1
1 Evolution and paradigm shift in forest health research: A review on
2 global trends and knowledge gaps
3
4 Cristina Acosta-Muñoz 1,2 *, Rafael M. Navarro-Cerrillo 2, Francisco J. Bonet-García 1, Francisco
5 J. Ruiz-Gómez 2, Pablo González-Moreno 2.
6
7 1 Department of Botany, Ecology and Plant Physiology. Ecology Area. University of Cordoba,
8 Campus de Rabanales, Crta. IV, km. 396, E-14071 Córdoba. Spain.
9 2 Department of Forestry Engineering, Research Group Evaluation and Restoration of
10 Agroforest Systems - ERSAF. University of Cordoba, Campus de Rabanales, Crta. IV, km. 396, E-
11 14071 Córdoba. Spain.
12
13 * Corresponding author: Cristina Acosta-Muñoz,
[email protected]
14
15 ORCID:
16 Cristina Acosta-Muñoz 0000-0002-9796-6367
17 Rafael M. Navarro-Cerrillo 0000-0003-3470-8640
18 Francisco J. Bonet-García 0000-0002-4627-1442
19 Francisco J. Ruiz-Gómez 0000-0002-1999-3415
20 Pablo González-Moreno 0000-0001-9764-8927
21
22
23
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24 Abstract
25 Forests provide key ecosystem services to human society, and the ability to provide these
26 services depends on their overall health. Forest health is an attractive and interesting concept
27 in forestry research, which environmental, social and political interests have shaped. Assessing
28 forest health is crucial, but finding a single definition of the concept is complex. It is determined
29 by the aim of the forest study, different areas of knowledge, scales of work, technology,
30 methodologies, historical moment or source of funding, among others. With almost a century
31 of scientific evidence, the aim is to identify and contextualise temporal changes in the relevance
32 of this key concept. Trends are analysed through the construction of three main descriptors
33 (state variables, drivers and methods) and the main conceptual subdomains (themes). This
34 review reveals the significant geographical bias in the research, which the Global North
35 predominantly conducts. We observe the evolution of forest health research driven by diverse
36 needs and interests, ranging from air pollution to the multifaceted impacts of climate change.
37 Methodologies applied in this field have also evolved from traditional crown condition
38 inventories to the use of advanced tools such as remote sensing or ecophysiology, improving
39 the characterisation of forest health patterns at both global and individual scales. Forest health
40 research has evolved towards more holistic and multidisciplinary approaches, reflected in the
41 broadening and integration of methodologies and technologies, influenced by historical context,
42 which influence what is being researched today and future scenarios. We identified key
43 knowledge gaps in the scientific literature, in particular the concepts of ecosystem services,
44 Essential Biodiversity Variables (EBVs) and the concept of ‘One Health’. These findings highlight
45 the need for future research to incorporate these critical but often overlooked areas, potentially
46 reshaping future directions and scenarios for forest health research.
47 Keywords: Research trends; multidisciplinary approaches; global change drivers; global
48 environmental challenges; technological advances.
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49 1. Introduction
50 The transformation of forests by human activity underscores the imperative need to focus on
51 their preservation and health (1). Forests are essential for sustaining fundamental ecosystem
52 services for biogeochemical cycles and humanity (2). This link between forest health and the
53 capacity of forests to provide such services highlights the importance of understanding and
54 maintaining the ecological integrity of these ecosystems. Recognising and responding on forest
55 health is crucial to ensure their continued contribution to environmental and human well-being.
56 The concept of forest health is an umbrella concept encompassing a wide range of conceptual
57 subdomains (3,4), adopted by practitioners to understand health status (5). This reflects the
58 complexity inherent in the investigation of forest ecosystems, their interaction with human
59 activities and environmental changes. As a result, researchers have used different study
60 perspectives, definitions and research terms over time depending on the focus, scale of work
61 and other aspects considered such as priorities [6], [7].
62 Researchers have adopted various terms related to forest health such as forest dieback, forest
63 decline or forest decay, associating these processes with the presence of diseases or pests,
64 observing symptoms at tree level (8). At larger scales, forest managers and researchers have
65 traditionally focused on characterizing the potential causes and spatio-temporal patterns (9).
66 Thus, the terms reflect not only tree mortality, but also a general loss of vigour and yield that is
67 spread over relatively large areas and is often related to high environmental stress (10).
68 Recently, the term forest health has evolved including also structural and functional aspects
69 (11). For instance, some authors define a healthy forest as one that includes a mosaic of
70 successional patches representing all development stages (12). At the same time, other more
71 holistic terms such as forest condition, forest state and forest integrity have been proposed.
72 Among them, forest integrity has been one of the latest suggestions, defining the overall
73 capacity of a forest system to sustain composition, structure and function within the historical
74 range of variation (13,14).
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75 Beyond the different conceptual subdomains we have listed above (used to define or assess
76 forest properties), we argue that the science and research has changed over time, with different
77 themes and associated terminology. We determine significant changes in recent decades based
78 on the following three main descriptors: a) attributes to measure forest condition; b) drivers
79 impacting on forest health condition (i.e., biotic or abiotic); and c) technologies and
80 methodologies associated with measurement and analysis of the two previous aspects.
81 With the expansion of science, the ever-deepening knowledge and the rapid pace of publication
82 seen in almost all scientific disciplines (15), this review emphasises the critical importance of
83 understanding what has brought us to the present. Understanding the historical context of the
84 discipline lends depth to current perceptions of forest health and is crucial to addressing the
85 challenges ahead. We not only value the foundations of our knowledge, but also recognise the
86 importance of following a deliberate and informed path for the future and innovation in forest
87 ecosystem research.
88 The inherent dynamic of constantly evolving research approaches is also related to changes in
89 the methodologies and technologies. The most frequent measurements have been crown
90 condition and tree damage (e.g. defoliation and discoloration), or growth in terms of biomass
91 and diameter increments (16,17). More holistic approaches go beyond the tree level to
92 characterize population, community, and ecosystem properties such as biodiversity and
93 regeneration dynamics. Regarding the drivers, forest health is affected by several disturbance
94 agents of different origin, and which can impact forest systems in a complex and interactive way
95 (11,18). In addition, context-dependency of the relevance of different abiotic and biotic agents
96 affects the overall research outputs, with bias towards scientist’ geographical regions and
97 specific taxa (19).
98 Forest researchers have put enormous effort into forest observation and monitoring to
99 understand forest health in relation to forest condition and related drivers (20). These
100 encourage the development of a wide range of methodologies aiming to characterize forest
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101 ecosystem trends to inform policy and management decisions. These methodologies include
102 direct measures of vegetation such as physiological (e.g. photosynthesis, pigments, water
103 transport, respiration), structural measures derived from traditional forest inventories (e.g.
104 growth, dendrochronology), measures related to external agents, but with implications on
105 vegetation (e.g. drought, changes in land cover and land use), or measurements related to the
106 role and functioning of forest as an ecosystem (e.g. nutrient cycling and productivity) (9,21).
107 Lately, an increasing relevance of measurements derived from remote sensors deployed at
108 satellite and unmanned aerial vehicles has been observed for the detection of non-visible
109 phenomena in the forest (22–24). The convergence of these advanced methodologies together
110 with technological innovation allows for an ever deeper understanding of forests and their
111 dynamics.
112 Searches in the main scientific information databases (e.g. Web of Science or Scopus) show that
113 current knowledge on forest health is fragmented across several research disciplines (forestry,
114 environmental sciences, ecology, entomology, plant sciences, remote sensing, biodiversity
115 conservation, geosciences, agricultural and biological sciences, earth and planetary sciences,
116 social sciences, computer sciences, biochemistry, genetics and molecular biology, and others).
117 Several attempts have been made from different disciplines to review and describe these
118 changes in forest research (25) and to synthesize the conceptual frameworks around forest
119 health (11) without having a complete picture of the temporal dynamics of the concept.
120 Systematic and bibliometric reviews of scientific literature is key to synthesize a research field
121 and to understanding the conceptual trend. We used this approach to understand the temporal
122 and regional trends, research conceptual subdomains and methods used on forest health
123 assessment and monitoring at global scale.
124 Exploring the evolution of approaches to scientific research in forest health, to better
125 understand trends, developments and challenges, and the implications this has for the way
126 science is conducted globally, is of relevance [8]. In our study, we aimed to i) contextualise the
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127 status of and approaches used in forest health research (i.e. scientific output, main contributors,
128 issues and keywords), ii) assess the temporal evolution of recurrent terms in forest health
129 research (i.e. a complete temporal map of relevant keywords), and iii) understand temporal
130 trends in the main conceptual subdomains encompassing forest health (i.e. topics) and the three
131 descriptors of forest health introduced in this study: condition (variables used to measure the
132 state or condition of forests), drivers (abiotic or biotic agents causing changes in forest
133 condition) and methodologies (techniques used to assess forest health).
134 We conducted a scientific literature search in academic databases covering a wide spectrum of
135 forest health terminology (26). Data mining was applied to extract information and patterns
136 from large bibliographic datasets that qualitatively, quantitatively and graphically allow a deeper
137 understanding of scientific production (27–29). Using a systematic review, we contributed to
138 temporally characterise the forest health concept to provide a holistic definition. Finally, we
139 discuss the gaps and future potential conceptual subdomains and descriptors that seem to arise
140 in the research field.
141 2. Material and methods
142 The workflow carried out for the analysis included (Fig 1): data collection, scientometric and
143 bibliometric analysis and visualization (all of these are detailed below). Specifically, to generate
144 the results of the first objective we performed a descriptive analysis of scientific production, a
145 bibliometric analysis of maps in terms of co-occurrence of keywords, and an analysis of
146 publications and contributions. To achieve the second objective, we provided a time trend
147 analysis of recurrent terms. And for the third objective we performed a temporal trend analysis
148 on a semantic clustering of the keywords (obtained from the previous objectives) in the three
149 forest health domains established in this study: forest condition, drivers and methods.
150 Figure 1. Graphical summary of the bibliographic and bibliometric review workflow for the study of forest
151 health concepts evolution.
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152 2.1. Scientific Data Base Search
153 The Web of Science (WoS) and Scopus database was chosen as high-impact search engines for
154 formal scientific publications, excluding non-conventional literature (grey literature). In January
155 2024, we carried out a preliminary search with a single keyword linear strategy using “forest
156 health” in Title, Abstract and Keywords fields, for all recording times in the database. The
157 temporality of the search was not limited, as the aim was to know completely all the existing
158 records in the databases from their origin to the present. The search was refined to include only
159 disciplines related to biological, environmental, forestry, earth sciences or methodological
160 sciences, excluding humanities or medical sciences.
161 Titles and abstracts of the 100 most relevant articles from each year were read and reviewed
162 for the state of the art of forest health research and scientific production. Potential articles that
163 could contain definitions or different terminology of forest health were read in detail (i.e.
164 reviews and highly cited papers). From this preliminary review, a list of conceptual subdomains
165 for the umbrella term forest health was compiled and used in the final database query.
166 The following search strategy was used to obtain the corpus: Title / Abstract / Keyword = ["forest
167 health" OR "forest mortality" OR "tree mortality" OR "forest integrity" OR "forest state" OR
168 "forest decline" OR "forest decay" OR "forest dieback"]
169 2.2. Descriptive analysis of the status of forest health research
170 The records obtained from the final query were analysed using the quantitative bibliometric
171 analysis algorithms of the R package Bibliometrix and the associated application Biblioshiny (26).
172 First, we conduct a descriptive analysis that characterises the scientific production over time,
173 main contributing authors, the co-authorship network, country publication impact,
174 geographically contextualising the main journals and funding agencies. Secondly, Sankey
175 diagrams were used to focus the analysis on keywords to identify patterns and trends in the
176 main terms used to describe forest health research in the above context (30).
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177 2.3. Temporal evolution in forest health issues
178 An analysis of relevance and development in research topics based on the initial systematic
179 review separated the selected keywords into four main groups: a) “motor themes”, that is,
180 themes well developed and important for the structure of the research field, b) “emerging or
181 declining topics” when they are both weakly developed and marginal, c) “basic and transversal
182 topics” which are important for a research field but are not developed and d) “niche with a
183 specialized character”, which are peripheral and specific topics for the research field.
184 Temporal changes in the concept and application of forest health were assessed by an automatic
185 keyword network analysis using WOSviewer (29), based on the previous review and debugging
186 of retrieved words. We used co-occurrences of keywords that appeared together in the title,
187 abstract or keyword list, and that were mentioned at least 10 times, giving a total of 1,731
188 keywords. We then plotted the top 1,000 keywords in a network and recurrence map. Finally,
189 this network was overlaid with the year of publication to identify temporal trends in keyword
190 association.
191 2.4. Clustering of conceptual sub-domains and temporal trends
192 We also implemented an approach considering a manual semantic keyword clustering to
193 understand temporal trends across the three domains of forest health considered in this study
194 (e.g., condition, drivers and methods) and main topics or definitions of forest health. From the
195 bibliographic search and subsequent download of references, for each year, the 50 most
196 relevant author and recommended keywords were extracted (keyword PLUS - index of terms
197 automatically generated from the titles of cited articles). This set of keywords went through a
198 process of cleaning up duplicates, normalising or removing special characters, reviewing
199 compound words and reducing some words to their basic roots. From this list of keywords for
200 all years, duplicated words were removed and grouped semantically. These terms were
201 classified into descriptors of topic (theme or discipline in forest health concept), condition (i.e.,
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202 variables used to measure forest state or condition), drivers (abiotic or biotic agents causing
203 changes in the forest condition) and methodologies (techniques used to assess forest health).
204 Within each descriptor type, we grouped the terms according to similar semantic meaning
205 (Table S1 Supplementary Material). In addition, when reviewing the list, other words were
206 proposed for being particularly relevant for the analysis based on the preliminary review
207 indicated in section 2.1. For each term, we compiled their occurrence in the abstracts of each of
208 the scientific records retrieved and calculated their frequency per year. All analysis were carried
209 out with R version 4.3.2. (31).
210 3. Results
211 3.1. Descriptive analysis of scientific production in forest health research
212 3.1.1 General findings
213 Scientific evidence in forest health from 1934 to 12/2023 shows an exponential publication
214 trend (as in most scientific disciplines), with an annual growth of 7.8%, although there was a
215 decline during the COVID-19 pandemic (Fig S1; Table S2 Supplementary Material). We analysed
216 10,338 papers from 1,511 sources, with 26,025 authors, highlighting that the 20 most prolific
217 authors account for 9.37% of the publications, indicating that forest health research is highly
218 diversified in terms of researchers involved in this topic. The top 4 authors stand out, with more
219 than 60 publications each (Fig S2 Supplementary Material). The leader in publications, Camarero
220 J.J., uses growth ring analysis and remote sensing to study the interaction between forests and
221 their environment, underlining the importance of longitudinal studies for conservation policies.
222 The first recorded publication was by Veblen T.T. in 1983, focusing on forest instability and tree
223 mortality using dendrochronology. The most cited authors are Allen D.C. and Breshears D.D. in
224 2010, for investigating global forest decline and drought.
225 3.1.2. Publication impact countries
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226 Considering the 10 countries with the highest publication record on forest health, USA marks a
227 significant difference with the rest of the world throughout the whole period studied (Fig S3
228 Supplementary Materials). Next, Germany was the country with the longest track record in
229 related research. Canada increased its relevance in last decades, overtaking Germany in 2007,
230 and reaching the second position. Since 2010, China obtained an exponential increase in the
231 number of publications, reaching currently the third top position.
232 In terms of cross-country collaborations, 5 clusters were observed. A first cluster (Fig S5
233 Supplementary Materials) related by spatial continuity and ecological similarities, including
234 countries in North America (USA, Canada, or even Mexico); they in turn also related to other
235 countries by their latitude (Russia), or by the problems raised and methodological challenges to
236 cover large countries (such as China or Australia). A clear cluster was observed where South
237 American countries seem to be very closely aligned and related to the United Kingdom, the
238 Netherlands and Japan. The last distinct cluster related Eastern and Northern European
239 countries to New Zealand.
240 Despite the bibliometric reflection, the literature review shows that the geographic origin of
241 affiliation of the main authors of the publications does not determine the area of study in the
242 research. Collaborative research and international co-authorship favours diversification of the
243 study regions addressed beyond their own borders. Origin of funding agencies was largely
244 consistent with the most productive countries (Fig S6 Supplementary Materials).
245 3.1.3. Research approaches and issues
246 The search returned 13,677 keywords proposed by authors and 10,399 KeyWords Plus. The
247 Sankey diagram (Fig 2) shows boxes of different sizes and colour intensities allowing to identify
248 the areas of greatest activity and connection, among the 10 most common keywords (themes),
249 the 10 countries with the highest scientific output and the top 10 thematic journals (Fig S7
250 Supplementary Materials).
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251 The results highlight that the top countries publish most frequently in journals related to forest
252 management and also ecology. There are variations in keyword priority between countries, with
253 a general focus on climate change, although Spain and Australia also highlight drought.
254 Fig 2. Sankey diagram showing the relationships between frequent journals (left) from the top 10
255 publishing countries (middle) and the top 10 most mentioned keywords (right) in forest health-related
256 research.
257 Co-occurrence analysis showed the 50 most frequently mentioned keywords (Fig S9, supplementary
258 material), revealing "mortality" as the most common term, linked to climate change and drought, and
259 associated with forest vulnerability, climate responses, forest health and growth. Clusters were identified
260 focusing on forest decline due to stress, nitrogen deposition and soil problems, specifically related to pine
261 and spruce. Another cluster emphasises forest management dynamics, impacts and biodiversity. A final
262 cluster addresses the effects of fire and pests on specific species and sites.
263 3.2. Temporal keyword analysis
264 We grouped the keywords on the x-axis showing the relevance of the topics and on the y-axis the degree
265 of research development (Fig 3). We found that the core group of most relevant topics contains research
266 related to ‘climate change’, ‘tree mortality’, ‘drought’ and ‘fire’. Another group of core themes, although
267 less detailed (compared to the previous one), are ‘forest health’, ‘remote sensing’, ‘dendrochronology’,
268 ‘bark beetle’ and ‘biodiversity’. Of the relevant core themes with the highest level of development, the
269 keyword ‘disturbance’ is the most developed, followed by ‘forest management’, ‘wildfire’, ‘prescribed
270 fire’ and ‘Pinus ponderosa’. The results show that in general, the most developed topics with a high level
271 of specialisation are those related to the physiological processes of the forest, containing keywords such
272 as: ‘water stress’, ‘hydraulic failure’, ‘photosynthesis’, ‘carbon starvation’. Finally, in the group of
273 underdeveloped or unused keywords was ‘forest decline’ when talking about more concrete process
274 words, as well as ‘atmospheric pollution’ and ‘ozone’, issues that were relevant but already little studied.
275 Fig 3. Word grouping map by themes of relevance and development in research on forest health: a)
276 “motor themes”, well developed and important for the structure of the research field, b) “emerging or
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277 declining topics” weakly developed and marginal, c) “basic and transversal topics” important but not
278 developed and d) “niche with a specialized character”, peripheral and specific topics for the research field.
279 The temporal network analysis of the top 1000 keywords showed a total of four clusters over
280 the study period (1934-12/2023) (Fig 4). Although the entire period analysed was included in
281 the graphical representation, due to the low number of publications recorded before the mid-
282 1980s in the databases consulted, the first cluster (purple colour) appears from this initial stage
283 of scientific production. It was closely linked to the concept of “forest decline”, especially in
284 topics related to “air pollution” (“nitrogen”, “ozone” or “acidification”). Around late 1990s and
285 early 2000s, the diagram showed a second broad cluster (in blue-green) highly associated with
286 the term "growth" and "forest health". These terms were mostly related to monitoring and
287 development-related terms (e.g. “stands”, “competence”, “deforestation”, or issues related to
288 “biomass” and “carbon sequestration”). Approximately in 2010, a new cluster (in green) appears
289 with quite wide range of terms of similar importance but related to ecosystem processes and
290 characteristics: (e.g. "biodiversity", "dynamics", "disturbance", "management, "conservation",
291 “restoration” and topics associated with “fire ecology”). This cluster seem to converge into the
292 concept of "tree mortality", peaking around 2015. Finally, in the most recent period (in yellow),
293 the research activity focused on “climate-change”, showing a great interest in the variables
294 measured and the tools related to “ecophysiology” and “remote sensing”.
295 Fig 4. Temporally normalised co-occurrence of most frequent keywords related to forest health research
296 (VOSviewer graph).
297 3.3. Clustering and trends in forest health descriptors
298 Manual classification of keywords in forest health reveals four sets of issues clustered into the
299 four established categories: topic, condition, drivers and methodologies (Fig 5), with fluctuations
300 in the 1970s to mid-1980s due to low production and thematic dispersion (removed from the
301 graphical representation), stabilising since the 1990s. Interest in "forest decline" has declined,
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302 being replaced by "tree mortality", and "forest health" had a peak around 2005, followed by a
303 recent decline in the last decade. The attributes measured to characterise forest condition
304 reflect evolving environmental concerns, from "pests and diseases" and "air pollution" to a
305 growing interest in "climate" and "fire", which have become a constant concern.
306 Methodologically, understanding the functionality of organisms based on "ecophysiology" has
307 declined in relevance, while tools such as "inventories" remain constant. Since the 1990s, the
308 use of "Geographic Information Systems" and "remote sensing" has grown significantly, just as
309 modelling-based methodologies have increased in importance in recent years, although to a
310 lesser extent than the former.
311 Fig 5: Proportion of occurrence of keywords per year considering four different aspects of forest health:
312 5a) topic (theme or discipline in forest health concept), 5b) condition (variables used to measure forest
313 state or condition), 5c) drivers (abiotic or biotic agents causing changes in the forest condition) and 5d)
314 methodologies (techniques used to assess forest health).
315 4. Discussion
316 Over the last 90 years, we have seen a remarkable increase in the publication of research on
317 forest health, which underlines the need for an assessment of its evolution. The study
318 synthetically contextualised the accumulated body of knowledge, identifying substantial
319 changes in the ways in which forest research is approached, studied, measured and the
320 technologies associated with it. The results obtained showed aspects related to how science has
321 been done so far, detecting new emerging concepts or trends. Particularly noticeable are the
322 changes in scientific production, together with variations in the concepts and methods
323 employed by the forest health research community, reflecting how these aspects have been
324 linked to the main environmental concerns of each period, to funding or to the geographical
325 area of influence of the researchers.
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326 Following this bibliographic and bibliometric review, we aim to further explore the rationale for
327 temporal trends, highlighting their importance and implications at each point in time. The study
328 allows us to identify both significant advances and gaps in knowledge, contributing to the
329 configuration of new lines of research that respond to emerging challenges in forest health.
330 4.1 Scientific production on forest health
331 As with many other concepts in various disciplines (32,33), research on "forest health" is
332 experiencing exponential growth in terms of the number of articles published. Leaving aside the
333 general trend in academic production, the exponential growth observed denotes that the
334 concept under study remains dynamic and continues to be of interest to researchers. This
335 vigorous increase in the production of scientific literature reflects not only the growing global
336 concern for the state of our forests but also the recognition of the complexity and
337 multidimensionality that characterises them (34). As such, there remains a need for a collective
338 effort to understand and mitigate the impacts of threats such as climate change, tree diseases
339 and deforestation (35,36).
340 The affiliation origin of the researchers revealed important information on how the knowledge
341 is created regarding the topics about forest health. Our findings show that USA, Canada, and
342 Germany are the countries of affiliation origin for most of the researchers working in the target
343 topic. These results unveil two important biases:
344 First, there is a mismatch between the most publishing countries and those which harbour a
345 higher percentage of forests worldwide. According to the latest Food and Agriculture
346 Organisation (FAO) report on global forest resources (37), more than half of the world's forests
347 are concentrated in 5 countries: Russia (815M ha - 20%), Brazil (497M ha - 12%), Canada (347M
348 ha - 9%), USA (310M ha - 8%) and China (220M ha - 5%). Only Canada and the USA are among
349 the countries with large areas of forest with substantially more forest health articles compared
350 to the others.
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351 Second, there are not countries located in the tropics in the list of the higher publishing records.
352 This situation is more remarkable if we consider that the largest percentage of forest (45%) is in
353 tropical areas. This uneven distribution of publications between the Global North and the Global
354 South has been described in other disciplines such as ecology (38): most of the research is done
355 in the Global North although both the biodiversity and the forests are mainly in the Global South.
356 This geopolitical situation impacts very deeply in the completeness of the “forest health”
357 concept since it does not consider the views of researchers from the countries with more forest
358 cover.
359 4.2 Evolution of the most relevant keywords on forest health research
360 4.2.1. Integrating Keywords: Uncovering patterns
361 The total number of keywords found in “Climate change”, “tree mortality” and “drought” were
362 the topmost common keywords mentioned in forest health related research (Fig 3 and S9
363 Supplementary Materials). In fact, a large set of forest health studies have built on the delicate
364 situation of forest ecosystems worldwide with large-scale mortality processes driven by climate
365 drivers (9,39). Interestingly, the relevance and development analysis considered these terms as
366 "Basic Theme" showing a high relevance and a medium degree of development, which indicates
367 their current popularity but also further room for development compared to themes such as
368 disturbance or wildfire.
369 In this "Basic Theme" group, the analysis also highlighted terms such as "remote sensing",
370 "defoliation", "dendrochronology" and "biodiversity", revealing a multidisciplinary and multi-
371 scale approach to capture the complexity and dynamism of forest ecosystems. This approach
372 demonstrates a broad perspective on integrated, multi-scale forms of forest measurement: such
373 as defoliation as a measure of forest response at the leaf level, dendrochronology as a measure
374 of growth rate at the tree level, the use of remote sensing allowing extensive monitoring of
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375 forests at the landscape level, or biodiversity as a manifestation of forest structure and
376 functioning at the community level (40–42).
377 Among the “Niche Themes” (high density and low relevance), we identified three main groups
378 that seem rather peripherical or with regional interest to the research field. From the initial
379 reading and bibliographic review, we found that the research field of invasive species and beetle
380 outbreaks mostly concentrated in North America on conifer forests (43–45) and on the other
381 side pure ecophysiological studies (46). The former group reinforces the idea of the bias toward
382 the Global North: P. ponderosa is a heavily timbered species typically found in temperate areas
383 of North America (47). Besides, concerns about bark beetles and prescribed fire are a
384 management activity also frequently used in temperate areas of the Northern Hemisphere (48).
385 Regarding the “Emerging or Declining Themes” with low development and relevance, it is
386 remarkable how the clustering process identifies forest decline, pollution and ozone as themes
387 that are no longer mainstream regarding forest health. These topics refer mainly to the events
388 of acid rain that were relatively common in Europe and North America during the second half of
389 20th Century and even nowadays in China (49).
390 4.2.2. Origins and context of paradigm shifts
391 The temporal change in the proportion of keywords tells a history very useful to understand the
392 research topic of “forest health”. The analysis of the temporal evolution of keyword clusters
393 reveals two main patterns (Fig. 4): a) there is a consistent trend towards a higher level of
394 knowledge integration across the time series and b) there is a clear link between the evolution
395 of global research and environmental challenges at each point in time and the changes in forest
396 health research. Based on this analysis, we identify four different temporal clusters that have
397 occurred sequentially (Fig.6):
398 Fig 6: Historical and thematic analysis of nearly a century of advances in forest health research, illustrating
399 key international environmental and socio-political milestones (to the right of the figure) that align with
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400 shifts in prevailing themes and scientific terminology (evidenced by the word clouds to the left of the
401 figure).
402 I) The arise of global environmental problems linked to atmospheric pollution. At the
403 beginning of the time series, we found monocausal approaches to forest health
404 disturbances, where the most important drivers were “pests and diseases” as well
405 as “air pollution”. This earliest cluster contains concepts, which are attributable to
406 well defined scientific disciplines: “nutrients”, “forest soils”, “fertilization”, “ozone”,
407 “seedlings”, “calcium”, etc. This pattern indicates the low level of discipline
408 integration that the target concept experienced prior to 1990. Furthermore, it
409 shows clear links with the first modern environmental movements worldwide took
410 place between the 1960s and 1970s, focusing on nature conservation and
411 environmental protection. Predecessor events are the book "Silent Spring" by
412 Rachel Carson (1962), which denounced the harmful effects on the environment of
413 the massive use of chemicals such as pesticides. The first "Earth Day" (1970), the
414 United Nations Conference on the Human Environment in Stockholm (1972), and
415 the "Energy Crisis of 1973" awakened awareness of the dependence on oil and the
416 search for alternative sources. A central forest health topic in this cluster is “forest
417 decline” with strong links to acid deposition, air pollutants, and ozone. In fact,
418 “forest decline” was a terminology commonly used to depict the research concern
419 about forest deterioration due to air pollution mostly in Northern Europe and North
420 America (51). This forest problem gained international relevance in the 1980s with
421 “The Geneva Convention on Long-Range Transboundary Air Pollution” (1979), “The
422 Vienna Convention for the Protection of the Ozone Layer” (1985) or the signing of
423 “The Montreal Protocol on Substances that Deplete the Ozone Layer” (1987). This
424 environmental problem kept research strongly active until the end of the 20th
425 century. It is from the 1990s onwards that the evidence on the effects of pollution
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426 began to be related to human health and ecosystems, and although the global
427 burden of pollutants has been increasing in the first two decades of the 21st century,
428 efforts are being made to continue reducing them (49).
429 II) Global environmental conservation. The second cluster is dominated by the decline
430 and physiology of the forest, appearing in late 1990s and early 2000s. Thus, the
431 methodologies mainly used are related to ecophysiology and forest inventories. This
432 period shows concepts with a higher level of integration among disciplines and
433 knowledge bodies: “growth”, “competition”, “forest health”, “ecosystems”,
434 “carbon sequestration”, etc. It also reflects the arise of current environmental
435 problems such as carbon emissions and deforestation. This may be mainly due to
436 the events that took place during the 1990s, where concerns with a more holistic
437 and multidisciplinary view of nature conservation and the environment began to
438 broaden. At this time, among others, the most famous world summits took place:
439 “The United Nations Conference on Environment and Development” or better
440 known as “The Rio de Janeiro Summit" (1992), laid the first foundations for the
441 signing of the United Nations Framework Convention on Climate Change and the
442 signing of the treaty “The Convention on Biological Diversity”, being the first global
443 agreement to promote aspects of international cooperation in the conservation and
444 sustainable use of biodiversity. The famous “Kyoto Protocol” (1997) on the
445 reduction of greenhouse gases that cause climate change is also approved in this
446 period. Almost simultaneously, the FAO publishes a report that highlights the
447 deforestation of large tracts of tropical forests in Latin America, Africa and Asia (52).
448 At the same time, the achievements of the international policy on air pollutants
449 reduced to some extent the pressure of air pollution on forest ecosystems (53) and
450 consequently in the forest health research field. In summary, this temporal cluster
451 represents the initial foundations for a more holistic and larger-scale view of the
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452 planet’s global problems, evidenced among the key words in scientific publications
453 of the time, leading to the use of more multidisciplinary, integrative and
454 comprehensive concepts.
455 III) Multi-causality and tree mortality. The research that begins with the 21 st century
456 shows a multi-causal thinking in the problems that occur in the deterioration of
457 forests and the environment. This group shows a wide range of concepts, where the
458 words that stand out the most are “patterns”, “dynamics” and “disturbances”. Now
459 the forest problems are based on multi-causality, a more complex vision that can be
460 studied not only at the tree level but at different scales and in a multidisciplinary
461 way. The characterization of ecosystem dynamics is based on classification, offering
462 scales, intensities or patterns that measure diversity, fragmentation, deforestation,
463 succession, competition, susceptibility, regeneration, among other processes (54–
464 56). Furthermore, other concepts such as “management” and “restoration” also
465 emerge as a key concept suggesting a more applied vision in the forest health
466 research agenda (57).
467 At the end of this period, the research agenda converge on the topic of “tree
468 mortality” with numerous links to a wide range of concepts. Other highly integrative
469 concepts also appear (e.g. restoration, resilience) reinforcing the paradigm of multi-
470 causality in forest health research (58,59). “Wildfires”, its consequences, and some
471 methods used to monitor them, are present here to explicit the environmental
472 issues addressed in that time. It is no longer enough to quantify the causes of
473 disturbances in the system, but rather the effects of the disturbances themselves,
474 in search of solutions and to assess both the damage and the improvement in the
475 global balance.
476 IV) Climate change driven-research. The most recent cluster contains mainly concepts
477 related to “climate change” (e.g. “vulnerability”, “adaptation”, “change impacts”,
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478 etc.). Interestingly, this cluster seems to reduce the degree of knowledge integration
479 as scientists are focusing mostly on understanding the consequences of climate
480 change on forests; although this challenge is much more complex than those
481 described previously. This is evidence of the greater environmental awareness, both
482 social and political, in the mitigation of climate change. One example is the approval
483 of the "The Paris Agreement" (2016), which establishes a global framework on
484 climate change focused on concrete aspects such as curbing global warming and
485 achieving carbon neutrality before the end of the century, where the use of the best
486 available science and technology are directly included to improve the conditions of
487 the planet. In fact, “climate change” can be considered a so called wicked problem
488 (60): multifaceted problems with fuzzy definition, elusive and complex solutions.
489 This explains why the current distribution of words within the drivers becomes more
490 equative. It is also the boom in technological development that derives part of these
491 efforts in generating instruments, methods and measurement and evaluation
492 techniques that are increasingly more accurate, reliable, and accessible. The
493 emergence of portable electronic equipment or geospatial technologies like remote
494 sensing, were a breakthrough to obtain continuously and efficiently data across
495 different spatio-temporal scales. This idea is supported by the presence within this
496 cluster of methods of assessment (e.g. carbon-isotope, dendroecology) and a great
497 amount of forest condition variables (e.g. evapotranspiration, water-use efficiency,
498 stomatal conductivity, hydraulic failure, etc.) currently measured with sophisticated
499 ecophysiological sensors (e.g. “gas-exchange” related to Eddy covariance towers or
500 photosynthesis sensors).
501 4.3 Trends topics, concepts and methodologies on forest health research
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502 We also found similar temporal patterns from the temporal analysis of the four different
503 descriptors (topic, condition, drivers, and methodologies; Fig 5). First, we have identified a
504 temporal trend towards higher complexity. In the case of drivers, there is a clear trend from
505 monocausal to multicausal drivers of interest. From the predominance of “air pollution” and
506 “pest and diseases” during the first decades, to the emergence of other concepts:
507 “competition”, “land use”, “management”, and “fire”, which ultimately end in steep increase of
508 climate related drivers related to the “climate change” paradigm (Fig 5C). This could mean that
509 the drivers of change in the “forest health” research domain are more complex now than they
510 used to be decades ago. A similar pattern can be found in the group of “topics” words (Fig 5A).
511 The predominance of forest decline leads to a richer scenario where tree mortality, forest health
512 and still forest decline have certain importance. Regarding the condition words, the last decades
513 show also the rise of terms that imply a richer and more integrative approach: community,
514 mortality, growth, etc (Fig 5B). They coexist in a scenario more equitable than the existing at the
515 beginning of the time series.
516 On a second note, methods have followed the divergence and increased in complexity of the
517 other forest health aspects (Fig 5D). Finding appropriate methods to measure forest condition
518 has been always a major challenge in forest health research. Different types of methodologies
519 and techniques to assess forest status have been continuously evolving. Historically and up to
520 the present day, classical inventories have been an objective measure of forest species
521 composition, quantity and distribution of trees, as well as tree quality based on simple structural
522 measures (61,62). These inventories have become more complex as measurement tools have
523 evolved, although in general they are techniques that require little instrumentation, they are
524 limited in the amount of land that a team of people can cover. In this sense, important forest
525 monitoring programmes emerged in the 1980s.
526 Some of these programmes are the International Co-operative Programme on Assessment and
527 Monitoring of Air Pollution Effects on Forests (ICP Forests) of the United Nations Economic
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528 Commission for Europe (UNECE), since 1985 (63); or the Forest Health Monitoring (FHM) of the
529 United States, which began in 1990 (64). Many of these inventories were accompanied by
530 physiological measurements of the plants as reliable methods of direct observation to monitor
531 the "vital signs" of the plants (65,66). Figure 4 (D panel) shows this first stage with the
532 predominance of ecophysiology methods, in which definitions of physiological factors and
533 vegetation damage, pollution prevalence, pests and nutrients appear as drivers of forestry
534 research in the literature (67,68).
535 On the other hand, the spatio-temporal perspective of forest health is currently under
536 development, constantly incorporating new methodologies mainly focused on the “massive
537 data approaches” at spatial level. These massive data monitoring tools does not only refer to
538 the use of remote sensors for landscape scale assessment, but also other methodologies
539 developed in the last decades in field of ecophysiology and the molecular biochemistry, such as
540 the assessment of gas fluxes at ecosystem level (Eddy co-variance towers), the use of high
541 throughput molecular techniques for microbial communities evaluation or genomic approaches
542 at individual and community levels (e.g., soil proteome, biogechemical cycling, etc…) (69,70).
543 Forest modelling, GIS and remote sensing are needed to manage efficiently and in a sustainable
544 way forest resources (71). These methods allow us to explore the spatial dimension of forest
545 health. In turn, forest modelling allows us to explore the temporal dimension of forest health
546 via long-term and short-term forecasting processes. All these modeling methods have
547 particularly increased in the last two decades becoming especially useful to improve forest
548 management in areas with scarce economic resources.
549 4.4. The way forward: future vision for the forest health concept
550 In this section we envision how forest health research might evolve in the coming years based
551 on similar disciplines and the gaps found. First, we did not find any article combining the idea of
552 forest health with the concept of “essential biodiversity variable” (EBV) (72). This is one of the
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553 most prolific frameworks in the last decade for ecosystem monitoring, but it has not been found
554 among the relevant keywords of our analysis. We believe that the research field of forest health
555 would be very benefited from embracing the EBV framework, especially when considering the
556 description of forest condition. Using EBVs to describe forest health can be useful to increase
557 the comparability of studies carried out in different places.
558 Similarly, the term “ecosystem services” is also missing in the forest health literature. This
559 concept was introduced in the scientific literature several decades ago (73,74), but it seems to
560 have gone unnoticed in the “forest health” research field (75). We believe that the link between
561 “healthy forests” and their capability to provide ecosystem services might emerge as a new and
562 interesting field of research. While EBVs can help to homogenize the ways of assessing forest
563 health, ecosystem services can contribute to standardizing how we quantify the outcomes
564 provided by forests.
565 Finally, to integrate the current meaning of the target concept and to transcend it using the
566 above-mentioned proposals, we envision a conceptual and operational alignment between the
567 concepts of “forest health” and “one health” (76). The concept of one health has reached a very
568 holistic meaning in the present time. It used to be focused on single aspects of the health: pain,
569 infection, symptoms, etc. The current meaning put the focus on the concept of health far beyond
570 the absence of illness. One health aims to put together human, animal, and environmental
571 health. This holistic view is slowly moving from the academia into practice (77). This process
572 requires to increase our efforts in transdisciplinary collaboration (78).
573 Despite the large number of scientific articles related to forest health, the initial literature review
574 found that although they use the term, few authors dare to give a clear and comprehensive
575 approach in their manuscripts. After what we have learned, we recognise that this is a qualitative
576 concept that encompasses the overall state of a complex system studied from various
577 disciplines. According to this holistic approach, we might agree in defining forest health as the
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578 capacity of a forest to sustainably provide a wide range of ecosystem services while maintaining
579 biodiversity, natural rhythms and resilience to disturbances inherent in forest dynamics (79–82).
580 Therefore, whether a forest is healthy or not will depend on its natural functioning, buffering
581 capacity and resilience, for which integrated monitoring and management with a vision of
582 conservation of the vital constants and functions of the system is essential. As forest ecosystems
583 are complex systems, assessing and understanding the totality of their functioning is a constant
584 challenge. This means that research on forest health continues to change according to the
585 knowledge needs and concerns observed in forests by scientists and experts, according to
586 available techniques and technologies, policies and social concerns, and the availability of
587 resources, mainly.
588 5. Conclusions
589 Forest health research has experienced exponential growth in the number of authors and
590 publications, reflecting its relevance and dynamism within the scientific community. We have
591 found a geographical bias in knowledge creation and research focus, as it does not align with
592 the countries that host the largest percentage of the world's forests (such as tropical countries).
593 This disparity between the Global North and the Global South raises concerns about the integrity
594 and inclusiveness of this field of study.
595 Concepts and research in forest health demonstrate an evolution towards integration of
596 knowledge over time, and global environmental challenges. Keyword analysis revealed a
597 thematic paradigm shift from the effect of air pollution to current interests in climate change
598 impacts, tree mortality and drought, increasingly integrated with remote sensing technologies
599 and specialised topics such as invasive species and ecophysiology.
600 The temporal analysis of clustering by descriptors reveals a transition towards complexity and
601 multidisciplinary approaches, showing an evolution from mono- to multi-causal factors. This
602 reflects an effort to understand interactions in complex systems. The integration of advanced
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603 methodologies, including remote sensing, forest modelling and big data analysis, has
604 significantly improved the capacity for forest monitoring and management.
605 Finally, we envisage a conceptual and operational alignment between the concepts of "forest
606 health" and "one health". The holistic “one health” perspective, which integrates human,
607 animal, and environmental health, can provide a comprehensive approach to forest health.
608 Transdisciplinary efforts and collaboration are needed to bridge the gap between academia and
609 practical implementation.
610 Funding:
611 This research was funded by:
612 - Project DesFutur funded by Fundación Biodiversidad del Ministerio para la Transición Ecológica
613 y el Reto Demográfico (MITECO) and European Union (“NextGenerationEU”/PRTR).
614 - Grant RYC2021-033138-I, funded by MCIN/AEI/10.13039/501100011033 and European Union
615 (“NextGenerationEU”/PRTR).
616 - Project Evidence (ref 2822/2021) funded by Red de Parques Nacionales (OAPN y MITECO).
617 Contributions:
618 CAM: Conceptualization, Methodology, Investigation, Formal analysis, Data Curation, Writing -
619 Original Draft, Writing - Review & Editing, Figures 1,2,3,4,6 and Supplementary Material,
620 Supervision; RMNC: Conceptualization, Writing - Review & Editing; FJBG: Conceptualization,
621 Resources, Writing - Original Draft, Writing - Review & Editing; FJRG: Writing & Review; PGM:
622 Conceptualization, Methodology, Investigation, Formal analysis, Writing - Original Draft, Writing
623 - Review & Editing, Figure 5, Supervision.
624 Acknowledgments:
625 Thanking Pablo Salazar-Zarzosa for his detailed reading and constructive comments for
626 improvement.
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627 Conflict of Interest:
628 The authors declare that they have no conflict of interest.
629 Declaration of competing interest:
630 The authors declare that they have no known competing financial interests or personal
631 relationships that could have appeared to influence the work reported in this paper.
632 Supplementary Materials:
633 Table S1: Clustering of the main keywords of the publications search results for forest health,
634 Fig S1: Evolution of the annual scientific production related to Forest Health, Table S2: Main
635 information of the results of the bibliographic search in Web of Science related to Forest Health
636 (Bibliometrix R information), Fig S2: The most relevant 20 authors with the highest number of
637 publications and their evolution of the scientific production evolution, Fig S3: Spatial distribution
638 of the number of publications in different countries on forest health 1934-12/2023 (Graph R
639 from Bibliometrix), Table S3: Scientific production related to forest health 1934-12/2023 by
640 continent, Fig S4: Spatial distribution of the number of publications in different countries on
641 forest health 1934-12/2023 (Graph R from Bibliometrix), Fig S5: Evolution of scientific
642 production related to forest health in the 5 main countries (Graph R from Bibliometrix), Fig S6:
643 Thematic categories of the journals to forest health 1934-12/2023 (WoS graph), Fig S7: Most
644 relevant funding agencies in forest health studies by number of works supported (WoS), Fig S8:
645 Co-occurrence network to 50 most mentioned keywords in the scientific literature (1934-
646 12/2023) (WoSviewer).
647 Data availability:
648 The data used to generate the analysis in this article are fully reproducible. They were extracted
649 from the Web of Science database through the query and time period indicated in the
650 methodology.
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