Abstract
RNA polymerase II (Pol II) facilitates co-transcriptional splicing by recruiting the U1
small nuclear ribonucleoprotein particle (U1 snRNP) to the nascent transcripts. Here, we
report the cryo-electron microscopy structure of a transcribing Pol II-U1 snRNP complex
with elongation factors DSIF and SPT6. Furthermore, our biochemical analysis revealed that
the phosphorylated Pol II carboxyl-terminal domain and SPT6 interact directly with U1
snRNP proteins, facilitating its recruitment to the elongation complex. This multivalent
interaction allows efficient spliceosome assembly and ensures transcription processivity.
Key words: Transcription, splicing, co-transcriptional splicing, cryo-EM
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Introduction
In eukaryotes, RNA polymerase II (Pol II) synthesizes the precursor messenger RNA
(pre-mRNA), which undergoes several processing steps, including splicing, before serving as
a template for protein synthesis. During splicing, the spliceosome removes introns from the
pre-mRNA while it is being transcribed by Pol II1, 2, 3, 4, 5. The coupling between transcription
and splicing enhances the efficiency and accuracy of splicing. This is exemplified in
metazoan genes which often harbour introns that span several kilobases in length6, raising the
intriguing question of how distant intron ends are brought into proximity to ensure precise
and efficient splicing. The highly repetitive carboxyl-terminal domain (CTD) of Pol II has
been proposed to function as a platform to recruit splicing factors7, 8, 9, 10, 11, yet the Pol II
CTD itself is insufficient to stimulate splicing12.
A direct interaction between Pol II and U1 snRNP, independent of the Pol II CTD, was
revealed by a cryo-electron microscopy (cryo-EM) structure13. U1 snRNP is the first
spliceosome component recruited to the pre-mRNA to recognize the 5´ splice site (5´ SS)14.
The direct Pol II-U1 snRNP interaction retains the 5´ SS near the RNA exit site of Pol II,
thereby bridging the 5´ SS to the branch point sequence and 3´ splice site as they emerge
from Pol II. This intron loop model is further supported by CRISPR interference experiments
revealing that the nascent 5´ SS base paired with U1 snRNA is tethered to Pol II during intron
synthesis15.
Nevertheless, it remains unknown how transcription elongation factors affect U1
snRNP recruitment to an elongating Pol II. Release of Pol II into productive elongation
requires the positive transcription elongation factor b (P-TEFb)16, 17 which phosphorylates the
Pol II CTD, the DRB sensitivity inducing factor (DSIF, a heterodimer of SPT4 and SPT5)
and the negative elongation factor (NELF)18, 19, 20, 21. This change in phosphorylation state
Results
in dissociation of NELF and recruitment of elongation factors SPT6 and PAF19, 22.
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SPT6 is both a transcription elongation factor and a histone chaperone, playing an essential
role in transcription processivity, elongation across nucleosome barriers and nucleosome
positioning23, 24, 25, 26. Here we report the cryo-EM structure of a transcribing Pol II-DSIF-
SPT6-U1 snRNP complex. Additionally, we identify that U1 snRNP is recruited to the
elongation complex through multiple interaction sites, enabling efficient co-transcriptional
spliceosome assembly.
Results
Human U1 snRNP consists of U1 snRNA, seven Sm proteins and three U1-specific
proteins, U1-70K, U1A and U1C. Both U1-70K and U1A contain RNA recognition motifs
(RRMs) and associate with the U1 snRNA stem loops, while U1C comprises a zinc finger
domain that facilitates 5´ SS recognition27 (Fig. 1a). We first investigated the effect of P-
TEFb phosphorylation on the Pol II-U1 snRNP interaction. We generated a CRISPR-knockin
cell line with an N-terminal TwinStrep tag on the largest subunit of Pol II, RPB1, and
purified human Pol II (Methods). Using the TwinStrep tag on Pol II, we performed pulldown
experiments in the absence of any nucleic acids to capture solely protein-mediated
interactions (Fig. 1b). Consistent with the Pol II-U1 snRNP structure13, U1 snRNP bound
directly to Pol II and its binding increased with Pol II phosphorylation by P-TEFb (Fig. 1b
compare lanes 6 and 9). This enhanced binding is attributed to the specific interaction of U1
snRNP with the P-TEFb phosphorylated Pol II CTD, but not with the non-phosphorylated
CTD (Extended Data Fig. 1). Pulldown experiments using U1-specific proteins revealed that
the phosphorylated Pol II CTD bound specifically to the U1-70KRRM domain (Extended Data
Fig. 1, lane 10), the same domain that mediates the direct Pol II-U1 snRNP interaction13. We
used the RRM domain of U1-70K in the pulldown as full-length U1-70K is insoluble.
To assess the effect of elongation factors on the Pol II-U1 snRNP interaction, we added
DSIF and SPT6 to Pol II and treated them with P-TEFb phosphorylation before incubating
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with U1 snRNP. In the absence of nucleic acids, DSIF failed to associate with Pol II, whereas
SPT6 formed a stochiometric complex with Pol II (Fig. 1b). Interestingly, association of U1
snRNP to phosphorylated Pol II is further enhanced by SPT6 (Fig. 1b compare lanes 9 and
12), suggesting SPT6 may play a role in U1 snRNP recruitment and thereby facilitating co-
transcriptional splicing.
To gain molecular insights into U1 snRNP recruitment during transcription elongation,
we assembled a mammalian transcription elongation complex (EC) with human DSIF and
SPT6 on a DNA-RNA scaffold. The scaffold contains a DNA mismatch bubble that enables
formation of a 9-base pair DNA-RNA hybrid duplex, and a modified MINX pre-mRNA that
comprises a 5´ exon and a truncated intron of 34 nucleotides (Extended Data Fig. 2a). The
assembled EC-DSIF-SPT6 complex was phosphorylated by P-TEFb and purified by size
exclusion chromatography before its incubation with purified human U1 snRNP and
subjected to single particle cryo-EM analysis (Extended Data Fig. 2-4). Although PAF does
not interfere with U1 snRNP binding to Pol II in vitro13, we omitted PAF in the assembly
because it further increased the flexibility of an already highly mobile complex.
We obtained a cryo-EM reconstruction of the EC-DSIF-SPT6-U1 snRNP complex at
an overall resolution of 3.5 Å (Fig. 1c, Extended Data Fig. 2-4, Extended Data Table 1,
Supplementary Video 1). Both U1 snRNP and SPT6 are highly mobile on the Pol II surface.
Focused refined maps with a local resolution of 7.3 Å for U1 snRNP and 6.2 Å for SPT6
allowed confident docking of previous models13, 28 (Extended Data Fig. 4). While both SPT6
and DSIF engage the stalk domain of Pol II, DSIF additionally interacts with the upstream
DNA, possibly explaining the lack of DSIF binding to Pol II in the absence of nucleic acids
in our pulldown experiment (Fig. 1b). The direct Pol II-U1 snRNP interface is mediated by
the RRM domain of U1-70K which contacts the RPB2 and RPB12 subunits of Pol II,
consistent with the Pol II-U1 snRNP structure13. Therefore, the U1 snRNP interaction with
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Pol II is compatible with the presence of elongation factors DSIF and SPT6 on the Pol II
surface. However, we could not resolve the interactions of U1 snRNP with SPT6 and the
phosphorylated Pol II CTD in our cryo-EM reconstruction, likely due to the mobile nature of
the complex.
To understand the role of SPT6 in U1 snRNP recruitment, we performed pulldown
experiments using an MBP-tagged SPT6 and observed direct binding of U1 snRNP to SPT6
regardless of its phosphorylation state (Fig. 2a, b). Human SPT6 contains a core domain that
engages the Pol II stalk domain (Fig. 1c) and a tSH2 domain that interacts with the
phosphorylated Pol II CTD linker region19, 22. The SPT6 core and tSH2 domains are flanked
by an N-terminal domain (NTD) and a C-terminal region (CTR) that are only present in
eukaryotes and are less well characterized (Fig. 2a). SPT6NTD, a highly acidic and largely
unstructured region, is important for its interaction with histones, while SPT6CTR is mostly
disordered. Deletion of the CTR (SPT6ΔCTR) completely abolished U1 snRNP binding (Fig.
2b lane 10), whereas eliminating either the core and tSH2 domains (SPT6NTD+CTR) or the
NTD (SPT6ΔNTD) did not affect U1 snRNP association (Fig. 2c lanes 6 and 10). Consistently,
while SPT6CTR itself is able to bind U1 snRNP (Fig. 2b lane 12), neither SPT6Core nor
SPT6NTD interacts with U1 snRNP (Fig. 2b, c lanes 8), underlying the importance of SPT6CTR
in mediating the SPT6-U1 snRNP interaction.
We next investigated which U1-specific proteins are responsible for interacting with
SPT6CTR and found that SPT6CTR bound specifically to U1A, but not U1C and U1-70KRRM
(Fig. 2d). We further tested U1A interaction with individual SPT6 truncations (Fig. 2a, e).
Consistent with U1 snRNP, deletion of the CTR (SPT6ΔCTR) eliminated binding of U1A,
while the CTR is the only domain capable to engage U1A by itself (Fig. 2e lanes 10 and 8).
This data was further supported by isothermal titration calorimetry (ITC) experiments,
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obtaining a dissociation constant (Kd) of 1.96 µM for U1A interaction with wildtype SPT6
and a Kd of 4.0 µM for U1A interaction with the SPT6CTR (Fig. 2a, Extended Data Fig. 5).
U1A associates with stem loop 2 of U1 snRNA, located distant from the Pol II-U1
snRNP interface (Fig. 1c). The dynamic nature of both U1 snRNP and SPT6 on Pol II makes
it challenging to resolve their interactions by cryo-EM. Additionally, AlphaFold3 (ref29) was
unable to generate confident predictions when full-length SPT6 and U1A were used.
However, guided by the SPT6CTR-U1A interaction from our pulldown and ITC experiments,
AlphaFold3 produced a prediction for the SPT6CTR bound to U1A with high confidence (Fig.
2f). A C-terminal ⍺-helix of SPT6 (residues 1671-1696) harbouring aromatic and
hydrophobic residues contacts a hydrophobic surface of the N-terminal RRM domain of U1A
located on the opposite side of its U1 snRNA interface.
Taken together, our results reveal that U1 snRNP is recruited to the transcription
elongation complex through three contact points: while the Pol II body and the
phosphorylated Pol II CTD interact directly with U1-70K, the elongation factor SPT6
associates with U1A (Fig. 2g, Supplementary Video 1). All three interactions are mediated by
the RRM domains in U1 snRNP. This multivalent interaction facilitates the swift recruitment
of U1 snRNP to the nascent transcripts, thereby allowing efficient and accurate co-
transcriptional spliceosome assembly. Furthermore, U1 snRNP is involved in preventing pre-
mature transcription termination independent of splicing30 and increases Pol II elongation
rates to allow synthesis of long genes31. Therefore, the observed direct interactions of Pol II
and SPT6 with U1 snRNP likely also ensure transcription processivity during elongation.
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Fig. 1 | Structure of the EC-DSIF-SPT6-U1 snRNP complex. a, Domain organization of
U1A, U1-70K and U1C. RRM: RNA recognition motif, ZnF: zinc finger. b, Pulldown of U1
snRNP using TwinStrep-tagged human Pol II in different phosphorylation states, along with
elongation factors DSIF and SPT6. The prey protein U1-70K as a part of U1 snRNP is
highlighted in a purple rectangle. The pulldown was performed in the absence of any nucleic
acids and repeated in triplicate. pPol II: phosphorylated Pol II, pRPB1: phosphorylated
RPB1, IN: input, FT: flow-through, E: elution. Asterisk indicates RPB1 degradation. c,
Structure of the EC-DSIF-SPT6-U1 snRNP complex in top view. Pol II is shown in light grey
surface representation except for RPB2 in yellow and RPB12 in lime. Elongation factors
SPT6 (blue) and DSIF (green) as well as U1 snRNP are shown in cartoon representation. The
backbone of U1 snRNA is coloured in lavender, U1-70K in dark purple, U1A in violet and
Sm proteins in light pink. Template DNA is coloured dark blue, non-template DNA in cyan
and RNA in red. SL: stem loop.
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Fig. 2 | SPT6 interacts directly with U1 snRNP. a, Domain organization of SPT6 and
truncated SPT6 constructs. A summary of U1 snRNP and U1A binding to all SPT6 constructs
in pulldown assays are shown on the right, together with the dissociation constant (Kd) and
number of binding sites (N) determined by ITC for the SPT6-U1A interaction. b, c, Pulldown
of U1 snRNP using different MBP-tagged SPT6 constructs. The prey protein U1-70K as a
part of U1 snRNP is highlighted in a purple rectangle. MBP is used as a negative control. IN:
input, E: elution. d, Pulldown of U1-specific proteins using MBP-tagged SPT6CTR. The prey
proteins U1A, U1C and U1-70KRRM are highlighted in rectangles. e, Pulldown of U1A using
different MBP-tagged SPT6 constructs. The prey protein U1A is highlighted in a violet
rectangle. All pulldowns were repeated in triplicate. f. AlphaFold3 prediction of the
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SPT6CTR-U1A interaction, superimposed onto the U1 snRNP structure13. The predicted
aligned error plot is shown on the right, with the interface highlighted with red boxes. g,
Cartoon schematic showing the three contact points between U1 snRNP and the transcription
elongation complex: U1-70KRRM with RPB2 and RPB12, U1-70KRRM with the
phosphorylated Pol II CTD, and U1A with SPT6CTR. Arrows indicate the direction of
transcription.
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Extended Data Fig. 1 | U1 snRNP interacts directly with the phosphorylated Pol II
CTD. Pulldown of U1 snRNP (U1) and U1-specific proteins with MBP-tagged human Pol II
CTD. U1 snRNP interacts specifically with the P-TEFb phosphorylated Pol II CTD. P-TEFb
consists of CDK9 and cyclin T1, a truncated cyclin T1 (1-272) was used. The prey proteins
U1-70KRRM, U1A and U1C are highlighted in coloured rectangles. Asterisk indicates MBP-
contamination from the U1C preparation that was enriched in the elution. This pulldown was
repeated in triplicate.
Extended Data Fig. 2 | Preparation of the EC-DSIF-SPT6-U1 snRNP complex. a,
Nucleic acid scaffold used for cryo-EM, with template DNA in dark blue, non-template DNA
in cyan and RNA in red. b, Assembled EC-DSIF-SPT6-U1 snRNP complex on a 4-12%
NuPAGE Bis-Tris gel, run in MOPS, stained with Instant Blue. c, Representative micrograph
of the EC-DSIF-SPT6-U1 snRNP complex collected on the 300 kV Titan Krios with the K3
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detector in electron counting mode. d, Two-dimensional averages of the EC-DSIF-SPT6-U1
snRNP complex.
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Extended Data Fig. 3 | Cryo-EM data processing of the EC-DSIF-SPT6-U1 snRNP
complex. 2D-classification, followed by 3D-refinement and local 3D-classification were
performed to remove bad particles from the datasets (a). Signal subtraction followed by
focused 3D-classification without alignment was performed using a soft mask on U1 snRNP
(b, c). Particles containing densities of U1 snRNP were reverted to original particles and 3D-
refined, resulting in a reconstruction of 3.6 Å resolution (d), with a locally refined map at 6.7
Å for U1 snRNP (e). Following signal subtraction and focused 3D-classification without
alignment with a soft mask on SPT6 (f), particles containing densities of SPT6 were reverted
to original particles and 3D-refined. This resulted in a final reconstruction of EC-DSIF-SPT6-
U1 snRNP at an overall resolution of 3.5 Å (g). Particle subtraction followed by local
refinement improved the local resolution of U1 snRNP and SPT6 (h, i). The cryo-EM
densities were coloured according to Fig. 1c.
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Extended Data Fig. 4 | Cryo-EM densities, local resolution estimation and FSC curves of
the EC-DSIF-SPT6-U1 snRNP complex. a-i, Gold-standard Fourier Shell Correlation
(FSC) curves, local resolution estimations and cryo-EM densities with fitted models for the
overall map (a-c), U1 snRNP (d-f) and SPT6 (g-i). The orange box in e and f indicate the Pol
II-U1 snRNP interface. The locally filtered and sharpened map was shown for the overall
map, and sharpened maps were shown for the focused refined maps of U1 snRNP and SPT6.
j, Model versus map FSC for the locally filtered and sharpened overall map using the FSC
standard of 0.5.
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Extended Data Fig. 5 | ITC analysis for the interaction between U1A and SPT6. a-g,
Isothermal titration calorimetry (ITC) thermograms of U1A binding to SPT6 (a),
SPT6NTD+CTR (b), SPT6ΔNTD (c), His6-MBP-tagged SPT6CTR (d), SPT6NTD (e), SPT6ΔCTR (f)
and MBP as a negative control (g). The upper panels show a representative thermogram. The
lower panels show the integrated heat changes and fitting of the data. h, Summary of the
dissociation constant (Kd) and stoichiometry (N) for U1A-SPT6 interactions. Error bars
represent standard deviation from triplicates.
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Extended Data Table 1 | Statistics of cryo-EM reconstructions and structural model.
Overall
(EMD-53087)
SPT6
(EMD-53088)
U1 snRNP
(EMD-53089)
Data collection and processing
Microscope Titan Krios
Voltage (kV) 300
Camera K3
Magnification 81 000 x
Pixel size (Å/pixel) 1.05
Electron exposure (e-/Å2) 40
Exposure rate (e-/Å2/frame) 1.01
Number of frames per movie 40
Defocus range (μm) 0.5-2.0
Automation software SerialEM
Symmetry imposed C1
Initial particle numbers 2,039,129
Final particle numbers 52,065
Map sharpening B factor (Å2) -111.322 -500 -513.8
Map resolution (Å, FSC=0.143) 3.5 6.2 7.3
Refinement
Initial models used (PDB) 7B0Y, 9HVQ
Model resolution (Å) 3.7
Model composition
Non-hydrogen atoms 56,145
Protein residues 6,297
Nucleic acid residues 263
Ligands Zn:8 Mg:1
B factors (Å2)
Protein 327.52
Nucleotide 554.97
Ligand 239.11
R.m.s. deviations
Bond lengths (Å) 0.004
Bond angles (°) 0.568
Validation
MolProbity score 1.57
Clash score 5.98
Poor rotamers (%) 0.00
Cß deviations (%) 0
Ramachandran plot
Favored (%) 96.35
Allowed (%) 3.65
Outliers (%) 0.00
PDB code 9QEQ
Supplementary Video 1 | The transcription elongation complex recruits U1 snRNP
through multiple interaction sites.
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Methods
Cloning and protein expression
Human U1A, U1C and U1-70KRRM were amplified from cDNA isolated from
FreeStyle293 cells (Thermo Fisher) and cloned into 1C vector (addgene no. 29654) with an
N-terminal His6-MBP-TEV tag using ligation independent cloning32. All SPT6 truncations
were generated using Quikchange33 or NEB HiFi assembly in 438C vector (addgene no.
55220) with an N-terminal His6-MBP-TEV tag.
Proteins cloned into 438C vector were expressed in High Five cells (Gibco). 1 L High
Five cells in Sf-900TM II SFM medium (Gibco) were infected with P2 virus and grown for 50
to 72 hours. Cells were harvested by centrifugation at 1000xg for 18 min and frozen in liquid
nitrogen and stored at -80 °C before protein purification.
Proteins cloned into 1C vector were expressed in BL21 (DE3) RIL cells (Agilent) in
LB medium. Expression was induced with 1 mM IPTG when the cell density reached an OD
of 0.6-0.8. Proteins were expressed overnight at 18 °C before harvesting and storage at -80
°C.
Cell line genome editing
The HEK293 cell line was CRISPR/Cas9 edited to incorporate a TwinStrep tag
followed by a TEV cleavage site at the N-terminus of RPB1. Cloning and endogenous knock-
in utilized a MMEJ-assisted gene knock-in strategy34 as described previously35 with minor
modifications. In brief, HEK293 cells were plated 24 h before the start of the experiment to
ensure exponential growth. For knock-in, 1 million cells per reaction were transfected with 2
μg DNA (microhomology-containing repair template plasmid and sgRNA-Cas9 expression
vector) using Amaxa Nucleofector with SF Cell Line 4D-Nucleofector X Kit L (Lonza
V4XC-2012) and program CM130. After electroporation, cells were taken up in 500 μl pre-
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warmed growth medium, transferred to 6-well plates containing 1.5 mL warm growth
medium and allowed to recover for a total of four days at 37 °C and subcultured to maintain
the cells as needed. On day four, antibiotic selection was initiated by treating with 1 μg/ml
puromycin for five days. Presence of the insert in the pool was validated by performing
genotyping PCR before proceeding to single cell cloning. Individual clones were isolated by
performing serial dilution in 96-well plates and expanding clones for 12-14 days. Obtained
clones were characterized by performing genotyping PCR and Sanger sequencing of PCR
amplicons of the genomic integration site.
The following primer and insert sequences were used:
sgRNA target sequence: gcctccgccatgcacggggg
HR template cloning forward primer:
gcgttacatagcatcgtacgcgtacgtgtttggcctgcctccgccatgcacgggaccgagtacaagcccacg
HR template cloning reverse primer:
agcattctagagcatcgtacgcgtacgtgtttggcccccgagggggggccacccccatgtccggacgcgtttgactgg
Puro_His10_TwinStrep sequence:
atgaccgagtacaagcccacggtgcgcctcgccacccgcgacgacgtccccagggccgtacgcaccctcgccgccgcgttcgccg
actaccccgccacgcgccacaccgtcgatccggaccgccacatcgagcgggtcaccgagctgcaagaactcttcctcacgcgcgtc
gggctcgacatcggcaaggtgtgggtcgcggacgacggcgccgcggtggcggtctggaccacgccggagagcgtcgaagcggg
ggcggtgttcgccgagatcggcccgcgcatggccgagttgagcggttcccggctggccgcgcagcaacagatggaaggcctcctg
gcgccgcaccggcccaaggagcccgcgtggttcctggccaccgtcggcgtctcgcccgaccaccagggcaagggtctgggcagc
gccgtcgtgctccccggagtggaggcggccgagcgcgccggggtgcccgccttcctggagacctccgcgccccgcaacctcccct
tctacgagcggctcggcttcaccgtcaccgccgacgtcgaggtgcccgaaggaccgcgcacctggtgcatgacccgcaagcccgg
tgccggctctggagctactaacttcagcctgctgaagcaggctggagacgtggaggagaaccctggacctcatcatcatcaccaccat
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caccatcatcacggttcttcttggtctcacccccaatttgagaaaggcggtggcagcggcggcggtagcggaggtggcagctggtca
cacccacaattcgagaaaggcgccgagaatctttatttccagtcaaacgcgtccgga
Genotyping forward primer: gtagtgaggtttgcgcctgc
Genotyping reverse primer: gaaagcgccaagtttccgca
Protein purification
The porcine Pol II was purified from Sus scrofa domesticus thymus and human U1
snRNP from HeLa cells as described13. Porcine Pol II has a 99.9% sequence identity to
human Pol II. Human P-TEFb, DSIF and SPT6 were purified as described22, while His6-
MBP-tagged human Pol II CTD was purified as described28.
For the purification of TwinStrep-tagged human Pol II, CRISPR/Cas9 edited HEK293
cells were grown in suspension in Expi293 medium (Thermo Fisher) and harvested at a
density between 5-6 million/ml. The cell pellet was resuspended in 0 M buffer (50 mM Tris-
HCl pH 7.9, 5 mM MgCl2, 0.5 mM EDTA, 10 % Glycerol, 2 mM DTT, 1 mM Na2S2O5, 1
mM PMSF) supplemented with EDTA-free protease inhibitor tablets (Roche). The
resuspended cells were sonicated before slowly adding an equal volume of 0.6 M ammonium
sulfate buffer (0 M buffer with 0.6 M ammonium sulfate) supplemented with EDTA-free
protease inhibitor tablets (Roche) and 0.01 mg/ml DNase (Sigma-Aldrich), which was further
sonicated. The mixture was cleared by centrifugation and the supernatant was precipitated
with 50% saturated ammonium sulfate for 1 h. The pellet was re-dissolved in 0 M buffer until
the conductivity of the sample matched that of the 0.5 M ammonium sulfate buffer, cleared
by centrifugation and applied onto the Strep-TactinXT 4Flow column (IBA). The column
was washed with 0.5 M buffer, followed by 0.18 M buffer, and eluted with 0.18 M buffer
supplemented with 50 mM biotin. The eluate was loaded onto an UNO Q1 column (BioRad),
washed with 0.18 M buffer and eluted with a gradient of 0.5 M buffer. The peak fractions
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were concentrated using an Amicon Ultra Centrifugal Filter with 100 kDa molecular weight
cutoff (MWCO) and buffer exchanged to Pol II storage buffer (20 mM HEPES pH 7.5, 150
mM NaCl, 10 μM ZnCl2, 2 mM DTT).
For all His6-MBP-tagged human SPT6 constructs, cell pellets were resuspended in
SPT6 Lysis Buffer (50 mM Tris-HCl pH 7.5, 500 mM NaCl, 30 mM Imidazole, 5% glycerol,
1 mM DTT) supplemented with 1 mM PMSF and EDTA-free protease inhibitor tablets
(Roche), sonicated, and clarified by centrifugation. Cleared lysates were applied onto the
HisTrap HP column (Cytiva), washed with SPT6 Lysis Buffer and Buffer B (50 mM Tris-
HCl pH 7.5, 1 M NaCl, 5% glycerol, 1 mM DTT), followed by elution with SPT6 Lysis
Buffer supplemented with 300 mM Imidazole. The eluate was applied onto a home-packed
amylose column (NEB), washed with SPT6 Lysis Buffer and eluted with 50 mM Tris-HCl
pH 7.5, 300 mM NaCl, 50 mM maltose, 5% glycerol, 1 mM DTT. The eluate was diluted to
75 mM NaCl with Buffer A (50 mM Tris-HCl pH 7.5, 5% glycerol, 1 mM DTT) and applied
onto a HiTrap Heparin HP column (Cytiva). The protein was eluted with a gradient of Buffer
A and Buffer B, followed by a final size exclusion step on HiLoad 16/600 Superdex 75 pg or
200 pg columns (Cytiva) in SPT6 SEC Buffer (20 mM HEPES-NaOH pH 7.5, 300 mM
NaCl, 5% glycerol, 1 mM DTT). Peak fractions were concentrated, frozen in liquid nitrogen
and stored at -80 °C.
For U1A, U1C and U1-70KRRM, cell pellets were resuspended in U1A Lysis Buffer
(20 mM HEPES-NaOH pH 7.5, 500 mM NaCl, 10% glycerol, 1 mM DTT) supplemented
with 1 mM PMSF and EDTA-free protease inhibitor tablets (Roche). Resuspended cells were
sonicated, cleared by centrifugation, and applied onto the HisTrap HP column. The column
was washed with U1A Lysis Buffer followed by Buffer D (20 mM HEPES-NaOH pH 7.5, 1
M NaCl, 10% glycerol, 1 mM DTT) and eluted with U1A Lysis Buffer supplemented with
300 mM Imidazole. The eluate was loaded onto a home-packed amylose column, washed
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with U1A Lysis Buffer and eluted with 20 mM HEPES-NaOH pH 7.5, 300 mM NaCl, 100
mM maltose, 10% glycerol and 1 mM DTT. The eluate was diluted to 100 mM NaCl with
Buffer C (20 mM HEPES-NaOH pH 7.5, 10% glycerol and 1 mM DTT) and digested with
TEV protease overnight at 4 °C to cleave off the His6-MBP tag. Proteins were applied onto a
HiTrap Heparin HP column and eluted with a gradient of Buffer C and Buffer D. Peak
fractions containing digested proteins were loaded onto a HiLoad 16/600 Superdex 75 pg
column in U1A SEC Buffer (20 mM HEPES-NaOH pH 7.5, 300 mM NaCl, 1 mM DTT).
Peak fractions were concentrated, frozen in liquid nitrogen and stored at -80 °C.
Pulldown assay
For the pulldown of U1 snRNP with Pol II, TwinStrep-tagged human Pol II (12 pmol)
alone or with SPT6 (36 pmol) and DSIF (36 pmol) was in vitro phosphorylated with P-TEFb
(3 pmol) and ATP (1 mM) in SEC100 buffer (20 mM HEPES-NaOH pH 7.5, 100 mM NaCl,
3 mM MgCl2 and 1 mM DTT) for 30 min at 30 °C. P-TEFb storage buffer (20 mM HEPES
pH 7.5, 300 mM NaCl, 10% glycerol, 1 mM DTT) is used instead of P-TEFb as a negative
control for the non-phosphorylated Pol II condition. Samples were incubated with U1 snRNP
(36 pmol) on ice for 30 min, followed by incubation with the StrepTactinXT 4Flow high-
capacity resin (IBA) equilibrated in K75 Buffer (20 mM HEPES-NaOH pH 7.5, 75 mM KCl,
3 mM MgCl2 and 1 mM DTT) at 4 °C for 1 hour. The resin was washed with K75 Buffer and
eluted with K75 Buffer supplemented with 50 mM biotin. The eluate was separated on a 4-
12% NuPAGE Bis-Tris gel and stained with InstantBlue (Abcam).
For the pulldown of U1 snRNP or U1-specific proteins with Pol II CTD, His6-MBP-
tagged Pol II CTD (50 pmol) was in vitro phosphorylated with P-TEFb (12.5 pmol) and ATP
(1 mM) in SEC100 Buffer for 30 min at 30 °C. P-TEFb storage buffer was used instead of P-
TEFb as a negative control for the non-phosphorylated CTD condition. The CTD was
incubated with U1 snRNP (50 pmol), U1A (100 pmol), U1C (100 pmol) or U1-70KRRM (100
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pmol) on ice for 30 min, followed by incubation with amylose resin equilibrated in G-
SEC150 Buffer (20 mM HEPES-NaOH pH 7.5, 150 mM NaCl, 3 mM MgCl2, 5% glycerol
and 1 mM DTT) at 4 °C for 1 hour. The resin was washed with G-SEC150 Buffer and eluted
with G-SEC150 Buffer supplemented with 20 mM maltose.
For the pulldown of U1 snRNP with different SPT6 constructs, equimolar U1 snRNP
(30 pmol) was incubated with His6-MBP-tagged SPT6 proteins (30 pmol) at room
temperature for 30 min in SEC100 Buffer in Fig. 2b or SEC200 Buffer (SEC100 with 200
mM NaCl) in Fig. 2c based on the stability of the SPT6 constructs, followed by incubation
with the amylose resin (NEB) at 4 °C for 1 hour. The resin was washed with SEC100/200
Buffer and eluted with SEC100/200 Buffer supplemented with 20 mM maltose.
Pulldown of U1A with different SPT6 constructs was performed as above in SEC200
buffer except for 3x molar excess of U1A (300 pmol) was incubated with His6-MBP-tagged
SPT6 constructs (100 pmol). For the pulldown of SPT6CTR with U1-specific proteins, His6-
MBP-tagged SPT6CTR (200 pmol) was incubated with 4x molar excess of U1A, U1C, U1-
70KRRM (800 pmol). The pulldown was performed as above in SEC100 buffer.
ITC
Affinities between SPT6 constructs and U1A were determined by ITC at 25 °C with a
Malvern Panalytical ITC200 instrument in SEC300 Buffer (20 mM HEPES-NaOH pH 7.5,
300 mM NaCl). In a typical ITC experiment, U1A was loaded into a 40 μl syringe at a
concentration between 150-550 μM and the SPT6 construct was placed into the sample cell at
a concentration between 10-35 μM. Titrations consisted of 19 injections of 2 μL preceded by
a small 0.5 μL pre-injection that was not used during curve fitting. Experiments were
performed at a reference power of 6 μcal/s and an initial delay of 180 s with injections at 180
s intervals with constant stirring at 750 rpm. Control measurements of injections of protein
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into buffer were performed and these control heats were close to the values seen for buffer
into buffer blank runs. All ITC binding data were corrected with the appropriate control heats
of dilution and fitted using the one set of binding sites’ model in Malvern Panalytical PEAQ-
ITC analysis software (v1.41). Experiments were performed at least 3 times with different
batches of proteins.
RNA preparation
The following RNA construct was generated for this study:
5’-CUU GGA UCG GAA ACC CGU CGG CCU CCG ACA GGU AAG UAU AUG
UAU AAC CGG AGA GGG AAC CCA CU-3’
The sequence that is complementary to U1 snRNA is in bold and the sequence that is
covered within Pol II is in italic. The construct was cloned into the pUC18 vector with a T7
promotor at the 5’ end and a hepatitis delta virus ribozyme at the 3’ end. RNA was prepared
by T7 transcription, followed by purification by gel extraction and capped with Vaccinia
capping enzyme as described13.
Sample preparation for cryo-EM
The EC-DSIF-SPT6-U1 snRNP complex was formed on a DNA scaffold with the
following sequences: template DNA 5′-GCT CCC AGC TCC CTG CTG GCT CCG AGT
GGG TTC TGC CGC TCT CAA TGG-3′, non-template DNA 5′-CCA TTG AGA GCG GCC
CTT GTG TTC AGG AGC CAG CAG GGA GCT GGG AGC-3′. The DNA scaffold
contains 14 nucleotides of upstream DNA, 23 nucleotides of downstream DNA and a
mismatch bubble of 11 nucleotides, of which 9 nucleotides of the template DNA base-pairs
with the RNA. The DNA oligos were synthesized by IDT and dissolved in water.
RNA and template DNA were mixed in equimolar ratio (30 µM) in 20 mM HEPES-
NaOH pH 7.5, 100 mM NaCl and 3 mM MgCl2, and annealed by heating up at 60 °C for 4
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min followed by decreasing the temperature by 1 °C min-1 steps to a final temperature of 30
°C in a thermocycler. S. scrofa Pol II (50 pmol) and the RNA–template DNA hybrid (100
pmol) were incubated for 10 min at 30 °C, followed by addition of the non-template DNA
(200 pmol) and incubation at 30 °C for another 10 min. After adding DSIF and SPT6 (150
pmol each), phosphorylation reaction was carried out with 0.4 µM P-TEFb and 1 mM ATP in
SEC100 buffer for 30 min at 30 °C. The assembled EC-DSIF-SPT6 complex was applied
onto a Superose 6 Increase 3.2/300 column (GE Healthcare) equilibrated with SEC100 buffer
containing 0.5 mM tris(2-carboxyethyl)phosphine (TCEP) instead of DTT. U1 snRNP was
further purified on the Superose 6 Increase 3.2/300 column (GE Healthcare) in SEC100
buffer. The peak fraction of the EC-DSIF-SPT6 complex was mixed with the peak fraction of
U1 snRNP at a molar ratio of 1:1.5, incubated on ice for 30 min, crosslinked with 0.05%
glutaraldehyde on ice for 45 min and used directly for freezing grids. Similar results were
obtained when combining the EC-DSIF-SPT6 complex and U1 snRNP before the size
exclusion purification step.
Samples were diluted to a concentration of ~150 nM and 2 µl was applied to each side
of the R2/2 UltrAuFoil grids (Quantifoil) that had been glow-discharged for 100 s. After
incubation of 10 s and blotting for 4 s, the grid was vitrified by plunging it into liquid ethane
with a Vitrobot Mark IV (FEI Company) operated at 4 °C and 100% humidity.
Cryo-EM data collection and processing
Cryo-EM data were collected on the 300 kV Titan Krios (Thermo Fisher) with a K3
summit direct detector (Gatan) and a GIF quantum energy filter (Gatan) operated with a slit
width of 20 eV. Automated data collection was performed with SerialEM36 at a nominal
magnification of 81,000x, corresponding to a pixel size of 1.05 Å/pixel. Image stacks of 40
movie frames were collected with a defocus range of -0.5 to -2.0 µm in electron counting
mode and a dose rate of 1.01 e-/Å2/frame. A total of 18830 image stacks were collected.
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All movie frames were aligned and the contrast transfer function (CTF) parameters
were calculated in Warp37. Particles in 380 pixels x 380 pixels were selected by automatic
particle picking in Warp. The following steps were performed in RELION 5.0 (ref38, 39) to
exclude bad particles from the dataset: 1) Two-dimensional (2D) classification was
performed and particles in bad classes with poorly recognizable features were excluded. 2) In
the second round of 2D classification, free U1 snRNP particles were excluded, leaving only
Pol II containing particles. 3) The remaining particles were refined using three-dimensional
(3D) refinement with a soft mask on Pol II and divided into six classes using 3D
classification in RELION with local fine-angle search (0.9 degree). All 3D classes with bad
particles were discarded.
All good particles with Pol II were combined and 3D refined using a soft mask on Pol
II. To separate Pol II alone particles from the U1 snRNP containing particles, signal
subtraction followed by focused 3D classification of the subtracted particles without
alignment was performed using a large mask near the RNA exit site. The classes with an
extra density corresponding to U1 snRNP were combined (12.4%), reverted to original
particles and 3D refined with a soft mask on Pol II. Subsequently, the SPT6-containing
particles were selected using particle subtraction followed by 3D-classifcation without
alignment with a soft mask on SPT6. Particles containing SPT6 were combined (20.6%),
reverted to original particles and 3D refined with a soft mask covering EC-DSIF-SPT6-U1
snRNP. This resulted in the final overall map of EC-DSIF-SPT6-U1 snRNP with 52,065
particles at 3.5 Å. To improve the local resolution of SPT6 and U1 snRNP, soft masks were
applied individually onto SPT6Core and U1 snRNP. Following particle subtraction in
RELION, particles were imported into CryoSPARC40 for local refinement followed by
Global CTF refinement and local refinement, resulting in a 6.2 Å map for SPT6Core and a 7.3
Å map for U1 snRNP.
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Model building and refinement
Initial models of Pol II (PDB: 7B0Y13) and DSIF (PDB: 9HVQ28) were rigid-body
fitted into the overall map in Chimera41. Initial model of U1 snRNP (PDB: 7B0Y13) was
rigid-body fitted into the focused refined map of U1 snRNP, while the model of SPT6 (PDB:
9HVQ28) was fitted into the focused refined map of SPT6. The Pol II model was manually
adjusted in Coot42. The resulting complete model of EC-DSIF-SPT6-U1 snRNP was then
real-space refined in the locally filtered and sharpened overall map using structure restraints
of U1 snRNP, DSIF and SPT6 in PHENIX43.
Figures were generated using PyMOL (The PyMOL Molecular Graphics System,
Version 2.0 Schrödinger, LLC.) and Chimera X44.
Data availability
The cryo-EM reconstructions and final model were deposited with the EMDB under
accession codes EMD-53087 (overall map), EMD-53088 (focused refined map of SPT6),
EMD-53089 (focused refined map of U1 snRNP) and the PDB under accession code 9QEQ.
Methods
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31
Acknowledgments We thank all members of the Zhang labs for discussion. We thank C.
Dienemann and U. Steuerwald for support at the microscope, T. Schulz for the pig thymus, J.
Schmitzova for initial trials of Pol II purification. We thank the LMB scientific computing for
maintaining the computing cluster and K. Turton for maintaining the insect cell facility. P.C.
is supported by the Max Planck Society. S.Z. is funded by the Medical Research Council, as
part of United Kingdom Research and Innovation (also known as UK Research and
Innovation) with the MRC file reference number MC_UP_1201/30. For open access, the
MRC Laboratory of Molecular Biology has applied a CC BY public copyright license to any
Author Accepted Manuscript version arising.
Author contributions L.Z. purified proteins and performed biochemistry experiments. C.B.
performed ITC experiments. S.A. assisted data processing. Y.G. purified proteins. K.Z. and
K.M. generated the Pol II cell line. P.C. and S.Z. supervised the project. S.Z. designed and
performed experiments, collected and analyzed cryo-EM data, and wrote the manuscript with
input from all other authors.
Competing interests Authors declare that they have no competing interests.
Additional information
Supplementary Information
Correspondence and request of materials should be addressed to S.Z. under a material
transfer agreement with the MRC Laboratory of Molecular Biology.
.CC-BY-NC-ND 4.0 International licensemade available under a
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The copyright holder for this preprintthis version posted March 21, 2025. ; https://doi.org/10.1101/2025.03.21.644610doi: bioRxiv preprint
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