population dynamics, mating strategies, sexual conflict, mate guarding, human
evolution.
Corresponding Author:
[email protected]
1 Introduction
The life history and social structure of mating behavior differs significantly between humans
and other primates. Although both humans and chimpanzees engage in a variety of mat-
ing strategies [36], it is only humans that form long-term preferential relationships [30]. On
reaching sexual maturity, the life histories of chimps and humans diverge. A chimpanzee at
maturity may expect to live a further fifteen to twenty years [13, 29], but a human hunter-
gatherer at the same point may expect to live for another forty years or more [14, 15, 17]. The
age of last birth in both chimps and humans is at approximately 45 years. It is very rare for a
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chimpanzee to reach this age in the wild or captivity, but see [39]. However, it is common for
hunter-gatherer females to live in good health past 70 years of age. Thus, those females who
survive this long spend half of their adult lifespan as post-fertile. This causes a male-biased
sex ratio where more males compete for paternities from a smaller number of fertile females.
Recent mathematical models investigate the evolution of monogamy in humans [23, 24, 33,
34], with regard to the role of mating sex ratio and partner availability. Two such ratios appear
frequently in the literature, the adult sex ratio (ASR), defined as the ratio of males to females
in the fertile ages, and the operational sex ratio (OSR), which counts only the subset of adults
currently capable of conception [2, 4]. Each ratio captures a different aspect of male choice;
higher OSR corresponds to more competitors for each paternity opportunity, and a higher
ASR to more competitors for each fertile female.
The importance of the ASR was emphasized by Fromhage and Jennions [6], with a model
that explores the mechanisms behind the differences in parental investment. However, no
guarding option was considered.
Schacht et al. [35] argue that a male-biased OSR only accurately predicts male strategies
among a limited set of circumstances where one male can monopolize mates. A more recent
model includes a mate-guarding option and confirms that the ASR is an important factor de-
termining strategies males will tend to adopt [32]. Here, we extend this model to include the
fraction that is post-fertile in females while still fertile in males and we reconsider the role of
the OSR as a predictor of male mating strategies. In particular, we show that the OSR is an
important factor in measuring the lifetime paternity opportunities (LPO) a male following a
particular mating strategy may face. In our model, the LPO predicts the transition between
regions where one strategy dominates the other.
Using a set of ordinary differential equations, we focus our attention on the chimpanzee-
human relationship. For simplicity, we do not explicitly include male-male or female-female
competition and disregard female choice. Although both humans and chimpanzees exhibit a
wide range of mating behaviours, our focus is on two strategies: mate-guarding and multiple-
mating. We explore how both longevity and birth-interval length affect these male mating
strategies. Shorter birth intervals means more paternity chances as males have less time to
wait for the next opportunity. This results in a lower OSR corresponding to less competi-
tion for each additional paternity. On the other hand, larger intervals require males to wait
longer. This results in a higher OSR, corresponding to greater competition for each paternity.
With an unbiased sex ratio, multiple-mating is the dominant strategy as waiting longer for
the next opportunity takes away valuable opportunities elsewhere. However, with human-
like longevity and the resulting male-biased adult sex ratio, the incentives change. Under
this scenario, there are fewer females available for each additional paternity, increasing the
competition. The cumulative effect of competing for each paternity opportunity means that
mate-guarding becomes more effective, even if the waiting time is relatively long. Results of
this study can be used to inform more detailed future models.
2 Model
We construct a simple two-strategy ordinary differential equation (ODE) model, in which
males either guard mates or multiply mate (possibly acquiring many paternities at nearly
the same time), so there is a population M of multiple-mating males and a population G
of guarding males searching for a mate. When a guarding male finds a mate, he guards
her, forming a pair bond. In contrast, a multiple-mating male continues competing for new
mating opportunities. For simplicity, we assume males follow pure strategies of multiple
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mating or mate guarding throughout their lives and sons inherit their strategies from their
fathers.
The model considers ten populations: F , free females without dependants; M, multiple-
mating males; G, unpaired guarding males; Fm, females caring a dependent offspring of
multiple-mating males; Pg, pairs of guarding males and females with dependants; P , pairs
of guarding males and females without dependants; Fg, unpaired females caring for a de-
pendent offspring of deceased or separated guarding males; X, post-fertile females without
dependants; Xm, post-fertile females caring for the dependent offspring of multiple-mating
males; Xg, post-fertile females caring dependent offspring of guarding males; and Y , post-
reproductive males. We assume pair bonds can break up by death of either partner, at a
constant break-up rate χ, or by female fertility ending. We also assume males compete for
additional mates up to an age of frailty. At this point, those in pairs continue reproducing
with their mate until the pair bond ends, and those without a mate retire and enter the popu-
lation of post-reproductive males,Y . If females are still caring dependants when a pair breaks
up, they will continue to care that dependant until maturity. Later, we will also consider the
alternative assumption that pair bonds do not break up when female fertility ends, in which
case the guarding male remains paired with the post-fertile female.
Our model is given by the ODE system
dF
dt = −ρF + 1
2 β(Fm + Pg + Fg + Xm + Xg) + (β + δ)Fm + (β + δ)Fg − ωF F
+ (χ + µM(t))P − µF (t)F,
(1)
dM
dt = 1
2 β(Fm + Xm) + 1
2 qβ(Pg + Fg + Xg) − (ωM + µM(t))M, (2)
dG
dt = −ρ
G
G + M
F + 1
2(1 − q)β(Pg + Fg + Xg) + (χ+ ωF + µF (t))(Pg + P )
− (ωM + µM(t))G,
(3)
dFm
dt = ρ
M
G + M
F − (β + δ)Fm − (ωF Fm + µF (t))Fm, (4)
dPg
dt = ρ
G
G + M
F + ρP − (β + δ)Pg − (χ + ωF + µM(t) + µF (t))Pg, (5)
dP
dt = −ρP + (β + δ)Pg − (χ + ωF + µM(t) + µF (t))P, (6)
dFg
dt = −(β + δ)Fg − ωF Fg + (χ + µM(t))Pg − µF (t)Fg, (7)
dX
dt = ωF (F + P ) + (β + δ)Xm + (β + δ)Xg − µF (t)X, (8)
dXm
dt = ωF Fm − (β + δ)Xm − µF (t)Xm, (9)
dXg
dt = ωF (Pg + Fg) − (β + δ)Xg − µF (t)Xg (10)
dY
dt = ωM(M + G) − µM(t)Y. (11)
Equation (1) models the population F of free females without dependants. In the first term,
free females conceive at rate ρ, causing them to enter the population Fm of females caring
dependent offspring of multiple-mating males or Pg of pairs of guarding males and female
mates with dependants, depending on whether they mated with multiple-mating or guard-
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ing males.
In the second term, dependants reach independence at rate β, allowing them to enter the
adult free-female population or one of the adult male populations. All five populations car-
ing for dependants (F m, Pg, Fg, Xm, and Xg) contribute maturing dependants to the adult
population at rate β. We include a factor of 1/2 because we assume half the offspring are
female and half are male. For simplicity, we have left out a stage of juvenile independence
between dependence and adulthood.
The third term is the rate females caring dependent offspring of multiple-mating males return
to the free-female population when their dependants reach independence at rate β or die at
rate δ. Similarly, the fourth term is the rate unpaired females caring dependent offspring of
guarding males return to the free-female population due to the independence or death of
their dependants.
The fifth term is the rate free females’ fertility ends at rate ωF , causing them to enter the
population X of post-fertile females without dependants. The sixth term is the rate females
in pairs without dependants return to the free-female population due to their pair bonds
breaking up at rate χ or male dying at a population-density-dependent death rate µM(t). The
final term in (1) is the rate free females die at rate µF (t).
Equation (2) models the population M of multiple-mating males. In the first term, maturing
dependants enter the adult multiple-mating-male population at rate (1/2)β from the popula-
tions Fm and Xm of fertile and post-fertile females caring offspring of multiple-mating males.
As before, we include a factor of 1/2 because we assume half the offspring are male. The
second term is the rate multiple-mating males gain dependants by stealing paternities from
guarding males. Here, q is the level of paternity uncertainty, or the probability a dependant
of a guarding male is actually the offspring of a multiple-mating male. We assume paired
guarding males are unaware of paternity thefts, so the theft is only accounted in the model
when dependants mature. Consequently, males may remain paired to females caring off-
spring of multiple-mating males. As before, β is the rate dependants mature, the factor of1/2
accounts for the fraction of offspring who are male, and Pg, Fg, and Xg are the three popu-
lations caring dependants of guarding males. In the final term, multiple-mating males stop
competing for mates due to frailty at rate ωM and die at the population-density-dependent
death rate µM(t).
Equation (3) models the population G of guarding males. The first term is the rate guarding
males productively mate with free females. We assume productive matings occur at rate ρF ,
which is the overall conception rate of the female population. Then, for simplicity, we assume
females do not favour guarding males or multiple-mating males, so the proportion of pater-
nities going to guarding males is simply the frequency G/(G + M) of guarding males in the
available, unpaired male population. The second term is the rate maturing dependants enter
the adult guarding-male population from the populations Pg, Fg, and Xg with dependants
of guarding males. It is the counterpart to the second term of (2), and the factor 1 − q is the
probability a dependant of a guarding male is his offspring. The third term is the rate paired
males return to unpaired guarding population due to pair-bond break-up at rate χ, female
mates’ fertility ending at rate ωF , which we assume dissolves the pair, or female mates dy-
ing at rate µF (t). We assume that if females with dependants die, their dependants die, too,
so unpaired males do not transition to caring any remaining dependants. In the final term,
guarding males stop competing for mates due to frailty at rate ωM and die at rate µM(t).
Equation (4) models the population Fm of females caring dependent offspring of multiple-
mating males. The first term is the rate free females conceive with multiple-mating males.
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Similarly to the first term of (3), this rate is the product of the overall female conception rate
ρF times the frequency M/(G + M) of multiple-mating males. The second term is the rate
dependants mature at rate β or die at rate δ, causing females in Fm to return to the free-
female population. In the final term, females in Fm reach the end of their fertility at rate ωF ,
causing them to enter the population Xm of post-fertile females caring dependent offspring
of multiple-mating males. Also, females in Fm die at rate µF (t). As in (3), we assume that if
females with dependants die, their dependants die, too.
Equation (5) models the population Pg of pairs of guarding males and females with depen-
dants. The first term is the rate free females conceive with guarding males, causing them to
have dependants and form pairs. As in the first term of (3), this rate is the product of the
overall female conception rate ρF times the frequency G/(G + M) of guarding males. The
second term is the rate male-female pairs without dependants conceive at rate ρ and enter
the population of pairs with dependants. The third term is the rate dependants mature at
rate β or die at rate δ, causing pairs Pg with dependants to enter the population P without
dependants. The fourth term is the rate pairs dissolve due to pair-bond break-up at rate χ,
females in pairs ending their fertility at rate ωF , or either of the mates dying at rate µF (t) for
females and µM(t) for males.
Equation (6) models the population P of pairs of guarding males and females without de-
pendants. The first term is the rate paired females and guarding males conceive at rate ρ,
causing them to enter the population Pg. The second term is the rate dependants mature at
rate β or die at rate δ, causing pairs in Pg to enter population P . The third term is the rate
pairs dissolve due to pair-bond break-up at rateχ, females losing fertility at rate ωF , or either
mate dying at rate µF (t) or µM(t).
Equation (7) models the population Fg of unpaired females caring dependent offspring of
guarding males. This population arises when females’ mates die or pair bonds break up. The
first term is the rate dependants mature at rate β or die at rate δ, causing females in Fg to
reenter the free-female population. The second term is the rate females in Fg end fertility
at rate ωF , causing them to enter the population Xg of post-fertile females caring dependant
offspring of guarding males. The third term is the rate females in pairs with dependants enter
the unpaired population Fg due to their pair bonds breaking up at rateχ or male mates dying
at rate µM(t). The final term is the rate females in Fg die at rate µF (t). As in (4), we assume
that if females with dependants die, their dependants die, too.
Equation (8) models the population X of post-fertile females without dependants. The first
term is the rate free females in F and paired females in P end fertility at rate ωF , causing
them to enter X. The second and third terms are the rates dependants mature at rate β or
die at rate δ, causing post-fertile females in Xm and Xg to enter X. The final term is the rate
females in X die at rate µF (t).
Equation (9) models the population Xm of post-fertile females caring dependent offspring of
multiple-mating males. The first term is the rate fertile females caring dependent offspring
of multiple-mating males end fertility at rate ωF , causing them to enter Xm. The second term
is the rate dependants mature at rate β or die at rate δ, causing females to leave Xm and enter
the post-fertile population without dependants. The final term is the rate females in Xm die
at rate µF (t).
Equation (10) models the population Xg of post-fertile females caring dependent offspring
of guarding males. The first term is the rate paired and unpaired fertile females caring de-
pendent offspring of guarding males lose fertility at rate ωF , causing them to enter Xg. The
second term is the rate dependants mature at rate β or die at rate δ, causing females to leave
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Xg and enter the post-fertile population without dependants. The final term is the rate fe-
males in Xg die at rate µF (t).
Equation (11) models the population Y of males who no longer compete due to frailty. The
first term is the rate unpaired males in M and G become frail at rate ωM, causing them to
enter this post-fertile population Y . Paired males who enter frailty remain in the pair until it
ends but no longer seek additional mates afterwards. The final term is the rate males inY die
at rate µM(t).
Table 1 shows a summary of parameters and population variables. Figures 1 to 4 show model
diagrams. Since the model interactions are complex, we divided them into four separate
diagrams. Figure 1 shows mating interactions. Figure 2 shows transitions due to dependant
maturation and death. Figure 3 shows transitions due to female fertility ending. Figure 4
shows transitions due to pair-bond break-ups and deaths of paired adults.
F
Fm
Pg
G
P
M
Free females
mating
ρ
Multiple-mating males
Guarding males
Females with offspring
of multiple-mating males
Pairs Pairs
with dependants
mating
ρ
M+G
M
M+G
G
M+G
Fρ
M+G
Fρ
Figure 1: Model diagram of mating interactions. Free females, F , productively mate at rate
ρ. They mate with multiple-mating males, M, or unpaired guarding males, G, with proba-
bilities M/(M + G) or G/(M + G). If they mate with multiple-mating males, they transition
to the population Fm of females caring offspring of multiple mating males. If they mate with
guarding males, they form pairs with the guarding males and together enter the population
Pg of pairs caring offspring of guarding males. Paternity theft can occur only after a pair
is established from successful conception and is registered only after the offspring matures.
(Note that females drive productive mating at rate ρ, so all males, M and G, mate at rate
ρF/(M + G), which is ρ times the proportion of free females per unpaired male.) Pairs P
of females and guarding males without dependants also productively mate at rate ρ and en-
ter population Pg. We include the chance that paternities from paired males can be stolen
with probability q. In our model, this can only occur after pairs are established and the first
successful conception by a guarding male. Parameters and population variables are listed in
Table 1.
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X
G
M
Fδ
β
x1/2
δ
β x1/2
β
β δ
δβ
adults return to dependant/hyphen.capfree state when dependants mature
dependants mature to adulthood: 1/2 female and 1/2 male
β
β
adults return to dependant/hyphen.capfree state when dependants die δ
(1 - q)
q
paternity
theft
β
x1/2(1 - q)
q
δ
βx1/2
β
x1/2
δ
β
x1/2
Fg Xg
Fm Xm
β
x1/2
β
x1/2
δ
paternities stolen
from guarding males
Pg
P
paternity
theft
q
x1/2
x1/2
(1 - q)
Figure 2: Model diagram of dependant maturation to independence and death. When de-
pendants mature, the adult carers return to the dependant-free state, and half the maturing
dependants enter the free-female population, F , and half enter one of the male populations,
M or G. In particular, adult carers in the Pg, Fi, and Xi (i = m, g) populations return to the
dependant-free populations P , F , and X, respectively. Also, maturing dependants from the
Fm and Xm populations divide half and half between the F and M populations, and matur-
ing dependants from the Fg, Pg, and Xg populations divide half and half between the F and
G populations, unless the paternities are stolen by multiple-mating males with probability
q. When dependants die, adult carers return to the dependant-free state, and there are no
maturing dependants to enter the adult populations. Parameters and population variables
are listed in Table 1.
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Xm
F X
Pg G P
Xg
ωF
Fg
ωF
ωFωF
Fm
ωF
Figure 3: Model diagram of end of female fertility. Females end fertility at rate ω. When
unpaired females in F , Fm, and Fg end fertility, they transition to the post-fertile female pop-
ulations X, Xm, and Xg. When females in one of the paired populations P or Pg end fertility,
the pairs split up causing the males to enter the unpaired guarding-male population G and
the females to enter X or Xg depending on whether they have dependants. Parameters and
population variables are listed in Table 1.
F
Pg P
GFg
Male
death
Female
death
µM(t)
Female
death
µF(t) µF(t)
Male
death
µM(t)
χ χ
Pair-bond break-up Pair-bond break-up
Figure 4: Model diagram of break-ups and deaths of paired adults. When pairsP or Pg break
up at rate χ, the males return to the unpaired guarding population G, and the females return
to F or Fg depending on whether they have dependants. When males in one of the paired
populations P or Pg die at rate µ(t), the remaining females return to F or Fg depending on
whether they have dependants. When females in one of the paired populations P or Pg die
at rate µ(t), the remaining males return to G. We also assume all unpaired adults die at rate
µ(t), but these arrows are not shown to simplify the diagram. Parameters and population
variables are listed in Table 1.
Multiple-mating males will mate with available females and remain active in the mating pool
after each encounter. Females who mate with these males are unavailable (time-out) until
their offspring are independent or die during care. Guarding males mate and form pair bonds
with their mates. Both individuals in a pair then exclusively mate with each other until the
bond breaks or the female becomes infertile at a constant rate. We have included the chance
that there is paternity uncertainty, which is a measure of how effective the male is at keeping
an eye on his female and preventing other males from mating with her. Multiple-mating
males steal paternities from paired guarding males, since they are the ones who remain with
their mates. We do not distinguish between guarding males, so guarders do not steal from
each other in our model.
In (1)–(11), we use a female density-dependent death rate, µF (t), which contains two compo-
nents:
µF (t) = 1
L + µvariable(t), (12)
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where the first term is a constant death rate given by the reciprocal of the individual’s ex-
pected adult lifespan L and the second term µvariable(t) ≥ 0 is a variable density-dependent
death rate, which keeps the population constant at its initial value. In Appendix A, we derive
the death rate
µF (t) = max
n 1
L , β
2
Fm + Xm + Pg + Fg + Xg
o
. (13)
For males, we use the same density-dependent rate, but assume the baseline death rate differs
by a small factor of1.09, corresponding to a 9% higher minimum death rate. Hence, for males,
we have the death rate
µM(t) = max
n1.09
L , β
2
Fm + Xm + Pg + Fg + Xg
o
. (14)
2.1 Parameter estimates
Conception times vary among great apes [22], but human data suggests an average of 4
months, so we estimate a female conception rate of ρ = 3 yr−1, corresponding to an average
conception time of1/3 yr, or 4 months [7]. Estimating that on average,65% of hunter-gatherer
dependants survive to age four, and wild chimpanzees show a similar survival rate [8, Table
1], we obtain a dependant death rate of δ = −(1/4) log(0.65) = 0.11 yr−1.
We estimate β, the rate dependants reach independence, using chimpanzee and human av-
erage interbirth intervals of 5.46 years and 3.69 years, respectively [31, Table 2.1]. Rounding
these values, we assume the interbirth intervals for chimpanzees and humans are 5 and 4
years and obtain the estimates β = 1/5 and 1/4 yr−1, but in our simulations, we also vary this
parameter more widely to get a better sense of its effect.
We include the probabilityq that fathers are uncertain of the validity of their paternities. Asq
increases, a larger proportion of youngsters cared by females paired to guarding males were
sired by multiple-mating males and hence mature as multiple-mating males. In our simula-
tions, we explore different values of this parameter, which represents guarding effectiveness.
To investigate the effect of pair-bond length on the dynamics of mating strategy, we also
include the pair-bond breakup rate, χ. A value of χ = 1/n means that the average pair-bond
lasts n years. Varying this parameter allows us to observe a greater range of strategies related
to forming pairs.
Based on life-history regularities across primates, we assume key life-history transitions scale
with respect to expected adult lifespans, L [1]. We assume females become sexually mature
at age L/2. With this assumption, the age of female sexual maturity for chimpanzees and
humans are 22/2 = 11 and 38/2 = 19 , which fall near the ages of first birth in Robson et
al. [31]. Then, we assume females reproduce up to age 45, which is close to the end of female
fertility observed in both chimpanzees and humans [10, 38]. The average female fertile years
range from sexual maturity at L/2 to 45, yielding a total of 45 − L/2 fertile years, so we
estimate the average rate of female fertility loss to be the reciprocal
ωF = 1
45 − L/2 = 2
90 − L .
Note that this rate approximates the end of fertility, but female fecundity is constant during
each female’s fertility years in our model. When a paired female’s fertility ends, her partner
reenters the mating pool and competes for another female to guard. Thus, there is no decline
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to the benefit of guarding that corresponds with fertility loss in our model. The case when
there is no post-menopausal lifespan (ω = 0 ) is discussed in Appendix 2. In this case, it is
shown that multiple-mating is always the dominant strategy.
We also assume males become less competitive with age and thus retire from actively seeking
additional mates during their lifetime. Note that chimpanzee and human males have gener-
ally lower fertility rates at the end of their lifetimes (age ∼ 35 in chimps and ∼ 60 in hunter-
gatherers [17, 27]). This approximately scales with L when we observe that 60/38 ≈ 1.6 for
humans and 35/22 ≈ 1.6 for chimpanzees. Thus, we estimate the average rate of male fertility
loss to be the reciprocal
ωM = 1
1.6L .
Parameter estimates are listed in Table 1.
Parameter Description Estimate (yr −1)
ρ Female conception rate 3
δ Dependant death rate 0.11
β Rate dependants leave mother 1/5 (chimp), 1/4 (human)
q Paternity uncertainty 0 ≤ q ≤ 1
χ Pair-bond break-up rate 200 (chimp), 1/10 (human)
L Expected adult lifespan 22 yr (chimp), 38 yr (human)
ωF Rate of female fertility loss 0 (Case 1), 2/(90 − L) (Case 2)
ωM Rate of male fertility loss (frailty) 1/(1.6L),
µF (t) Female adult death rate (13)
µM(t) Male adult death rate (14)
Variable Description
F Population of free females without dependants
M Population of multiple-mating males
G Population of unpaired guarding males
Fm Population of females caring dependent offspring of
multiple-mating males
Pg Population of pairs of guarding males and females with
dependants
P Population of pairs of guarding males and females
without dependants
Fg Population of unpaired females caring dependent offspring
of guarding males
X Population of post-fertile females without dependants
Xm Population of post-fertile females caring dependent
offspring of multiple-mating males
Xg Population of post-fertile females caring dependent
offspring of guarding males
Y Population of post-fertile males
T able 1:Parameters and population variables in (1)–(10). For the rate of female fertility loss,
Case 1 corresponds to no female fertility not ending and hence no post-menopausal lifespan,
and Case 2 corresponds to female fertility ending at age 45, which leads to an increased
human post-menopausal lifespan.
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3 Results
Our goal is to compare chimp- and human-like populations where males employ two possi-
ble mating strategies: multiple-mating and guarding. We do this by exploring the parameter
space of the ODE model described in the previous section. More precisely, we wish to deter-
mine the dominant strategy at equilibrium corresponding to a particular set of parameters.
To provide a baseline from which to compare parameters, we start by setting the paternity
uncertainty, q, and pair-bond break-up rate, χ, equal to zero. Trajectories of solutions with
these assumptions are shown in Figure 5 for populations with parameters found in Table 1.
(a) (b)
time (10,000 yr) time (10,000 yr)
Chimp-like population (L = 22)
population
Human-like population (L = 38)
0 1 2 3 0 0.5 1 1.5
0.1
0.3
0.5
0.7
0.1
0.3
0.5
0.7
multiple-mating males M
unpaired guarding males G
female with dependent offspring of multiple-mating males Fm
pairs of guarding males and females with dependants Pg
Figure 5: Time evolution of the model for various populations. Solutions are shown with
(a) chimp-like and (b) human-like populations. Notice that multiple mating dominates the
chimp-like population and guarding dominates the longer-lived populations at equilibrium.
All parameters are as in Table 1 with no paternity uncertainty and no pair-bond break up
(q = 0, χ = 0). Initial conditions for all cases are F (0) = 1, M(0) = 0.5, G(0) = 0.5 with all
other populations starting at 0.
The model correctly predicts multiple-mating dominates for chimp-like populations and guard-
ing dominates for human-like populations (Figures 5(a) and 5(b)). Note that when mean lifes-
pan increases from L = 22 to L = 38, there are more unpaired, still-fertile males competing
for paternities. In the next section, we analyse the results over parameter space and estimate
both the ASR and OSR.
3.1 Male-biased sex ratios
We start our analysis by observing the parameter space and the strategy that dominates each
point of that space. To do this, we generate a grid of points in parameter space for a range of
parameter combinations. In each case, we track males who employ the multiple-mating and
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mate-guarding strategies. The strategy that results in the largest population at equilibrium
is the winner and the corresponding colour is filled in. On each grid, points representing
average human- and chimpanzee-like parameters (see Table 1) are identified for comparison.
Unless otherwise noted, all of the plots allow for a non-zero rate of fertility ending corre-
sponding to Case 2 in Table 1. Initial conditions were kept the same for each set of parameters:
F (0) = 1, M(0) = 0 .5, G(0) = 0 .5, and all other populations starting at 0. Additionally, both
the ASR and OSR (as defined in Table 2) are determined for the model at equilibrium. These
ratios are included to illustrate the underlying dynamics of the population and to predict the
transition between regions where one strategy dominates.
Ratio Description Definition
rA Adult Sex Ratio (ASR) M + G + Pg + P
F + Fm + Pg + P + Fg
rO Operational Sex Ratio (OSR) M + G
F
T able 2: Definition of ASR and OSR with variables in Equations 1-10. Population variables
are as in Table 1.
A comparison of the OSR and ASR when the paternity uncertainty and pair-bond break-up
rate are zero is illustrated in Figure 6. Points corresponding to chimp- and human-like pop-
ulations (Figures 5(a) and 5(b)) are included for comparison. Note that these two points lie
on the boundary between regions where the multiple-mating and mate-guarding strategies
dominate. Both ratios seem to provide a good indication of where the strategy shift is likely
to occur. As both ratios increase, there is greater competition among males for each available
female. These larger ratios are caused, in part, by longer interbirth interval lengths. When
each offspring requires more years of care, females are out of action for a greater proportion
of their fertility window. This effect is offset by a greater expected longevity for which the
fertility window is lengthened, which causes the contour lines to slope downward. The same
figure for the case without loss of fertility (ω = 0) for the same set of parameters is shown in
the Supplementary Material. In this case, multiple mating is the only strategy that survives.
Note that points corresponding to both chimp- and human-like populations lie along the
boundary of the two regions and that they have very similar sex ratios. This is likely due to
the simplifying assumptions placed on the model and will be discussed further in the conclu-
sion. Despite this, we can obtain insights into the mechanisms underlying the evolutionary
shift in male mating strategies to long-term pair bonds.
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(a)
2
4 4
4
4
4
6
6
6
6
8
8
810
10
12
14 16
20
30
0.93
0.95
0.95
1
1
1
1.2
1.2
1.3
1.4 1.5
1.6
1.7
mean expected adult lifespan L (yr)
mean interbirth interval (yr)
10 20 30 40 50
(b)
mean expected adult lifespan L (yr)
10 20 30 40 50
1
2
3
4
5
6
7
8
9
10
1
2
3
4
5
6
7
8
9
10 chimp-like
human-like
extinction
multiple mating dominates
mate guarding dominates
Figure 6: Dominant strategy when interbirth interval and mean expected adult lifespan are
varied with contour lines of constant OSR and ASR. (a) The contour lines of constant OSR
and (b) ASR seem to provide a good indication of where the strategy shift is likely to take
place. Parameters and initial conditions are the same as in Figure 5.
We investigate the effects of increasing paternity uncertainty,q, and pair-bond break-up rate,
χ, in Figure 7. To do this, we start with the baseline model corresponding to Figure 6 and
vary q and χ. On each figure, contour lines of constant OSR and ASR are included that fall
closest to the boundary between strategies.
Figures 7(a), (b) and (c) illustrate the result of increasing the paternity uncertainty, q. As ex-
pected, greater paternity uncertainty makes it less advantageous to invest effort into mate
guarding. If there is a greater chance that multiple-mating males steal the paternity, the ad-
vantage of guarding rapidly declines. Thus, as paternity uncertainty increases, the mate-
guarding region shrinks, and the human-like population is out of this region by the time
uncertainty reaches 1%. This effect is even more pronounced when uncertainty is at 10%
(Figure7(c)). An increasing paternity uncertainty means that the sex ratio must be more male
biased for there to be sufficient incentive to favour guarding over multiple mating, thus the
higher ASR and OSR contour lines.
In Figure 7(d), (e) and (f) we explore how the pair-bond break-up rate affects the system. As
the break-up rate drops, the mate-guarding region increases in size. This follows expected
male behaviour, since it is less advantageous to invest in mate guarding if the average pair
bond is short lived. Note that the OSR and ASR on the boundary of the region drops as pairs
last longer. This implies that shorter pair duration requires the sex ratio to be more male
biased for there to be sufficient incentive to favour guarding over multiple mating.
Another view that clarifies how these two parameters affect the dominant mating strategy
is shown in Figure 8. In this case, we fix a single point in the L-β space corresponding to a
population between chimps and humans for which L = 30 and β = 5 . We observe that a
curve of constant OSR of between 8.3 and 8.5 roughly corresponds to the boundary between
the regions where guarding or multiple mating dominate (approximately 8 males for each
female). Increasing paternity uncertainty causes guarding incentive to drop as the expected
payoff is reduced. In contrast, longer pair bonds cause an increase in guarding incentive,
since this guarantees more paternity opportunities in the long run. However, there is a trade-
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Figure 7: The effect of paternity uncertainty, q, and pair-bond break-up rate, χ, on the dom-
inant strategy. The baseline model with both paternity uncertainty and pair bond break-up
rate set to zero, (a), is compared with varying these parameters. Paternity uncertainty is in-
creased from (b) 1% to (c) 10%, which results in a shrinking guarding region. Additionally,
as the pair bond break-up rate decreases from an average duration of (d) 1 year to (e) 5 years
and (f) 20 years, it results in a growing guarding region. Points corresponding to chimp and
human parameters are indicated with green and yellow circles for comparison (see Table 1).
off between these two parameters. If pair-bond duration is big enough, it can overcome a
greater degree of paternity uncertainty as there will be more overall paternity opportunities,
even if the uncertainty is higher.
Our model reveals interesting aspects of male mating strategies and shows how the OSR re-
lates to the transition between these strategies. In the next section, we explore the underlying
mechanisms that lead to this behavior.
3.2 Lifetime paternity opportunities
In this section, we introduce a measure of the average lifetime paternity opportunities (LPO)
a typical male following a fixed mating strategy may have. We observe how this can predict
the optimal strategy under varying constraints placed on the model. Figure 9(a) demonstrates
how the OSR is affected by the interbirth interval for several fixed expected adult longevity
values, L. Note that as the interbirth interval increases, the OSR displays an exponential
increase. This occurs because as the birth interval increases, the population grows slower
over time. As a result, there is a higher proportion of older, post-fertile females. Since we
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8.35
8.35
8.4
8.4
8.5
8.6
Figure 8: Dominant strategies when paternity uncertainty and mean expected pair-bond du-
ration vary in a population between humans and chimps (L = 30 , β = 5 ). Included are
several lines of constant OSR, which provide an approximate indication of where the strat-
egy shift is likely to take place. Parameters are as in Table 1.
assume males are fertile throughout their lives, this implies that the OSR will increase as a
consequence. Another view is provided by Figures 9(b) for several fixed interbirth interval
lengths, β−1, and varying values of L. In a similar way, we see that as longevity increases, the
proportion of older, still-fertile males increases, leading to higher sex ratios. The sex ratios
measure the competition that each male faces for a single paternity opportunity, so as seen in
Figures 6 and 7, increasing sex ratios mean the likelihood a given multiple-mating male will
be successful decreases.
The LPO is the expected number of paternities over a male’s lifetime. Given a fixed expected
lifespan, L, length of offspring dependence, β−1, and operational sex ratio, ro, the maximum
number of paternities can be determined for a single male. We compute this quantity sep-
arately for males that follow the guarding, ΩG, and multiple-mating strategies, ΩM. By ob-
serving the relationship between these quantities, we can predict how guarding may have
been affected by in increasing OSR. The precise mathematical expressions forΩM and ΩG are
described in Appendix C.
Figure 10 illustrates the relative advantage for guarding males in both chimp- and human-
like populations. The percentage change in the total expected number of lifetime paternities
when changing from a multiple-mating,ΩM, to guarding, ΩG, is displayed for a range of OSR
values. Note that in each case for fixed interbirth interval, β−1, and expected longevity, L
(chimps: β−1 = 5 and L = 22, humans: β−1 = 4 and L = 38), a higher OSR results in an
advantage for guarding. In particular, note that the model predicts that the OSR for humans
and chimps is near 8. At this OSR value, the human-like population can expect an average
gain of approximately 68% in total lifetime paternities. This is contrasted with a 31% gain
from the same shift in chimp-like populations. Thus, there may not have been enough of an
incentive to alter the ancestral mating strategy.
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chimp-like
human-like
chimp-like
human-like
Figure 9: Operational (OSR) sex ratio as a function of interbirth interval and longevity. (a) For
several fixed L values, the OSR is shown for increasing interbirth intervals. The OSR displays
an exponential increase as the interbirth interval increases in length. A lengthening interbirth
interval causes the poplulation to grow slower over time. This results in a higher proportion
of older, post-fertile females in the population. (b) For several fixed interbirth interval lengths
(β−1), the OSR is shown for increasing L values. Missing line segments represent popula-
tions that reach extinction. As both expected adult longevity and interbirth interval length
increase, the OSR responds with an exponential increase. Points corresponding to average
chimpanzee and human populations are added for comparison. Other parameters are as in
Table 1 with q = 0 and χ = 0.
+100%
+31%
+68%
Figure 10: The relative advantage of guarding. The percentage change for changing to a
guarding strategy for both human- and chimp-like populations as a function of the OSR are
shown. Positive values represent a percentage increase from the ancestral mating strategy.
Note that from Figure 6, the OSR for human- and chimp-like populations is approximately 8.
At this fixed OSR, there is a bigger advantage for human-like populations. Chimps: L = 22,
β−1 = 5, Humans: L = 38, β−1 = 4.
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When the interbirth interval is low, females must provide care for a shorter period of time
and are thus free to mate earlier. It also means that paired males do not have long to wait
for the next paternity. With a larger population of free females, this results in a lower OSR,
which corresponds to less competition for each additional paternity.
On the other hand, when birth intervals are long, paired males must wait longer for the next
paternity. It also means that there are fewer free females in the population, resulting in a
higher OSR, corresponding to an increased competition for each additional paternity.
This is further complicated by a changing expected adult longevity,L. Recall that we approx-
imate the start of female sexual maturity at age L/2. Thus, since we assume fertility ends for
all females at age 45, the lifetime fertility window for females decreases with increasing L. A
shorter fertility window means that there are fewer fertile females in the population (recall
that we additionally assume that paired males return to the mating pool when the fertility of
their partner ends). This is why we observe a slightly larger guarding region with bigger L.
However, our model predicts that the bigger effect is the length of the interbirth interval. We
observe a tradeoff between these competing forces in the population. Even though males
must wait longer for each paternity, the reduction in available females and resulting increase
in competition for each paternity gives an advantage to males who guard. This advantage
is further strengthened by longer-lived populations as there are even more still-fertile males.
This effect is quantified through the LPO which helps to predict the partition of the parameter
space into regions where one strategy dominates.
4 Conclusion
We have developed a mathematical model that allows us to explore the parameters that con-
tributed to the evolution of human pair bonds. Our model is guided by the argument that
connects the emergence of these pair bonds to the male-biased mating sex ratios that accom-
panied the evolution of human life history [3]. We wish to use this model and subsequent
models to help explain the differences between humans and our closest living relatives, the
chimpanzees. This model does not assume anything about the details of male-male or male-
female interactions, only their final outcomes as they relate to mean reproduction and mor-
tality rates.
The results indicate that scarcity of free, unpaired females relative to the number of unpaired
males predicts the likelihood that guarding will be preferred over multiple mating. We’ve ob-
served that this phenomenon is captured in both the ASR and OSR and consequently these
ratios can be used to predict a shift in strategy. A more detailed understanding of how ex-
pected adult lifespan, interbirth interval lengths, and the male-biased sex ratios combine to
affect the strategy that dominates was illustrated through the LPO. This may provide a more
accurate index by which to predict the dominant strategy employed by males.
In chimps, the interbirth interval is approximately five years. However, in humans it is on av-
erage four years or less, which is surprising given our longevity. The grandmother hypothesis
suggests that subsidies from grandmothers to the offspring of their daughters shortened this
interval; it was those subsidies that propelled the evolution of increased longevity without
favouring continued female fertility to older ages [11, 9, 21, 20]. In our model, this difference,
along with greater longevity and longer-lasting pair bonds, allows mate-guarding to remain
dominant in humans, which further supports [3]. Nevertheless, this guarding dominance
only holds if paternity uncertainty and the pair-bond break-up rate remain low.
Although we obtain intriguing results through analysis of this model, there remain limita-
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tions and questions. Considering the differences in human and chimp behaviour, why do
points corresponding to these two populations remain so close to the boundaries between
mating strategies? In our simulations, it is not obvious that chimps will adopt multiple mat-
ing while humans adopt mate guarding. This is likely a consequence of the simplifying as-
sumptions of the model as no age structure is included. This can be further investigated by
explicitly considering age structure, e.g., with an agent-based model. Additionally, direct
patrilineal inheritance of strategy is unrealistic. It would be interesting to understand how
a propensity to adopt a particular strategy is inherited or adapted to social and cultural in-
fluences within a lifetime. Also, how does male-male competition affect the outcome? The
average age of first reproduction is female-biased (17 for females and 21 for males [26, 17]).
Even though the younger males are in the fertile ages, they don’t get paternities because
the older males out-compete them. This is a divergence from chimpanzee behaviour where
adolescent males actually get paternities on the young females as the older males (who prefer
older females [28]) don’t prevent them [27]. Thus, there are important dynamics not captured
by this model. Also, there may be other strategies males employ that affect the winning strat-
egy at equilibrium. Guarding males may aid their offspring through provision of care and
protection from infanticide, which is not included in this model.
Finally, how did guarding emerge in the first place? There is a long history of debate around
how this may have evolved in our lineage and was likely influenced by a range of ecological
and cultural factors. The predominant theory is that this behaviour evolved as a consequence
of the benefits of cooperative parenting [37, 16, 25, 5, 19, 18]. One of the first models that ex-
plored alternative explanations found that there are broad conditions under which guarding
became the dominant strategy [12]. Our model provides support for the hypothesis that hu-
man pair bonds evolved with increasing payoffs for mate guarding, which resulted from the
evolution of our grandmothering life history [3]. However, there are many aspects of this
process still left to be explored.
A Derivation of the density-dependent death rate µ(t)
In the main text, we use a density-dependent death rate µ(t), which contains two compo-
nents:
µ(t) = 1
L + µvariable(t) , (15)
where the first term is a constant death rate given by the reciprocal of the individual’s ex-
pected adult life span, L, and the second term µvariable(t) ≥ 0, is a variable density-dependent
death rate. The constant component represents a minimal death rate that ensures each indi-
vidual will have a maximum average expected adult lifespan of L regardless of the variable,
density-dependent component.
To determine µ(t), we first assume µ(t) is such that the total adult population remains con-
stant, which is possible when the growth rate exceeds the minimal death rate 1/L. Note this
assumption implies the system has infinitely many equilibria, since any total initial adult
population will remain constant. Nonetheless, this definition allows us to compare relative
growth rates of the two male mating strategies without introducing new death-rate parame-
ters.
Let TF = F + Fm + Pg + P + Fg + X + Xm + Xg be the total number of adult females and
TM = M + G + Pg + P + Y be the total number of adult males. Since the total adult female
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and male populations remain constant,
dTF
dt = dTM
dt = 0.
In addition, let us assume we start with an equal number of adult males and females, so that
TM = TF = k for some constant k > 0.
We now find the density-dependent death rate µ(t) in terms of other variables. We have
0 = dTM
dt = dM
dt + dG
dt + dPg
dt + dP
dt + dY
dt
= 1
2 β(Fm + Xm + Pg + Fg + Xg) − µ(t)TM ,
so
µ(t) = β
2k(Fm + Xm + Pg + Fg + Xg),
since TM = k. We obtain the same expression if we use dTF /dt = 0.
For simplicity, we can normalise all the population variables in (1)–(10) by k, so that the total
male and female populations TM = TF = 1, and we are left with
µ(t) = β
2 (Fm + Xm + Pg + Fg + Xg).
Note we could go further and completely nondimensionalise the system by normalising time
t by 1/β, but since we will numerically simulate solutions, this step hardly reduces compu-
tational complexity and the resulting dimensionless parameters would be less convenient,
since we intend to vary all life history parameters independently.
Hence, from (12), it follows that
µvariable(t) = β
2 (Fm + Xm + Pg + Fg + Xg) − 1
L ,
whenever this expression is nonnegative, and µvariable(t) = 0 otherwise, so the expression for
our density-dependent death rate is
µ(t) = max
1
L , β
2 (Fm + Xm + Pg + Fg + Xg)
. (16)
B The case with no female fertility loss
Figure 11 shows results when there is no end to female fertility. In this case, the multiple-
mating strategy always dominates. The adult sex ratio is no longer male-biased, so less com-
petition leads to multiple-mating behaviour. Additionally, notice that the interbirth interval
has a smaller effect on extinction when L increases. If females are able to give birth through-
out their entire lives, longer maturation periods do not lead to extinction.
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Figure 11: Results when there is no end to the fertility period for females. (a) Trajectories for
populations with average adult longevity L = 38. In this case, there is no male-biased adult
sex ratio and multiple-mating dominates. (b) The dominant strategy is multiple-mating for
all values of expected adult lifespan, L, and the rate of offspring maturation, β. Notice in this
case there is far less extinction as both L and β increase since females can give birth up until
death.
C Calculation of lifetime paternity opportunities
To calculate the lifetime paternity opportunities (LPO) for fixed OSR, ro = ( M + G)/F , we
fix the death rate at µ = 1/L, take the original system (1)–(10)and remove the post-fertile
female population without dependants as it will not add to the sum. Thus, we consider the
augmented system
˙M = −(µM + ωM)M , (17)
˙G = −ρr−1
o G + (χ + ωF + µF )(Pg + P ) − (µM + ωM)G , (18)
˙Fm = ρr−1
o M − (β + δ)Fm − ωF Fm − µF Fm , (19)
˙Pg = ρr−1
o G + ρP − (β + δ)Pg − (χ + ωF + µF + µM)Pg , (20)
˙P = −ρP + (β + δ)Pg − (χ + ωF + µF + µM)P , (21)
˙Fg = −(β + δ)Fg − ωF Fg + (χ + µM)Pg − µF Fg , (22)
˙Xm = ωF Fm − (β + δ)Xm − µF Xm , (23)
˙Xg = ωF (Pg + Fg) − (β + δ)Xg − µF Xg , (24)
˙LM = β(Fm + Xm) + qβ(Pg + Fg + Xg) , (25)
˙LG = (1 − q)β(Pg + Fg + Xg) , (26)
where LM and LG represent the cumulative number of paternities for the multiple mating
and guarding males at time t. Thus, we define the LPOs for multiple mating and guarding
males as
ΩM = lim
t→∞
LM(t),
ΩG = lim
t→∞
LG(t),
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respectively. Starting with initial conditions of M(0) = 1 and all other populations equal to
zero will give the LPO of multiple-mating males. Similarly, starting with initial conditions of
G(0) = 1 and all other populations zero will give the LPO of guarding males.
Since (17)–(26) is linear, we can solve it explicitly using Wolfram Mathematica to obtain the
general form
ΩM = c1
c2 ro
,
ΩG = c3 r3
o + c4 r2
o + c5 ro + c6
c7 r4
o + c8 r3
o + c9 r2
o + c10 ro + c11
,
(27)
where the ci = ci(L, β), i ∈ {1, . . . ,9} are coefficients that are functions of bothL and β (shown
in full at the end of this section). Thus, for each point in parameter space, these are constant.
In particular, the corresponding LPOs for human- and chimp-like parameters are determined
by using the values from the main text (Chimps: L = 22, β = 1/5, Humans: L = 38, β = 1/4)
Chimp
ΩM = 37.8
ro
,
ΩG = 123.863 r3
o + 3585.04 r2
o − 69194.7 ro + 59677
r4
o + 54.755 r3
o + 188 .45 r2
o − 13937.8 ro + 12436.2,
Human
ΩM = 73.8
ro
,
ΩG = 360.358 r3
o + 15981 .5 r2
o − 209392 ro + 173960
r4
o + 81.4773 r3
o + 1065.54 r2
o − 21091.4 ro + 17923.5.