from 583
multiple components exceeds a certain activation threshold, and rectification, where only positive 584
or suprathreshold inputs drive significantly increased spiking activity, resulting in the increase of 585
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16
fluorescence change from the baseline in this study. Thus, t o explore whether these nonlinear 586
dynamics vary with response timing—particularly by extending response latency toward sound 587
offset rather than onset —we analyzed the linearity of HNs with different OBIs. Specifically, we 588
selected HNs with higher biases toward onset ( shaded in beige) or offset (shaded in light purple) 589
and examined their response linearity, respectively (Fig. 8G). Offset-biased HNs (off-HNs) in A1 590
L2/3 exhibit a more linear response profile compared to onset -biased HNs (on -HNs) (Fig. 8H), 591
while HNs in A1 L4 showed a marginal trend toward this profile (p=0.0667), and HNs in A2 L2/3 592
showed no significant difference (p = 0.3650). These findings suggest that while HNs are similarly 593
distributed across these cortical subregions, their response dynamics vary, with A1 HNs 594
demonstrating a more linear onset response. This linearity may result from reduced inhibitory 595
modulation and minimal positive feedback during spectral integration. Overall, this variation in 596
response profiles across subregions highlights region -specific processing differences, potentially 597
supporting distinct roles in auditory perception. 598
599
Enhanced signal correlation and coordinated activity of harmonic neurons in A1 L4 600
Building upon our investigation of individual HN responses, we next aimed to characterize 601
the collective activity of neurons sensitive to harmonic stacks but not to their pure tone components. 602
While the proportion of HNs was similar across the three subareas (Fig. 4), prior widefield imaging 603
studies revealed distinct activation patterns for tones and vocalizations in these regions (Calhoun 604
et al., 2023) . These differences may stem from varying reliability in how sound stimuli engage 605
neuronal networks in each subarea. The sound -evoked response comprises a stimulus -driven 606
component representing the overall response to the stimulus and a variable component that reflects 607
the network’s activation pattern. The contributions of these components can be separated by 608
calculating signal and noise correlations: signal correlations capture shared stimulus -driven 609
responses, while noise correlations reflect functional connectivity between neurons (Averbeck et 610
al., 2006; Averbeck and Lee, 2006; Cohen and Kohn, 2011; Winkowski and Kanold, 2013; Hazon 611
et al., 2022) . We calculated the signal correlation between HNs coactivated by each harmonic 612
sound and compared across harmonic complexity and imaged subregions. Our results showed that 613
increasing harmonic complexity did not significantly alter the signal correlation among HNs (Fig. 614
9A). Thus, more spectrally complex harmonic processing does not rely on recruiting additional 615
neurons (Fig. 4D) or increasing synchronization of coactivated HNs as the harmonic becomes 616
more spectrally broad (Fig. 9A). However, we observed that A1 L4 exhibited significantly higher 617
signal correlations than A1 L2/3 and A2 L2/3, regardless of harmonic complexity (Fig. 9B). SCs 618
were similar between A1 L2/3 and A2 L2/3. Thus, HNs in A1 L4 respond to harmonic stacks more 619
synchronized than HNs in L2/3, potentially enabling A1 L 4 to facilitate a more efficient, robust 620
encoding of harmonic stacks through the heightened level of coordination. This high degree of 621
coordination in A1 L4 may reflect a specialization for processing spectrally complex sounds, such 622
as harmonic stacks, at an early stage of auditory processing. 623
624
Distinct functional connectivity and network sparsity of harmonic neurons in A1 L4 625
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Noise correlations capture how fluctuations in neuronal activity, independent of stimulus-626
evoked response, are shared between pairs of neurons . High noise correlation indicates a high 627
probability of shared connectivity between neurons, and thus noise correlation can serve as a proxy 628
for measuring functional connectivity between neuron pairs. To further investigate network 629
dynamics in harmonic processing, we examined the functional connectivity inferred by pairwise 630
noise correlations between HNs and other neuron types, BNs, and PTNs. 631
To characterize stimulus-dependent network engagement, we compared noise correlations 632
within HN pairs (HN-HN), between HNs and BNs (HN-BN), and between HNs and PTNs (HN-633
PTN) (Fig. 10). For HN-HN pairs, the ANOVA showed significant effects from both subareas and 634
sound conditions on positive and negative noise correlations of HN -HN (Fig. 10B) despite that 635
post-hoc test showed no significant differences among varying harmonic conditions on positive or 636
negative correlations. We then examined whether there is a difference in the distribution of noise 637
correlation coefficients between subareas and observed that HN-HN pairs in A1 L4 exhibited 638
significantly lower positive and negative noise correlations compared to A1 L2/3 and A2 L2/3 639
(Fig. 10A), indicating that HNs in A1 L4 are less likely to form interconnected networks. 640
Similarly, we examined HN-PTN and HN-BN noise correlations. For HN-PTN pairs, the 641
ANOVA revealed significant effects of subareas and sound condition on negative noise 642
correlations but not on positive noise correlation (Fig. 10D). Post hoc analysis showed HN-PTN 643
noise correlations were lowest in A1 L4 compared to A1 L2/3, and A2 L2/3, which had the highest 644
noise correlation among the three areas (Fig. 10C). For HN-BN pairs , the harmonic sound 645
condition had no significant effect, but subarea remained a key factor, with A1 L4 displaying 646
significantly lower noise correlations compared to A1 L2/3 (Fig. 10F). No significant differences 647
were found between A1 L4 and A2 L2/3, or between A1 L2/3 and A2 L2/3 (Fig. 10E). 648
Together, our analysis of noise correlations among neuron types across subareas suggests 649
that HNs in A1 L4 are more likely to receive distinct synaptic inputs, forming sparser and more 650
selective networks than HNs in L2/3, which exhibit stronger noise correlations. This network 651
sparsity in A1 L4 remained consistent despite increasing spectral complexity of harmonic stacks, 652
supporting the idea that the ACtx encodes sounds sparsely and selectively adapts to varying 653
spectral complexity. 654
655
Discussion
656
We investigated the population coding of spectrally simple and complex harmonic stacks 657
in different auditory cortical subfields. We find harmonic-sensitive neurons (HNs), that respond 658
to harmonic stacks but not to single frequency. We find that multiple subareas, including A1 L4, 659
A1 L2/3 and A2 L2/3, in the ACtx contain HNs, and that the fraction of HNs is similar across A1 660
and A2. Thus, harmonic sensitivity is already present in A1 L4 and is not a unique feature of A1 661
L2/3 and A2 L2/3 . HNs show sensitivity to particular stacks of harmonic frequencies and are 662
characterized by nonlinear integration of the component frequencies. 663
Simple sounds, such as pure tones or harmonic stacks of few frequencies, serve as the 664
fundamental building blocks of more intricate stimuli, such as harmonic stacks of more than five 665
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18
frequencies found in speech. Although previous studies have examined the neural representation 666
of specific sound features in the ACtx of humans, rats, and mice (Lewis et al., 2009; Okada et al., 667
2010; Carruthers et al., 2015; de Heer et al., 2017; O'Sullivan et al., 2019; Staib and Fruhholz, 668
2023), the question remains of if the spectral integration of harmonic stacks with simpler to more 669
complex structures varies across ACtx layers and subareas. Our results show that A1 L4, A1 L2/3, 670
and A2 L2/3 contain neurons that are sensitive to harmonic stacks with no significant response to 671
any pure tone, and that proportions of HNs are largely similar across subareas while their 672
functional connectivity differs. Thus, HNs seem to be independently assembled in multiple ACtx 673
areas but form distinct networks. 674
Intrinsic imaging has suggested that A2 L2/3 preferentially activated by harmonic (Kline 675
et al., 2021). In contrast, we found that the proportion of neurons activated by harmonic stacks was 676
similar across A1 L4, A1 L2/3, and A2 L2/3, regardless of number of harmonic frequencies in the 677
stack or the sex of the mice. The differences between our study and the prior study (Kline et al., 678
2021) likely lie in the imaging specificity, duration of sounds, as well as mouse lines . Instead of 679
intrinsic imaging with low spatial resolution, w e used in vivo two -photon imaging and 680
electrophysiologywith single cell resolution . Instead of short duration sounds (100–300 ms), we 681
utilized sound with longer duration (1000 ms). Certain proportions of neurons may be sensitive to 682
the duration of the sound (Theunissen et al., 2000; Buonomano and Maass, 2009), or require longer 683
stimuli to trigger the significant changes in calcium traces. The prior study utilized C57Bl/6 mice 684
and there are also sex-dependent age-related changes in hearing (Shilling-Scrivo et al., 2021, 2022), 685
and thus the differences could also be due to C57Bl/6 mice having early -onset high-frequency 686
hearing loss (Ison et al., 2007; Jendrichovsky et al., 2024) . In contrast, we use mice that retain 687
good high-frequency hearing across age. Moreover, given the behavioral importance of natural 688
stimuli containing harmonic stacks, the sensory experience of animals could shape the responses 689
in ACtx, thus differences in the rearing environment (Chang and Merzenich, 2003; Sanes and Bao, 690
2009; Homma et al., 2020; Chang and Kanold, 2021) could underlie the observed differences. 691
Among HNs in three imaged auditory subfields, we showed that spectral shift of frequency 692
disrupted their response to the non -shifted harmonic two -tone stacks. In this study, the spectral 693
shift was applied only in the downward direction, disrupting harmonicity and narrowing spectral 694
bandwidth. As a result, the diminished responses could reflect sensitivity to either the altered 695
frequency relationship or changes in bandwidth. Nonetheless, the consistent reduction in activity 696
across regions suggests that these neurons respond preferentially to specific frequency 697
combinations with harmonic structure. Future studies incorporating upward or bidirectional shifts 698
could be utilized to distinguish the relative contributions of harmonicity and spectral bandwidth. 699
The harmonic-sensitive response of HNs can be explained by their nonlinear integration of 700
component responses . HN responses become more linear with increased number of harmonic 701
frequencies, suggesting that broader frequency integration is associated with increased linearity. 702
Consistent with studies reporting supra-linear and sublinear integration in A1 L2/3 and A2 L2/3 703
for harmonic representation (Kline et al., 2023), our results provided insights of how the linearity 704
of spectral integration can change depending on the spectral contents. We observed that neurons’ 705
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19
responses to harmonic stacks with fewer frequencies were highly nonlinear in A1 L4, A1 L2/3 and 706
A2 L2/3 (Fig. 6). Such nonlinear integration emerges earlier than L2/3 and might also be 707
observable in auditory thalamus. This nonlinearity in spectral integration diminished as the number 708
of harmonic frequencies increased in a stack in all imaged subfields. This is potentially due to 709
reduced thresholding in the local network as the number of harmonic frequencies increases . It is 710
also possible that the representation of simpler and more complex harmonic stacks are through the 711
two different pathways, linear and nonlinear pathways , emerging from the cochlear nucleus (Yu 712
and Young, 2000) . These findings under score the dynamic nature of spectral integration in the 713
ACtx, adapting to the varied complexity of auditory stimuli. 714
As we characterized the nonlinear spectral integration of frequencies by HNs, we proposed 715
a micronetwork model, delineating potential structural and functional connectivity that might 716
underly the harmonic-sensitive response tuning of HNs. (Fig. 7). Notably, broadly-tuned neurons 717
(BNs) appear critical for establishing harmonic-sensitive tuning: they display lower sensitivity for 718
particular harmonic stacks, and their pure -tone response reconstruct s harmonic responses with 719
higher linearity. This suggest that BNs may generalize across frequencies and facilitate the 720
harmonic sensitivity in HNs. Granger causality (GC) analysis revealed a small but significantly 721
stronger directed influence from BNs to HNs in A1 L4 compared to L2/3 of A1 and A2. This result 722
suggests that the underlying network may not be confined to A1 L4, but rather originate earlier in 723
the auditory pathway which is known to shape and refine representations of complex acoustics 724
(Patterson et al., 2002; Nelken, 2008; Bartlett, 2013) . Moreover, signal correlations among A1 725
L2/3 neurons are patchy and stimulus-dependent, suggesting upstream convergence and nonlinear 726
integration (Jendrichovsky et al., 2025) . Given the spatial en coding of single frequencies in 727
mammalian cochlea (Dallos, 1996) and the sparse representation of vocalization features observed 728
in cortex across multiple species (Hromadka et al., 2008; Bandyopadhyay et al., 2010; Bowen et 729
al., 2020; Montes -Lourido et al., 2021) , we speculate that the BN -> HN micronetwork spans 730
multiple brain regions and enables the special tuning profiles of HNs in the auditory cortex. 731
To explore the sources of nonlinearity, we examined whether nonlinear neurons might 732
show preference to the sound onset or offset, which are essential for auditory scene analysis 733
(Bregman, 1994). Our study showed that BNs and PTNs are more onset-biased in A1 L4 compared 734
to A2 L2/3. Specifically, BNs in A 2 L2/3 also show significantly more onset bias compared to 735
those in A1 L2/3. Which is consistent with our previous finding that A1 neurons were more off-736
set biased to pure tones compared to those in A2 (Liu et al., 2019), without evaluating the responses 737
to harmonic stacks; thus, neurons in the previous study likely were a combination of PTNs and 738
BNs in this study . As A1 L2/3 receives inputs from both A1 L4 and A2 L2/3, it may be an 739
integrative hub for processing diverse spectral information in sustained auditory stimuli . The 740
observed hierarchy across layers and regions likely reflects specialized roles in temporal 741
processing. Notably, in A1 L2/3, onset-biased HNs tended to be more linear, while offset -biased 742
HNs were more nonlinear. These results suggest that the onset pathway may encode spectrally 743
complex sounds more linearly, with increased nonlinearity in the non-lemniscal offset pathway. 744
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(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
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20
Coactivated HNs in A1 L4 exhibit the highest signal correlations compared to those in A1 745
L2/3 and A2 L2/3. This result contradicts to the hypothesized hierarchy of harmonic processing 746
from A1 L4 to A1 L2/3 and finally to A2 L2/3. An alternative explanation for this non-hierarchical 747
transformation is that neurons in L2/3 may engage in a more distributed representation of harmonic 748
features, resulting in a lower synchronized sound-evoked response compared to A1 L4. This could 749
indicate that as sound information progresses from L4 to L2/3, it undergoes further abstraction, 750
leading to reduced coordination among L2/3 neurons. This distinction suggests that A1 L4 may 751
play a foundational role in the initial encoding of harmonic structure, while L2/3 may contribute 752
to higher-order processing of sound features. The neuronal network involving all sound-evoked 753
neurons in A1 L4 was the sparsest, showing the lowest noise correlation . This is consistent with 754
our previous study which found pure -tone responsive neurons in A1 L4 showed higher signal 755
correlations and lower noise correlations than those in A1 L2/3 (Winkowski and Kanold, 2013) . 756
Here A1 L4 HNs also showed low noise correlations with pure-tone and broadly-tuned neurons 757
compared to L2/3 suggesting that A1 L4 neuron populations show less of the shared synaptic 758
inputs regardless of their sound-response profiles. 759
Our results show that harmonically sensitive neurons are ubiquitous in A1 and A2 , 760
indicating the importance of harmonic integration for auditory processing . Thus, already, A1 L4 761
functions as a center for integrating spectral information for complex sounds, supporting robust 762
encoding through coordinated but sparsely connected networks. 763
764
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25
958
959
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26
Figures 960
961
Figure 1: Excitatory neurons in A1 L4, A1 L2/3, and A2 L2/3 are found sensitive to harmonic 962
stacks but not to individual frequencies. 963
A: In vivo two-photon imaging schematic (top) and sound stimulus trial (bottom). F0: baseline of 964
fluorescence change in the window of neuron response to the sound stimulus. Solid line indicates 965
sound onset and dashed line indicates sound offset. The gray shaded area indicates when sound is 966
present. 967
B: Left: Tonotopy map (A1, A2, AAF) identified by widefield imaging on sound -evoked areas. 968
Right: Example field of view of in vivo two photon calcium imaging on A1 L2/3 excitatory 969
neurons. 970
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27
C: A decision chart of classifying neuron into three categories based on their facilitative response 971
to types of sounds. 972
D: Schematic of stimuli design. Pure tone frequency, for example the base frequencies 4kHz and 973
8kHz, is shown in black. Harmonic stacks that consist of more than one frequencies are shown in 974
blue. 975
E: Examples of fluorescence changes compared to baseline (∆F/F) of neurons responding to only 976
pure tones (PTN), only to the harmonic stacks (HN) with onset or offset response , or both 977
harmonic(s) and pure tone(s) (BN) (from top to bottom). For HN and BN, their ∆F/F responses to 978
the pure tone frequency components are stacked and shown as black traces as the leftmost plot. 979
F: Example of one HN responding to pure tones and harmonic stacks played at three sound levels, 980
70dB (top row), 55dB (middle row), and 40dB (bottom row). Arrows indicate detected significant 981
facilitated response to the corresponding stimulus. 982
983
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28
984
Fig. 2: Electrophysiology recording confirms existence of harmonic -sensitive neurons in 985
ACtx. 986
A: Example waveform of spikes from the electrophysiology recording. Grey lines show the 987
200 example traces aligned based on spikes. Red line show the average of the 200 aligned 988
traces. 989
B: Example plot of current source density (CSD) analysis for identifying L4 which shows current 990
sink after sound onset, and L2/3 which shows current source and is located above L4. 991
C: Example raster plots of a recorded cluster that show significantly increased counts of spikes 992
within 0.2s window after the sound onsets of harmonic stacks (bottom) and non -significantly 993
changed spike counts after sound onset. Gray area indicates the presence of sound (1s). 994
D: Distribution of clusters in a representative mouse that show significantly increased spike counts 995
to pure tones and/or harmonic stacks. Same criteria for classification as in vivo two -photon 996
imaging is applied to classify clusters as HN (red), PTN(blue), or BN(purple). Gray are clusters 997
that have no significant sound-evoked response to any sound. Yellow shaded area indicates L4. 998
E: Quantification of proportions of classified clusters in different cortical layers of the same mouse 999
in (D). 1000
1001
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29
1002
Fig. 3: Distinct frequency response area (FRA) profiles of broadly tuned neurons (BNs) and 1003
pure-tone neurons (PTNs) in A1 L2/3. 1004
A: t-SNE visualization of k -means clustering applied to centered FRA profiles from sound -1005
responsive neurons (n = 3 animals, 1418 neurons). 1006
B: Same t-SNE plot as in (A), now colored by BN and PTN identity, illustrating the distribution 1007
of neuron subtypes across FRA-based clusters. 1008
C: Proportion of BNs and PTNs within each cluster, showing differential cluster occupancy by 1009
neuron subtype. Error bars indicates standard errors. *: p < 0.05. Two-sample t-test on proportions 1010
of BN versus PTN for each cluster: V, p = 0.4125; I, p = 0.4543; H, p = 0.1531; S1, p = 0.0445; 1011
S2, p = 0.0680; S3, p = 0.0249. 1012
D: Average centered FRA maps for each of the six clusters, revealing distinct spectral and intensity 1013
tuning profiles. Vertical bars indicate peak response frequency. 1014
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30
1015
Figure 4: Harmonic neurons are similarly sparse in three imaged auditory subareas. 1016
A: Left: Proportions of BNs in A1 L4, A1 L2/3 and A2 L2/3. %BN: A1 L4, 28.50%±11.60%; A1 1017
L2/3, 34.80% ± 4.09%; A2 L2/3, 37.52% ± 5.42%. One-way ANOVA on the effect of subregions: 1018
F(2,26) = 3.17, p = 0.059. Middle and right: comparisons of BN proportions in females and males 1019
in subregions. A1 L4: Female, 27.54%±10.17%; Male, 29.92%±15.05%. One -way ANOVA on 1020
the effect of sex: F(1,8) = 0.0907, p = 0.77. A1 L2/3: Female, 34.44%±4.56%; Male, 1021
35.17%±3.96%. One-way ANOVA on the effect of sex: F(1,10) = 0.0877, p = 0.7732. A2 L2/3: 1022
Female, 37.22%±6.6%; Male, 38.26%±0.34%. One -way ANOVA on the effect of sex: F(1,5) = 1023
0.0443, p = 0.8416. Error bars show mean ± SEM. 1024
B: similar to ( A), but proportions of HNs. %HN: A1 L4, 35.54%±8.09%; A1 L2/3, 31.12% ± 1025
4.68%; A2 L2/3, 31.94% ± 7.83%. One-way ANOVA on the effect of subregions: F(2,26) = 1.24, 1026
p = 0.307. A1 L4: Female, 35.81%±5.62%; Male, 35.12%±11.97%. One -way ANOVA on the 1027
effect of sex: F(1,8) = 0.0157, p = 0.9035. A1 L2/3: Female, 30.86%±5.44%; Male, 31.37%±4.3%. 1028
One-way ANOVA on the effect of sex: F(1,10) = 0.0326, p = 0.8604. A2 L2/3: Female, 1029
32.89%±9.22%; Male, 29.58%±3.54%. One-way ANOVA on the effect of sex: F(1,5) = 0.2211, 1030
p = 6580. 1031
C: similar to (A), but proportions of PTNs. %PTN: A1 L4, 35.97%±8.49%; A1 L2/3, 34.08% ± 1032
4.70%; A2 L2/3, 30.54% ± 3.12%. One-way ANOVA on the effect of subregions: F(2,26) = 1.67, 1033
p = 0.21. A1 L4: Female, 36.64%±10.31%; Male, 34.96%±6.06%. One-way ANOVA on the effect 1034
of sex: F(1,8) = 0.0850, p = 0.7780. A1 L2/3: Female, 34.70% ±5.68%; Male, 33.46%±3.93%. 1035
One-way ANOVA on the effect of sex: F(1,10) = 0.1907, p = 0.6692. A2 L2/3: Female, 1036
29.89%±3.01%; Male, 32.15%±3.88%. One-way ANOVA on the effect of sex: F(1,5) = 0.7131, 1037
p = 0.4369. 1038
D: Proportions of neurons responding to harmonic stacks with varied spectral complexity in A1 1039
L4 (left), A1 L2/3 (middle), and A2 L2/3 (right). Two-way ANOVA: %neurons: Subareas, F(2,234) 1040
= 11.5, p = 1.72E -5; component numbers, F(8,234) = 1, p = 0.43; interactions between subareas 1041
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31
and component numbers, F(16,234) = 0.61, p = 0.87. %BN: Subareas, F(2,234) = 19.52, p = 1.44E-1042
8; component numbers, F(8,234) = 0.31, p = 0.96; interactions, F(16, 234) = 0.31, p = 0.99. %HN: 1043
Subareas, F(2,234) = 4.99, p = 0.0076; component numbers , F(8,234) = 1.97, p = 0.051; 1044
interactions, F(16,234) = 1.21, p = 0.26. Post -hoc t -test with corrected p -values on 1045
subareas: %neurons: A1 L4 v.s. A1 L2/3, p = 0.75; A1 L2/3 v.s. A2 L2/3, p = 1.67E-4; A1 L4 v.s. 1046
A2 L2/3, p = 1.84E-5. %BN: A1 L4 v.s. A1 L2/3, p = 0.0028; A1 L2/3 v.s. A2 L2/3, p = 0.0014; 1047
A1 L4 v.s. A2 L2/3, p = 1.33E-9. %HN: A1 L4 v.s. A1 L2/3, p = 0.013; A1 L2/3 v.s. A2 L2/3, p 1048
= 0.99; A1 L4 v.s. A2 L2/3, p = 0.029. All data are represented as mean ± SEM. Symbols indicate 1049
significance with post-hoc t-test with Bonferroni correction. *: p<0.05, **: p<0.01, ***: p<0.001. 1050
* indicates comparison between A1 L2/3 and A2 L2/3. # indicates comparison between A1 L2/3 1051
and A1 L4. $ indicates comparison between A1 L4 and A2 L2/3. 1052
E: Response amplitude of HNs responding to the characteristic harmonic sound. Error bars show 1053
mean ± SEM. A1 L4: 6.95 ± 0.27; A1 L2/3: 8.21 ± 0.29; A2 L2/3: 6.42 ± 1.00. Wilcoxon rank -1054
sum test with Bonferroni-corrected p-values: A1 L4 v.s. A1 L2/3: p=0.012; A1 L2/3 v.s. A2 L2/3: 1055
p = 0.36; A1 L4 v.s. A2 L2/3: p = 0.056. 1056
1057
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32
1058
Figure. 5: Most of HNs are sensitive to frequency shifts in harmonic stacks and faithfully 1059
respond to the harmonic stacks. 1060
A: Example of one two-tone harmonic and its spectrally shifted stacks (top) and example of ∆F/F 1061
of neurons only responding to the harmonic (blue) but not spectral shifts (orange), as well as shift-1062
tolerant harmonic neurons ( SHN) with facilitated response to both the harmonic and its spectral 1063
shifted versions but not to any pure tone frequencies that makes up the composite sounds. 1064
B: Prevalence of HNs and SHNs in three subareas. One-way ANOVA: A1 L4 (7 mice), F(1,16) = 1065
22.74, p = 4.58E-4; A1 L2/3 (6 mice), F(1,16) = 111.56, p = 9.61E -7; A2 L2/3 (9 mice), F(1,16) 1066
= 39.01, p = 1.17E-5. 1067
C: Distribution of SHN across spectral shifts within the HN population in A1 L4, A1 L2/3 and A2 1068
L2/3. One-way ANOVA: A1 L4 (7 mice), F(2,16) = 1.56, p = 0.24; A1 L2/3 (6 mice), F(2,16) = 1069
0.31, p = 0.74; A2 L2/3 (9 mice), F(2,16) = 0.47, p = 0.63. 1070
1071
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33
1072
Figure 6: Non -linearity of response of HNs diminishes when harmonic becomes more 1073
spectrally complex. 1074
A: Schematic showing the linear reconstruction of the simulated output signals by taking the sum 1075
of gain-adjusted simulated input signals. Cases of high linearity (top) and low linearity (bottom) 1076
are shown. 1077
B: Example response to harmonic stacks and pure-tone components of a HN with best harmonic 1078
being 4kHz + 8kHz stack. 1079
C: Linear reconstruction of the example HN response to harmonic by using both the response to 1080
the pure tones 4kHz and 8kHz as variables (left), as well as by the response to each pure tone 1081
separately (right). Higher R 2 tells higher similarity between reconstructed harmonic response by 1082
component response and the original response to harmonic. 1083
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34
D: Nonlinear reconstruction with Support Vector Regression (SVR) that accounts for nonlinearity 1084
in the relationship between three responses, which shows higher R2 score. 1085
E: Quantification on the similarity between reconstructed response to harmonic and original 1086
response in A1 L4, A1 L2/3, and A2 L2/3. Left: Similarity by using linear reconstruction improves 1087
as the harmonic becomes more spectrally complex, which is not shown in permuted response data 1088
while the same number of independent variables are used in the reconstruction. Three -way 1089
ANOVA (factors: subareas, harmonic stacks, permutation): Subareas, F(2,6406) = 0.0058, p = 1090
0.9942; harmonic stacks, F(8,6406) = 372.44, p = 0; permutation, F(1, 6406) = 24375.9, p = 0; 1091
Subareas x Harmonics, F(16,6406) = 0.52, p = 0.9404; Subareas x Permutation, F(2,6406) = 0.71, 1092
p = 0.49; Harmonics x Permutation, F(8,6406) = 147.0647, p = 5.8806E-228. 1093
F: The similarity between reconstructed response and original response when the reconstruction 1094
uses response to all components as variables versus response to single component. Two -way 1095
ANOVA (factors: subareas, harmonic stacks ): Subareas, F(2, 3195) = 0.7822, p = 0.4575; 1096
harmonic stacks, F(8, 3195) =167.9672, p = 0; interaction, F(16,3195) = 0.9670, p = 0.4907. G: 1097
Right: The similarity between reconstructed response and original response when SVR that 1098
accounts for more non-linearity in the data was used compared to linear reconstruction. Two-way 1099
ANOVA (factors: subareas, harmonic stacks): Subareas, F(2, 3195) = 0.54, p = 0.5822; harmonic 1100
stacks, F(8, 3195) =111.86, p = 0; interaction, F(16,3195) = 0.43, p = 0.9763. 1101
1102
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35
1103
Fig. 7: BN-HN in A1 L4 has the highest functional connectivity. 1104
A: Example realistic neural responses of BNs at different pure -tone sounds and corresponding 1105
harmonic sounds. Case of harmonic response (4 kHz plus 8 kHz) and pure-tone responses (4 kHz 1106
and 8 kHz) are shown. 1107
B: Linear reconstruction of the example BN response to harmonic sound by using both the 1108
response to the pure tones as variables (left), as well as by the response to each pure tone separately 1109
(right). Higher R 2 indicates higher similarity between reconstructed harmonic response by 1110
component response and the original response to harmonic. 1111
C: Nonlinear reconstruction of BN responses to HN response by Support Vector Regression (SVR). 1112
D: Schematic showing the proposed micronetwork that can encode how HN responses to sounds 1113
with different components. Along the auditory pathway, PTN activates inhibitory neurons when 1114
pure-tone sound is played, further inhibits the HN (left). BN directly activates BN without any 1115
inhibition from PTN, which triggers the high responses of HN when harmonic is played. We next 1116
investigated the functional connectivity between BN and HN by applying Granger Causality 1117
(GC) analysis. 1118
E: Example field-of-view images showing the spatial location of PTNs, HNs and BNs in A1 L2/3. 1119
Left: PTNs are located heterogeneously across imaged A1 L2/3. Color indicates best frequency 1120
of the plotted neuron. Right: BN and HN are plotted on the same field-of-view. Larger dots indicate 1121
an example coactivated pair of HN and BN to one stimulus, in which the BN achieves the highest 1122
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36
R2 reconstructing the response of HN to the stimulus. The black line indicates the distance between 1123
the HN and BN. 1124
F: ΔStrengths of significant GC links between all BNs within the same FOV (left Y-axis, blue) as 1125
an example HN plotted with the distances between each BN and the example HN (right Y -axis, 1126
red). The distances are normalized by the maximum distance among all BN-HN pairs for all HNs 1127
for each animal. 1128
G: Quantification of top 5% GC links between any BN-HN pair plotted against binned normalized 1129
distances in three subareas. A1 L2/3, n = 11 mice. A1 L4, n = 7 mice. A2 L2/3, n = 7 mice. Two 1130
separate Kruskal-Wallis tests revealed the significant main effect of subareas ( χ²(2) = 35.3033, p 1131
= 2.16E-8) and non-significant effect of distances (χ²(8) = 13.2486, p = 0.1036) on the Δstrength 1132
of top 5% GC links. Post-hoc Dunn’s test with Dunn-Sidak correction showed that A1 L4 has the 1133
highest functionally connected BN-HN pairs compared to A1 L2/3 (p = 1.03E-8) and A2 L2/3 (p 1134
= 5.71E-4). Spearman correlation performed on the GC links as the distances increase reveals 1135
significant trend of decrease of GC links in A1 L2/3 (ρ = -0.2170, p = 0.0388) and nonsignificance 1136
in A1 L4 (ρ = -0.1202, p = 0.3731) and A2 L2/3 (ρ = -0.2132, p = 0.1254). 1137
1138
1139
1140
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37
1141
Figure 8: Neurons with offset-bias in A1 L4 has more linear integration. 1142
A: K-means clustering with varied numbers of clusters on the average sound-evoked response of 1143
HN to harmonic stacks. Each dot is the mean of 10 trials of sound-evoked response to one harmonic 1144
stack. Number of clusters is chosen using the elbow method for each subarea. In A1 L4, n = 2141 1145
average traces from 1565 neurons. In A1 L2/3, n = 4811 traces from 3167 neurons. In A2 L2/3, n 1146
= 1002 average traces from 631 neurons. 1147
B: K-means clustering results that show distinct response types as offset response (magenta), onset 1148
response (orange). 1149
A
Centroids of clusters
C
OBI of %HNs OBI of %BNs OBI of %PTNs
On Off
R2
Linear
G
Off
On
H
-1
0
1
F
2
4
6
8
10
-0.3
OBI v.s. Complexity
Mean OBI
Number of frequencies
in harmonic stacks
% cells
A1 L4 A1 L2/3 A2 L2/3
R2
Linear
% cells
D
B
PCA with k-means Clustering
A1 L4
A1 L2/3
A2 L2/3
A1 L4
A1 L2/3
A2 L2/3
PC 1
PC 2
-0.2
-0.1
0
0.1
Onset
Offset
Response types:
0
100
E
-1
0
1
-1
0
1
A1 L4
A1 L2/3
A2 L2/3
-1
0
1
A1 L2/3 vs A2 L2/3: ***
A1 L4 vs A1 L2/3: ***
Medians
A1 L4 vs A2 L2/3: **
A1 L4 vs A1 L2/3: **
********
On-Hn
Off-Hn
0
1
0
100
0
1
0
100
0
1
0
100
n.s. ** n.s.Medians
* n.s. n.s.
0 1
-1
0
1 0 1
-1
0
1 0 1
OBI
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38
C: Cumulative probability of OBI of HNs. On the x -axis, -1 shows total onset biased, 1 shows 1150
total offset biased. Y-axis shows the cumulative probability of the OBIs. Dotted line shows median 1151
of OBIs in each subarea. Kruskal -Wallis test is performed due to the non -normal distribution of 1152
data. χ²(2) = 0.2177, p = 0. 8969. Dunn’s post -hoc test with Bonferroni -corrected p -values on 1153
subareas: A1 L4 v.s. A1 L2/3, p = 1; A1 L2/3 v.s. A2 L2/3, p = 0. 9539; A1 L4 v.s. A2 L2/3: p = 1154
0.9755. Two-sample Kolmogorov -Smirnov test is performed on paired curves with post -hoc 1155
Bonferroni correction. Reported p -values are corrected. A1 L4 v .s. A1 L2/3, p = 0.2687; A1 L4 1156
v.s. A2 L2/3, p = 0.2857; A1 L2/3 v.s. A2 L2/3, p = 1. D: Similar to C but for BNs in three subareas. 1157
Kruskal-Wallis test is performed due to the non -normal distribution of data. χ²(2) = 35.3030, p = 1158
2.16E-8. Dunn’s post-hoc test with Bonferroni-corrected p-values on subareas: A1 L4 v.s. A1 L2/3, 1159
p = 1.45E-7; A1 L2/3 v.s. A2 L2/3, p = 9.75E-4; A1 L4 v.s. A2 L2/3: p = 0. 9441. Cumulative 1160
distribution plot, two sample Kolmogorov-Smirnov test: A1 L4 v.s. A1 L2/3, p = 2.96E-17; A1 1161
L4 v.s. A2 L2/3, p = 0.0734; A1 L2/3 v.s. A2 L2/3, p = 7.55E-5. 1162
E: Similar to C but for PTNs in three subareas . Kruskal-Wallis test is performed due to the non -1163
normal distribution of data. χ²(2) = 10.8272, p = 0.0045. Dunn’s post-hoc test with Bonferroni -1164
corrected p-values on subareas: A1 L4 v.s. A1 L2/3, p = 0.2101; A1 L2/3 v.s. A2 L2/3, p =0.0554; 1165
A1 L4 v.s. A2 L2/3: p = 0.0033. Cumulative distribution plot, two sample Kolmogorov-Smirnov 1166
test: A1 L4 v.s. A1 L2/3, p = 0.0093; A1 L4 v.s. A2 L2/3, p = 0.0752; A1 L2/3 v.s. A2 L2/3, p = 1167
0.0034. 1168
F: OBI of HNs that respond to harmonic stacks with varied spectral complexity. Two -way 1169
ANOVA: Subareas: F(2,6144) = 0.73, p = 0.48; Harmonics: F(8,6144) = 1.96, p = 0.048; 1170
interaction: F(16, 6144) = 0.98, p = 0.48. Post -hoc t -test with corrected p -values show no 1171
significant among OBIs of HNs responding to different harmonic stacks. Solid line indicates the 1172
mean and the shaded area indicates the SEM. 1173
G: Scatter plots show linearity of response and OBI of every HN to the best harmonic sound in A1 1174
L4, A1 L2/3 and A2 L2/3. The response linearity of HN with higher preference to onset-response 1175
(shaded by orange) or to higher offset-response (shaded by purple) are selected and plotted. 1176
H: Cumulative probability of R2 of linearity reconstruction on HNs response to harmonic sound 1177
by the response to pure -tone components in A1 L4, A1 L2/3 and A2 L2/3. Dotted line indicates 1178
the median of the distribution. Two-sample Kolmogorov-Smirnov test on the curves of on-HN and 1179
off-HN: A1 L4, p = 0.0667, A1 L2/3, p = 0.0091; A2 L2/3, p = 0.3650. Ranksum test on the 1180
medians of off-HN and on-HN: A1 L4, p = 0.0344; A1 L2/3, p = 0.2884; A2 L2/3, p = 0.3095 1181
1182
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39
1183
Figure 9: Hierarchical transformation of pair -wise signal correlation between coactivated 1184
HN pairs. 1185
A: Means of correlation coefficients (left) of pair-wise signal correlation between coactivated HNs 1186
responding to the activating harmonic stacks with varied numbers of components in A1 L4 (gray), 1187
A1 L2/3 (red) and A2 L2/3 (blue) , as well as scatter plot (right) that shows the average signal 1188
correlation coefficients across different harmonic complexes. Each data point represents the mean 1189
coefficients of one subject. Two-way ANOVA on the left plot: Subareas, F(2,233) = 3.3990, p = 1190
0.0351; harmonics, F(8, 233) = 1.5078, p = 0.1552; interactions, F(16, 233) = 0.8349, p = 0.6451. 1191
Post-hoc t-test with Tukey-Kramer correction on the scatter plots: A1 L4 v.s. A1 L2/3: p = 0.1552; 1192
A1 L4 v.s. A2 L2/3: p = 0.0280; A1 L2/3 v.s. A2 L2/3: p = 0.4656. 1193
B: Cumulative probability of pair-wise signal correlation coefficients in (A) between coactivated 1194
HNs in A1 L4 (gray), A1 L2/3 (red) and A2 L2/3 (blue ). Two-sample Kolmogorov-Smirnov test 1195
on cumulative distribution curves with Bonferroni-corrected p-values: A1 L4 v.s. A1 L2/3: p = 1196
1.1179E-53; A1 L4 v.s. A2 L2/3: p = 6.6488E-30; A1 L2/3 v.s. A2 L2/3: p = 5.0582E-6. 1197
1198
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40
1199
Figure 10: Noise correlation is the lowest in A1 L4, and similar in L2/3 of A1 and A2. 1200
A: Cumulative probability of the noise correlation coefficients of paired-neurons with significant 1201
facilitative response to any sound in three areas. Kolmogorov-Smirnov test for multiple groups 1202
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41
with Bonferroni-corrected p-values: A1 L4 v.s. A1 L2/3: p = 4.52E-233; A1 L4 v.s. A2 L2/3: p = 1203
2.93E-100; A1 L2/3 v.s. A2 L2/3: p = 1.78E-11. 1204
B: Positive (left) and negative (right) noise correlation coefficients between pairs of sound-1205
responsive neurons in A1 L4 (gray), A1 L2/3 (red) or A2 L2/3 (blue) when different harmonic 1206
sound is present. Smaller box charts as insets shows the average noise correlation coefficients 1207
across sounds. Each data point is one animal in both plots. Positive correlation: Two-way ANOVA: 1208
Subareas, F (2,23 2) = 38.5750, p = 3.44E-15; harmonics, F (8, 23 2) = 0.6330, p = 0. 7497; 1209
interactions, F (16, 23 2) = 0.5479, p = 0. 9190. Post-hoc t-test with Tukey-Kramer-corrected p-1210
values: A1 L4 v.s. A1 L2/3, p = 6.57E-7; A1 L4 v.s. A2 L2/3, p = 0; A1 L2/3 v.s. A2 L2/3, p = 1211
3.58E-5. Negative correlation: Two-way ANOVA: Subareas, F (2,232) = 30.3274, p = 1.99E-12; 1212
harmonics, F (8, 232) = 1.1879, p = 0.3077; interactions, F (16, 232) = 0.8270, p = 0.6542. Post-1213
hoc t-test with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3, p = 1.2E-4; A1 L4 v.s. A2 1214
L2/3, p = 0; A1 L2/3 v.s. A2 L2/3, p = 3.54E-5. 1215
C: Cumulative probability of the noise correlation coefficients in three areas with presence of any 1216
harmonic sound. Kolmogorov -Smirnov test for multiple groups with Bonferroni -corrected p -1217
values: A1 L4 v.s. A1 L2/3: p = 1.9493E-188; A1 L4 v.s. A2 L2/3: p = 7.3765E-48; A1 L2/3 v.s. 1218
A2 L2/3: p = 0.2990. 1219
D: Positive (left) and negative (right) noise correlation coefficients between pairs of HNs in A1 1220
L4 (gray), A1 L2/3 (red) or A2 L2/3 (blue) when different harmonic sound is present. Smaller box 1221
charts as insets shows the average noise correlation coefficients across sounds. Each data point is 1222
one animal in both plots. Positive correlation: Two-way ANOVA: Subareas, F (2,234) = 24.8330, 1223
p = 1.6588E-10; harmonics, F (8, 234) = 2.0914, p = 0.0374; interactions, F (16, 234) = 1.2075, p 1224
= 0.2629. Post-hoc t-test with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3, p = 1.3102E-1225
5; A1 L4 v.s. A2 L2/3, p = 0; A1 L2/3 v.s. A2 L2/3, p = 7.622E-3. Negative correlation: Two-way 1226
ANOVA: Subareas, F (2,234) = 13.0619, p = 4.1897E -6; harmonics, F (8, 234) = 2.1196, p = 1227
0.0348; interactions, F (16, 234) = 1.0262, p = 0.4296. Post -hoc t -test with Tukey-Kramer-1228
corrected p-values: A1 L4 v.s. A1 L2/3, p = 0.03349; A1 L4 v.s. A2 L2/3, p = 9.4061E-7; A1 L2/3 1229
v.s. A2 L2/3, p = 6.533E-3. 1230
E: Similar to (C), but between pairs of HN and PTN. Kolmogorov -Smirnov test for multiple 1231
groups with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3: p = 1.0340E-239; A1 L4 v.s. 1232
A2 L2/3: p = 1.1758E-77; A1 L2/3 v.s. A2 L2/3: p = 8.2345E-5. 1233
F: Similar to (D) but between pairs of HN and PTN. Positive correlation: Two -way ANOVA: 1234
Subareas, F (2,234) = 45.7036, p = 1.7549E -17; harmonics, F (8, 234) = 0.9572, p = 0.4703; 1235
interactions, F (16, 234) = 0.7702, p = 0.7185. Post -hoc t-test with Tukey-Kramer-corrected p-1236
values: A1 L4 v.s. A1 L2/3, p = 0; A1 L4 v.s. A2 L2/3, p = 0; A1 L2/3 v.s. A2 L2/3, p = 3.0922E-1237
5. Negative correlation: Two -way ANOVA: Subareas, F (2,234) = 23.9604, p = 3.4150E -10; 1238
harmonics, F (8, 234) = 2.2323, p = 0.0259; interactions, F (16, 234) = 0.9387, p = 0.5256. Post -1239
hoc t-test with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3, p = 3.3942E-4; A1 L4 v.s. 1240
A2 L2/3, p = 0; A1 L2/3 v.s. A2 L2/3, p = 7.1524E-4. 1241
.CC-BY-NC-ND 4.0 International licenseavailable under a
(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
The copyright holder for this preprintthis version posted August 27, 2025. ; https://doi.org/10.1101/2025.08.26.672221doi: bioRxiv preprint
42
G: Similar to (C), but between pairs of HN and BN. Kolmogorov-Smirnov test for multiple groups 1242
with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3: p = 6.6985E-8; A1 L4 v.s. A2 L2/3: 1243
p = 0.0818; A1 L2/3 v.s. A2 L2/3: p = 0.5404. 1244
H: Similar to (D), but between pairs of HN and BN. Positive correlation: Two -way ANOVA: 1245
Subareas, F (2,229) = 9.8325, p = 8.0033E -5; harmonics, F (8, 229) = 0.5160, p = 0.8439; 1246
interactions, F (16, 229) = 0.9143, p = 0.5535. Post -hoc t-test with Tukey-Kramer-corrected p-1247
values: A1 L4 v.s. A1 L2/3, p = 0.0230; A1 L4 v.s. A2 L2/3, p = 3.2149E-5; A1 L2/3 v.s. A2 L2/3, 1248
p = 0.06987. Negative correlation: Two-way ANOVA: Subareas, F (2, 229) = 3.6435, p = 0.0277; 1249
harmonics, F (8, 229) = 0.6496, p = 0.7354; interactions, F (16, 229) = 0.4749, p = 0.9573. Post -1250
hoc t-test with Tukey-Kramer-corrected p-values: A1 L4 v.s. A1 L2/3, p = 0.2106; A1 L4 v.s. A2 1251
L2/3, p = 0.0211; A1 L2/3 v.s. A2 L2/3, p = 0.4225. Whiskers in larger box charts represent SEM. 1252
Whiskers in smaller box charts within the larger charts represent standard deviation. 1253
1254
.CC-BY-NC-ND 4.0 International licenseavailable under a
(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
The copyright holder for this preprintthis version posted August 27, 2025. ; https://doi.org/10.1101/2025.08.26.672221doi: bioRxiv preprint
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