Conclusion
This robust dataset provides evidence regarding safety and tolerance of SARS-CoV-2
vaccination in adults and children with cancer. Patients and families can be reassured that rates
of AEs are comparable to the general population and do not impact delivery of cancer therapy or
QoL.
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Main text
1. Background
The COVID-19 pandemic was highly disruptive to cancer care, with significant morbidity and
mortality amongst medically vulnerable people1. COVID-19 remains a concern for patients with
cancer, who are advised to receive booster vaccinations2. Some patients exhibit vaccine
hesitancy, strongly influenced by vaccine-related beliefs3. Concerns about toxicities, impact on
treatment schedules and interactions with cancer therapy also contribute. There is little data on
which to base informed shared decision-making about benefits of COVID-19 vaccination4.
Data demonstrating the safety of COVID-19 vaccination in patients with cancer comes from
limited clinical trials, where toxicities appear similar to the general population5. However, many
patients had prior COVID-19 exposure and most data were collected during the pandemic peak6.
There is minimal information on interruptions to cancer care and to our knowledge, no reports
regarding effects of vaccination on participant-reported quality of life (QoL)7 8.
Due to early lockdown measures including border closures, Australia in 2021 had very low
prevalence of COVID-19 infection
9. The SerOzNET study was initiated in this setting, enrolling
vaccine-naïve adults and children with cancer. Common data elements from the National Cancer
Institute’s Serological Sciences Network for COVID-19 (SeroNet) framework were collected10,
including secondary endpoints of vaccine beliefs, toxicity data (physician reported and Patient
Reported Outcome Measures -PROMS), interruptions to cancer treatment and QoL
11 12. This
study is highly relevant to future care of cancer patients, who will decide with their clinicians
about ongoing COVID-19 protective measures.
2. Methods
SerOzNET (ACTRN12621001004853) is a prospective study of patients with cancer undergoing
SARS-CoV-2 vaccination in Australia, involving serial blood collection for assessment of
immune response (primary endpoint) and collection of outcomes related to participant
experiences (secondary endpoint and focus of this paper). All participants or guardians provided
written informed consent. The protocol is published and approved by Monash Health Human
Research Ethics Committee (RES-21-0000-337A)
13.
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Study Setting
Enrolment occurred from June 2021 to December 2022 at five centers across Australia, including
three specialist childhood cancer centers. The lead site is a culturally diverse outer metropolitan
health service with a catchment area of 1.8 million people, one third of whom were born outside
Australia.
Study population
Participants were ≥ 5 years and in one or more of the following clinical groups: receiving
systemic anti-cancer therapies (chemotherapy, targeted or hormonal therapy, immunotherapy);
completed cytotoxic chemotherapy within 12 months; current hematological cancer associated
with immune compromise regardless of treatment status. At enrolment, all patients were COVID
vaccine naïve. Although not an exclusion criterion, most (>98%) had not had COVID-19
infection. Exclusion criteria were life expectancy < 12 months; inability for regular venipuncture
and pregnancy.
Patients received vaccinations according to government regulations which were frequently
updated during the study period (Figure 1)
14. Briefly, patients ≥ 60 years were eligible for
mRNA vaccine (BNT162b2 or mRNA-1273) or viral vector vaccine (ChAdOx1-S), until the
latter was discontinued due to reports of vaccine-induced thrombotic thrombocytopenia. Patients
< 60 years were only offered mRNA vaccines.
Data collection and storage
Data were managed using REDCap® (Research Electronic Data Capture) hosted by Monash
University
15 16.
Demographics, time points and outcomes
Age, sex, ethnicity, country of birth, cancer type, stage and treatment type were collected at
baseline.
Vaccine-related beliefs were assessed at baseline using the Oxford COVID-19 Vaccine
Confidence and Complacency Scale (OCCS), where higher scores indicated increased level of
concern, up to maximum score of 1003. A modified version (removing 2 items regarding speed
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of vaccine development that were not relevant after initial dose) was completed by adults prior to
3rd vaccination dose (Appendix 1A).
Safety data were extracted from electronic medical records (Appendix 1B). Two time periods
were assessed: from enrolment until 30 days post-2nd vaccination (hereafter called the initial
two-vaccine period) and from prior to 3
rd vaccination until 30 days later (hereafter called the first
booster period). Causality of AEs was categorized by investigators (hematologists/oncologists)
as: related, possibly related, or not related to vaccine. Grading used Common Terminology
Criteria for Adverse Events version 5.0.17.
PROMs were collected by surveys sent to participants’ phones, or electronic tablets on site. Non-
English-speaking patients completed surveys with a telephone interpreter. For children > 7 years,
surveys for both child and parent were collected; < 7 years, surveys were sent to parents only.
Participant-reported toxicity was collected 7 days after each of the first three vaccine doses,
using relevant Patient-Reported Outcome Common Terminology for Adverse Events items, plus
five questions on treatment interruptions and healthcare utilization (Appendix 1C)18.
QoL was assessed using QLQ-C30 for adults and age-appropriate PedsQL cancer modules (child
and/or parent report forms) administered prior to first and second vaccinations, one week after
each, and one month after final dose19 20.
Statistical analysis
The full statistical analysis plan is available (Appendix 2).
OCCS scores were summarized descriptively. The Spearman correlation coefficient [and 95%
confidence interval (CI)] was calculated between OCCS total score and QoL subscales at
baseline. Patient- and physician-reported toxicities were summarized descriptively. A binary
variable was also calculated, to capture participant-reported toxicities after dose 1 or 2, as well as
the worst severity of any toxicity. Likelihood ratio tests were used to probe association between
worst participant-reported toxicity and the probability of receiving dose 3 (logistic regression),
comparing incidence of each physician-reported toxicity (logistic regression), incidence rate of
each physician-reported toxicity (Poisson regression accounting for follow-up time via an offset),
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and incidence and incidence rate of physician-reported serious adverse events (SAEs) (Poisson
regression with and without a follow-up time offset), comparing patients who received different
vaccine types.
For analyses with > 5% missing data, or evidence that data absence was not completely random,
multiple imputation was used to ensure results were valid under a missing-at-random
assumption. Testing was performed for association between dose 3 OCCS score and worst
participant-reported toxicity at doses 1-2, adjusting for baseline OCCS score by using ANCOVA
within each imputed dataset, and combining across imputations using the D
2 statistic21. A
flexible association between participant-reported toxicity incidence and selected QoL scores was
allowed by fitting logit-link binomial generalized additive models to each imputed dataset,
taking the median p-value from the approximate test of no association as an overall test of
significance
22. The association between participant-reported AEs and baseline QoL was assessed
for adult patients only, due to small numbers of children.
3. Results
Of 511 consented participants, 499 received at least one vaccination dose and form the cohort for
this analysis. Characteristics of the 107 children (5-19 years) and 392 adults are shown in Table
1.
3.1. Cohort diversity and engagement with surveys
There were 49 primary languages, with 12% of children and 50% of adults born outside
Australia. Survey completion rates after doses 1 and 2 were > 90% for adults, regardless of
country of birth or language (Appendix 3A). For children, response ranged from 27- 57%, with <
10% difference according to place of birth of child or parent.
3.2. Vaccine-related beliefs
Overall, vaccine-related beliefs had positive themes. For adults, 30% believed they would
possibly, probably, or definitely contract COVID-19 in the next 12 months; 59% believed the
vaccine would either probably or definitely work for them and 89% believed that getting the
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COVID-19 vaccine would be helpful or really helpful for the community around them. Only
11% believed the vaccine would be moderately unpleasant or painful.
Of the 57 children who responded, 49% believed they would possibly, probably, or definitely
contract COVID-19 in the next 12 months; 63% believed the COVID-19 vaccine would probably
or definitely work for them; 84% believed getting the vaccine would be helpful or really helpful
for the community around them and only 16% believed the vaccine would be moderately
unpleasant or painful.
The median total OCCS at baseline was 23.8, with adjusted median score (removing questions
regarding speed of vaccine development) of 23.9; and pre-third dose score 22.8 (Appendix 3B).
There was no evidence that the latter was associated with the severity of participant-reported AE,
after adjusting for baseline score (F-test p=0.42). The median OCCS score was similar between
children and their parents (Appendix 3c).
3.3. Investigator-reported adverse events
3.3.1. Delays to cancer treatment
During the initial two-vaccine period (mean of 56 days; 53 and 89 days for mRNA and viral
vaccines respectively), treatment delays occurred in 9% of adults and 20% of children and
treatment modifications were recorded in 17% and 14% respectively. (Table 2). In the first
booster period, therapy delays were reported in 5% of adults and 9% of children and regimen
modifications in 8% and 9% respectively. No delays or dose modifications were attributed to the
vaccine.
3.3.2. Serious Adverse Events
Grade and attribution of AEs are detailed in Appendix 3D. Rates of SAE during the initial two-
vaccine period in adults and children were 12% and 30% respectively; during the first booster
period were 3% and 19%. Most SAEs were deemed not related to the vaccine. During the initial
period, 9% SAE in adults and 45% in children were deemed possibly related; none were reported
as definitely related. During the first booster period, 0 and 25% of SAE in adults and children
respectively were possibly related (Appendix 3E). Only three SAEs in children (two fever, one
headache) were deemed “definitely or very likely” related to vaccine.
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3.3.3. Allergic and thrombotic events
No allergic reactions were reported. In adults, there was one deep vein thrombosis, one
pulmonary embolism, two other venous thrombosis and one ischemic stroke. Each occurred
during the initial two-vaccine period. No thrombotic events were reported for children.
3.3.4. Other adverse events
Amongst adults, grade 1 toxicities (fever, rash, headache, liver function abnormalities on
chemotherapy) were reported in one instance each; fatigue was reported twice. One adult had
grade 2 chest pain determined to be non-cardiac. Amongst children, several grade 1 potentially
attributable toxicities (headache, dizziness, fatigue, malaise, fever, nausea, vitiligo, abdominal
pain, chest pain with normal investigations) were reported in one instance each; vomiting was
documented in two patients; one adolescent had grade 4 thrombocytopenia on radiotherapy.
Lymphadenopathy after vaccination was reported in 29 adults (8%) in the initial two-dose period
and 11 (3%) in the first booster period; only four cases were attributed to vaccine. Two children
had lymphadenopathy reported, neither requiring intervention.
3.4. Participant-reported adverse events
At least one AE was reported by 85%, 88% and 86% of adults after the first three doses
respectively; for children this was 94%, 88% and 93%. The majority were mild to moderate
severity (Figure 2 and Figure 3). In adults, self-reported “severe” or “serious” AEs after the first
three doses occurred in 13%, 26% and 25% respectively. Fatigue was most frequent, reported 70
times. In children, self-reported “severe” or “serious” AEs occurred in 6%, 11% and 22% after
each dose respectively. The most common was fever, reported in six instances.
Local side effects occurred in 65-85% of participants, depending on age and dose, and were
more common than systemic side effects, in 50-62% (Appendix 3F, 3G). Healthcare utilization
(visiting doctor or emergency department) was reported in 6-10% adults and 8-31% of children.
Participant-reported interruptions or delays to cancer treatment for any reason were infrequent
(0-7%).
The severity of participant-reported AE after the first two vaccinations was not significantly
associated with receipt of a third dose (Appendix 3H).
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3.4.1. Adverse events by vaccine type
Comparing events by vaccine type was only possible in patients over 60 years. As only two
patients in this group received a viral vector vaccine for the third dose, most comparisons
examine outcomes post dose 1 and 2 (Appendix 3I). There was no statistical difference in
investigator-reported AE between mRNA and viral vector vaccines, however, events were rare
(n= 145). SAE were more common in the viral vector group however, after adjusting for time
between vaccine doses, the difference was non-significant (RR 1.81, 95% CI 0.76-4.20)
(Appendix 3J). Participant-reported injection site pain was higher with mRNA compared to viral
vector vaccines; all other participant-reported AEs occurred at similar rates (Appendix 3K).
3.5. Quality of life
Adult QoL summary scores were stable pre and post doses 1 and 2. A sensitivity analysis
conducted with multiple imputation for missing data did not alter these findings (Appendix 3L).
QLQC30 functional and symptom scales showed no differences before and after doses for all
scales except pain, which was slightly increased.
Self-reported PedsQL showed small improvements in several domains after doses 1 and 2
(Appendix 3M). Parent-report PedsQL functional and symptom scales showed no difference pre-
and post- doses, except for slight reduction in pain post dose 1.
Lower QoL scores were associated with more negative vaccine beliefs. In adults, there was a
small but significant negative correlation seen for emotional functioning, global health status and
the vaccine-related beliefs summary score. For children, correlation coefficients were negative
between five baseline QoL measures and vaccine-related beliefs, but with high uncertainty due to
small sample size (Appendix 3N).
4. Discussion
SerOzNET is a comprehensive, prospective study of outcomes reported by children and adults
with cancer and their physicians regarding vaccine beliefs, toxicity, QoL, and impact on cancer
treatment of COVID-19 vaccination. There was low major toxicity, mild toxicity as expected, no
deterioration in QoL after vaccination, and minimal treatment interruptions.
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Vaccine beliefs were largely positive, consistent with participants who agreed to vaccination. We
confirmed the hypothesis that a lower baseline QoL predicted more negative vaccine beliefs.
This identifies an opportunity in designing vaccination strategies for vulnerable populations, to
optimize QoL which might encourage positive attitudes towards preventative interventions.
Concerns about delaying vaccination or interference with therapy schedules is reported as a
driver of hesitancy in the cancer population4 23. Our finding of no delays attributable to
vaccination should help allay concerns, supporting reports from smaller cohorts7 8.
Confirming comparable rates of AE in this large, real-world population to the general population
is also significant. Local and systemic adverse effects reported through PROMS were rarely
documented in medical records, thus not included in investigator-reported toxicity, highlighting
the importance of patient reporting. Conversely, some hospital admissions not reported by
participants were recorded on physician review. This study highlights that patient and physician
reports are complementary and should be used together for assessment of safety.
Comparison of SAE rates from SerOzNET with similar studies is limited by different reporting
periods. The large “VOICE” study (patients with solid cancers in The Netherlands receiving
mRNA vaccines) reported that 25% of SAE were potentially linked to vaccine, and that vaccine-
attributable SAE were generally reversible
24. Rates of venous thromboembolic events were
similar, with arterial events rare. These concordant findings are reassuring, particularly with
Background
incidence of thrombosis documented around 12.6% per year for ambulatory patients
on chemotherapy25 26.
Overall, quality of life was stable pre- and post- vaccination. Change in pain scores was
discordant between adults (pain increased) and children (reduced), but the two point difference in
adults is less than the minimal clinically important difference of at least 4 points27. Hence, the
finding is likely incidental; it may also reflect the highly dynamic nature of pain.
The SerOzNET study invested significant effort in engagement of non-English speaking and
overseas-born participants, as these groups are commonly less well represented, if not excluded
from QoL and PROMs studies. Use of telephone interpreters allowed non-English speaking
patients to be included, evidenced by findings of similar rates of survey completion throughout
the study. Previous data have shown bias toward patients of white ethnicity being included in
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psychosocial studies of oncology patients28. A potential source of bias with this approach is that
the English-speaking patients completed their PROMs in private, without direct involvement of
study staff, and that not all surveys were validated when translated, although where available,
official translations were used. This complexity has been noted by other investigators, however,
no consensus has been reached29. Overall, we found the pragmatic use of telephone interpretation
for PROMs was acceptable to patients and allowed inclusion of English-language PROM tools,
important in a setting where a very large number of languages spoken makes written translation
of materials less feasible.
In the childhood cohort, survey response rates were lower, likely reflecting care demands. Prior
studies noted variable engagement with PROMs in the paediatric setting, with lower completion
of electronic self-reports in the outpatient setting
28 3031. Our study was limited to delivery of
surveys to a single phone number per family. Resources permitting, incorporation of PROMs at
clinic visits rather than remote electronic delivery may result in higher levels of pediatric
engagement.
Major strengths of this study are the number and diversity of patients enrolled, and the unique
COVID-19 environment in which recruitment occurred, capturing individuals who were both
COVID-19- and vaccine-naïve
32. Furthermore, detailed PROMs, including QoL post vaccination
and vaccine beliefs, have not been systematically assessed in cancer populations post COVID-19
vaccination.
4.1 Limitations
SerOzNET was undertaken during recurrent lockdown periods, with frequent changes in public
health vaccine policy. These gave rise to various methodological and practical limitations,
restricting the number of requests without fatiguing patient engagement. SerOzNET incorporated
formal Patient and Public Involvement from initial study design and throughout its conduct.
Inclusion of a patient representative on the Study Management Committee allowed appreciation
of survey fatigue as vaccination extended beyond the initial two dose schedule. Ultimately, this
led to discontinuation of surveys for later doses, which may have provided additional
longitudinal information. Finally, SerOzNET was undertaken in a real-world setting, with
demands on participants’ and carers time, within a tight budget. Under these constraints,
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engagement of children in particular was a challenge; nevertheless, to our knowledge this is the
largest childhood cancer COVID-19 vaccination study reported.
4.2 Conclusion
This detailed, extensive real-world study provides evidence that SARS-CoV-2 vaccination for
adults and children with cancer is tolerable and does not result in significant disruption to cancer
therapy or deterioration in quality of life. Patients with cancer can be reassured that SARS-CoV-
2 vaccination is safe during and after cancer treatment. The ability to quote these data in
discussions with patients and families contributes to the evidence base for shared decision
making in this critical area.
Inclusion and Diversity
We support inclusive, diverse, and equitable conduct of research.
Acknowledgments
The SerOzNET study team would like to thank all of our study participants. We thank Cancer
Australia for funding support and oversight throughout the course of the study, and our
additional funders The Victorian Cancer Agency, The Leukaemia Foundation (Australia), and
The Cancer Network of Western Australia. We also thank our study collaborators and co-
investigators.
The funding institutions did not dictate the design of the study, have access to the data, or
influence the decision to submit the manuscript for publication.
Figure and Table Legends
• Figure 2 legend: Grade according to Patient-Reported Outcomes Common Terminology
Criteria for Adverse Events
18
• Figure 3 legend: Grade according to Patient-Reported Outcomes Common Terminology
Criteria for Adverse Events18
• Table 1 legend at bottom of table: *May add to >100% as some patients were on multiple
treatments; y=years
• Table 2 legend at bottom of table: *Other reasons for cancer treatment delays included:
Adults Dose 1-2; cancer related issue, 7, intercurrent illness, 4, patient preference, 2.
Dose 3; intercurrent illness, 5, patient preference, 3. Children Dose 1-2; cancer related
issue, 2, intercurrent illness, 6, patient preference, 1. Dose 3; intercurrent illness, 2.Other
reasons for treatment modifications included: Adults Dose 1-2; treatment
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optimization, 4, intercurrent illness, 1, patient decision, 1. Children **Dose 1-2;
cancer related issue, 1, infection, 1. Dose 3; treatment optimization, 1.
Disclaimers
None.
Data sharing statement
The study data can be accessed by contacting the corresponding author.
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Figure 1: Study timeline
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Figure 2: Patient reported adverse event frequency - Adults
Legend: Grade according to Patient-Reported Outcomes Common Terminology Criteria for
Adverse Events18
Figure 3: Patient reported adverse event frequency - Children
Legend: Grade according to Patient-Reported Outcomes Common Terminology Criteria for
Adverse Events18
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Table 1: Baseline demographics and clinical characteristics
Demographics Adults(n=
392)
Children (5-19y)(n=
107)
Overall(n=
499)
Age (y)
Mean (SD) 56.5 (14.1) 12.4 (3.8) 47.1 (22.1)
Median (IQR) 58.5 (47.0,
66.0)
13.0 (9.5, 15.0) 52.0 (29.5,
64.0)
Range 20, 85 5, 19 5, 85
Sex (%)
Male 160 (41) 66 (62) 226 (45)
Female 232 (59) 40 (37) 272 (55)
Other 0 1 (1) 1
Household language (%)
English 292 (75) 93 (89) 385 (78)
Other 99 (25) 12 (11) 111 (22)
Unknown 1 2 (2) 3
Country of birth (%)
Australia 197 (50) 92 (88) 289 (58)
Other 194 (50) 13 (12) 207 (42)
Unknown 1 2 (2) 3
Indigenous status (%)
Aboriginal and/or Torres Strait
Islander
3 (1) 4 (4) 7 (1)
Cancer diagnosis (%)
Head and neck 12 (3) 1 (1) 13 (3)
Gastrointestinal 59 (15) 2 (2) 61 (12)
Thoracic 18 (5) 0 (0) 18 (4)
Bone, connective tissue 1 (0) 18 (17) 18 (4)
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Skin 5 (1) 0 (0) 5 (1)
Breast 82 (21) 0 (0) 82 (16)
Gynecological 33 (8) 0 (0) 33 (7)
Genitourinary 31 (8) 2 (2) 31 (6)
Central nervous system 2 (1) 7 (7) 7 (2)
Lymphoma 74 (19) 19 (18) 93 (19)
Myeloma 25 (6) 0 (0) 25 (5)
Leukemia 36 (9) 49 (46) 85 (17)
Other 13 (3) 9 (8) 22 (4)
Unknown/Missing 1 (0) 0 (0) 1 (0)
Treatment type*(%)
Chemotherapy 165 (42) 94 (88) 259 (52)
Immunotherapy 59 (15) 5 (5) 64 (13)
Hormone therapy 57 (15) 0 (0) 57 (11)
Bone modifying agent 10 (3) 0 (1) 11 (2)
Targeted therapy only 49 (12) 3 (3) 52 (10)
Combined chemo-immunotherapy 42 (11) 7 (7) 49 (10)
No systemic therapy 25 (6) 1 (1) 26 (5)
Other 19 (5) 2 (2) 21 (4)
*May add to >100% as some patients were on multiple treatments; y=years
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Table 2: Physician reported modifications and delays to treatment
Adults Children
Doses 1-2 Dose 3 Doses 1-2 Dose 3
Cancer treatment delay (%, 95% CI)
Nil 346 (91, 87-
93)
292 (95, 92-
97)
83 (81, 72-
88)
59 (91, 81-
97)
Vaccine related 0 (0 0-1) 0 (0, 0-1) 0 (0, 0-4) 0 (0, 0-6)
Cancer treatment toxicity 23 (6 4-9) 8 (3, 1-5) 11 (11, 5-18) 4 (6, 2-15)
Other cause* 13 (3, 2-6) 8 (3, 1-5) 9 (9, 4-16) 2 (3, 0-11)
Cancer treatment modification (%, 95% CI)
Nil 316 (83, 79-
87)
283 (92, 88-
95)
87 (86, 78-
92)
59 (91, 81-
97)
Vaccine related issue 0 (0, 0-1) 0 (0, 0-1) 0 (0, 0-4) 0 (0, 0-6)
Sompleted planned
treatment
15 (4, 2-6) 5 (2, 1-4) 2 (2, 0-7) 3 (5, 1-13)
Treatment AE/ intolerance 21 (6, 3-8) 9 (3, 1-5) 10 (10, 5-17) 0 (0, 0-6)
Disease progression 23 (6, 4-9) 11 (4, 2-6) 0 (0, 0-4) 2 (3, 0-11)
Other** 6 (2, 1-3) 0 (0, 0-1) 2 (2, 0-7) 1 (2, 0-8)
*Other reasons for cancer treatment delays included: Adults Dose 1-2; cancer related issue, 7,
intercurrent illness, 4, patient preference, 2. Dose 3; intercurrent illness, 5, patient preference, 3.
Children Dose 1-2; cancer related issue, 2, intercurrent illness, 6, patient preference, 1. Dose 3;
intercurrent illness, 2.
Other reasons for treatment modifications included: Adults Dose 1-2; treatment
optimization, 4, intercurrent illness, 1, patient decision, 1. Children **Dose 1-2; cancer
related issue, 1, infection, 1. Dose 3; treatment optimization, 1.
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