Abstract
2
Rationale: Bronchopulmonary Dysplasia (BPD) results from abnormal lung 3
development after preterm birth, with structural deficits at every respiratory tree level. 4
BPD with lower airway disease is emerging as a clinically significant phenotype with 5
increased mortality, and there is a significant knowledge gap in the molecular 6
mechanisms whereby preterm birth disrupts normal airway development. 7
Objectives
To develop a human model of lower airway disease after preterm birth and 8
to characterize a molecular endotype of evolving BPD (eBPD) at baseline and in 9
response to injury. 10
Methods
We used a combination of an ex vivo organotypic Airway Epithelial Cell (AEC 11
models) and well-characterized pathologic and transcriptomic patient samples for 12
quantitative immunohistochemistry and RNA sequencing analyses. 13
Measurements and Main Results: Compared to AECs from healthy patients, eBPD-14
derived AECs have a molecular endotype of reduced proliferation, impaired 15
differentiation to ciliated epithelium, and an expanded vimentin-positive population with 16
a transcriptional shift toward stromal cell-associated genes. With hyperoxia exposure, 17
eBPD-derived AECs exhibited a pronounced vimentin response ex vivo, which parallels 18
the increased vimentin expression of airway cells observed in lung tissue from human 19
infants with BPD. 20
Conclusions
In this organotypic model of neonatal airway differentiation, we find that 21
infants with eBPD have impaired differentiation, increased expression of vimentin, and 22
concomitant loss of cilia, with an exaggerated increase in vimentin expression after 23
hyperoxia injury, findings that mimic the effects of prematurity in airway cells in human 24
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2
patients. These data provide a foundation for future mechanistic studies interrogating 25
the role of intermediate filaments in epithelial differentiation and repair. 26
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3
Introduction
27
Bronchopulmonary Dysplasia (BPD) is a severe chronic lung disease of infants 28
born extremely premature, characterized by aberrant postnatal development and 29
superimposed injury of the respiratory tree (1, 2). Historically, BPD research has 30
focused on the aspects of the disease with arrest of alveologenesis, with the airway 31
pathology being relatively understudied and underrepresented in animal models of BPD. 32
BPD diagnostic criteria stratify the disease by clinical severity, and patients requiring 33
invasive respiratory support at 36 weeks corrected gestational age (CGA) are 34
diagnosed with Severe BPD (sBPD) Type 2 or Grade 3 BPD (2, 3). However, this 35
classification does not fully capture the anatomical heterogeneity of the disease. While 36
arrested alveologenesis is a hallmark pathologic feature of BPD, lower airway disease is 37
also prevalent, with up to 90% of patients with sBPD having some degree of obstructive 38
lung disease on infant pulmonary function testing (4). In addition, many patients have 39
multilevel airway obstruction with gas-trapping and need for prolonged positive pressure 40
support to assist with patent airways during exhalation; indeed, severe airway 41
obstruction remains a relatively understudied aspect of BPD pathology. Here, we seek 42
to tackle the knowledge gap in understanding the molecular and cellular factors 43
associated with airway disease in patients with sBPD (4). 44
The airway epithelium serves many roles in the lung, including mucociliary 45
clearance, barrier functions, and innate immune responses to pathogens. A well-46
differentiated pseudostratified airway epithelium in the airway may have more than 15 47
distinct cell types as identified across multiple existing lung cell atlases, including 48
ciliated, goblet, and secretory cells that arise from (multiple subtypes of) progenitor 49
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4
basal cells (5-8). BPD and BPD-related airway epithelia have been underrepresented in 50
most published tissue and single-cell analyses and while apical cilia, vital to movement 51
of airway secretions and entrapment of pathogens prior to cough (9), have been shown 52
to be structurally abnormal and dysfunctional in premature infants with evolving BPD 53
(10), the mechanisms whereby abnormalities in airway epithelium relate to clinical 54
respiratory disease in BPD have not been explored. 55
To this end, we used minimally invasive tracheal aspirates to characterize lower 56
airway epithelial cells from patients with evolving BPD under normal and hyperoxia-57
exposed conditions to mimic the exposures of prematurity. We found abnormal structure 58
and function in BPD-derived AECs and a failure of the normal airway differentiation 59
program that associates with vimentin expression under organotypic culture conditions 60
and in single-cell analysis of infant lung tissue. 61
62
Methods
63
Detailed methods are provided in the data supplement. 64
65
Airway Epithelial Cell Collection and Isolation 66
AECs were isolated from tracheal aspirates (TAs) collected as part of the routine 67
respiratory care of endotracheally intubated premature infants born = <28 weeks 68
gestation and who were less than 30 days of age in the University of Washington NICU 69
(total N=27). BPD diagnosis and severity was assigned by LCE at 36 weeks CGA after 70
chart review, per 2001 NIH guidelines and Abman et al., 2017 (11). Control AECs were 71
derived from airway brushings collected from N=22 healthy children aged 2-16 years 72
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intubated for elective surgeries at Seattle Children’s Hospital. Both cohorts were 73
obtained after consents per Seattle Children’s Hospital IRB-approved protocols (LCE 74
STUDY00000263 and JSD STUDY#00001596). Parents of subjects provided written 75
consent and children over 7 years of age provided assent. Details about AEC isolation 76
and culture are provided in the supplement. 77
78
Airway Epithelial Cell Organotypic Culture 79
Isolated AECs were differentiated for three weeks at air-liquid interface (ALI) with 80
PneumaCult-ALI media in the basolateral compartment, as previously described (12-81
15). Quality control was performed in both control and BPD AEC cohorts to ensure they 82
produced an organotypic differentiated epithelial cell culture with mucociliary 83
morphology and without leak indicative of epithelial barrier. TEER measurements were 84
also used on occasion to confirm barrier function, with additional details in the 85
supplement. 86
87
Hyperoxia-induced Epithelial injury of Organotypic AEC Cultures 88
Fully differentiated organotypic AEC cultures were exposed to 0.85 FiO2 for 24, 89
48, 72, or 96 hours in a hyperoxia chamber placed in the incubator (BioSpherix, Parish, 90
NY), with 0.21 FiO2 exposed cultures as controls. Hyperoxia-induced epithelial injury 91
was evaluated by visual inspection of cell morphology, immunostaining, and RNA 92
sequencing. Increased expression of GPX2 (16) and NQO1 (17, 18) in the FiO2 0.85-93
exposed group was used to validate hyperoxia exposure through known responses to 94
oxidative stress. 95
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RNA Sequencing and Analysis 96
Bulk RNA sequencing (RNA-seq) was performed on organotypic AEC cultures, 97
with support from the Benaroya Research Institute Genomics and Bioinformatics Cores, 98
with additional details in the supplement. RNA-seq datasets presented in this article will 99
be submitted to the National Center for Biotechnology Information Gene Expression 100
Omnibus by the time of publication. 101
102
Immunostaining and Confocal Imaging 103
Proliferative or fully differentiated AEC cultures were washed with PBS, fixed 104
with 10% formalin for one hour at room temperature, and labeled by wholemount 105
immunofluorescence staining prior to quantitative confocal imaging, with additional 106
details in the supplement. 107
108
Analysis of Human Pathological Specimens 109
Pathological specimens from premature infants born at less than 26 weeks 110
gestation who died from pulmonary/evolving BPD (N=4) or non-pulmonary (N=4) 111
causes, were analyzed (IRB-approved protocol (GHD, Study00003664; Figure 7A). 112
Those patients in the group noted to have non-pulmonary deaths were supported with 113
oxygen and/or noninvasive respiratory support at birth/ DOL1 with milder lung disease, 114
whereas those pulmonary causes of death required invasive respiratory support from 115
birth/DOL1 on and had severe lung disease on pathological analysis. Formalin-fixed 116
paraffin embedded 5-µm serial sections of trachea taken at the level of the thyroid were 117
stained after antigen retrieval with anti-tubulin (Sigma, 1:10,000), anti- pancytokeratin 118
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(Dako, 1:100), anti-EPCAM (Invitrogen, 1:800), anti-vimentin (Biogenic, 1:100), and 119
anti-TP63 (Biocare, 1:200). Staining was quantified in a blinded manner in three 120
randomly selected areas of tracheal epithelium at 20X magnification and captured with 121
a digital camera mounted on a Nikon Eclipse 80i microscope using NIS-Elements 122
Advanced Research Software v4.60. Care was taken to avoid the denuded areas near 123
the endotracheal tube. 124
125
Data Analysis 126
Analysis of quantitative immunohistochemistry and total cell numbers was 127
conducted with GraphPad Prism 8 (GraphPad Software Inc, La Jolla CA). Mann-128
Whitney or Student’s t-test were performed when appropriate to compare two treatment 129
groups, depending on distribution of the data. Asterisks indicate statistical significance, 130
*p<0.05, **p < 0.005, ***p < 0.0005 and **** p<0.0001. 131
132
Single-cell RNA Sequencing Analysis 133
We interrogated a recently released single cell RNA-seq (scRNA-seq) atlas of 134
human infant lung injury (8) from infants who died with BPD/BPD+pulmonary 135
hypertension (N=4) and term infant controls (N=2) to look for differentially expressed 136
genes in AECs. Full code used in the analysis of these data is available at 137
https://github.com/SucreLab/HumanNeonatal. A table with the clinical characteristics of 138
infants whose lungs were sequenced is in the supplement for the manuscript. In 139
addition, raw data are available on NCBI GEO database (accession # pending) and raw 140
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and processed data are available at the LungMAP Consortium and as an interactive 141
data explorer at www.sucrelab.org/lungcells. 142
143
144
Results
145
Identification of Deficient AEC Growth and Differentiation in Evolving BPD 146
We established an ex vivo system from tracheal aspirate-derived AECs (Figure 147
1A) to examine AEC proliferation and differentiation in evolving BPD (eBPD). We 148
defined eBPD as infants born premature (<28 weeks), less than 30d old, who were later 149
diagnosed with BPD per the standard definitions. Despite identical seeding densities, 150
eBPD AECs grew more slowly than healthy control AECs, and most eBPD AECs (7/12, 151
58%) had features of failed differentiation including lack of apical 152
polarization/topography, evidence of impaired barrier function with apical leak, and 153
altered cell morphology. By comparison, only 1/6 control AEC organotypic cultures had 154
any features of poor differentiation. eBPD AECs stained for apical cilia and actin 155
displayed disorganized morphology with stretched actin network, decreased ALI 156
thickness, and scant apical cilia relative to controls (Figure 1B). 157
Bulk RNA-seq of control and eBPD AECs was performed in both proliferative 158
(day 7 of submerged condition) and differentiated cultures. There were 5235 159
differentially expressed genes (DEG) between control proliferative and differentiated 160
cultures, 979 DEG between eBPD proliferative and differentiated cultures, and 1842 161
DEGs between control and eBPD differentiated cultures (Figure 1C, Table 2). In Gene 162
Enrichment analyses, the 500 most significantly upregulated genes in eBPD samples 163
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were associated with extracellular matrix (ECM) gene expression and epithelial 164
mesenchymal transition (EMT), as detailed in Figure 1C. Expression of traditional 165
hallmark genes of epithelial-mesenchymal transition was increased, including CDH2 (9-166
fold) and VIM (6-fold) in eBPD cultures in comparison with controls. 167
We next attempted to “rescue” eBPD cultures by using a more supportive 168
medium that was becoming more widely used as these experiments evolved (see 169
methods). With this new medium, the failure rate of differentiation in eBPD cultures 170
decreased to 36% but still was greater than controls (<10%). Despite healthier 171
organotypic AEC cultures with increased proportion of ciliated cells in both groups 172
cultured in this medium, eBPD cultures had persistently decreased ALI thickness and 173
apical cilia compared with control cultures (Figure E1). 174
We next compared the growth potentials of eBPD and control AECs by 175
quantifying P63+ basal cells in proliferative cultures and total cell numbers in fully 176
differentiated cultures. Proliferative AECs from eBPD samples had fewer P63+ basal 177
cells at day one, three, and seven days after plating on transwells - and fewer cells 178
overall in fully differentiated cultures - despite consistent plating density (Figure E2). 179
Bulk RNA-seq comparing gene expression in control and eBPD AECs in proliferative 180
(Supplementary Tables E1 and E2) and fully differentiated ALI cultures (Supplementary 181
Table E3) was performed. TP63 and Ki67 expression were decreased in eBPD AECs 182
from all timepoints, compared with controls. 183
Taken together, these data demonstrate that AECs from premature infants with 184
eBPD do not differentiate normally and upregulate ECM gene expression modules that 185
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may be associated with extracellular remodeling and/or other changes in AEC function 186
specific to BPD pathophysiology. 187
188
Identification of Vimentin-expressing AECs in eBPD 189
Building on the finding of increased EMT-associated gene expression, we 190
interrogated the mesenchymal transcriptional signature of cells in AEC cultures from 191
patients with eBPD and healthy controls and found that AECs from patients with eBPD 192
had increased expression of vimentin by quantitative immunostaining and bulk RNA-seq 193
(Figure 2A). Vimentin-positive cells were present in similar numbers of control and 194
eBPD AECs after 3 days of proliferation. In contrast, there was an increase in the 195
number of vimentin-positive AECs in eBPD AECs after 7 days in proliferative conditions 196
with a further increase in fully differentiated AECs, compared with controls (Figure 2B). 197
Bulk RNA-seq in well-differentiated control (N=5) and eBPD (N=5) cultures 198
demonstrated 22-fold greater vimentin expression in eBPD cultures (Figure 2C). We 199
used several methods to distinguish poor AEC differentiation in eBPD associated with 200
vimentin expression from stromal contamination of the seeding population of cells 201
(Figure E3). 202
203
Additive Increases in Vimentin Expression after Hyperoxic AEC Injury 204
We employed hyperoxia exposure to model the airway disease associated with 205
BPD by treating fully differentiated AECs with 0.85 FiO2 or normoxia for 24, 48, 72, or 206
96 hours and investigating structural and molecular changes after hyperoxic injury. We 207
found a dose-dependent response in loss of apical cilia, with increased ciliary loss after 208
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subsequent days of hyperoxia in control cultures (Figure 3B). At baseline (normoxia), 209
there was an increased number of VIM+ AECs in eBPD cultures compared with controls 210
(Figure 4A) that was consistent with mRNA expression differences (Figure 2C). Each 211
day of hyperoxia exposure further increased the number of VIM+ AECs in both control 212
and eBPD groups (Figure 4B). 213
214
Increased Vimentin Expression in BPD AECs at the Single Cell Level 215
We next explored cell-specific vimentin expression in BPD using a publicly 216
available scRNA-seq atlas (8). The authors sequenced 43,607 single cells, and 217
clustering analyses with cell-type annotation identified seven epithelial clusters from 218
N=2 term controls and N=4 BPD samples isolated from human lung tissue after autopsy 219
(Figure 5A). Five distal lung AEC populations were identified, including basal, 220
multiciliated, RASC, Secretory SCGB3A1/SCGB3A2, and Secretory MUC5B cells 221
(Figure 5B). Vimentin was localized to RASC and Secretory SCGB3A1/SCGB3A2 222
AECs, and vimentin expression was increased in these subpopulations in BPD samples 223
compared with term controls (Figure 5C). In the 763 non-ciliated respiratory epithelial 224
cells, but not other airway epithelial subtypes, vimentin expression was increased in the 225
BPD samples, compared with unchanged expression of EPCAM between control and 226
BPD cells (Figure 5D), supporting the possibility that increased vimentin expression is 227
linked to airway injury and maladaptive repair after preterm birth. Interestingly, vimentin 228
expression in BPD mesenchymal cells is also slightly increased compared with control 229
mesenchyme (data not shown). 230
231
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Aberrant AEC Differentiation and Increased Vimentin Expression in Pathologic 232
Samples from Patients with eBPD 233
We sought to confirm our findings by investigating tracheal epithelial cells in 234
pathologic samples from premature infants with and without eBPD. Controls were born 235
extremely premature, did not require intubation on DOL1, had lower oxygen 236
requirements in the 48-72h prior to demise, and had minimal lung disease on pathology 237
(blinded analysis by GHD, Figure 6). Patients with eBPD were born extremely 238
premature, required invasive mechanical ventilation on DOL1, had high oxygen 239
requirements prior to demise, and had confirmed lung pathology including patchy 240
lobular hyperinflation, airway mucostasis and hypertensive changes of the pulmonary 241
arteries. Concordant with airway mucostasis in the evolving BPD cases, tracheal 242
epithelia had severely reduced area of apical cilia compared with age-matched 243
premature infants (***p<0.0005, Figure 6B). Additionally, we confirmed increased 244
vimentin expression in tracheal AECs from patients with evolving BPD (*p<0.05). 245
Tracheal AECs from patients with evolving BPD also had a trend toward decreased 246
EPCAM (p=0.15) and increased basal cell TP63 (*p<0.05) expression. 247
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Discussion
248
In a combination of orthogonal techniques with primary neonatal human data, we 249
demonstrate that AECs from premature infants who develop severe BPD exhibit 250
deficient growth and differentiation when compared with AECs from pediatric healthy 251
controls. As sampling the lower airway in premature infants is inherently challenging, we 252
developed an ex vivo organotypic AEC model and demonstrated that AECs from 253
patients with evolving sBPD fail to undergo the normal differentiation program to the 254
polarized, pseudostratified respiratory epithelium observed in AECs from healthy 255
pediatric donors. Further, these sBPD AEC cultures expressed more vimentin RNA and 256
protein. When modeling the hyperoxia-induced injury associated with preterm birth by 257
exposure of a subset of ex vivo cultures to 0.85 FiO2, we observed an increase in non-258
ciliated AEC-specific expression of vimentin in both control and sBPD AECs, a finding 259
we confirmed in postmortem infant airways and a recently generated single cell atlas of 260
neonatal lung injury. Together, these data highlight a new role for vimentin in evolving 261
airway injury in preterm infants that correlates with response to hyperoxia and risk of 262
BPD severity. 263
There is a growing appreciation for the different anatomic manifestations of BPD, 264
and many survivors of prematurity have life-long lower airway disease (19-23). Small 265
airway obstruction in these patients is multifactorial, a convergence of congenitally 266
narrowed airways, dysanaptic growth, and repeated airway injury and repair. How the 267
airways of patients born prematurely grow and remodel in the neonatal period is not well 268
understood due to an absence of airway function data in during the neonatal period. 269
Moreover, there are not good predictors for which infants with evolving BPD will develop 270
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lower airway obstruction and hyperinflation. Modeling airway epithelial differentiation 271
using human samples from well characterized donors with and without BPD has the 272
potential to greatly advance understanding of mechanisms driving AEC growth, 273
differentiation, repair, and function in BPD and identify potential novel therapeutic 274
targets. In contrast to recent reports deriving airway basal stem cells from human 275
pluripotent stem cells (iPSCs)(24) and basal stem cells from tracheal aspirates using 276
EpCAM+ selection and/or mTOR inhibition (25, 26), our organotypic AEC model derives 277
cells from unmodified tracheal aspirates. A strength of this approach is the preservation 278
of the cellular diversity in the airway niche, replicating more of the cellular and molecular 279
deficits that accompany eBPD. In our ex vivo model of AEC growth and differentiation, 280
we identified a primary differentiation defect in AECs from patients with eBPD. Also, 281
organotypic AEC cultures from patients with evolving BPD demonstrated distinct 282
transcriptomic signatures with increased expression of matrix associated genes, a 283
finding replicated in tissue and single-cell transcriptomics from human patients. In 284
addition to baseline differences, we observed marked changes in the hyperoxia 285
response, with decreased apical cilia in AECs from BPD patients. This replicates a 286
known marked loss of AEC apical cilia and mucociliary clearance in BPD (10), an 287
underappreciated driver of airway disease in this population that is not faithfully 288
mimicked in most animal models (27, 28). Data from our organotypic cultures suggest 289
that the loss of ciliated epithelia dovetails with an apparent expansion of vimentin-290
expressing AECs; future work to discover how this reorganization of AEC subtypes 291
affects airway structure and function and the lineage and spatial relationships of 292
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epithelial cells in the premature airway will be crucial to a mechanistic understanding of 293
airway development and BPD. 294
Vimentin is an intermediate filament protein with a known role promoting alveolar 295
wound repair in adult lungs and driving cellular migration in the wound scratch assay 296
(29). From our data, we conclude that the AEC shift to vimentin-positive cells is an 297
indicator of AEC plasticity, but whether it is both a driver or merely an indicator of injury 298
remains undetermined. Vimentin is likely helpful and necessary for the remodeling and 299
repair of injured lower airway epithelia, though potentially at the expense of mucociliary 300
clearance. In alveolar epithelial repair, there is growing appreciation of alveolar type 2 301
cell expression of intermediate filament keratin-8 as both a marker and mediator of 302
fibrosis after injury, with genetic knockout of keratin-8 preventing fibrosis in mouse 303
models (30). Whether these changes are transient or sustained is an important 304
question, especially in light of long-term airway obstruction in survivors of BPD (19-23). 305
With larger patient cohorts, and a longitudinal analysis of cultures from patients with 306
evolving and progressive BPD, we plan to determine the trajectory of airway epithelial 307
changes – including vimentin and other mediators- in the continuum of injury to repair. 308
There are several limitations to this study. AECs from healthy children and 309
patients with evolving BPD have different sources (bronchial brushings versus tracheal 310
aspirates), but airway brushings were not feasible in the first 30d of life. Also, the 311
number of AECs in tracheal aspirates was smaller and variable (200-1000), and 312
therefore these cells likely underwent more doublings in establishing ALI cultures. To 313
mitigate this, we prioritized complementary and concurrent analyses with pathological 314
samples from patients with evolving BPD. In addition, as being intubated is required for 315
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obtaining a tracheal aspirate, our analyses include a subset of patients with more 316
severe early disease. Despite these limitations, the strengths of this study include 317
careful phenotyping and rich clinical metadata associated with evolving BPD patients 318
and the development of an organotypic ex vivo culture system that replicates features of 319
airway disease in preterm infants. 320
321
In summary, these results support an early, aberrant airway epithelial cell 322
differentiation deficit that associates with progression to BPD. We propose that this 323
“vimentin-high” airway molecular endotype of BPD may be a driver of the physiological 324
consequences of lower airway obstruction. Leveraging this platform to test for AEC 325
plasticity, maladaptive repair, and extracellular matrix expression may allow for early 326
identification of patients at highest risk for lower airway disease, as well as provide a 327
quantifiable system for screening and testing needed targeted therapies. 328
329
330
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Table 1 331
Demographics eBPD Healthy Controls
N 27.0 22
sex (% male) 66.7 45.5
age (days for BPD, years for control) 13.9 +/- 8.9 10.3 +/- 4.7
gestational age (weeks) 24.9 +/-1.9 term
race- white (%) 70.4 63.6
race- Black (%) 11.1 9.1
race- asian 11.1 13.6
race- unknown/not reported or other (%) 7.4 13.6
ethnicity- Hispanic or Latino/a or Latinx (%) 29.6 18.2
ethnicity- Non-Hispanic or Latino/a or Latinx (%) 63.0 81.8
ethnicity- unknown/not reported (%) 7.4 0.0
BW (g) 716.7 +/- 215.4 n/a
maternal chorioamnionitis (%) 40.7 n/a
maternal chorioamnionitis unknown (%) 7.4 n/a
antenatal steroids (%) 74.1 n/a
postnatal steroids (%) 96.3 n/a
Clinical Data eBPD Healthy Controls
FiO2 0.36 +/- 0.11 n/a
PEEP 7.9 +/- 1.8 n/a
jet ventilator (%) 63.0 n/a
HFOV (%) 7.4 n/a
ACVG (%) 25.9 n/a
SIMV (%) 3.7 n/a
Mild/Moderate BPD (%) 35.3 n/a
Severe I (%) 40.7 n/a
Severe Type 2 BPD or death (%) 37.0 n/a
332
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Figure Legends 333
Figure 1. Establishment and RNA Sequencing of Organotypic Airway Epithelial 334
Cell Cultures from eBPD Tracheal Aspirates. (A) Organotypic AEC cultures were 335
generated from unmodified tracheal aspirates isolated from intubated premature infants, 336
grown in submerged culture until confluent, and then differentiated at air-liquid interface 337
(ALI). (B) 3D morphological assessment of AEC differentiation, which includes 338
quantitative immunostaining of apical cilia, polarization, and ALI thickness. Decreased 339
ALI thickness, % polarized ciliated epithelium, and correlation between these two 340
measures, in demonstrated in organotypic cultures from eBPD patients (N=6), 341
compared with controls (N=6). (C, left) Heat map with transcriptomes of healthy 342
pediatric controls and eBPD patients in submerged and ALI conditions. (C, right) Gene 343
Enrichment analysis of top 500 genes upregulated in eBPD and downregulated in 344
control AECs after differentiation at ALI, demonstrating differential expression of genes 345
controlling extracellular matrix across multiple databases with an emphasis on 346
epithelial-mesenchymal transition in Hallmark Gene Analysis. 347
(https://maayanlab.cloud/Enrichr). (Green = anti-TubA4A, Red = phalloidin, Blue = 348
DAPI. ****p< 0.0001, Mann-Whitney test, magnification bar = 100 µm) 349
350
Figure 2. Increased Vimentin-expressing AECs from Patients with eBPD. (A) 3D 351
projections of vimentin immunohistochemistry on organotypic AEC cultures from eBPD 352
and control patients. (B) Quantification of VIM+ cells during proliferation phases (Day 3 353
and Day 7 submerged cultures) and at ALI after 3 weeks of differentiation, with 354
increased VIM+ cells in eBPD samples at day 7 and at ALI. One dot = one image, with 355
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19
N=2-3 images per condition, from total of N=5 control donors at day 3, N=4 eBPD at day 356
3, N=3 controls at day 7, N=6 eBPD at day 7. (C) Bulk RNA Sequencing on N=5 Control 357
and N=5 eBPD differentiated cultures, showing 22-fold upregulation of vimentin 358
expression in eBPD AECs. (Green = anti-vimentin, Red = anti-EPCAM, Blue = DAPI. 359
*p<0.05, ****p< 0.0001, Mann-Whitney test, magnification bar= 100 µm) 360
361
Figure 3. Hyperoxia-induced AEC Injury Ex Vivo With Loss of Cilia. (A) 362
Immunostaining of organotypic AECs from healthy controls in room air (RA) or after 363
exposure to hyperoxia for 24, 48, 72, or 96 hours. Increased loss of apical cilia (green) 364
with additional days of exposure to 0.85 FiO2. (B) Hyperoxia-induced dose-dependent 365
ciliary loss, with % of ciliated culture quantified in N=2-3 images per condition in N=4-8 366
donors per condition as specified. (Green = anti-TubA4A, Red = phalloidin, Blue = 367
DAPI. ****p<0.0001, Mann-Whitney test, magnification bar = 100µm) 368
369
Figure 4. Increased VIM-expressing AECs in BPD at Baseline and After Hyperoxia-370
induced Epithelial Injury Ex Vivo. (A) Immunostaining of organotypic AEC showing 371
increased vimentin expression (green) in BPD cultures at baseline (room air, 0.21 FiO2) 372
and after 96h of exposure to 0.85 FiO2. (B) Quantification of VIM+ cells in room air or 373
hyperoxia-exposed conditions, with comparisons of control and eBPD organotypic 374
cultures as indicated. Green line indicates baseline (room air) differences of VIM+ cells 375
between control and eBPD AECs. One dot = one image with N=2-3 images per N=3-8 376
donors per condition. (Green = anti-vimentin, Red = anti-EPCAM, Blue = DAPI. 377
**p<0.005, ****p<0.0001, Mann-Whitney test, magnification bar = 100µm) 378
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20
379
Figure 5. Increased Vimentin Expression in Non-ciliated, Secretory AECs Isolated 380
from Human Lung tissue from Patients with Established BPD. (A) Single cell RNA 381
Sequencing library created from lungs of patients with BPD (N=4) compared with term 382
controls (N=2). (B) Five distal lung AEC populations were identified by cell-specific 383
markers, including basal, multiciliated, RASC, and Secretory SCGB3A1/SCGB3A2, and 384
Secretory MUC5B cells. (C) Localization of vimentin expression to RASC and Secretory 385
SCGB3A1/SCGB3A2 AECs in BPD samples. (D) Vimentin, but not EPCAM, expression 386
was increased in 763 non-ciliated airway epithelial cells isolated from pathological 387
specimens from patients with BPD compared with term controls. (***p<0.0005 Mann-388
Whitney test). 389
390
Figure 6. Correlating AEC Differentiation Defects Ex vivo with Complementary 391
Analyses in Pathologic Samples from Patients with eBPD. (A) Clinical data from 392
premature control (N=4) and eBPD (N=4) patients whose autopsies were reviewed. 393
Control patients were born premature but supported with non-invasive respiratory 394
support at birth and had milder lung injury on pathological analyses. eBPD patients 395
required invasive respiratory support at birth with higher FiO2 and had severe lung 396
injury on pathology. Tracheal AECs from premature infants (GA 23-26 weeks) who died 397
from eBPD have decreased apical cilia (stained with anti-TUBA4+), increased VIM+ 398
cells, and decreased expression of the cell adhesion marker EPCAM, compared with 399
premature controls who died from non-pulmonary causes. (Values are mean +/- SD, 400
*p<0.05, Mann-Whitney test, magnification bar = 20µm). 401
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21
402
403
404
405
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22
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A B
Healthy s BPD sBPD
Submerged ALI
Healthy
C
Control BPD
Control BPD
0
10
20
30
40
50
60
70μm
ALI Thickness
Control BPD
0
20
40
60
80
100%
% Ciliated Cells
0 20 40 60
0
50
100
ALI thickness (μm)
% polarized ciliated cells
Correlation
R2 = 0.3
p<0.0001
TubA4A
Phalloidin
DAPI
Database Term p value FDR
GOBP 2025 Extracellular Matrix Organization (GO:0030198) 2. 55E-24 5. 31E-21
GO Cellular Component 2025 Co llagen-Containing Extracellular Matrix (GO:0062023) 2. 16E-33 3. 77E-31
Jensen Tissues Mesenchyme 2.89E-19 2. 09E-16
Jensen Compartments Protei naceous extrace llular matrix 3.90E-42 4. 82E-39
Reactome Pathways 2024 Extrace llular Matrix Organization 8.28E-37 6. 38E-34
MSigDB Hallmark 2020 Epithelial Mesenchymal Tr ansition 1.09E-62 4.03E-61
Gene Enrichment Analysis - Top 500 Genes Up in eBPD ALI Compared with Control
Day 0-7
Proliferation
Day 7
Air-liquid Interface
Day 28
Fully Differentiated
Tracheal
Aspirate
Figure 1
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A B
DAPI
VIM
ControlBPDControlBPDControlBPD
0
20
40
60
80
100Vimentin positive cells (%)
VIM
C
D3Sub D7Sub ALI
UP in BPDDOWN in BPD
EPCAM
Control BPD
Figure 2
log2 FC
-log10 FDR
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RA24h48h72h96h
TubA4A
Phalloidin
DAPI
A B
RA 24h 48h 72h 96h
0
20
40
60
80
Cilia percentage %
8 5 5 5 5N =
Figure 3
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Control BPD
A
Vimentin
EPCAM
DAPI
B
Ctr RA Ctr 24h Ctr 48h Ctr 72h Ctr 96h BPD RABPD 24hBPD 48hBPD 72hBPD 96h
0
10
20
30
40
50
60
70
80
% Vimentin Positive Cells
RAO2 - 96h
Quantitative Immunostaining Vimentin
Figure 4
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VIM and EPCAM Expression in Non-ciliated AECsVIM Expression in Secretory Cells and RASCs
Five AEC Populations Identified by sc-Seq
Fraction of cells in group (%)
0
1
2
3
4
Term infant
BPD
Expression Level in Airway Epithelium
VIM
0.0
0.5
1.0
1.5
2.0
Term infant
BPD
Expression Level in Airway Epithelium
EPCAM
A
UMAP1
UMAP2
Systemic venous EC
Alveolar FB
Activated FB
Alveolar MyoFB
Ductal MyoFB
Pericyte
VSMC T Cell
Alveolar macrophage
pDC
cDC
Mast cell
Plasma cell
Neutrophil
Mesenchyme
Immune
MUC5B
SCGB1A1
SCGB3A1
SCGB3A2
FOXJ1
KRT5
Secretory MUC5B
Secretory -3A1,-3A2
RASC
Multiciliated
Basal
Endothelium
Epithelium
Epithelium Endothelium Mesenchyme
***
Immune
AT1
AT2
RASC
Secretory -3A1, -3A2
Secretory MUC5B
Basal
Multiciliated
gCap
aCap
abCap
Arterial EC
Lymphatic
Pulmonary venous EC
Adventitial FB
NK Cell
NKT Cell
Monocyte
B Cell
Basophil
B
n.s.
UMAP1
Figure 5
DC
umap1
00
3
44
3
22
11
1
umap1
BPD- VIMTerm Control - VIM
umap1
umap2
umap2
umap2
cell type
Mean Expression in Group
0.0 2.5 5.0
20 40 60 80 100
Secretory MUC5B
Secretory -3A1,-3A2
RASC
Multiciliated
Basal
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Control BPD
VIMEPCAM TUBA
0
2000
4000
6000
8000
10000μm 2 (+/20x field)
0
20000
40000
60000
80000μ m 2 (+/20x field)
ns p=0.15
0
1000
2000
3000
4000
5000
6000μ m 2 (+/20x field)
*
*
A
B
Clinical Features
Control (N=4) BPD (N=4)
GA (weeks) 25.4+/-1 24.5+/-1
Male Sex (%) 75 75
Age at demise (days) 14.5 +/- 7.5 11.8 +/- 3.9
Intubated at DOL1 (%) 0 100
FiO2 DOL1 0.23 +/- 0.02 0.49 +/- 0.35
FiO2 48-72h before demise 0.32 +/- 0.16 0.78 +/- 0.26
Mucostasis on pathology (% cases) 25 100
Control BPD
Control BPD
Control BPD
Figure 6
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1
Supplement 1
2
Detailed Methods 3
4
Airway Epithelial Cell Organotypic Culture 5
Unprocessed tracheal aspirates were placed in warm PneumaCult Ex or Ex plus 6
medium, transported to the lab, and then cultured in collagen-coated T25 flasks. These 7
cultures were allowed to proliferate into islands, passaged once more into T25s, then 8
plated at P2 or P3 at 200,000 cells/ 24 well transwell for one week or until confluent. 9
AECs were then differentiated for three weeks at air liquid interface with PneumaCult-10
ALI media in the basolateral compartment. In parallel with neonatal AECs, control 11
bronchial AECs from healthy school-age children were collected while underdoing 12
sedated procedures. 4mm Harrell unsheathed bronchoscope cytology brushes 13
(CONMED®) were inserted through an endotracheal tube as we have previously 14
described prior to proliferation of P2 AECs in submerged culture followed by 15
differentiation of P3 AECs at ALI, as previously described (1-4). Quality control was 16
performed in both control and BPD AEC cohorts to ensure they produced an 17
organotypic differentiated epithelial cell culture with mucociliary morphology and without 18
leak indicative of epithelial barrier. TEER measurements were also used on occasion to 19
confirm barrier function. 20
21
Immunostaining of Organotypic Cultures 22
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2
AEC cultures were washed with PBS and fixed with 10% formalin for 1h at the 23
room temperature (RT) and labeled by wholemount immunofluorescence staining. After 24
permeation with 0.5% Triton X-100, cells were then blocked with 10% goat serum in 25
PBS for 1h at RT. Incubation with primary antibodies were performed overnight at 4oC, 26
followed by recovery to room temperature and extensive washing with PBS. AECs were 27
incubated with fluorescently labeled stains or secondary antibodies for one hour at room 28
temperature. Thereby, cells were washed with PBS three times before mounting of 29
transwell with DAPI mounting medium on slides. For each AEC sample, two or three 30
locations were imaged. If the cilia stained with R-TUBA distributed evenly on the 31
samples, the images were randomly taken. If the cilia distributed unevenly, the images 32
included both low-density and high-density regions of TUBA+ staining, which were 33
averaged. 34
The following primary antibodies or stains were used: R-TUBA (Invitrogen, 35
1:200), R-Vimentin (Invitrogen, 1:100), R-TP63 (Invitrogen,1:100) and Phalloidin 36
(Invitrogen, 1:100). The following secondary antibodies were used: goat anti rabbit 37
Alexa Fluor-488 (Invitrogen, 1:1000) and goat anti rabbit Alexa Fluor-647 (Invitrogen, 38
1:1000). Phalloidin stain was applied with the incubation of secondary antibodies. 39
40
Quantitative AEC Differentiation Analysis (High Content Image Analysis) 41
Leica SP5 and Zeiss LSM 980 confocal microscopes with 10x and 40x oil 42
Objective
lens was used. For super resolution microscopy, sequential stacks of images 43
were taken along the z-axis at optimal intervals, 30-90 slices were imaged at 0.5 um 44
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3
step size at resolution 1024x1024 pixels. Acquired images were processed using Fiji 45
[19] and Volocity (Quorum technologies) softwares. 46
Images from Leica SP5 confocal microscope were imported in Fiji/ImageJ2 47
v2.3.2/1.53q using Bio-format importer. ALI thickness was calculated in ImageJ by 48
counting the number of Z-stacks containing staining and multiplying by the thickness of 49
each layer (0.5 microns). Maximum intensity of every Nuclei Z-stack was projected in 50
order to count total number of cells per image, using manual counting with ImageJ cell 51
counter. Projections of maximum intensity of cilia and actin staining of the apical layer 52
were used as composite images to count the number of apical cells containing cilia 53
using manual counting with ImageJ cell counter. Exported data were analyzed in 54
GraphPad prism v9.4.1. 55
Cilia per cell analyses included the following procedure for data in Figure 1. 56
Maximum intensity of Z-stack containing cilia signal was projected and exported in tiff. 57
Those images were then imported in CellProfiler 4.2.1 (5). First illumination was 58
corrected using background correction and gaussian smoothing. Cilia objects were 59
identified from corrected images using Global two classes Otsu thresholding method, 60
with intensity de-clumping. For every image, we reported the total number of objects. 61
Subsequent cilia quantification included measurement of total TUBA+ positive area in 2-62
3 areas per transwell; total cell number and ALI thickness were also measured for each 63
sample. 64
65
RNA Sequencing and Analysis 66
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Bulk RNA sequencing (RNA-seq) was performed on organotypic AEC cultures, 67
with support from the Benaroya Research Institute Genomics and Bioinformatics Cores, 68
with additional details in the supplement. RNA was isolated using RNAqueous™ Total 69
RNA Isolation Kit (Invitrogen) prior to reverse transcription and cDNA generation 70
(SMART-Seq, Takara Bio). We constructed sequencing libraries with the NexteraXT 71
DNA sample preparation kit (Illumina) to generate Illumina-compatible barcoded 72
libraries. Libraries were pooled and quantified using a Qubit® Fluorometer (Life 73
Technologies). Dual-index, single-read sequencing of the pooled libraries was carried 74
out on a HiSeq2500 sequencer (Illumina) with 58-base reads, using HiSeq v4 Cluster 75
and SBS kits (Illumina) with a target depth of 5 million reads per sample. FASTQs were 76
aligned to the human reference genome GRCh38.77 using TopHat (v1.4.1) and gene 77
counts were generated using htseq-count. QC and metrics analysis was performed 78
using the Picard family of tools (v1.134). Low-quality libraries (median CV of coverage > 79
1, total reads < 5 million) were excluded. Filtered and normalized gene counts were 80
generated from raw counts by trimmed-mean of M values (TMM) normalization and 81
filtered for genes that are expressed with at least 1 count per million total reads in at 82
least 10% of the total number of libraries. Data analysis was performed using the R 83
language using limma (6). Significance in volcano plots was determined by an adjusted 84
p-value cutoff ≤ 0.05 and a log2 fold change ≥ 1 between conditions. Analysis of gene 85
expression programs was performed with Enrichr databases (7-9). Gene set enrichment 86
analysis was also performed using the HALLMARK gene sets (10, 11). 87
88
89
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5
Supplemental Figure Legends 90
91
92
Figure E1. Decreased Apical Cilia and ALI thickness in eBPD Cultures Grown in 93
PneumaCult Ex-Plus Supportive Media. (A) Decreased apical cilia in eBPD cultures 94
identified by immunostaining for TubA4A and actin. (B) Quantification showing 95
decreased ALI thickness and decreased % ciliated cells in organotypic cultures from 96
patients with eBPD (N=6), compared with controls (N=5). One dot is one image, 2-3 97
confocal images per donor (Green= anti-TubA4A, Red = phalloidin, Blue = DAPI. 98
*p<0.05, ****p<0.0001, Mann Whitney test, magnification bar = 100µm.) 99
100
Figure E2. Decreased Proliferative Capacity of eBPD AECs. (A) TP63 101
immunostaining of proliferative AECs from control and eBPD patients, on day 1 after 102
plating on transwell membranes. Quantification of (B) TP63+ cells in proliferative 103
conditions and (C) total cell numbers in fully differentiated Control and BPD AEC 104
cultures. One dot is one image, with N=2-3 images per condition. Control donor 105
numbers: Day 1=4 donors, Day 3=5, Day 7=6, ALI=9. eBPD donor numbers: Day 1=3 106
donors, Day 3=3, Day 7=5, ALI=11. (Green= anti-TP63, Blue= DAPI. *p< 0.05, ****p< 107
0.0001, Mann-Whitney test, magnification bar = 100mm) 108
109
Figure E3. Increased Vimentin-positive Stromal Cells in Organotypic AEC 110
Cultures from Patients with eBPD. (Top) Well-differentiated AEC culture from control 111
patient, stained with DAPI, phalloidin, vimentin, and EPCAM antibodies. (Middle) AEC 112
cultures from a patient with eBPD, showing a well-differentiated and polarized culture 113
with increased vimentin and abundant EPCAM staining. (Bottom) AEC from a patient 114
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6
with eBPD, showing a poorly differentiated culture with increased vimentin staining of 115
cells resembling contaminating fibroblasts. (Blue = DAPI, Red = phalloidin, Green = 116
anti-vimentin, purple = anti-EPCAM, magnification bar = 100µm) 117
118
119
120
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A B C
Control BPD
TubA4A
Phalloidin
DAPI
Control BPD
0
10
20
30
40
50
60
70
80% Ciliated
Control BPD
0
10
20
30
40
50
60
70μM
ALI Thickness Ciliated Cells
Supplementary Figure E1
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
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A
Control BPD
0
1000
2000
3000Cell number after 21-day ALI
Control BPD
0
20
40
60
80% TP63 Positive Cells
Day 3
Total Cell Number
Differentiated
TP63+ Cells Day 3
Proliferative
B C
Control BPD
Supplementary Figure E2
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DAPI Vimentin EpCamActin
100um
ControlBPD-1BPD-2
Supplementary Figure E3
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