Keywords
Synonymous Variation, Codon Usage, Genetics, Major Histocompatibility Complex,
MHC, Molecular Evolution, Natural Selection, Birds, Disease Biology , Host -Pathogen
Interactions
Abstract
Protein coding DNA sequences harbor synonymous nucleotide variation that does not change
amino acid sequences but influences phenotypes via multiple effects on the pathway from gene to
protein. Synonymous variation has recently been shown to coevolve between viruses and their
natural hosts, but its potential role in host immune defenses has not been explored. Here, I present
evidence of natural selection on synonymous variation in the major histocompatibility complex
(MHC), a highly polymorphic multigene locus that plays a crucial role in pathogen recognition by
the adaptive immune system of vertebrate species.
Using data from a wild population of Great Reed Warblers, I show that codon usage in exon 3 of
MHC class I (MHC -I) genes is under strong purifying selection in 56 out of 87 codon sites.
Scanning the Great Reed Warbler genome for tRNA genes revealed that, for most amino acids,
bias towards preferred codons was associated with abundances of tRNA isotypes, indicating that
the purifying selection is likely driven by selection for increased translational efficiency. However,
spikes of synonymous variation appeared in 31 of the 87 sites in the MHC -I exon 3, and in those
sites, codon usage bias and correlations with tRNA abundances were reduced. The distribution of
the spikes of synonymous variation showed no consistent association with structural domains of
the MHC -I protein, nor with s ites under positive selection for amino acid change , which are
considered important for antigen binding properties. Intriguingly, the amount of synonymous
variation in genotypes showed a positive correlation with Darwinian fitness, indicating that
important evolutionary forces are at play that neutralize purifying selection in the 31 sites.
From an ultimate perspective, the release of purifying selection among certain sites in MHC genes
may indicate an arms race with pathogens, and I propose that the spikes of synonymous variation
may reveal a footprint of natural selection on MHC genes to escape inhibitory molecular
interactions between intracellular pathogens and MHC mRNA. Unravelling the mechanisms of
such interactions should be of great importance to our understanding of this extremely important
locus and I hope that the results and methodological advancements presented here will spark future
studies of synonymous variation in the MHC and its biological effects.
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Introduction
A much-overlooked type of natural selection is that which concerns synonymous nucleotide
variation that does not change amino acid sequence s. Approximately one quarter to one third of
single nucleotide mutations are expected to be synonymous and have been presumed to have little
or no effects on phenotypes (1–3). However, it is generally acknowledged that synonymous
nucleotide variation can cause changes in protein expression, conformation, and function, and may
be subject to both purifying and positive selection (3–7).
Codon usage bias (CUB) is the common term describing the unequal use of synonymous codons
in coding genomic regions (3, 5, 7). CUB is prevalent in highly expressed genes especially in
species with large population sizes and is thought to be driven by optimization of codon usage to
the relative concentrations of tRNA isotypes . Preferred codons are favored by natural selection
because they speed up mRNA translation by ribosomes and reduce the risk of mistranslation, where
incorporation of a different amino acid could introduce potentially detrimental changes to the
protein (3, 8, 9). However, it has been argued that this view is simplistic, and that optimization of
codon usage for fast gene expression is balanced by other factors such as correct folding of the
protein, especially in higher organisms . In particular , co-translational folding of the emerging
protein is thought to be regulated by codon usage, with slow folding β-sheets and interdomain
bridges harboring more rare codons than fast folding α-helices (3, 5, 6, 10, 11). Codon usage can
facilitate co-translational protein folding by slowing the progression of the ribosome to give time
for a nascent protein domain to fold unaffected by downstream elements. Such slowing of the
ribosome can be caused by codons with rare tRNAs or formation of local stable structures of the
mRNA (3, 5, 6, 11). Furthermore, synonymous variation in specific sites along coding sequences
may be preserved by molecular interactions e.g. , of DNA with transcription factors or of mRNA
with microRNAs, splic ing enhancers, deaminases, ribosomes, and other molecules that regulate
transcription and translation (3, 6, 7, 12, 13).
Following the nearly neutral theory, it has been predicted that synonymous SNPs are unlikely to
be affected by natural selection in species that have small population sizes, such as many vertebrate
species (13, 14). However, that prediction rests on the assumption that synonymous nucleotide
variation is mostly under weak selection , i.e. that the selection coefficient is less than half the
effective population size: |s| < 1/(2Ne). While that appears to be the general trend observed across
genomes, e.g. as shown in a comparison of 5,639 orthologous genes between Human, Chimpanzee,
Macaque, Mouse, and Rat (4), some loci evolve under abnormal regimes of natural selection.
Numerous disease associations involving synonymous SNPs have been detected and a recent study
estimated that 25.9% of synonymous SNPs are under weak and 3.6% under strong negative
selection in humans (6, 15, 16). A particularly interesting candidate locus for effects of
synonymous nucleotide variation in vertebrate species is the major histocompatibility complex
(MHC). The genes of the MHC encode molecules that present peptide antigens to T -cells, which
is a decisive step in the induction of adaptive immune responses (17, 18). MHC genes are engaged
in a coevolutionary arms race with pathogens, that has generated both a great diversity in these
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genes and preservation of polymorphisms over evolutionary time (17, 19–23). Meanwhile, MHC
genes have repeatedly been shown to also be subject to sexual selection, which can drive sexually
antagonistic selection over MHC diversity (24–28).
Among MHC studies, a broad consensus has prevailed to regard synonymous nucleotide variation
as silent and to regard variation in protein sequences and gene expression as the only factors
determining phenotypic variation. However, biological effects of synonymous nucleotide variation
in the MHC have never been thoroughly investigated, leaving a major gap in our knowledge about
a substantial body of genetic variation in these genes that serve a central function in vertebrate
immune systems. Protein sequence variation in the MHC has been shown to affect the binding of
antigen peptides and to be under positive selection, and it is evident that this variation is of
evolutionary importance (22, 23, 29, 30). However, the assumption that synonymous variation in
the MHC serves no biological function involves a severe risk of accumulating wrong or biased
insights. A recent study observed that CUB in viruses tended to be more similar to that of
symptomatic hosts than that of natural hosts (i.e., hosts that the virus coevolved with). Using an
experiment in yeast, the authors showed that expression of exogenous genes with CUB similar to
the host severely impeded translation of host genes, supporting a general deleterious effect of CUB
similarity between viruses and hosts (31). This previously unrecognized complexity in coevolution
between viruses and their hosts is likely a driving selective force behind the observed dissimilarity
in CUB between viruses and their natural hosts , and it invites the question of how antagonistic
coevolution of codon usage between viruses and hosts may have affected MHC genes, the
expression of which is crucial to adaptive immune responses of vertebrate hosts . If hosts become
more symptomatic by regulation of MHC expression by infecting viruses, then codon usage may
be subject to an arms race similar to that between pathogen antigen epitopes and binding
repertoires of host MHCs, but the aim of the host would be to escape regulatory mechanisms of
the viruses to ensure gene expression.
Here I characterized for the first time synonymous nucleotide variation in the MHC of a wild
vertebrate species and investigated whether it is subject to natural selection. I used data from a 20-
year study of a wild breeding population of Great Reed Warblers Acrocephalus arundinaceus, a
socially polygynous, migratory songbird. I employed 559 genotypes of the highly polymorphic
MHC class I (MHC-I) exon 3, which encodes a major section of the antigen binding groove in
MHC-I molecules (32), along with the Great Reed Warbler genome assembly and field
observations of individual life histories and lifetime reproductive success available from previous
publications (25, 29, 33, 34). This detailed ecological data set provides a unique opportunity to
combine analyses of synonymous nucleotide variation in the MHC with investigations of direct
effects on individual Darwinian fitness.
Specifically, I tested whether s ynonymous codon usage among 390 Great Reed Warbler MHC-I
exon 3 sequences showed footprints of natural selection and analyzed whether synonymous
nucleotide variation differs between sites along the exon. I test ed site specific selection on
synonymous variation by a novel approach that compared the 390 empirical MHC-I exon 3
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sequences with 1,000 synonymous data sets simulated under the assumption of no selection on
codon usage. Furthermore, I compared site-specific synonymous variation with sites predicted to
be under positive selection for amino acid changes and with predicted structural domains of the
folded MHC-I protein. Furthermore, I quantified CUB and analyzed whether codon usage in the
MHC-I is correlated with frequencies of cognate tRNA isotypes in the Great Reed Warbler
genome, a proxy for tRNA availability (10). Finally, I calculated the mean number of synonymous
nucleotide changes among the MHC-I sequences in each individual and analyzed whether
synonymous nucleotide variation in the Great Reed Warbler MHC-I was associated with life span
or Darwinian fitness.
Results
Selection analyses
I employed mutation-selection models in codeml (35, 36) to test the null hypothesis that variation
in codon usage in exon 3 of MHC -I genes (Table 1) is shaped by mutation bias alone and not by
selection on synonymous nucleotide variation, cf. (4). I have previously demonstrated that the
Great Reed Warbler MHC-I exon 3 sequences show evidence of positive selection for amino acid
changes (29), and I therefore nested mutation-selection and null-models within the site model M8,
which allows a category of sites evolving under positive selection (Ω > 1) (4, 37). The mutation-
selection model (FMutSel), reflecting the alternative hypothesis that codon usage is affected by
selection, fit the data significantly better than the null-model (FMutSel0), which assumes that
codon usage is only affected by mutation bias (likelihood ratio test: p = 2.43e-15; Table 2). Notably,
the null-model overestimated both the proportion of sites with Ω > 1 and the Ω estimate for that
category compared to the mutation-selection model (Table 2). This indicates that synonymous
nucleotide variation is not only subject to natural selection itself, but taking selection on
synonymous variation into account a lso affects analyses of selection on amino acid variation in
codeml. Repeating the analysis using the site model M2a confirmed the results from the M8 model
(Table S1). Sites with Ω > 1 inferred by Bayes Empirical Bayes analysis in the M8 mutation -
selection model are specified in Table S2 (38).
Patterns of synonymous variation
To further investigate the patterns of synonymous nucleotide variation, I quantified the
synonymous changes per base and per codon site in pairwise comparisons of the 390 MHC-I exon
3 sequences. The frequency of synonymous codon variation differed greatly along the sequences,
with most sites showing little or no synonymous variation, but with prominent spikes appearing in
roughly one third of the sites (N=31) along the sequence (Fig. 1 a). The synonymous codon
variation was mostly associated with variation in the third nucleotide position, except in site 61,
where more than half of the observed synonymous variation involved a change in the first
nucleotide position (Fig. 1a; Table S3). That was also the case for site 33, but that site harbored
almost no synonymous variation (freq. ~0.005) . There was no consistent association between
frequencies of synonymous codon variation and the location of encoded amino acids in bridge
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domains, β-sheets, or α-helices of the folded protein structure predicted with AlphaFold 3 (39)
(Fig. 1a; Fig. S1; Table S4). Sites that were inferred to evolve under positive selection for amino
acid change (i.e., sites with Ω > 1 marked by asterisks in Fig. 1a) showed no obvious trend towards
harboring high or low synonymous variation.
Table 1 Codon usage counts among the 390 Great Reed Warbler MHC-I exon 3 sequences.
Phe F TTT 350 Ser S TCT 263 Tyr Y TAT 242 Cys C TGT 394
TTC 986
TCC 1210
TAC 1601
TGC 392
Leu L TTA 2
TCA 1 Stop X TAA 0 Stop X TGA 0
TTG 480 TCG 0 TAG 0 Trp W TGG 1071
Leu L CTT 96 Pro P CCT 120 His H CAT 467 Arg R CGT 434
CTC 756
CCC 3
CAC 635
CGC 722
CTA 9
CCA 27 Gln Q CAA 14
CGA 256
CTG 1548 CCG 373 CAG 913 CGG 901
Ile I ATT 15 Thr T ACT 52 Asn N AAT 501 Ser S AGT 176
ATC 1170
ACC 723
AAC 33
AGC 674
ATA 35
ACA 173 Lys K AAA 259 Arg R AGA 853
Met M ATG 116 ACG 225 AAG 913 AGG 945
Val V GTT 448 Ala A GCT 1126 Asp D GAT 611 Gly G GGT 104
GTC 746
GCC 362
GAC 1428
GGC 775
GTA 1
GCA 27 Glu E GAA 1352
GGA 660
GTG 635 GCG 273 GAG 2379 GGG 1874
To understand how selection has shaped synonymous nucleotide variation along the MHC-I exon
3 sequences, I simulated 1,000 data sets of 390 nucleotide sequences synonymous to the empirical
Great Reed Warbler MHC-I exon 3 sequences (i.e., with identical amino acid sequences), assuming
the null hypothesis that variation in codon usage is due to mutation bias alone and not affected by
selection acting at synonymous codons. The frequencies of synonymous variation a mong the
sequences in the simulated data sets highlight the n on-random distribution of synonymous
variation among the empirical MHC-I sequences (Fig. 1b ). 86 out of the 87 sites harbored
significantly less synonymous differences than predicted from the sequences simulated under the
Table 2 Summary of the M8 mutation-selection vs. null models in codeml. ln(L) specifies the log
likelihood of the model s, Ω > 1 specifies the proportion of sites that were estimated to be under
positive selection for amino acid change, and Ω est indicates the value of Ω estimated for that
category of sites. P-value was calculated by likelihood ratio test of the nested FMutSel vs.
FMutSel0 models.
Site model Codon model Hypothesis ln(L) Ω > 1 Ω est P(H0)
M8
FMutSel0 H0: No selection on
synonymous variation -7521.6 21.2% 4.22
2.43e-15
FMutSel H1: Selection on
synonymous variation -7443.6 15.5% 3.23
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Fig. 1 Frequency of synonymous changes for each amino acid site among the 390 Great Reed
Warbler MHC-I exon 3 sequences. (a) Gray bars indicate the total frequency of synonymous
variation for each site, with red bars indicating synonymous changes in first nucleotide position
and blue bars synonymous changes in third nucleotide position. (b) Gray bars indicate the
frequency of synonymous changes for each site in the empirical data set (same as the gray bars in
a). Black diamonds indicate the mean frequency of synonymous changes for each site among 1,000
data sets simulated under the assumption of no selection, with error bars indicating 95% C.I. The
consensus amino acid sequence indicates the most frequent amino acid for each site. Asterisks
mark the sites predicted to evolve under positive selection for amino acid changes by B ayes
Empirical Bayes analysis in the M8 FMutSel model. Shaded areas in (a) mark bridges between β-
sheet and α-helix domains in the predicted protein structure.
Frequency of synonymous changes in pairwise comparisons of MHC−I sequences
Site
Frequency
0.0 0.1 0.2 0.3 0.4 0.5
α α αβ β β β
0.0 0.1 0.2 0.3 0.4 0.50.0 0.1 0.2 0.3 0.4 0.5
WLRVYGCEL LSDGSVRGSYRFGYDGRDF I SFDLESGRFVAADSAAE I TRRRWEHEGTVAERWTNYLKHECPEWLQRHVRYGQKELER
1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 57 59 61 63 65 67 69 71 73 75 77 79 81 83 85 871 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 57 59 61 63 65 67 69 71 73 75 77 79 81 83 85
0
0
Site total 1st codon position 3rd codon position Omega > 1
Frequency of synonymous changes in pairwise comparisons of MHC−I sequences
Site
Frequency
0.0 0.2 0.4 0.6 0.8
WLRVYGCE L L SDGSVRGSYRFGYDGRDF I SFDL ESGRFVAADSAAE I TRRRWEHEGTVAERWTNY L KHECPEWLQRHVRYGQKE L ER
1 3 5 7 9 11 13 15 17 19 21 23 25 27 29 31 33 35 37 39 41 43 45 47 49 51 53 55 57 59 61 63 65 67 69 71 73 75 77 79 81 83 85 87
0
0
Empirical frequencies Simulated mean, 95% C.I. Omega > 1
a
b
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assumption of no selection , providing strong e vidence for purifying selection on codon usage in
the Great Reed Warbler MHC-I (Table S5). However, the spikes of synonymous variation along
the sequences indicate that purifying selection is relaxed in about one third of the sites (1, 3, 5, 11,
12, 14, 17, 18, 23, 24, 35, 38, 40, 41, 53, 54, 57, 61, 63, 66, 68, 69, 71, 72, 74, 77, 78, 80, and 85).
Site 31 even shows evidence of selection for increased synonymous variation (P < 0.001; Fig. 1b;
Table S5; Table S6).
Codon usage bias
For most degenerate amino acids, CUB was greater in the 390 Great Reed Warbler MHC-I exon 3
sequences than in the 1,000 data sets simulated under the assumption of no selection on
synonymous codon usage (Fig. 2; Table S7). The exceptions are histidine (His), glutamic acid
(Glu), cysteine (Cys), and arginine (Arg), where the observed CUBs were smaller than expected,
and lysine (Lys) and aspartic acid (Asp), where the observed CUB s were similar to those in the
simulated data sets. CUB was on average greater among the sites where synonymous variation is
under purifying selection compared to the sites where selection is relaxed (paired t-test, t = 2.22,
d.f. = 16, p = 0.021). However, for Leu, Val, Asp, Arg, and glycine (Gly) it was smaller (Fig. 3;
Table S8).
Fig. 2 Codon usage bias (CUB) measured as the variance in relative synonymous codon usage for
degenerate amino acids . Gray bars show the CUB s observed among the 390 empirical MHC-I
exon 3 sequences . Black diamonds show the mean CUB s observed among 1,000 data sets
simulated under the assumption of no selection on synonymous codon usage , with error bars
indicating 95% C.I.
Phe Leu Ile Val Ser Pro Thr Ala Tyr His Gln Asn Lys Asp Glu Cys Arg Gly
Amino acid
Codon usage bias
0.0 0.5 1.0 1.5 2.0 2.5
0
0
Empirical CUB Simulated mean, 95% C.I.
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Fig. 3 Codon usage bias (CUB) measured as the variance in relative synonymous codon usage for
degenerate amino acids among the 390 empirical MHC-I exon 3 sequences. Black bars show the
CUBs measured in the 56 sites that evolve under purifying selection for codon usage. White bars
show the CUBs measured in the 31 sites where purifying selection for codon usage was relaxed.
Codon usage and abundance of tRNA isotypes
To estimate tRNA isotype availability, I employed tRNAscan -SE (40) to scan the Great Reed
Warbler genome for tRNA genes. The analysis detected 325 functional genes for cytosolic standard
amino acid tRNAs. The counts of tRNA isotypes among the 325 genes are shown in Table 3.
Fourteen codons encoding 13 amino acids were not matched by a tRNA isotype in the genome.
Twelve amino acids were matched by more than one tRNA isotype in the Great Reed Warbler
genome. For 7 of those amino acids ( Leu, Val, serine (Ser), alanine (Ala), glutamine (Gln), Lys,
and Glu), relative synonymous codon usage (RSCU) in the 390 MHC -I exon 3 sequences was
positively correlated with normalized relative frequencies of synonymous tRNA isotypes ( Fig. 4;
Table S9; S10). For Leu, Val, Ser, and Ala the correlation coefficients were significantly more
positive than expected from comparisons with sequences simulated under the assumption of no
selection, while for Gln, Lys, and Glu the correlation coefficients were 1 with both the empirical
and simulated data sets.
When comparing the 56 sites that evolve under purifying selection for synonymous codon usage
with the 31 sites where purifying selection for codon usage was relaxed , a different image
appeared. Overall, the correlation coefficients were significantly greater among the 56 sites that
evolved under purifying selection than among the 31 sites where selection was relaxed (paired t-
Phe Leu Ile Val Ser Pro Thr Ala Tyr His Gln Asn Lys Asp Glu Arg Gly
Amino acid
Codon usage bias
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5
0
0
Purifying selection Relaxed selection
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Table 3 Isotype counts among the 325 tRNA genes in the Great Reed Warbler genome. Anticodons are specified in italics.
Phe F TTT AAA 0 Ser S TCT AGA 12 Tyr Y TAT ATA 0 Cys C TGT ACA 0
TTC GAA 7
TCC GGA 0
TAC GTA 9
TGC GCA 28
Leu L TTA TAA 1
TCA TGA 3 Stop X TAA TTA 0 Stop X TGA TCA 0
TTG CAA 2 TCG CGA 6 TAG CTA 0 Trp W TGG CCA 5
Leu L CTT AAG 6 Pro P CCT AGG 7 His H CAT ATG 0 Arg R CGT ACG 6
CTC GAG 0
CCC GGG 0
CAC GTG 7
CGC GCG 0
CTA TAG 2
CCA TGG 3 Gln Q CAA TTG 3
CGA TCG 2
CTG CAG 5 CCG CGG 3 CAG CTG 12 CGG CCG 1
Ile I ATT AAT 46 Thr T ACT AGT 6 Asn N AAT ATT 0 Ser S AGT ACT 0
ATC GAT 12
ACC GGT 0
AAC GTT 7
AGC GCT 5
ATA TAT 2
ACA TGT 3 Lys K AAA TTT 6 Arg R AGA TCT 3
Met M ATG CAT 15 ACG CGT 2 AAG CTT 10 AGG CCT 3
Val V GTT AAC 4 Ala A GCT AGC 15 Asp D GAT ATC 0 Gly G GGT ACC 0
GTC GAC 1
GCC GGC 0
GAC GTC 7
GGC GCC 12
GTA TAC 1
GCA TGC 8 Glu E GAA TTC 4
GGA TCC 7
GTG CAC 4 GCG CGC 3 GAG CTC 5 GGG CCC 4
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test; t = 2.05, d .f. = 11, p = 0.032 , mean diff. = 0.63; Fig. 5; Table S11). The amino acids Val,
threonine (Thr), Ala, Lys, and Glu showed strong positive correlations among the 56 sites
thatevolve under purifying selection for codon usage, but negative correlations among the 31 sites
where purifying selection for codon usage was relaxed. A contrasting pattern was also seen for Ser,
where the correlation was negative among the 56 sites and positive among the 31 sites. Leu,
isoleucine (Ile), proline (Pro), Arg, and Gly showed correlations in similar directions between the
56 sites and the 31 sites, although with different strength. For Gln the correlation coefficients were
1 among both the 56 sites and the 31 sites.
Together, these observations suggest that synonymous codon usage in the Great Reed Warbler
MHC-I is affected by availability of cognate tRNAs during translation , and that the associations
differ both between amino acids and between sites.
Fig. 4 The relationship between normalized relative frequencies of synonymous tRNA isotypes in
the Great Reed Warbler genome and relative synonymous codon usage (RSCU). Gray bars show
Pearson correlation coefficients for RSCU in the 390 empirical MHC -I exon 3 sequences. Black
diamonds show the mean Pearson correlation coefficients for RSCU among 1,000 data sets
simulated under the assumption of no selection on synonymou s codon usage, with error bars
indicating 95% C.I. The numbers under the bars specify the number of codons matched by tRNA
isotypes for each amino acid. Only amino acids with more than one tRNA isotype in t he genome
were included in the analyses.
tRNA−codon usage correlations
Amino acid
Pearson correlation coefficient
−1.0 −0.5 0.0 0.5 1.0
Leu Ile Val Ser Pro Thr Ala Gln Lys Glu Arg Gly
5 3 4 4 3 3 3 2 2 2 5 3
0
0
Empirical data Simulated mean, 95% C.I.
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Fig. 5 The relationship between normalized relative frequencies of synonymous tRNA isotypes in
the Great Reed Warbler genome and relative synonymous codon usage (RSCU). Black bars show
Pearson correlation coefficients for RSCU calculated among the 56 sites of the empirical 390
MHC-I exon 3 sequences that evolve under purifying selection for codon usage. White bars show
Pearson correlation coefficients for RSCU calculated among the 31 sites where selection for codon
usage was relaxed. The numbers under the bars specify the number of codons matched by tRNA
isotypes for each amino acid. Only amino acids with more than one tRNA isotype in the genome
were included in the analyses.
Fitness effects
To investigate whether synonymous nucleotide variation in the MHC-I has a measurable effect on
the survival or fitness of individuals, I analyzed previously published life history data from a long-
term study of Great Reed Warblers at lake Kvismare in Sweden (25). For statistical analyses of
fitness effects, I calculated the mean number of synonymous nucleotide changes in pairwise
comparisons among the MHC-I exon 3 sequences in each individual. The mean number of
synonymous nucleotide changes in each individual ranged from 4.90 to 8.48 and followed a normal
distribution with mean = 6.69 and s.d. = 0.64 (Fig. S2).
Among male Great Reed Warblers, the mean number of synonymous nucleotide changes in each
individual was positively associated with life span (glm, b = 0.18, t = 2.21, p = 0.030, d.f. = 76;
Fig. 6a; Table S12) and lifetime number of fledged offspring (glm, b = 0.36, t = 2.33, p = 0.022,
d.f. = 76; Fig. 6b; Table S13). However, no association was observed in females (life span: glm, b
tRNA−codon usage correlations
Amino acid
Pearson correlation coefficient
−1.0 −0.5 0.0 0.5 1.0
Leu Ile Val Ser Pro Thr Ala Gln Lys Glu Arg Gly
5 3 4 4 3 3 3 2 2 2 5 3
0
0
Purifying selection Relaxed selection
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= -0.058, t = -0.61, p = 0.54, d.f. = 95; Fig. 6a; Table S12; lifetime number of fledg ed offspring:
glm, b = -0.015, t = -0.13, p = 0.90, d.f. = 95; Fig. 6b; Table S13). As common in species with
discrete breeding events, lifetime fitness was strongly associated with life span in the Great Reed
Warbler. I therefore also analyzed the effects of the mean number of synonymous nucleotide
changes on lifetime number of fledged offspring in a model that adjusted for individual life span.
In this model, the mean number of synonymous nucleotide changes in each individual showed a
trend towards a positive effect in both males and females (glm, b = 0.10, t = 1.77, p = 0.079, d.f.
= 172; Fig. S3; Table S14).
No effects were observed of the number of different MHC-I sequences or mean amino acid p-
distance between the MHC -I sequenc es in each individual. These variables were included as
covariates in the full models but removed by the model simplification step in each analysis. Results
from models of the effects of number of different MHC-I sequenc es and mean amino acid p-
distance on life span , lifetime number of fledg ed offspring, and lifetime number of fledg ed
offspring adjusted for life span are presented in Tables S15–S17.
Discussion
This study shows for the first time that MHC genes are subject to natural selection on synonymous
nucleotide variation and that the synonymous variation has direct measurable effects on Darwinian
fitness of individuals. Intriguingly, 56 sites in the Great Reed Warbler MHC-I exon 3 showed
evidence of strong purifying selection on codon usage, while selection was relaxed in the
remaining 31 sites (Fig. 1) . Both CUB and the correlation s between CUB and abundances of
cognate tRNA isotypes in the genome were on average greater in the sites under strong purifying
selection than in the sites where selection was relaxed , indicating that selection for translation
speed and fidelity may generally restrict codon usage in the MHC (Fig. 3; Fig. 5) . The driving
mechanisms behind such an effect may be optimization of codons to the availability of amino acyl
tRNAs for translation and the advantage of recycling ribosomes (3, 7, 9, 41).
Some other forces must be at play that allows selection to be relaxed in 31 sites of the MHC-I exon
3. A possible explanation is that unpreferred codons may temporarily slow translation, allowing
time for the nascent protein to fold without interference from downstream elements (11), but the
distribution of the sites with higher frequencies of synonymous variation showed no consistent
association with predicted domains of the folded MHC-I protein (Fig. 1a). However, the observed
patterns warrant further investigations, as three of the four interdomain bridges following β-sheets
in the first half of the exon show ed elevated frequencies of synonymous variation. Temporary
slowing of translation may not just be caused by use of rare tRNAs but may also be enforced by
local stable mRNA structures that physically slow the progression of the ribosome. Synonymous
nucleotide variation is known to affect mRNA structure and stability (5), but it is unclear how
selection for local mRNA structures would affect its distribution in relation to the encoded protein
domains. This is an interesting avenue for future investigations, but it is beyond the scope of the
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Fig. 6 The relationship between synonymous nucleotide variation and (a) life span and (b) lifetime
number of fledged offspring in adult Great Reed Warbler s. The lines show predictions from
generalized linear model s that included sex and the interaction ‘mean number of synonymous
nucleotide changes ´ sex’. Open circles and dashed lines indicate females. Black triangles and
solid lines indicate males. Jitter was added to life span and lifetime number of fledgling s to
distinguish discrete data points.
Mean number of synonymous substitutions
Life span
1 2 3 4 5 6 7 8 9
4.5 5 5.5 6 6.5 7 7.5 8 8.5 9
Mean number of synonymous substitutions
Lifetime number of fledglings
1 11 21 31 41 51
4.5 5 5.5 6 6.5 7 7.5 8 8.5 9
a
b
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present study as proper modelling of the mRNA structure would require long range transcripts of
complete MHC genes, which are challenging to obtain on a large scale with current sequencing
technologies (42, 43). There was also no apparent association between the distribution of
synonymous nucleotide variation and sites that were inferred to evolve under positive selection for
amino acid change (i.e., sites with Ω > 1) . However, a recent study found that the Great Reed
Warbler MHC-I binds antigen in a flat conformation due to a tweezer-like interaction between two
Arg (R) that form a conserved restriction point within the peptide binding gr oove (44).
Interestingly, both sites forming this restriction point show elevated synonymous variation (sites 3
and 61; Fig. 1a).
The observed correlations with individual survival and fitness in the study population indicate that
synonymous nucleotide variation in the MHC -I is of significant biological importance (Fig. 6).
The fitness effects of synonymous variation were not accompanied by effects of number of
different MHC-I sequences in each individual or amino acid distance between sequences, and the
effects observed on life span and lifetime number of fledglings represent a stronger influence on
individual fitness than the previously reported effects of number of different MHC-I sequences on
offspring recruitment success (25). The positive correlation with life span suggests that the
phenotypic advantage of high synonymous nucleotide variation in males is largely associated with
survival, however the trend towards a positive effect on lifetime number of fledged offspring in a
model that adjusted for life span suggested that both males and females with high synonymous
variation may on average rear more offspring per breeding year (Fig. S3).
From an ultimate perspective, the release of purifying selection among certain sites in MHC genes
may be driven by an arms race with pathogens, that MHC genes are known to coevolve with (23,
45). Recent investigations uncovered a previously unrecognized antagonistic coevolution of codon
usage between viruses and hosts (31). The authors showed that similarity of codon usage between
viruses and hosts can be deleterious to the hosts as the expression of virus genes may impede
translation of host genes. However, the patterns of synonymous variation observed in the Great
Reed Warbler MHC-I exon 3 do not seem consistent with such antagonistic coevolution . Two
thirds of the sites in the Great Reed Warbler MHC-I exon 3 show evidence of strong purifying
selection on codon usage, and this does not suggest a coevolutionary response to avoid similarity
with codon usage of viruses. If MHC expression would be affected by viruses matching host codon
usage, then reducing the translation of two thirds of the sites would be efficient. It seems unlikely
that synonymous variation in the remaining one third of the sites would do much to escape the
depletion of tRNAs used by virus genes.
Nonetheless, expression of MHC genes is crucial to vertebrate immunity, and it is obvious that any
mechanism that obstructs MHC expression would be adaptive to pathogens . It is possible that
intracellular parasites such as viruses evolved to evade recognition and inhibit host immunity by
targeting mRNA of MHC genes. This could be mediated via molecular interactions, where virus
RNA or proteins hybridize or bind to MHC mRNA to inhibit translation. Regulation at the mRNA
level could prevent MHC molecules from being expressed, thereby reducing presentation of
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15
antigen to T-cells. Such regulation by pathogens targeting MHC expression at the mRNA level
would necessarily elicit an evolutionary response in the hosts to evade molecular interactions with
virus molecules. It is well described that interactions between endogenous molecules and mRNA
leave an evolutionary footprint in synonymous nucleotide variation (3, 5), and I propose the
hypothesis that synonymous nucleotide variation in the MHC is engaged in a coevolutionary arms
race to escape molecular interactions between MHC mRNA and pathog en molecules. Due to
secondary and tertiary structures of the mRNA, i t is likely that not all sites would be equally
exposed to molecular interactions with pathogenic RNA or proteins, and this may explain why the
synonymous variation appears in spikes along the exon 3 sequences (Fig. 1).
Only a single study has previously investigated synonymous variation in the MHC. Matsushita &
Kano-Sueoka (2023) investigated sequence variation in the HLA -A (a human MHC -I locus) .
While that study did not test for natural selection or address phenotypic or evolutionary effects,
they did observe conspicuous non -random spikes of synonymous nucleotide variation along the
coding sequences, that resemble the patterns in the Great Reed Warbler MHC-I exon 3 (46).
Synonymous variation was more abundant in the Great Reed Warbler MHC-I exon 3 sequences
compared to the HLA -A, but that may be due to the fact that (46) only studied variation in the
HLA-A locus (disregarding the other class I loci HLA-B and -C), whereas the sequences in my
study represent multiple MHC-I loci (29).
The correlations between synonymous nucleotide variation in the MHC -I and individual survival
and fitness in the study population differed between males and females (Fig. 6a, b). This difference
in the effects of synonymous variation in the MHC-I is likely associated with regulatory effects of
sex hormones on immune responses, that cause males to generally have weaker immune responses
and increased risk of pathogen infection compared to females (e.g. (47–51)). I have previously
proposed that differences between the immune response phenotypes of males and females can
drive sexually antagonistic (SA) selection on genes that exert quantitative effects on immune
responses, including the MHC , and found evidence for an unresolved sexual conflict over the
number of different MHC-I alleles in Great Reed Warblers (24, 25). Additional evidence for sexual
conflict on MHC genes recently emerged from a study on a social mammal, the Banded Mongoose
Mungos mungo (28). If the observed sex difference in the effects of synonymous variation in the
Great Reed Warbler MHC-I is to be explained by the SA selection hypothesis, then synonymous
variation in the MHC-I should fulfill the assumption of exerting quantitative effects on immune
responses, cf. (24). This is consistent with the hypothesis that synonymous variation serves an
adaptive function in evading regulation of MHC expression by pathogens . It has long been
recognized that polymorphism in MHC genes contributes to quantitative differences in overall
antibody production (52). Hence, if pathogens regulate MHC expression by targeting MHC
mRNA, host mechanisms that evade such regulation would indeed be predicted to exert
quantitative effects on immune responses.
Synonymous variation has been shown to exert multiple effects on the pathway from gene to
protein, and the evidence that MHC genes are subject to natural selection on synonymous variation
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invites reflection over some current practices in MHC research. If pathogens regulate MHC
expression by targeting mRNA, then expression of MHC alleles is probably biased in infected
cells. The practice of estimating MHC expression by abundance of RNA-derived cDNA needs to
be evaluated, as mRNA abundance measured at the organism level may not reflect MHC
expression in infected cells . Furthermore, it is common to analyze natural selection on protein
sequences by comparing rates of non-synonymous to synonymous variation (dN/dS, aka. Ω). This
analysis assumes that rates of synonymous variation (dS) can be used as a representation of the
Background
rate of evolution. However, if synonymous variation deviates from the background
rate of evolution, such models may fail to provide a meaningful estimate of natural selection on
protein sequences (3). Yang & Nielsen disputed concerns that natural selection on synonymous
nucleotide variation should compromise dN/dS analyses (4), but my present results indicate that
disregarding selection on synonymous variation leads to substantial overestimation of positive
selection in MHC sequences by codeml (Table 2).
Conclusions
Here I show that MHC genes are subject to natural selection on synonymous nucleotide variation
and that the extent of synonymous variation has direct measurable effects on the Darwinian fitness
of individuals. These observations are remarkable and call for a paradigm shift in the way that we
approach studies of the MHC.
Unraveling the driving forces behind selection on synonymous variation in the MHC is of great
importance to our understanding of evolution in this extremely important locus. I have taken a first
few steps on the road and shown that most sites in the Great Reed Warbler MHC-I exon 3 are under
strong purifying selection on synonymous codon usage, which is associated with the abundance of
tRNA isotypes in the genome and likely driven by selection for increased translational efficiency.
However, that is only half of the story. Significant spikes of synonymous variation appear in about
one third of the sites in the Great Reed Warbler MHC-I exon 3, consistent with recent observations
in the HLA-A, and I propose that these are best explained in the context of a coevolutionary arms
race, where synonymous nucleotide variation serve s an adaptive function to escape inhibitory
molecular interactions, e.g. between MHC mRNA and pathogen molecules.
The prevailing lack of knowledge on synonymous variation in the MHC is potentially problematic
and further uncovering the mechanisms by which synonymous nucleotide variation in the MHC
exerts its biological effects is central to advance our understanding of the MHC and host-pathogen
coevolution. This study introduces the SynDist function in MHCtools to quantify synonymous
nucleotide differences (53) and demonstrates a novel approach to test site specific selection on
synonymous variation by comparing empirical sequences with synonymous data sets simulated
under the assumption of no selection on codon usage. I hope that these methodological
advancements will pave the way for future studies on synonymous variation in the MHC.
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17
Methods
Data set
This study employed data from previous studies of a wild population of Great Reed Warblers at
lake Kvismare in Sweden (59°10’N, 15°25’E) . The data set is based on exhaustive field
observations and samples collected in the period 1984–2004 and details on the field methods can
be found in (25, 29, 54–59).
For genetic analyses, I employed the Great Reed Warbler genome assembly (GenBank:
ASM2153481v1) (33, 34) in conjunction with a data set of 390 MHC -I exon 3 DNA sequences
(25, 29). The MHC-I data set originated from 559 individuals (141 adult males, 131 adult females,
and 287 chicks) and the whole genome was sequenced from one of the individuals in the MHC -I
data set. The size of the genome assembly was 1.2 Gb in 3,012 scaffolds with scaffold N50 = 21.4
Mb and coverage 45x. The 390 sequences of the MHC-I exon 3 were aligned and trimmed to open
reading frame according to conserved residues and sequence motifs (60, 61). The sequences were
87 codons long and contained no gaps. Details on DNA extraction, sequencing, and genotyping of
the MHC-I exon 3 can be found in (25, 29). The Great Reed Warbler MHC-I exon 3 sequences are
available at GenBank (accession numbers: MH468831–MH469159; MT193762–MT193822).
Fitness analyses were conducted on a subset of samples from the genetic data set for which fitness
data has previously been published in (25). The fitness data set included lifetime observations of
88 adult males and 100 adult females. These individuals harbored 329 of the 390 MHC-I exon 3
sequences between them, with 6 –24 different sequences per individual. Further details can be
found in (25).
Selection analyses
I tested 12 substitution models on the Great Reed Warbler MHC-I exon 3 sequence s in PhyML
version 3.1 (62, 63) using maximum likelihood estimation of nucleotide frequencies and tree
topology optimization. Among the 12 models, t he generalized time-reversible (GTR) model had
the lowest Akaike Information Criterion (AIC) value (Table S18). I used codeml from the PAML
software package (35, 36) to test for natural selection on synonymous codon variation among the
sequences, using a GTR tree as input. I set codeml to assume one Ω (i.e., dN/dS) ratio for all
branches and specified site models M2 a (estimating three categories of Ω with one category of
sites evolving under positive selection (Ω > 1)) and M8 (estimating a beta distribution for Ω 1)) (37). Within each site model,
I employed nested FMutSel vs. FMutSel0 models to test the null hypothesis that variation in codon
usage is due to mutation bias alone and not affected by selection acting at synonymous sites (4).
The log likelihoods of the nested FMutSel and FMutSel0 models were compared using a likelihood
ratio test with the formula: 2 × Δln(L) ~ χ2, with 41 degrees of freedom of the χ2 distribution
(reflecting the difference in number of parameters between the models ). Sites with Ω > 1 were
inferred by Bayes Empirical Bayes analysis for each model (38).
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Consensus sequence and prediction of protein folding
I analyzed the frequencies of amino acids in each site among the 390 MHC -I exon 3 sequences
and derived a consensus sequence of the amino acids most frequently observed at each site. I
employed AlphaFold 3 (39) at alphafoldserver.com to predict the folded protein structure from the
consensus amino acid sequence (Fig. S1).
Synonymous genetic variation
All downstream analyses were conducted in R v. 4.5.1 (64), except where otherwise specified.
Fasta files were handled in R using the package seqinr (65). I used the SynDist function in
MHCtools v. 1.6 (53) to quantify synonymous nucleotide variation among the Great Reed Warbler
MHC-I exon 3 sequences. I specified analysis="codon" to obtain counts of synonymous changes
per base and per (codon) site among all pairwise sequence comparisons in the data set. I also used
the setting analysis="dist" to obtain the number of synonymous nucleotide changes in each
pairwise sequence comparison in the data set as well as the mean number of synonymous
nucleotide changes in pairwise comparisons among the sequences in each individual sample.
I calculated relative frequencies of codon usage as the proportion of counts for a codon out of the
total counts for all codons within each synonymous block, i.e., codons encoding the same amino
acid. For comparisons between amino acids, I normalized the relative codon frequencies to 1 by
multiplying each frequency with the number of synonymous codons in each block, thereby
generating the measure “relative synonymous codon usage” (RSCU), cf. (10, 66). I quantified
codon usage bias (CUB) for each amino acid as the variance of RSCU within each synonymous
block, following the rationale that a bias towards certain codons will skew the values of RSCU
within each synonymous block and increase the variance.
Data simulations
If one assumes that an observed sequence alignment is a snapshot of a Markov process of
synonymous codon substitutions that has run for infinitely long time, the probability of observing
a certain codon can be regarded as a function of the mutation bias among nucleotides and selection
on codon usage, following (4). Hence, under the null hypothesis of no selection on codon usage,
the probability of observing a certain codon depends only on mutation bias, and thus regarding the
process of synonymous codon substitution as a Markov process enables simulation of nucleotide
sequences that reflect the null hypothesis using mutation bias parameters alone. I employed custom
scripts to perform simulations of MHC -I exon 3 sequences reflecting the null hypothesis that
variation in codon usage is not affected by selection acting at synonymous sites . I first used the
base frequencies by nucleotide position (3x4 table) derived from the models in codeml (Table S19)
to compute a table of relative probabilities of codon usage under neutrality , i.e., reflecting the
scenario where the probabilities of observing synonymous codon variants depend only on the
mutation bias, cf. (4) (Table S20). I then ran 1,000 simulations of the data set of 390 MHC-I exon
3 sequences, where for each site in each sequence, a codon was randomly sampled among the
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synonymous codons encoding the observed amino acid. In the random sampling step, the relative
probabilities of synonymous codons encoding the observed amino acid in the computed table of
probabilities of codon usage under neutrality (Table S20) were used as weights. The simulated
codons were concatenated into nucleotide sequences and collated in 1,000 fasta files, each
containing 390 simulated DNA sequences synonymous to the empirical Great Reed Warbler MHC-
I exon 3 sequences.
I then used the SynDist function in MHCtools v. 1.6 to quantify the synonymous genetic variation
among the 390 sequences in each of the 1,000 simulated data sets. I specified analysis="codon" to
obtain counts of synonymous changes per base and per (codon) site among all pairwise sequence
comparisons in the data set. From the results, I extracted the proportion of pairwise sequence
comparisons that harbor synonymous substitutions for each site. In addition, I calculated relative
frequencies of codon usage, RSCU, and codon usage bias as described above. Finally, I calculated
means and 95% confidence intervals among the 1,000 simulated data sets and calculated p-values
as the proportion of observations in the simulated data sets more extreme than the value observed
in the empirical data set.
Abundance of tRNA isotypes
I used tRNAscan -SE v. 2.0.12 (40) to scan the Great Reed Warbler genome assembly for tRNA
genes. I ran tRNAscan-SE with the options ‘--mt vert’ to identify potential mitochondrial origin of
detected tRNAs and ‘ --detail’ to obtain isotype -specific model classification results . tRNAscan-
SE predicted 815 tRNAs in the first pass, 571 of which were confirmed by Infernal (second pass).
Among the 571 detected tRNAs, 325 decoded standard amino acids, 1 was a selenocysteine tRNA,
7 had undetermined isotypes, 30 had mismatch isotypes, and 208 were pseudogenes. I used only
the 325 confirmed cytosolic standard amino acid tRNAs in further analyses.
I calculated relative frequencies of tRNA isotypes as the proportion of counts for an isotype out of
the total counts f or isotypes for the same amino acid . For comparisons between amino acids, I
normalized the relative tRNA isotype frequencies by multiplying each frequency with the number
of synonymous codons in each block.
To test whether synonymous codon usage was affected by tRNA isotype availability, I calculated
Pearson correlation coefficients between RSCU and normalized relative frequencies of tRNA
isotypes within each synonymous block. The analysis included only amino acids that were matched
by more than one tRNA isotype in the genome and excluded codons that were not matched by a
cognate tRNA isotype in the genome . The Pearson correlations were calculated using RSCU
measured among all 87 sites of the MHC -I sequences as well as RSCU measured among subsets
of sites where synonymous variation was under strong purifying selection (n = 56) or where
purifying selection was relaxed (n = 31). Pearson correlations were also calculated using RSCU
for each of the 1,000 data sets simulated under the assumption of no selection on synonymous
codon usage, allowing derivation of 95% confidence intervals and p -values for the correlat ions
between normalized relative frequencies of tRNA isotypes and RSCU in the empirical data set.
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Fitness effects
As estimates of individual Darwinian fitness, I used lifetime number of fledged offspring, defined
as the number of fledged offspring over an individual’s lifetime, and offspring fledging success,
defined as the lifetime number of fledged offspring corrected for life span. Previous studies have
shown that Great Reed Warbler s that failed their first breeding attempt were unlikely to be
observed in the study area in following years (25, 55, 67). Estimates of life span and lifetime
reproductive success are therefore not reliable for unsuccessful first-time breeders and I excluded
17 individuals that failed to rear any offspring from analyses of fitness effects, resulting in a data
set of 77 males and 96 females.
I used generalized linear models to test the effects of synonymous genetic variation in the Great
Reed Warbler MHC-I exon 3 on life span , lifetime number of fledged offspring , and offspring
fledging success following the suggested model design in (68). As both life span and lifetime
number of fledged offspring follow negative binomial distributions, the generalized linear models
were run with negative binomial errors using the package MASS in R (69). The aggregation
parameters of the negative binomial distributions were estimated by maximum likelihood and
specified in the model formulae (70). Effects on offspring fledging success were modelled by
including life span as covariate in a generalized linear model with lifetime number of fledg ed
offspring as dependent variable.
The purpose of the models was to test the effects of the mean number of synonymous nucleotide
changes in pairwise comparisons among the sequences in each individual sample. The full models
included the total number of different MHC -I sequences per individual as covariate, sex as fixed
factor, and the interactions ‘total number of different MHC-I sequences ´ sex’ and ‘mean number
of synonymous nucleotide changes ´ sex’. The step function in R was employed for model
simplification and simulateResiduals and testDispersion from the DHARMa package (71) were
used for model diagnostics. The final models on life span and lifetime number of fledged offspring
showed significant or nearly significant interactions between the mean number of synonymous
nucleotide changes and sex, and the models were therefore also run independently for each sex.
To ascertain that the observed effects of synonymous variation were not influenced by natural
selection on amino acid sequences, I calculated the mean proportion of amino acid changes
between pairs of sequences in each individual (i.e., amino acid p -distance) using the DistCalc
function in MHCtools v. 1.6 (53). I repeated the generalized linear models as above including
amino acid p-distance as covariate and the interaction ‘ amino acid p-distance ´ sex’ in the full
models. In addition, I repeated the models as described above, but replacing the mean number of
synonymous nucleotide changes with amino acid p-distance as independent variable.
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Acknowledgements
I wish to thank my partner Tianhao Zhao for patience and support.
In memory of Bengt Olle Bengtsson (1946-2025).
Funding: I received no funding in support for this research.
Author contributions: This study was conceived, designed and carried out by J.R. MHCtools is
developed and maintained by J.R. The data simulation approach to test site specific selection on
synonymous variation was conceived and developed by J.R.
Competing interests: I declare no competing interests.
Data and materials availability: MHCtools v. 1.6 including user manual and documentation is
available at CRAN: https://cran.r-project.org/package=MHCtools. The data sets are available at the
Dryad repository: https://datadryad.org/dataset/doi:10.5061/dryad.b321hf1 and the Zenodo
repository: https://doi.org/10.5281/zenodo.3716048. The great reed warbler genome assembly and
MHC-I exon 3 sequences are available at GenBank: https://ncbi.nlm.nih.gov (accession numbers:
MH468831–MH469159; MT193762–MT193822; genome assembly: ASM2153481v1).
(which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission.
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