Abstract
23
Scald, caused by the fungus Rhynchosporium graminicola Heinsen 1897, is a major foliar disease in 24
winter malting barley (Hordeum vulgare L). Resistance to scald in winter malting barley is controlled by 25
major and minor resistance genes. We used a large population of lines derived from biparental crosses 26
among five winter malting barley parents to analyze resistance to scald and associated agronomic traits. 27
Increased winter survival and later heading dates were negatively correlated with increased resistance, 28
whereas increased height was positively correlated with resistance. A genome-wide association study 29
(GWAS) for resistance to scald was analyzed with multiple models, using 15,463 SNPs. The similarities 30
and differences between the models were identified in SNP trait associations and phenotypic effect sizes. 31
SNP associations identified a large region on chromosome 3H across models. FarmCPU identified 32
additional associations on chromosomes 2H, 3H, and 4H. Linkage disequilibrium on chromosome 3H and 33
GWAS for resistance to scald using the Rrs1-linked marker, HVS3, as a covariate confirmed Rrs1 was 34
segregating in this population. GWAS for winter survival, heading date and plant height identified 35
associations across the genome, with chromosome 2H showing SNP-trait colocalizations between 36
resistance to scald, winter survival, heading date and plant height. Breeding for durable resistance to 37
scald in winter malting barley can include pyramiding major resistance loci, such as Rrs1, as well as QTL 38
for disease resistance and agronomic traits. 39
40
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41
42
PLAIN LANGUAGE SUMMARY 43
Genetic architecture of resistance to scald in winter malting barley 44
Scald is an important foliar pathogen in winter malting barley, affecting both grain yield and quality. 45
While resistance to scald is controlled by major and minor resistance genes, agronomic traits are also 46
known to limit the spread of scald in barley. We determined the genetic architecture using a large 47
multiparent population of winter malting barley. The FarmCPU genome-wide association model proved 48
optimal for defining the resistance genes, with the major resistance gene, Rrs1, conferring 27% of the 49
variation in this population. Fewer days to heading and taller plants contributed to plant avoidance of 50
scald. Reduced canopy coverage in plants with low winter survival led to less scald severity. A region of 51
the genome contributing a minor resistance effect was co-localized with a region for plant height, 52
heading date and winter survival. 53
54
Abbreviations 55
BLINK, Bayesian-information and linkage-disequilibrium iteratively nested keyway 56
DLA, diseased leaf area 57
FarmCPU, fixed and random model circulating probability unification 58
GAPIT, genome association and prediction integrated tool 59
GWAS, genome wide association study 60
HT, height 61
LD, linkage disequilibrium 62
LRR-RLK, leucine-rich repeat receptor-like proteins 63
MAF, minor allele frequency 64
MAGIC, multiple advanced generation inbred cross 65
MTA, marker trait association 66
MLM, mixed linear model 67
MLMM, multiple loci mixed linear model 68
PCA, principal components analysis 69
SNP, single nucleotide polymorphism 70
QTL, quantitative trait loci 71
PEI, pectin esterase inhibitor 72
QQ, quantile-quantile 73
Reml, restricted maximum likelihood model 74
SCAR, sequenced characterized amplified region 75
PVE, phenotypic variation explained 76
WS, winter survival 77
78
1 INTRODUCTION 79
Barley, Hordeum vulgare L., is a globally important crop used for livestock feed, human food, and for 80
malt used in brewed and distilled beverages. The increased demand for malting barley by the craft 81
brewing industry has led to increased malting barley production in non-traditional barley growing 82
regions (Shrestha & Lindsey, 2019). The adoption of malting barley in the Northeast US has been 83
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fostered by development of improved management recommendations for barley grown in higher rainfall 84
and more humid conditions than in traditional barley growing regions (Shrestha & Lindsey, 2019; Siller et 85
al., 2021). Winter barley offers consistently higher yield and often higher quality than spring barley and 86
often avoids unfavorable spring planting conditions and summer droughts. Along with agronomic 87
management differences, a shift from spring to winter malting barley alters the disease exposure profile, 88
resulting in an environment conducive to the proliferation of scald. Barley scald is a foliar fungal 89
pathogen, that flourishes in the cooler climates reaching up to 77% diseased leaf area of upper canopy 90
during early grain filling stages in susceptible cultivars grown in New York (Kolkman et al., 2025a). Scald 91
can cause both a reduction in quality (Avrova & Knogge, 2012), and yield losses ranging from 10 to 45% 92
(Shipton et al., 1974), and up to 65% in severe epidemics (Beigi et al., 2013). 93
Scald in barley is caused by Rhynchosporium graminicola Heinsen 1897 (Crous et al., 2021; formerly 94
known as R. commune; Zaffarano, et al., 2011) a hemibiotrophic foliar fungal pathogen that thrives in 95
cooler temperatures (Zaffarano et al., 2008). Originally identified in 1897 (Frank, 1987), R. graminicola 96
was renamed as R. secalis (Oudem.) J.J. Davis in 1919 (Davis, 1919), renamed again in 2008 as R. 97
commune indicate host speciation specific to Hordeum species (Zaffarano et al., 2008, 2011). 98
Rhynchosporium graminicola is proposed to have originated in the cool climates of Scandinavia 99
approximately 2500 years ago as a host jump from an unknown grass species (Brunner et al., 2007). R. 100
graminicola spreads through previously infected barley debris and/or infected seed (Ababa et al., 2023). 101
Conidia land on leaf surfaces and produce a germ tube along the intercellular grooves that produces an 102
appressorium that penetrates through the cuticle, all within the first 24 hours of exposure (Linsell et al., 103
2011). Hyphae grow below the cuticle, above the anticlinal walls and between the epidermal cells, 104
between the pectin layer and outer cell wall, disrupting the pectic layer and cuticle for pectin 105
degradation (Ayesu-Offei & Clarke, 1970; Ryan & Grivell, 1974; Lehnackers & Knogge, 1990; Linsell et al., 106
2011). The cuticle and epidermal layers separate with the production of a packed hyphal mat, forming a 107
subcuticular stroma, inducing a water-soaked lesion, all within approximately 4 to 8 days (Ayesu-Offei & 108
Clarke, 1970; Linsell et al., 2011). Mesophyll collapse follows approximately 7 to 14 days post 109
inoculation, creating a straw-colored necrotic lesion surrounded by dark brown borders at which point 110
hyphal growth increased, likely due to the release of nutrients from the collapsed mesophyll cells (Ayesu-111
Offei & Clarke, 1970; Lehnackers & Knogge, 1990; Linsell et al., 2011). Conidia are produced from 112
subcuticular and/or substomatal stroma, which protrude through the cuticle along the leaf surface. 113
Resistance to scald in barley has been attributed to both major resistance genes and quantitative trait 114
loci (QTLs; as reviewed by Zhang et al., 2020). In total, 11 major resistance genes have been described 115
(as compiled by Noe et al., 2025) with major resistance genes located on all chromosomes except 116
chromosome 5H. Several of the Rrs genes are comprised of multiple alleles and/or loci, such as the Rrs1 117
gene complex located on chromosome 3H that includes the previously described alleles Rh, Rh1, Rh3 118
Rh4 and Rh7 (Bjørnstad et al., 2002). While no causal gene underlying the Rrs genes has been 119
determined, several Rrs genes have been fine-mapped. The Rrs1 gene region has been delimited to a 120
region of 0.8 Mb with 10 candidate genes using the Morex genome sequence. The Rrs1 gene is not, 121
however, present in the Morex genome, and is hypothesized to be presence-absence and/or a gene 122
duplication variant. There are several candidates that are plausible in this genomic region that is reticent 123
to recombination, due to its centromeric location, including a protein kinase (Looseley et al., 2020). The 124
Rrs2 resistance gene is proposed to be in a cluster of pectin esterase inhibitor (PEI) genes, either as a 125
unique gene, a combination of PEI genes and/or other unidentified gene(s) (Marzin et al., 2016). The 126
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Rrs13 resistance gene, fine-mapped within a 0.58 to 1.2 Mbp region, codes for two to seven tandemly 127
repeated leucine-rich repeat receptor-like proteins (LRR-RLP) and a lectin receptor-like kinase (Eckstein 128
et al., 2024). More recently, the Rrs18 gene has been identified upstream of Rrs13 (Coulter et al., 2019). 129
Fine-mapping and RNA expression analysis identified four candidate genes with the most likely candidate 130
gene a serine/threonine protein kinase. As well as these four genes, a stable QTL for adult plant 131
resistance to scald, QSc.VR4, was fine-mapped to a 0.38 Mbp region that included an LRR-RLK multi-gene 132
family, and a germin-like protein multigene family (Wang et al., 2020). 133
Numerous genome-wide association studies (GWAS) have been utilized to identify and characterize 134
resistance to scald in barley. Association studies have relied on a variety of populations, including 135
diversity panels (Looseley et al., 2018; Hiddar et al., 2023; Kunze et al., 2024; Noe et al., 2025), a multiple 136
advanced generation inbred cross (MAGIC) population (Hautsalo et al., 2021), the HEB25 nested 137
association mapping population (Büttner et al., 2020), and a variety of populations that included diverse 138
germplasm, including landraces, wild species and breeding lines (Looseley et al., 2018, 2020; Clare et al., 139
2023; Ababa et al., 2024; Ijaz et al., 2024). Many trials utilize greenhouse trials to ascertain seedling 140
resistance (major gene resistance), using one or more isolates to characterize resistance to specific 141
isolates. Several studies relied on (natural) field infection to identify adult plant resistance (Daba et al., 142
2019; Looseley et al., 2020; Ijaz et al., 2024). All GWAS studies used spring barley, except for two studies 143
that used spring, winter and/or facultative barley lines (Looseley et al., 2020; Kunze et al., 2024). Adult 144
plant resistance in the field encompasses natural infection, and resistance comprised of major resistance 145
(Rrs) genes and/or QTL for resistance to scald. Adult plant resistance has been associated with genes 146
coding for plant growth traits, such as sdw1, the gibberellin 2-oxidase gene, HvGA20ox2 (Xu et al., 2017), 147
implicated with plant height and susceptibility to scald (Looseley et al., 2018). Improving barley for 148
resistance to scald relies on agronomic practices as well as breeding for resistance. Due to the potential 149
for R. graminicola populations to overcome resistance (Mcdonald, 2015; Ababa et al., 2024), 150
understanding the facets of resistance is imperative in breeding for sustainable resistance. 151
Genome wide association studies are useful for the identification of marker-trait associations and 152
characterization of trait architecture across the genome. The premise of GWAS relies on maximizing 153
meiotic recombination events by utilizing populations consisting of a large diverse number of genotypes 154
in conjunction with high SNP marker density, and in many cases, using population structure and kinship 155
to minimize false positive results (Flint-Garcia et al., 2005; Yu et al., 2006). Several models of GWAS have 156
been developed that use different approaches to identify marker trait associations (Tibbs Cortes et al., 157
2021). In contrast, breeding programs are targeted to regional adaptation and are generally limited to 158
elite material based on founders and the introgression of adapted material that may have originated 159
from diverse or pre-breeding efforts (Kelly et al., 1998). Large populations are created with the goal of 160
finding the transgressive segregants that move crop development and the release of novel cultivars 161
forward. 162
In this study we characterized resistance to scald in a large unbalanced diallel breeding population of 163
winter malting barley recombinant inbred lines and doubled haploids derived from biparental crosses 164
between five founder lines that are adapted to New York environments. We examined the correlation of 165
agronomic traits, such as winter survival, days to heading and plant height with resistance to scald as a 166
means of escape and/or avoidance mechanisms. Using GWAS, we characterized the genetic 167
architecture of resistance to scald in the multiparent population, and the co-localization of SNP 168
associations between resistance to scald and winter survival, heading date and plant height. We explore 169
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a suite of GWAS models available in GAPIT version 3 (Wang & Zhang, 2021) to determine the appropriate 170
GWAS model for the multiparent unbalanced diallel population, given the relatedness and limited 171
meiotic recombinant events between lines within the germplasm. 172
173
2 MATERIALS AND METHODS 174
2.1 Germplasm and trait phenotyping 175
2.1.1 Plant germplasm 176
A large population of winter malting barley breeding lines was derived from an unbalanced diallel mating 177
design using five malting barley cultivars, including ‘Flavia’, ‘Lightning’ (Hayes et al., 2021), ‘KWS Scala’, 178
‘SY Tepee’, and ‘WintMalt’ and the corresponding 10 cross combinations. F1 plants were advanced to the 179
F5 stage through single seed descent and/or through creating doubled haploids resulting in 377 180
recombinant inbred lines and doubled haploid lines (Figure 1). 181
2.1.2 Field trials 182
The diallel population was planted in four field sites (environments) at the Cornell University Campus 183
Area Farms in Tompkins County near Ithaca, New York and included the Snyder Farm and Helfer Farm 184
field sites in 2022, and the McGowan Farm and Ketola Farm field sites in 2023. Trials were grown in an 185
augmented design with a single replication in each environment and included the parental cultivars as 186
well as check cultivars (‘KWS Scala’, ‘Lightning’ and ‘Endeavor’) within four blocks in both 2022 187
environments (Snyder Farm and Helfer Farm), and within eight and ten blocks in Ketola Farm and 188
McGowan Farm field sites in 2023, respectively. Seeds were planted in plots with 1.2 m width, 3.0 m 189
plot length, with a 17.8 cm space between rows within the plot and 25.4 cm between plots. No plant 190
growth hormone or foliar fungicides were applied. Preplant fertilizer of 10:10:10 was applied at 224 191
kg/ha (22.4 kg ha-1 N) and followed by a top dress in the spring of 67 kg ha-1 N via liquid UAN 30. The 192
spring applied herbicide regime in 2022 consisted of Harmony (35 g ha-1), bromoxynil (BROX-2-EC at 1.5 L 193
ha-1) and Induce surfactant (0.7 L ha-1). Herbicide applications in the spring of 2023 consisted of Axial XL 194
(1.2 L ha-1), Harmony Extra SG (35 g ha-1) and Induce surfactant (0.7 L ha-1). No foliar fungicide was 195
applied. 196
2.1.3 Trait phenotyping 197
Scald infections relied on the natural inoculum present at each field site. The scald susceptible cultivar 198
‘KWS Scala’ was planted in each block of each experiment and acted as a susceptible check and spreader 199
ensuring adequate conidial inoculum across the trial. Plots were scored for scald symptoms at 200
approximately Feekes stage 11.1 to 11.3 on June 13th and 9th in 2022 at the Helfer Farm and Snyder 201
Farm field sites, respectively, and at Feekes stage 11.1-11.3 from June 26th to the 30th, and June 15th to 202
19th in 2023 at the McGowan Farm and Ketola Farm field sites respectively. Plots were scored on a 0-9 203
scale in all four environments. Severity was also scored as a percentage diseased leaf area (DLA) for the 204
upper canopy in 2023. 2022 trial scores were converted to a % DLA. Additional agronomic traits were 205
scored in the trials including winter survival (WS), measured as percentage of plants surviving taken in 206
the early spring; heading date (HD), when 50% of the heads had completely emerged from the sheath 207
(converted to Julian heading date); and plant height, measured as the height (HT) from the ground to the 208
top of the spike excluding awns. 209
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2.1.4 Data analysis 210
The scald DLA, WS, HD and HT were analyzed separately in 2024 JMP® 17.1 (JMP Statistical Discovery 211
LLC, Cary NC) using a mixed model (restricted maximum likelihood; Reml) with genotype as fixed effects, 212
and environment, row within environment, and column within environment as random model effects. 213
Least squared means were used to determine frequency distributions and parental phenotypic value in 214
comparison to the population. Spearman’s correlations between DLA, WS, HD, and HT were determined 215
using JMP. Heritability was determined on an entry-means basis where h2 = σ2g/( σ2e/t+ σ2g), with σ2g, 216
and σ2e representing genetic variance, and experimental error, respectively, and t representing number 217
of test environments (Fehr, 1987). 218
To normalize the residuals and homoscedasticity for association analysis, the DLA, WS, HD, HT 219
measurements were analyzed in a simple linear model in R to estimate the residual parameters for the 220
population of 377 without controls, with model effects of genotype, environment, row within 221
environment and column within environment as fixed effects. A constant of 1 was added to each DLA 222
measurement to avoid nulls for transformation. The best lambda for transformation of the data was 223
determined using the Box-Cox function (Box & Cox, 1964) in the MASS package in R v3.2.3 (R Core Team, 224
2015), that was used to transform for normal residuals and homoscedasticity. The DLA (with added 225
constant of 1), WS, HD and HT were transformed using respective lambda values of -0.1818, 2.9494, -226
7.0303 and 0.0606 for DLA, WS, HD and HT , respectively. The HD transformed data was multiplied by 1 x 227
1016 for further analysis. 228
The best linear unbiased predictors (BLUPs) transformed DLA scores were estimated using Reml in JMP 229
with WS, HD and HT as fixed covariate effects and genotype, environment, row within environment, and 230
column within environment as random effects. The BLUPs for the transformed values for DLA, WS, HD, 231
and HT were also calculated using Reml in JMP with genotype, environment, row within environment 232
and column within environment as random effects. 233
2.2 Genotypic Analysis 234
2.2.1 SNP Genotypic Data 235
Plant tissue was harvested from the multiparent population at the two-leaf stage. Tissue was lyophilized 236
and a modified Cetyltrimethylammonium bromide (CTAB) extraction was used for DNA extraction (Doyle 237
& Doyle,1987). DNA was genotyped with the 50K Illumina iSelect SNP array (Bayer et al., 2017; Mascher 238
et al., 2017, 2021) at the USDA-ARS North Central Small Grains Genotyping Lab in Fargo, ND and 239
resulted in high quality SNP data for 374 lines. The SNP data was trimmed from the original 43078 SNPs 240
to exclude homozygous SNPs across the population using Tassel5.0 (Bradbury et al., 2007). The 15,463 241
SNPs were used to estimate population structure. 242
2.2.2 Marker Genotypic Data 243
Leaf tissue was collected for specific marker traits associations (MTA) within known resistance and/or 244
height genes. For the MTA analysis, three kernels per line included in the multiparent population were 245
planted in a 96 cell tray and grown under a light bench. Tissue was harvested at the seedling stage and 246
lyophilized. The modified CTAB extraction was used to extract DNA (Doyle & Doyle, 1987). 247
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The multi-parent population was genotyped for the plant height gene, HvGA20ox2, also known as semi-248
dwarf1 (sdw1), to test for the presence of the sdw1.d (Diamant) or sdw1.c (denso) alleles (Xu et al., 249
2017). The sdw1.d and sdw1.c alleles were amplified via polymerase chain reaction using mutant 250
specific primers based on Xu et al. (2017), with the adaptation of a fluorescent M13-tail in the forward 251
primers for both the sdw1.d allele (5401F_M13F; 5’- TGTAAAACGACGGCCAGTGGTGCTCCAGACCGCTCAG-252
3') and sdw1.c (MC40861P3F_M13F; 5'- TGTAAAACGACGGCCAGTTATGGCGTGACCAAAGGTTC-3') that 253
correspond to the reverse primers for sdw1.d (5549R; 5’-CGGCGGAGGGGTCAATG-3'), and sdw1.c 254
(MC40861P4R; 5’- CACCAATCCACCACGAAGA-3'). The PCR reaction consisted of ~30 ng genomic DNA, 255
12.5 µl of GoTaq polymerase, 0.8 µM M13F primer, 6 µM R primer, 6 µM M13-FAM primer (sdw1.d) or 256
M13-VIC primer (sdw1.c) and 8.22 µl of H20 in a 25 µl reaction. The PCR amplification protocol for the 257
sdw1.d primer pair included an initial denaturation step of 94oC for 3 m, 30 cycles (94oC for 1 m, 55oC for 258
30 s, 72oC for 30 s), 10 cycles (94oC for 1 m, 50oC for 30 s, and 72oC for 30 s), and a final extension cycle 259
of 72oC for 20 m. The PCR amplification cycle for the sdw1.c was similar to above, however the 260
annealing temperatures in the two cycles were 54oC and 53oC. Fragment analysis was performed on 261
pooled samples by the Biotechnology Resource Center (BRC) Genomics Facility (RRID:SCR_021727) at 262
the Cornell Institute of Biotechnology (http://www.biotech.cornell.edu/brc/genomics-facility) on an 263
Applied BioSystems 3730xl (Thermo Fisher Scientific, Waltham, MA), with the ABI 500LIZ size 264
standard. Results were analyzed in Genemarker (SoftGenetics, LLC, State College, Pennsylvania). 265
In addition, the HVS3 SCAR marker (Genger et al., 2003) was screened in the parental lines and 266
multiparent population using ~20ng genomic DNA, 1X GoTaq ® Green Master Mix (Promega Cooperation, 267
Madison, WI), 5µM Forward primer (5’-AAT CCT ACC TAT CCC ACC TT-3’), 5 µM Reverse primer (5’-TAT 268
TTT CAG CCT TGT TCG GC-3’) in a final reaction volume of 25 µl. The DNA was amplified via PCR using an 269
initial step of 94oC for 3 m, 35 amplification and extension cycles (94oC for 30 s, 50oC for 30 s, 72oC for 1 270
m), followed by a final extension cycle of 72oC for 20 m. The PCR products were amplified on a 2% 271
agarose gel using GelRed ® Nucleic Acid Stain (Biotium, Inc, Freemont, CA) for verification of PCR on a UV 272
lightbox. 273
2.3 Genome-wide association analysis 274
2.3.1 Genome-wide association mapping for resistance to scald with multiple models 275
Association analysis was used to identify regions of the genome that conferred resistance to the scald 276
pathogen in our adapted germplasm. Phenotypic data included the transformed DLA, WS, HD and HT 277
BLUPs. Of the diallel population, 374 lines were used that included both genotypic and phenotypic data. 278
The 43,078 SNPs (Morex version 3) derived from the 50K Illumina iSelect SNP array (Bayer et al., 2017; 279
Mascher et al., 2017, 2021) were filtered to exclude homozygous SNPs across the population in TASSEL 280
5.0 (Bradbury et al., 2007). 281
Genome-wide association for Box-Cox transformed DLA BLUPs for scald that included WS, HD and HT as 282
covariates as previously described was ascertained using GAPIT version 3 (Wang & Zhang, 2021) in R 283
Studio (RStudio 2025.09.1+401, Posit Software, PBC). The Mixed Linear Model (MLM), Multiple Locus 284
Mixed Linear Model (MLMM), Fixed and random model Circulating Probability Unification (Farm CPU) 285
and (Bayesian-information and Linkage-disequilibrium Iteratively Nested Keyway (BLINK) models (Yu et 286
al., 2006; Zhang et al., 2010; Segura et al., 2012; Liu et al., 2016; Huang et al., 2019), using the 15,463 287
SNPs, were used to estimate marker trait association parameters for resistance to scald. Kinship and 288
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principal component analysis (PCA) were determined within GAPIT version 3 to be used in the 289
appropriate models. The Bonferroni threshold (Bonferroni, 1936) was used as an initial default 290
significance threshold for R2 (MLM) and Percent Variation Explained (PVE; MLM, MLMM, FarmCPU, and 291
BLINK). The resulting Quantile-Quantile (QQ) plots and contributing PVE were examined to determine 292
the appropriate GWAS model for this structured population. To reduce type 2 false negative errors due 293
to the conservative nature of the Bonferroni threshold, the QQ plots were examined to determine the 294
best GWAS fit that combined the reduction of spurious associations and putative significant or strong 295
associations. The MLMM, FarmCPU and BLINK GWAS model QQ plots showed a p-value differentiation 296
at the -log10(p) = 4.2. To determine the appropriate R2 (MLM only) and PVE (MLM, MLMM, FarmCPU and 297
BLINK models) the ‘N.sig = n’ prompt was used in GAPIT version 3 for the significance threshold where ‘n’ 298
equals the number of markers for each model equal or above the -log10(p) = 4.2 threshold. An additional 299
association analysis using FarmCPU with PCA = 2 as a covariate was used to validate model selection with 300
or without PCA. 301
2.3.2 The Rrs1 gene complex 302
Linkage disequilibrium (LD) surrounding the two strongest SNP associations identified on chromosome 303
3H at 172 Mbp and 442 Mbp were analyzed to determine if they were the same peak or independent 304
associations. The LD was first assessed in TASSEL 5.0 (Bradbury et al., 2007) between the SNP at 172 305
Mbp and all the other SNPs on chromosome 3H (Figure 3A), and between the SNP at 442 Mbp and all 306
the other SNPs on chromosome 3H. The Manhattan plots for the GWAS MLM model (Figure 2) were 307
overlaid with LD estimates and used to confirm the presence of a large linkage block across the 308
centromeric region of chromosome 3H, as visualized in the ‘ggplot2’ package of R v3.2.3 (R Core Team, 309
2015). The GWAS MLM model was used to assess associations using GAPIT version 3, using the same 310
methodology as above, except for only using the 354 lines in the GWAS model and using the HVS3 311
marker data as a covariate (Figure 3C). 312
2.3.3 GWAS for resistance to scald, winter survival, heading date and plant height 313
The Box-Cox transformed DLA BLUPS (without WS, HD, and HT as covariates), as well as Box-Cox 314
transformed WS, HD, and HT BLUPs were used as independent trait variables in both MLM and FarmCPU 315
analysis using GAPIT version 3 in RStudio, with the 15,463 SNPs. The significant thresholds were based 316
on visual inspection of the QQ plots of FarmCPU and set to -log10(p) = 4.0. As in the first GWAS analysis 317
listed above, the models were run again using the ‘N.sig = n’ prompt to determine the correct PVE in 318
GAPIT version 3. The resulting Manhattan plots were created in ggplot2 in RStudio. 319
The LD along chromosome 2H was compared to the significant SNP in the marker-trait association for 320
resistance to scald, to determine if there was co-localization and/or LD between WS, HD, and HT to 321
resistance to scald. The Manhattan plot was created in ggplot2 to map the LD and SNP marker trait 322
associations from the MLM GWAS model, and included the clustered SNP regions of the WS, HD and HT 323
marker trait associations on the short end of chromosome 2H. Regions around the DLA, WS, HD and HT 324
SNP associations were based on the SNP associations in the MLM model that were above -log10(p) = 4.0, 325
as an indicator of the confidence interval for the trait. 326
327
3 RESULTS 328
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3.1. The multi-parent population pedigree 329
The genetic population used in this dataset is structured as an unbalanced diallel design derived from 330
377 biparental crosses between four winter malting barley cultivars (‘Flavia’, ‘KWS Scala’, ‘SY Tepee’, and 331
‘WintMalt’) and one facultative malting barley cultivar (‘Lightning’; Figure 1). The largest number of 332
lines was derived from ‘Lightning’ x ‘SY Tepee’ crosses, with 93 lines. ‘Lightning’ was the parent with the 333
most lines represented, with 272 (72%) of the 277 lines. ‘WintMalt’ was the parent with fewest lines 334
represented with only 95 of the 377 lines (25%). The fewest number of lines were from the cross 335
between ‘WintMalt’ x ‘SY Tepee’, with four lines. Additional parents were present in the population with 336
43.8% (165 lines), 35% (132 lines), 26% (100 lines) for ‘SY Tepee’, ‘Flavia’, and ‘KWS Scala’ respectively. 337
338
339
Figure 1. Structure of the unbalanced diallel multiparent population derived from five adapted cultivars. 340
The 377 lines consisted of recombinant inbred lines and doubled haploids. The number of lines between 341
each biparental cross is indicated along the line between the two parents, which were used for 342
statistical analysis (377 lines) and for GWAS analysis (374 lines) with three lines less as indicated by the 343
numbers in parenthesis. 344
3.2 Segregation for disease and agronomic traits in the multiparent population 345
The multi-parent population along with the corresponding parental cultivars, additional breeding lines 346
and several check cultivars were grown in four environments at the Cornell University Campus Area 347
Farms near Ithaca, NY , including two field sites (Helfer Farm and Snyder Farm) in 2022, and two field sites 348
(McGowan Farm and Ketola Farm) in 2023 (Supplemental Table S1). A priori knowledge of these field 349
sites indicated a historical presence of the scald pathogen in each environment. To ensure adequate 350
disease development in the field as well as monitor disease, the scald susceptible variety ‘KWS Scala’ 351
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(Blachez et al., 2018) was grown in each experimental block, ranging from 13 entries in the Helfer Farm, 352
2022 field site to 17 entries in the McGowan Farm 2023 field site. 353
Distributions of disease and agronomic traits showed transgressive segregation for most traits from the 354
parental lines. The distribution of scald DLA was skewed towards the y-axis, with Lighting as resistant, 355
‘SY Tepee’ as moderately resistant, and ‘WintMalt’, ‘KWS Scala’ and ‘Flavia’ as susceptible to scald 356
(Supplemental Fig1). An analysis of variance indicated significant variation for DLA for genotypes, 357
environment and rows within environment. The means and ranges of disease severity within the 377 358
lines grown across the locations varied with 50.8% (0-99%) in Helfer Farm, 2022, 19.9% (0-99%) in Snyder 359
Farm, 2022, 6.0% (0-90%) in Ketola Farm, 2023, and 19.7% (0-95%) in McGowan Farm, 2023. 360
Across all three agronomic traits, significant variation was identified for genotype, rows within 361
environment, and columns within environment, but not between environments. Across the four 362
environments, WS was skewed towards 100% survival, with ‘SY Tepee’, ‘WintMalt’ and ‘KWS Scala’ 363
showing good winter survival (>85%). ‘Lightning’ and ‘Flavia’ showed moderate winter survival (~75-364
80%), while a check cultivar, ‘Endeavor’, showed poor winter survival. The average winter survival within 365
the population ranged from 75% (Helfer Farm, 2022) to 87% (Ketola Farm, 2023) with an average across 366
the four environments of 79.9%. Differences in heading date between the parents ranged from ~143 367
days (Flavia) to ~151 days (‘WintMalt’), with ‘Lightning’, ‘SY Tepee’ and ‘KWS Scala’ showing mid-range 368
heading dates between 145 days to 147 days. The heading date (Julian) ranged from an average of 142 369
days in McGowan Farm, 2023 to 150 days to heading in Helfer Farm, 2022. Plant height ranged from an 370
average of 52 cm to 67 cm in Ketola Farm, 2023 (Supplemental Table S1 & S2). Heritability based on an 371
entry-means basis for DLA, WS, HD and HT were 0.76, 0.69, 0.83 and 0.57 respectively. 372
3.3 Scald is correlated with agronomic traits 373
Correlations between scald DLA and agronomic traits were ascertained to determine the effect of winter 374
survival, heading date and plant height on scald using the 377 lines within the multiparent population 375
(Supplemental Table S2). A highly significant negative correlation was identified between DLA and plant 376
height (P < 0.0001; R2 = -0.29), indicating that taller plants had less disease in the upper canopy. A 377
significant correlation was also identified between heading date and scald DLA (P < 0.0107; R2 = 0.13), 378
indicating that a later heading date had more DLA. The correlation between winter survival and DLA was 379
not significant across environments (P = 0.1065). Notably, there was a significant interaction between 380
381
Figure 2. Spearman’s correlation between resistance to scald (diseased leaf area), and a) winter survival, 382
b) heading date and c) plant height, in the 377 line multiparent population across four environments in 383
2022 and 2023. 384
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winter survival and heading date (P=0.0229; R2 = -0.1171), and a highly significant interaction between 385
WS and plant height (P<0.0001; R2 = 0.38), and no significant correlation between heading date and 386
plant height. 387
3.4 Genome wide association mapping for resistance to scald 388
3.4.1 GWAS for resistance to scald using multiple GWAS models 389
Population structure determined via principal component analysis in GAPIT version 3 (Wang & Zhang, 390
2021; Supplemental Figure S2) indicated that the multiparent population consisted of four groupings 391
with the use of only the first and second PCAs, indicative of the relatedness between RILs and DHs. The 392
QQ plot of the MLM GWAS model showed marked deviation of the observed from expected p-values for 393
the MLM model that accounts for both population structure and kinship (Figure 3). The MLMM, 394
FarmCPU and Blink models had QQ plots that were largely in line with the observed and expected p-395
values. The FarmCPU model with PCA = 2 as a covariate resulted in a QQ plot with the observed -log10(p) 396
values skewing towards the x-axis in comparison to the FarmCPU model with no PCA covariate and was 397
not further pursued (Supplemental Figure S3). The Bonferroni threshold of -log10(p) = 5.5 was initially 398
used in GAPIT version 3 as the default to determine significance. Analysis of the QQ plots, and 399
particularly the QQ plots from the FarmCPU analysis, showed that a threshold of -log10(p) = 4.2 was more 400
appropriate and reduced type II errors, where the observed veered from the expected regression line. 401
Re-analysis of the GWAS models for MLM, MLMM, FarmCPU and Blink threshold set to -log10(p) of -4.2 402
was used to estimate the appropriate phenotypic variation explained (Table 1) and showed distinct 403
differences between models (Supplemental Table S3 & S4). 404
MLM: The mixed linear model, with population structure and kinship included, resulted in 77 SNPs 405
associated with resistance to scald (Figure 3). Seventy-seven SNPs were localized in two SNP clusters on 406
chromosome 3H and spanned a region from 88 Mb to 448 Mb. Two peaks across this region were 407
identified as the significant associations, with the most significant SNP association located at 408
174,868,558 bp, with a -log10(p) = 7.3 (MAF = 0.46; PVE = 0.6%. The second SNP peak was located at 409
442,185,927 bp, with a -log10(p) = 7.0 (MAF = 0.47; PVE = 3.8%). An additional SNP association was 410
identified on chromosome 6H (MAF = 0.004; PVE = 50.9%). Despite the large phenotypic variation 411
attributed to the SNP association on chromosome 6H, it appears to be an anomaly (false positive) and 412
will be treated as such in the further interpretation of results. 413
MLMM: Using MLMM, two SNPs were found to be associated with resistance to scald (Figure 3). The 414
single peak identified was located on chromosome 3H, at 174,868,558 bp, with a-log10(p) = 11.1 (MAF = 415
0.46; PVE = 19.4%). The second association was identified as a false positive at the previously described 416
SNP on chromosome 6H: 65,563,245 bp (MAF = 0.004; PVE = 51.6%). 417
418
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419
Figure 3. Manhattan plots of the GWAS models including a) MLM, b) MLMM, c) FarmCPU, and d) BLINK, with corresponding QQ plots (right) in 420
GAPIT version 3 for resistance to scald in the multiparent population with using DLA BLUPs for resistance to scald. DLA BLUPs for resistance to 421
scald were calculated using winter survival, heading date and plant height as covariates in the BLUP model in four environments across 2022 and 422
2023. The red horizontal line in the Manhattan plots indicate the QQ plot - determined threshold of -log10(p) of 4.2. 423
424
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FarmCPU: The FarmCPU model identified four SNPs associated with resistance to scald (Table 1). The 425
most significant SNP was located on chromosome 3H at 442,185,927 bp with a -log10(p) = 14.8 (MAF = 426
0.47; PVE = 27.1%). The SNP association on chromosome 2H was at 18,144,981 bp (MAF = 0.426; PVE = 427
8.1%) Additional SNP associations were identified on chromosomes 3H (553,288,836 Mbp; MAF = 0.303; 428
PVE = 5.2%), 4H (MAF = 0.240; PVE = 0.8%). Two additional SNP marker trait associations were identified 429
however both had low MAF and are considered aberrations, including the association on chromosome 430
6H at 65,635,245 bp (MAF = 0.004; PVE = 6.3%) and on chromosome 5H at 329,813,939 bp (MAF = 431
0.021; PVE = 2.8%). FarmCPU with PCA=2 resulted in a QQ plot with the observed -log10(p) values below 432
the expected -log10(p) values and skewed towards the x-axis and was not considered further 433
(Supplemental Figure S3). 434
BLINK: BLINK identified three SNPs associated with resistance to scald. The most significant SNP was 435
located on chromosome 3H: 442,185,927 bp, with a -log10(p) = 17.7 (MAF = 0.47; PVE = 7.6%). The next 436
most significant SNP was located on chromosome 7H: 443,811,200 bp with a -log10(p) = 11.6 (MAF = 437
0.327; PVE = 9.0%). The third SNP marker trait association was found on chromosome 4H at 22,416,684 438
bp with a -log10(p) = 5.7 (MAF = 0.24; PVE = 4.3%). As with the other models, a SNP association was 439
identified on chromosome 6H: 65,635,245 bp with a -log10(p) of 7.2 (MAF = 0.004; PAV = 62.6%) and is 440
considered an aberration. 441
A discrepancy between the GWAS models was identified, that was important in interpreting how to 442
proceed with the analysis. The difference in SNP marker trait associations between the MLM, MLMM, 443
FarmCPU and BLINK spans both SNP location and effect size. Notably, there appeared to be two large 444
peaks on chromosome 3H (MLM) that were either an association on the first peak (MLMM) or on the 445
second peak (FarmCPU; BLINK). In addition, PVE for the large peaks on chromosome 3H (442 Mbp) 446
varied , with FarmCPU providing a PVE = 27%, indicative of a major gene such as the Rrs1, which co-447
localizes to that region. 448
Using Tassel 5.0 (Bradbury et al., 2007), the LD along chromosome 3H was compared to both peaks 449
separately (Figure 4). Using the SNP at 174,868,558 bp, the LD analysis showed that SNPs across both 450
peaks were in LD with the peak at 174 Mb, indicating a large linkage block that spanned the centromere. 451
The LD analysis comparing the SNPs at the second peak at 442,185,927 bp also indicated that SNPs 452
across both peaks were in LD with the second peak. In both scenarios of GWAS using MLM, where both 453
peaks presented as being associated with resistance, the LD patterns were tightly linked and in 454
coordination with the p-values of the surrounding SNP association landscape. As this population is 455
derived from recombinant inbred lines and/or doubled haploids, it appears that the two large peaks on 456
chromosome 3H comprise one large linkage block that spans the centromere. The SNP at 442 Mb is also 457
the most significant SNP identified via GWAS MLM, and in FarmCPU and BLINK, with FarmCPU indicating 458
the most variation explained by this SNP . 459
3.4.2 Rrs1 is segregating in a large linkage block on chromosome 3H 460
The cluster of SNPs with high marker-trait associations on chromosome 3H co-localized near the Rrs1 461
locus. To determine if the resistance in this region is due to the major resistance gene complex, Rrs1, the 462
population was scored for the HVS3 SCAR marker, located downstream of the Rrs1 gene (Genger et al., 463
2003). ‘Lightning’ harbored the resistance allele at 250 bp, while ‘Flavia’, ‘KWS Scala’, ‘SY Tepee’ and 464
‘WintMalt’ carried the susceptible allele at ~500 bp. (Supplemental Table S5). The HVS3 marker was 465
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used as a covariate in both the MLM and FarmCPU GWAS analysis in GAPIT version 3. The resulting 466
Manhattan plot along chromosome 3H (Figure 4c) indicates the collapse of the entire region of SNP 467
associations to well below the threshold level, indicating the resistance identified via GWAS model is 468
conferred via Rrs1. Using the HVS3 marker as a covariate in the GWAS model implies Rrs1 as the 469
resistance mechanism across this large region. 470
Based on the Morex version 3 genome, the SNP at 442,185,927 bp was located within a receptor-like 471
kinase (HORVU.MOREX.r3.HG0281210.1), that is one of several kinase and receptor-like kinase genes 472
clustered in the region. The SNP located on chromosome 3H at 553,288,836 bp co-localized with the 473
Rrs4 gene (Patil et al., 2003), located at 576.6 Mbp. The SNP resides in a Protein 1Q-Domain 1 gene 474
(HORVU.MOREX.r3.3HG0303590.1). The Rrs17 resistance gene is located at 10.4 Mbp (Wagner et al., 475
2008), upstream of the SNP identified on chromosome 2H located at 18.1 Mbp, that is located within a 476
leucine-rich repeat receptor-like protein kinase (HORVU.MOREX.r3.2HG0104570). The identified SNP on 477
chromosome 4H at 22,416,684 bp is located within HORVU.MOREX.r3.4HG0338290, a glucan endo-1 3-478
beta glucosidase gene. 479
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Table 1. SNP-trait associations for resistance to scald using DLA BLUPs (using winter survival, heading date and plant height as covariates in the 480
BLUPs), 374 lines and 15,463 SNPs in the MLM, MLMM, FarmCPU and BLINK GWAS models using a threshold of -log10(p) > 4.2. 481
SNP Marker Name
Chromosome
Position (bp)a
p-value
MAFb
Allele
Effectc
Phenotype Variance
Explained (%)
MLM
JHI-Hv50k-2016-168548 3 174,868,558 5.00E-08 0.462 c/t -0.0398 0.6
JHI-Hv50k-2016-183351 3 442,550,473 2.35E-07 0.473 c/t -0.0380 3.8
JHI-Hv50k-2016-183207 3 442,203,921 1.05E-07 0.471 t/a -0.0380 0.7
SCRI_RS_221644 3 442,185,927 1.05E-07 0.471 a/g -0.0380 0.1
JHI-Hv50k-2016-166941 3 127,232,535 3.47E-07 0.460 t/c 0.0005 0.0
MLMM
JHI-Hv50k-2016-168548 3 174,868,558 8.22E-12 0.462 c/t -0.0412 19.4
FarmCPU
SCRI_RS_221644 3 442,185,927 1.58E-15 0.471 a/g -0.0319 27.1
JHI-Hv50k-2016-70026 2 18,144,891 5.03E-06 0.426 g/a -0.0121 8.1
JHI-Hv50k-2016-232214 4 22,416,684 1.04E-05 0.240 a/t 0.0130 0.8
JHI-Hv50k-2016-202358 3 553,288,836 1.76E-05 0.303 t/c 0.0130 5.2
BLINK
SCRI_RS_221644 3 442,185,927 1.81E-18 0.471 a/g -0.0335 7.6
JHI-Hv50k-2016-514374 7 443,811,200 2.39E-12 0.327 g/n -0.0551 9.0
JHI-Hv50k-2016-232214 4 22,416,684 2.05E-06 0.240 a/t 0.0113 4.3
a SNP position based on Morex version 3 (Mascher et al., 2021) 482
b MAF, minor allele frequency 483
c Effect is based on Box Cox transformed data and as a result is a) not directly transferrable to unit measurements of DLA and b) the negative Box 484
Cox transformation of DLA results in the reverse effect direction of the DLA effect. 485
486
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487
Figure 4. Dissection of the SNP-trait association (MLM) cluster on chromosome 3H for resistance to scald 488
DLA, where a) characterizes linkage disequilibrium (LD) in relation to the first SNP trait association at 489
174 Mbp, b) characterizes LD in relation to the second SNP-trait association at 442 Mbp, and c) the 490
Manhattan plot shows SNP-trait associations across chromosome 3H using the MLM GWAS model in 491
GAPIT version 3 using the HVS3 (Rrs1) scar marker as a covariate). SNP associations are labeled as black 492
dots. Linkage disequilibrium indicated as R2 is shown in grey dots in a) and b). The most significant SNP-493
trait association at 174 Mbp and 442 Mbp chromosome 3H are indicated as red dots in all three panels. 494
Four GWAS models were used to validate SNP associations across the genome for resistance to scald. All 495
four models have different approaches for estimating associations and are available to avoid overfitting 496
analysis. The most significant SNP association(s) in this study resided on chromosome 3H at either 174.8 497
Mbp or 422.1 Mbp. FarmCPU and Blink associations at these peaks had the lowest p-values (i.e., the 498
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most significant) across the models. Importantly, the PVE greatly differed between the models for these 499
two SNPs. The PVE at 174.8 Mbp ranged from 0.6% to 19.4% for MLM and MLMM, respectively. The 500
PVE at 442.1 Mbp was 0.1%, 27.1% and 7.6% for the MLM, FarmCPU and Blink models, respectively. The 501
FarmCPU model PVE of 27.1% is indicative of major gene resistance such as Rrs1. The SNP association 502
on chromosome 6H, explained ~50% of the phenotypic variation in MLM, MLMM, and BLINK despite the 503
very low MAF (0.004) and given the variation in the few SNPs at this locus, appears to be a type I error. 504
The FarmCPU model constrains the PVE of this SNP at 6%. Due to the PVE allocated for the Rrs1 region, 505
as well as for the aberrant SNP on chromosome 6H, and for simplicity, the FarmCPU was the model that 506
was used in the further analysis, being considered the best fit for this population. The MLM model was 507
also used for reference. 508
3.4.3 GWAS for resistance to scald compared to agronomic traits via FarmCPU 509
Association analysis across disease and agronomic traits for the 374 lines was used to identify SNP 510
associations for resistance to scald, winter survival, heading date and plant height to determine if there 511
was any colocalization of marker associations that explained the phenotypic traits (Table 2). The BLUPs 512
were estimated as mentioned above and included the scald DLA BLUP estimate (without using the WS, 513
HD, or HT as covariates; Supplemental Table S3). The QQ plots for the FarmCPU analysis (Figure 5) 514
indicated an adherence of the observed to expected -log10(p) values except for several SNPs at the tail of 515
the slope, as expected. The separation of the observed to expected levels at the thresholds for each of 516
the traits was analyzed separately, and based on the QQ plots, a -log10(p) = 4.0 was used as the threshold 517
for each trait (Figure 5). 518
DLA: In general, the SNP associations identified using the scald DLA BLUPs (without the agronomic traits 519
as covariates) using FarmCPU (Figure 5; Table 2) were similar to the previous identified SNPs (using the 520
agronomic traits as covariates; Table 1). The SNP associations using the correlated traits had slightly 521
lower p-values (i.e., more significant), except for the Rrs1 region on chromosome 3H. The SNP 522
associations on chromosome 3H included the main association at 442,550, 473 bp (PAV=20.7%) and 523
553,388, 8365 (PAV = 6.2%). The same SNP associations were identified on Chromosome 2H and 4H, 524
with slightly adjusted PVE of 6.7% and 1.2%, respectively. Additionally, a SNP association was identified 525
on chromosome 7H (MAF = 0.326; PVE = 0.2%; g/n) and may be a presence/absence variation. This SNP 526
association was present in the previous BLINK analysis but was below the -log10(p) = 4.0 significance 527
threshold for FarmCPU. The SNP association aberrations identified in the previous analysis were also 528
identified in this analysis and not considered for further discussion based on low MAF and exaggerated 529
PVE for the SNP on Chromosome 6H. 530
Winter Survival: A SNP association was identified on Chromosome 2H, at 4,217,244 bp (MAF = 0.432; 531
PVE = 0.25%). Two additional SNPs were identified in FarmCPU that did not contribute to PVE (0%) 532
including SNPs on chromosome 1H at 9,315,052 bp (MAF = 0.161) and chromosome 5H at 84,325,845 bp 533
(MAF = 0.318), which are not considered further. 534
Heading date: The most significant SNP association with heading date co-localized at Ppd-H1 (Turner et 535
al., 2005), on chromosome 2H at 26, 107,957 (MAF = 0.389; PVE = 18.4%). Two SNP associations were 536
identified on chromosome 1H at 9,315052 (MAF = 0.161; PVE = 13.1%) and 408,764,804 bp (MAF = 537
0.311; PVE = 9.8%). Two SNP associations were identified on chromosome 4H (558,482,572 bp) and 538
chromosome 5H (468,299,945 bp) however both contributed 0% to phenotypic variation. 539
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Plant Height: Eight SNP associations were identified for HT (Table 1). The most significant SNP , 540
chromosome 2H: 10,011,392 contributes approximately 8.7% to the phenotypic variation and is 541
localized just upstream of Ppd-H1 and the SNP association peak identified for heading date. The SNP 542
variant is g/r suggesting possible gene duplication in the region. The MLM GWAS model showed a 543
defined peak with multiple significant SNPs that are not segregating for heterozygousity (Supplemental 544
Table S6). Two SNP locations are located on Chromosome 7H at 510,346,749 (MAF = 0.083; PVE = 545
18.1%) and 568,195,700 (MAF = 0.2645; PVE = 7.5%), with the latter segregating for heterozygousity 546
indicating putative gene duplication. Four additional SNP associations were identified on chromosome 547
1H, 3H, 4H and 5H that accounted for PVE from 0.7 to 2.5%, with the chromosome 4H SNP association 548
identified as a heterozygote. The SNP association located on chromosome 3H with a PVE = 0.0% was 549
also driven by a heterozygous SNP variation and may be considered a false positive. 550
The HvGA20ox2 gene, also known as sdw1, is located on chromosome 3H at 563.9 Mb and, in previous 551
GWAS studies, was suggested to contribute towards reaction of barley to scald (Looseley et al., 2018). In 552
our study, there were no SNP associations for plant height or resistance to scald located within this 553
region. The multiparent population and parental lines were genotyped using the sdw1.d and sdw1.c 554
markers (Xu et al., 2017), all of which carried the wild type allele at sdw1. 555
The correlation between resistance to scald and agronomic traits resulted in the co-localization of GWAS 556
SNP associations. The inclusion of agronomic traits in the DLA BLUPs as covariates in the initial analysis 557
(Table 1; Figure 3) appeared to lower the p-values for identified SNP associations and resulted in a higher 558
significance threshold in comparison to DLA BLUPs without covariates. While there was no overlap 559
between the identified SNP associations for resistance to scald (without using the agronomic traits in the 560
calculation of DLA). There were, however, distinct SNP associations on the short arm of chromosome 2H 561
for resistance to scald (chromosome 2H: 18.1 Mbp; Figure 6), winter survival (chromosome 2H: 4,2 562
Mbp), heading date (chromosome 2H; 26.1 Mbp) plant height (chromosome 2H: 10.1 Mbp), however 563
there appeared to be little genomic overlap between these peaks, as seen in the Manhattan plots for the 564
GWAS MLM model (Supplemental Fig S4). The linkage disequilibrium between the significant peak for 565
resistance to scald (DLA) and the remaining SNPs along chromosome 2H indicated that this region may 566
harbor LD, and that the scald DLA association should likely be considered a QTL related to architectural 567
avoidance (Figure 6). Alternatively, the SNP association is located within a gene encoding agmatine 568
coumaroyltransferase-2 (ACT-2), known to produce antifungal compounds (Burhenne et al., 2003). The 569
resistance gene, Rrs17, is also located at 10.4 Mbp (Wagner et al., 2008) 570
571
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572
Figure 5: Manhattan plots for a) resistance to scald (DLA), b) winter survival (WS), c) heading date (HD), and d) plant height (HT) using the 374 573
lines and 15,463 SNPs in the FarmCPU GWAS model, and corresponding QQ plots (right). DLA BLUPs for resistance to scald were calculated 574
without using winter survival, heading date and plant height as covariates in the BLUP model. All traits BLUPs were calculated in four 575
environments across 2022 and 2023. The red horizontal line indicates the QQ plot – determined threshold of -log10(p) of 4.0. 576
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577
578
579
580
Figure 6. Association and linkage disequilibrium (LD) analysis across chromosome 2H for resistance to scald (DLA; black dots). The Manhattan 581
plot (left y axis) with black dots depicts the SNP associations for resistance to diseased leaf area (DLA) using FarmCPU in GAPIT version 3 with the 582
most significant SNP association identified as a red dot across the first 1 Mb of chromosome 2H. Grey vertical shaded regions in the main graph 583
represent confidence intervals based on significant MLM associations (Supplemental Figure S) of co-localized SNP-trait association clusters for 584
winter survival (left, grey bar), heading date (right, grey bar) and plant height (left, dark grey bar). The LD estimate scatter plot (right y-axis) with 585
grey dots indicates the LD of neighboring SNPs in relation to the SNP associated with resistance to scald (in red). The top right graph insert 586
indicates the LD across chromosome 2H with respect to the most significant associated SNP for DLA. The vertical grey shaded box indicates the 1 587
Mb region shown in the main graph. 588
589
590
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21
Table 2. SNP-trait associations for diseased leaf area for scald, winter survival, heading date and plant height BLUPs, for the 374 lines and 15,463 591
SNPs in the FarmCPU GWAS model using a threshold of -log10(p) > 4.0. using the FarmCPU model 592
SNP
Chromosome
Position (bp) a
p-value
MAFb
Allele
Effectc
Phenotype Variance
Explained(%)
Scald DLA
JHI-Hv50k-2016-183351 3 442,550,473 1.28E-15 0.473 c/t -0.0335 20.7
JHI-Hv50k-2016-202358 3 553,288,836 8.77E-06 0.300 t/c 0.0162 6.2
JHI-Hv50k-2016-232214 4 22,416,684 1.55E-05 0.240 a/t 0.0127 1.2
JHI-Hv50k-2016-70026 2 18,144,891 2.45E-05 0.425 g/a -0.0119 6.7
JHI-Hv50k-2016-514674 7 443,811,200 3.76E-05 0.326 g/n 0.1888 0.2
Winter survival
JHI-Hv50k-2016-61826 2 4,217,244 8.22E-29 0.432 a/g -36892.4 0.25
Heading date
JHI-Hv50k-2016-73663 2 26,107,957 3.59E-31 0.389 g/t 0.5854 18.4
BOPA1_4178-1592 1 408,764,804 4.96E-13 0.311 a/g 0.2405 9.8
JHI-Hv50k-2016-9518 1 931,5052 2.00E-07 0.161 a/g -0.1999 13.1
Plant height
JHI-Hv50k-2016-64130 2 10,119,392 3.40E-15 0.288 g/r -0.0676 8.7
JHI-Hv50k-2016-175127 3 322,820,460 1.71E-07 0.499 c/n/y -0.3922 2.2
JHI-Hv50k-2016-335573 5 527,330,768 2.68E-06 0.201 a/g 0.0264 2.5
JHI-Hv50k-2016-7860 1 7,633,880 5.75E-06 0.499 a/g -0.0211 1.5
JHI-Hv50k-2016-250342 4 494,857,832 6.47E-06 0.198 g/r 0.0379 0.7
JHI-Hv50k-2016-493281 7 568,195,700 7.29E-06 0.264 a/g -0.0261 7.5
JHI-Hv50k-2016-490693 7 510,346,749 7.53E-06 0.083 t/w 0.0507 18.1
a SNP position based on Morex version 3 (Mascher et al., 2021) 593
b MAF, minor allele frequency 594
c Effect is based on Box Cox transformed data and as a result is a) not directly transferrable to unit measurements of traits and b) the negative Box 595
Cox transformation of DLA and HD results in the reverse effect direction of effects. 596
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4 DISCUSSION 597
4.1. Breeding for resistance to scald in winter malting barley is important. 598
Malting barley is a commercially important crop due to its value in the brewing and distilling industries. 599
The malting process demands uniformly high quality grain. Winter malting barley, grown in New York for 600
the craft brewing industry, faces unique challenges due to the wet humid weather in this region. Foliar 601
fungal diseases affect both spring and winter malting barley, resulting in yield loss and kernel quality 602
issues. The environmental conditions encountered by winter malting barley grown in New York are more 603
conducive to scald infections than spring barley, even when grown in similar regions (Kolkman et al., 604
2025a, b). 605
In this study, ambient inoculum of R. graminicola was relied upon for field infections. Winter malting 606
barley is planted in the fall and develops in the early spring season in New York when weather is 607
favorable for development, reaching levels of up to 77% severity in susceptible germplasm (Kolkman et 608
al., 2025a). The distribution of the susceptible parent check, ‘KWS Scala’, across each of the 609
environments in this study validated the consistent natural infection across the experiment, while early 610
season infections in ‘KWS Scala’ provided spore production across the experiment that resulted in 611
consistent disease severity in highly susceptible genotypes. 612
4.2 Resistance in the multiparent population is comprised of both major resistance genes and 613
quantitative disease resistance. 614
The Rrs1 gene complex is an important source of resistance to scald. We identified a large linkage block 615
on chromosome 3H that spanned the centromere and initially appeared as two separate peaks in the 616
MLM GWAS model. Linkage disequilibrium analysis validated that the large region was in LD with the 617
most significant peak that co-localized near the Rrs1 gene complex. Additional evidence of the large 618
linkage blocks was seen in the deviation of the observed: expected p-values as seen by the heavily 619
skewed slope in the QQ plots for the GLM and MLM models. The evidence of a large linkage block at 620
Rrs1 has been seen in previous GWAS studies, where a large linkage block was identified on 621
chromosome 3H for seedling resistance in a diversity panel of spring barley (Hiddar et al., 2023) which 622
was accompanied by QQ plots that showed a large deviation from the expected, and where there were 623
two peaks in LD that spanned the centromeric region (Kunze et al., 2024). 624
Fine-mapping Rrs1 to a 0.8 cM has identified ten candidate genes, however the Rrs1 allele is in a 625
centromeric region with high linkage disequilibrium and is not present in the reference Morex genome 626
(Looseley et al., 2020). Further association analysis derived three markers near a protein kinase gene, 627
indicating the Rrs1 may be an allelic a member of the protein kinase gene family (Looseley et al., 2020). 628
Examination of the mode of action of the Rrs1 gene upon infection reveals that the resistance is 629
incomplete, but that hyphal development is restricted, random in the direction of growth, and exhibits a 630
delay in the collapse of the epidermal layer (Thirugnanasambandam et al., 2011). Additionally, marker 631
trait associations on chromosome 3H have been found to contribute ~27 to 30% of the phenotypic 632
variation for scald (Kunze et al., 2024; Noe et al., 2025), similar to the 27% phenotypic variation 633
explained at Rrs1 in this study. Importantly, additional SNP marker trait associations were found across 634
the genome, including one that co-localized with Rrs4 on chromosome 3H, and regions on chromosomes 635
2H, 4H, and 7H that can add to durable long term resistance. 636
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4.3 Agronomic traits can reduce disease infection 637
Rhynchosporium graminicola is a slow growing pathogen, requiring a three-week incubation period 638
between infection and lesion development. It capitalizes on the long early cold days of spring to 639
increase in spore load and infection. Agronomic variables can influence the rate of upward dispersal of 640
spores in the plant canopy. Winter survival is an important trait in crop improvement in northern 641
environments. The positive correlation between reduced plant density from poor winter survival (and 642
resulting reduced plot canopy) and reduced disease is an indicator of a microclimate and putative 643
reduced R. graminicola growth and/or spore load that leads to less disease. While not useful for 644
breeding purposes regarding management of scald through reduced canopy density, it is important to 645
include in GWAS models as a covariate for the phenotypic trait to improve SNP association identification. 646
Additional agronomic traits can help reduce infection. The negative correlation between heading date 647
and scald is indicative of an escape or avoidance mechanism, limiting the ability of R. graminicola conidia 648
to reach the upper leaves and spikes. The negative correlation between plant height and diseased leaf 649
area for scald also suggests an avoidance mechanism in plant defense, where elongative growth of plants 650
may outpace pathogen reproductive cycles thus delaying the rain splash dispersal of conidia to upper 651
leaves and glumes. The sdw1 gene has previously been identified in GWAS for resistance to scald 652
(Loosely et al., 2018). In this study we identified a region on the short arm of chromosome 2H that 653
contributed to plant height and heading date (via Ppd-H1). The SNP association in this region may 654
contribute to either plant architectural traits, and/or active resistance, however it provides a target for 655
selection. With a rapidly mutating pathogen, breeding for earlier heading date and taller plants would 656
help provide additional mechanisms for plant defense. The implications for disease management as 657
shorter plants are often selected or desired for reduced lodging should include selection for resistance to 658
scald. 659
4.4 When your population is not that diverse: Selection of GWAS model for adapted 660
multiparent populations 661
GWAS is a powerful tool for discovery of trait genetic architecture within a population. The 662
identification of SNP marker trait associations can also aid in confirmation of previously identified 663
genetic elements, if the allele is segregating in the population at the appropriate frequency and 664
amplitude to be detected. Understanding the allele effect, or percent variation explained by the 665
SNP/marker trait association can have implications that are important to move forward with more basic 666
genetic studies, or in selection for breeding programs. Most GWAS studies utilize diverse genetic 667
populations for the pursuit of trait association analysis, relying on the thousands of meiotic 668
recombination events between the diverse lines to determine the precise genetic location of marker trait 669
associations. The availability of high-density genotyping platforms for breeding programs offers the 670
ability to use GWAS for crop improvement (Spindel et al., 2013). Breeding programs often cycle many 671
semi-related genetic materials through preliminary breeding trials to select a set number of lines to 672
move forward for selection. While early generation selection of specifically targeted and agronomically 673
important high heritability traits may limit the germplasm pool, the preliminary breeding trials are often 674
replicated across locations. Harnessing the power of GWAS in large breeding populations can be very 675
useful for understanding the genetic architecture of segregating traits in breeding programs 676
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The multiparent population was derived from a series of biparental crosses and presented a challenge in 677
how to separate population structure from effect. In this study, the SNP associations near Rrs1 on 678
chromosome 3H varied from 174 Mb accounted for 19.4% in MLMMPVE), whereas the SNP association 679
at 442Mb accounted for 0.1% (MLM), 27.1% (FarmCPU) and 7.6% (BLINK). The FarmCPU model 680
appeared to be the least likely to overfit or overamplify type 1 associations in the structured population. 681
The MLM and MLMM GWAS models include both kinship and population structure whereas FarmCPU 682
includes kinship of associated markers and BLINK includes neither in their respective models. Population 683
structure and kinship are useful tools to reduce the confounding effects and to target unbiased marker 684
trait associations in large diverse populations. FarmCPU detected the largest amount of variation for 685
resistance to scald at the Rrs1 locus on chromosome 3H, using more limited kinship but not population 686
structure. 687
Breeding for durable resistance to R. graminicola should encompass pyramiding a variety of mechanisms 688
to reduce the loss of yield and quality to scald. Major genes, such as Rrs1, provide a high level of 689
resistance and can be combined with QTLs and additional major resistance genes, especially those with 690
differing modes of action, to increase the resistance profile and decrease scald. In addition, selection for 691
agronomic traits, such as early flowering time and increased plant height can aid in limiting the vertical 692
spread of disease in the canopy and spike, in order to limit loss of quality and yield to scald. 693
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