Patterns of item nonresponse behavior to survey questionnaires are systematic and have a genetic basis

ABSTRACT Response to survey questionnaires is vital for social and behavioral research, and most analyses assume full and accurate response by survey participants. However, nonresponse is common and impedes proper interpretation and generalizability of results. We examined item nonresponse behavior across 109 questionnaire items from the UK Biobank (UKB) (N=360,628). Phenotypic factor scores for two participant-selected nonresponse answers, “Prefer not to answer” (PNA) and “I don’t know” (IDK), each predicted participant nonresponse in follow-up surveys, controlling for education and self-reported general health. We performed genome-wide association studies on these factors and identified 39 genome-wide significant loci, and further validated these effects with polygenic scores in an independent study (N=3,414), gaining information that we could not have had from phenotypic data alone. PNA and IDK were highly genetically correlated with one another and with education, health, and income, although unique genetic effects were also observed for both PNA and IDK. We discuss how these effects may bias studies of traits correlated with nonresponse and how genetic analyses can further enhance our understanding of nonresponse behaviors in survey research, for instance by helping to correct for nonresponse bias.