Abstract
The interactions between tumor and the immune system are main factors in determining
cancer treatment outcomes. In Chronic Myeloid Leukemia (CML), considerable evidence
shows that the dynamics between residual leukemia and the patient’s immune system
can result in either sustained disease control, leading to treatment-free remission (TFR),
or disease recurrence . The question remains how to integrate mechanistic and data -
driven models to support prediction of treatment outcomes . Starting from classical
ecological modeling concepts, which allow to explicitly account for immune interactions
at the cellular level, we incorporate time-course data on natural killer (NK) cell number,
function, and their tumor-induced suppression into a model of CML treatment . We
identify relevant time scales governing treatment and immune response, enabling refined
model calibration using tumor and NK cell time courses from digerent datasets. While
the model successfully describes patient -specific response dynamics, critical
parameters for predicting treatment outcome remain uncertain. However, by explicitly
incorporating tumor load changes in response to TKI dose alterations, these parameters
can be estimated and used to derive model predictions for treatment cessation. Further
exploring dynamic changes in the number of functional immune cells , we suggest
specific measurement strategies of immune egector cell populations to enhance
prediction accuracy for CML recurrence following treatment cessation . The
generalizability and flexibility of our approach represent a significant step towards
quantitative, personalized medicine that integrates tumor -immune dynamics to guide
clinical decisions and optimize dynamic cancer therapies.
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Introduction
Conventional chemotherapy has achieved substantial advancements in cancer
treatment. However, the availability of targeted therapies opens a new spectrum of
applications focusing on specific tumor features and their interactions with potentially
supportive environments [1]. It is increasingly recognized that the patient's immune
system plays a crucial role in controlling tumor remission [2, 3] . While the immune
system may not have initially suppressed tumor outgrowth, anti -tumor treatments can
help reestablish this balance . Digerent immunotherapeutic approaches actively target
this process to stimulate existing anti -tumor responses, for example, by enhancing
recognition and cytotoxic capacities of T and natural killer ( NK) cells [4]. Specifically,
CAR-T cell -based therapies modify patient derived T cell s with artificially designed
receptors to recognize and actively destroy tumor tissues [5, 6].
Many immunotherapeutic approaches, however, suger from high inter-patient variability
and severe side egects [7, 8]. The poor predictability of therapy response often stems
from an incomplete understanding of the complex interactions involving the immune
system and how it can be egectively guided or activated. Moreover, this process is not
unidirectional: tumor cells can also strongly alter or even disable immunological control
mechanisms [9].
In this context, we recently suggested that monitoring the changes in disease dynamics
in general may provide critical insights into treatment outcomes [10]. Furthermore, there
is increasing evidence that changes in the number and function of immune cells over
time can provide important information about an individual’s immune response [11–13].
Within the paradigm of personalized medicine, it is therefore conceivable that patient-
specific treatments schedules, which adapt to the dynamic response of tumors, will also
incorporate the evolution of critical immune components to guide further treatment
decisions [14]. The future potential of such applications extends beyond tumor targeting
and control to include tumor prevention [15]. Therefore, it is vital to develop a quantitative
understanding of the various ways in which immunologically relevant cell populations
interact with tumor tissue and its particular microenvironment.
Chronic myeloid leukemia (CML) developed into a primary example to illustrate the
enormous potential of targeted therapies, altering CML into a “controllable disease”. As
a result of this success, most patients with CML have an almost normal life expectancy
[16]. Although continuous treatment with tyrosine kinase inhibitors (TKI) is highly
egicient, life-long therapy is associated with side egects, a lower quality of life, and high
economic costs. Therefore, treatment cessation for optimally responding patients, leads
to a characteristic outcome: About half of the patients remain in treatment free remission
(TFR) while the other half presents with CML recurrence usually within 12 months after
therapy stop [17–19]. It has been suggested that immunological mechanisms are a
central determinant to account for the particular patient outcome [19–23]. This is
especially prominent as some patients show low but non -expanding leukemia levels,
which can hardly be explained without an immunological control mechanism [24]. While
a number of studies have suggested that the number and function of various immune cell
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types at the time of treatment cessation may serve as predictive markers for TFR, there is
currently no consensus on this question.
Mathematical and computational models of CML are an essential tool to obtain a
quantitative understanding of the mutual interaction dynamics between digerent
relevant cell populations [25–39]. Although first CML models with an explicate
consideration of leukemia-immune interactions emerged rather early [35, 36], it was only
until the TKI cessations was considered as a relevant treatment alternative for optimally
responding CML patient that this particular aspect received more attention, especially to
provide a conceptual understanding about why some patients remain in treatment -free
remission, while other patients are relapsing [37–39].
We have formally demonstrated that the digerent potential states after treatment
cessation - i.e., recurrence, disease control, and cure - impose specific requirements for
the interaction between leukemia and responsive immune cell populations [37].
Additionally, we have shown that altering treatment schedules, such as dose reductions,
can provide informative readouts to "probe" the immunological configuration and identify
digerent risk groups [38–40]. However, these phenomenological estimates do not
necessarily reflect the mechanisms at the cellular level underlying immune-leukemia
interactions. Considering increasing egorts to identify and prospectively measure
relevant immune populations, it is crucial to understand how a decreasing leukemia load
translates into an activated immune response. Knowledge of these mechanisms will
enable the estimation of patient-specific parameters and potentially translate them into
optimized predictions for the patient's response to treatment cessation.
In this work, we integrate mechanistic and data-driven approaches to describe tumor -
immune interactions and predict TKI treatment cessation responses in CML patients.
Revisiting classical ecological models of predator -prey interactions, we explicitly
account for cellular-level mechanisms, such as searching, targeting, and recharging of
immune egector cells, as well as the tumor-induced suppression of immune activity. This
modeling approach provides a mechanistic basis for the concept of the "optimal immune
window" in tumor control [36, 37] . By incorporating NK cell dynamics from published
time-course data [13], we quantify tumor -induced suppression of immune recruitment
and function, identifying characteristic time scales in model dynamics that delineate
digerent dominating egects. Fitting the model to time courses of 75 patients from the
DESTINY trial [39, 41], we show that measuring the dynamic response in tumor load after
dose reduction is essential to correctly estimate the leukemia -immune parameters
necessary for predicting the egect of treatment cessation. In a complementary manner,
we also show that measuring the dynamic change in the number of functional immune
egector cells provides predictive markers to anticipate treatment outcomes . Our
generalizable model provides a fundamental proof-of-concept step towards
personalized-medicine approaches that inte grate tumor and immune cell dynamics to
guide treatment decisions.
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Results
Our current approach to dynamically model tumor-immune interactions in CML patients
builds on earlier models of hematopoietic stem cell organization and leukemia treatment
[26, 30, 37, 39, 42] . Those models assume two states for (tumor) stem cells, namely a
proliferative, activated state, and a non-proliferative, quiescent state. Because there is
long-standing evidence that quiescence of (tumor) stem cell is reversible [43] and
mediated by a specific microenvironmental context, the so-called stem cell niche [44,
45], we denote the quiescent tumor (stem) cells also as niche-bound. Within the
modeling framework, the population of tumor cells interacts with a population of
immune egector cells (Fig. 1A, see Methods). The current analysis focuses specifically
on three mechanistic aspects tumor-immune interactions: the antitumor activity of
immune cells (represented by !(#)), and the suppression o f immune cell number and
function (described by %(#) and ℎ(#), respectively).
The immune response can be explained by a superposition of a searching, handling
and recharging process and its inhibition by tumor load
To model the antitumor immune activity !(#), we assume that the targeting of tumor cells
is determined by a process at the individual immune cell level, where immune cells
perform the serial killing of tumor cells during an “incursion” consisting of three phases
(Fig. 1B,C) [46–52]: i) searching for tumor cells, spending a searching time inversely
proportional to the tumor load, ii) handling of tumor cells, with a fixed time interval in
which the immune cell s are attached to a tumor cell, and iii) a recharge phase, where
immune cells recover their original functional status after having completed the
searching and handling sequence a certain number of times. This recharging of immune
competence is required before the incursion can begin again. Incorporating these
aspects and revisiting classical predator-prey interactions, we show (see Methods) that
the antitumor activity resulting from th ese processes is described by a Holling type -2
functional response
!(#) = (#
1 + +!" (# = , ##
-# + #, (1)
with saturation level , # = 1/+!" and half-saturation constant -# = 1/(+!" () related to
the mechanistic parameters +!" (handling and recharging times) and ( (search speed).
This description conveys the normal antitumor activity of immune egector cells, but it is
known that their function is inhibited in CML patients at diagnosis and is restored when
treatment decreases the tumor load [13, 20, 53] . To reflect a reduced functionality of
immune cells as a function of tumor load, we multiply the antitumor activity by ℎ ∈ [0,1],
implying that only a fraction of all encounters is egective (Fig. 1D). A model for ℎ(#) is
ℎ(#) = -$
% + !&'( #%
-$
% + #% .
(2)
This starts at ℎ(0) = 1, reflecting a full immune functionality in the absence of tumor
cells, decreasing with increasing tumor load # towards reaching a minimal level ℎ(∞) =
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!&'( ≥ 0, indicating a suppressed immune function for high tumor load. Using the
percentage of CD107a+ NK cell as a surrogate for NK cell function at digerent tumor loads
shows that (2) provides an excellent fit and model for immune function (Fig. 2A).
We conclude that the immune-mediated killing of tumor cells results from a
superposition of the density -dependent searching-handling-recharging process with a
tumor-dependent inhibition of immune cell functionality.
Restauration of immune cell numbers can consistently be explained as a response
to therapy-driven reduction in tumor load
In addition to their functional impact, tumor cells have been shown to suppress the
number of immune cells [12, 13, 21] . This egect is reversible, as demonstrated by a
recovering of immune cell number during therapy [13]. Most likely, this is not a direct
egect of the therapy, but results from the reduction in tumor load. In our model, the
tumor-dependent modulation of immune cell recruitment/production is described by
%(#) = %&)* #%
-"
% + #% . (3)
This formulation is inspired by our previous comparison of digerent models for immune
recruitment [37]. It assumes that the suppression of immune cell number is small for few
tumor cells, increases as the number of tumor cells increases , and saturates to a
maximum %&)* , reaching half of value when # = -".
To assess the compatibility of this function with NK cell data, we observe that regulation
of immune recruitment occurs on a fast time scale (Fig. S1A). Thus, in a short time
interval, the number of immune cells reaches the quasi -steady state 89/8+ = 0, called
slow manifold, given by equation (10) in Methods. Substituting %(#) in (10) we obtain a
direct relationship expressing immune egector cells 9 as a function of the tumor load #,
9+(#) = :, (-"
% + #%)
8, (-"
% + #%) + %&)* #%.
(4)
The published dataset (from [13]) we used at this point, includes eight time courses with
points (#-, 9-) consisting of NK cell counts 9- and tumor load #- at digerent time points.
For each patient, we found the parameters :, , -", %&)* that fit (4) to the data (#-, 9- ) (Figs.
2B, S1B-H), showing that (3) is an adequate model and further illustrating that the therapy
induced reduction of tumor cells leads to the restoration of normal immune cell
numbers.
We conclude that monitoring of immune cell numbers and using the model timescale
separation allows to estimate the shape and parameters for the functional response %(#)
describing the tumor-mediated suppression of immune recruitment.
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The model reveals an optimal window and a scale separation for the immune
response
Our modeling approach allows estimating the functional shape of tumor-immune
interactions, but also provides a mechanistic explanation for the so -called "immune
window" [36, 38]. Indeed, the reduced model (equation (11)) shows that, along the slow
manifold, the antitumor immune egect as a function of the tumor load is described by
;(#) = !(#)9+(#)ℎ(#). (5)
In other words, the egective antitumor immune response ;(#) is the product of immune
activity (!, increasing with #), the total number of immune cells ( 9+(#), decreasing with
#) and the fraction of functional immune cells (ℎ, decreasing with #). This convolution of
increasing and decreasing functions leads to a bell shape for ;(#) and to the emergence
of an “optimal immune window” , in which the antitumor immunological egect is maximal
for intermediate ranges of the tumor load (Fig. 2C). Intuitively, this results from the rare
encounters with tumor cells at low tumor loads when the search process dominates
(small !), while the immune function and recruitment are suppressed at high tumor load
(small ℎ and 9+). Although such an “immune window” description was used before [36,
38], it was assumed a priori , wh ereas here it emerges from explicit modeling of the
relevant immunological mechanisms and is further supported by NK cell data.
While the antitumor egect ;(#) describes the number of tumor cells removed by time,
the e/ective immune response rate describes the per capita rate of this removal at the
overall population level, and is given by
<(#) = ;(#)
# = , #
-# + # ℎ(#)9+(#). (6)
Similar to the constant TKI egect and the tumor growth rate, the immune response rate is
given in units of 1/time, being, however, a dynamic kill rate changing in digerent scales in
response to the tumor load (Figs. 2D, 3AB ). Indeed, it appears essentially as a step
function with two scales: at a high tumor load, it is negligible compared to the
proliferation and TKI kill rates, while at tumor load below a certain threshold, it reaches a
plateau level close to its maximum value <(0) = :, , #/(8, -#). Importantly, while the
plateau level depends on the ratio , #/-# between the saturation level , # and the half-
saturation constant -# for immune cell activity, the threshold at which <(#) is restored
does not depend on , #. As shown in the Methods , the NK cell time courses allow to
estimate all except these two parameters of immune egector cells . However, testing
digerent reasonable values for -# shows that this threshold is never above MR3 (Fig. 2D),
because at this tumor load the immune cell number and function are already suppressed
to their minimum . This allows us to conclude that, independent of the two unknown
immune cell parameters, the immune response rate is negligible for tumor loads at the
scale above MR3 due to the suppression of immune cell number and function.
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In summary, our modeling approach explain s the immune window as an interplay of
digerent immunological mechanisms and reveals a scale separation for the immune
response rate, showing that it is only egective after the tumor load is reduced below MR3.
The model describes patient time courses, but TFR prediction requires dynamic
response data
The quantitative model reveals a scale separation for tumor-immune interactions which
allows us to group model parameters into distinct modules and estimate them in a
stepwise fashion. In brief , the step -function-like behavior of the egective immune
response rate enables the estimation of all but two model parameters by first fitting a
simplified model without the immune system and then fitting the remaining two with the
full model (see Methods).
With this approach, while the other model parameters are constrained by the tumor time
course under treatment, the degrees of freedom associated with response to treatment
cessation are captured by the remaining parameters :., , #, related to tumor growth and
immune cell activity. Estimating these parameters using the full model and time courses
under full dose only, leads to parameter combinations that provide equally good fits but
predict digerent outcomes after therapy stop (Figs. 3CD, S2). Therefore, while these
parameters are critical for predicting TFR, they cannot be inferred from the available time
courses of immune cell s and tumor load under standard therapy. In other words, these
data do not contain the patient -specific signature quantifying how strong the immune
system is at its restored level, or how fast tumor cells are growing at low densities.
A way to overcome this limitation is to challenge the immune system against the residual
tumor cells in order estimate its parameters . Dose alterations are a possible way for a
clinical assessment of th is relevant information. To illustrate this idea, we applied the
model to a subset of 7 5 patients from the DESTINY trial [41], for which complete time
courses before and during dose reduction are available [39]. Each patient underwent full-
dose TKI therapy, followed by one year on a 50% reduced dose, before complete
treatment cessation. Thus, w e repeatedly applied the fitting procedure to these 75
patients, fitting :. and , # using data with increasing time intervals : i) full dose only, ii)
full and reduced dose, iii) full and reduced dose and six months after treatment
cessation. To account for the inherent non-uniqueness of these parameters, we selected
the 100 best fits from 10,000 pairs (:/, , #) for each setting. We then used these fits to
predict the egect of treatment reduction and cessation on sustained remission, defining
the patient -specific probability of molecular relapse at 12, 24 and 36 months as the
fraction of non-remission fits that predict an increase in tumor load above MR3.
While the model predictions do not agree with the actual data when using the data under
full dose only (Fig. 4A), including the data under reduced dose increases the prediction
quality (Fig. 4B). Further including the additional response six months after treatment
cessation leads to very good predictions (Fig. 4C). This confirms that the kinetics of tumor
load after dose change contains information on the balance between tumor growth and
immune response that was not available before, in line with previous suggestions [10].
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We conclude that our model consistently describes both the tumor and immune cell time
courses of CML patients, but that the essential information for predicting TFR is not
encoded in the time courses under full -dose therapy and requires dynamic responses
under digerent dose regimens.
Dynamical changes in the number of functional immune cells predict relapse
We showed that the derivation of model predictions for TFR requires measuring tumor
responses to dose alterations. Knowing the model mechanisms, we investigated whether
monitoring immune cell number and function could additionally support TFR predictions.
In this respect, recent egorts to establish immunological markers for TFR in CML suggest
that NK cell subpopulations have predictive value [12, 13, 20–23].
We investigated the potential of the measuring the number of functional immune cells,
which in the model is defined as the product of immune cell number ( 9) and function
(ℎ(#)). In the clinical context, this quantity can be calculated from NK cell time courses
(like those in Fig. 2) by multiplying the absolute number of NK cells by the percentage of
CD107a+ NK cells . We derive model predictions for the number of functional immune
cells at digerent time points as follows. First, we restricted our analysis to the 100 best
fits obtained with the complete time course of tumor load of each patient, as these
estimates better capture the patient -specific parameters. The fits were split in two
response groups, according to a predicted molecular relapse or persistent remission 12
months after therapy cessation . Then, we calculated the mean value of the number of
functional immune cells across all fits in each group for each patient.
We found that the remission group corresponds to slightly higher values of functional
immune cells at digerent time s before and at treatment cessation, whereas stronger
digerences between the two response groups appear after cessation (Fig. S3). This
suggests that a higher number of functional immune cells before treatment cessation
associates with better response. However, we acknowledge that it might be digicult to
anticipate the predictive information from single time points only.
Since the response of immune cells occurs on a faster time scale, we wondered whether
the relative change in the abundance of functional immune cells after dose reduction
correlates with treatment response, rather than the absolute values at a given time point
(Fig. 5). We found that the loss of functional immune cells from dose reduction to 6 and
12 months thereafter strongly correlates with relapse, with losses larger than 20% highly
associating with relapse (Fig. 6). On the other hand, smaller losses (reflecting a stable
number of functional immune cells) are mostly associated with remission. However, this
is not always the case, since some patients with a high proportion of relapse predictions
do not show any loss during the reduced dose period . We found that most of these
patients who relapsed later did present a loss of functional immune cells just 1 to 3
months after treatment cessation, indicating cases where the immune cell functionality
took longer to deteriorate in response to the egects of dose reduction (compare panels
in Fig. 6). In other words, as the tumor-immune interactions respond to dose alterations,
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a loss in the number of functional immune cells captures the essential information for
reliable predictions and associates with relapse occurrence.
These results provide strong theoretical evidence that individual TFR success can be
predicted by monitoring dynamic changes in the number of functional immune cells in
response to dose alterations.
Discussion
By extending our previous mathematical models of CML treatment, we here introduced a
novel mechanistic model framework to describe tumor -immune interactions in CML
patients by integrating digerent functional responses and cellular interactions. By
explicitly incorporating NK cell dynamics, we suggest that immune-mediated reduction
of tumor cells results from the combined egects of a density -dependent searching-
handling-recharging process and tumor-induced inhibition of immune cell functionality
and recruitment. As a main result, our model explains the concept of an optimal immune
window as the consequence of these multiple interacting immunological mechanisms.
While this concept has previously emerged as a phenomenological model, here we
provide a mechanism-based foundation for it.
Our modeling results revealed a scale separation for the tumor-immune interactions,
allowing to disentangle the underlying processes and showing that the immune response
becomes egective only when the tumor load is sugiciently reduced , and thus can be
analyzed separately from the initial response. Combining this knowledge with the fact
that the three datasets employed in our approach - tumor load (BCR-ABL1 ratios),
immune cell numbers (CD56dim NK cell counts), and immune cell function (CD107a+
expression) - are distinct in nature, we were able to link each dataset to a distinct module
with a subset of model parameters and apply a tailored estimation procedure for each.
Consistent with our earlier results [37–39], we demonstrated that BCR-ABL1 dynamics
under full -dose TKI treatment alone do not provide enough information to uniquely
estimate critical immune egector cell parameters and to predict TFR success. However,
we showed that including dynamical response data, such as BCR-ABL1 under reduced
dose or following TKI discontinuation, ogers a strategy to capture the additional
information needed to identify these missing parameters [10]. Even more, we showed
that further incorporating the dynamical response of NK cells counts to dose alterations,
we can significantly improve the model’s predictive power regarding the success of
treatment cessation. Therefore, we suggest measurements of immune egector cell
properties that could serve as predictive markers for relapse after treatment cessation.
While our approach explicitly considered NK cells, it can be generalized and is also
applicable to other immunologically relevant populations such as T cells, etc. It is also
clear from our approach that incorporating the dynamic response of both tumor and
immune cells to further steps (e.g. from 50% to 25%) or longer phases (2 years) of dose
reduction could further improve model pr edictions and ultimately lead to adaptive
decisions based on individual responses.
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A number of immune response-related CML models have been proposed, most of which
use only tumor cell time courses to obtain optimal parameter fits and predict treatment
response [33, 36, 38, 39] . Building on these models, we here provide new mechanistic
insights, but also the concept that tracking the dynamic changes in a patient's
immunologic status over time can further improve model predictions. In a broader
context, our model provides a flexible framework for studying tumor -immune
interactions across digerent cancer types. Our findings not only advance the
understanding of CML treatment dynamics, but also oger an important tool for
quantitative, personalized medicine that integrates tumor-immune dynamics to optimize
treatment decisions.
Methods
Model for tumor-immune interactions in CML treatment
We develop an ODE model for the interactions between tumor and immune egector cells
during and after TKI treatment in CML patients (Fig. 1). The model considers active , TKI
sensitive tumor cells (#), quiescent, TKI insensitive tumor cells (#(), and immune egector
cells ( 9). Because there is biological evidence that quiescence is related to
microenvironmental, niche -dependent egects, we denote quiescent tumor cells as
niche-bound cells. By explicitly considering tumor -immune interactions at the cellular
level, we generalize our previous work [37–39], and propose the following model
8#
8+ = :.# =1 − #
<.
? − :)(# + :()#( − @(+)# − !(#)ℎ(#)9, (7)
8#(
8+ = −:()#( + :)(#, (8)
89
8+ = :, − 8, 9 − %(#)9 (9)
We assume that active tumor cells follow a logistic growth with net proliferation rate :.
and carrying capacity <.. They bind to the niche with rate :)(, and are eliminated with a
treatment-related kill rate @(+) = @. during treatment, while @(+) = 0 og-treatment. The
killing of tumor cells by immune egector cells is described by −!(#)ℎ(#)9. Here, !(#) is
the number of tumor cells killed by each immune egector cell per unit of time in a normal,
non-suppressed environment, while ℎ(#) ∈ [0,1] accounts for a reduction in the number
of functional immune cells due to the tumor -induced suppression of immune function.
Both ! and ℎ depend on #, reflecting the modulation of immune activity and function by
the tumor cells . While t he immune activity !(#) is derived considering mechanisms of
searching, targeting, and recharging (equation (1)), the immune function ℎ(#) is derived
from NK cell data (equation ( 2)). We further assume that quiescent, niche -bound tumor
cells unbind with rate :(), are not targeted by immune cells and insensitive to the
treatment. Immune egector cells are produced at a constant rate :, and die with rate 8, ,
reaching a “healthy” steady state :, /8, in absence of tumor cells. The suppression of
immune cell recruitment by tumor cells is described by %(#), reflecting a tumor -
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dependent inhibition of the immune response. An expression for %(#) is derived using
time courses of NK cell numbers (equation (3)). The model also describes tumor-immune
interactions without a quiescence-inducing niche by neglecting equation (8) and setting
:)( = :)( = 0. Initial numbers of immune and quiescent tumor cells are derived from
quasi-steady state, #( (0) = (:)(/:())#(0) and 9(0) = :0/(80 + %(#(0)), while the
initial number of active tumor cells #(0) is estimated from individual time courses.
Mechanistic modeling of immune eBector cell activity
To model the immune cell activity against tumor cells, !(#), we revisit Holling’s work on
predator-prey interactions [54, 55], associating tumor cells with prey and immune cells
with predators. Holling assumed that the time +# for a predator to kill a prey consists of a
search time ++, and a handling time +!, during which the predator is occupied with its
“meal” , including digestion (Fig. 1B). Holling assumed that the search time is inversely
proportional to the prey density, since more prey means a faster search, while the
handling time is constant, assumed as an intrinsic property of predator behavior.
Adapting to our context, the time it takes an immune cell to kill a tumor cell is +# = ++ +
+! where +! is constant and ++ = 1/((#) where ( is a proportionality constant related to
the search speed; larger ( results in faster searches. Therefore, the number of tumor cells
killed by each immune egector cell per unit of time is
!(#) = 1 tumor cell
time to kill 1 tumor cell = 1
+#
= 1
+1 + +!
= (#
1 + +!(# = , ##
-# + # ,
which is the classical Holling type-2 functional response (also a Michaelis -Menten
kinetics) with saturation level , # = 1/+! and half-saturation constant -# = 1/(+!().
This functional response can also describe a more complex scenario considering a
recovery time . Specifically, we assume now that immune cells target tumor cells by
making “incursions” consisting of sequentially finding and eliminating several tumor
cells, and then spending a fixed time to reactivate from an exhausted state (Fig. 1C). Thus,
the incursion time consists of the sum of searching and handling times for each tumor
cell, +1! + +2-, plus a final recharge time +". Assuming a constant number of , tumor cells
targeted in each incursion, we have
+#" = +1# + +23 + +1$ + +2% + ⋯ + +1" + +24 + +".
With searching times again inversely proportional to the number of tumor cells, we have
+1! = 1
((# − (L − 1)).
Assuming that the number of tumor cells targeted in each incursion is small compared
to the total number of tumor cells (# − (L − 1) ≈ #), the individual searching times do not
vary substantially and +1! ≈ 1/(# = ++. Further assuming equal handling times, we obtain
+#" = , (++ + +!) + +".
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Thus, the number of tumor cells killed by each immune cell per unit of time is,
!(#) = ,
+#"
= 1
++ + +! + +"
,
= (#
1 + +!" (# = , ##
-# + #,
which is equivalent to the previous description, with the egective handling time +!" =
(+! + +"/, ) including a shared recharge time. This shows that a Holling type-2 functional
response is suitable in the context of immune cells incursions and recharging time.
Parameter estimation strategy
To reduce the number of patient-specific parameters and maximize model identifiability,
we perform a dimensional analysis of system ( 7-9). We identify the non -dimensional
groupings and make a sensible choice of which parameters can be fixed at the population
level. Defining N = #(/<., O = #/<., P = 8, 9/:, and Q = 8, +, system (7-9) becomes
8O
8Q = :/O(1 − O) − :/*O + :*/N − @(+)O − !R(N)ℎS(N)O,
8N
8Q = −:*/N + :/*O,
8P
8Q = 1 − P − %T(N)P
where :/ = :./8, , :/* = :)(/8, , :*/ = :()/8, , @ = -/8, , !R(N) = (:, /8,
% <.)!(<.N),
ℎS(N) = ℎ(<.N) and %T(N) = %(<.N)/8, .
The death rate of immune cells 8, can be fixed if the growth and transition rates of tumor
cells (:., :() and :)() and the production rate of egector cells ( :, ) can vary. Since the
carrying capacity of tumor cells only scales the system size but does not change the
model dynamics, it can also be fixed. Thus, without loss of generality, we assume
population uniform values of 8, = 4 month-1 (mean lifetime of 1 week) and <. = 105 cells
(reasonable for hematopoietic stem cells [56]).
Analyzing the model scale separations, we devised a stepwise approach that assigns the
patient-specific parameters to digerent modules and estimates them as follows . First,
we note that the parameters of ℎ(#) (equation (2)) can be estimated from time course of
NK cell functionality as a function of tumor load (Fig. 2A). Second, we observe that the
dynamics of immune cells occurs on a fast timescale (Fig. S1A). Thus, the solution 9(+)
of (9) reaches the quasi-steady state 89/8+ = 0 and is restricted to the slow manifold
9+(#) = :,
8, + %(#). (10)
This refers to the set in the state space where the system dynamics is slower, and the
number of immune cells is a function of the tumor load. In this case, equations ( 7) and
(9) are replaced by a single equation implicitly considering immune egector cells,
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8#
8+ = :.# =1 − #
<.
? − :)(# + :()#( − @(+)# − , ##
-# + # ℎ(#)9+(#). (11)
The slow manifold provides a good approximation for the solution 9(+) of (9) (Fig. S1A)
and was used to derive an expression for %(#) (equation (3)) and estimate its parameters
and :, from time courses of NK cell number as a function of tumor load (Fig. 2B, S1).
At this point, seven parameters remain, ( #6, :(), :)(, @.#' , :., , #,-#) and are estimated
as follows. The analysis of the egective immune response rate (equation (6)) showed that,
due to the tumor-induced suppression, the egective immune-mediated kill of tumor cells
is negligible during the initial treatment dynamics, independent of the values of , # and
-# (Fig. 2D,3A). Therefore, in this step, the model can be approximated by the model
without the immune system (equations ( 7-8) with 9 = 0). The resulting model is
equivalent to our previous model [30], and its solution reproduces the typical biphasic
decline described by a bi -exponential function, #7-89: (+) = V@;< + W@=< . This simplified
model can be solved analytically, allowing to derive an one -to-one correspondence
expressing its parameters :(), :)(, X = @. − :., #6 in terms of V, W, Y and Z [30]. Thus, for
each patient time course with points (+-, #-), we fit the biexponential function #7-89: (+)
and use such correspondence to estimate parameters :(), :)(, X = @. − :., [6. As
shown in [30], this allows to estimate the net egect X = @. − :. resulting from treatment-
induced cell death and tumor growth but does not disentangle such mechanisms; we
choose to formulate the treatment egect as a function of the estimated value of X and
the unknown value of :., ie, @. = X + :..
The remaining parameters to be estimated are :., , #, -#, namely the tumor growth rate,
the maximum immune kill rate, and the half-saturation constant of immune cell activity,
respectively. Although they are critical for determining the outcome of treatment
cessation, digerent combinations of :., , #, -# may yield equivalent dynamics under
treatment with distinct outcomes after cessation (Fig. 3C,D). To integrate this variability
in the choice of optimal parameters, we did not select a unique best fit but considered all
parameter combinations that satisfy a given criterion for goodness of fit. Technically, we
define a search set for each parameter based on reasonable ranges, :. ∈ [0,1], , # ∈
[0,1] and log36 -# ∈ [1,4], the latter providing a range from MR5 to MR2 for the immune
response threshold (Fig. 2D). Then, a Monte Carlo algorithm evaluates 10 6 parameter
combinations, and selects the 100 triples (:., , #, -# ) that minimizes the error between
model and data [57, 58]. We found that , # and log36 -# were often correlated for each
patient (Fig. S 5AB). Therefore, we fixed -# to a reasonable value of 10 2 (Fig. 2D) and
repeated the procedure for :. and , #, now testing 104 pairs, which resulted in equally
good fits (Fig. S5C). Thus, to reduc e parameter redundancy, the simplest approach of
keeping -# fixed was chosen. Applying this approach to tumor and NK cell time courses
of the eight patients on full TKI dose from [13] resulted in excellent model fits, but with
digerent predictions for treatment outcomes after discontinuation (Fig. 3C,D, S 2). This
illustrates that our stepwise approach is not only egective, but in a sense, it constrains
all but two parameters with the information from clinical data, leaving the degrees of
freedom only to the remaining parameters (:., , #). It also shows that initially using the
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model without the immune system does not bias the estimates towards a weak immune
system in the second step, as it also captures excellent fits predicting remission.
While the first cohort of eight patients with NK cell measurements contains time courses
at full dose only, each of the 75 patient time courses from the DESTINY trial (see below)
includes BCR-ABL1 measurements during an initial TKI treatment period at full dose,
followed by a 1 -year period at half dose, and a follow -up after treatment cessation. To
take advantage of this data and assess how the predictive ability of the model increases
with the incl usion of data under these digerent dose regimens, we appli ed the above
approach in digerent settings increasing the selected data. First, the data consisted of
measurements under full -dose only; second, we also included the half -dose period;
third, we further included data points up to 6 months post -treatment discontinuation;
and fourth, complete time courses were included. Since immune cell data were not
available for these patients, we assumed population uniform values for the immune cell
parameters :, and %(#), using the mean values obtained from the eight data sets on NK
cell response [13]. For each of the 75 patients, we obtained the 100 best fits as outlined
above and defined the predicted probability of relapse at 12, 24 and 36 months after
cessation as the fraction of fits predicting tumor load above MR3 (Fig. 4). We then
compared the predictions to the reference true scenario, defined as the outcome
predicted by the best fit using all data points. This was chosen instead of the data
because it essentially described the data but also the extrapolated predictions.
Data
Cytolytic NK cells ( CD3-CD56dimCD16br, see [13]) are a relevant population of immune
egector cells and correlate with disease recurrence after treatment cessation. We utilize
this population as a representative of immune egector cells described in our model. We
use a dataset from [13], comprising time courses of eight CML patients undergoing
standard TKI therapy, with measurements of NK cell number and function and tumor load
at the same time points (Fig. 2A,B, S1, S 2). The data on NK cell number consists of
absolute numbers of CD3 -CD56dimCD16br cells per microliter of peripheral blood, at
diagnosis, pre-MMR, MMR, MR4.5, and TFR, while NK cell function is expressed as the
percentage of CD107a+ NK cells at the same time points, normalized to control (healthy
donors). The eight time courses of NK cell numbers were available from [13], while only
the median values of the eight patients could be retrieved for the % of CD107a+ NK cells.
Thus, the parameters regarding NK cell number (:, , %&)* , -") were estimated from
individual time courses, and the two parameters regarding NK cell function (!&'( , -$) are
estimated from the median time course. The tumor load data is given as BCR-ABL1/ABL1
ratios (measured in %), which we assume to be proportional to tumor load, i.e., equal to
100 × (#/<.) [30]. Since this conversion implies that one tumor cell is equivalent to a
BCR-ABL1/ABL1 ratio of 10-4%, undetectable tumors are set to 10-5%.
The second dataset includes the BCR-ABL1/ABL1 time courses of 75 of the 174 patients
from the DESTINY trial [41], as previously used in [39]. See Figure 1A in that reference for
details on patient selection criteria, relating to the exclusion of patients with no TKI
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reduction, recurrence during treatment, or undetectable tumor load measurements
within the initial treatment period or initial measurements below MR3.
Author contributions
Conceptualization: ACF, IR, IG. Formal Analysis, investigation, methodology, software,
visualization: ACF. Writing – Original Draft Preparation : ACF , IG . Writing – Review &
Editing: IR. Supervision: IG.
Acknowledgments
We thank Agnes Yong for providing the raw NK cell data from [13].
ACF was supported by Alexander von Humboldt Foundation and Coordenação de
Aperfeiçoamento de Pessoal de Nível Superior - Brasil (CAPES) - Finance Code 001, and
partially supported by FAPEMIG RED-00133-21.
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searching
handling
incursion
(searching + handling)
incursion
(searching + handling)
B C D
recharging recharging
functionality
suppressed by
high tumor load
!
!(#)
active
tumor cells
immune
effector cells
%!
&!
'(()
)(()
# #!
%"#
%#"
quiescent
tumor cells
ℎ(()
%$
A
Figure 1: Model for tumor-immune interactions. A) The model assumes two states for tumor cells, namely
active T and quiescent, niche-bound tumor cells TN , and a compartment of immune effector cells E.T u -
mor cells in each state transition to the other state with rates pNA and pAN . Only the active tumor cells
proliferate with rate pT ,a r et a r g e t e db yt h e r a p yw i t hr a t ee(t), and interact with immune effector cells.
These are produced at a constant rate pE ,d i ew i t hr a t edE and kill tumor cells with immune effector ac-
tivity f (T ). Tumor cells suppress the recruitment and function of immune cells, as described by g(T ) and
h(T ). B,C,D) Modeling immune cell activity. A functional response describing immune cell-mediated tumor
killing is derived assuming mechanisms of searching, handling, and recharging. B) Similar to predator-prey
approaches, immune cells (green) act as predators that perform incursions to hunt prey (tumor cells, red),
consisting of a search phase (with duration inversely proportional to prey density) and a handling phase in
which the attached cell spends a fixed amount of time to destroy the prey (killed tumor cells in light red).
C) We further assume a recharging phase in which the now exhausted immune cell (light green) spends a
fixed amount of time regaining the effector phenotype. D) Consistent with recent findings, we assume that
functionality of immune effector cells is suppressed by a high density of tumor cells, leading to reduced
efficiency in eliminating tumor cells.
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AB
fith(T)
data (median of all patients)
fraction of CD107a+NK cells
1001010.10.010.0010.00010
1
0.8
0.6
0.4
0.2
tumor load(%BCR-ABL ratio)
fraction of functional immune cells
fitES(T)
data (patient 1)
NK cellnumber
1001010.10.010.0010.000100
50
100
150
200
250
300
tumor load(%BCR-ABL ratio)
immune cell number
CD
activity f(T)
function h(T)
numberES(T)
response r(T)
1001010.10.010.0010.0001
1
0.8
0.6
0.4
0.2
0
tumor load(%BCR-ABL ratio)
immune cell parameter(normalized)
cK=101
cK=102
cK=103
cK=104
1001010.10.010.0010.0001
1
0.8
0.6
0.4
0.2
0
tumor load(%BCR-ABL ratio)
immune response rate(normalized)
MR3
Figure 2: Estimating immune parameters from NK cell function and number. A) Using the % of CD107a+ NK
cells as a surrogate for NK cell functionality, the model assumes that the immune effector function is sup-
pressed at high tumor load, as seen in the data and described by the fitted function h(T ) (equation (2)). B)
NK cell data shows that immune cell numbers are decreased at diagnosis and recover as treatment induces
tumor reduction. The model assumes that this suppression is described by g(T ) (equation (3)). Since the
dynamics of immune cells occurs on a fast time scale (Fig. S1A), it is possible to use a quasi-steady approx-
imation to directly relate time courses of immune cell numbers and tumor loads with equation (4) and fit its
parameters. The fit for a particular patient is shown here; the fits for the other 7 patients are shown in Fig.
S1B-H. C) Plots of normalized immune cell functional responses f (T )/f (0), h(T )/h(0), E
S (T )/ES (0) and
r(T )/r(0). The effective immune response r(T ) (equation (5)) represents the total number of tumor cells
removed per unit time and depends on the actual tumor load. As a product of increasing and decreasing
functions (r(T )= f (T )h(T )ES (T )), it has a bell shape describing an optimal immune window where the
antitumor immunological effect is maximal. D) Plot of the normalized immune response rate, k(T )/k(0)
(equation (6)). This is a dynamic rate that is modulated by the tumor load, changing from nearly zero at di-
agnosis at high tumor loads to its restored, original level k(0) at low tumor loads. There is a threshold for
the tumor load that defines the sudden transition from zero to the plateau level. Although this threshold
depends on the parameter cK , testing different reasonable values shows that this threshold is never above
MR3.
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 12, 2024. ; https://doi.org/10.1101/2024.10.10.617526doi: bioRxiv preprint
AB
active tumor cells
immune cells
0 10 20 30 40 50 60 70 8010-4
10-3
10-2
10-1
100
101
102
100
250
500
750
1000
time(months)
tumor laod(%BCR-ABL ratio)
pT pNA eT
k(T) k(T) kmax
0 20 40 60 800.01
0.05
0.10
0.50
1
5
10
time(months)
rate parameter(time-1)
CD
Figure 3: Model dynamic behavior. A) Two model simulations with identical representative parameter val-
ues except for the maximum immune activity mK show different outcomes without any difference in the
time course under standard therapy. After treatment cessation (dashed vertical line), the residual tumor
cells may exhibit different responses, ranging from transient growth controlled by immune cells (red solid
line) to relapse (red dashed line). B) Comparison of constant rate parameters (p
T ,t u m o rg r o w t hr a t e ;pNA ,
quiescent tumor cell activation rate; eT , treatment-induced tumor kill rate) and the dynamic immune re-
sponse rate k(T ) (purple curves). This dynamic rate starts from zero at diagnosis and is slowly restored
until it reaches a level close to its maximum kmax = k(0) (dotted line). After treatment cessation, in the
case of remission (purple solid line), the transient growth of tumor cells initially decreases the immune re-
sponse rate, but it is restored after the control of the residual tumor cells, while in the case of relapse (purple
dashed line), the tumor growth suppresses the immune response. C,D) Model fits for two representative
patients. Model simulations of the 100 best fits (red for tumor cells, green for immune cells) to the time
courses of tumor load (black dots) and NK cells (gray dots). Although the fits are indistinguishable under
full-dose treatment, they predict different outcomes after therapy cessation. The best fit is shown in purple
for tumor cells and light green for immune cells. See Figure S3 for the fits of the other six patients.
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 12, 2024. ; https://doi.org/10.1101/2024.10.10.617526doi: bioRxiv preprint
AD
prediction for 12m after cessation AUC=0.57
prediction for 24m after cessation AUC=0.52
prediction for 36m after cessation AUC=0.54
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
falsepositiverate
true positive rate
relapse prediction using data up to reduction
BE
prediction for 12m after cessation AUC=0.69
prediction for 24m after cessation AUC=0.60
prediction for 36m after cessation AUC=0.59
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
falsepositiverate
true positive rate
relapse prediction using data up to cessation
CF
prediction for 12m after cessation AUC=0.91
prediction for 24m after cessation AUC=0.87
prediction for 36m after cessation AUC=0.86
0.0 0.2 0.4 0.6 0.8 1.00.0
0.2
0.4
0.6
0.8
1.0
falsepositiverate
true positive rate
relapse prediction using data up to 6 months after cessation
Figure 4: Model predictions with different data selections. A,B,C) best fits of the model (red for tumor cells,
green for immune cells) obtained with different data selections for two representative patients. In each
panel, the reduced dose period is shown with a light gray background, the data used for fitting are shown
as black dots (triangles for undetectable values), while the data not used are shown in gray. The best fit
using the full time course is shown in purple for tumor cells and light green for immune cells, and is used as
a reference to compare the predictive ability of each model. The first selection (A) uses only the full-dose
time course; the second (B) uses the full-dose and reduced-dose time courses, while the third (C) includes
an additional six-month post-treatment period. D,E,F) Receiver operating characteristic (ROC) curves for
each data selection setting. See also Figure S4.
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
The copyright holder for thisthis version posted October 12, 2024. ; https://doi.org/10.1101/2024.10.10.617526doi: bioRxiv preprint
AB
active tumor cells
functional immune cells
0 10 20 30 40 50 60 70 8010-4
10-3
10-2
10-1
100
101
102
10
100
500
1000
time(months)
tumor laod(%BCR-ABL ratio)
immune cell numbers
active tumor cells
functional immune cells
0 10 20 30 40 50 60 70 8010-4
10-3
10-2
10-1
100
101
102
10
100
500
1000
time(months)
tumor laod(%BCR-ABL ratio)
immune cell numbers
CD
active tumor cells
functional immune cells
0 10 20 30 40 50 60 70 8010-4
10-3
10-2
10-1
100
101
102
10
100
500
1000
time(months)
tumor laod(%BCR-ABL ratio)
immune cell numbers
active tumor cells
functional immune cells
0 10 20 30 40 50 60 70 8010-4
10-3
10-2
10-1
100
101
102
10
100
500
1000
time(months)
tumor laod(%BCR-ABL ratio)
immune cell numbers
Figure 5: Dynamic changes in the number of functional immune cells after dose reduction to predict re-
lapse. Model simulations showing similar tumor dynamics (red) during full dose treatment and different
outcomes after dose reduction (month 60) and treatment cessation (month 72); the reduced dose period
is shown with a light gray background. The number of functional immune cells, given as the product of im-
mune cells E(t) and their functionality h(T (t)) is plotted in green. The purple lines illustrate how assessing
the loss in the number of functional immune cells after dose reduction (reference value indicated by the
purple dot) can predict the outcome of treatment cessation. Comparing the loss six months after reduc-
tion, a low value (A) is associated with remission, a high value is associated with relapse (D), while moderate
values may be associated with both outcomes (B and C). However, evaluating the losses at later time points
allows a better distinction between two cases, with a decreased value for remission (B) and an increased
value for relapse (C).
.CC-BY-NC-ND 4.0 International licenseperpetuity. It is made available under a
preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
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ABC
DEF
GHI
JKL
Figure 6: The dynamic change in the number of functional immune cells as a marker of relapse. A-C,G-I)
Plots showing the distribution of model estimates (mean values across all best fits) for the patient-specific
maximum % loss in the number of functional immune cells from the time of reduction to different later time
points. D-F , J-L) Scatter plots showing the model estimates of the patient-specific probability of relapse
and the maximum relative loss in the number of functional immune cells (mean of all best fits) from the
time of reduction to to different later time points. A relative loss in the number of functional immune cells
equal to or higher than 20% (decreased functionality) six months after reduction (A,D) is highly indicative
of relapse, while losses close to 0 (stable functionality) may indicate a low probability of relapse or a later
relapse. Waiting until treatment is discontinued (B,E) results in a stronger signal on the loss of functional
immune cells, which is more pronounced at one (C,F) or more months later (G-L), allowing to distinguish
those patients with initially stable immune functionality that was subsequently lost.
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preprint (which was not certified by peer review) is the author/funder, who has granted bioRxiv a license to display the preprint in
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