aseptic loosening, immune status, replacement arthroplasty, factor analysis
Correspondence e-mail:
[email protected]
The number of patients who suffer from knee joint pathologies and need total joint
replacements in Russia has been mounting yearly [ 6]. The multiplication of invasive interventions
for artificial joint implantations leads to an increase in revisions. The aseptic loosening of the
components of the implanted joint is one of the most frequent complications. The chronic
inflammation caused by the response of the body’s immune system to t he implant wear particles is
believed to be the main reason for the implant aseptic loosening [5] while the septic inflammation is
often induced by the chronic infection in the implantation area [ 1]. However, some studies claim
that the diagnosis of peripr osthetic inflammation is hindered with microbe biofilm formed by the
pathogens; this results in making incorrect diagnoses leading to the wrong treatment strategy [ 2, 4].
Therefore, the investigation of mechanisms of aseptic inflammation progressing aimed at
identifying pathogenic indicators of significant diagnostic value is a challenging line of research.
This research had the evaluation of systemic immune response and isolation the most
important pathogenic indicators featuring the mechanisms of the immune system in patients with
aseptic loosening of components in their knee implant as its objective.
RESEARCH METHODS
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NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
2
The research involved 20 patients with aseptic loosening of components in their joint implants
(16 men and 4 women) who received medical treatment in the Scientific Research Institute of
Traumatology, Orthopedics and Neurosurgery, Federal State Budgetary Educational Institution of
Higher Education ‘V.I. Razumovsky Saratov State Medical University’, the Russian Federation
Ministry of Healthcare in 2019 -2020. The patients’ mean age was 66.2 (56.31; 71.73) years old.
Their diagnosis of aseptic loosening of the joint implant components was confirmed with the
patients' complaints of pain in the operated areas on exertion and at rest, as w ell as findings of X -
ray and general examinations, bacterial culture tests, and the outcomes of surgical interventions for
removal of the implant components. The exclusion criteria for the experimental group patients were
rheumatoid arthritis, intraarticular corticosteroid injections administered no less than 3 weeks before
the research. The control group included 20 apparently healthy volunteers (13 men and 7 women) of
69.8 (53.1; 78.7) years old with no musculoskeletal pathologies, allergies, autoimmune, infectious
inflammatory diseases, hepatitis B, С, or HIV.
The immunological blood tests were run before surgical interventions. We detected the
absolute counts of T -, B - and NK-cells in peripheral blood using monoclonal antibody kits BD
Multitest 6 -Color TBNK Reagent (BD, USA) in BD FACS Canto II cytometer (BD, USA). The
quantitive evaluation of immunoglobulins in blood serum was performed with the
immunoturbidimetric method in automatic open biochemical analyzer Sapphire -400» (Hirose
Electronic Sistem Co. , Japan) and Immunoglobulin A, М, G (FS) panel (DiaSys Diagnostic
Systems GmbH, Germany). Cytokine serum concentrations were found with ELISA and Alfa-FNO-
IFA-BEST, Interlejkin -6-IFA-BEST, Interlejkin -4-IFA-BEST, Interlejkin -10-IFA-BEST (Vektor -
Brest Ltd., Russia) panels in Epoch device (BioTechUSA, USA).
The findings were processed using nonparametric statistical methods in MicrosoftExcel 2016
and Statistica 10.0. The testing for normality of distribution for quantitative indicators involved the
Shapiro-Wilk test, and the significance of differences was evaluated with the Mann -Whitney U test.
The factor analysis with the method of principal components was done in SPSS (11 -2018) software
suite. The Kaiser -Meyer-Olkin Measure criteria (the values should rang e 0.5 to 1) and the Bartlett
test (the model is analyzable at р<0.05) were employed to determine the analyzability of the
findings for factor analysis and the significance of the designed factor model. We used the method
of principal components to find the factors and the Kaiser's normal varimax to determine the best
factor composition.
RESEARCH RESULTS
The findings of the research for the evaluation of system immunity in the patients with aseptic
loosening of the components in their joint implants are presented in Tables 1 and 2.
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3
It was found that the absolute count of T-lymphocytes (CD3+CD19-) in peripheral blood of
patients with aseptic loosening of the components in their joint implants significantly decreased as
compared to the group of apparently healthy volunteers (p=0.0006) due to Т-helpers (CD3+CD4+)
(р=0.0001) as well as cytotoxic T-lymphocytes (CD3+CD8+) (р=0.0019). The absolute count of B-
cells (CD3-CD19+) in peripheral blood in the controls was also higher (p=0.00001). No significant
difference in the absolute count of NK -cells (CD3-CD16+CD56+) was found between the groups;
however the patients with aseptic loosening of the components in their joint implants featured the
upward trend of this indicator.
Table 1. Cell immunity indicators in the patients with aseptic loosening of the components in their
joint implants
Cell immunity indicators, cells/mcl
CD3+CD19- CD3+СD4+ CD3+CD8+ CD3- CD16+CD56+ CD3-CD19+
Control patients (n=20)
1780.99
(1433.77;
1808.92)
964.18
(949.28;
1123.82)
658.41
(393.00;
745.70)
166.18
(149.25;
288.66)
321.55
(274.20;
340.01)
Patients with aseptic loosening of the components in their joint implants (n=20)
1396.30
(1341.50;
1444.17)
p=0.0006
767.80
(712.10;
843.60)
p=0.0001
468.00
(438.90;
529.30)
p=0.0019
290.30
(108.40;
485.60)
148.60
(138.20;
157.40)
p=0.00001
n – number of examined patients in the group; p – significance of differences in indicators to the
controls.
Table 2. Immunoglobulin contents and cytokine levels in the patients with aseptic loosening of the
components in their joint implants
Indicators
IgA
(pg/ml)
IgM
(pg/ml)
IgG
(pg/ml)
TNFα
(pg/ml)
IL-4
(pg/ml)
IL-10
(pg/ml)
IL-6
(pg/ml)
Control patients (n=20)
101.00
(93.00;
115.50)
153.7
(131.00;
181.30)
1667.30
(1496.80;
1800.30)
4.71
(4.01;
5.93)
0.19
(0.07;
0.26)
15.38
(11.96;
20.51)
6.98
(4.93;
8.53)
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preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
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4
Patients with aseptic loosening of the components in their joint implants (n=20)
138.5
(114.50;
165.00)
p=0.0154
129.1
(113.50;
137.00)
р=0.0005
140.90
(1244.00;
1525.00)
р=0.0133
10.1
(7.8; 12.5)
р=0.0001
0.2
(0.1;
0.3)
10.60
(9.09;
12.90)
р=0.0001
20.30
(17.30;
25.50)
р=0.0001
n – number of examined patients in the group; p – significance of differences in indicators to the
controls.
The aseptic loosening of the components in joint implants was accompanied with the increase
of serum immunoglobulin A (p=0.0154) as well as the decrease of class M (р=0.0005) and G
(р=0.0133) immunoglobulins.
We also noticed the increase of cytokines IL -6 (р=0.0001) and TNFα (р=0.0001) in serum of
patients with aseptic loosening of their implants as compared to apparently healthy volunteers. The
decrease in anti-inflammatory cytokine IL -10 (р=0.0001) along with the increase in the number
proinflammatory cytokines was also noticeable. No significant differences in serum concentrations
of IL-4 between the patients with aseptic loosening of the components in their joint implants and
apparently healthy volunteers were observed.
We performed the factor analysis of the immunoassay findings in the patients with aseptic
loosening of the components in their joint implants. This statistical method enables isolating the
main component that consists of the complex of pathogenic factors. These factors affect each other
stronger than others providing the explanation of the observed relations between the variables and
detection of hidden regularities that suggest the specifics of immune response development in the
patients with aseptic loosening of the components in their joint implants.
We designed the rotated component matrix (Table 3). The analysis revealed two factors
(KMO=0.510 and Bartlett's criterion=0.047<0.050) explaining 77.600 percent of all deviates in the
totality of indicators. The contrast between the factors made 14 percent suggesting the differences
between isolated components.
Table 3. The rotated component matrix of immune indicators in the patients with aseptic loosening
of the components in their joint implants
Indicators Component
1 2
Tumour necrosis factor (TNFα) 0.879 -
Absolute count of NK-cells (CD3- 0.762 -
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5
СD16+CD56+)
Absolute count of Т-lymphocytes
(CD3+СD19-)
-0.731 -
Immunoglobulin М - 0.750
Interleukin-4 (IL 4) - 0.669
Proper values 1.980 1.255
Percent of the explained variance 39.593 25.109
The first of the most significant matrix component with the factor loading of 1.98 featured a
strong positive correlation of serum TNFα concentration (+0.879) with the absolute count of NK -
cells (+0.762) while the correlation with the absolute count of Т -lymphocytes in peripheral blood
was negative ( -0.731). The values of the first component suggest the most profound changes
associated with the formation of cell immune response. It is known that TNFα participates in the
regulation of inflammatory processes within the body as it provides lymphocyte migration to the
focus of inflammation. The direct correlation of TNFα with NK -cell concentration suggests the role
of this class of lymphocytes in the progress of the inflammatory process in the joint implant area . It
is known that NK-cells cause lysis of foreign cells as well as altered endogenous cells of the body if
the molecules of the main class I histocompatibility complex are absent on the surface regardless of
the antibody content or complement system. No s ignificant differences were observed between the
absolute count of NK -cells in peripheral blood of the patients with aseptic loosening of the
components in their joint implants and apparently healthy volunteers. However, the patients with
aseptic loosening of the components in their joint implants featured the trend for increasing this
indicator. The invert correlation of serum TNFα and absolute count of Т -lymphocytes suggests
active migration of these cells to the joint implant area as well as chronization of the inflammatory
process.
The second matrix component combined 25.109 percent of dispersion and featured a strong
correlation between the values of immunoglobulins M concentration (+0.750) and interleukine -4
(0.669) content in blood serum. The values of the second component present the most profound
changes in the humoral component of the immune system in the patients with aseptic loosening of
the components in their joint implants. It is known that B -lymphocytes are the main cells of the
immune system ensuring humoral immune respon se due to the synthesis of immunoglobulins of
various types. This process is regulated by Th2 -lymphocytes and mediated by lymphocytes -
produced cytokines IL-4, IL-5, and IL-13. The patients with aseptic loosening of their joint implants
featured the decrease of B-lymphocytes in their peripheral blood as well as serum immunoglobulins
of M and G classes along with normal IL -4 content suggesting the deterioration of the humoral
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preprint (which was not certified by peer review) is the author/funder, who has granted medRxiv a license to display the preprint in
The copyright holder for thisthis version posted March 10, 2022. ; https://doi.org/10.1101/2022.03.09.22271599doi: medRxiv preprint
6
immune system. This was probably related to the progress of allergic response to an implanted
device. It’s worth noticing that immunoglobulin A levels in the patients with aseptic loosening of
their joint implants turned out to be higher than that in the controls. Some authors claim this in
combination with other factors may suggest osseous resorption processes [3].
The data resulting from our research offer the challenge of developing new integral methods
ensuring timely diagnosis and choosing the right method of surgical management for patients with
loosening of their knee joint implants.
Conflict of interests: the research is performed within the governmental assignment ‘The
development of medicines efficient against biofilm -forming microorganisms in treatment of
infectious complications of joint replacements’, reg. number 121032300172-2.