Abstract
Background
In 2009, a new indicator (DEP 3) was introduced into
the Quality and Outcomes Framework. GPs are now
encouraged to assess response to antidepressant
treatment 5–12 weeks after the initial assessment, to
guide clinical decision making. The Patient Health
Questionnaire (PHQ-9) is one of the validated
instruments that GPs can use to assess the patient’s
clinical state.
Aims
To explore the extent to which changes in PHQ-9 score
over time reflect patients’ accounts of their
experiences of depression during the same period; and
to explore patients’ experiences of using the PHQ-9
within primary care consultations.
Design of study
Mixed methods.
Setting
Primary care.
Method
Patients were recruited through six GP practices. The
PHQ-9 and in-depth interviews were used at the same
three time points over a 6-month period during a new
or first episode of depression.
Results
Patterns in the total PHQ-9 score broadly reflected
patients’ accounts of the severity of their depression
over time. However, the PHQ-9 was inaccurate in its
assessment of the presence and intensity of thoughts
of self-harm, and missed symptoms that are
meaningful to patients. At the diagnostic primary care
consultation, patients viewed their score as a ‘tangible’
measure of their condition. Some patients requested
the PHQ-9 subsequently as a way to measure their
own treatment response and recovery process.
Conclusion
The potential therapeutic value of the PHQ-9 may be
dependent upon the GP’s willingness to openly discuss
the results and what they may mean for the patient.
Keywords
decision making; depression; qualitative research;
severity of illness index.
Introduction
Screening questionnaires have been widely
advocated to aid the detection of cases of
depression and thus clinical decision making, 1 as
part of an integrated treatment approach. 2,3 In the
UK, the National Institute for Health and Clinical
Excellence (NICE) recommends standardised
instruments to improve the recognition and
management of depression. 4 In the UK, the Quality
and Outcomes Framework (QOF) for primary care
rewards the routine detection and assessment of
depression. 5 The Patient Health Questionnaire (PHQ-
9) is a validated tool assessing severity and
treatment response. It comprises nine questions
based on the Diagnostic and Statistical Manual of
Mental Disorders (DSM-IV) diagnostic criteria. The
PHQ-9 has been validated in different settings with
various patient groups 1,6–10 and compared to other
self-rating scales. 11
In 2009, a new indicator (DEP 3) was introduced
into the QOF .GPs are now encouraged to assess
response to antidepressant treatment 5–12 weeks
after the initial assessment, to guide clinical decision
making. 12 However, the authors are aware of only one
study that considers the sensitivity to change over
A Malpass , BA, PhD; A Shaw , PhD; D Sharp , MA, PhD,
FRCGP, University of Bristol, Academic Unit of Primary
Health Care, Bristol. D Kessler , MRCGP, MRCPsych, MD,
Gaywood House Surgery, Bristol.
Address for correspondence
Dr Alice Malpass, University of Bristol, Academic Unit of
Primary Care, 25–27 Belgrave Road, Clifton, Bristol
BS8 2AAA. E-mail:
[email protected]
Submitted: 13 October 2009; Editor’s response: 26
November 2009; final acceptance: 16 December 2009.
©British Journal of General Practice
This is the full-length article of an abridged version
published in print. Cite this article as: Br J Gen Pract 2010;
DOI: 10.3399/bjgp10X502119.
British Journal of General Practice, June 2010
A Malpass, A Shaw, D Kessler and D Sharp
e231
Concordance between
PHQ-9 scores and patients’
experiences of depression:
a mixed methods study
Alice Malpass, Alison Shaw, David Kessler and Deborah Sharp
British Journal of General Practice, June 2010
time of the PHQ-9. This study found that changes in
the PHQ-9 score correspond with changes in
depression diagnostic status over time. 13 While this
preliminary evidence is encouraging, no qualitative
work has yet examined whether changes in PHQ-9
scores reflect patients’ reported experiences of their
low mood. Patients’ insights into their illness
experiences can ‘provide valuable information to
promote a concordant approach in decision
making’. 14 It is therefore important to ask whether the
PHQ-9 measures changes in the severity of
symptoms during an episode of depression that are
meaningful for patients.
The aim of this study was to explore the extent to
which changes in PHQ-9 score over time reflect
patients’ accounts of their experiences of depression
during the period of the study. A secondary aim was
to explore patients’ experiences of using the PHQ-9
within primary care consultations.
Method
Study design
In this longitudinal, mixed methods study, the PHQ-9
and in-depth interviews were used to gather data
from primary care patients at the same three time
points over a 6-month period, during a new or first
episode of moderate to severe depression. Patients
were aged 18–75 years and had a baseline PHQ-9
score of >10.
Recruitment and sampling
Patients were recruited from six general practices in
Bristol using two methods: GP referral at the end of
a consultation in which antidepressants were
prescribed, and data searches for adults consulting
for a new episode of depression. Patients expressing
interest in the study were telephoned by the
researcher to obtain initial verbal consent, with
formal written consent obtained face-to-face prior to
the start of the first interview. Patients identified by
the GP as severely mentally ill, unable to participate
in face-to-face interviews in their own home, or in an
interview in English, were excluded.
As recruitment was slow, plans to sample on the
basis of sociodemographic characteri stics and
symptom severity were not feasible. Consequently, a
pragmatic approach was adopted while seeking to
include some heterogeneity among the patients
recruited, for example regarding sex and age.
Starting or continuing antidepressant treatment was
not a prerequisite for participation, as this study was
interested in patients with a range of experiences
and preferences.
Data collection
In-depth interviews were conducted in the patient’s
home as soon after the initial diagnostic consultation
as possible, and again at 3 and 6 months. These time
points were chosen because patients who benefit
from taking antidepressants will have experienced
some improvement in symptoms by 3 months, and
after 6 months there is likely to be a review of their
need for continued treatment. The PHQ-9 was
completed by participants in the diagnostic
consultation with their GP and at the beginning of
each research interview. All interviews were
audiotaped and transcribed verbatim.
Flexible topic guides were used in the interviews
(Box 1). As well as exploring the patient’s experience
of their depression in their own words, the study
focused some questions around four broad concepts
that would be meaningful for a comparison with
PHQ-9 data: function; engagement; mood; and
cognition (Box 2).
Data analysis
Analysis involved four stages, assisted by the
software package ATLAS.ti. (version 5.2.6). First,
drawing on the principles of constant comparison, 15
the three sets of interview data from each patient
How this fits in
GPs are now encouraged to assess response to antidepressant treatment
5–12 weeks after the initial assessment, to guide clinical decision making, but
little is known about whether PHQ-9 scores reflect patients’ reported
experiences of their low mood. This study found that changes in global PHQ-9
score broadly correspond to patients’ accounts of changes in experiences of
symptom severity during an episode of depression. The PHQ-9 can be useful in
validating patients’ illness experiences and assessing their own treatment
response, particularly if discussed with their GP .However, it may be inaccurate
in its assessment of the presence and intensity of thoughts of self-harm and
may miss symptoms that are meaningful to patients.
Original Papers
e232
• Sociodemographic background
• General health history
• Reasons for consulting the GP
• Expectations of the consultation
• Prior use of self-help
• Feelings about a diagnosis of depression
• Experience of depression and its treatment
• Experience of the GP consultation, including use of the PHQ-9
• Expectations, views, and experiences of antidepressants
• Understanding and views of plans for ongoing care
Box 1. Topic guide for interviews.
A Malpass, A Shaw, D Kessler and D Sharp
British Journal of General Practice, June 2010 e233
were analysed together to look at patients’ accounts
of their experiences over time, including changes in
descriptions of the severity of depression. Second, a
modified framework approach was adopted, 16 and a
Microsoft ‘Excel’ chart developed for each
participant, with column headings labelled as
engagement, mood, function, and cognition (the four
concepts that map onto the PHQ-9 domains), and
row headings corresponding to the three interview
time points. Drawing on the coding process from
stage one, the emerging themes were organised into
the appropriate cells of the grid in terms of the four
concepts (engagement, mood, function, cognition) at
each time point. Third, the three sets of PHQ-9
scores for each patient (gathered at each interview),
as well as changes in scores for each of the nine
items within the PHQ-9, were studied for patterns
over time. Finally, drawing on a conceptual
framework for mixed methods studies, 17 the concept
of ‘complementarity’ was used to guide comparisons
of patterns in the PHQ-9 scores with patients’
interview accounts of changes in severity at the
same three time points (using the charts from stage
2). Complementarity refers to the use of results of
one method to elaborate the results of the other, as
distinct from the concept of triangulation, whose
purpose is to ensure direct corroboration between
data sources. 18
In stage one, two researchers both independently
read a subset of interview transcripts to develop
emerging thematic codes, which were then agreed
as a team. In stage four, a subset of PHQ-9 and
interview data charts were examined, to provide a
clinical perspective on the extent to which patients’
accounts of severity converged with patterns in
PHQ-9 scores.
Results
Nine GPs and ten patients from the six participating
practices were recruited between March and
December 2008. All referred patients agreed to
participate in research interviews. For a profile of
patients, see Table 1. While the sample was small, it
was felt that obtaining longitudinal data for each
participant would allow the study aims to be
addressed.
The results section presents patients’ accounts of
the severity of their depression (in terms of the four
areas of engagement, mood, function, and
cognition), compared with their PHQ-9 scores of
severity, highlighting areas of convergence and
mismatch. It then reports patients’ views of using the
PHQ-9 within the GP consultation.
Patients’ accounts of their depression
severity over time
If patterns in the global PHQ-9 scores are compared
with thematic patterns in the in-depth interview data
at the three time points, there is convergence
between the two. Changes in the experience of
symptom severity reflect the shifts in overall PHQ-9
score over time in all patients. This remains the case
regardless of whether the PHQ-9 score stays
constant over time, reduces, or increases in severity.
Box 3 illustrates the nature of this convergence, with
a case study of one patient who presented with a
PHQ-9 score of 23 at her initial interview, which
Concepts drawn from PHQ-9 Prompts from interview topic guide
Engagement To what extent are you enjoying things you usually
enjoy?
Mood How have you been feeling recently? [with follow-
up questions to any mention of mood]
Function What effect has this episode of depression had
on how you go about your day-to-day activities
and responsibilities, for example, work and caring
roles?
Cognition Depending on the participant’s other responses,
follow-up questions regarding thoughts about
themselves and their situation for example, ‘Tell me
a bit more about those kinds of thoughts? How
usual is it for you to think about yourself and your
situation in that way?
Box 2. Topic guide prompts for exploring the severity of
depression.
Characteristic Number of patients
Sex
Female 8
Male 2
Depression episode
New episode of depression 6
First episode 2
First presentation 2
Comorbid diagnosis: (irritable bowel syndrome 1; endometriosis 1 4
postnatal 1; disability 1)
Known to the GP?
Well known to GP 2
Known 3
New patient 5
Outcome of consultation
Accepted prescription and started antidepressants 7
Accepted prescription but delay in starting antidepressants 2
Rejected prescription at index consultation 1
At 6-month follow-up:
Still taking antidepressants, as began 5 months after index consultation 1
Repeat prescription (at same dosage) 3
Reduced dosage with a view to stopping 2
Stopped taking antidepressants 1
Did not start taking antidepressants 1
Stopped antidepressants during first prescription with no consultation, 1
restarted 6 months later
Left the country 1
Table 1. Profile of patient participants.
Original Papers
reduced to 16 after 3 months and to 12 after
6 months of treatment with antidepressants. The
quotations illustrate the patient’s account at the three
time points.
When patterns over time in individual items within
the PHQ-9 are compared to the four categories of
engagement, function, mood, and cognition, more
divergence occurs. Broadly speaking, patients’
accounts of their mood were consiste ntly
represented in the changes in PHQ-9 itemised
scores. There was one clear account of ‘function’ not
matching PHQ-9 itemised scores.
Accounts of cognition and sense of engagement
matched least well with itemised scores of the PHQ-
9. An example of a mismatch in descriptions of
engagement occurs in a patient whose responses to
item 1 on the PHQ-9 suggested that she was
consistently anhedonic. This did not reflect the shift
in enjoyment of social engagement over time: She
had felt ‘a bit antisocial’ at the first interview, and that
she ‘really can’t be bothered’ at the 3-month
interview. However, by the 6-month interview she
described feeling ‘keen’, ‘making a bit of an effort
and looking forward’ to meeting up with people
(105C).
The mismatch between patients’ descriptions of
their cognition and patterns in related individual
items within the PHQ-9 is more complex. Two
important areas of divergence are presented.
Thoughts of self-harm and suicide
First, there was a mismatch between the PHQ-9 and
qualitative data regarding ideas about suicide. There
were instances where patients discussed suicidal
ideation during interview but did not record on the
PHQ-9 that they wished they were dead or had
thoughts about self-harm. For example, one patient
(101C) describes thoughts about jumping out of a
moving car and setting her bedroom on fire during
the 3-month interview, but scored zero for thoughts
of self-harm on the PHQ-9 (completed at the start of
the interview). More subtly, another patient (104C)
describes noticing that a car was driving very close
to hers and ‘not caring’ if an accident happened, but
did not acknowledge this thought in their response
to question 9 of the PHQ-9.
Patients’ experiences of suicidal thoughts not
reflected on the PHQ-9
Second, the PHQ-9 item for thoughts of self-harm
focuses on the frequency of these thoughts rather
than their intensity. This distinction was not always
reflected in patients’ own experiences of feeling at
risk, as described during interviews. One patient
(110D) reported almost daily suicidal thoughts in the
initial and 3-month interviews. By 6 months, his
suicidal thoughts were less frequent — only one
episode lasting a few days in the previous 3-month
period. However, during his 6-month interview, he
British Journal of General Practice, June 2010 e234
Engagement/enjoyment Mood Function Cognition
Initial interview ‘I don’t really look forward to anything ‘I probably hysterically cried ‘Overwhelmed, just with life ‘I just feel like I’ve got
PHQ-9: 23 ... I’m tending to not really be ... I was having panic attacks, sometimes ... the daily something, that my
involved in the conversation or really I couldn’t feel my arms. I felt routine of the basic things brain’s not functioning
hearing what’s going on ... I’m sick and dizzy, agitation and that you have to do ... right and its all a bit of a
tending to think about what’s going difficulty in sleeping.’ I’m struggling to formulate muddle and feels like, and
on in my own head really.’ words or sentences really I can’t recollect things
... not sleeping, eating.’ and just tired.’
Three-month ‘It gets to the point that I find being ‘I’m not having panic attacks ‘I feel more fatigued ... ‘At work, I’m very forgetful
follow-up with people very exhausting. So I and feeling that fear and body It was anxiety before and ... I’m not sure whether
PHQ-9: 16 may enjoy it for a short amount of out of control.’ so I got worn out due to that’s to do with, and you
time and then I feel like I need to be the anxiety, just feel very, feel like you lose time ...
on my own. I need to rest.’ very tired.’ or just partly to do with
lack of filing system in the
brain, the brain is just sort
of like, can’t find that set
of files for that moment,
or something.’
Six-month ‘I feel that I can enjoy some days, ‘So I have moments of relief ‘I don’t feel I’m pushing ‘I have increased my days
follow-up I look forward to [things] or I have really ... I [had] felt very myself all the time ... at work, but I’m only
PHQ-9: 12 pleasure in those days.’ hopeless ... I mean I still think the quality of life I’ve got is actually doing an hour
it’s there, but it’s minimal. So a lot better than it was in and a half more. They’ve
it is living with those feelings, March, I’m not feeling quite spread it over 3 days ...
but not 24/7.’ so tired ... I still have to my outlook is a little
make sure I don’t overdo it bit better than it has been.’
on a daily basis because
that is a huge trigger.’
Box 3. Case study: woman, 40 years, new episode.
British Journal of General Practice, June 2010
A Malpass, A Shaw, D Kessler and D Sharp
e235
describes this episode as more severe (including
plans of action) and more of a shock (because he is
generally feeling better). Despite an increase in his
experienced sense of risk at the 6-month interview,
his score on the risk of self-harm item of the PHQ-9
fell.
The PHQ-9 does not reflect some symptoms and
illness experiences that are experienced as
meaningful for patients. In addition to the two areas
of divergence regarding cognition, there were
interview accounts of symptoms that were
meaningful to patients in terms of low mood and
response to treatment that were not covered by the
PHQ-9 symptom checklist (Box 4). Symptoms
associated with anxiety disorder were frequently
mentioned by all the participants. They also gave
accounts of how the alleviation of these symptoms
with the start of treatment with selective serotonin
reuptake inhibitor (SSRI) antidepressants was
significant in their sense of recovery and return to a
normal sense of self. The PHQ-9 does not reflect
these aspects of patients’ experiences.
Patients’ feelings about their response to
antidepressant treatment are also not always
reflected in the PHQ-9. For example, overall PHQ-9
scores for one patient at the three time points (20,
11, 7), as well as the individual item scores, indicated
a marked improvement in symptoms. However, this
does not reflect the patient’s own experiences of
uncertainty regarding improvement, articulated at the
3-and 6-month interviews:
‘Part of me thinks that perhaps it’s made things
worse and part of me thinks it’s the crutch which
has stopped you from [suicide] , and you’ve no
idea how it’s helped you at all, you can’t easily
quantify.’ (Male, 35 years old, first presentation,
3-month follow-up)
Ambiguity and uncertainty characterised the
accounts of several participants. For some this was
fuelled partly by the fluctuating nature of their
symptoms:
‘Some days I’m absolutely fine, I’m sort of on top
of the world and then the next day for no reason
at all I’ll wake up feeling really down and just not
want to do anything and I won’t even get
dressed, I’ll just not do anything and I don’t really
think that has changed that much since I’ve been
taking them [antidepressants] this time round.’
(Female, 24 years old, first presentation)
Patients’ experiences of using the PHQ-9 in
primary care consultations
As well as completing the PHQ-9 at the start of each
Symptoms Examples from patient interview data
Loss or return of libido ‘My sexual appetite has been affected’ (102D)
Apathy ‘I’ve got no motivation at all, can’t be bothered to do
anything at the minute. Everything seems like a chore,
I can’t do anything’ (111C)
Collapsing ‘Sometimes I literally collapse, I ended up lying down in
the kitchen yesterday for about an hour, rather than just a
sense of apathy, I can’t move a muscle I suppose’ (110D)
Sense of vacancy ‘He was talking to me and I’m a bit vacant, I felt vacant,
you’re here but you’re not here’ (104C)
Sense of time ‘You feel like you lose time’ (103C)
Numbness, ‘It’s like an absence of feeling really. I don’t feel anything
absence of feeling at all. It’s just like being in a void, you know, it’s horrible’
(110D)
Ability to make changes ‘So I decided to leave ... I’ve got now the confidence to,
you know, end it all [her job] , rather than just carrying on’
(105C)
Irritation and patience ‘I notice that may be I don’t have so much patience or
I get irritated, I notice that I can get cross about silly
things’ (103C)
Responding, instead ‘I’m not just reacting ... I take a deep breath, think,
of reacting “what’s really going on here and why am I really feeling
like this?”’ (107C)
Reactions more short lived ‘It’s not sort of 2 or 3 days of crying and being anxious
it’s half an hour, or an hour’ (107C)
Sense of stability ‘I have been more stable’ (110D)
Fluctuating mood ‘It just hits me, then I feel really rubbish for a day, a week
or 2 weeks and then I feel alright and then I feel really
excellent and then I feel really rubbish again’ (110D)
Feeling ‘levelled out’ ‘I was more down than up, this has made me more
level-headed ... that’s why decision making’s become
more easy, and things don’t get to me as much, I’m a bit
flatter, just not affected too much by things, I don’t take it
personally’ (105C)
No longer catastrophising ‘Before, I would think “oh it’s awful, it’s a nightmare”,
but now I’m like, “what else can we do to make it
better?”’ (105C)
More awareness ‘I’m a lot more aware of what’s going on so I put things
in context a little bit quicker rather than thinking the
world’s coming crashing down’ (107C)
Seeing positives ‘I’m upset now but I can see there’s a light at the end of
the tunnel ... before I was “I’m going to cry forever, it will
never stop”’ (107C)
Fear ‘I hate it, I’m scared [makes sound] , now that’s sort of
shifted’ (105C)
Anxious thoughts ‘I don’t know what’s going to happen really, I really don’t,
I often worry about it, what is going to happen, what on
earth is going to happen?’ (110D)
Anxious sensations ‘It feels like my blood is sort of prickling ... I just feel
really really anxious and go very dizzy and very light
headed’ (108C)
Panic ‘The fantastic thing about these tablets is that it really
does take the panic away’ (103C)
Ability to relax ‘Usually my teeth grit together ... I can’t sleep. You find
when you’re on them they do relax you’ (104C)
Tense ‘It feels like butterflies, in my stomach all the time, I feel
like, quite tense’ (105C)
Box 4. Symptoms raised by patients in interviews that do
not fit the PHQ-9.
British Journal of General Practice, June 2010
interview, patients completed the PHQ-9 in their
initial GP consultation. Some patients requested that
their GP repeat the PHQ-9 later during their 6-month
follow-up period, as a way of assessing and
monitoring their own response to treatment with
antidepressants:
‘I can’t really remember how bad I felt and it’s
only when I go back and do things like that [the
PHQ-9] ... it’s a good reflection, it gives you an
idea.’ (Female, 34 years old, new episode)
For other patients, completing the PHQ-9 during
the diagnostic consultation was a ‘wake-up call’,
prompting them to realise that something was
‘seriously wrong’:
‘I think that questionnaire was a little bit of a
flashing light to me that I really needed to sort
myself out a little bit.’ (Female, 32 years old, first
episode)
For a participant with postnatal depression,
completing the PHQ-9, alongside seeing her GP and
being prescribed antidepressants, helped her
acknowledge she was unwell, and alleviated her
sense of guilt at not coping:
‘It’s made me step up a gear and sort myself out.
I was sort of ignoring what was going on right up
until the point where we did that questionnaire
and I left and had a prescription in my hand and
that was a real wake-up call for me, that actually
things had got quite bad and I needed to do
something about it because I just didn’t have a
clue ... Only at that point did I start thinking the
fact that I’ve been signed off work, I might have
a valid reason, I felt like a complete fraud up until
then. But I allowed myself to understand it ... I’m
conscious that actually what’s happening is
happening to me now, rather than it has
happened to someone else and it’s kind of going
on around me. And that, the trigger for that was
really seeing my GP and doing that
questionnaire and thinking “Christ this is actually
happening to me now and I need to deal with it
now”.’ (Female, 40 years old, new episode)
GPs are keen for the PHQ-9 not to replace the
clinical conversation, 21 but patients benefited from
using the PHQ-9 in ways that were distinct from the
GP–patient dialogue:
Researcher: ‘Did the GP ask you those same
direct questions?’
Participant: ‘She had asked them in a round-
about way a little bit before, but actually seeing
them written down with a point score ... it was a
bit scary thinking “actually I’ve let this get far
enough where I’m actually really miserable
now”.’ (Female, 32 years old, first episode)
However, if the GP fails to discuss the PHQ-9
Results
and what they may mean for the patient, this
may jeopardise its usefulness and may even make
the patient feel worse:
‘When I did it [the PHQ-9] in there [the
consultation] , it [the score] was so bad that he
flicked his screen off very quickly so I couldn’t
actually see the result. I could see it come up
with a really large number, and it said ... I
remember just glancing at some awful text that
came up, and he kind of went “Oh right, okay”
and just kind of switched it off very quickly
before I could see it ... I guess it helped erm ...
it’s quite horrible doing it ... made me feel really
bad as well, when you’re filling it in and, you
know, it’s like most of the time “Yes”, it just is
pretty horrible ... I suppose just for the purposes
of me realising perhaps that I am ... it is
something tangible and you are ill, you know,
you’re obviously not right if you’re answering the
... you know, if you’re giving these sort of
answers, he didn’t really share the results with
me as such, you know other than to ... obviously
start me on antidepressants I guess erm ... and
that made me feel bad, the fact that he clearly
didn’t want me to see what it said made me feel
quite bad as well, because I thought “God it
must be really bad then”.’ (Male, 35 years old,
first presentation)
Discussion
Summary of main findings
When comparing PHQ-9 scores and interview
accounts, patterns in the total PHQ-9 score broadly
reflected patients’ accounts of the severity of their
depression over time. However, the PHQ-9 missed
some important symptoms of low mood that are
meaningful for patients’ sense of wellbeing, such as
libido, apathy, or the ability to make changes.
Patients may not always record their suicidal
ideation accurately on the PHQ-9, and when they
do, the PHQ-9 focuses on the frequency of
symptoms, which may not reflect patients’ own
experiences of feeling at risk from suicidal thoughts
and may be more associated with the intensity of
those thoughts.
Patients experienced completing the PHQ-9 at the
diagnostic primary care consultation as helpful, the
score being viewed as a ‘tangible’ measure of their
e236
Original Papers
British Journal of General Practice, June 2010
A Malpass, A Shaw, D Kessler and D Sharp
e237
condition. While the process of completing the
questionnaire was not always comfortable for
patients, and their diagnostic score was often
experienced as ‘shocking’, this often instigated a
process of acknowledgment that something was
wrong and acceptance that action needed to be
taken — although not necessarily starting
antidepressant treatment. Some patients requested
the PHQ-9 subsequently as a way to measure their
own treatment response and recovery process.
However, the potential therapeutic value of the PHQ-
9 may be dependent upon the GP’s willingness to
openly discuss the results and what they may mean
for the patient.
Strengths and limitations of the study
As far as the authors are aware, this is the first study
to use mixed methods to investigate concordance
between measures of depression severity according
to the PHQ-9 and patients’ lived experiences of their
condition, during an episode of depression. This is
important if we are to understand the extent to which
the PHQ-9 is sensitive to changes in symptoms over
time in ways that are meaningful to individual
patients.
Recruitment was slow and the sample of patients
was small, representing a select group of practices,
GPs, and patients. Participating patients may have
been those who felt more able to talk about their
experiences, and participating GPs may have had a
particular interest in shared decision making or the
use of screening questionnaires. GP selection bias
was openly acknowledged by some GPs in the
sample. However, as half of the participating patients
were ‘new’, the GPs seemed willing to risk referring
unknown patients.
Comparison with existing literature
Other studies confirm the finding that patients
experience severity questionnaires as ‘validating’
their illness experience and reducing their sense of
stigma. 19
The mismatch between patients’ PHQ-9 scores
and their lived experiences of depression — a drop in
PHQ-9 scores alongside a felt sense of increasing
risk of self-harm — could be concerning if GPs are
encouraged by the QOF to base ongoing treatment
decisions on reductions in PHQ-9 scores. 12
Evidence of patients ‘gaming’ when completing
severity questionnaires, either to avoid unwanted
treatment outcomes (because of stigma) or to
achieve their desired outcome, is relevant to the
present findings. It is possible that the patients who
did not record their thoughts of self-harm on the
PHQ-9 were motivated by fear of stigma and
unwanted treatment outcomes. 19
Implications for clinical practice and future
research
There is some evidence that GPs view the PHQ-9 as
a ‘tick box’ exercise in the stepped-care pathway, as
intrusive to the consultation, and with limited
usefulness for shared decision making and treatment
choices. 20 The study findings suggest that patients
may have different views of the value of completing
the PHQ-9 within consultations. Patients in this study
found the process to be a productive ‘wake-up call’,
useful for informing treatment decisions and
providing them with a sense of their recovery over
time. The PHQ-9 may assist in promoting treatment
concordance, if patients find it helpful to ‘measure’
their treatment response and changes in symptom
severity using such an instrument. This welcome but
unintended patient-centred consequence of
encouraging follow-up assessment of depression
severity could valuably be examined in future
research.
Funding body
The study was funded by the National Institute of Health
Research (RK6871).
Ethical approval
The study was approved by the Southmead Research
Ethics Committee (07/Q2002/14).
Competing interests
The authors have stated that there are none.
Acknowledgements
We would like to thank all the participating patients, doctors,
and practice staff.
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