Abstract
19
Brain metastasis of HER2+ breast cancer occurs in about 50% of all women with metastatic HER2+ 20
breast cancer and confers poor prognosis for patients. Despite effective HER2 -targeted treatments of 21
peripheral HER2+ breast cancer with Trastuzumab +/ -HER2 inhibitors, limited brain permeability 22
renders these treatments inefficient for HER2+ breast cancer brain metastasis ( BCBM). The scarcity of 23
suitable patient-derived in-vivo models for HER2+ BCBM has compromised the study of molecular 24
mechanisms that promote growth and therapeutic resistance in brain metastasis. We have generated and 25
characterized new HER2+ BCBM cells (BCBM94) isolated from a patient HER2+ brain metastasis. 26
Repeated hematogenic xenografting of BCBM94 consistently generated BCBM in mice . The clinically 27
used receptor tyrosine kinase inhibitor (RTKi) Lapatinib blocked phosphorylation of all ErbB1-4 28
receptors and induced the intrinsic apoptosis pathway in BCBM94. Neuregulin-1 (NRG1), a ligand for 29
ErbB3 and ErbB4 that is abundantly expressed in the brain, was able to rescue L apatinib-induced 30
apoptosis and clonogenic ability in BCBM94 and in HER2+ BT474. ErbB3 was essential to mediate the 31
NRG1-induced survival pathway that involved PI3K -AKT signalling and the phosphorylation of BAD 32
at serine 136 to prevent apoptosis . High throughput RTK i screening identified the brain penetrable 33
Poziotinib as highly potent compound to reduce cell viability in HER2+ BCBM in the presence of NRG1. 34
Successful in-vivo ablation of BCBM94- and BT474-derived HER2+ brain tumors was achieved upon 35
two weeks of treatment with Poziotinib. MRI revealed BCBM remission upon poziotinib, but not with 36
Lapatinib treatment. In conclusion, we have established a new patient -derived HER2+ BCBM in-vivo 37
model and identified Poziotinib as highly efficacious RTKi with excellent brain penetrability that 38
abrogated HER2+ BCBM brain tumors in our mouse models. 39
40
Keywords
HER2, breast cancer, brain metastasis, ErbB inhibitors, Poziotinib, Lapatinib, neuregulin-1, 41
brain tumor remission. 42
43
44
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3
Introduction
45
Brain metastasis is a fatal complication occurring in 50% of patients with HER2+ breast cancer (BC) and 46
represents one of the most adverse scenarios of HER2+ BC progression (1, 2) as successful treatments 47
are lacking (3). Targeted therapies approved for application in primary and metastatic HER2+ BC involve 48
both monoclonal antibodies (Trastuzumab, Pertuzumab) and small molecule RTK inhibitors (RTKi) such 49
as Lapatinib, Neratinib, and Tucatinib (3, 4). RTKis are generally recommended as a second or third-line 50
regimen for advanced BC patients who were unresponsive or developed resistance to the anti-ErbB mAbs 51
(4). Despite a higher blood-brain barrier penetrability, RTKi monotherapies lack clinical efficacy (4, 5). 52
When used as a monotherapy, the reversible dual EGFR/ErbB2 RTKi Lapatinib showed only a marginal 53
response rate of 2.6-6% in patients with brain metastasis (BM) of HER2+ BC (6, 7). Monotherapy with 54
the covalent dual EGFR/ErbB2 RTKi Neratinib showed a similar (8%) poor efficacy (8), although both 55
Lapatinib and Neratinib proved to be more effective when combined with the deoxycytidine derivative 56
Capecitabine (8, 9) in patients with brain metastases of HER2+ BC. 57
ErbB1-4 engage in ligand- activated homo- and hetero-dimerization with 11 different EGF -like ligands 58
(10). ErbB2 (HER2) overexpression drives malignant transformation in BC as the preferred dimerization 59
partner (11) for other RTKs of the ErbB family to activate downstream signaling via several pathways 60
(e.g., PI3K/Akt, MAPK/ERK, PLCγ) known to mediate cell survival, proliferation, epithelial -61
mesenchymal transition, cell migration and tissue invasion (12). ErbB2-ErbB3 heterodimerization 62
provides the most significant signaling in HER2+ BC (13, 14). 63
Neuregulins (NRG) constitute the largest subgroup of structurally related ErbB ligands (15-17). NRG1 64
specifically bind s to the extracellular domain of ErbB3 and ErbB4 which results in formation of 65
potentially six active ErbB dimers (12, 18). The role of NRGs in cancer progression is tightly linked to 66
the ErbB-driven signaling in breast cancer (19-21). NRGs are commonly expressed in the central nervous 67
system (22). NRG1 protein is expressed mainly by neurons, but also astrocytes, oligodendrocytes and 68
microglia which are main resident cell types of the brain (https://www.proteinatlas.org/) (23) . The 69
expression of ADAM sheddases by brain resident cell populations may contribute to the release and 70
paracrine HER2 activation by NRGs resulting in the progression of brain metastatic HER2+ BC at the 71
brain metastatic niche (24, 25). Studies on breast-to-brain metastasis (BCBM) are hampered by the few 72
patient-derived HER2+ BC cell models capable of generating brain metastases in mice (26), which 73
severely limits mechanistic and therapeutic studies on BCBM. 74
The small molecule RTKi Lapatinib induces apoptosis in several HER2+ BC cell models (27) but several 75
mechanisms of resistance to RTKis have been identified (28), among them the activation of 76
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4
compensatory pathways involving transcriptional and posttranslational up-regulation of ErbB3 (29), re-77
activation of Akt (30) , and PI3K independent induction of mTOR activity (31). For brain metastatic 78
lesions, the expression of NRG1 in the brain (22, 32) can potentially mediate any of these mechanisms 79
by binding to ErbB3/4 and inducing ErbB activation. ErbB3-PI3K-Akt signaling is known to mediat e 80
the anti-apoptotic response through the regulation of Bcl -2 and IAP protein families (33 -35). Although 81
endogenous NRG1 was shown to mediate resistance of HER2+ BC to both Lapatinib (27) and 82
Trastuzumab (36) through the activation of ErbB3 and concomitant downregulation of apoptosis , a 83
mechanistic explanation of the anti -apoptotic response driven by NRG1 is still lacking. Here we 84
introduce a novel patient -derived hematogenic HER2+ BC brain metastasis model (BCBM94) and 85
identify NRG1-driven mechanisms that rescue L apatinib-induced apoptosis. We show that NRG1 fails 86
to rescue apoptosis by the brain penetrable and irreversible ErbB1/2/4 RTKi Poziotinib and demonstrate 87
the ability of Poziotinib to abrogate with high efficacy HER2+ BC metastatic brain lesions in mice. 88
89
Results
90
Establishment and characterization of a new BCBM94 cell and mouse model 91
A neurosurgical tissue sample was obtained from a metastatic adenocarcinoma to the cerebellum of a 92
female patient diagnosed with invasive ductal carcinoma (grade III, stage T2N1). This research was 93
approved by the Health Research Ethics Board (HREB; protocol #19-038), University of Manitoba. The 94
original patient breast tumor was identified as luminal-B HER2+ BC expressing HER2+ (score 3+), ER+ 95
(Allred score 7), and devoid of PRα/β . Ultrasound-guided xenografting of BCBM94 cells into the left 96
ventricle of Rag2γc-/- mice robustly led to brain metastasis in mice about 3 months after xenografting. 97
The ability of BCBM94 cells to establish hematogenic brain metastases was confirmed in three 98
consecutive rounds of isolation of tumor cells from mouse brain and intracardial re -injection for brain 99
colonization. BC metastatic lesions were of epithelial morphology and formed vascularized and 100
proliferative metastases of different sizes throughout the brain as determined by immunoreactive CD31 101
and Ki67, respectively (Fig. 1A). Strong membrane expression of ErbB2 was detected in the patient 102
primary BC tissue and corresponding brain metastatic tissue, as well as in brain metastases of the 103
experimental animals (Fig. 1B). Membrane expression of ErbB2 was also detected in cultured BCBM94 104
cells (Fig. 1C). When compared to cultured triple-negative MDA-MB-BR or HER2+ cell lines BT474 105
and SKBR3, BCBM94 showed the highest expression of ErbB2 protein, low level of ERα, and complete 106
lack of PRα/β proteins (Fig. 1D). These findings identified BCBM94 cells as novel luminal -B HER2+ 107
BC subtype capable of hematogenous brain metastasis (Fig. 1D). 108
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In-situ hybridization of BCBM94 metastatic mouse brain revealed abundant mouse Nrg1 mRNA 109
expression in different regions, including mouse brain tissue adjacent to BCBM94 brain metastatic 110
lesions, which were highly positive for human ErbB2 transcripts (Fig. 1E). Western blot analysis showed 111
the absence of endogenous NRG1 protein expression in protein lysates of BCBM94 and two other 112
HER2+ BC cell lines (BT474, SKBR3), whereas triple -negative MDA-MB231BR cells had detectable 113
level of NRG1 protein (Fig. 1F). Quantitative RT-PCR detected transcripts for ErbB1 -4 but weak to 114
undetectable levels of NRG1 -4 transcripts in BCBM94 cells (Sup. Fig. 1A) . These results suggested 115
ErbB3/4+ BCBM94 as a target of Nrg1 produced by the mouse brain. 116
NRG1 counteracts Lapatinib cytotoxicity in HER2+ brain metastatic BC cells 117
We evaluated the effects of the small molecule EGFR/ErbB2 RTKi Lapatinib and recombinant human 118
NRG1 (rhNRG1) on the viability of HER2+ brain metastatic BC cell s BCBM94 and BT474. WST-1 119
cell viability assay s showed a dose -dependent decline in BCBM94 cell numbers upon treatment with 120
Lapatinib. The half maximal inhibitory concentration (IC50) of Lapatinib in WST-1 assays for BCBM94 121
cells was reached at 250nM (Fig. 2A). At this IC50 Lapatinib concentration, increasing concentrations of 122
rhNRG1 resulted in a dose-dependent rescue of cell viability. This rescue effect was maximal at 5ng/mL 123
rhNRG1 (Fig. 2B) , which is an NRG1 concentration reported in human serum (37). From hereon, 124
5ng/mL rhNRG1 was used for all in vitro experiments. When combined with Lapatinib at IC50, rhNRG1 125
maintained the viability of BCBM94 cells at 80-90% of control values as determined at 24-72h by WST 126
assays (Fig. 2C). 127
Measuring cellular impedance as a function of cell number and proliferation rate, xCELLigence Real -128
Time Cell Analysis assays confirmed the ability of rhNRG1 to rescue BCBM94 from Lapatinib-induced 129
cytotoxicity (Sup. Fig . 1B, C). These findings were further validated in BT474 cell s where the 130
cytoprotective action of rhNRG1 was even more pronounced (Sup. Fig. 1D). 131
To evaluate the long-term effects of Lapatinib +/-rhNRG1 treatment on the proliferation of BCBM94, 132
we performed colony formation assays. While treatment with 250 nM Lapatinib for 14 days reduced the 133
number of cell colonies by 90% from colony numbers in the control, combined L apatinib/ rhNRG1 134
treatment resulted in colonies numbers similar to the control (Fig. 2D). NRG1 alone did not significantly 135
alter colony numbers (Fig. 2D) . Western blot analysis revealed that the rescue effect was mediated 136
exclusively by exogenous rhNRG1 as Lapatinib did not induce the upregulation of endogenous NRG1 137
transcripts or protein in BCBM94 cells (Sup. Fig. 1E). 138
139
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NRG1 abolishes Lapatinib cytotoxicity by attenuating apoptosis 140
Next, we asked whether the observed viability changes involved regulation of apoptosis. BCBM94 and 141
BT474 HER2+ BC cell models responded to Lapatinib with an increase in cleavage of the active catalytic 142
domain of PARP , but cleaved PARP levels remained undetectable with combined L apatinib/ rhNRG1 143
treatment (Fig. 2E, F). Notably, the sequential addition of rhNRG1 secondary to exposure to L apatinib 144
for 24h was able to mitigate a Lapatinib-induced cleaved PARP induction (Sup. Fig. 2A, B). To explore 145
the events preceding the cleavage of PARP , we evaluated the activity of the effector caspase-3 and 146
caspase-7. Caspase -Glo 3/7 assays showed a prominent activation of caspase -3/7 in BCBM94 cells 147
exposed to Lapatinib. The observed induction of these pro-apoptotic caspases of the intrinsic apoptosis 148
pathway was fully abrogated by rhNRG1 at 5 ng/ml (Fig. 2G). Further investigation of the upstream 149
steps of the apoptotic cascade revealed that Lapatinib mediated activation of the apoptosis- initiating 150
caspase-9 in BCBM94 and BT474 cells which was completely abolished by rhNRG1 (Fig. 2H, I). These 151
Results
identified mitochondrial apoptotic pathways as a target of the anti-apoptotic action of rhNRG1. 152
Anti-apoptotic action of NRG1 is mediated through the mitochondrial pathway 153
Members of the Bcl -2 family mainly regulate the intrinsic apoptotic pathway (38) . In BCBM94 and 154
BT474 cells, rhNRG1 rescued the Lapatinib-induced de- phosphorylation of the BH3- only protein Bad 155
at Ser136, which is an Akt phosphorylation site (Fig. 3A, B) . The ability of the BH3- only and pore -156
forming proteins of the Bcl -2 family to trigger apoptosis is determined not solely by their expression 157
levels but also by cellular localization, phosphorylation, and dimerization status of the se proteins (39). 158
While we did not observe significant changes in the total levels of the Bcl -2 proteins (Suppl. Fig. 2C-159
F), cellular immunofluorescence analysis identified the appearance of Bax aggregates that co-localized 160
with mitochondrial Bak in BCBM94 cells exposed to Lapatinib (Fig. 3D). RhNRG1 preserved the diffuse 161
cellular distribution of B ax and blocked formation of pro -apoptotic Bax/ Bak dimers observed in the 162
presence of Lapatinib only (Fig. 3D). MitoTracker assays showed a reduction of fluorescence signal 163
intensity in Lapatinib-treated BCBM94 indicative of a lower number of active mitochondria (Fig. 3C) 164
and rhNRG1 was able to mitigate this Lapatinib effect on mitochondria (Fig. 3C) . TEM ultrastructural 165
imaging revealed prominent damage to mitochondrial cristae and ruptured outer mitochondrial 166
membranes in BCBM94 cells treated with Lapatinib (Suppl. Fig. 2G), suggestive of mitochondrial 167
damage. Like in control cells, these morphological alterations were only rarely observed in cells 168
receiving dual Lapatinib/ rhNRG1 treatment (Suppl. Fig. 2G) . We concluded that rh NRG1 rescued 169
apoptosis by blocking the pro-apoptotic cascade at the outer mitochondrial membrane. 170
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NRG1 utilizes an ErbB3-Akt pathway to promote Lapatinib resistance 171
In both BCBM94 and BT474 cell models, Lapatinib potently decreased phosphorylation of ErbB1 to 4 172
and reduced total ErbB1 and ErbB4 protein content (Fig. 4A -D). rhNRG1 exclusively rescued ErbB3 173
phosphorylation in both cell lines (Fig. 4A-D). Intriguingly, the patient tissues derived from the primary 174
breast tumor and the brain metastatic tissues used to isolate BCBM94 cells contained immunoreactive 175
phosphorylated ErbB3, as did BCBM94 metastatic lesions in mouse brain (Fig. 4E). The presence of 176
constitutively activated ErbB3 in situ and the ability of rhNRG1 to rescue ErbB3 phosphorylation upon 177
Lapatinib treatment suggested a key role of ErbB3 in NRG1- mediated survival of both HER2+ BC 178
models. While s elective siRNA-mediated ErbB3 knockdown ( KD) alone did not induce apoptosis, 179
treatment of BCBM94ErbB3-KD and BT474ErbB3-KD cells with Lapatinib resulted in a significantly higher 180
level of PAPR cleavage compared to mock transfected cells treated with Lapatinib (Fig. 5A, B). ErbB3 181
KD also attenuated the ability of rhNRG1 to counteract Lapatinib-induced PARP cleavage in BCBM94 182
and BT474 cells (Fig. 5 A, B). ErbB3 KD also markedly weakened the ability of rhNRG1 to rescue 183
BADSer136 phosphorylation under Lapatinib. Significantly reduced cellular levels of phospho-BADSer136 184
were detected upon co-treatment with Lapatinib and rhNRG1 compared to mock transfected BCBM94/ 185
BT474 cells (Fig. 5C, D). Lapatinib further decreased BADSer136 phosphorylation in both ErbB3-KD cell 186
models. While BCBM94ErbB3-KD and BT474ErbB3-KD cells showed a small increase in phospho-BADSer136 187
upon NRG1, overall phospho-BAD levels were negligible compared to mock silenced BCBM94 and 188
BT474 cells co-treated with Lapatinib and rhNRG1 (Fig. 5C, D). Phosphorylation of BAD at Ser136 is 189
mediated by activated AKT (33) and the rhNRG1-mediated rescue of ErbB3 phosphorylation under 190
Lapatinib coincided with increased phosphorylation of the ErbB downstream effector kinase AKT in 191
BCBM94 and BT474 cells (Fig. 5E, F). To demonstrate a causal involvement of A KT in the anti -192
apoptotic regulation by NRG1, we utilized the PI3K/AKT inhibitor PI -103. PI-103 abrogated Akt 193
phosphorylation with a moderate downregulation of total AKT protein in untreated BCBM94 and BT474 194
cells and completely blocked the pAKT rescue by rhNRG1 in Lapatinib exposed cells (Fig. 5G, H). PI-195
103 alone increased PARP cleavage in BCBM94 and BT474 cells and this coincided with a complete 196
loss of BADSer136 phosphorylation and an inability of NRG1 to rescue cells from apoptotic actions upon 197
co-treatment with Lapatinib/ rhNRG1 (Fig. 5G, H). Hence, in our HER2+ BCBM94 and BT474 models 198
NRG1 utilizes an ErbB3-PI3K-AKT-BAD signaling cascade to cause resistance to Lapatinib (Fig.6). 199
NRG1 fails to rescue Po ziotinib cytotoxicity in HER2+ BC in-vitro 200
In search of small molecule ErbB inhibitor s capable of overcoming NRG1 RTKi resistance, we 201
assembled a collection of 50 ErbB inhibitors, covering a range of isoform selectivities, mode of action 202
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(reversible vs covalent) , and predicted CNS penetrance ( Suppl. Table 1 ). We then tested the entire 203
collection of compounds at 22-concentrations, ranging from 0.003 pM to 40 uM in the BCBM94 and 204
HME1 immortalized human normal mammary epithelial cells using a CellTiterGlo viability assay. The 205
dose-response profiles were compared to identify drug candidates that showed high selectivity and 206
efficacy towards BCBM94, but not HME1 cells and were insensitive to the anti -apoptotic rescue by 207
rhNRG1. This screen included the FDA-approved Lapatinib, Neratinib, and Tucatinib currently used as 208
second line treatments in brain metastatic BC patients (40). We identified the irreversible ErbB1/2/4 209
inhibitor Poziotinib which was two orders of magnitude more cytotoxic in malignant BCBM94, with a 210
single digit nanomolar IC50 compared to non-malignant HME1 cells (Fig. 7A). Poziotinib half-maximal 211
activity concentration (AC50) did not significantly differ between BCBM94 and BT474, indicating 212
efficacy against both HER2+ BC models (Fig. 7B) . Furthermore, rhNRG1 failed to rescue HER2+ BC 213
models from the cytotoxic effects of Poziotinib (Fig. 7C). By contrast, the reversible RTKi Lapatinib 214
and Tucatinib or the irreversible RTKi Neratinib only had moderate efficacy and rhNRG1 caused a shift 215
in AC50, indicating that NRG1 successfully rescued BCBM94 from the cytotoxic ErbBi activity of these 216
clinically used drugs (Fig. 7C) . Poziotinib emerged as a promising candidate for overcoming the anti -217
apoptotic action of NRG1. Poziotinib (2.5- 5nM) showed high cytotoxicity in cultured BCBM94 and 218
BT474 cells (Fig. 7D) and rhNRG1 was unable to rescue these HER2+ BC cells as determined by WST 219
(Fig. 7E, F) and cell impedance assays (Sup. Fig. 3A, B). Poziotinib caused apoptosis with significant 220
PARP cleavage (Fig. 7 G, H) and, despite rhNRG1 present, abolished phosphorylation of ErbB3 Y1289 221
(Fig. 7I, J) and Akt S473 (Fig. 7K, L) . We concluded that small molecule ErbB inhibitor Poziotinib 222
blocked NRG1-ErbB3-PI3K-Akt signaling to cause apoptosis in HER2+ BC (Fig.8). 223
Poziotinib eliminates HER2+ BC metastasis in-vivo 224
Computational predictions indicated high brain penetrability of P oziotinib which was confirmed in our 225
pharmacokinetic studies in C57BL mice that demonstrated excellent brain permeability of P oziotinib 226
when applied via two different routes. Our tolerability tests identified subcutaneous administration of 227
Poziotinib to be far superior to oral application for subsequent drug treatments of BC brain metastases in 228
C57BL mice (data not shown). Poziotinib administered at 5 mg/kg PO (per os) and SC (subcutaneous), 229
and 2 mg/kg PO reached therapeutic concentrations in the brain , with concentrations of this RTKi still 230
detectable at IC50 of 2.5 nM at 20h and 8h upon administration, respectively (Suppl. Fig. 3C). 231
To determine the in-vivo efficacy of P oziotinib towards HER2+ BC brain tumors , we orthotopically 232
xenografted BCBM94 and BT474 cells into the right striatum of immunocompromised Rag2γc-/- mice. 233
HER2+ BC b rain tumors were confirmed by magnetic resonance imaging ( MRI) prior to treating the 234
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animals with 100μl of either Lapatinib (80mg/kg, PO), Poziotinib (4mg/kg, SC), or solvent control (PO 235
and SO) for two cycles of 5-days ON and 2 days OFF. MRI volumetry of pre- and post-treatment scans 236
demonstrated a highly significant reduction in BCBM94 tumor volumes with Poziotinib, but not 237
Lapatinib (Fig. 9A). The high efficacy of Poziotinib against HER2+ BC brain tumors was also confirmed 238
in mice xenografted with BT474 cells (Fig. 9B). Ultra-performance liquid chromatography-tandem mass 239
spectrometry (UPLC-MS/MS) analysis of plasma and brain samples collected on the last day of treatment 240
(1h post-dosing) demonstrated that Poziotinib and Lapatinib reached similar concentrations in the brain 241
at the doses administered. Notably, P oziotinib more effectively crossed the blood- brain barrier, with a 242
two-fold higher brain/plasma concentration ratio than Lapatinib (Fig. 9C). Post-treatment FFPE brain 243
sections of mice xenografted with BCBM94 confirmed the observed MRI changes. BCBM94 tumors 244
were exclusively identified in H&E stained tissues of the L apatinib and solvent control groups. These 245
tumors showed phosphorylated ErbB3Y1289 and Ki67+ nuclei and were largely negative in TUNEL tests 246
detecting damaged DNA (Fig. 9D). In sharp contrast, the tumor sites of all mice treated with Poziotinib 247
were devoid of BCBM94 tumor cells, ErbB3 phosphorylated cells , and Ki67+ nuclei, but demonstrated 248
positive TUNEL staining (Fig. 9D) . Similar results were obtained for mice orthotopically xenografted 249
with BT474 cells and treated with Poziotinib or Lapatinib (data not shown). 250
251
Discussion
252
Despite successful therapies of peripheral BC disease and longer survival, patients with HER2+ BC have 253
an increased risk of brain metastasis from HER2+ tumors (41, 42) . Treatment with humanized 254
monoclonal antibodies against HER2 and/or RTK small molecule inhibitors are not successful for 255
HER2+ brain metastatic disease, in part because the se compounds do not reach therapeutic 256
concentrations in the brain (43 -45). There is an urgent need for experimental in -vivo models to study 257
HER2+ breast cancer brain metastasis because additional environmental factors in the brain metastatic 258
niche can determine treatment responses. Among approximately 30 HER2+ BC cell lines that have been 259
established so far, there are only a few xenogeneic (e.g. BT474) models that can cross the blood- brain-260
barrier (BBB) and repeatedly establish hematogenous brain metastasis (46, 47) . Although BT474 and 261
our new BCBM94 model described here can be classified as a Luminal -B HER2+ molecular subtype, 262
their receptor profile differs substantially. While BCBM94 is ErbB1 -4 -positive, ER -low, and PR -263
negative, BT474 is ErbB1-4-positive, ER-high, and PR-positive. Another unique feature of BCBM94 is 264
that, unlike BT474 which was isolated from primary breast cancer (46), BCBM94 is derived directly 265
from a patient’s breast cancer brain metastasis. The molecular differences in both brain metastatic 266
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HER2+ BC models reflect a degree of molecular heterogeneity in BC brain metastasis. The ability of our 267
BCBM94 model to cross the BBB and establish hematogenous brain metastasis combined with a unique 268
receptor profile make the BCBM94 model a valuable new tool for studying multiple aspects of brain 269
metastasis in HER2+ BC. Since BCBM94 require approximately 3.5 months to establish sizeable brain 270
metastasis for hematogenic and orthotopic xenografting alike, our model reflects the long latency 271
observed for human brain metastasis in HER2+ BC patients. 272
Upregulation of endogenous expression of NRG1 in several HER2+ BC cell lines (BT474, SKBR3) was 273
previously shown to promote autocrine activation of the ErbB3-EGFR signaling axis and mediate 274
resistance to Lapatinib (27). Our current data place exogenous NRG1 at the top of a powerful NRG1-275
ErbB3-PI3K-AKT-BAD signaling axis that mediates anti- apoptotic resistance against Lapatinib in the 276
HER2+ BC metastatic brain niche. NRGs are abundantly expressed by resident cells of the normal brain 277
(48, 49) , as are ADAM metalloproteinases responsible for shedding of the extracellular EGF -like 278
domains of membrane-bound NRG precursors (16, 17, 24, 25) . We localized multiple NRG1+ cells in 279
the TME of BCBM94 BC brain metastases as source for TME-derived NRG1 to induce therapeutic 280
resistance to Lapatinib through paracrine and/or juxtacrine NRG1-ErbB3 signaling in brain metastases 281
of HER2+ BC. Indeed, our in-vitro data revealed that exogenous NRG1 can counteract the cytotoxic and 282
pro-apoptotic actions of Lapatinib in BCBM94 and BT474 cells. 283
The intrinsic apoptosis pathway (50) is primarily regulated by the Bcl-2 family of proteins consisting of 284
the anti-apoptotic, pro-apoptotic BH3-only (apoptosis initiating), and pore-forming (executive) proteins 285
(39) which initiate apoptosis through disruption of the outer mitochondrial membrane and the release of 286
cytochrome C . In both HER2+ BCBM cell models , the apoptotic action of Lapatinib included a 287
significantly reduced phosphorylation of ErbB1 -4 and downstream targets A KT and B AD. 288
Dephosphorylated B AD c an engage in dimer formation with anti- apoptotic B CL-2 family members 289
BCL-XL, B CL-2, and M CL-1, which prevents B AX/ B AK oligomeric pore formation in the outer 290
mitochondrial membrane and the initiation of intrinsic caspase -mediated apoptosis (51). We confirmed 291
BAX/ BAK oligomers by co-immunofluorescence and showed the induction of caspase 9 cleavage and 292
activation of the effector caspases-3/7 in Lapatinib-treated BCBM94 and BT474 cells. 293
In agreement with clinical data, Lapatinib was ineffective in reducing the growth of HER2+ BC tumors 294
in mouse brain, despite reaching concentrations that reduced viability in- vitro. Our results suggest that 295
the presence of brain -derived NRG1, which could compete with Lapatinib for binding to ErbB3/4 296
expressed on both BCBM94 and BT474 BC cells , may account for endocrine therapeutic resistance 297
observed in our mouse studies and in the clinic. To be considered a promising candidate for the treatment 298
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of HER2+ BC brain metastases, any of the 50 small molecule ErbB inhibitor compounds tested in our 299
high-throughput screens had to meet stringent selection criteria. This included good brain permeability, 300
high efficacy at low nanomolar concentrations, selective toxicity to HER2+ BC cells but not to non -301
tumor breast epithelial cell line HME -1, and the ability to inhibit the growth of our HER2+ BC cell 302
models in the presence of exogenous NRG1. Of several potential candidates, the irreversible ErbB 303
inhibitor Poziotinib had the lowest IC50 (low nanomolar) and showed similar efficacy in both BCBM94 304
and BT474 models but had minimal toxicity to HME -1. A powerful inducer of apoptosis, i rreversible 305
RTKi Poziotinib blocked rhNRG1-mediated rescue of the ErbB3 -AKT-Bad signaling cascade in both 306
tested HER2+ brain metastatic BC models. BCBM94 and BT474 xenografts demonstrated a dramatic 307
reduction in tumor volume after only two weeks of treatment with P oziotinib, whereas xenografts 308
continued to grow under Lapatinib. In agreement with a significant tumor volume reduction on MRI 309
scans, histological examination demonstrated the absence of viable tumor cells, the loss of ErbB3 310
phosphorylation, and marked DNA fragmentation at brain injection sites upon Poziotinib treatment. By 311
contrast, BCBM94 lesions treated with Lapatinib remained proliferative and had preserved ErbB3 312
phosphorylation. Poziotinib, alone or in combination with F ulvestrant, was recently shown to attenuate 313
tumor growth, multiorgan metastasis, and mTOR activation in recurrent metastasizing BC cells harboring 314
an HER2 L755S mutation that conferred resistance to the irreversible ErbB inhibitor Neratinib. Recent 315
clinical trial phase I and II studies used orally administered Poziotinib in patients with metasta sising 316
breast cancer (NOV120101-203 trial) (52) and non-small cell lung cancer with HER2 exon 20 insertions 317
(ZENITH20-2 Trial) (53, 54). Although Poziotinib showed meaningful clinical activity in these heavily 318
pretreated HER2+ metastatic BC and non -small cell lung cancer patients, including a small group of 319
patients with brain metastases, the toxic side effects, mainly rash, diarrhea, and stomatitis, frequently led 320
to dose reductions. In our animal studies, we noticed that the same concentration of Poziotinib proven 321
effective at treating BCBM94 and BT474 xenografts showed significantly higher toxicity upon oral than 322
subcutaneous administration in mice. Our pharmacokinetic studies confirmed that either administration 323
route yielded similar brain concentrations, suggesting a possible remedy to the clinical toxicities 324
observed with Poziotinib in patients. Recently, the irreversible ErbB1/2 kinase inhibitor Pyrotinib 325
showed beneficial effects in patients with advanced metastatic HER2+ BC who had progressed under 326
Trastuzumab (55). For patients with radiotherapy- naïve and radiotherapy resistant HER2+ brain 327
metastases, Pyrotinib in combination with capecitabine was reported to have a response rate of 74% and 328
42%, respectively (55) . However, our small molecule compound screens revealed that the AC 50 for 329
Pyrotinib required 10 times higher concentrations than P oziotinib. Importantly and in contrast to 330
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Poziotinib, the efficacy of Pyrotinib was reduced 10 fold in the presence of NRG1 in both of our HER2+ 331
BCBM cell models (Suppl. Table 1). 332
In summary, we have established and characterized a novel patient-derived brain metastatic HER2+ BC 333
cell line capable of hematogenic colonization of mouse brain as pre-clinical model to study HER2+ BC 334
brain metastasis. We unveiled the antiapoptotic mechanism of exogenous NRG1 as a driver of resistance 335
to the reversible RTKi Lapatinib in HER2+ BC brain metastases. Poziotinib prevented the anti-apoptotic 336
actions of NRG1 in-vitro and revealed high efficacy in abrogating HER2+ BC brain metastatic lesions 337
in mice. When administered by SC route, this irreversible RTKi is a promising drug for the management 338
of brain metastases of HER2+ BC. 339
340
Limitations
341
We confirmed the ability of BCBM94 to establish hematogenous brain metastasis after intracardial 342
xenografting. However, we perform ed orthotopic intracranial, and not intracardial , xenografting of 343
HER2+ BC cell in mice when testing the effects of Lapatinib and Poziotinib in-vivo in order to measure 344
the size of lesion s at identical brain locations during treatments . Future studies will use intracardial 345
xenografting to determine if hematogenous HER2+ BC brain metastases undergo similar regression with 346
Poziotinib. 347
348
Materials and methods
349
Cell Culture 350
Human HER2+ BT474 (HTB-30) and SKBR3 (HTB-20) BC cell lines were acquired from ATCC. The 351
brain-seeking subline of the triple-negative MDA-MB-231 cells, MDA-MB-231/BR, was a generous gift 352
of Dr. Patricia Steeg (NCI, Bethesda, Maryland). A patient-derived HER2+ BCBM94 BC cell line was 353
established in the laboratory from BC cells isolated from a surgically resected HER2+ BC brain 354
metastasis. The first mouse brain passage of the BCBM94 model was used in the study. All cell lines 355
were routinely cultured in DMEM/F -12 Ham’s medium supplemented with 10% FBS. Except for data 356
presented in Fig. 6A-C in which 10 % FBS was supplemented during the assay, all treatments were done 357
in DMEM/F-12 Ham’s 1% FBS. hTERT-HME1 (CRL-4010) were acquired from ATCC and cultured in 358
Mammary Epithelial Cell Growth Medium Bullet Kit from Lonza (Bend, OR, Catalog #: CC-3150). 359
siRNA gene silencing 360
ErbB3 silencing was achieved with 20nM of ErbB3 siRNA purchased from Ambion (Cat. AM16708, 361
ID146247). The non- coding siRNA was acquired from Dharmacon (Horizon, St. Louis, MO , Cat. D-362
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001810-10-20). siLentFect lipid reagent (BioRad, Mississauga, ON, Cat. 1703360) was utilized for 363
transfection. 364
Drugs and growth factors 365
Reversible EGFR/ErbB2 RTK inhibitor Lapatinib (Cat. S1028), irreversible pan-ErbB RTK inhibitor 366
Poziotinib (Cat. S7358), and PI3K/Akt/mTOR inhibitor PI -103 (Cat. S1038) were purchased from 367
Selleckchem (Houston, TX). Recombinant human NRG1 was acquired from BioLegend (San Diego, CA, 368
Cat. 551904). High-throughput drug screening assays were used with compounds sourced as indicated 369
in Suppl. Table 1. 370
Blood brain barrier penetrability predictions 371
CNS penetrance was predicted by taking a consensus of the predictions derived from the following 372
Methods
1. The Blood–Brain Barrier (BBB) Score (56), using a cutoff >=3.5 to designate a compound 373
as CNS penetrant; 2. B3clf Predictors for Blood- Brain Barrier Permeability with resampling strategies 374
based on B3DB database (57) ; 3. Using the BBB permeability classification model (BBB -Filter) from 375
ADMET Predictor software (58). 376
Cell based assays 377
Cell proliferation reagent WST1 was acquired from Sigma Millipore (Cat. 5015944001) and used as per 378
the manufacturer’s protocol. BCBM94 and BT474 were seeded at 4000 cells/well in 100uL volume in a 379
96-well plate. After 24h the culture medium was replaced with 100uL/well media containing treatment 380
compounds. Caspase-Glo 3/7 Assay System (Promega, Cat. G8091) was used to measure the activity of 381
caspase-3 and caspase-7. Cell seeding and incubation conditions were identical to that described for the 382
WST1 assay. For Colony formation assays (59), BCBM94 were seeded at 20,000 cells/well in 6- well 383
plates. The culture media was replaced every 3 days. After 14 days the cells were fixed and imaged with 384
a D2 inverted microscope (Zeiss, Jena, Germany) . For the high- throughput drug screening assay, 385
compounds were added to 1536- well white-walled plates (Greiner, Monroe, NC, Cat. 789173) using 386
acoustic dispensing. Cells were then seeded at 500 cells/well in 5uL volume. After 72h of incubation 387
(48h for HME1 assay), 2.5uL of CellTiterGlo reagent (Promega, Madison, WI, Cat. G7570) was added 388
to each well and plates were incubated at room temperature for 10 mins prior to luminescence readout. 389
For Mitotracker assays, BCBM94 cells were seeded at 80,000 cells/well on glass coverslips in 6- well 390
plates. At the end of treatments, MitoTracker Red CMXRos (Cell Signaling Technology, Danvers, MA, 391
Cat. 9082) was added to a final concentration of 100 nM/ well and plates were incubated for 30 min at 392
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37°C in the dark. Cells were fixed with ice -cold methanol and t he mean fluorescence intensity was 393
quantified per 100,000 µm² and 200 nuclei per treatment group using Zen software (Zeiss). 394
Quantitative real-time polymerase chain reaction (qRT-RCR) 395
Total RNA was isolated with TRIZol and cDNA was synthesized with qScript cDNA SuperMix 396
(QuantaBio, Beverly, MA, Cat. 95048-025). Primer sequences are listed below and the SYBR Green 397
PCR Master Mix (Applied Biosystems, Cat. 4300155) was used. mRNA expression was analyzed by 398
QuantStudio 3 qRT -PCR System (Applied Biosystems, Fisher Scientific, Winnipeg, MB ), and the 399
Comparative CT (ΔΔCt) Method (60). Primer sequences were: F_huNRG1, 5’-400
ATTGAAAGAGATGAAAAGCCAGG-3’; R _huNRG1, 3’- GCCAGTGATGCTTTGTTAATGC-5’; 401
F_huNRG2, 5’- CTAAGCAAAAAGCCGAGGAGC-3’; R_huNRG2, 3’-402
CTTCCGCTGTTTTTTGGTCTTG-5’; F_huNRG3, 5’- AACACTTATCATTGGAGCCTTC-3’; 403
R_huNRG3, 3’- GGTGTTTCATTTTCTGCCTTTG-5’; F_huNRG4, 5’-404
CTCTGGGTATTGTGTTGGCTG-3’; R_huNRG4, 3’- TGTCCTCCTGCACCAAAAACC-5’. 405
Gel electrophoresis of proteins and Western blotting 406
The whole -cell lysates prepared with Laemmli cell lysis buffer were separated on TGX FastCast 407
acrylamide gels (BioRad, Mississauga, ON). Nitrocellulose membranes and the Trans-Blot Turbo system 408
(Bio-Rad) were used for protein transfer. The non-specific antibody binding sites were blocked with 5% 409
non-fat milk in TBST, pH 7.6 for 1h at RT. A ntibodies and incubation conditions are listed in Table 1. 410
Proteins were visualized using Clarity (Max) Western ECL Substrates (Bio-Rad, Cat. 1705060, Cat. 411
1705062) and ChemiDoc MP Imaging System (Bio -Rad). Band volume quantification (densitometry) 412
was done in the Image Lab (Bio-Rad). 413
In situ hybridization 414
Formalin-fixed, paraffin-embedded (FFPE) mouse brain tissue slides were processed according to the 415
manufacturer’s instructions (61). Hybridization probes against human ErbB2 (Cat. 418741) and mouse 416
Nrg1 (Cat. 441811) were acquired from ACDBio (Newark, CA). Hybridization, amplification, and signal 417
detection were performed according to the manufacturer’s protocol (62). Signal amplification and 418
detection were performed with RNAscope 2.5 HD Duplex Reagent Kit (ACDBio, Cat. 322430). 419
Immunodetection in brain tissues and cells 420
Mouse FFPE brain tissue sections were deparaffinized and re -hydrated. The list of antibodies, antigen 421
retrieval, and staining conditions are listed in Table 1. Non-specific antibody binding sites were blocked 422
with 10% normal goat serum in TBST pH 7.6 for 1h. The chromogenic signal was amplified using HRP-423
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Streptavidin (Jackson ImmunoResearch, West Grove, PA , Cat. 016-030-082) and detected with DAB 424
Substrate Kit (Fisher Scientific, Winnipeg, MB, Cat. PI34002) . BCBM94 and BT474 were seeded at 425
80,000 cells/well on glass coverslips in 6- well plates. Cells were fixed with 4% methanol- free 426
formaldehyde in PBS for 15 min at room temperature (RT) and permeabilized in 0.1% Triton X -100 in 427
PBS for 15 min at RT. Non-specific antibody binding sites were blocked with 5% NGS in PBS for 1h. 428
For antibodies and staining conditions see Table 1. 429
TUNEL assay 430
In Situ Cell Death Detection Kit, POD (Roche, Mississauga, ON , Cat. 11684817910) was used as per 431
manufacturer’s protocol to detect apoptosis in FFPE mouse brain tissue sections. 432
Transmission electron microscopy (TEM) 433
BCBM94 cells were trypsinized, pelleted, and fixed in 3% Glutaraldehyde in 0.1M Sorensen’s buffer 434
and post-fixed in 1% Osmium tetroxide (OsO4) in 0.1M Sorensen’s buffer. The pellets were embedded 435
in EMBed 812 resin (Electron Microscopy Sciences, Hatfield, PA , Cat. 14900). Thin sections were 436
stained with Uranyless (EMS, Cat. 2240920) and Lead citrate (EMS, Cat. 22410) and imaged using 437
Philips TM10 transmission electron microscope. At least 10 cells per sample group were imaged and 438
qualitatively analyzed for signs of mitochondrial damage. 439
In-vivo experiments 440
Ultrasound-guided intracardial injection of BCBM94 cells into RAG2γc -/- mice (50) resulted in brain 441
metastatic tumors after around 3.5 months. The animal research was approved by the Bannatyne Campus 442
Animal Care Committee (protocol #21-017). We opted for orthotopic xenografting into the right striatum 443
using stereotactic surgery to achieve the same lesion size at the identical brain location for BCBM94 and 444
BT474 tumor growth in mouse brain (63). Intracranial tumor growth was monitored using MRI. Upon 445
detection of sizeable brain metastases, the animals were treated with either Lapatinib (PO, 80mg/kg) or 446
Poziotinib (SC, 4mg/kg) for two cycles of 5 days ON and 2 days OFF. Solvent controls were 10% solutol 447
in water (for P oziotinib) and Phosal/PEG300 (for L apatinib). MR images were acquired using a 7T 448
cryogen-free superconducting magnet (MR Solutions , Boston, MA, USA) with a 17cm bore and 449
equipped with a dedicated quadrature mouse head coil. Animals were anesthetized with isoflurane and 450
transferred to a warmed Minerve© bed for head fixation and further anesthetic delivery. Respiration rates 451
were monitored throughout the procedure. Following a preliminary scout scan, acquisition planes were 452
optimized, and whole-brain coronal T2- weighted scans were acquired using a fast spin echo sequence 453
with the following parameters: TR 5000ms, TE 45ms, echo trains 7, FOV 30x30mm 2, matrix size 454
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250x256, total slices 18, slice thickness 0.3mm, and two averages for a total scan time 350s. For MRI 455
lesion volumetry, region of interest (ROI) -based volumetry was performed on pre - and post-treatment 456
sets of MRI scans (n=4/ group). The total MRI lesion volume was quantified as a sum of individual 457
volumes (V = πr2h) for each MRI section containing the lesion. Measurement of drug penetration into 458
mouse brain were performed with C57BL mice. Poziotinib was administered by either oral gavage (PO) 459
or subcutaneous injection ( SC). P lasma and brain tissues were collected immediately after the last 460
treatment and snap-frozen in liquid nitrogen for ultra-performance liquid chromatography-tandem mass 461
spectrometry (UPLC -MS/MS) analysis. The calibration standards and quality control samples were 462
prepared in the blank mouse plasma and brain homogenate. Aliquots of 10 µL samples were mixed with 463
200 µL internal standard in acetonitrile to precipitate proteins in a 96-well plate. 1.0 µL supernatant was 464
injected for the UPLC -MS/MS analysis. MassLynx and TargetLynx were used for data collection and 465
processing (Waters Corp., Milford, MA). For brain histology and IHC, mice were euthanized using 466
isofluorane and cervical dislocation upon two treatment cycles with 5 days ON and 2 days OFF. Brains 467
were removed immediately and hemispheres were fixed in 10% neutral buffered formalin for 24h. FFPE 468
brain sections of 5µm were subjected to H&E staining and IHC. 469
Statistical analysis 470
A paired two-tailed t-test was used to determine if there was a significant difference between the means 471
of the two groups. One-way ANOVA was used to identify any statistically significant difference between 472
the means of three or more groups. The Tukey test was performed to check if there is a statistically 473
significant difference between the pairs of samples that belong to a larger group where the statistical 474
difference proved to be significant in the ANOVA test. 475
476
Acknowledgements
477
The brain-seeking subline of the MDA -MB-231 cell line, MDA -MB-231/BR, was kindly provided by 478
Dr. Patricia Steeg (NCI, Bethesda, Maryland). We thank the nurses Deb Swan, Coleen Unger and Susan 479
Pearce at the Neurosurgery Clinic, Health Sciences Center, Winnipeg, for their tremendous support with 480
patient consent. The authors acknowledge the support from the staff at the Electron Microscopy Core 481
Platform and the Histology Services, Department of Human Anatomy and Cell Sciences, University of 482
Manitoba. We acknowledge the staff at the Central Animal Care Services and the Small Animal Imaging 483
Core Facility, University of Manitoba, for their help throughout the study. We acknowledge funding 484
support from the Natural Sciences and Engineering Research Council of Canada (TK), CancerCare 485
Manitoba (TK, SHK), the Dr. Paul H.T. Thorlakson Foundation Fund (SHK), the Cancer Research 486
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17
Society (SHK), Mitacs (DI) , the Max Rady College of Medicine (TT) , the University of Manitoba 487
Graduate Fellowship (JS), and the NCATS/NIH Intramural Research Program (YHL, XX, AW, RC, AK, 488
JJM, MJH). 489
490
Author contributions 491
Conceptualization of study (TK, SHK) ; d ata curation and formal analysis ( DI, YHL, AG, TT , AK); 492
animal surgeries (TK, JS); animal imaging (JS); patient neurosurgery (JB), pathology diagnosis (MDB); 493
drug formulation (RC); drug screening methodology (YHL, MJH), pharmacokinetic data (AW, XX) ; 494
resources and supervision (JJM, MJH, SHK, TK). 495
496
Competing interests: No competing interests declared 497
498
499
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18
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metastases among patients with metastatic breast cancer: a systematic review and meta-analysis. 610
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45. O'Sullivan CC, Davarpanah NN, Abraham J, Bates SE. Current challenges in the management of 612
breast cancer brain metastases. Semin Oncol. 2017;44(2):85-100. 613
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Tumor Subtyping. Journal of Cancer. 2017;8(16). 615
47. L M, M V. Animal models of brain metastasis. Neuro-oncology advances. 2021;3(Suppl 5). 616
48. Buonanno A, Fischbach G. Neuregulin and ErbB receptor signaling pathways in the nervous 617
system. Current opinion in neurobiology. 2001;11(3). 618
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50. Fernald K, Kurokawa M. Evading apoptosis in cancer. Trends in cell biology. 2013;23(12). 621
51. Mann J, Githaka JM, Buckland TW, Yang N, Montpetit R, Patel N, et al. Non-canonical BAD 622
activity regulates breast cancer cell and tumor growth via 14-3-3 binding and mitochondrial 623
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52. Kim TM, Lee KW, Oh DY, Lee JS, Im SA, Kim DW, et al. Phase 1 Studies of Poziotinib, an 625
Irreversible Pan-HER Tyrosine Kinase Inhibitor in Patients with Advanced Solid Tumors. Cancer Res 626
Treat. 2018;50(3):835-42. 627
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ZENITH20-2 Trial. J Clin Oncol. 2022;40(7):710-8. 633
55. Qi X, Shi Q, Xuhong J, Zhang Y, Jiang J. Pyrotinib-based therapeutic approaches for HER2-634
positive breast cancer: the time is now. Breast Cancer Res. 2023;25(1):113. 635
56. Gupta M, HJ L, Barden C, Weaver D. The Blood-Brain Barrier (BBB) Score. Journal of medicinal 636
chemistry. 2019;62(21). 637
57. F M, J C, PW A. Predictors for Blood-Brain Barrier Permeability with resampling strategies 638
based on B3DB database. 2019. 639
58. SumulationsPlus. ADMET Predictor®. 640
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Nature protocols. 2006;1(5). 642
60. Livak K, Schmittgen T. Analysis of relative gene expression data using real-time quantitative 643
PCR and the 2(-Delta Delta C(T)) Method. Methods (San Diego, Calif). 2001;25(4). 644
61. ACDBio. RNAscope Sample Preparation and Pretreatment Guide for FFPE Tissue 2013 [ 645
62. ACDBio. RNAscope 2.5 HD Duplex Detection Kit (Chromogenic) 2019 [ 646
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22
MAIN FIGURES 654
655
656
Figure 1. HER2+ BCBM94 cells establish hematogenic brain metastasis in mice. 657
(A) BCBM94 cells produce hematogenous brain metastasis upon intracardiac xenografting in RAG2yc-658
/- mice. H&E and IHC staining for Ki67+ nuclei and CD31+ endothelial cells in FFPE mouse brain 659
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tissues containing BCBM94 lesions. Magnification 200x (B,C) BCBM94 cells retain HER2 expression 660
in-vivo and in-vitro. HER2 IHC staining of FFPE tissue sections of patient’s breast, patient’s brain, and 661
mouse brain containing BCBM94 lesions. Magnification 200x. ICC staining of cultured formaldehyde -662
fixed BCBM94 cells show strong membrane expression of HER2 (ErbB2). (D) BCBM94 is a Luminal-663
B HER2+ BC model. Western blot (WB) comparing total protein expression of HER2 (ErbB2), ER α, 664
and PRα/β in the triple-negative MDA-MB-BR and HER2+ BCBM94, BT474, and SKBR3 cell lines in-665
vitro. (E) NRG1 is expressed in the TME of BCBM94 brain metastases. In-situ expression of NRG1 and 666
ErbB2 mRNA in the FFPE mouse brain tissue containing BCBM94 metastases was assessed with the 667
RNAscope 2.5 HD Duplex assay. Black arrows indicate NRG1 mRNA (red dots) within non- tumoral 668
cells in the mouse brain. NRG1+ cells are abundantly present in various regions of the mouse brain, 669
including the TME of HER2+ BCBM94 (blue) metastasis. Magnification 200x. ( F) HER2+ BC cell 670
models are devoid of NRG1. WB compared NRG1 protein expression in the triple-negative MDA-MB-671
BR and HER2+ BCBM94, BT474, and SKBR3 cell lines in-vitro. 672
673
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674
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25
Figure 2. NRG1 rescues BCBM94 cells from Lapatinib-induced cytotoxicity. 675
(A-D) Cell viability of BCBM94 under Lapatinib (Lap) +/- rhNRG1 treatment was assessed in the WST-676
1 assay. The endpoint absorbance readouts were used for quantification of the relative cell viability (mean 677
+/- SD, n=3) (A-C). Cell proliferation and colony formation potential of BCBM94 cells under Lap +/ -678
rhNRG1 treatment were assessed in colony formation assays (D). The bar chart presents the average 679
number of colonies formed by BCBM94 cells under Lap +/- rhNRG1 treatment (n=2) (D). Representative 680
images of colonies are shown below the plot (D). (E-I) NRG1 counteracts Lapatinib-induced apoptosis. 681
The chart presents cleaved / full length PARP protein ratio in BCBM94 cells under Lap +/ -rhNRG1 682
conditions measured by Western blot (WB) and quantified with densitometry (n=3) (E). A representative 683
WB is shown below the plot (E). WB detection of cleaved and full-length PARP proteins in BT474 cells 684
is shown under Lap +/- rhNRG1 conditions (n=1) (F). Relative luminescence values represent the activity 685
of caspase-3 and caspase -7 under Lap +/ -rhNRG1 conditions measur ed using a CaspaseGlo 3/7 assay 686
(mean +/- SD, n=3) (G). Detection of the cleaved/ pro- caspase-9 protein ratio in BCBM94 cells under 687
Lap +/ -rhNRG1 conditions was measured by WB and quantified with densitometry (n=3) (H) . A 688
representative WB is shown below the chart (H). WB detection of cleaved / pro - caspase-9 proteins in 689
BT474 cells under L ap +/ - rhNRG1 conditions (n=1) (I). Bar charts present mean +/ - SD,*p<0.05, 690
**p<0.01. 691
692
693
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694
695
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27
Figure 3. Anti-apoptotic actions of NRG1 involve BCL2 proteins 696
(A,B) NRG1 rescues Bad phosphorylation under Lapatinib (Lap). The phospho-/ total Bad protein ratio 697
in BCBM94 cells under Lap +/ -rhNRG1 conditions was determined by WB and quantified with 698
densitometry (n=3) (A). A representative WB is shown below the chart (A). WB images show expression 699
of phospho- and total Bad proteins in BT474 cells under L ap +/- rhNRG1 conditions (n=1) (B). (C) 700
NRG1 protects mitochondria from L apatinib-induced damage. Relative fluorescence intensity values 701
represent the number of active mitochondria in BCBM94 cells under Lap +/-rhNRG1 conditions detected 702
with MitoTracker® (n=2). Representative IF images are shown below the graph, magnification 200x (C). 703
(D) NRG1 prevents aggregation of the mitochondria outer membrane pore -formers Bax and Bak under 704
Lapatinib. BCBM94 cells treated with Lap +/-rhNRG1 were PFA-fixed for detection of Bak and Bax by 705
ICC/IF. The white arrow indicates punctate Bax aggregates co -localizing with Bak under L apatinib 706
treatment (n=2). Magnification 630x. Bar charts present mean +/- SD, *p<0.05, **p<0.01. 707
708
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28
709
710
Figure 4. NRG1 rescues ErbB3 phosphorylation under HER2 inhibition in BCBM cells 711
(A-D) NRG1 rescues ErbB3 phosphorylation under L apatinib (Lap). Protein ratios for phospho- / total 712
ErbB2 and phospho-/ total ErbB3 were determined in BCBM94 cells under Lap +/-rhNRG1 by WB and 713
quantified with densitometry (n=3) (A). Total ErbB1 (EGFR) and total ErbB3 protein levels in BCBM94 714
cells under Lap +/ -rhNRG1 conditions were measured by WB and quantified with densitometry (n=3) 715
(B). Representative WBs are shown below the charts (A, B). WB images show the detection of phospho-716
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ErbB1-4 and total ErbB1-4 proteins in BT474 cells under Lap +/ -rhNRG1 conditions (n=1) (C,D). (E) 717
Phosphorylated ErbB3 is expressed by BCBM94 tumors in -vivo. IHC analysis of patient’s breast, 718
patient’s brain, and mouse brain FFPE tissue sections containing BCBM94 lesions, magnification 200x. 719
Bar charts present mean +/- SD, *p<0.05, **p<0.01. 720
721
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722
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31
Figure 5. ErbB3 signaling mediates anti -apoptotic actions of NRG1 under Lapatinib (A, B) 723
Knockdown of ErbB3 increases PARP cleavage under Lapatinib (Lap) and mitigates NRG1 rescue. The 724
cleaved/ full -length PARP protein ratio in BCBM94 cells under Lap +/ -rhNRG1 +/ -ErbB3siRNA 725
conditions was measured by WB and quantified with densitometry (n=3) (A). A representative WB is 726
shown below the chart (A). Protein levels of cleaved and full-length PARP proteins in BT474 cells under 727
Lap +/-rhNRG1 +/-ErbB3siRNA conditions are shown by WB (n=1) (B). (C, D) Knockdown of ErbB3 728
attenuates rhNRG1 -mediated rescue of phospho- Bad under combined Lap/ rhNRG1 treatment. The 729
graph presents phospho -/ total Bad protein ratio in BCBM94 cells under Lap +/ -rhNRG1 +/ -730
ErbB3siRNA conditions measured by WB and quantified with densitometry (n=3) (C). A representative 731
WB is shown below the chart (C). Protein levels of phospho- and total Bad proteins in BT474 cells under 732
Lap +/ -rhNRG1 +/ -ErbB3siRNA conditions were detected by WB (n=1) (D). ( E, F) NRG1 rescues 733
expression and phosphorylation of Akt under Lapatinib. WB images show expression of phospho- and 734
total Akt proteins in BCBM94 (representative examples, n=3) (E) and BT474 (n=1) (F) cells under Lap 735
+/-rhNRG1 +/-ErbB3siRNA conditions. (G, H) The anti-apoptotic action of NRG1 is mediated through 736
Akt. The graph presents phospho- / total Bad protein ratio in BCBM94 cells under Lap +/ -rhNRG1 737
treatment measured by WB and quantified with densitometry; the PI3K inhibitor PI -103 was used at 10 738
µM (G). Representative WB images are shown below the chart (n=3) (G) and present the levels of 739
phospho-/ total-Akt and cleaved/ full -length PARP proteins in BCBM94. Protein levels of phospho- / 740
total-Akt, cleaved/ full -length PARP and phospho- / total Bad proteins in BT474 cells under Lap +/ -741
rhNRG1 exposure and treatment with PI -103 were determined by WB (n=1). Bar charts present mean 742
+/- SD, **p<0.01 743
744
745
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32
746
747
Figure 6. Schematic illustration of the NRG1 actions that rescue Lapatinib-induced apoptosis in 748
HER2+ BCBM cells. 749
750
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751
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34
Figure 7. Poziotinib-induced cytotoxicity is not diminished by NRG1 752
(A) Fifty ErbB inhibitors were tested for differential sensitivity in BCBM94 versus HME1. 53 samples 753
(3 compounds were represented by two separate batches) were tested at 22 concentrations ranging from 754
0.003pM to 40uM (BCBM94 n=4, HME1 n=1). The area under the curve (AUC, y-axis) of the non-linear 755
fitting of the dose -response data was calculated as a metric to compare differential sensitivity to the 756
compounds. The potency of each compound in the BCBM94 model is indicated on the x -axis. 757
Compounds in the lower left corner of the plot are the most potent and BCBM94-selective. (B) Poziotinib 758
is highly efficacious in reducing cell viability of both BCBM94 and BT474 HER2+ BC models. ErbB 759
inhibitors were tested at concentrations ranging from 0.003 pM to 40uM and viability was measured 760
using a CellTiterGlo assay after 72 h (BCBM94 n=4, BT474 n=1). ( C) rhNRG1 reduces the cytotoxic 761
activity of many ErbB inhibitors. The 50 ErbB inhibitors were tested +/ - 5ng/mL rhNRG1 and viability 762
was measured after 72h using CellTiterGlo. The differential sensitivity was assessed by comparing IC50 763
values (ratio) under both conditions (BCBM94 n=3, BT474 n=1). Data points that fall near the 764
intersection of the dotted lines, including Poziotinib (Poz), represent compounds with equipotent activity 765
+/- NRG1. Compounds to the upper right of the plot are those where NRG1 reduced the cytotoxic effect 766
of the compound. ( D-F) rhNRG1 failed to rescue tested HER2+ BC models from P oziotinib-mediated 767
cytotoxicity. Cell viability of BCBM94 (n=3) (D, E) and BT474 (n=3) (F) under Poz +/ -rhNRG1 768
treatment was assessed in the WST -1 assay. The endpoint absorbance readouts were used for 769
quantification of the relative cell viability. ( G, H) rhNRG1 fail ed to counteract P oziotinib-induced 770
apoptosis. WB images show the levels of cleaved/ full -length PARP in BCBM94 (representative 771
examples, n=3) ( G) and BT474 (n=1) ( H) cells under Poz +/ -rhNRG1 treatment. ( I, J) rhNRG1 wa s 772
unable to rescue ErbB3 phosphorylation under Poziotinib. Representative WB images show the levels of 773
phospho-/ total ErbB3 in BCBM94 (n=3) (I) and BT474 (n=1) (J) cells under Poz +/-rhNRG1 treatment. 774
(K, L) rhNRG1 failed to rescue Akt phosphorylation under Poziotinib. Representative WB images show 775
the levels of phospho- / total ErbB3 in BCBM94 (n=3) (K) and BT474 (n=) (L) cells under Poz +/ -776
rhNRG1 treatment. Bar charts present mean +/- SD, *p<0.05; **p<0.01. 777
778
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35
779
780
Figure 8. Schematic illustration showing the inability of NRG1 to rescue phosphorylation of ErbB3 781
and AKT resulting in PARP cleavage and Poziotinib-induced apoptosis in BCBM cells. 782
783
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36
784
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37
Figure 9. Poziotinib effectively reduced brain metastases in mice 785
BCBM94 and BT474 cells were orthotopically xenografted into SCID and RAG2yc -/- mice. Upon 786
detection of sizable brain metastases with MRI, the animals were treated with either Lapatinib (80mg/kg), 787
Poziotinib (4mg/kg), or solvent control for two 5- day cycles with 2 days off treatment in between. (A) 788
Treatment with P oziotinib resulted in a significant reduction of BCBM94 and BT474 brain metastatic 789
tumors. The ROI -based volumetry was performed on pre - and post -treatment sets of MRI scans 790
(n=4/group). Bar charts present mean +/ - SD, **p<0.01. Representative MR images are shown below 791
the charts (A, B). (C) Poziotinib is more brain penetrable than Lapatinib. Drug concentrations were 792
measured by UPLC -MS/MS analysis of plasma and brain tissues taken 1 hour after the last drug 793
administration (n=4/group). (D) Poziotinib abrogate d ErbB3 phosphorylation, inhibit ed proliferation, 794
and induce d apoptosis within BCBM94 brain metastasis . H&E, IHC , and TUNEL analysis of post -795
treatment mouse brain FFPE tissues is shown for solvent control, L apatinib and P oziotinib treatment 796
groups. The white dashed lines mark the margins of the metastatic lesion. ErbB3 phosphorylation and 797
presence of Ki67+ nuclei we re observed only in lesions of the solvent control and L apatinib groups. 798
TUNEL assay shows fragmented DNA in green color. Magnification: H&E 100x, Ki67 200x, TUNEL 799
and pErbB3 400x. 800
801
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38
SUPPLEMENTARY FIGURES 802
803
804
Suppl. Figure 1: NRG1 counteracts Lapatinib-induced loss of viability 805
A) BCBM94 cells have very low expression of NRG1-4 mRNA in-vitro. qRT-PCR compared mRNA 806
levels of NRG1-4 in the triple-negative MDA-MB-BR and HER2+ SKBR3 and BCBM94 cells. A cycle 807
count higher than 30 (Ct > 30) is considered as low expression independent of relative values. Values for 808
MDA-MB-BR are set to 1. To calculate the relative expression of NRG3 in BCBM94, Ct values for 809
MDA-MB-BR and SKBR3 were set to 40 (maximum cycle number). ND : not detected. B,C) rhNRG1 810
rescued BCBM94 cells from Lapatinib -induced cytotoxicity. Real -time cell analysis based on 811
impedance measurements was performed with the xCELLigence assay. The graph depicts measurements 812
of BCBM94 cells treated with Lap +/-rhNRG1 over a period of 25 hours (B). The terminal 24h readouts 813
of the xCELLigence assay were plotted on the bar graph (C). D) rhNRG1 rescued BT474 cells from 814
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39
Lapatinib-induced cytotoxicity. Cell viability of BT474 cells under Lap +/ - rhNRG1 treatment was 815
assessed in the WST -1 assay. The endpoint absorbance readouts were used for quantification of the 816
relative cell viability. E) Lapatinib did not upregulate endogenous expression of NRG1 in BCBM94 817
cells. WB images present the level of NRG1 protein in BCBM94 cells under two different concentrations 818
of Lapatinib. MD-MB-BR cells serve as positive control for NRG1. 819
820
821
822
823
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40
Suppl. Figure 2: NRG1 counteracts Lapatinib-induced apoptosis 824
A, B) rhNRG1 rescued BCBM94 and BT474 cells from Lapatinib -induced apoptosis even after 825
pre-incubation with Lapatinib. BCBM94 and BT474 cells were treated with Lapatinib (Lap) for the 826
first 24h and either Lapatinib or Lap/ rhNRG1 for another 24h. WB images show the levels of cleaved 827
and full -length PARP proteins in BCBM94 (A) and BT474 (B) cells under the above-mentioned 828
conditions. C-F) Total levels of the antiapoptotic and proapoptotic (effectors) proteins of the Bcl-2 829
family were unaffected by Lap +/ -rhNRG1 treatment. WB images present the levels of Bcl -2, Bcl-830
XL, Mcl-1, Bax and Bak protein in BCBM94 (C,E) and BT474 (D,F) cell lines under Lap +/ -rhNRG1 831
treatment for the indicated times. G) Transmission electron microscopy (TEM) images. NRG1 832
maintained mitochondrial cristae structure under Lapatinib. TEM images of BCBM94 cells incubated 833
with Lap +/ -rhNRG1. Black arrows indicate damaged mitochondria under L apatinib treatment. 834
Magnifications are indicated on the image. 835
836
837
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41
Suppl. Figure 3: NRG1 fails to rescue poziotinib-induced viability loss. 838
A, B) rhNRG1 failed to rescue BCBM94 cells from Poziotinib (Poz)-induced cytotoxicity. Real-time 839
cell analysis using the xCELLigence assay show cell impedance measurements in BCBM94 cells treated 840
with Poz +/-rhNRG1 over a period of 25 hours (A). The terminal 24h readouts of the xCELLigence assay 841
were plotted on the bar graph (B). Bar charts present mean +/ - SD, **p<0.01; ***p<0.001; 842
****p<0.0001. C) Poziotinib brain concentrations. Poziotinib was administered in C57BL/6 mice by 843
oral gavage (PO) at 2 and 5 mg/kg and by subcutaneous injections (SC) at 1 and 5 mg/kg. Concentrations 844
in brain tissues were determined by UPLC -MS/MS bioanalytical method at different time points after 845
drug administration. The dotted line represents the IC90 concentration, as determined by in-vitro viability 846
experiments. 847
848
849
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.CC-BY-NC-ND 4.0 International licenseavailable under a
(which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in perpetuity. It is made
The copyright holder for this preprintthis version posted February 22, 2024. ; https://doi.org/10.1101/2024.02.19.581073doi: bioRxiv preprint
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