Intro
Chronic pain is one of the most disabling health conditions worldwide, according to the
2017 Global Burden of Disease Study [ 1 ]. The
top three causes of years lived with disability include two kinds of chronic pain [ 1 ], which cause negative emotion, cognitive
impairments [ 2 ], and lost productivity [ 3 ]. Additionally, excessive use of analgesics,
especially opioids, has posed critical challenges to pain management in the United States
[ 4 ] and United Kingdom [ 5 ].
Definite evidence for the long-term efficacy of medications for chronic pain is still
sparse [ 6 ]. Acupuncture, a traditional Chinese
therapy, has been widely used to manage chronic pain. However, well-designed randomized
controlled trials (RCTs) are needed to assess the efficacy of acupuncture. Nevertheless, the
effect and design of sham acupuncture (SA) are ambiguous in acupuncture-related RCTs [ 7–9 ], leading to controversy
about the efficacy of acupuncture. Inert SA controls are needed to rigorously distinguish
the efficacy of acupuncture from a placebo effect [ 10 ]. However, some researchers have shown that SA acts as a non-inert control with
some physiological and psychological responses [ 11 , 12 ], and this can result in
false-negative results in RCTs with SA controls [ 13 ]. As a result, it is always difficult to decide whether SA controls should be
used in the design of an acupuncture RCT.
Additionally, it is difficult to decide the type of SA that should be used. SA is divided
into roughly two categories: penetrative SA (PSA; at sham acupoints) and non-penetrative SA
(NPSA; at real or sham acupoints). NPSA, with a psychological effect, has long been regarded
as a standard form of acupuncture placebo control [ 14 ]. In recent years, PSA has been increasingly used because it additionally
produces a physiological effect of piercing the skin. Therefore, identifying the differences
between SA and non-acupuncture (NA) or PSA and NPSA could provide useful information during
the design of acupuncture-related RCTs.
As a result, head-to-head RCTs, with different types of SA and NA groups, are needed.
Obviously, such RCTs with so many control groups will be confronted with serious ethics
issues [ 14 ], but network meta-analyses (NMA)
can solve this problem. In the present study, a quantitative assessment of the differences
among PSA, NPSA, and NA was conducted with NMA to provide a comprehensive reference for
SA.
Methods
NMA was conducted in accordance with the Cochrane Handbook for Systematic Reviews of
Interventions [ 15 ]. The systematic review and
NMA were reported in accordance with the Preferred Reporting Items for Systematic Reviews
and Meta-analyses (PRISMA) reporting guidelines [ 16 ]. The present study was registered on PROSPERO (CRD42021230466).
Five English-language databases (PubMed, Web of Science, Embase, Scopus, and Cochrane
Library) and four Chinese-language databases (Chinese Biomedical Literature Database,
China National Knowledge Infrastructure, VIP Database for Chinese Technical Periodicals,
and Wan fang) were searched from their inception dates to July 5, 2022. The search
strategy consisted of three components: intervention (acupuncture or electroacupuncture
compared with SA or NA group); outcome (pain intensity); and study type (RCT). There were
no restrictions on languages or diseases. Details of the search strategy are shown in
Supplementary Data Table
S1 .
Studies were independently screened by two groups (RZ and YYY; YJZ and ZZX) using the
following criteria: 1) RCTs of patients with chronic pain as defined by the
International Classification of Diseases (pain persisting beyond
3 months was defined as chronic pain) [ 17 ];
2) RCTs assessing the effect of acupuncture or electroacupuncture; 3) RCTs using SA or NA
as control; and 4) RCTs measuring pain intensity with the Brief Pain Inventory, a
numerical rating scale, a visual analog scale, or a verbal rating scale.
NPSA was defined as a sham insertion at real and sham acupoints. Sham insertion was
defined as needling without penetrating the skin, normally with the use of an auxiliary
device. Sham acupoints referred to both non-acupoints and acupoints without specificity
for pain management. PSA was defined as the use of all needling methods penetrating the
skin at sham acupoints, including deep insertion, minimal insertion, superficial
insertion, and quick needle insertion without retention. NA included groups of waiting
list controls, usual care, or no treatment.
Exclusion criteria were: 1) trials evaluating the effect of
acupuncture/electroacupuncture combined with other treatments that were not used in
control groups; 2) trials evaluating the efficacy of dry needling at myofascial trigger
points (because the relationship between dry needling and acupuncture is still a subject
of debate) [ 18 ]; 3) trials with healthy
volunteers; and 4) trials using other sham methods as placebo control (transcutaneous
laser or transcutaneous electrical stimulation).
Two groups (RZ and YHL; YJZ and LRL) evaluated the quality of the included RCTs according
to the Cochrane risk-of-bias criteria. There were seven criteria, including randomization
sequence generation, allocation concealment, blinding of participants and personnel,
blinding of outcome assessment, incomplete outcome data, selective reporting, and other
bias. Each item was assigned as having low, high, or unclear risk of bias. Detection bias
was evaluated on the basis of the item “blinding of participants,” as pain intensity is a
patient-reported outcome.
All data were extracted independently by two researchers (XSC and YDC) and verified by
other two authors (RZ and YJZ). Data from the intention-to-treat population were preferred
if available. Pain intensity measured at the first time point after the end of treatment
was used for data synthesis, as this might be the endpoint at which sham controls have the
strongest placebo effect. All outcomes were normalized on a scale from 0 to 100 points.
Data from analogous groups were first merged during data extraction to avoid the
unit-of-analysis errors [ 19 ], when two or
more acupuncture/electroacupuncture arms (those with different acupoint selection methods,
treatment frequencies, or treatment durations) were set in one trial. The average pain
after the end of treatment and the standard deviation were preferentially selected. Data
were extracted from figures with GetData Graph Digitizer software (Version 2.26, http://www.getdata-graph-digitizer.com/ ) if only figures were reported. An
algebraic manipulation was used to calculate standard deviation if only the 95% confidence
interval (CI) or a standard error was available [ 20 ]. Changes from baseline were extracted if none of the above data were
available.
A Bayesian multiple-treatment NMA with a random-effects model and uninformative priors
was performed. The random-effects model was determined through the use of Markov Chain
Monte Carlo methods. The parameters of the models were: initial value, 2.5; number of
simulation iterations, 20,000 in each of four chains (5,000 adjustment iterations were
performed to eliminate the influence of the initial value); and step size, 1. The effect
size was expressed as the mean difference (MD) and 95% CI. The findings were significant
when the 95% CI excluded the null value. The R packages “meta” [ 21 ] and “gemtc” [ 22 ] in R 3.6.5 (R Core Team, Vienna, Austria) for Windows (Microsoft Corp.,
Redmond, WA, USA) were used for all meta-analyses.
Key assumptions of an NMA included homogeneity, consistency, and transitivity.
Homogeneity was evaluated with the Q test and the statistic inconsistency
index ( I 2 ). A meta-regression or sensitivity analysis was used
to identify the source of a substantial level of heterogeneity when the
I 2 value was greater than 50% (substantial heterogeneity).
The inconsistency of the model was calculated with the node-splitting approach, in which
direct and indirect evidence were separately compared on a particular comparison.
Transitivity was evaluated with descriptive statistics for study and population baselines,
such as sample size, age, sex, and pain phenotype. Convergence of iterations was evaluated
via visual inspection of the four chains to establish homogenous parameter estimates and
in accordance with the Brooks-Gelman-Rubin diagnostic.
The predesigned sensitivity analyses were conducted to evaluate the robustness of the
model. All analyses were repeated in the sensitivity analyses to take into consideration
networks derived from inclusion of only 1) trials with nociceptive pain, neuropathic pain,
or nociplastic pain [ 23 ]; 2) trials with
low frequency (4 weeks) of acupuncture/electroacupuncture; 4) trials combined with analgesic or
without analgesic intake; 5) trials with acupuncture or electroacupuncture; and 6) trials
with low risk of detection bias.
Results
A total of 5,761 studies were identified through database searches, and finally 62 RCTs
(1.1%) with 6,806 patients were included in the NMA ( Figure 1 ) [ 24–85 ]. The characteristics of the included RCTs are summarized in Table 1 . Most studies (n = 24, 39%) were
conducted in China, followed by Germany (n = 6, 10%), then Korea and the United States
(n = 5, 8%). The studies included 12 diseases, such as headache, neck pain, shoulder pain,
low back pain, gynecological disease–related pain, musculoskeletal pain, facial pain,
cancer pain, rheumatic pain, osteoarthritis, diabetic neuropathy, and chronic stable
angina pectoris. Forty-nine trials (79%) set two arms, comparing RA with SA or NA.
Twenty-six trials with 644 patients used NPSA, 34 trials with 2,153 patients used PSA, and
18 trials with 808 patients used NA ( Figure 2A ). Acupuncture duration and frequency ranged from 3 days to 18 weeks
and from five times per week to once per 2 weeks, respectively.
Outline of the search-flow diagram using multiple databases.
(A) Network diagram of comparisons separating different types of SA. Each circular
node represents a type of treatment. Node size represents the total number of patients
receiving this treatment (in brackets). Each line represents a type of direct
comparison. Width of lines represents the number of trials comparing the connected
treatments. (B) Summary of results from assessment of studies with the
Cochrane risk-of-bias tool.
Characteristics of clinical studies included in the analysis
BPI= Brief Pain Inventory; NRS= numerical rating scale; VAS= visual analog scale.
The symbol — indicates that no details are available or item is not applicable.
Forty-nine trials (79%) described the method of randomized sequence generation, and 44
(71%) reported the details of allocation concealment, and thus had a low risk of selection
bias. All trials had a high risk of performance bias because it was difficult to blind the
acupuncturist. Seven two-armed RCTs (11%) with NA had a high risk of detection bias, while
nine trials (15%) had an unclear detection bias because of the lack of details about
participant blinding. Three studies had high attrition bias risk because of unbalanced
missing data (n = 2, 3%) or inaccurate descriptions (n = 1, 2%). Four trials (6%) had a
high risk of reporting bias because of the incompletely reported outcomes. Nine trials
(15%) had a high risk of other bias because of the imbalanced baseline characteristics
among groups or lack of details about participant screening. Finally, 27 trials (44%) had
a low risk of bias in all domains, except for the high risk of performance bias and
unclear risk for reporting bias ( Figure 2B ,
Supplementary Data Figure
S1 ).
Both NPSA and PSA were not significantly superior to NA in improving chronic pain in the
primary NMA (RA vs NPSA vs PSA vs NA), yet a weak trend favoring NPSA and PSA was detected
(NPSA vs NA: MD = –4.77 points, 95% CI –11.09 to 1.52; PSA vs NA: MD = –4.96 points, 95%
CI –10.38 to 0.48, Figure 3 ). Notably, after
the integration of the NPSA and PSA groups into an SA group in the secondary NMA (RA vs
SA. vs NA), the expanded sample size still did not indicate statistical significance (MD=
–4.91 points, 95% CI –9.93 to 0.05, Figure 3 ). Additionally, NPSA and PSA had similar effects on pain relief (MD=
0.18, 95% CI –5.45 to 5.81, Figure 3 ).
Pooled estimates of the MDs based on the NMA.
As expected, RA was associated with significant pain relief, compared with NA (MD= –16.82
points, 95% CI –21.60 to –12.04), NPSA (MD= –12.03 points, 95% CI –16.62 to –7.41), and
PSA (MD= –11.85 points, 95% CI –15.48 to –8.23, Figure 3 ).
Forest plots of feasible pairwise comparisons with heterogeneity estimates were
generated. Substantial heterogeneity was observed in most pairwise comparisons ( Supplementary Data Figure S2 ). Key
characteristics of the studies, including sample size, pain phenotype, the origin of
trials, analgesic intake, duration, frequency, and intervention, were adjusted in the
meta-regression to assess the cause of heterogeneity. None of these factors caused the
heterogeneity ( Supplementary Data Table
S2 ). Sensitivity analysis suggested that the pairwise comparisons results were
robust ( Supplementary Data Figure
S3 ). The results suggested that the included trials had favorable transitivity
and consistency in the generation of direct and indirect comparisons ( Supplementary Data Figure S4 ).
Furthermore, descriptive statistics revealed that the included trials had acceptable
transitivity. Additionally, Brooks-Gelman-Rubin diagnostic and history feature indicated
that the models had a good convergence, with the stability and replicability of the
inferential iterations for each Markov Chain Monte Carlo chain ( Supplementary Data Figure S5 ).
The results of predesigned sensitivity analyses were similar to the primary analysis
results ( Supplementary Data Table
S3 ). The results did not change regardless of whether the type of pain was
nociceptive (n = 38) or nociplastic (n = 19), whether the frequency of acupuncture was
high (n = 23) or low (n = 39), whether the duration of treatment was long (n = 35) or
short (n = 27), whether the patients received acupuncture (n = 42) or electroacupuncture
(n = 22), whether the treatment was in combination with analgesics or not (yes, n = 27;
no, n = 26; nine studies lacked information on analgesic intake), or when the detection
bias was low (n = 47). The sensitivity analysis of trials with neuropathic pain was not
conducted because of data sparsity (n = 5).
Authors'
HBZ and YJZ were responsible for the conception of this study. RZ collected related
literature. RZ, YJZ, XC, HCM, YYY, and ZZX selected the studies. RZ, YJZ, YHL, and LRL
evaluated the bias of the studies. XSC and YDC extracted the data, and then RZ, YJZ, XC, and
HCM verified the extracted data and carried out the data analysis. RZ and YJZ drafted the
manuscript. YHL, XSC, YDC, YYY, ZZX, LRL, YL, and HBZ made critical review and commentary on
the manuscript. All authors read and approved the final manuscript.
Conclusion
These results suggest that acupuncture was significantly associated with reduced chronic
pain. The two kinds of placebo acupuncture, NPSA and PSA, have similar effects. Both NPSA
and PSA, with a weak but not significant effect, were appropriate to be inert placebo
controls in RCTs for chronic pain.
Discussion
This NMA included 62 RCTs with 6,806 patients with chronic pain. NPSA and PSA were not
statistically different from NA in reducing chronic pain. Moreover, NPSA and PSA had similar
effects. These results were unchanged in subgroups based on pain phenotype, frequency,
duration, acupuncture methods, analgesic intake, and detection bias. This study provides a
reference for the use of SA in the design of acupuncture-related RCTs.
Studies have shown that SA can produce some psychological and physiological effects.
Psychologists have found that various positive factors (somatosensory stimulation, enhanced
doctor–patient relationships, and treatment context) in the healing ritual can contribute to
a significant placebo effect [ 8 ]. Recent
studies have suggested that this placebo effect for patient analgesia might be associated
with dynamic patient-brain to clinician-brain concordance during patient–clinician
interaction [ 86 , 87 ]. Furthermore, SA can also induce a physiological response
that is similar to, but weaker than, that produced by RA, probably leading to a specific
effect [ 8 ]. Therefore, there have long been
dissenting voices challenging SA, arguing that it is a non-inert placebo intervention and
could result in false-negative outcomes [ 8 ,
9 ]. Prior meta-analyses also showed that SA
has a moderate effect on chronic pain as compared with the NA group [ 88 , 89 ]. However,
our finding was inconsistent with these studies. In fact, needling at acupoints without
electrical stimulation was defined as SA in the study by Madsen et al. [ 88 ], which might overestimate the overall effect
of SA. In the present study, neither NPSA nor PSA was significantly superior to NA in
improving chronic pain. Even with an increased sample size in the integrated SA group, the
weak trend favoring SA was still not significant. These findings indicated that SA, with a
weak but not significant effect, could be set up as an inert placebo control in
acupuncture-related RCTs.
Although from the perspective of methodology, SA is an appropriate inert placebo control,
another argument challenged the necessity of SA control arms when the focus is on the
clinical significance of acupuncture [ 14 ,
90 ]. Trials without SA have also been
recommended recently because of their emphasis on practical applicability and validity over
treatment efficacy [ 91 ]. In addition,
unnecessary transportation costs for the SA group might raise ethics issues. Despite our
findings supporting SA as an inert placebo, the use of SA should depend on various of
factors, including the purpose, the feasibility, and the cost of resources of a clinical
study.
The present study also provided a hint for the validity of meridians and acupoints in
chronic pain. The effects of acupuncture theoretically consist of: 1) a response to the
needling stimulation at defined meridians and acupoints (specific efficacy of acupuncture);
2) a physiological effect of piercing through the skin, also produced even at non-acupoints
[ 12 , 13 , 92 ]; and 3) a
psychological effect produced by therapist–patient interaction and heightened expectations
[ 86 , 87 , 93 ]. In the
present study, PSA and NPSA had similar effects, which suggests that the penetration might
not be effective. Furthermore, both NPSA and PSA were not statistically different from NA,
indicating that the psychological effect of acupuncture might not be significant in
relieving chronic pain. The observed significant association between RA and pain relief
originated mainly from the needling response of defined meridians and acupoints. Therefore,
the analgesic effect can be produced only when the skin is punctured at the right place
(acupoints).
The main limitation of this study derives from the inclusion of diverse diseases. The
various diseases involved could be the leading cause of substantial heterogeneity,
lowering the certainty of evidence. Sensitivity analyses for each disease were not
conducted because of the limited number of studies on each type of disease. Additionally,
some details during the process of acupuncture could also impact the efficacy. For
example, Deqi, a sensation of soreness, warmth, tingling, or heaviness, usually after
manipulation, has been considered an important parameter for therapeutic effectiveness in
acupuncture treatment [ 94 ]. According to
the STandards for Reporting Interventions in Clinical Trials of Acupuncture (STRICTA) 2010
extension, Deqi or another response sought after needling should be reported [ 95 ]. Unfortunately, in the present study, the
sensitivity analysis for response sought was not available, because only nine studies
required achieving Deqi, and the others did not require the sensation or report any
details.
Data Availability
All studies included in our work are available from publicly available online databases,
and they can also be obtained from the corresponding author by reasonable request.
Supplementary Material
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