Abstract
10
Phage therapy has been proposed as an alternative to antibiotics to treat resistant 11
infections. However, we have a limited understanding of how antibiotic resistance genes 12
(ARGs) associate with bacterial phage defen se systems (PDSs). Here, we explore the 13
relationship between ARGs and PDSs in a sample of 2,559 plasmids originating from 14
1,044 E. coli isolates, representing a snapshot of clinical and non -clinical diversity in 15
Oxfordshire, UK (2008 -2020). In total, we identify 3,193 ARGs and 14,013 PDSs (180 16
unique types). We demonstrate that E. coli plasmids are enriched for ARGs and PDSs 17
(both p<0.001), with a bias towards toxin -antitoxin, abortive infection , and restriction-18
modification systems (all q<0.025). We proceed to show that ARGs and PDSs are 19
physically linked by plasmids (p<0.001). Together, our results suggest that phage therapy 20
may inadvertently select for antibiotic resistant bacteria , and that antibiotic use may 21
similarly drive resistance to phage. 22
23
Keywords
Escherichia coli; bacteriophage; anti-bacterial agent 24
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25
26
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Introduction
27
Bacterial defense systems can protect the cell against invaders, such as plasmids and phage 1. 28
Plasmids are extrachromosomal replicons often able to transfer between bacterial hosts via 29
conjugation2. Phage, and in particular, lytic phage, are bacterial viruses that, like plasmids, rely 30
on the host cell for replication, but unlike plasmids, ultimately kill the host during the infection 31
cycle3. Plasmids are often associated with antimicrobial resistance genes (ARGs), which can 32
confer resistance to the host cell, sometimes at a low fitness cost 4,5. Moreover, plasmids can 33
also encode phage defen se systems (PDSs), such as toxin -antitoxin, restriction modification, 34
and CRISPR -Cas systems, blurring the boundary between selfish genetic elements and 35
mutualistic partners6–9. 36
One unresolved issue is the extent to which ARGs and PDSs co -occur on plasmids. This is 37
important because the physical linkage of different resistance determinants can drive co -38
selection: selective pressure for one trait (phage resistance) may inadvertently maintain another 39
(antibiotic resistance), and vice versa. Co-selection is already well documented for ARGs and 40
other resistance genes, such as those against heavy metals or biocides, where a single stressor 41
can select for multi -resistant bacteria10,11. Some examples have been reported of ARGs and 42
PDSs co-localising on the same mobile genetic element, yet whether this occurs more generally 43
remains to be seen12–14. Understanding these patterns is particularly relevant as phage therapy 44
gains traction as a strategy to combat antibiotic resistant infections15,16. 45
In this study, we investigate d the relationship between ARGs and PDSs in a large sample of 46
2,559 plasmids from 1,044 clinical and non -clinical E. coli isolates17. We first annotate the 47
genomes for ARGs and PDSs, then explore (i) their overall enrichment on plasmids versus 48
chromosomes, (ii) the enrichment of specific PDS types on plasmids versus chromosomes, and 49
(iii) their linkage on plasmids. 50
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Methods
52
Dataset curation 53
Isolates and associated genome assemblies were from an existing, pre-collated dataset17. The 54
original dataset contained Enterobacterales species collected from within 60km in Oxfordshire 55
from 2008 -2020, covering multiple clinical and non -clinical niches: human bloodstream 56
infection (BSI), livestock faeces (cows, pigs, poultry, and sheep), and wastewater (influent, 57
effluent, and rivers upstream of effluent) 18,19. All BSI isolat es and a majority of non -BSI 58
isolates were not selectively cultured for antimicrobial resistance . Species were determined 59
with matrix-assisted laser desorption/ionization time-of-flight (MALDI-TOF). Authors used a 60
hybrid approach (short- and long-reads) to recover reference-grade assemblies. We selected all 61
the E. coli genomes where the chromosome and all plasmids were fully circularised (n= 1,044). 62
Isolate and assembly metadata was also downloaded. 63
Genome annotation 64
We annotated for PDSs using the tool DefenseFinder (v. 2.0.0) with default paramaters, which 65
queries against a database of known PDSs20–22. DefenseFinder also denotes when a system is 66
“complete” (“systems” output), meaning all component genes have been annotated. We only 67
considered complete systems in this study. For ARGs, we used pre-existing annotations from 68
AMRFinderPlus (v. 3.10.18) with default parameters 23,24. Plasmid mobility predictions 69
(conjugative, mobilisable, or non-mobilisable) also used pre-existing annotations from MOB-70
typer from MOB -suite (v. 3.03) with default parameters. We annotated for integrons using 71
IntegronFinder 2.0 with default parameters 25. For gene annotations we used Prodigal (v. 72
2.6.3)26 with default parameters. 73
74
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Testing for the enrichment of ARGs and PDS genes on plasmids 75
We first calculated the total number of plasmid genes as a fraction of the total number of genes 76
in the genome. Similarly, we calculated the fraction of just ARGs and PDSs genes on plasmids. 77
These proportions were compared using a Pearson’s chi -squared test with Yates’ continuity 78
correction. We conducted this across the whole dataset (see Results), but also separately for 79
BSI-associated and non-BSI-associated plasmids (Figure S5). 80
Testing for the over-representation of PDS families on plasmids 81
First, for each PDS type, we calculated a binary presence/absence score for each replicon. We 82
next wanted to generate a null distribution that accounted for some genomes containing more 83
plasmids than others. To do this, we performed b=10,000 label permutations of replicon type 84
(plasmid or chromosome) within each genome. After each permutation, we recorded the 85
number of plasmid -labelled contigs carrying each PDS. This generated a one -sided p-86
value=(n+1)/(b+1), where n was the number of permutations with a plasmid count at least as 87
extreme as observed (≥ for the plasmid‑enrichment test; ≤ for the chromosome‑enrichment test) 88
and b=10,000. Separate p‑values were obtained for plasmid (H₁: observed > null) and 89
chromosome (H₁: observed < null) bias. To mitigate against multiple tests increasing the rate 90
of Type I errors, we applied both the Benjamini–Hochberg (BH) and the Benjamini–Yekutieli 91
(BY) false‑discovery‑rate procedures. Families with BH‑adjusted q < 0.025 for the relevant 92
one‑sided test (plasmid or chromosome) were called significant; BY‑adjusted q‑values are also 93
reported when q < 0.025 (providing a stricter, dependence‑robust correction). 94
Testing the association between ARGs and PDSs on plasmids 95
If two plasmids are vertical descendants, or share large portions of their sequence from a 96
recombination event, they might contain many of the same genes. This can be problematic 97
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when testing for the association of ARGs and PDSs, as it introduces pseudo -replicates to the 98
model. We minimised the risk of pseudo -replication by genetically dereplicating plasmids in 99
the dataset. We first took the k-mer plasmid clusters generated by the original authors 17. We 100
then randomly selected a representative from each cluster. In total, we recovered n=712 101
genetically representative plasmids. 102
We next predicted the count of ARGs per plasmid with a generalised additive mixed -model 103
(GAMM) using the mgcv library27. Model choice was guided by Akaike Information Criterion 104
(AIC), which balances goodness-of-fit and parsimony. We found that a Tweedie family (log-105
link) GAMM with a log-link family outperformed analogous GAMM/GLMMs with Poisson 106
and negative binomial families. 107
The model used the fixed effects (i) plasmid PDS count, (ii) plasmid GC content (mean 108
centred), and (iii) sampling niche (BSI -associated, livestock -associated, or wastewater -109
associated). We used plasmid replicon type as a random intercept to control for plasmid 110
lineage. We also included an offset of log 10-scaled plasmid length (bp). Originally, we also 111
included plasmid integron count and plasmid mobility (non -mobilisable, mobilisable, 112
conjugative) as fixed-effects, but these were dropped since they were insignificant (likelihood-113
ratio test p-value>0.05). Plasmid PDS count and GC content initially used thin‑plate regression 114
splines (k = 4), but by assessing the effective degrees of freedom and plots of the smooth terms, 115
we concluded they were consistent with linearity, so the smooth terms were dropped. 116
Lastly, we checked for multicollinearity and correlations among predictors. For numeric-117
numeric fixed -effect pairs, we computed Spearman’s rank correlation , and for numeric-118
categorical fixed-effect pairs, we calculated the Kruskal -Wallis effect size . No issues were 119
identified. 120
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Of the n=712 genetically representative plasmids, 23% (167/712) had inconclusive plasmid 121
replicon typing by PlasmidFinder (recorded as “NA”). Nonetheless, re -running the GAMM 122
with these plasmids excluded did not meaningfully change the coefficient estimates (95% CIs 123
overlapped). 124
Code and data availability 125
The data and metadata used in this study will be stably archived on Zenodo. The code to 126
reproduce the analysis will be made available on Git Hub, and also archived on Zenodo. 127
Supplementary File 1 contains the permutation test output. Supplementary File 2 contains the 128
GAMM diagnostics. 129
130
Results
131
Plasmids are enriched for antimicrobial resistance genes and phage-defense system genes. 132
We first curated a sample of n=1,044 E. coli isolates, a common human commensal and 133
pathogen, with n=2,559 plasmids (see Methods). Isolates were sampled within a geographically 134
(<60km in Oxfordshire, UK) and temporally (2008 -2020) restricted frame , and represented 135
both clinical (human bloodstream infection [BSI]) and non -clinical (livestock-associated and 136
wastewater-associated) niches, totaling 52% (547/1,044) BSI, 42% (433/1,044) livestock -137
associated, and 6% (64/1,044) wastewater -associated. Livestock-associated isolates were 138
further divided into 32.8% (142/433) cattle-associated, 28.9% (125/433) pig-associated, 11.8% 139
(51/433) poultry-associated, and 26.5% (115/433) sheep-associated. In total, 89% (938/1,044) 140
of isolates carried a plasmid. Isolates carried a median of 2 plasmids (range : 0-16), with the 141
most common replicon types being small colicinogenic-type plasmids (see Methods). 142
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We next annotated our genomes for ARGs and PDSs (see Methods). In total, we identified 143
n=14,013 PDS hits with 180 distinct system types. Every chromosome carried at least one PDS, 144
contrasted with only 41% (1,051/2,559) of plasmids. Comparatively, ARGs were less common, 145
with 3,193 identified in total. Overall, 27% (286/1,044) of chromosomes and 20% (521/2,559) 146
of plasmids carried at least one ARG, respectively. Of plasmids that carried at least one ARG 147
or PDS, the three top replicon types were IncF -types: IncFIB, Col156 -IncFIB-IncFII, and 148
IncFIB-IncFIC, which together accounted for 27% (325/1,225) of that plasmid subset. 149
Distributions of ARGs and PDSs were variable across E. coli niches (Figures S1 –S4). 150
Livestock-associated plasmids (cattle, pig, poultry, and sheep) carried defense systems in 44% 151
(475/1,080) of cases but carried ARGs in only 13% (143/1,080). Within this group, pig -152
associated plasmids were distinct: they encoded ARGs roughly four-fold more frequently: 25% 153
(101/403) of pig plasmids versus 6% (42/677) of plasmids from the other three livestock 154
groups, while their PDS prevalence remained comparable (39% [158/403] versus 47% 155
[317/677]). Wastewater-associated plasmids showed intermediate prevalence: 35% (53/150) 156
encoded PDSs and 19% (29/150) carried ARGs. BSI-associated plasmids exhibited the greatest 157
combined load outside pigs, with 39% (523/1,329) containing PDSs and 26% (349/1,329) 158
carrying ARGs. 159
Next, we tested whether ARGs and PDSs were enriched on plasmids versus chromosomes 160
(Figure 1; see Methods). Of the n=4,999,278 annotated coding sequences in our dataset, only 161
3.42% (170,778/4,999,278) were found on plasmids. By contrast, 8.66% of all PDS genes 162
(2,474/28,581) and 75.76% of all ARGs (2,419/3,193) were plasmid-encoded. Pearson’s χ² 163
tests (Yates -corrected) confirmed that both categories were highly over -represented on 164
plasmids relative to the genomic baseline (ARGs: χ² = 49,943.4, df = 1, p < 0.001; PDSs: χ² = 165
2,343.8, df = 1, p < 0.001). The magnitude of enrichment was therefore ~2.5-fold for PDS 166
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genes and ~22-fold for ARGs. Surprisingly, this trend carried for both clinical and non-clinical 167
isolates (Figure S5). 168
169
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170
171
Figure 1. Plasmids are hotspots for ARGs and PDSs in E. coli. Bars show the percentage of genes in that
category residing on plasmids. Both comparisons were significant at the p<0.001 level (Pearson χ² tests with
Yates correction).
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Plasmids and chromosomes are associated with distinct repertoires of phage-defense 172
systems. 173
We next explored whether the types of PDSs varied between plasmids and chromosomes. We 174
conducted a permutation test for each PDS (see Methods) and found 8% (15/180) of the PDS 175
families preferentially reside d on plasmids (Figure 2) . These 15 families made up 42.46% 176
(1,343/3,163) of defense-system occurrences on plasmids . In contrast, 20% ( 36/180) PDSs 177
were associated with chromosomes (Figure S6). Tests for the remaining 72% (129/180) PDSs 178
were inconclusive. 179
We found that TIR-III and Pif systems and two small uncharacterised families (HEC -09, DS-180
28) were exclusively associated with plasmids in this dataset . Conversely, toxin-antitoxin 181
module MazEF and the cyclic-oligonucleotide producer CBASS were enriched more modestly 182
(~0.25, Figure 2A). When enrichment was quantified as absolute surplus (Figure 2B), the toxin-183
antitoxin complex Mok-Hok-Sok was an outlier, occurring on plasmids 661 times versus the 184
approximately 100 occurrences expected by chance. Progressively smaller and significant 185
surpluses were observed for the remaining systems. 186
187
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188
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Figure 2. Defense systems associated with plasmids. (A) The x-axis shows the proportion of contigs that carried
the PDS type. Each point represents a PDS type whose frequency on plasmids was greater than expected when
contig labels (plasmid/chromosome) were randomly shuffled within isolates under two one-tailed permutation tests
(see Methods). Open grey circles indicate p<0.05 significance under Benjamini -Hochberg (BH) correction only.
Filled blue circles indicate significance under both BH and Benjamini -Yekutieli (BY) correction, which does not
assume independence. The dashed line marks the genome -wide plasmid share of defence systems ( π̄ ≈ 0.16). (B)
Bars count the excess number of plasmid-labelled contigs carried by each type (“observed – expected”, where the
expectation equals the type’s total contig count × π̄ ). Bars are coloured the same as points in (A). Only PDS families
that were significantly over-represented on plasmids in the within-isolate permutation test are shown.
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Phage-defense system count predicts ARG gene count on plasmids independent of plasmid 190
size. 191
Lastly, we explored the distribution of ARGs and PDSs within the genomes. We tested whether 192
ARGs and PDSs co-occurred on the same pl asmids by constructing a generalised additive 193
mixed-model (GAMM) with a Tweedie family and log-link (see Methods). Briefly, we used 194
plasmid ARG count as a response with fixed effects (i) plasmid PDSs count, (ii) plasmid GC 195
content (mean centred), and (iii) sampling niche (BSI -associated, livestock -associated, or 196
wastewater-associated). We used plasmid replicon type as a random intercept to control for 197
plasmid lineage. To avoid pseudo -replication of plasmid sequences, we used single 198
representatives from clusters generated by genetic similarity. We also included an offset of 199
log10-scaled plasmid length (bp). Our total sample size was n=712 genetically representative 200
plasmids. The model output is detailed in Table 1 and visualised in Figure 3a. Further, Figure 201
3b visualises the ARG-PDS co-occurrence heatmap for all plasmids (n=2,559) in the dataset. 202
We found that the count of PDSs was a strong positive predictor of ARG count: each additional 203
phage-defense system increased the chance of an ARG being present on a plasmid by 48% 204
(95% CI=[18%, 86%]; p<0.001). Similarly, each 1% increase in plasmid GC content above 205
average increased ARG count by 37% (95% CI=[28%, 48%]; p<0.001). We found no signal 206
from isolate sampling niche. The random‐effect smooth term for plasmid replicon type was 207
consistent with substantial non -linear variation (edf = 2 5.7, F = 1.21, p<0.001). Overall, the 208
model demonstrated good fit with adjusted R2=0.40. 209
All isolates (1044/1044) carried a chromosomal PDS, meaning that all isolates with plasmid -210
borne ARG (429/1,044) had the potential for dual resistance. Additionally, of the 41% 211
(429/1,044) of isolates carrying an ARG-positive plasmid, 88% (378/429) also carried at least 212
one plasmid-borne PDS. In 75% (324/429) of these cases, they were both on the same plasmid 213
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(Figure 4). Further, Figure S7 shows the relative frequencies of ARGs, PDSs, and their co -214
localisation on plasmids, and Figure S8 shows how these frequencies vary with plasmid size in 215
clinical versus non-clinical E. coli, consistent with clinical isolates, unlike non-clinical isolates, 216
often carrying small plasmids (<13kbp) that link ARGs and PDSs. 217
218
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Figure 3. PDSs and ARGs co-occur on plasmids. (A) Forest plot of GAMM predictor coefficients as fold-
changes with 95% confidence intervals (log10-scaled axis). The vertical dashed line at x=1 marks the reference. (B)
Heatmap of frequency of co-localisation of ARGs and PDSs on same plasmid (n= 347). Cell colour indicates
count.
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Covariate Coefficient (95% CI) Odds ratio (95% CI) p-value
(Intercept) -6.58 (-7.25, -5.91) 0.00 (0.00, 0.00) <0.001
PDS count 0.39 (0.16, 0.62) 1.48 (1.18. 1.86) <0.001
Plasmid GC content (mean-centred) 0.32 (0.24, 0.39) 1.37 (1.28, 1.48) <0.001
Niche
BSI-associated 0.72 (0.19, 1.25) 2.05 (1.21, 3.48) 0.008
Wastewater-associated 0.48 (-0.43, 1.39) 1.61 (0.65, 4.00) 0.3
Table 1. Parameter estimates for the GAMM. For niche, livestock-associated was the reference
level. Odds ratios were calculated by taking the exponent.
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223
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Figure 4. Overlap of ARGs and PDSs on plasmids within E. coli isolates. Euler diagram illustrating the
intersection between sets of E. coli isolates that carried (i) at least one plasmid with a PDS, (ii) at least one plasmid
with an ARG, and (iii) at least one plasmid with both an ARG and a PDS. The size of each ellipse is proportional
to the set size. The total sample size was n=884 isolates.
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Discussion
225
We have analysed the distribution of ARGs and PDSs in a diverse sample of E. coli genomes. 226
We demonstrate that plasmids are enriched for both types of features, disproportionately carry 227
specific PDS families compared to the chromosome, and physically link ARGs and PDSs in 228
the genome. Overall, our findings suggest a fundamental role for plasmids in the dissemination 229
of PDSs on top of known associations with ARGs. 230
Our study has limitations. Whilst E. coli represents a predominant clinical pathogen, plasmids 231
are widespread across bacterial taxa and frequently cross species boundaries 28. Future work 232
should expand these modelling approaches to incorporate a broader range of bacterial 233
hosts. We also did not model the co -occurrence of specific ARGs and PDSs. Capturing such 234
associations require s modelling f rameworks that account for both vertical inheritance and 235
horizontal transfer events (such as those mediated by transposons) as well as methods capable 236
of resolving multivariate networks of association. Without such controls, pairwise tests risk 237
conflating indirect correlations with direct genetic linkage, as well as inflating Type I errors29. 238
The co-localisation of ARGs and PDSs on plasmids can facilitate joint horizontal transfer and 239
coordinated regulation. We hypothesise that plasmids are an ideal platform for co -localising 240
ARGs and PDSs due to their variable copy number and potential for rapid evolution. In clinical 241
isolates, multicopy plasmids carrying blaTEM-1 can amplify phenotypic resistance and 242
accelerate adaptive evolution of the gene 30,31. In our dataset, blaTEM-1 was often co -localised 243
with toxin -antitoxin systems such as RnlAB, PARIS, and AbiQ 32–34on small (>13kb) 244
colicinogenic-type plasmids in the BSI-associated isolates . Analogously, plasmids carrying 245
PDSs may experience rapid and fluctuating selection in response to episodic lytic phage 246
attacks, favouring those that can quickly up or downregulate their PDSs35,36. 247
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Phage pressure alone can maintain mobile genetic elements carrying ARGs even in the absence 248
of antibiotics. For example, in Vibrio cholerae, episodic phage challenge increased conjugation 249
frequencies of integrative conjugative elements carrying both ARGs and PDSs 14. In another 250
study, E. coli IncF plasmids carrying antibiotic resistance reduced susceptibility to coliphage 251
infection and persisted for around 10 days without antibiotic selection 37. This suggests that 252
simply curbing antibiotic use may be insufficient to reverse the selection for antibiotic and/or 253
phage resistance. Future work should monitor plasmid gene frequencies, copy‑number 254
dynamics, and host‑fitness effects under isolated antibiotic, isolated phage, and combined 255
selection regimes, ideally incorporating varied dosing schedules and temporal patterns. 256
257
Funding 258
This work was supported by the UKRI Frontiers grant (EP/Y031067/1) to RCM . WS is 259
supported by the Wellcome Trust grant (218514/Z/19/Z), Merck Sharp and Dohme Corp., and 260
Janssen Pharmaceutica NV. PJ is supported by funding from the Biotechnology and Biological 261
Sciences Research Council UKRI-BBSRC grant (BB/T008784/1). 262
263
Acknowledgements
264
The authors thank Rachel Wheatley and Liam P. Shaw for the valuable help and discussions. 265
266
Conflicting interests 267
The authors declare no conflicting interests. 268
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269
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