Abstract
1
Brain ventricular and subcortical structures are heritable both in size and shape . Genetic 2
influences on brain region size have been studied using conventional volumetric 3
measures, but little is known about the genetic basis of ventricular and subcortical shapes. 4
Here we developed pipelines to extract seven complementary shape measures for lateral 5
ventricles, subcortical structures, and hippocampal subfields . Based on over 45,000 6
subjects in the UK Biobank and ABCD studies, 60 genetic loci were identified to be 7
associated with brain shape features (P < 1.09 × 10-10), 19 of which were not detectable 8
by volumetric measures of these brain structures . Ventricular and subcortical shape 9
features were genetically related to cognitive functions, mental health traits, and multiple 10
brain disorders, such as the attention-deficit/hyperactivity disorder. Vertex-based shape 11
analysis was performed to precisely localize the brain regions with these shared genetic 12
influences. Mendelian randomization suggests brain shape cau sally contributes to 13
neurological and neuropsychiatric disorders , including Alzheimer's disease and 14
schizophrenia. Our results uncover the genetic architecture of brain shape for ventricular 15
and subcortical structures and prioritize the genetic factors underlying disease-related 16
shape variations. 17
18
Keywords
ABCD; Brain disorders; GWAS; Hippocampus subfields; Mental health; 19
Subcortical and ventricular shapes; UK Biobank. 20
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32
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3
Human brain ventricular and subcortical structures are involved in complex brain 1
activities and have important roles in the regulation of cognitive, emotional, and motor 2
functions1-7. Morphometric variations of these brain structures can be quantified in-vivo 3
by structural magnetic resonance imaging (MRI) . MRI-based volumetric measures (such 4
as regional brain volumes) can estimate a region’s overall size, providing a conventional 5
measure of the gross variation of the structure. However, such aggregate measures may 6
not be sensitive to within-region local changes and may not fully capture the complexity 7
of structural deformations. Shape analysis has gained increasing attention to overcome 8
these limitations and characterize brain morphometry beyond simple volumetric traits8-9
11. Recent studies have found that shape features can precisely localize shape 10
deformations in brain structures, providing finer-grained information of the location and 11
pattern of morphological variations, which may not be detectable in traditional volume 12
analysis12,13. For example, shape analysis of the ventricular and subcortical structures has 13
provided sensitive biomarkers for healthy aging14 and the onset and progression of a wide 14
range of brain diseases, including Alzheimer’s disease (AD)15,16, schizophrenia 17,18, 15
epilepsy19, major depressive disorder (MDD) 20,21, 22q11.2 deletion syndrome 22, and 16
bipolar disorder23. 17
18
Both size (volume) and shape of brain ventricular and subcortical structures have been 19
found to be heritable in family studies24,25 and general populations13,26-28. For example, 20
the narrow sense single -nucleotide polymorphism (SNP) heritability estimates for the 21
volume of ventricular and subcortical structures were all higher or close to 40%26,27 in the 22
UK Biobank29 (UKB) studies, and the highest SNP heritability estimates for shape features 23
ranged from 32.7% to 53.3% across structures in the Rotterdam Study28. Genome-wide 24
association studies (GWAS) have been conducted to uncover the genetic basis of 25
ventricular and subcortical volumes30-40, yielding hundreds of associated genetic variants 26
and shared genetic influences with brain disorders and complex traits. However, there is 27
no large-scale GWAS on ventricular and subcortical shape features and their genetic 28
architecture has yet to be determined. 29
30
Using raw MRI from over 45,000 subjects in the UKB and Adolescent Brain Cognitive 31
Development41 (ABCD) studies, we developed pipelines to extract ventricular and 32
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4
subcortical shape features and characterized their genetic architectures. We identified 60 1
novel genetic loci that contributing to the shape variations , 19 of which cannot be 2
identified in previous GWAS of volumetric measures of these brain structures using the 3
same datasets. We found ventricular and subcortical shape features had shared genetic 4
influences with many cognitive traits and major brain disorders. We further revealed the 5
localized pattern of genetic effects in vertex -wise analysis and identified causal genetic 6
links between brain shape and disorders using Mendelian randomization analysis. The 7
Results
of this shape study demonstrated genetic effects on ventricular and subcortical 8
structures at a finer spatial resolution than that of traditional volumetric analysis . Our 9
GWAS results will be available through the Brain Imaging Genetics Knowledge Portal (BIG-10
KP) https://bigkp.org/. 11
12
Results
13
Generating reproducible ventricular and subcortical shape features 14
We developed pipelines to extract shape features from raw structural MRI images for 8 15
ventricular and subcortical structures, including the left/right lateral ventricles, nucleus 16
accumbens, amygdala, caudate, hippocampus, pallidum, putamen, and thalamus. 17
Furthermore, we studied 7 subfields of the hippocampus, namely the left/right cornu 18
ammonis 1 (CA1), CA3, fimbria, hippocampus-amygdala-transition-area (HATA), 19
hippocampal tail, presubiculum, and subiculum (Fig.1A). An overview of our workflow can 20
be found in Fig. S1. Shape deformations are usually decomposed into two components: 21
one within the surfaces, and the other along the normal axis of the surfaces. For each 22
vertex in the shape image, we calculated 7 complementary shape statistics, including the 23
radial distance from the medial model14 (referred to as the radial distance); the (log) 24
determinant and two eigenvalues of the Jacobian matrix from the surface tensor-based 25
morphometry (TBM) model42 (referred to as the determinant, eigenvalue1, and 26
eigenvalue2); and three features from the multivariate surface TBM (mTBM) model10,11 27
(referred to as the mTBM1, mTBM2, and mTBM3) (Figs.1B and S2). Briefly, the radial 28
distance describes morphometric changes along the surface normal direction11 and is also 29
called the radial thickness10. On the other hand, the 6 surface TBM and mTBM model 30
features capture surface deformations perpendicular to the surface normal axis (such as 31
rotation, dilation, and shear within the surfaces). For example, the determinant of 32
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Jacobian matrix is analogous to a surface area 43, measuring local area dilation or 1
contraction. It quantifies the surface dilation ratio between the given template and the 2
study subject by matching a small surface patch around a particular point of the subject 3
surface to the corresponding point on the template . The three advanced surface mTBM 4
features analyze the full surface tensor using log-Euclidean metrics and can capture more 5
complicated surface deformations10,11. 6
7
After extracting vertex-wise maps, we aggregated them and generated region-specific 8
summary-level features for downstream genetic analyses. For each shape statistics, we 9
have two groups of features . The first group includes 210 structure-averaged shape 10
features in regions or subfields by taking the mean across all the vertices within the 11
structure (7 shape measurements × (8 shape structures + 7 hippocampal subfields) × 2 12
hemispheres). In the second group, we applied principal component analysis to extract 13
1,120 region-specific principal components (PCs) by taking the top 10 PCs of the vertex-14
wise map for each of the 7 statistics in the 8 ventricular and subcortical structures 15
(left/right, 7 × 8 × 2 × 10) (Methods). Principal component analysis is a well-established 16
Method
for dimension reduction with a wide range of neuroimaging applications. In shape 17
analysis, the top -ranked PCs can characterize the strongest variation components of 18
shape statistics within each structure, which can provide more microstructural details 19
about shape deformations omitted by structure-averaged measures, while alleviating 20
multiple testing burdens (Fig.1C). Clinically, variations represented by these PCs may 21
localize shape changes that are more relevant to specific brain-related complex traits or 22
diseases. 23
24
We evaluated the intra -subject reproducibility of the above region or subfield -specific 25
shape features using the repeat scans from the UKB repeat imaging visit ( average time 26
between visits = 2 years , average n = 2,788). Specifically, we quantified individual-level 27
differences between the two visits by calculating the intraclass correlation coefficient 28
(ICC) of each shape feature between two observations from all revisited individuals. The 29
average ICC was 0. 443 (standard error = 0. 234) across the 1,330 (210 + 1,120) shape 30
features (Table S1). There were 457 shape features with ICC > 0.5, including 117 features 31
for lateral ventricles, 246 for subcortical structures, and 94 for hippocampal subfields (Fig. 32
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S3A, mean ICC = 0.722, standard error = 0.132). The average ICC of the 7 shape statistics 1
ranged from 0.684 to 0.752 (Fig. S3B), and the lateral ventricles had the highest mean ICC 2
across all the 8 structures (Fig. S3C, mean ICC = 0.816, standard error = 0.129). Our later 3
genetic analyses focused primarily on these 457 reproducible shapes features (ICC > 0.5, 4
363 region-level and 94 subfield-level traits) (Table S2). 5
6
Heritability and associated genetic loci of ventricular and subcortical shape features 7
We estimated SNP heritability (h2) for these 457 reproducible shapes features using the 8
UKB individuals of white British ancestry via GCTA 44 (average n = 32,631, phases 1 -3 9
release). Most heritability estimates (456/457) were significant after adjusting for 10
multiple comparisons using the Benjamini -Hochberg procedure to control the false 11
discovery rate (FDR) at 0.05 level ( Fig. S4A and Table S3). The mean heritability ranged 12
from 22.1% to 27.3% (standard error = 1.85%) across the 7 groups of shape statistics , 13
suggesting different shape deformation measures were under comparable genetic 14
controls (Fig. S4B). The highest heritability reported in each structure ranged from 51.2% 15
(for lateral ventricles) to 19.3% (for amygdala) (Fig. S2C). On average, lateral ventricles 16
had higher heritability than that of subcortical structures (32.2% vs. 21.6%, P < 2.2 × 10-17
16). Subfield analysis provided more information for genetic influences on different parts 18
of the hippocampus. For example, we found the CA3 subfield had the highest heritability 19
among the 7 subfields, while the lowest heritability was observed on the HATA subfield 20
(Fig. S4D). In addition, the heritability estimates were largely consistent in females and 21
males (Fig. S5, correlation = 0.83). 22
23
It is known that the volum etric measures of these structures were also heritable26-28. To 24
quantify the genetic effects additionally contributing on shape measures, we compare d 25
the estimates of genetic variance for 363 region-level shape features before and after 26
adjusting for their corresponding regional volumes as covariates (Table S4). For the 129 27
mean and first PC ( PC1) shape features, we found that the average genetic variance 28
reduced from 0.241 to 0.145, indicating that 39.8% (0.096/0.241) genetic variations were 29
shared by regional brain volumes and shape features (Fig. 2A ). In this group of shape 30
features, the proportion varied greatly from region to region. For example, the largest 31
proportion was observed in the lateral ventricles (79.2%) and the least was observed in 32
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the amygdala (3.4%). As both mean and PC1 features captured the major variations in the 1
brain region45, these results quantified the overlapping genetic influences between shape 2
and volumetric measures. On the other hand, for other PCs (other than the PC1s), the 3
genetic variance estimates were much more consistent before and after adjusting for 4
regional volumes (Fig. 2B). It was common for these PCs to capture more local variations 5
that are not captured by the mean or PC1 s45. Specifically, t he average proportion of 6
reduction was 11.9% and the reductions were small for the majority of shape features. 7
There was a substantial reduction of shape features in a few second PCs (PC2) on the 8
lateral ventricles (70.9%), which can be explained by the fact that the ventricles were large 9
and therefore the second PC still mainly reflected global variations. Overall, these results 10
suggest that local PCs of shape features can detect genetic influences which are largely 11
independent of those found in regional volumes or aggregated shape measures. 12
13
We performed GWAS for the 457 shape features using the UKB individuals of white British 14
ancestry (average n = 32,631, Methods). The average intercept in linkage disequilibrium 15
score regression (LDSC) 46 was 1.0072 (range = (0.982, 1.034)) , indicating no genomic 16
inflation of summary statistics because of confounding factors. At a stringent significance 17
level 1.09 × 10-10 (5 × 10-8/457, additionally adjusted for the number of shape features), 18
622 independent ( linkage disequilibrium [LD] r2 < 0.1) significant shape-variant 19
associations47 were identified , which were distributed across 60 genomic regions 20
(cytogenetic bands). There were 38 regions associated with the lateral ventricles, 10 with 21
hippocampal subfields, 9 with hippocampus, 7 with putamen, 6 with nucleus accumbens, 22
6 with caudate, 4 with pallidum, and 4 with thalamus (Fig. 2C). Table S5 summarizes the 23
list of index genetic variants and their associated shape features. Among the 60 regions, 24
19 were not identified by ventricular and subcortical regional volumes (at the 5 × 10-8/30 25
significance level ) in the same dataset. The genetic effects were highly consistent 26
between males and females in the sex-specific GWAS (Fig. S6, correlation = 0.966), where 27
analysis was conducted for females and males separately. 28
29
Using 5 independent European and non -European datasets, we replicated the genomic 30
loci identified in our discovery GWAS. First, we performed GWAS on a UKB European 31
dataset, which includes European individuals in the new UKB phase 4 data (early 2021 32
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release) and individuals of white but non-British ancestry in the UKB phases 1-3 data 1
(UKBE, removed the relatives of the discovery sample , average n = 4,596). Of the 622 2
identified independent (LD r2 < 0.1) shape-variant associations, 410 (65.9%) from 37 3
(61.7%, 37/60 ) loci passed the 0.05 nominal significance level in UKBE. Their genetic 4
effects all had concordant directions in the UKBE and original discovery GWAS and were 5
highly similar (correlation = 0.980). Second, we repeated GWAS on a validation dataset 6
with UKB non-European subjects (UKBNE, average n = 1,224). In this dataset, 19 loci can 7
be validated, and most of their associations (83/86) had the same directions with those 8
in the discovery GWAS and UKBNE. The validated genetic effects were highly consistent 9
between the white British discovery GWAS and non -European GWAS (correlation = 10
0.931). These results suggest similar genetic effects on subjects from different ancestries 11
in the same cohort. 12
13
Next, we carried out GWAS on 3 ABCD validation datasets: the ABCD European (ABCDE, 14
average n = 3,177), ABCD Hispanic ( ABCDH, average n = 662), and ABCD Black (ABCDB, 15
average n = 1,002). In ABCDE, 23 of the 60 genomic loci were significant at nominal 16
significance level and had the same effect direction as in the UKB discovery GWAS . 17
The ABCDH and ABCDB had 13 and 15 validated loci, respectively. Interestingly, we found 18
that the genetic effects of 3q28 locus on lateral ventricles were much larger in the three 19
ABCD datasets than those of the UKB discovery sample , especially for the non-European 20
subjects in ABCDH (mean absolute genetic effects 0.082 vs. 0.3367, P = 1.35 × 10-7) and 21
ABCDB (mean absolute genetic effects 0.082 vs. 0.401, P = 1.67 × 10-4). The 3q28 locus 22
was reported to have the strongest associations with lateral ventricular volume31 and was 23
widely associated with Alzheimer’s disease risk and biomarkers48. Larger 3q28 effects in 24
ABCD may suggest that the genetic effects on lateral ventricles were stronger for younger 25
subjects and/or non-European subjects. Overall, 43 of the 60 loci can be validated in at 26
least one of the 5 datasets, 30 loci can be validated in more than one dataset, and 5 loci 27
can be consistently validated in all datasets, including 3q28, 17q24.1, 14q32.11, 12q14.3, 28
and 10q26.13. The validated loci (such as 3q28) may have higher genetic effect sizes in 29
ABCD than in UKB discovery GWAS . These validation results were summarized in Figure 30
S7 and Table S5. 31
32
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9
Finally, we detected gene-level associations using MAGMA49 and FUMA47. MAGMA 1
reported 127 significant genes with 1,343 associations (P < 5.82 × 10-9, adjusted for 457 2
phenotypes), covering all the ventricular and subcortical structures (Fig. S8 and Table S6). 3
Among the 127 significant genes, 59 were identified by regional brain volumes35, 53 were 4
observed in DTI parameters45, and 12 overlapped with functional MRI (fMRI) traits50. Eight 5
genes were ass ociated with all the 4 brain imaging modalities, including FAM175B, 6
FAM53B, METTL10, and RP11-12J10.3 (METTL10-FAM53B readthrough) in the 10q26.13 7
region, as well as EPHA3 (3p11.1), ZIC1 (3q24), ZIC4 (3q24), and DAAM1 (14q23.1). The 8
FAM175B, FAM53B, and METTL10 genes had important functions in ribosomal translation 9
and cell regeneration51, and have been mapped to cocaine dependence52 and subjective 10
well-being53. The EPHA3 was involved in axon guidance 54 and was highly expressed in 11
mesenchymal subtype glioblastoma55. The DAAM1 was an important part of the planar 12
cell polarity signaling in neural development 56 and was highly expressed in human 13
cerebral cortex57. In addition, t he ZIC genes were important components in patterning 14
the cerebellum 58. Overall, these 127 MAGMA-significant genes showed gene ontology 15
enrichments59 in “cell morphogenesis involved in differe ntiation (GO:0000904)” and “T 16
cell receptor signaling pathway (GO:0050852)” biological processes at FDR 0.05 level (P < 17
2.76 × 10-6). We also used FUMA47 to map significant variants (P < 1.09 × 10-10) to genes 18
through a combination of their base pair location, gene expression, and 3D chromatin (Hi-19
C) interaction. FUMA reported 383 associated genes, 313 of which were not discovered 20
in MAGMA ( Table S7). These results demonstrate the polygenic genetic architecture of 21
shape features and prioritize important genes involved in the biological pathways of brain 22
functions and diseases. 23
24
The shared genetic influences with complex brain traits and disorders. 25
We took a further look into the 43 validated regions , providing variant annotations and 26
details of shared genetic influences with other complex traits and diseases. For all the 27
independent (LD r2 < 0.1) significant variants (and variants in LD, r2 ≥ 0.6) detected in these 28
validated regions, we searched for their GWAS signals reported in the NHGRI-EBI GWAS 29
catalog60. Shape deformation of ventricular and subcortica l structures has substantial 30
regional and local genetic overlaps with complex traits and clinical endpoints. The full 31
information was presented in Table S8, and below we highlighted some regions and their 32
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reported variants and genes reported for brain structures/functions, neurological 1
disorders, psychiatric disorders, psychological traits, migraine, cognitive traits, 2
educational attainment, sleep/physical activity, osteoarthrosis/pain, Alzheimer's Disease 3
biomarkers, diabetes/kidney diseases, blood traits, blood pressure, smoking/drinking, 4
lung/liver, and lipoprotein cholesterol. 5
6
Our results were concordant with previous GWAS results for regional brain volumes and 7
cortical thickness in many genomic loci, including 3q24 (index variant rs2279829, the 8
nearest gene ZIC4), 8q24.12 (rs10283100, ENPP2), 9q31.3 (rs734250, LPAR1), 9q33.1 9
(rs10983205, ASTN2), 11q14.3 (rs1531249, FAT3), 11q23.1 (rs34077344, LINC02550), 10
11q23.3 (rs10892133, DSCAML1), 12q14.3 (rs61921502, MSRB3), 12q23.3 (rs12369969, 11
NUAK1), 12q24.22 (rs7132910, HRK), 14q22.3 (rs945270, KTN1), and 16q22.3 (rs7193665, 12
ZFHX3) (Figs. S 9-S20). For example, rs7132910 was identified to be associated with 13
hippocampal volume 61. It the current study, we found rs7132910 -associations with 14
multiple shape features of the hippocampus, particularly the subiculum subfield. 15
Additionally, rs2279829 and rs7132910 were expression quantitative trait loci (eQTLs) of 16
ZIC4 and TESC in human brain tissues 62, suggesting that these shape -associated variants 17
were known to affect gene expression levels in human brain. Among these regions, we 18
also tagged genetic variants (LD r2 ≥ 0.6) reported for risk-taking63, alcohol consumption, 19
smoking initiation 64, lung function 65, chronic obstructive pulmonary disease (COPD)66, 20
blood pressure65, and Alzheimer's disease pathologies67. 21
22
Our shape GWAS results frequently tagged regions reported for white matter 23
microstructure, including 17q24.1 (rs62072157, GNA13), 2p13.2 (rs34754475, DYSF), 24
3q28 (3:190672426_CT_C, GMNC), 5q14.2 (rs12187334, ATP6AP1L), 7p21.1 (rs4329170, 25
TWISTNB), 7p22.2 (rs1183079, GNA12), 7p22.3 (rs368699386, AMZ1), 14q32.12 26
(rs529889896, CCDC88C), 16q24.2 (rs56023709, C16orf95), and 16q24.3 (rs8404, CDK10) 27
(Figs. 3A and S21-S30). For example, rs62072157 was associated with (the ninth PC of) 28
the radial distance of the right lateral ventricle, and it also had significant associations 29
with the fornix (column and body) and anterior corona radiata white matter tracts (P < 4 30
× 10-9). Rs62072157 was an eQTL of GNA13 and RGS9 in brain tissues62. The GNA13 was a 31
core gene involved in early brain development regulations68 and has been implicated in 32
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brain diseases such as schizophrenia69. In addition, rs1183079 was a brain eQTL of AMZ1, 1
which was associated with mTBM2 and radial distance of the right lateral ventricle, as 2
well as multiple white matter tracts, such as the body of corpus callosum, anterior corona 3
radiata, retrolenticular part of internal capsule, posterior corona radiata, and superior 4
corona radiata (P < 5.5 × 10-11). Furthermore, rs8404 was a brain eQTL of CDK10, SPATA33, 5
VPS9D1, MC1R, and ACSF3. Rs8404 was associated with multiple shape features of the 6
left hippocampus and affected the integrity of the retrolenticular part of internal capsule 7
and superior longitudinal fasciculus tracts (P < 2 × 10 -8). The CDK10 was important for 8
neural development70. In addition to Alzheimer's disease biomarkers 48 and COPD66, we 9
found shared genetic influence s with type 2 diabetes71 and blood traits (such as plasma 10
homocysteine levels 72 and p latelet distribution width 73) on these white matte r-11
overlapping genomic loci. 12
13
In 6p22.1 and 18q21.2 regions, we observed the shared genetic influences between shape 14
features and multiple psychiatric disorders and psychological traits . For example, we 15
tagged rs7766356 (nearest gene ZSCAN23, 6p22.1) and rs11665242 (DCC, 18q21.2), which 16
have been implicated with schizophrenia 74,75 (Figs. S31-S32). Rs7766356 was an eQTL of 17
ZSCAN23, ZSCAN31, ZKSCAN3, and ZSCAN26, which might represent drug targets for 18
schizophrenia76. We also tagged risk variants for bipolar disorder77 (e.g., rs144447022) 19
and MDD78 (e.g., rs926552) in these two regions and for neuroticism79 in 5q14.3 (e.g., 20
rs16902900, TMEM161B) (Fig. S33). In 2q24.2, 6q22.32, 8p11.21 regions (Fig. 3B and Figs. 21
S34-S36), as well as the 6p22.1 and 18q21.2 regions related to brain disorders, we found 22
shared genetic influences with a wide range of cognitive and education al traits, such as 23
intelligence80 (e.g., rs 2268894, DPP4, 2q24.2), educational attainment 81 (e.g., 24
rs11759026, CENPW, 6q22.32; rs2974312, SMIM19, 8p11.21), self-reported math ability81 25
(e.g., rs71559051, H2BC15, 6p22.1), and verbal-numerical reasoning82 (e.g., rs62100026, 26
DCC, 18q21.2). Finally, we tagged sleep-related variants in 10p12.31 and 11q14.1 regions, 27
such as insomnia83 (e.g., rs12251016, MLLT10, 10p12.31; and rs667730, DLG2, 11q14.1, 28
Figs. S37 -S38). These results suggest the shape features could be used as imaging 29
biomarkers to study the etiologic study of brain-related diseases and complex traits. 30
31
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Our results also help us to better understand the genetic links between brain atrophy and 1
the health of other organs. For example, the index rs10901814 (FAM53B, 10q26.13) was 2
associated with the shape features in the hippocampus and lateral ventricles and it was a 3
brain eQTL for EEF1AKMT2 and LHPP genes. In this region, we tagged risk variant (index 4
variant rs4962691 for estimated glomerular filtration rate (eGFR) 84, which was a clinical 5
biomarker for kidney function and disease (Fig. 3C ). Brain and kidney had similar 6
hemodynamic mechanisms and shared physiological links 85. Cognitive impairment and 7
accompanied brain structural changes (such as hippocampus volume) have been 8
frequently reported in chronic kidney disease 86,87. To precisely localize the pattern of 9
genetic effects on brain shapes, we took the eGFR lead index rs4962691 and performed 10
vertex-wise analysis on spatial maps of hippocampus and lateral ventricles. We found that 11
the rs4962691-related shape deformation was mainly localized to specific areas of the 12
hippocampus and lateral ventricles, such as the hippocampal tail and CA1, as well as the 13
atrium and posterior horn of lateral ventricles (Fig. 3D). These genetic overlaps and local 14
structural variations may represent the mediated brain changes related to the cognitive 15
impairment in chronic kidney disease. 16
17
Genetic correlations with complex traits and clinical outcomes 18
We explored genetic correlations (GC) between shape features and a wide range of other 19
complex traits. First, we used LDSC88 to examine pairwise genetic correlation between the 20
457 shape features and 211 brain structural traits, including 101 regional brain volumes35 21
and 110 diffusion tensor imaging (DTI) parameters45. Among the 96,427 (457 × 211) tests, 22
16.22% were significant at the FDR 5% level (Fig. S39 and Table S9). Both regional brain 23
volumes and DTI parameters had significant genetic correlations with ventricular and 24
subcortical shape features. For DTI parameters, the strongest associations were observed 25
on the lateral ventricles, and the top 5 associated white matter tracts included the fornix, 26
body of corpus callosum, superior corona radiata, posterior corona radiata, and posterior 27
limb of internal capsule (P < 1.49 × 10-55). Meanwhile, either the fornix or body of corpus 28
callosum tracts consistently had the strongest associations with the subcortical structures, 29
such as the hippocampus (P = 9.67 × 10-25), nucleus accumbens (P = 2.18 × 10-23), amygdala 30
(P = 4.51 × 10-8), caudate (P = 1.32 × 10-19), pallidum (P = 9.36 × 10-16), putamen (P = 2.73 31
× 10-15), and thalamus (P = 8.95 × 10-38). Our subfield analysis further revealed that the 32
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fornix and body of corpus callosum associations were mainly localized in the 1
presubiculum subfield of hippocampus (P < 3.68 × 10 -14). The fornix located below the 2
corpus callosum and connected the hippocampus to subcortical structures89. Our results 3
suggested that the fornix integrity and shape deformation s had strong genetic overlaps. 4
For regional brain volumes, we found associations for volumes of both cortical and 5
subcortical structures. As expected, the ventricular and subcortical structures had strong 6
genetic correlations with subcortical volumes. In addition, genetic correlations were also 7
widely observed between cortical structures and ventricular and subcortical shapes. Top-8
ranked cortical volumes included the left/right insula ( with putamen, P < 7.61 × 10-18), 9
left/right isthmus cingulate (with ventricle and hippocampus presubiculum, P < 9.77 × 10-10
10), left/right lingual (with ventricle, P < 2.70 × 10 -14), left/right pericalcarine (with 11
ventricle, P < 3.41 × 10-12), and left/right cuneus (with ventricle, P < 2.37 × 10-10). Overall, 12
these results suggest that ventricular and subcortical shape features are genetically 13
related to white matter integrity and structural variations of cortical regions. 14
15
Next, we examined genetic correlations between the 457 shape features and 48 complex 16
traits and diseases. At the FDR 5% level (457 × 48 tests), we found the shape features were 17
associated with brain disorders (such as attention-deficit/hyperactivity disorder (ADHD), 18
schizophrenia, and anorexia nervosa ), cognitive traits (such as cognitive function, 19
intelligence, and reaction time ), sleep traits (such as snoring, insomnia, extreme 20
chronotype), neuroticism, risk-taking, metabolic traits, and cardiovascular diseases (such 21
as hypertension and coronary artery disease (CAD)) (Fig. S40 and Table S10). For example, 22
ADHD was positively correlated with shape features of the left hippocampus and lateral 23
ventricles (|GC| > 0.184, P < 5.69 × 10-4, Figs. 4A-4B). In ADHD, there have been reports 24
of abnormalities in hippocampal structures, possibly as a result of the brain's efforts to 25
compensate for disruptions of time perception and a tendency to avoid waiting 90. The 26
Rotterdam Study reported that ADHD -related genetic variants were associated with 27
structural brain changes in the lateral ventricles 91. In addition, schizophrenia was 28
genetically associated with shape features of the thalamus and hippocampus (| GC| > 29
0.133, P < 6.14 × 10-4). Both the thalamus and hippocampus had crucial roles in functional 30
and structural pathways related to schizophrenia92 and smaller volume s in the two 31
structures were frequently reported in schizophrenia patients93,94. An earlier study using 32
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14
subcortical brain volumes was not able to detect genetic overlap between schizophrenia 1
risk and subcortical structures95. Furthermore, most significant genetic correlations with 2
cognitive function, intelligence, and education were with the lateral ventricles (|GC| > 3
0.113, P 0.115, P < 7.90 × 10-4, Fig. 4C). Ventricular enlargement was strongly 5
correlated with cognitive performance decline96. The t halamus passed information 6
between the brain and body and anticipatory thalamic activity can predict reaction time97. 7
We also observed specific genetic correlations for other traits, such as between insomnia 8
and the caudate (|GC| > 0.141, P 0.283, P 0.148, 10
P 0.260, P < 6.40 × 10-4, Fig. 4D). CAD had long-12
term negative impact on brain health and reduced neural connectivity changes in the 13
hippocampus were observed in CAD and may contribute to cognitive impairment 98. A 14
significant genetic correlation between AD and the hippocampus was not observed. 15
16
Phenome-wide association study using shape polygenic risk scores 17
We tested associations between the 457 shape features and more complex traits and 18
clinical outcomes using polygenic risk scores (PRS) of shape features in the UKB non -19
imaging cohort (Methods). A total of 276 complex traits and clinical outcomes were 20
selected from a variety of categories (Table S11). Briefly, we constructed PRS using PRS-21
CS99 for shape features on unrelated UKB subjects without brain MRIs (n = 379,860, also 22
removing relatives of imaging subjects). We then focused on the UKB white British 23
subjects and randomly selected 70% individuals (average n = 202,405) as discovery 24
sample to test pairwise associations (457 × 276 tests) and validated these results in a hold-25
out dataset consisting of the rest of 30% white British subjects (average n = 86,736), UKB 26
white non-British subjects (average n = 20,746), and UKB non-white subjects (average n = 27
21,587). Detailed information on the adjusted covariates can be found in the Methods 28
section. We prioritized significant associations in the validation sample (at the nominal 29
significance level) with concordant regression coefficients when they passed the 30
Bonferroni significance level in the discovery sample. Among the 457 × 276 tests, 2,907 31
were significant at Bonferroni significance level in the discovery sample, among which 32
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15
94.60% ( 2,750) were validated (Fig. S 41 and Table S 12). We highlighted below the 1
association patterns with clinical outcomes, mental health, cognitive function, physical 2
activity, lifestyle, and biomarkers. 3
4
We observed significant associations between shape PRS and multiple diseases, including 5
diabetes, hyperthyroidism, hypothyroidism, multiple sclerosis , psoriasis, and vascular 6
heart problems. For example, diabetes was significantly associated with PRS for multiple 7
shape features of the left hippocampus and its subfields (|b | > 0.0109, P < 2.47 × 10-7). 8
These findings were consistent with previous studies showing patients with long diabetes 9
had higher risk of hippocampal atrophy, and loss of hippocampal neuroplasticity and 10
neurogenesis100,101. In addition, both hyperthyroidism and hypothyroidism were mostly 11
associated with shape PRS of the lateral ventricles and hippocampus (and hippocampal 12
subfields) (|b | > 0.0107, P < 3.87 × 10-7). Adults with hypothyroidism were reported to 13
have decreased hippocampal volume 102 and people with hyperthyroidism ha d smaller 14
grey matter volume in bilateral hippocampus 103. Hyperthyroidism and hypothyroidism 15
had also been linked to changes of brain ventricle size104. Multiple sclerosis was mostly 16
associated with shape features of the putamen and hippocampus (|b | > 0.0108, P < 3.42 17
× 10-7). Decreased putamen and hippocampal volume s have been reported in multiple 18
sclerosis patients105,106. We also found associations between vascular heart problems and 19
shape PRS of the hippocampus (|b | > 0.0105, P < 3.71 × 10-7), consistent with previous 20
studies showing decreased hippocampal volume among patients with vascular heart 21
problems107. 22
23
There were significant associations between shape PRS and multiple mental health traits 24
related to anxiety, depression, and neuroticism (|b | > 0.0106, P < 1.09 × 10-11). Most of 25
these mental health traits were associated with shape features of the hippocampus and 26
its subfields. These observed associations were consistent with recent findings on 27
reduced hippocampal volume in subiculum 108 and fimbria109 among patients with MDD. 28
Significant associations were also found between mental health and shape PRS of other 29
brain structures, such as between nervous feelings and the nucleus accumbens, 30
neuroticism and the putamen, as well as tiredness/lethargy and the caudate. 31
32
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16
The blood biochemistry biomarkers were widely associated with the shape PRS of all 1
structures, with the majority of associations involving the hippocampus, hippocampal 2
subfields, and lateral ventricle s. Examples of associated biomarkers included 3
apolipoprotein A, aspartate aminotransferase , glycated haemoglobin (HbA1c) , high-4
density lipoprotein ( HDL) cholesterol, insulin-like growth factor 1 ( IGF-1), total protein , 5
and urate (|b | > 0.009, P < 4.28 × 10 -42). It is known that urate cause d hippocampal 6
infection, which in turn induce d cognitive dysfunction 110. HbA1c measure d the blood 7
sugar level and was used in diagnosis of diabetes. Our results were consistent with a 8
recent study that higher level of HbA1c was associated with smaller hippocampal 9
volume111. In summary, shape PRS uncovered the links between shape features and a 10
wide range of complex traits and disease s. As the shape PRS were genetically predicted 11
traits, the se observed associations also indicate the widespread underlying shared 12
genetic influences. 13
14
Causal relationships with clinical endpoints detected by Mendelian randomization. 15
To explore the causes and consequences of shape deformation s, Mendelian 16
randomization (MR) was used to identify potential causal relationships between the 457 17
shape features and 288 clinical endpoints collected by FinnGen 112 and the Psychiatric 18
Genomics Consortium113 (Table S13). We tested 14 different MR methods114-117, and the 19
detailed implementation information can be found in the Methods section. 20
21
At the Bonferroni significance level (P < 3.92 × 10-8), we found strong evidence of genetic 22
causal effects from shape features to brain disorders, including AD, schizophrenia, and 23
cross disorders (five major psychiatric disorders118) (Fig. 5A and Table S14). For example, 24
multiple ventricular shape statistics had significant genetic causal effects on Alzheimer’s 25
disease (|b | > 0.474, P < 2.73 × 10-8), most of which were from the left lateral ventricle. 26
AD can affect gray and white matter structures surrounding the ventricles, and ventricular 27
enlargement and expansion have been frequently identified in AD9,119-121. Our findings 28
provide further evidence for the causal genetic pathway underlying brain structural 29
variations and Alzheimer’s disease. There was a consistent sign of causal genetic effects 30
across different MR methods. In addition, shape features of the putamen and 31
hippocampus were causally linked to schizophrenia (|b| > 0.339, P < 1.97 × 10-8). In 32
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17
schizophrenia, neuropsychological impairments have been associated with hippocampal 1
structures94. It is well known that the putamen is associated with both increased 2
dopamine synthesis capacity and frontostriatal dysconnectivity in schizophrenia, as well 3
as with antipsychotic treatment effects122. Additionally, we did not detect causal genetic 4
links to schizophrenia by analyzing the volumes of putamen and hippocampus structures 5
(|b| 0.0011). Furthermore, there were significant genetic causal relationships 6
between shape features and other diseases of the nervous system, such as carpal tunnel 7
syndrome (|b | > 0.249, P 0.256, P < 7.61 × 10-14). All 8
of the above results passed the MR -Egger intercept test, indicating the absence of 9
horizontal pleiotropy. 10
11
Additionally, we identified causal relationships where sleep traits were the exposure and 12
brain structural traits were the outcome at Bonferroni significance level (P < 1.12×10-8). A 13
large proportion of the significant findings (26/42) were related to the diseases of the 14
circulatory system, such as aortic aneurysm, calcific aortic valvular stenosis, heart failure, 15
and hypertensive heart disease ( Fig. 5B and Table S14 ). For example, calcific aortic 16
valvular stenosis had causal genetic links to the shape of the pallidum (|b | > 0.059, P 0.075, P < 4.28 × 10 -9). Multiple brain disorders, such as stroke 123 and 19
dementia124, can be caused by diseases of the circulatory system. We also found that 20
COPD was causally related to the shape of hippocampus and lateral ventricles (| b | > 21
0.064, P < 9.87 × 10-9). Cognitive impairments and related alterations of hippocampus had 22
been found in COPD patients 125. Overall, our MR results suggest that genetic causal 23
pathways may exist between brain shapes and brain disorders, such as Alzheimer’s 24
disease. These findings also reveal possible genetic mechanisms of non -brain diseases 25
(e.g., heart diseases) that underlie brain health. 26
27
Discussion
28
Brain volumes are commonly used to analyze brain ventricular and subcortical structures. 29
Increasing evidence, however, indicates that volumetric measurements can only partially 30
capture structural complexity. As a result, shape analysis has been performed to uncover 31
deformations that are not visible in volumetric analysis. Using over 45,000 MRI scans in 32
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18
the UKB and ABCD studies , our study uncovered the genetic architecture of shape 1
features within the ventricular and subcortical regions. We identified genetic connections 2
between shape features and a wide range of complex traits and clinical outcomes. 3
Leveraging shape features identified new loci that could not be identified by brain 4
volumes and provided fine details for localizing the genetic effect patterns within brain 5
structures. The results of our study improved the spatial resolution for identifying 6
genetically important brain areas that influence d clinical outcomes. For example, 7
rs4962691, a risk variant for eGFR, ha d genetic effects in specific parts of the 8
hippocampus and lateral ventricles. These shape features may be used as 9
endophenotypes of the cognitive impairment in kidney disease . In summary, as one of 10
the first large-scale studies to examine the genetic architecture of ventricular and 11
subcortical shape features, our results provide specific shape biomarkers that can be used 12
in clinical research questions. 13
14
The present study has a few limitations. First, the current analysis mainly used data from 15
the European UKB subjects, which may limit the generalizability of our research findings. 16
In the validation analysis, we have observed that European -significant genetic variants 17
tended to have larger effects in non -European cohorts of the ABCD study. The inclusion 18
of more global samples and identification of cross -population components of genetic 19
effects on brain shape will be of great interest in future studies. Second, we used PCA to 20
extract low -rank features from ve rtex-wise maps, which can capture local shape 21
deformations while mitigating multiple testing burden for genome-wise testing. PCA is a 22
powerful statistical tool to extract linear structures in the data. Nevertheless, PCA may 23
not be the most efficient method for reducing dimensions because complicated shape 24
variations can be non -linear. It might be possible to generate more powerful shape 25
features using variational autoencoder 126 and transfer learning 127. Lastly, we studied 26
hippocampal subfields, which may reflect specific biological processes and cognitive 27
functions128,129. Other subcortical structures (such as amygdala130) and lateral ventricles12 28
can also be divided into different portions or subregions with distinct functions . The 29
development and application of automated segmentation methods in large -scale MRI 30
datasets will enable the discovery of genetic influences at the subfield level for more brain 31
structures. 32
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19
1
Methods
are available in the Methods section. 3
Note: One supplementary information pdf file, one supplementary figure pdf file, and one 4
supplementary table zip file are available. 5
6
Acknowledgements
7
This research was partially supported by U.S. NIH grants MH086633 (HT.Z.), MH116527 8
(TF.L.), and U01HG011720 (Y.L.). We thank the individuals represented in the UK Biobank 9
and ABCD studies for their participation and the research teams for their work in 10
collecting, processing and disseminatin g these datasets for analysis. We thank Doug 11
Crabill for helpful conversations on computing. We would like to thank the University of 12
North Carolina at Chapel Hill and Purdue University and their research computing group 13
for providing computational resources and support that have contributed to these 14
research results. We gratefully acknowledge all the studies and databases that made 15
GWAS summary data available. This research has been conducted using the UK Biobank 16
resource (application number 22783), subject to a data transfer agreement. Part of the 17
data used in the preparation of this article were obtained from the Adolescent Brain 18
Cognitive Development (ABCD) Study (https://abcdstudy.org), held in the NIMH Data 19
Archive (NDA). This is a multisite, longitudinal study designed to recruit more than 10,000 20
children age 9-10 and follow them over 10 years into early adulthood. The ABCD Study is 21
supported by the National Institutes of Health and additional federal partners under 22
award numbers U01DA041022, U01DA041028, U01DA041048, U01DA041089, 23
U01DA041106, U01DA041117, U01DA041120, U01DA041134, U01DA041148, 24
U01DA041156, U01DA041174, U24DA041123, U24DA041147, U01DA041093, and 25
U01DA041025. A full list of supporters is available at https://abcdstudy.org/federal -26
partners.html. A listing of participati ng sites and a complete listing of the study 27
investigators can be found at https://abcdstudy.org/scientists/workgroups/. ABCD 28
consortium investigators designed and implemented the study and/or provided data but 29
did not necessarily participate in analysis or writing of this report. This manuscript reflects 30
the views of the authors and may not reflect the opinions or views of the NIH or ABCD 31
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is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity.(which was not certified by peer review)preprint
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20
consortium investigators. Assistance for this project was provided by the UNC Intellectual 1
and Developmental Disabilities Research Center (NICHD; P50 HD103573). 2
3
AUTHOR CONTRIBUTIONS 4
B.Z. and H.Z. designed the study. B.Z., TF.L., X.Y., J.S., X.W., TY. L, Y.Y., Z.W., Z.F., and Z. J. 5
analyzed the data. TF. L., X.W., TY. L, Y.Y., J. C., Y.S., J.T., D.X, Z.Z., M.G., W.G., and C.T. 6
processed the MRI data. Y.W. and Q.D. helped on the shape feature pipelines. Y.L. and 7
J.L.S. provided feedback on study design and results interpretation s. B.Z. wrote the 8
manuscript with feedback from all authors. 9
10
CORRESPINDENCE AND REQUESTS FOR MATERIALS should be addressed to H.Z. 11
12
COMPETETING FINANCIAL INTERESTS 13
The authors declare no competing financial interests. 14
15
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4
Methods
5
Shape features and imaging datasets. 6
The raw structural MRI data from the UKB and ABCD studies were used in this study. The 7
UKB study ’s ethics approval was obtained from the North West Multicentre Research 8
Ethics Committee (approval number: 11/NW/0382). The procedures of the ABCD study 9
were approved by the institutional review boards at ABCD collec tion sites (approval 10
numbers: 201708123 and 160091). The image collection and processing procedures can 11
be found in Alfaro-Almagro, et al. 131 for the UKB study and Casey, et al. 132 for the ABCD 12
study. 13
14
The shape feature generation pipeline was detailed in the Supplementary Note and an 15
overview of the procedures and examples were virtualized in Figures S1 and S42. Briefly, 16
we focused on 8 ventricular and subcortical structures, including the left/right lateral 17
ventricles, nucleus accumbens, amygdala, caudate, hippocampus, pallidum, putamen, 18
and thalamus. We constructed the vertex -wise map for 7 different shape statistics , 19
including radial distance, mTBM1, mTBM2, mTBM 3, determinant , eigenvalue1, and 20
eigenvalue2. For each shape statistics, we aggregated these vertex-wise data by 1) taking 21
the mean across all vertices for each structure; and 2) generating the top-ranked PCs for 22
each structure (left and right hemispheres separately). Intuitively, the purpose of these 23
PCs was to capture global and local variations within the vertex -wise representation of 24
brain structures. Typically, the first one or two PCs represented the global patterns, which 25
were similar to the mean values. Other PCs, however, captured local variations that mean 26
or top-ranked PCs missed. See Figure 1C for an illustration. Additionally, we segmented 27
the hippocampus and calculated the mean of shape statistics for each of the following 28
subfields: the left/right CA1, CA3, fimbria, HATA, hippocampal tail, presubiculum, and 29
subiculum. In total, we had 1,330 (210 mean values and 1,120 PCs) shape features. Based 30
on the UKB revisit data, we calculated the reproducibility (ICC) and selected those with 31
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33
ICC > 0.5, resulting in a final set of 457 shape features (363 at the structure -level and 94 1
at the subfield-level) for genetic analysis. See Table S1 for their names and descriptions. 2
3
We analyzed the above 457 reproducible traits in the following datasets: 1) the white 4
British discovery dataset, where the data were from white British subjects in UKB phases 5
1 to 3 imaging data (average n = 32,631, released up through 2020); 2) the UKB European 6
validation dataset, which included White individuals in the newly released UKB phase 4 7
data and the UKB non-British white individuals in phases 1 to 3 data (UKBE, removed the 8
relatives of the discovery sample, average n = 4,596); 3) the UKB non-European validation 9
dataset that consisting of non -White subjects in the UKB phases 1 to 4 data (UKBNE, 10
average n = 1,224); 4) the UKB first revisit data set (average n = 2,788); and 5) the ABCD 11
dataset (average n = 8,496). The average age (at imaging) of all UKB subjects was 64.2 12
(standard error = 7.73), 51.6% were females; the average age for all ABCD students was 13
9.93 (standard error = 0.62), 48.2% were females. Self-reported ethnicity (Data-Field 14
21000) was used to assign ancestry in UKB, whose accuracy was verified in Bycroft, et al. 15
133. We assigned ancestry to the ABCD participants based on self -reported ethni c 16
Background
combined with SNPweights 134 inferences, see Zhao, et al. 45 for more 17
information. 18
19
Heritability and GWAS analysis. We downloaded UKB imputed genetics data133 (Data-20
Category 263) and locally imputed the ABCD genetic data using the Michigan Imputation 21
Server (https://imputationserver.sph.umich.edu/) with the 1000 Genomes Phase 3 22
(Version 5) reference panel45. In both UKB and ABCD, the following quality controls were 23
performed on imaging subjects with genetics data: 1) removing subjects with > 10% 24
missing genotypes; 2) removing genetic variants with minor allele frequency (MAF) 10%; 4) removing variants that 26
failed the Hardy-Weinberg test at 1 × 10-7 significance level; and 5) removing genetic 27
variants with imputation INFO score < 0.8. We used GCTA44 to estimate SNP-based 28
heritability with all autosomal SNPs in the white British discovery dataset (average n = 29
32,631). The adjusted covariates include age (at imaging), age-squared, sex, age-sex 30
interaction, age-squared-sex interaction, imaging site, the top 40 genetic PCs133, 31
volumetric scaling, head motion, head motion-squared, brain position, and brain position-32
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34
squared37,40. For the 363 structure -level shape features, t he genetic variance estimates 1
were also extracted from the GCTA and were compared before and after additionally 2
adjusting for the regional volum etric measurements. Specifically, for each of the 7 3
subcortical structures, we additionally controlled the corresponding FIRST subcortical 4
volumes (Category 1102). For the lateral ventricles, we adjusted for the regional volumes 5
estimated from ANTs 135. The genome -wide association analysis was conducte d with a 6
linear mixed effect model using fastGWA 136, adjusted for the same covariates as the 7
GCTA. We also conducted GWAS separately in validation datasets and adjusted for only 8
the top 10 genetic PCs rather than the top 40. In the ABCD dataset, we performed 9
validation GWAS separately for African American, European, and Hispanic subjects , 10
removing one subject randomly from each twin pair45. In all analyses, we removed values 11
greater than five times the median absolute deviation from the median for each 12
continuous phenotype or covariate variable. 13
14
We used FUMA47 (version v1.3.8) to characterize genomic loci with European LD files from 15
the 1000 Genomes . To define the LD boundaries , FUMA used independent significant 16
variants, which were genetic variants whose P-value smaller than the predefined 17
threshold (here was 1.09 × 10-10, 5 × 10-8/457) and were independent of other significant 18
variants (LD r2 < 0.6). FUMA then constructed LD blocks for these independent significant 19
variants by tagging all variants in LD ( r2 ≥ 0.6) with at least one independent significant 20
variant with a MAF ≥ 0.0005. There may have been variants from the 1000 Genomes 21
Reference
panel that were not included in the GWAS. Moreover, within these significant 22
variants, we defined independent lead va riants as those that were independent from 23
each other ( LD r2 < 0.1). In the case of close LD blocks (<250 kb based on the closest 24
boundary variants of LD blocks), they were merged into one genomic locus. Independent 25
significant variants and all the variants in LD with them (r2 ≥ 0.6) were looked up on the 26
NHGRI-EBI GWAS catalog (version e104_2021-09-15) to search for associations ( P < 9 × 27
10-6) reported for any traits. For selected colocalized index variants, we also performed 28
association analysis in vertex -wise data to illustrate local association patterns. The 29
significance threshold was set to be 0.05/number of vertices in each structure. We 30
adjusted for the same set of covariates as in the above genome-wise analysis. 31
32
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35
Gene-based testing was performed using UKB white British discovery GWAS summary 1
statistics for 18,796 protein-coding genes via MAGMA49 (version 1.08). We used default 2
MAGMA settings with zero window size around each gene. We also conducted functional 3
annotation and mapping analysis in FUMA, where genetic variants were annotated with 4
their genomic functionality and then were mapped to 35,808 candidate genes using 5
positional, eQTL, and 3D chromatin interaction information. Brain -related tissues/cells 6
were selected in all options and the default values were used for all other parameters in 7
FUMA. LDSC88 (version 1.0.1) was used to infer genetic correlations. LD scores were 8
computed using 1000 Genomes European data provided by LDSC. The major 9
histocompatibility complex (MHC) region was removed from the HapMap3 variants. 10
11
Polygenic risk scores on UKB non-imaging subjects. As a first step, we constructed a PRS 12
based on PRS-CS99 for each shape feature. We input GWAS summary stati stics from the 13
UKB white British discovery dataset (average n = 32,631), and randomly selected 1,500 14
subjects from the UKB European validation dataset as validation. We used all default 15
parameters in the PRS-CS software (https://github.com/getian107/PRScs) and generated 16
the PRS for all non-imaging individuals in the UKB study (removing relatives of the UKB 17
imaging individuals). The second step was to explore the associations with 276 18
phenotypes across various trait domains using these non-imaging UKB individuals, 19
including 24 mental health traits (Category 100060), 5 cognitive traits (Category 100026), 20
12 physical activity traits (Category 100054), 6 electronic device use traits (Category 21
100053), 8 sun exposure traits (Category 100055), 3 sexual factor traits (Category 22
100056), 3 social support traits (Category 100061), 12 family history of diseases (Category 23
100034), 21 diet traits (Category 100052), 9 alcohol drinking traits (Category 100051), 6 24
smoking traits (Category 100058), 34 blood biochemistry biomarkers (Category 17518), 3 25
blood pressure traits (Category 100011), 3 spirometry traits (Category 100020), 32 early 26
life factors (Categories 135, 100033, 100034, and 100072), 9 greenspace and coastal 27
proximity (Category 151), 2 hand grip strength (Category 100019), 13 residential air 28
pollution traits (Category 114), 5 residential noise pollution traits (Category 115), 2 body 29
composition traits by impedance (Category 100009), 4 health and medical history traits 30
(Category 100036), 3 female specific factors (Category 100069), 1 education trait 31
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36
(Category 100063), and 57 curated disease phenotypes based on Dey, et al. 137 (Table 1
S11). 2
3
We used a discovery -validation design and repeated our analysis in two independent 4
samples: 1) the discovery sample, which consisted of 70% randomly selected independent 5
UKB non -imaging subjects of white British ancestry (average n = 202,405) and 2) the 6
validation sample, including the left 30% independent UKB white British non -imaging 7
subjects (average n = 86,736), white non -British non -imaging subjects (average n = 8
20,746), and non -white non -imaging subjects ( average n = 21,587). The adjusted 9
covariates included age , age -squared, sex, age -sex interaction, age -squared-sex 10
interaction, as well as 40 genetic PCs. We reported P values from the two-sided t test and 11
prioritized on the results that were 1) significant after Bonferroni correction in the 12
discovery dataset, 2) significant at nominal significance level (0.05) in the validation 13
dataset; and 3) the regression coefficients had matched directions in the discovery and 14
validation datasets. 15
16
MR analysis with clinical endpoints. We examined the genetic causal relationships 17
between the 457 shape features and 288 clinical endpoints, where 275 of them were from 18
FinnGen (https://www.finngen.fi/en/access_results) and 13 were from the PGC 19
(https://pgc.unc.edu/). For FinnGen, we selected 275 clinical traits from the latest release 20
(R7) and with more than 5,000 cases. To reduce the potential influence of sample overlap, 21
we avoid PGC studies that have been using data solely from the UKB study. More detailed 22
information can be found in Table S13. 23
24
Before running MR methods, we performed standard preprocessing steps on GWAS data. 25
The genetic variants were first selected with significance threshold 5 × 10!" in the 26
exposure GWAS. To ensure the genetic variants used in the MR were independent, LD 27
clumping was implemented using 𝑟# = 0.01 , window size = 10,000, and the 1000 28
Genomes European ancestry data being the reference panel. The harmonization 29
procedure in the TwoSampleMR package (https://mrcieu.github.io/TwoSampleMR/) 30
helped us infer the correct allele alignment, therefore the selected variants on the 31
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37
exposure and the reported effect of the same variant on the outcome corresponded to 1
the same allele. 2
3
We tested 14 MR methods 114-117, including the IVW, IVW multiple random effect model, 4
IVW fixed effect model, MR-Egger, Simple Median, Weighted Median, Penalized 5
Weighted Median, Simple Mode, Simple Mode (NOME), Weighed Mode, Weighted Mode 6
(NOME), DIVW, GRAPPLE, and MR-RAPS. To ensure the reliability of our results, we 7
compared estimates from different methods. After running MR analysis on all pairs 8
between brain shape features and clinical endpoints, we used two steps to select the 9
significant causal results. We first removed all the estimated causal associations with less 10
than 6 variants used in the MR analysis. Then for the remaining estimates, we performed 11
Bonferroni adjustments for multiple testing. Besides comparing estimates across 12
different MR methods, we also tested potential violations in MR analysis to make sure 13
our results were reliable. For example, a significant intercept of MR Egger regression 14
indicated the presence of horizontal pleiotropy. All reported results have passed these 15
tests. 16
17
Code availability 18
We made use of publicly available software and tools. The pipelines used in shape feature 19
extractions can be found at https://www.nitrc.org/frs/?group_id=1461. The codes used 20
in other parts of the paper are available upon reasonable request. 21
22
Data availability 23
The individual-level data used in the present study can be applied from the UKB 24
(https://www.ukbiobank.ac.uk/) and ABCD (https://abcdstudy.org/) studies. Our GWAS 25
summary statistics will be shared on Zenodo and at the BIG-KP https://bigkp.org/. Our 26
GWAS results will also be available via the interactive web browser at 27
http://165.227.78.169:443/. 28
29
Figure Legends 30
Fig. 1 Illustrations of brain structures and their shape features. 31
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38
(A) In the left panel, we illustrate the 8 ventricular and subcortical structures, including 1
the lateral ventricles, nucleus accumbens, amygdala, caudate, hippocampus, pallium, 2
putamen, and thalamus. In the right panel, we present the 7 hippocampal subfields, 3
including the cornu ammonis 1 (CA1), CA3, fimbria, hippocampus -amygdala-transition-4
area (HATA), hippocampal tail, presubiculum, and subiculum. (B) We illustrate the spatial 5
pattern of radial distance in the vertex-wise map s of 8 ventricular and subcortical 6
structures. These maps were generated by averaging the data from 500 randomly 7
selected UKB subjects. See Figure S2 for additional maps of other 6 shape statistics 8
(mTBM1, mTBM2, mTBM3, determinant, eigenvalue1, and eigenvalue2). L, left; R, right. 9
(C) Comparison between the mean radial distance (RD) and structure-specific RD principal 10
components (PCs) on the lateral ventricles. (I) illustrates an example vertex-wise RD map 11
within the lateral ventricles after inter-subject centralization; (II) shows the residual RD 12
map after removing the within-subject mean RD; In (III) and (IV), instead of removing the 13
within-subject mean as in (II), we removed the top one and 10 RD PCs, respectively. (V) 14
illustrates the standard deviation across the vertices in residual RD map for each subject 15
in the UKB (n = 32746). Comparing (II) with (III), the top one PC can capture more spatial 16
variations than the mean RD and thus reduce the standard deviations of residuals in ( V). 17
(V) also shows that t he standard deviations are further reduced after removing the top 18
10 RD PCs (in (I V)), suggesting that additional PCs can account for more local spatial 19
variations that are ignored by the mean RD (in (III)) or top one RD PC (in (II)). 20
21
Fig. 2 Genetic variance and the associated genomic regions of shape features. 22
(A-B) The dots represent the genetic variance estimates of shape features. We compare 23
the original (marginal) genetic variance estimates before adjusting for corresponding 24
volumetric measurements (x axis) and the conditional genetic variance estimates after 25
adjusting for volumes (y axis). The results for the mean values and top one PCs (PC1s) are 26
displayed in the left panel (A), and results for the other PCs are displayed in the right panel 27
(B). We show the significant estimates after controlling the false discovery rate of multiple 28
testing at 5% level. Based on these results, we find that volumes can partially capture the 29
genetic influences on PC1s and mean features (in A) , while they cannot capture the 30
majority of genetic influences on other PCs (in B). (C) Ideogram of 60 genomic regions 31
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39
influencing shape features (P < 1.09 × 10 -10), 19 of which were not identified by the 1
corresponding volumetric measurements . The colors of dots represent the different 2
structures (and hippocampal subfields). Each signal dot indicates that at least one of the 3
shape features of this brain structure is associated with the genomic region. The name of 4
genomic regions replicated in more than one validation datasets or in one validation 5
dataset at the nominal significance level were highlighted in red and brown labels, 6
respectively. 7
8
Fig. 3 Genetic loci associated with both shape features and other complex traits. 9
(A) In the 17q24.1 region, we observed shared genetic influences (LD 𝑟# ≥ 0.6) between 10
shape features (e.g., Vent_Right_RD_PC9, index variant rs62072157) and brain white 11
matter microstructure (e.g., FX_MD, index variant rs35122942). Vent_Right_RD_PC9, the 12
ninth PC of the radial distance in right lateral ventricle; FX_MD, the mean diffusivity in the 13
fornix tract (column and body of fornix) . (B) In the 2q24.2 region, we observed shared 14
genetic influences (LD 𝑟# ≥ 0.6) between shape features (e.g., Hipp_Right_Eigen1_PC6, 15
index variant rs1014445) and cognitive traits (e.g., intelligence, index variant rs2268894). 16
Hipp_Right_Eigen1_PC6, the sixth PC of the eigenvalue1 in right hippocampus. (C) In the 17
10q26.13 region, we observed shared genetic influences (LD 𝑟# ≥ 0.6) between shape 18
features (e.g., Sub_CA3_Right_RD_Mean, index variant rs10901814) and kidney function 19
biomarker (eGRF, index variant rs4962691). Sub_CA3_Right_RD_Mean, the mean radial 20
distance in the CA3 subfield of right hippocampus; eGRF, estimated glomerular filtration 21
rate. In (D), we illustrate the signed -log10(P-value) of associations between the 22
rs4962691 variant and vertex-wise data of the hippocampus and lateral ventricles for 4 23
shape statistics, including radial distance, mTBM1, mTBM2, and mTBM3. It was observed 24
that the pattern of genetic effects varied by subregion within each structure. 25
26
Fig. 4 Selected genetic correlations with complex traits and diseases. 27
(A) We illustrate pairwise genetic correlations between shape features (x axis) and other 28
complex traits and diseases (y axis) estimated by LDSC. The asterisks highlight significant 29
pairs after controlling the FDR at 5% level . The colors represent the genetic correlation 30
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40
estimates. See Table S1 for descriptions of the shape features. (B) We illustrate brain 1
structures whose shape features are geneti cally related to brain disorders, such as 2
schizophrenia, attention-deficit/hyperactivity disorder (ADHD), and anorexia nervosa. (C) 3
We illustrate brain structures whose shape features are genetically related to cognitive 4
traits, education, and behavioral traits. (D) We illustrate brain structures whose shape 5
features are genetically related to cardiovascular diseases, such as coronary artery 6
disease and hypertension. 7
8
Fig. 5 Mendelian randomization analysis with clinical outcomes. 9
(A) Significant causal genetic links from brain shape features to clinical endpoints (P < 3.92 10
× 10-8). (B) Significant causal genetic links from clinical endpoints to brain shape features 11
(P < 1.12×10-8). In both A and B, the chord plot in the middle display each causal pair. The 12
first level (out) circle indicates each disease or brain structure. The second level circle 13
indicates the specific diseases with each disease category, or shape features within each 14
brain structure. The third level circle on the shape feature side indicates which disease s 15
the shape feature links to. In addition, the circle plots on the left - and right-hand sides 16
display the number of significant pairs for each exposure and outcome variable, 17
respectively. FG, FinnGen; PGC, Psychiatric Genomics Consortium ; COPD, chronic 18
obstructive pulmonary disease; Sub, subfield of hippocampus; HP, hippocampal tail; and 19
CA, cornu ammonis. See Table S1 for descriptions of the shape features. 20
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Lateral ventricles
Hippocampus
AmygdalaCaudate
PalliumPutamenThalamus
Hippocampal subfields
CA1HATASubiculum
PresubiculumCA3
FimbriaHippocampal tail
Ventricular and subcortical structures
Nucleus accumbens
A
BNucleus accumbensL
R
AmygdalaCaudateHippocampus
Pallium
PutamenThalamus
Lateral ventricles
L
R
LR
LR
Higher
LowerRadial distance
C Remove top 1 RD PC
Theradialdistance(RD)map(afterinter-subjectcentralization)
Remove RD meanRemove top 10 RD PC
-0.45
0.45Residual RD
0.0 0.5 1.0 1.5 2.0 2.5
Spatial standard deviation
Remove mean RDRemove top 1 RD PCRemove top 10 RD PCs
(I) (II)
(III) (IV)
(V)
Figure 1
1
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0.0 0.1 0.2 0.3 0.4 0.5
0.0 0.1 0.2 0.3 0.4 0.5
Marginal genetic variance
Conditional genetic variance
Mean and PC1
Nucleus accumbens
Amygdala
Caudate
Hippocampus
Pallidum
Putamen
Thalamus
Ventricles
0.0 0.1 0.2 0.3 0.4 0.5
0.0 0.1 0.2 0.3 0.4 0.5
Marginal genetic variance
Conditional genetic variance
Other PCsA B
1p32.2 10p12.3110q11.23
10q26.13
11q13.411q14.111q14.311q23.111q23.3
12p11.2212q14.312q23.312q24.2213p31.114q22.114q22.314q23.114q32.1114q32.1215q26.216q22.316q24.216q24.3
17q21.3117q24.118q21.2
1p331p36.12
1q23.1
22q13.1
2p13.23p11.1
2p212p24.2
2q24.22q33.3
2p16.1
3q24
3q28
4q12
4q32.3
4q245q14.25q14.35q31.15q34
6p25.16p22.16p22.2
6q22.32
7p22.37p22.27p22.17p21.18p11.21
8q24.129q22.329q31.39q33.19q34.3
C
Figure 2
2
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(task fMRI)
chr17, Region: 17q24.1
62.8 mb
62.9 mb
63 mb
63.1 mb
0
2
4
6
8
10
Vent Right RD PC9
0
5
10
FX MD
Gene Model
AMZ2P1
ARHGAP27P1
ARHGAP27P1−BPTFP1−KPNA2P3
GNA13
LOC100507002
LRRC37A3
MIR6080
PLEKHM1P1
RGS9
FX MD GWAS
Vent_Right_RD_PC9 GWAS
rs62072157
rs35122942
629720006297400062976000629780006298000062982000
Subcortical volumeWhite matter microstructure
Brain morphology
Shape MRI SNP(s)GWAScatalog
A
chr10, Region: 10q26.13
126.3 mb
126.4 mb
126.5 mb
126.6 mb
0
5
10
15
20
25
Sub CA3 Right RD Mean
0
5
10
eGFR
Gene
Model
ABRAXAS2
CTBP2
EEF1AKMT2
FAM53B
FAM53B−AS1
LHPP ZRANB1
eGRFGWAS
Sub_CA3_Right_RD_Mean GWAS
rs10901814
rs4962691
126420000126440000126460000126480000126500000126520000126540000
Estimated glomerular filtration rateEstimated glomerular filtration rateBrain region volumesCortical thickness
Cortical thicknessSubcortical volume
Dentate gyrus molecular layer volume
Estimated glomerular filtration rate
Estimated glomerular filtration rate
Hippocampal tail volume
Dentate gyrus granule cell layer volumeHippocampal subfield CA4 volumeHippocampal volume
Cortical surface area
Cortical surface area
Educational Attainment
Shape MRI SNP(s)GWAScatalog
C
Hippocampus
Lateral ventricles
RRadial distancemTBM1 mTBM2mTBM3L
15
-15–log10(p-value) ×Sign(β)
chr2, Region: 2q24.2
162.7 mb
162.8 mb
162.9 mb
163 mb
0
2
4
6
8
10
12
Hipp Right Eigen1 PC6
0
5
10
IntelligenceGene
Model
DPP4
DPP4−DT
FAP
GCG
LOC101929532
Intelligence GWAS
Hipp_Right_Eigen1_PC6 GWAS
rs1014445
rs2268894
162800000162820000162840000162860000162880000
Cognitive abilitySmoking initiationCognitive abilityCognitive performanceSmoking status Smoking initiation
Alcohol consumptionVerbal−numerical reasoningCognitive performanceEducational AttainmentGeneral cognitive abilityHighest math class taken
Cortical surface area
Cognitive ability
IntelligenceSmoking status
Subiculum volumeDentate gyrus molecular layer volumeHippocampal tail volumeHippocampal volumeSubcortical volume
Hippocampal tail volume
Cognitive abilityIntelligenceSelf−reported math abilityHippocampal volume
Smoking initiationBrain morphologySubcortical volume
Shape MRI SNP(s)GWAScatalog
B
DRs4962691
Figure 3
3
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−0.3
−0.2
−0.1
0.0
0.1
0.2
0.3
Sub_HP_tail_Left_mTBM3_Mean
Amyg_Left_Eigen2_PC7
Caud_Right_mTBM2_Mean
Caud_Right_RD_PC4
Hipp_Right_mTBM3_PC3
Hipp_Left_mTBM3_Mean
Hipp_Left_mTBM3_PC2
Hipp_Left_mTBM3_PC7
Hipp_Left_Dete_PC7
Hipp_Left_Eigen1_PC10
Hipp_Right_mTBM1_PC4
Puta_Left_RD_PC5
Puta_Left_mTBM3_PC9
Thal_Left_RD_Mean
Thal_Right_RD_PC3
Vent_Right_mTBM2_PC4
Vent_Right_Dete_PC7
Vent_Right_Eigen2_PC2
Vent_Left_RD_PC4
Vent_Left_RD_PC8
Vent_Left_mTBM3_PC8
Vent_Left_Eigen1_PC5
Vent_Right_RD_PC3
Vent_Right_RD_PC7
ADHD
ALS
Anorexia Nervosa
Automobile speeding
Coronary artery disease
Cognitive function
Cross disorder
Education
Extreme chronotypeHigh blood pressure
Insomnia
IntelligenceNeuroticism
Reaction timeRisk toleranceRisky behaviorsSchizophrenia
Snoring
*** * *** **** ************ *** ** ** ** ** *
A Lateral ventricles
HippocampusAmygdalaCaudatePalliumPutamenThalamus
Nucleus accumbens
BBrain disorders
ADHD(hippocampus and lateral ventricle)Schizophrenia(thalamus and hippocampus)
CCognitive traits, education, and behavioral traits
Cognitive function, intelligence, and education (lateral ventricle)Reac>on >me (thalamus and lateral ventricle)
Insomnia (caudate) Risk tolerance (hippocampus) Neuroticism(lateral ventricle)
DCardiovascular diseases
Coronary artery disease (hippocampus and lateral ventricle)
Hypertension (hippocampus, putamen, and lateral ventricle)
Anorexia nervosa (lateral ventricle)
Figure 4
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1
1
1
111
22
3 3
11
111
1
1
2
2
21
111111
2
111
1
2
1
4
4 4
1
2
2
1 3
4
1
1
1
5
3
1
2
AccuAccu_Right_Eigen2_PC3AmygAmyg_Right_RD_PC3
HippHipp_Right_Eigen1_PC7Hipp_Left_mTBM3_PC5Hipp_Left_Dete_PC8Hipp_Left_mTBM2_PC5
PallPall_Left_Eigen1_MeanPall_Left_Eigen2_MeanPall_Left_RD_MeanPall_Left_RD_PC2Pall_Left_Dete_MeanPall_Left_mTBM1_MeanPutaPuta_Left_RD_PC4Puta_Left_Dete_MeanPuta_Left_mTBM1_MeanPuta_Left_mTBM3_MeanSub−CA3Sub_CA3_Right_mTBM2_MeanSub−fimbriaSub_fimbria_Right_Dete_MeanSub_fimbria_Right_Eigen1_MeanSub_fimbria_Right_mTBM3_MeanSub_fimbria_Right_mTBM1_Mean
Sub−HPSub_HP_tail_Right_Dete_MeanSub_HP_tail_Right_mTBM3_Mean
Sub−presubiculumSub_presubiculum_Right_Eigen1_MeanSub_presubiculum_Right_Eigen2_MeanSub_presubiculum_Left_Eigen1_MeanVentVent_Right_Eigen1_PC9Vent_Left_Dete_PC6Vent_Left_Eigen1_PC5Vent_Left_Eigen2_PC4Vent_Right_Eigen2_PC6Vent_Left_RD_PC10
COPD and related endpointsCOPD
Diseases of the circulatory systemAortic aneurysmCalcific aortic valvular stenosisCalcific aortic valvular stenosis, including rheumatic feverCalcific aortic valvular stenosis, operatedHeart failure, not strictNon−rheumatic valve diseasesPeripheral artery diseaseValvular operationsHypertensive Heart DiseaseHypertensive heart and/or renal disease
Diseases of the genitourinary systemAll dysplastic lesions of the cervix uteriDiseases of male genital organs
Diseases of the eye and adnexaOther retinal disorders
Mental and behavioural disordersDementia, including avohilmo
Rheuma endpointsOther systemic involvement of connective tissue (FG)Primary gonarthrosis, bilateral
Diseases of the ear and mastoid processDiseases of middle ear and mastoid
1
3
3
3
6
123
1
1
4
1
1
4
2
4
11
1
1
HippHipp_Right_mTBM3_Mean
PutaPuta_Left_Eigen1_MeanPuta_Left_Eigen2_MeanPuta_Left_RD_Mean
Sub−CA1Sub_CA1_Left_Dete_MeanSub_CA1_Left_Eigen1_MeanSub_CA1_Left_Eigen2_MeanSub_CA1_Left_mTBM1_MeanSub_CA1_Left_mTBM3_Mean
COPD and related endpointsCOPDDiseases marked as autimmune originAutoimmune diseasesAutoimmune diseases excluding thyroid diseasesAutoimmune diseases excluding thyroid diseases, strict definition
Diseases of the eye and adnexaDiabetic retinopathyGlaucoma suspect
Diseases of the nervous systemAlzheimer's disease, including avohilmoAlzheimer's disease, wide definitionAlzheimer's disease, wide definition (more control exclusions)Migraine with auraCarpal tunnel syndrome
Mental and behavioural disordersDementiaSpecific personality disorders
VentVent_Left_Dete_PC6Vent_Left_Eigen1_PC5Vent_Left_Eigen2_PC1Vent_Left_RD_MeanVent_Left_RD_PC1Vent_Left_RD_PC3Vent_Left_mTBM2_PC2Vent_Left_mTBM3_PC6Vent_Right_RD_PC1Vent_Right_mTBM1_PC6Vent_Right_mTBM2_MeanVent_Right_mTBM2_PC1Vent_Right_mTBM3_Mean
Rheuma endpointsOther systemic involvement of connective tissue (FG)Other/unspecified seropositiverheumatoid arthritisSeropositive rheumatoid arthritisSeropositive rheumatoid arthritis, wide
Neuropsychiatric disorders (PGC)Schizophrenia (Corvin 2014)Schizophrenia (Pardinas 2018)Cross disorder
2
2
1
1
2
2
2
2
4
1
5
2
1
5
3
1
3
1
1
1
11
A
B
Figure 5
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